Case: 21-1924 Document: 65 Page: 1 Filed: 04/12/2023
United States Court of Appeals
for the Federal Circuit
______________________
UCB, INC., UCB PHARMA GMBH, LTS LOHMANN
THERAPIE-SYSTEME AG,
Plaintiffs-Appellants
v.
ACTAVIS LABORATORIES UT, INC.,
Defendant-Appellee
______________________
2021-1924
______________________
Appeal from the United States District Court for the
District of Delaware in No. 1:19-cv-00474-KAJ, Circuit
Judge Kent A. Jordan.
------------------------------------------------
UCB, INC., UCB PHARMA GMBH, LTS LOHMANN
THERAPIE-SYSTEME AG,
Plaintiffs-Appellants
v.
MYLAN TECHNOLOGIES INC.,
Defendant-Appellee
______________________
2021-2336
______________________
Case: 21-1924 Document: 65 Page: 2 Filed: 04/12/2023
2 UCB, INC. v. ACTAVIS LABORATORIES UT, INC.
Appeal from the United States District Court for the
District of Delaware in No. 2:19-cv-00128-cr, Circuit Judge
Kent A. Jordan.
______________________
Decided: April 12, 2023
______________________
RICHARD L. RAINEY, Covington & Burling LLP, Wash-
ington, DC, argued for plaintiffs-appellants. Also repre-
sented by BRIAN GERARD BIELUCH, GEORGE FRANK PAPPAS;
MICHAEL E. BOWLUS, ALEXA HANSEN, San Francisco, CA;
JACK B. BLUMENFELD, DEREK J. FAHNESTOCK, ANTHONY D.
RAUCCI, Morris, Nichols, Arsht & Tunnell LLP, Wilming-
ton, DE; CATHERINE MCCORD, KEVIN MCGANN, SILVIA ME-
DINA, JAMES TRAINOR, Fenwick & West LLP, New York,
NY.
JOHN C. O'QUINN, Kirkland & Ellis LLP, Washington,
DC, argued for all defendants-appellees. Defendant-appel-
lee Actavis Laboratories UT, Inc. also represented by WIL-
LIAM H. BURGESS, TERA JO STONE; THOMAS FLEMING,
CHRISTOPHER T. JAGOE, New York, NY.
DEEPRO MUKERJEE, Katten Muchin Rosenman LLP,
New York NY, for defendant-appellee Mylan Technologies
Inc. Also represented by LANCE SODERSTROM; JITENDRA
MALIK, Charlotte, NC; JILLIAN SCHURR, Chicago, IL; ERIC
THOMAS WERLINGER, Washington, DC.
______________________
Before MOORE, Chief Judge, CHEN and STOLL, Circuit
Judges.
STOLL, Circuit Judge.
This appeal concerns the validity of U.S. Patent
No. 10,130,589, directed to transdermal rotigotine patches
and asserted by UCB, Inc., UCB Pharma GmbH, and LTH
Case: 21-1924 Document: 65 Page: 3 Filed: 04/12/2023
UCB, INC. v. ACTAVIS LABORATORIES UT, INC. 3
Lohman Therapie-Systeme AG (collectively, “UCB”) in
Hatch-Waxman proceedings. UCB sued Actavis Laborato-
ries UT, Inc. (“Actavis”) for infringement based on Actavis’s
filing of an Abbreviated New Drug Application. The United
States District Court for the District of Delaware found the
asserted claims of the ’589 patent invalid for anticipation
and obviousness. Because the district court’s fact findings
on overlapping ranges, teaching away, unexpected results,
and commercial success are not clearly erroneous, we af-
firm the judgment of invalidity.
BACKGROUND
I
The drug at issue in this pharmaceutical case is rotig-
otine, which is used to treat Parkinson’s disease. Parkin-
son’s disease is a neurodegenerative disorder that is
presently estimated to affect more than a million Ameri-
cans. Parkinson’s disease impacts motor control and
causes significant gastrointestinal dysfunction, such as
“difficulty swallowing, delayed gastric emptying, and slow
transit times through intestines,” symptoms that can frus-
trate oral treatments. J.A. 6488–89, ¶ 81.
The technology at issue relates to transdermal thera-
peutic systems (TTSs), which deliver drugs through the pa-
tient’s skin and thus avoid complications with oral
treatments. TTSs are usually implemented as skin
patches that deliver drugs across the patient’s skin barrier
to enter the patient’s bloodstream. These patches contain
drugs in an “amorphous,” i.e., non-crystalline, form be-
cause drugs in crystalline form cannot cross the skin bar-
rier. Consequently, crystallization in patches can reduce
the amount of drug leaving the patch and hence reduce a
patient’s dose.
Amorphous materials can transition from a non-crys-
tallized (high energy) state to a crystallized (lower energy)
state. “[T]he temperature at which an amorphous solid
Case: 21-1924 Document: 65 Page: 4 Filed: 04/12/2023
4 UCB, INC. v. ACTAVIS LABORATORIES UT, INC.
changes from a rigid state to a flexible, rubbery state” is
the glass transition temperature (Tg). UCB, Inc. v. Actavis
Lab’ys UT, Inc., No. CV 19-474, 2021 WL 1880993, at *7,
¶ 44 (D. Del. Mar. 26, 2021) (UCB II). Above Tg, molecules
are more mobile and more likely to crystalize.
In 2007, UCB invented and marketed Neupro® (which
we refer to as original Neupro®), the first U.S. Food and
Drug Administration approved patch for treatment of Par-
kinson’s disease. Original Neupro® contains a dispersion
of amorphous rotigotine and polyvinylpyrrolidone (PVP).
PVP stabilizes amorphous rotigotine by increasing the Tg
and preventing hydrogen bonding between rotigotine mol-
ecules, which prevents a clumping of sorts that creates
crystallization. See id. at *7, ¶¶ 44, 46. Significant to this
appeal, original Neupro® contains a weight ratio of rotigo-
tine to PVP of 9:2. Id. at *8, ¶ 57.
Original Neupro® is covered by several UCB patents,
including U.S. Patent Nos. 6,884,434 and 7,413,747 (the
Muller patents). The Muller patents have materially sim-
ilar specifications and claim priority to an application filed
in 1999. The ’434 Muller patent teaches a TTS having ro-
tigotine in an amount effective for treating Parkinson’s dis-
ease, with PVP in the range of 1.5% to 5% (w/w). See
’434 Muller patent, col. 7 ll. 55–67, col. 8 ll. 17–22, col. 8
ll. 54–63 (claims 1, 5, 14–15). The ’747 Muller patent
teaches a TTS with a ratio of 9% rotigotine to 1.5% to 5%
PVP by weight. ’747 Muller patent, col. 8 l. 66–col. 10 l. 4
(claim 14). The Muller patents also describe an exemplary
process for making a TTS with a rotigotine to PVP weight
ratio of 9:3 rotigotine to PVP. ’434 Muller patent, col. 5
l. 54–col. 6 l. 14 (Example 2); ’747 Muller patent, col. 6
ll. 16–44 (Example 2).
II
In August 2007, some three months after the original
Neupro® U.S. launch, it was discovered that a new crystal-
line form of rotigotine—“Form II”—occurred when
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UCB, INC. v. ACTAVIS LABORATORIES UT, INC. 5
rotigotine was stored at room temperature. After discus-
sions with the FDA, UCB recalled original Neupro® from
U.S. markets in April 2008. Original Neupro® remained in
limited use in the U.S. under a compassionate-use pro-
gram, while European regulators agreed to continue mar-
keting original Neupro® under cold-chain conditions (i.e.,
refrigerating original Neupro®), which prevents Form II
crystallization.
In 2012, the FDA approved a new version of Neupro®
(reformulated Neupro®), which employs a weight ratio of
9:4 rotigotine to PVP. The reformulated Neupro® exhibits
long-term stability at room temperature with a two-year
shelf-life. Reformulated Neupro® is bioequivalent to the
original Neupro®, and the FDA approved it without new ef-
ficacy studies. The Muller patents are listed in the FDA’s
publication “Approved Drug Products with Therapeutic
Equivalence Evaluations,” commonly known as the Orange
Book, as covering reformulated Neupro®.
In 2013, Actavis submitted an Abbreviated New Drug
Application (ANDA) to the FDA for approval of a generic
version of a transdermal rotigotine patch. In 2014, UCB
filed suit for infringement of the ’434 Muller patent and
U.S. Patent No. 8,232,414. See UCB, Inc. v. Watson Lab’ys,
Inc., No. CV 14-1083, 2017 WL 11646645, at *1 (D. Del.
Nov. 14, 2017), aff’d, 927 F.3d 1272 (Fed. Cir. 2019) (UCB
I). 1 The district court upheld the validity of the challenged
claims of the ’434 Muller patent, held some of the chal-
lenged claims of the ’414 patent invalid under 35 U.S.C.
§ 102(a), and granted UCB an injunction preventing
1
Watson Laboratories, Inc. was the named defend-
ant in the original suit, but Actavis (formally known as
Watson) became the defendant. See UCB II, 2021 WL
1880993, at *1 n.1.
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6 UCB, INC. v. ACTAVIS LABORATORIES UT, INC.
approval of Actavis’s ANDA. The injunction expired in
March 2021, when the ’434 Muller patent expired.
In 2018—while UCB I was on appeal—UCB filed the
patent application that matured into the patent-in-suit,
the ’589 patent. The ’589 patent claims priority from a pro-
visional application filed in December 2009. The patent is
entitled “Polyvinylpyrrolidone for the Stabilization of a
Solid Dispersion of the Non-Crystalline Form of Rotigo-
tine” and discusses both rotigotine Form I and Form II. See
’589 patent, col. 1 ll. 47–54, col. 11 l. 66–col. 12 l. 2. The
written description explains that “PVP is unexpectedly
able to stabilize the non-crystalline form of rotigotine and
prevent rotigotine from re-crystallization in a solid disper-
sion . . . thereby imparting sufficient long term storage sta-
bility properties to the [TTS], preferably at room
temperature.” Id. at col. 3 ll. 28–35. The ’589 patent dis-
closes and claims a TTS having a range of rotigotine to PVP
ratios by weight of about 9:4 to about 9:6. Claim 1 is rep-
resentative:
1. A method for stabilizing rotigotine, the method
comprising providing a solid dispersion comprising
polyvinylpyrrolidone and a non-crystalline form of
rotigotine free base, wherein the weight ratio of ro-
tigotine free base to polyvinylpyrrolidone is in a
range from about 9:4 to about 9:6.
Id. at col. 15 ll. 54–59. The ’589 patent’s Table 3, shown
below, displays results of storage stability testing of sam-
ples of rotigotine to PVP ratios ranging from 9:1 to 9:11.
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UCB, INC. v. ACTAVIS LABORATORIES UT, INC. 7
Id. at Tbl. 3. The patent explains that no crystals were ob-
served at room temperature for up to 24 months for sample
5 with the PVP to rotigotine weight ratio of 9:4. Id.
at col. 15 ll. 17–19.
A comparison of the Muller patents, the ’589 patent,
and original and reformulated Neupro® is depicted below.
As shown, the ranges of rotigotine to PVP ratios disclosed
in the Muller patents and the ’589 patent overlap from
about 9:4 to 9:5 and include the ratio in reformulated
Neupro®.
III
In March 2019, about a year before UCB’s injunction
expired, UCB again filed a lawsuit against Actavis, accus-
ing Actavis’s same ANDA of infringement. This time, UCB
asserted the ’589 patent, which would delay FDA approval
of a generic for nine additional years, until the ’589 patent
Case: 21-1924 Document: 65 Page: 8 Filed: 04/12/2023
8 UCB, INC. v. ACTAVIS LABORATORIES UT, INC.
expires in December 2030. UCB asserted that Actavis in-
fringed claims 1–3, 7, and 10–12 of the ’589 patent. Actavis
conceded that, if the ’589 patent is valid, then its ANDA
would infringe.
In July 2019, in response to Mylan Technologies, Inc.
seeking to market its own generic version of Neupro®, UCB
also filed a lawsuit against Mylan alleging infringement of
the ’589 patent and U.S. Patent No. 10,350,174. UCB, Inc.
v. Mylan Techs., Inc., No. 2:19-CV-128, 2020 WL 2300359,
at *1 (D. Vt. May 8, 2020). The parties stipulated to adopt,
and the Vermont district court adopted, the Delaware judg-
ment, opinion, and trial record. J.A. 67–69. This appeal
consolidates both cases.
In March 2021, the month UCB’s injunction expired,
the district court ruled on Actavis’s invalidity defenses.
Applying the “at once envisage” framework for anticipation
articulated in Kennametal, Inc. v. Ingersoll Cutting Tool
Co., 780 F.3d 1376, 1381 (Fed. Cir. 2015), the district court
found that the Muller patents anticipate all asserted
claims. UCB II, 2021 WL 1880993, at *20–22. Separately,
the district court held that the asserted claims would have
been obvious in view of multiple prior art references, in-
cluding the Muller patents. Id. at *23–27.
UCB appeals the district court’s anticipation and obvi-
ousness determinations. We have jurisdiction under
28 U.S.C. § 1295(a)(1).
DISCUSSION
On appeal, UCB argues that the district court erred in
its anticipation analysis because, contrary to our prece-
dent, it applied Kennametal to an overlapping ranges case.
Appellant’s Br. 36–39. UCB also argues that the district
court’s obviousness analysis is incorrect because, broadly,
the district court (1) impermissibly relied on hindsight in
its analysis; and (2) improperly disregarded evidence of
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UCB, INC. v. ACTAVIS LABORATORIES UT, INC. 9
objective indicia of nonobviousness. See Appellant’s
Br. 49–73. We address anticipation first, followed by obvi-
ousness.
I
We start with anticipation. UCB argues that the dis-
trict court committed legal error by applying the wrong
law—Kennametal and the “immediately envisage” line of
cases—in its anticipation analysis. We agree.
To anticipate a claim, a single “prior art reference must
disclose each and every element” recited in the claim.
Adasa Inc. v. Avery Dennison Corp., 55 F.4th 900, 910
(Fed. Cir. 2022). Whether a prior art reference anticipates
a claim is a question of fact. Atofina v. Great Lakes Chem.
Corp., 441 F.3d 991, 995 (Fed. Cir. 2006). Questions of fact
decided by the district court are reviewed for clear error.
Id. “A finding is ‘clearly erroneous’ when although there is
evidence to support it, the reviewing court on the entire ev-
idence is left with the definite and firm conviction that a
mistake has been committed.” United States v. U.S. Gyp-
sum Co., 333 U.S. 364, 395 (1948). A court’s application of
an improper standard to fact “may be corrected as a matter
of law.” United States v. Singer Mfg. Co., 374 U.S. 174, 194
n.9 (1963); see also Walther v. Sec’y of Health & Hum.
Servs., 485 F.3d 1146, 1152 (Fed. Cir. 2007).
Our precedent sets forth an established framework for
analyzing whether a prior art reference anticipates a
claimed range. The framework varies depending on
whether the prior art discloses a point within the claimed
range or discloses its own range that overlaps with the
claimed range. If the prior art discloses a point within the
claimed range, the prior art anticipates the claim. See
Ineos USA LLC v. Berry Plastics Corp., 783 F.3d 865, 869
(Fed. Cir. 2015) (citing Titanium Metals Corp. v. Banner,
778 F.2d 775, 782 (Fed. Cir. 1985)). On the other hand, if
the prior art discloses an overlapping range, the prior art
anticipates the claimed range “only [] if it describes the
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10 UCB, INC. v. ACTAVIS LABORATORIES UT, INC.
claimed range with sufficient specificity such that a rea-
sonable fact finder could conclude that there is no reasona-
ble difference in how the invention operates over the
ranges.” Id. (citing Atofina, 441 F.3d at 999; ClearValue,
Inc. v. Pearl River Polymers, Inc., 668 F.3d 1340, 1345
(Fed. Cir. 2012)). In other words, “[o]nce the patent chal-
lenger has established, through overlapping ranges, its
prima facie case of anticipation, ‘the court must evaluate
whether the patentee has established that the claimed
range is critical to the operability of the claimed inven-
tion.’” Genentech, Inc. v. Hospira, Inc., 946 F.3d 1333, 1338
(Fed. Cir. 2020) (quoting Ineos, 783 F.3d at 871).
Here, it is undisputed that the Muller patents disclose
a range that overlaps with the claimed range. In finding
that the Muller patents anticipate the asserted claims of
the ’589 patent, however, the district court did not apply
the traditional framework for analyzing overlapping
ranges. Instead, the district court relied on the Ken-
nametal “immediately envisage” line of cases to identify
discrete points in Muller’s range and analyzed those dis-
crete points as a point-within-a-range case. Specifically,
the district court relied on testimony from an Actavis ex-
pert, Dr. Robin Rogers, that a person of ordinary skill in
the art would read Muller’s range to teach “a few examples”
of TTSs with specific weight ratios, including 9:4 and 9:5
weight ratios of rotigotine to PVP. UCB II, 2021 WL
1880993, at *21, ¶ 12 (citing FF 2 ¶ 79 (citing J.A. 1370–71
(Trial Tr. 313:01–314:20))). The district court also relied
on another Actavis expert, Dr. Mark Prausnitz, who testi-
fied that a skilled artisan would see five or so examples,
including “1.5, 2, 3, 4, [and] 5 [and] maybe you would even
go to half integers, but a POSA would not expect to look in
more granular detail than that to calculate th[e] range”
2 Citations to “FF” refer to the paragraphs within the
district court’s findings of fact.
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UCB, INC. v. ACTAVIS LABORATORIES UT, INC. 11
taught by Muller. J.A. 1428 (Trial Tr. 371:03–10). Based
on this testimony, the district court found that “[a] POSA
would envisage examples at whole and half integer per-
centages of PVP and would not look in more granular de-
tail.” UCB II, 2021 WL 1880993, at *11, ¶ 79. As noted
above, the envisage language stems from Kennametal,
where we held that a reference can anticipate a claim “even
if it ‘does not expressly spell out’ all the limitations ar-
ranged or combined as in the claim, if a person of skill in
the art, reading the reference, would ‘at once envisage’ the
claimed arrangement or combination.” 780 F.3d at 1381
(cleaned up) (citation omitted). Continuing, the court ana-
lyzed this case as a point-within-the-range case—not an
overlapping range case—and found that because a person
of ordinary skill in the art would readily envisage a combi-
nation of 9% rotigotine with 4% or 5% PVP by weight from
the range disclosed by Muller, Muller anticipates the
’589 claims’ recitation of a weight range from “about 9:4 to
about 9:6.” UCB II, 2021 WL 1880993, at *21–22.
UCB argues that the district court erred by ignoring
our case law regarding overlapping ranges, which requires
considering the criticality of the claimed range. We agree.
The district court’s use of the “immediately envisage”
line of cases to convert this case into a point-within-a-range
case constitutes an improper application of our precedent
governing overlapping ranges. 3 We rejected similar at-
tempts to convert the disclosure of a range into the disclo-
sure of individual values in Ineos, 783 F.3d at 869. There,
we explained that the disclosure of a range is not a
3 In addition, the court’s fact finding that a person of
ordinary skill in the art would only consider half and whole
integers contradicts the specification of the ’589 patent.
Table 3 of the ’589 patent, for example, discloses a ratio of
1.6, neither an integer nor a half integer.
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12 UCB, INC. v. ACTAVIS LABORATORIES UT, INC.
disclosure of the endpoints of the range or other discrete
points within the range. Id.
The district court’s analysis also improperly extends
Kennametal, 780 F.3d at 1381–83. As we held in Nidec Mo-
tor Corp. v. Zhongshan Broad Ocean Motor Co., 851 F.3d
1270, 1274 (Fed. Cir. 2017):
Kennametal does not stand for the proposition that
a reference missing a limitation can anticipate a
claim if a skilled artisan viewing the reference
would “at once envisage” the missing limitation.
Rather, Kennametal addresses whether the disclo-
sure of a limited number of combination possibili-
ties discloses one of the possible combinations.
Here, the district court’s use of Kennametal—support-
ing its finding that Muller’s range recites a specific exam-
ple and thus that the specific example anticipates the
entire range recited in the ’589 patent claims—goes beyond
Kennametal’s intended application. We determine that it
was legal error for the district court to do so.
Actavis urges us to nonetheless affirm the district
court’s finding of anticipation because the district court, in
effect, conducted the criticality analysis required in over-
lapping range cases. Appellee’s Br. 46–49; see also Genen-
tech, 946 F.3d at 1338. Actavis attempts to characterize
some of the district court’s findings—e.g., that “[t]he 9:4 to
9:6 ratios produce results that are similar in kind to the
Prior Art TTS Examples (i.e.[,] 9:2 or 9:3), with similar lev-
els of stability (i.e., lack of crystallization)”—as a finding of
criticality for the claimed range of about 9:4 to about 9:6.
See UCB II, 2021 WL 1880993, at *25, ¶ 44. Even if we
saw some merit in Actavis’s suggestion, we need not re-
solve this issue because, as discussed below, we affirm the
district court’s obviousness determination.
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UCB, INC. v. ACTAVIS LABORATORIES UT, INC. 13
II
We next turn to obviousness. The district court held
the asserted claims obvious based on two separate grounds,
including that: (1) the claimed range of weight ratios of ro-
tigotine to PVP overlap with that disclosed in the Muller
patents and UCB failed to rebut this prima facie case of
obviousness; and (2) the prior art’s 9:2 and 9:3 TTS exam-
ples as modified by Muller’s teachings of a range of 1.5% to
5% PVP render the claims obvious. 4 UCB II, 2021 WL
1880993, at *23–26. UCB challenges the district court’s
holdings on both grounds. Because we affirm the judgment
of invalidity on the first ground of obviousness, we do not
reach the second ground.
The ultimate question of obviousness is a question of
law based on underlying fact findings. Merck & Co. v. Teva
Pharms. USA, Inc., 395 F.3d 1364, 1369 (Fed. Cir. 2005)
(citation omitted). We review the question of law de novo
and the underlying fact findings from bench trials for clear
error. Id. (citation omitted). “A factual finding is only
clearly erroneous if . . . we are left with the definite and
firm conviction that a mistake has been made.” Merck
Sharp & Dohme Corp. v. Hospira, Inc., 874 F.3d 724, 728
(Fed. Cir. 2017) (citation omitted); see also Anderson v. City
of Bessemer City, 470 U.S. 564, 574 (1985) (“Where there
are two permissible views of the evidence, the factfinder’s
choice between them cannot be clearly erroneous.” (citation
omitted)). Whether prior art teaches away from the
claimed invention, whether the claimed invention is new
and unexpected, and “the existence of and weight assigned
4 The district court also held the asserted claims in-
valid under obviousness-type double patenting in view of
claims in the Muller patents. UCB II, 2021 WL 1880993,
at *26–27. Because we affirm the court’s obviousness de-
termination, we do not reach its obviousness-type double
patenting determination.
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14 UCB, INC. v. ACTAVIS LABORATORIES UT, INC.
to any objective indicia of nonobviousness,” like commercial
success, “are underlying factual questions we review for
clear error.” Adapt Pharma Operations Ltd. v. Teva
Pharms. USA, Inc., 25 F.4th 1354, 1364 (Fed. Cir. 2022)
(citing Merck, 874 F.3d at 728).
A presumption of obviousness applies “[w]here a
claimed range overlaps with a range disclosed in the prior
art.” Ormco Corp. v. Align Tech., Inc., 463 F.3d 1299, 1311
(Fed. Cir. 2006) (citation omitted). This presumption can
be overcome if the “prior art teaches away from the claimed
range, . . . the claimed range produces new and unexpected
results,” or other evidence demonstrates non-obviousness
of the claimed range. Id. (citation omitted). “A presump-
tion of obviousness does not shift the burden of persuasion
to the patentee to prove nonobviousness, but a presump-
tion establishes that, ‘absent a reason to conclude other-
wise, a factfinder is justified in concluding that a disclosed
range does just that—discloses the entire range.’” Almi-
rall, LLC v. Amneal Pharms. LLC, 28 F.4th 265, 272
(Fed. Cir. 2022) (quoting E.I. duPont de Nemours & Co.
v. Synvina C.V., 904 F.3d 996, 1008 (Fed. Cir. 2018)).
Here, it is undisputed that the range claimed in the
’589 patent overlaps with the ranges taught by the Muller
patents. Thus, Actavis established a prima facie case of
obviousness. On appeal, UCB contends that the Muller pa-
tents do not reflect the state of the art at the time of the
invention because they precede Form II of rotigotine and,
as such, their disclosed range cannot render the claimed
range obvious. In addition, UCB contends that one of the
district court’s fact findings—finding number 80—is incon-
sistent with its finding of obviousness based on the Muller
patents.
Continuing, UCB contends that a different prior art
reference—U.S. Patent App. Pub. No. 2009/0299304
(Tang)—is actually the closest prior art because, unlike the
Muller patents, Tang addresses the stability problem.
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UCB, INC. v. ACTAVIS LABORATORIES UT, INC. 15
UCB further contends that Tang teaches away from the
claimed range, thus establishing nonobviousness of the
claimed range. Tang is directed to TTSs with “a therapeu-
tic agent in a stable amorphous form.” J.A. 4861, [0002].
It teaches “the importance of the weight ratio of the poly-
meric stabilizer to the therapeutic agent in stabilizing the
therapeutic agent.” Id. Specifically, Tang taught that if a
therapeutic agent has a low Tg, the weight ratio of the pol-
ymeric material to the amorphous form of a therapeutic
agent is 2 or greater. J.A. 4862, [0030]. And if the thera-
peutic agent has a high Tg, the ratio is 0.5 or greater.
J.A. 4862, [0031]. Tang focused on working examples of
scopolamine, which is used to treat motion sickness. UCB
II, 2021 WL 1880993, at *14, ¶¶ 117–20; see also J.A. 4868,
[0100]. None of Tang’s working examples include rotigo-
tine as the active ingredient. J.A. 4868–70, [0100]–[0105].
And Tang does not disclose the Tg of rotigotine. See UCB
II, 2021 WL 1880993, at *7, ¶ 45.
In addition, UCB asserted at trial that the claimed
weight ratio range of “from about 9:4 to about 9:6” exhib-
ited unexpected results. According to UCB, given the “fail-
ure” of the Original Neupro® at 9:2, it was expected that
the only slightly larger claimed range of “about 9:4 to about
9:6” would exhibit the same stability failure as the prior art
TTS examples. Appellant’s Br. 45.
Finally, UCB introduced evidence to establish commer-
cial success and rebut the prima facie case of obviousness.
Mainly, UCB introduced evidence of significant sales of re-
formulated Neupro®. UCB contended that it was entitled
to a presumption of nexus between these sales and the
claims because the claims are coextensive with reformu-
lated Neupro®. Alternatively, UCB explained that the
sales were tied to the claimed range of rotigotine to PVP
ratios because “[t]he FDA would not allow Original
Neupro® to remain on the market, even under cold-chain
storage, due to the formation of crystals.” Appellant’s
Br. 62. And without the alleged invention, UCB argues,
Case: 21-1924 Document: 65 Page: 16 Filed: 04/12/2023
16 UCB, INC. v. ACTAVIS LABORATORIES UT, INC.
there is no viable product. Id. (citing various expert testi-
mony, such as that of Dr. Rahul Guha, who testified that
when original Neupro® was off the market, previous pa-
tents existed, and the sales were zero).
The district court found that the Muller patents, and
not Tang, are the closest prior art. To support this finding,
the court reasoned that (1) Tang does not disclose working
examples with rotigotine; (2) Tang does not disclose the Tg
of rotigotine; and (3) the Muller patents are the closest
prior art because, unlike Tang, they disclose and claim a
TTS with a range of R:PVP ratios including about 9:4 to
9:5. UCB II, 2021 WL 1880993, at *14, ¶¶ 118–20.
Continuing, the district court found that the presump-
tion of obviousness was not overcome based on either the
prior art teaching away from the claimed range or new and
unexpected results which are “different in kind and not
merely in degree.” Id. at *25, ¶ 44 (quoting E.I. DuPont,
904 F.3d at 1006). The district court also found that no
other objective indicia of nonobviousness overcame the
prima facie case of obviousness. Id. at *25, ¶ 42. UCB
challenges each of these findings on appeal, and we address
each argument in turn below.
A
First, the district court did not clearly err in rejecting
UCB’s argument that Form II changed the state of the art,
thus rendering all pre-Form II prior art, including the Mul-
ler patents, irrelevant. As the district court found based on
expert testimony and prior art, crystallization in both
Form I and Form II occurs due to hydrogen bonding be-
tween two rotigotine molecules. As UCB’s expert, Dr. Al-
lan Myerson, explained, PVP stabilizes amorphous
rotigotine by creating hydrogen bonds with the individual
rotigotine molecules, thereby preventing hydrogen bonding
between rotigotine molecules and thus preventing crystal-
lization. And while Form II is considered more stable and
less soluble than Form I, other evidence, including expert
Case: 21-1924 Document: 65 Page: 17 Filed: 04/12/2023
UCB, INC. v. ACTAVIS LABORATORIES UT, INC. 17
testimony, indicated that small, rather than systemic,
changes to TTSs were needed to achieve stabilization. For
example, original Neupro® was still used in the U.S. under
a compassionate use program. UCB II, 2021 WL 1880993,
at *10, ¶ 67. In addition, a medical doctor specializing in
Parkinson’s disease published an article showing that
there were no crystallization issues with original Neupro®
when treating over 100 patients. Id. at *9, ¶ 65. Finally,
Actavis’s expert, Dr. Prausnitz, explained how the success
of cold-chain storage for original Neupro® in Europe indi-
cated that a “relatively small adjustment” of the of R:PVP
ratios was needed. Id. at *18, ¶ 149 (citing J.A. 1449–50
(Trial Tr. 392:17–393:04)). In short, we find no clear error
in the district court’s determination that, due to the simi-
larities in Form I and Form II, no cataclysmic change ren-
dered pre-Form II prior art unusable.
Nor does Finding 80 dictate that pre-Form II prior art
should be disregarded and thus that Tang is the closest
prior art. Finding 80 states:
The range of R:PVP ratios in the Asserted Claims
in this case and the like range in the Muller Pa-
tents’ claims significantly overlap and there is no
meaningful difference in how a POSA would view
them.
Id. at *11, ¶ 80. UCB interprets Finding 80 to mean that
“there is no meaningful difference across the entire range
in Muller.” Appellant’s Br. 44 (emphasis added). In UCB’s
view, because original Neupro® (a 9:2 TTS) crystallized,
Finding 80 means that a person of ordinary skill in the art
at the time of the invention would consider the entire range
of 9:1.5 to about 9:6 in the Muller patents similarly flawed.
But we read Finding 80 in the context of all the other find-
ings by the district court to simply mean that the claimed
range and that in the Muller patents are not patentably
distinct. Any confusion about the meaning of this finding
is further removed by referencing the district court’s record
Case: 21-1924 Document: 65 Page: 18 Filed: 04/12/2023
18 UCB, INC. v. ACTAVIS LABORATORIES UT, INC.
citation for Finding 80: Actavis’s expert, Dr. Prausnitz,
testified about the “substantial overlap in the range of 9 to
4 and 9 to 5 between [the] two claim sets.” J.A. 1455 (Trial
Tr. 398:02–09 (emphasis added)). In short, UCB misreads
Finding 80—an error infecting much of its obviousness ar-
guments on appeal. As such, Finding 80 does not support
UCB’s argument that all pre-Form II art should be disre-
garded and hence, that the district court should have rec-
ognized Tang as the closest prior art. Thus, we find no
clear error in the district court’s contrary findings.
We also see no clear error in the district court’s finding
on teaching away. A reference teaches away “when a per-
son of ordinary skill, upon reading the reference, would be
discouraged from following the path set out in the refer-
ence, or would be led in a direction divergent from the path
that was taken.” Galderma Lab’ys., L.P. v. Tolmar, Inc.,
737 F.3d 731, 738 (Fed. Cir. 2013) (quoting DePuy Spine,
Inc. v. Medtronic Sofamor Danek, Inc., 567 F.3d 1314, 1327
(Fed. Cir. 2009)). By contrast, a reference does not teach
away if it “merely expresses a general preference for an al-
ternative invention but does not ‘criticize, discredit or oth-
erwise discourage’ investigation into the invention
claimed.” DePuy, 567 F.3d at 1327 (quoting In re Fulton,
391 F.3d 1195, 1201 (Fed. Cir. 2004)).
The district court viewed Tang as simply teaching an
alternative invention. Indeed, the court acknowledged that
Tang could lead a person of ordinary skill to increase the
amount of PVP beyond the range of 9:4 to 9:6 ratios of ro-
tigotine to PVP. UCB II, 2021 WL 1880993, at *26, ¶ 50.
With knowledge of the Tg for rotigotine free base, UCB’s
expert, Dr. Myerson, testified that Tang teaches a rotigo-
tine to PVP weight ratio of 9:18 for long-term stability. But
the district court found that Tang would not dissuade a per-
son of ordinary skill in the art from first trying a weight
ratio within the range of 9:4 to 9:6 rotigotine to PVP. Id.
Case: 21-1924 Document: 65 Page: 19 Filed: 04/12/2023
UCB, INC. v. ACTAVIS LABORATORIES UT, INC. 19
In Galderma, we held that the district court erred in
finding that three prior art references taught away from
the claimed invention because they merely taught an alter-
native composition that “may be optimal or standard” that
was not the claimed invention. 737 F.3d at 739. In partic-
ular, two of the prior art references mentioned side effects
for adapalene concentrations from 0.03% to 0.1% but did
not mention the claimed concentration of 0.3% adapalene.
Id. at 738–39. Nor did the references “indicate in any way
that the side effects would be serious enough to dissuade
the development of a 0.3% adapalene product.” Id. at 739.
The three references demonstrated that 0.1% was the
“standard or optimal concentration of adapalene.” Id. We
held that “teaching that a composition may be optimal or
standard does not criticize, discredit, or otherwise discour-
age investigation into other compositions.” Id. Thus, the
prior art references did not teach away.
Here, the district court’s finding that Tang does not
teach away is not clearly erroneous for the same reasons.
Tang does not criticize, discredit, or otherwise dissuade a
skilled artisan from investigating the claimed range of ra-
tios. In other words, Tang expresses a preference for a
higher PVP percentage (a 9:18 rotigotine to PVP weight ra-
tio), but it does not teach away from the claimed range.
Contrary to UCB’s suggestion, we do not understand the
district court’s finding that Tang does not teach away as
resting on the fact that (1) Tang lacks any reference to the
Tg of rotigotine and (2) no working examples include rotig-
otine in Tang. Instead, we understand the district court to
have reasoned that, like the prior art in Galderma, Tang
does not expressly teach away from the claim invention.
Rather, it merely expresses a preference for an optimal con-
centration (a 9:18 ratio).
Ultimately, even if we saw some merit in UCB’s view
of the evidence, we do not reweigh the evidence. See Teva
Pharms. USA, Inc. v Sandoz, Inc., 574 U.S. 318, 327 (2015)
(“A district court judge who has presided over, and listened
Case: 21-1924 Document: 65 Page: 20 Filed: 04/12/2023
20 UCB, INC. v. ACTAVIS LABORATORIES UT, INC.
to, the entirety of a proceeding has a comparatively greater
opportunity to gain . . . familiarity [with specific scientific
problems and principles] than an appeals court judge who
must read a written transcript or perhaps just those por-
tions to which the parties have referred.”). In view of this
record, we cannot say that the district court’s finding that
the prior art does not teach away from the range of 9:4 to
9:6 weight ratio of rotigotine to PVP is clearly erroneous.
B
We next address whether the court erred in finding
that UCB had not established unexpected results. Specifi-
cally, UCB argues that the lack of crystallization in patches
having a rotigotine to PVP weight ratio within the 9:4 to
9:6 weight range is unexpected. This is because, as UCB
points out, original Neupro® (which had a 9:2 rotigotine to
PVP weight ratio) was the only existing patch within the
range of rotigotine to PVP ratios disclosed in the Muller
patents—and original Neupro® crystallized. See Appel-
lant’s Br. 52–53. We are not persuaded by UCB’s argu-
ments and conclude that the district court’s finding is not
clearly erroneous.
“To be particularly probative, evidence of unexpected
results must establish that there is a difference between
the results obtained and those of the closest prior art, and
that the difference would not have been expected by one of
ordinary skill in the art at the time of the invention.” Bris-
tol-Myers Squibb Co. v. Teva Pharms. USA, Inc., 752 F.3d
967, 977 (Fed. Cir. 2014) (citation omitted). A difference of
degree is not as persuasive as a difference in kind—i.e., if
the range produces “a new property dissimilar to the
known property,” rather than producing a predictable re-
sult but to an unexpected extent. Id. Furthermore, evi-
dence of superior efficacy does not undercut a reasonable
expectation of success. See Hoffmann–La Roche Inc.
v. Apotex Inc., 748 F.3d 1326, 1331, 1333–34 (Fed. Cir.
2014).
Case: 21-1924 Document: 65 Page: 21 Filed: 04/12/2023
UCB, INC. v. ACTAVIS LABORATORIES UT, INC. 21
The district court found that the claimed range did not
produce new and unexpected results. The court deter-
mined that results obtained in the alleged invention and
those in prior art, like the ’747 Muller patent, are “similar
in kind . . . [and] with similar levels of stability (i.e., lack of
crystallization).” UCB II, 2021 WL 1880993, at *25, ¶ 44.
We read the district court’s finding of similar levels of sta-
bility as a finding that any differences in stability between
the claimed range and prior art is one of degree.
Dr. Prausnitz’s expert testimony, cited by the court, id., ex-
plains that adding slightly more PVP increased stability,
but that such a change is one of degree; “there would be no
new properties,” J.A. 1469 (Trial Tr. 412:07–22).
The court relied on other evidence to support its finding
that a person of ordinary skill would expect the claimed ro-
tigotine to PVP weight ratio range and the range disclosed
in the prior art to provide stability in a similar way. See
UCB II, 2021 WL 1880993, at *25, ¶ 46 (citing FF ¶¶ 41–
43, 129, 134). For example, the district court cited to prior
art and expert testimony showing that PVP was “the most
effective crystallization inhibitor” tested. DTX-118
at 118.001; see also UCB II, 2021 WL 1880993, at *25, ¶ 46
(citing FF ¶ 41 (J.A. 1405–06 (Trial Tr. 348:09–349:10) (ex-
plaining that the chemistry underlying rotigotine/PVP in-
teractions “was very well understood in 2009”); JTX-6
(Schacht) at [0059] (explaining that a “particularly pre-
ferred example of . . . a crystallization inhibitor is soluble
[PVP]”))).
Further, the court found that a person of ordinary skill
would expect that increasing the concentration of PVP in a
TTS would increase the stability of the amorphous drug.
UCB II, 2021 WL 1880993, at *7, ¶ 43. In support of its
finding, the court relied on UCB’s expert, Dr. Myerson, who
testified that, as a general principle, “increas[ing] . . . PVP
should increase the stability,” although one would need ex-
periments to verify how much the stability increases. Id.
(citing J.A. 1681–82 (Trial Tr. 583:24–584:14)).
Case: 21-1924 Document: 65 Page: 22 Filed: 04/12/2023
22 UCB, INC. v. ACTAVIS LABORATORIES UT, INC.
The district court also found that a person of ordinary
skill in the art would know that only minor changes to the
amount of PVP were needed to address crystallization of
original Neupro® given the success with cold-chain storage.
Id. at *16, ¶ 134. The court cited Actavis’s expert, Dr. Rog-
ers, who testified that cold storage helps reduce crystalli-
zation of amorphous materials (which occurs when
molecules bond to each other), because the cold reduces the
mobility of molecules. Id. (citing J.A. 1128 (Trial
Tr. 109:09–22)). The court also leaned on Actavis’s expert,
Dr. Prausnitz, who testified that the lack of crystallization
at cold temperatures for the 9:2 patch suggests “that a fun-
damental change in the patch design isn’t needed” and, in-
stead, “increasing PVP is going to be something that can
get . . . over this hurdle [of crystallization] and increase the
stability.” Id. (citing J.A. 1449–50 (Trial Tr. 392:17–
393:04)).
UCB explains that there is clear evidence of unex-
pected results because “embodiments of the claimed range
do inhibit crystals, whereas those immediately neighboring
among the Muller range do not.” Appellant’s Br. 27–28.
According to UCB, the district court erred because (1) per
Finding 80, a person of ordinary skill would have expected
the entire Muller range to crystallize after Form II, Appel-
lant’s Br. 52–53; (2) the district court ignores “the crux” of
the ’589 patent’s results—improved long-term, room tem-
perature stability as opposed to stability in general terms,
Appellant’s Br. 54; (3) the court dismissed evidence of un-
expected results solely based on UCB’s own internal-confi-
dential efforts of trying a 9:4 patch within weeks of
learning of Form II and the crystallization problem, Appel-
lant’s Br. 28, 35, 49; and (4) the district court’s statement
that the range claim was “similar in kind” to the prior art
TTS examples “became categorically untrue after Form II
appeared,” Appellant’s Br. 53.
First, as mentioned above, UCB misreads Finding 80.
That original Neupro® (9:2) crystallized does not dictate
Case: 21-1924 Document: 65 Page: 23 Filed: 04/12/2023
UCB, INC. v. ACTAVIS LABORATORIES UT, INC. 23
that a person of ordinary skill in the art at the time of the
invention would think that the entire Muller patent range
(of about 9:1.5 to 9:5) would crystallize.
Second, UCB’s references to “long-term, room temper-
ature stability” reflect UCB’s failed claim construction ar-
gument. J.A. 1006 n.4; J.A. 1000–10. During claim
construction UCB argued that claim 1’s “method for stabi-
lizing rotigotine” required it to be “capable of maintaining
the non-crystalline rotigotine in noncrystalline form for at
least 2 years at room temperature or temperatures not ex-
ceeding [25 degrees Celsius].” J.A. 1006 n.4. The district
court disagreed, rejecting the importation of a limitation
from the specification. Id. UCB does not challenge the dis-
trict court’s claim construction on appeal. Accordingly,
UCB’s argument that the district court ignored long-term
room temperature stability fails.
Third, UCB is correct that, under 35 U.S.C. § 103(a),
“[p]atentability shall not be negated by the manner in
which the invention was made.” But the district court did
not solely rely on the inventor’s path for its factual deter-
mination. As noted above, the court relied on scientific
principles like the known effects of PVP and expert testi-
mony regarding a difference in “degree.” See UCB II, 2021
WL 1880993, at *25, ¶¶ 44, 46. Separately, UCB’s own ex-
pert, Dr. Richard Guy, testified that “a person of ordinary
skill in the art would kind of do what LTS and UCB did,”
J.A. 1850–53 (Trial Tr. 752:04–755:09), and the court did
not clearly err in considering such testimony. Accordingly,
any error by the district court in this regard was harmless.
Finally, we are not left with a definite and firm convic-
tion that the district court erred in finding that the claimed
range was “similar in kind” to the prior art TTS examples
even after Form II. As noted above, the court cited Ac-
tavis’s expert, Dr. Prausnitz, who testified that the change
in stability was one of degree. See UCB II, 2021 WL
1880993, at *25, ¶ 44 (citing J.A. 1469 (Trial Tr. 412:07–
Case: 21-1924 Document: 65 Page: 24 Filed: 04/12/2023
24 UCB, INC. v. ACTAVIS LABORATORIES UT, INC.
22)). The court also heard UCB’s evidence on Form II, in-
cluding UCB’s expert testimony on how Form II changed
the state of the art. As discussed above, the district court
was entitled to weigh the conflicting expert testimony on
this point and did not clearly err in declining to adopt
UCB’s view.
In sum, the district court’s finding that the claimed
range did not produce new and unexpected results is not
clearly erroneous.
C
Finally, we address whether the district court erred in
its analysis of UCB’s evidence of commercial success. Spe-
cifically, UCB argues that the district court erred in finding
no nexus, which led it to disregard the commercial success
of reformulated Neupro®. See Appellant’s Br. 41. We dis-
agree.
We have repeatedly held that evidence of commercial
success must have a nexus to the claims to be given weight
in an obviousness analysis. In other words, there must be
“a legally and factually sufficient connection” between the
evidence and the patent claims. Fox Factory, Inc. v. SRAM,
LLC, 944 F.3d 1366, 1373 (Fed. Cir. 2019) (citation omit-
ted). Simply speaking, there may be many reasons a prod-
uct is commercially successful; it is only where the success
is due to the claimed invention that commercial success can
show nonobviousness.
We have recognized that a patentee is entitled to a re-
buttable presumption of nexus where the patentee shows
that the commercial success is tied to a specific product and
that the product is the invention disclosed or claimed. Id.
(citation omitted). Even if a presumption of nexus is inap-
propriate, a patentee can prove nexus “by showing that the
evidence of secondary considerations is the ‘direct result of
the unique characteristics of the claimed invention.’” Id.
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UCB, INC. v. ACTAVIS LABORATORIES UT, INC. 25
at 1373–74 (quoting In re Huang, 100 F.3d 135, 140
(Fed. Cir. 1996)).
Here, the district court held that UCB was not entitled
to a presumption of nexus under Fox Factory because nu-
merous patents covered Neupro®. UCB II, 2021 WL
1880993, at *26, ¶ 53. In the alternative, the district court
held that any inference of obviousness from UCB’s com-
mercial success evidence is weak because the Muller pa-
tents have operated as blocking patents dissuading
competitors from developing a rotigotine TTS. Id. at *26,
¶ 54. Because the district court did not clearly err in find-
ing UCB’s evidence of commercial success weak, we are not
persuaded by UCB’s arguments on appeal.
As in Merck and Galderma, the district court was enti-
tled to consider the existence of blocking patents when
weighing UCB’s evidence of commercial success. In Merck
and Galderma, we held that where market entry by others
was precluded due to blocking patents, the inference of
non-obviousness of the asserted claims from evidence of
commercial success may be weak. See Galderma, 737 F.3d
at 740 (citing Merck, 395 F.3d at 1377). For example, in
Galderma, we explained that Galderma’s earlier patents
blocked the market entry of the claimed improvement di-
rected to a particular concentration of adapalene until long
after the time of the invention. Id. at 740. As such, “no
entity other than Galderma could have successfully
brought to 0.3% to market prior to [the time of the inven-
tion],” and thus the commercial success evidence was of
“minimal probative value.” Id. at 740–41.
Here, the district court found that UCB’s Muller pa-
tents weakened its evidence of commercial success. UCB
II, 2021 WL 1880993, at *26, ¶ 54 (quoting Galderma,
737 F.3d at 740–41). The district court explained that “the
Muller Patents have operated as blocking patents, dissuad-
ing competitors from developing a rotigotine TTS, at least
until the expiration of the ’434 [Muller] Patent.” Id. (citing
Case: 21-1924 Document: 65 Page: 26 Filed: 04/12/2023
26 UCB, INC. v. ACTAVIS LABORATORIES UT, INC.
FF ¶¶ 158–61). We cannot say that the court clearly erred
in its analysis given its reliance on our precedent and ex-
pert testimony. Indeed, the court’s fact findings were fully
supported by expert testimony from Mr. Ivan T. Hofmann.
Id. at *19, ¶ 158. Mr. Hofmann, Actavis’ economic expert,
testified that he identified the Muller patents as blocking
patents because the “parameters that existed in prior pa-
tents that would deter anyone other than UCB from con-
ceding the alleged invention of the ’589 patent.” J.A. 1907
(Trial Tr. 809:14–810:17). He opined that “essentially no-
body other than UCB ha[d] an economic incentive to have
conceived of the alleged invention that’s described in the
’589 patent.” J.A. 1900 (Trial Tr. 802:17–19).
UCB argues that even when existing patents cover a
drug, companies still engage in drug development, and the
court’s analysis would effectively brand all co-owned pa-
tents “blocking” patents. Appellant’s Br. 63–64 (citing
J.A. 1882–86 (Trial Tr. 784:05–788:06)). As an example,
UCB cites to the Tang reference as evidence that Mylan
sought patent protection for its own transdermal rotigotine
system despite the existence of the Muller patents to show
that companies engage in drug development despite exist-
ing patents covering that drug. Appellant’s Br. 64.
We disagree that the court’s analysis brands all co-
owned patents as “blocking” patents. The court noted that
UCB has held exclusive worldwide rights to rotigotine for
all therapeutic indications since 1998, UCB II, 2021 WL
1880993, at *19, ¶ 159; that until the ’434 Muller patent
expired, Actavis was enjoined from marketing a generic
version of reformulated Neupro®, id. at *26, ¶ 53; and cited
expert testimony from Mr. Hofmann who explained that
the Muller patents would deter anyone other than UCB
from developing the alleged invention in the ’589 patent,
id. at *19, ¶ 158 (citing J.A. 1900–01 (Trial Tr. 802:11–
803:08)). By contrast, UCB’s expert, Dr. Guha, did not an-
alyze whether UCB’s multiple patents were responsible for
commercial success. Id. at *19, ¶ 160. The district court,
Case: 21-1924 Document: 65 Page: 27 Filed: 04/12/2023
UCB, INC. v. ACTAVIS LABORATORIES UT, INC. 27
in determining that UCB’s extensive patent rights reduced
the weight of the evidence of commercial success, did not
impermissibly create a bright-line rule; instead, it limited
its analysis to the specific facts in the record.
UCB essentially asks us to reweigh the evidence, giv-
ing greater weight to Tang and Dr. Guha, one of UCB’s ex-
perts, to find the evidence of commercial success overcomes
the prima facie case of obviousness. For example, Dr. Guha
explained that there might be an incentive for both a pa-
tentee and third party to come to a licensing agreement for
a drug protected by patents when a third party “expands
the pie” by, for example, creating a better formulation of a
drug that expands the product or, here, getting original
Neupro® back into the U.S. market. J.A. 1882–86 (Trial
Tr. 784:09–788:06). But the district court already consid-
ered this testimony and argument, and it is not our prov-
ince to reweigh evidence under these circumstances. See
Teva Pharms., 574 U.S. at 327.
Contrary to UCB’s assertions, the district court did
consider that reformulated Neupro® allowed UCB to re-en-
ter the U.S. market. The court’s assignment of minimal
weight to this evidence was not clearly erroneous given ev-
idence that original Neupro® remained in the U.S. market
through the compassionate use program. See UCB II, 2021
WL 1880993, at *10, ¶ 67.
We also disagree that the district court’s decision
lacked extensive analysis. UCB alleges, for example, that
the district court’s statement that the slight adjustment of
PVP content in reformulated Neupro® is not what drives
demand is conclusory. See id. at *19, ¶ 161; Reply Br. 28.
But the preceding sentence explains that efficacy and
safety of a rotigotine-containing TTS drive sales in refor-
mulated Neupro®. For support, the court cites to Mr. Hof-
mann, Actavis’s expert, who testified that “what’s really
driving the [relaunch] sales are the safety and efficacy of a
transdermal patch with rotigotine in a known weight ratio
Case: 21-1924 Document: 65 Page: 28 Filed: 04/12/2023
28 UCB, INC. v. ACTAVIS LABORATORIES UT, INC.
that was already known.” See UCB II, 2021 WL 1880993,
at *19, ¶ 161 (citing J.A. 1900–02 (Trial Tr. 802:14–
804:10)). Thus, we are unpersuaded by UCB’s argument.
As for the rest of the district court’s decision, we do not
consider it “devoid of meaningful analysis” as UCB argues,
citing OSRAM Sylvania, Inc. v. American Induction Tech-
nologies, Inc., 701 F.3d 698, 707 (Fed. Cir. 2012). See Reply
Br. 30. In OSRAM, the district court “did not make any
specific findings of fact and gave no basis” to understand
its prior statement that disputed issues of fact existed.
701 F.3d at 707. The appellee there countered that the
findings were “ascertainable from the parties’ own argu-
ments,” but we held that it was not our role to “scour the
record and search for something to justify a [district]
court’s conclusion.” Id. In contrast, here, the district court
provided over forty pages of specific findings of fact and ci-
tations to such findings in its conclusions of law, as dis-
cussed above.
In sum, we find that the district court did not clearly
err in finding that the evidence of commercial success is
weak.
* * *
We have considered UCB’s remaining arguments on
appeal and find them unpersuasive. In light of the eviden-
tiary record, we do not see any error with the court’s con-
clusion of obviousness based on the Muller patents.
CONCLUSION
For the reasons above, we affirm the district court’s
judgment that the asserted claims are invalid as obvious.
AFFIRMED