State of West Virginia ex rel. West Virginia Division of Corrections and Rehabilitation v. Honorable Alfred E. Ferguson, Judge of the Circuit Court of Cabell County, West Virginia and Mary Jane Comas, as Administratrix of the Estate of Deanna R. McDonald
IN THE SUPREME COURT OF APPEALS OF WEST VIRGINIA
FILED
January 2023 Term
June 8, 2023
_____________________ released at 3:00 p.m.
EDYTHE NASH GAISER, CLERK
SUPREME COURT OF APPEALS
No. 22-777 OF WEST VIRGINIA
_____________________
STATE OF WEST VIRGINIA EX REL. WEST VIRGINIA
DIVISION OF CORRECTIONS AND REHABILITATION,
Petitioner,
v.
HONORABLE ALFRED E. FERGUSON, Judge of the
Circuit Court of Cabell County, West Virginia, and
MARY JANE McCOMAS, as Administratrix of the Estate of Deanna R. McDonald,
Respondents.
___________________________________________________________
Petition for a Writ of Prohibition
WRIT DENIED
_________________________________________________________
Submitted: May 9, 2023
Filed: June 8, 2023
Lou Ann S. Cyrus, Esq. W. Jesse Forbes, Esq.
Kimberly M. Bandy, Esq. Forbes Law Offices, PLLC
Shuman McCuskey Slicer PLLC Charleston, West Virginia
Charleston, West Virginia
Counsel for the Petitioner Michael A. Woelfel, Esq.
Woelfel & Woefel, LLP
Huntington, West Virginia
Amanda J. Davis, Esq.
L. Dante diTrapano, Esq.
D. Christopher Hedges, Esq.
Calwell Luce diTrapano PLLC
Charleston, West Virginia
Counsel for the Respondents
JUSTICE HUTCHISON delivered the Opinion of the Court.
JUSTICE ARMSTEAD dissents and reserves the right to file a dissenting opinion.
SYLLABUS OF THE COURT
1. “The writ of prohibition will issue only in clear cases, where the inferior
tribunal is proceeding without, or in excess of, jurisdiction.” Syl., Vineyard v. O’Brien, 100
W. Va. 163, 130 S.E. 111 (1925).
2. “A writ of prohibition does not lie in the absence of a clear showing that a
trial court is without jurisdiction to hear and determine a proceeding, or, having such
jurisdiction, has exceeded its legitimate power.” Syl. Pt. 1, Fahey v. Brennan, 136 W. Va.
666, 68 S.E.2d 1 (1951).
3. “In determining whether to entertain and issue the writ of prohibition for
cases not involving an absence of jurisdiction but only where it is claimed that the lower
tribunal exceeded its legitimate powers, this Court will examine five factors: (1) whether
the party seeking the writ has no other adequate means, such as direct appeal, to obtain the
desired relief; (2) whether the petitioner will be damaged or prejudiced in a way that is not
correctable on appeal; (3) whether the lower tribunal’s order is clearly erroneous as a matter
of law; (4) whether the lower tribunal’s order is an oft repeated error or manifests persistent
disregard for either procedural or substantive law; and (5) whether the lower tribunal’s
order raises new and important problems or issues of law of first impression. These factors
are general guidelines that serve as a useful starting point for determining whether a
discretionary writ of prohibition should issue. Although all five factors need not be
i
satisfied, it is clear that the third factor, the existence of clear error as a matter of law,
should be given substantial weight.” Syl. Pt. 4, State ex rel. Hoover v. Berger, 199 W. Va.
12, 483 S.E.2d 12 (1996).
4. “The trial court, in appraising the sufficiency of a complaint on a Rule
12(b)(6) motion, should not dismiss the complaint unless it appears beyond doubt that the
plaintiff can prove no set of facts in support of his [or her] claim which would entitle him
[or her] to relief.” Syl. Pt. 3, Chapman v. Kane Transfer Co., 160 W. Va. 530, 236 S.E.2d
207 (1977).
5. The Medical Professional Liability Act, W. Va. Code §§ 55-7B-1 to -12,
applies only when two conditions are satisfied, that is, when a plaintiff (1) sues a “health
care provider” or “health care facility” for (2) “medical professional liability” as those
terms are defined under the Act. These are separate and distinct conditions. If either of
these two conditions is lacking, the Act does not apply.
6. “In interpreting a statute it is the duty of the court to look to the purpose of
the enactment as well as to the language employed.” Syl. Pt. 2, Metro. Life Ins. Co. v. Hill,
115 W. Va. 515, 177 S.E. 188 (1934).
7. “The limits of the application of a statute are generally held to be coextensive
with the evil or purpose it was intended to suppress or effectuate, and neither stop short of,
ii
nor go beyond, the purpose which the Legislature had in view.” Syl. Pt. 4, City of
Charleston v. Charleston Brewing Co., 61 W. Va. 34, 56 S.E. 198 (1906).
8. The West Virginia Division of Corrections and Rehabilitation is not a health
care provider or health care facility as those terms are defined by the Medical Professional
Liability Act. W. Va. Code § 55-7B-2(f), (g).
iii
HUTCHISON, Justice:
The Petitioner, the West Virginia Division of Corrections and Rehabilitation
(“DCR”), invokes our original jurisdiction seeking a writ of prohibition that, in effect,
would dismiss a wrongful death lawsuit filed against it filed by Mary Jane McComas (“Ms.
McComas”), administratrix of the estate of Deanna R. McDonald (“Ms. McDonald”). After
carefully reviewing the parties’ briefs and oral argument and having thoroughly considered
the pertinent legal authority and the appendix record, we deny the writ.
I. Facts and Procedural Background 1
On August 20, 2019, Ms. McComas, as adminstratrix 2 of the estate of Ms.
McDonald, sued DCR. The style of the complaint (prepared by counsel) named only DCR
and “John Doe [sic], unknown employees or agents of the above entity, in their individual
capacities, and as employees or agents of the above entity[.]” Nevertheless, the body of the
complaint alleged that “Defendant John Does are unknown employees, representatives, or
agents of PrimeCare Medical of West Virginia, Inc., PSIMed, and or Defendant
WVDOCR, whose actions/inactions contributed to and caused the death of Deanna R.
Due in no small measure to the circuit court entering several contradictory
1
orders, DCR’s brief to this Court explains that “the underlying matter has been
procedurally lengthy and complicated.” Ms. McComas agrees, characterizing the
numerous filings in this case as a “procedural nightmare[.]” We will endeavor to simplify
the background of this case as much as possible.
Black’s Law Dictionary (11th ed. 2019) states that the term “administratrix,”
2
a female administrator, is archaic. Id. at 57. We agree that the term is outdated. Whether
male or female, one who administers a deceased’s estate should be termed an administrator.
1
McDonald.” PrimeCare and PSIMed are medical providers contracted with by DCR to
provide medical care to inmates in DCR facilities. 3 In the three-count complaint, Ms.
McComas alleged that Ms. McDonald died while she was incarcerated at Western Regional
Jail (“WRJ”). The first count of the complaint was entitled “Negligence[.]” The second
count of the complaint was entitled “Medical Professional Negligence[.]” The third count
of the complaint was entitled “Other Causes of Action Against Doe, the State Agency and
Defendant Dorsey[.]”
DCR responded by filing a motion to dismiss on two primary, albeit
alternate, grounds. First, DCR invoked West Virginia Rule of Civil Procedure 12(b)(6).
DCR specifically argued that Ms. McComas failed to state a claim upon which relief could
be granted against DCR because all her claims sounded in medical professional negligence.
DCR contended that such claims could only be asserted against a health care provider under
the Medical Professional Liability Act (“MPLA”) and that DCR was not a health care
provider under the MPLA. Second, DCR contended that if it could be sued under the
MPLA, the circuit court lacked subject matter jurisdiction 4 because Ms. McComas did not
satisfy the MPLA jurisdictional prerequisites contained in West Virginia Code § 55-7B-6.
DCR filed a third-party complaint and an amended third-party complaint
3
against PrimeCare, but the circuit court granted PrimeCare’s motion to dismiss the
amended third-party complaint filed against it by DCR.
4
West Virginia Rule of Civil Procedure 12(b)(1) authorizes dismissal of a
case for lack of subject matter jurisdiction.
2
After an exchange of briefs in circuit court concerning the motion to dismiss,
Ms. McComas filed a motion under Rule 15(a) of the West Virginia Rules of Civil
Procedure seeking leave to file an amended complaint. Ultimately, the circuit court
concluded that the amended complaint was the “operative pleading” in the case.
According to the amended complaint, 5 (which names only DCR and “John
Doe,” which it defines as DCR employees and agents), 6 Ms. McDonald was a pretrial
detainee at WRJ between August 19 and 21, 2017. She was booked into WRJ at 9:35 p.m.
on August 19, 2017. Upon intake into WRJ, which occurred at 1:42 a.m. on August 20,
Ms. McDonald was evaluated by Shannon Estep, who Ms. McComas believes to have been
5
Because DCR’s writ of prohibition is ultimately premised on the circuit
court’s failure to grant DCR’s Rule 12(b)(6) motion to dismiss for failure to state a claim
upon which relief can be granted, we take the facts in the amended complaint as true and
construe the amended complaint in a light most favorable to Ms. McComas. See, e.g., John
W. Lodge Distrib. Co. v. Texaco, Inc., 161 W. Va. 603, 605, 245 S.E.2d 157, 158 (1978)
(“For purposes of the motion to dismiss, the complaint is construed in the light most
favorable to plaintiff, and its allegations are to be taken as true.”).
6
The amended complaint does not address PrimeCare other than to state
PrimeCare Medical of West Virginia, Inc. is created
under the laws of the State of West Virginia and provided
medical services to inmates at facilities run by the West
Virginia Division of Corrections and Rehabilitation (formerly
West Virginia Regional Jail and Correctional Facility
Authority), including the Western Regional Jail (WRJ) in
Cabell County, West Virginia, when Deanna R. McDonald
died.
3
a PrimeCare employee. Ms. McDonald was diagnosed as being suicidal and having fevers,
vomiting, abusing opiates daily, and suffering from seizures. Ms. McDonald disclosed
recent psychiatric issues and recent treatment at St. Mary’s Medical Center. Ms. McDonald
was given “special management” status and placed in a holding cell under full suicide
watch and “detox” precautions “until cleared by a psychologist or psychiatrist.” However,
no follow-up care or evaluation—including psychological or psychiatric referral—was
ever provided. Intake was completed at 2:07 a.m. on August 20. Unknown WRJ staff were
assigned to monitor Ms. McDonald’s medical status while in the holding cell, but no one
performed any wellness checks on her.
Another inmate, Heather Adkins, heard Ms. McDonald making “weird bull
noises” during the evening of August 20 to 21. Inmate Markayla Stowers reported to State
police investigators that Ms. McDonald had aspirated during the night of August 20. Inmate
Stowers also reported that no staff entered the cell to check on Ms. McDonald. Inmate
Stowers reported that Ms. McDonald had been making “dog-like” noises and had laid face
down “in her own vomit.”
At approximately 9:50 a.m. on August 21, a correctional officer named
Spaulding and LPN Kristin Turner entered Ms. McDonald’s holding cell and called a
“medical emergency alert” when a “vital check” was being undertaken by them. LPN
Turner found that Ms. McDonald had no pulse or respiration and was cold to the touch.
4
Ms. McDonald was discovered with her face and shoulder facing downward “in a pile of
suicide smocks.”
The amended complaint, like the original complaint, alleges three counts.
The amended complaint, unlike the original complaint, contained no count referencing
medical negligence. Count I of the amended complaint asserts “[s]tate law and common
law claims and causes of action[,]” including both intentional and negligent infliction of
emotional distress, a claim of failure to provide adequate medical care and a claim of failure
to protect Ms. McDonald from disease. Specifically, Count I of the amended complaint
avers:
During intake and subsequently, Doe defendants and
the agency’s representatives, employees and agents, failed to
ask appropriate mental health questions, failed to appropriately
score responses and answers to the questions they did ask,
failed to appropriately assess Ms. McDonald’s health risks,
failed to take steps to prevent and treat the mental health and
substance abuse withdrawal risks present, failed to review
intake notes and material, and failed to assess her medical
conditions including her mental health conditions. Defendants,
jointly and severally, were reckless, willful, wanton and
grossly negligent in failing to immediately obtain and review
the prior health records of [Ms. McDonald]. This failure was a
proximate cause of, and served to causally contribute to her
death.
...
Upon information and belief, [DCR’s] employees,
agents and representatives failed to recognize the mental health
and drug and alcohol abuse withdraw [sic] issues present and
denied Ms. McDonald appropriate medical care proximately
causing her eventual death.
5
...
[DCR] has a duty to provide adequate and appropriate
medical care and to ensure that those persons to whom they
assign this duty are appropriately providing medical care
including mental health services.
Count II of the amended complaint alleges:
The actions and inactions of defendants, jointly and
severally, and the agency’s staff, agents and representatives in
assessing and treating Deanna R. McDonald’s mental and
physical health along with their failure to recognize signs of an
impending health crisis. [sic] Defendants are also jointly liable
for incarcerating Ms. McDonald in a group housing cell as
opposed to a medical unit or hospital where she could have
received appropriate treatment, was negligent and caused the
death of Deanna R. McDonald. [sic].
Negligence, gross negligence and reckless by the
defendant agency and Doe include:
a. Failure to follow well-established mental health
treatment protocols for mental health and substance
abuse disorders and withdrawal symptoms.
b. Failure to adequately monitor Ms. McDonald during
drug and alcohol detox and withdrawal.
c. Failure to carefully and regularly conduct mental health
checks on Deanna R. McDonald during her
incarceration.
d. Conducting an intake interview upon Ms. McDonald
when she was intoxicated.
e. Failing to properly assess the mental health conditions
present and seek medical and hospital clearance prior to
incarcerating [Ms. McDonald].
f. Failing to obtain readily available prior health records
and by failing to give appropriate scores and weight to
dangers present.
6
Finally, Count III of the amended complaint asserts that “Defendants Doe
acted in a deliberately indifferent manner to the physical health, safety and well-being of
Ms. McDonald.” Count III specifically alleges that
Defendant Doe was acting in the scope of employment
when he or she negligently trained, negligently failed to
supervise, negligently retained and negligently hired
defendants Doe. Plaintiff asserts a claim against the
governmental entity defendant as being vicariously liable in its
negligent employment of Doe. Plaintiff asserts a claim against
defendant Doe and the defendant agency, arising from
negligent hiring, negligent retention and negligent supervision
of defendant Doe. Plaintiff asserts a scope of employment
claim against the defendant agency and Doe as each is
vicariously liable for the negligent acts and omissions of
defendant Doe, under the doctrine of respondent superior.
Negligence of Doe and the agency defendant violated clearly
established rights of Ms. McDonald and violated clearly
established law with respect to training, supervision,
discipline, employment and retention of the individual
defendants which was a proximate cause of Deanna R.
McDonald’s disease progression, illness and death.
DCR filed a motion to dismiss the amended complaint again, invoking West
Virginia Rule of Civil Procedure 12(b)(6) and arguing that the amended complaint asserted
claims sounding in medical professional liability under the MPLA that could not be brought
against DCR since it was not a health care provider under the MPLA. Alternatively, DCR
argued that if it could be sued under the MPLA then the circuit court lacked jurisdiction
over the case since Ms. McComas did not comply with MPLA’s statutory prefiling
requisites.
7
The circuit court entered a summary order denying DCR’s motion to dismiss
the amended complaint. DCR subsequently informed the circuit court that it desired to file
an original jurisdiction petition for writ of prohibition with this Court and, to that end,
requested that the circuit court enter an order containing findings of fact and conclusions
of law regarding its denial of the motion to dismiss. The circuit court complied and entered
such an order on September 22, 2020. DCR then filed its writ of prohibition with this Court.
II. Standards to Issue a Writ of Prohibition and Standard of Review
DCR seeks an original jurisdiction writ of prohibition from this Court.
“Prohibition is an extraordinary remedy.” Central W. Va. Reg’l Airport Auth. v. Canady,
181 W. Va. 811, 813, 384 S.E.2d 852, 854 (1989). “This Court does not grant extraordinary
relief lightly.” State ex rel. AMFM, LLC v. King, 230 W. Va. 471, 476, 740 S.E.2d 66, 71
(2013). Invocation of extraordinary remedies disrupts the natural and orderly progress of
litigation. See, e.g., McKinney v. Jarvis, 46 M.J. 870, 873–74 (Army Ct. Crim. App. 1997)
(“The issuance of such writs is generally not favored as they disrupt the orderly judicial
process of trial on the merits and then appeal.”). Extraordinary remedies fall outside the
normal appellate process thereby consuming valuable judicial resources, slowing down the
administration of justice (even when correctly entertained), and imposing potentially
unnecessary costs on litigants. Cox v. Braden, 266 S.W.3d 792, 795 (Ky. 2008). Consistent
with these observations, “[w]e have previously cautioned that writs of prohibition provide
a drastic remedy[.]” Health Mgmt., Inc. v. Lindell, 207 W. Va. 68, 72, 528 S.E.2d 762, 766
8
(1999). As such, “[t]he extraordinary remedy of a writ of prohibition is to be used
sparingly[,]” State ex rel. Almond v. Rudolph, 238 W. Va. 289, 294, 794 S.E.2d 10, 15
(2016), and its use “is tightly circumscribed.” Lindell, 207 W. Va. at 72, 528 S.E.2d at 766.
In short, “[p]rohibition is not favored by the courts[,]” 72A C.J.S. Prohibition § 4 (2015),
and “should rarely be granted.” State ex rel. Surnaik Holdings of WV, LLC v. Bedell, 247
W. Va. 41, __, 875 S.E.2d 179, 184 (2022).
“The writ of prohibition shall lie as a matter of right in all cases of usurpation
and abuse of power, when the inferior court has not jurisdiction of the subject matter in
controversy, or, having such jurisdiction, exceeds its legitimate powers.” W. Va. Code §
53-1-1 (1923). The right to relief in prohibition must be clear. “The writ of prohibition will
issue only in clear cases, where the inferior tribunal is proceeding without, or in excess of,
jurisdiction.” Syl., Vineyard v. O’Brien, 100 W. Va. 163, 130 S.E. 111 (1925). Conversely,
“[a] writ of prohibition does not lie in the absence of a clear showing that a trial court is
without jurisdiction to hear and determine a proceeding, or, having such jurisdiction, has
exceeded its legitimate power.” Syl. Pt. 1, Fahey v. Brennan, 136 W. Va. 666, 68 S.E.2d 1
(1951); see generally State ex rel. Rose L. v. Pancake, 209 W. Va. 188, 191, 544 S.E.2d
403, 406 (2001) (quoting State ex rel. Allen v. Bedell, 193 W.Va. 32, 37, 454 S.E.2d 77,
82 (1994) (Cleckley, J., concurring)) (“To justify the execution of a writ of prohibition, a
petitioner ‘has the burden of showing that the lower court’s jurisdictional usurpation was
clear and indisputable . . . .”). Consequently, “[a] party seeking a writ of prohibition carries
9
a heavy burden.” State ex rel. W. Va. Secondary Sch. Activities Comm’n v. Cuomo, ___ W.
Va. ___, ___, 880 S.E.2d 46, 52 (2022).
A party seeking a writ of prohibition must prove either that (1) the lower
tribunal completely lacked personal or subject matter jurisdiction or (2) the lower tribunal
exceeded its legitimate powers. In the first situation, the party must prove the lower tribunal
lacked jurisdiction over the parties or the subject matter. As to the second situation, we
have explained:
In determining whether to entertain and issue the writ of
prohibition for cases not involving an absence of jurisdiction
but only where it is claimed that the lower tribunal exceeded
its legitimate powers, this Court will examine five factors: (1)
whether the party seeking the writ has no other adequate
means, such as direct appeal, to obtain the desired relief; (2)
whether the petitioner will be damaged or prejudiced in a way
that is not correctable on appeal; (3) whether the lower
tribunal’s order is clearly erroneous as a matter of law; (4)
whether the lower tribunal’s order is an oft repeated error or
manifests persistent disregard for either procedural or
substantive law; and (5) whether the lower tribunal’s order
raises new and important problems or issues of law of first
impression. These factors are general guidelines that serve as a
useful starting point for determining whether a discretionary
writ of prohibition should issue. Although all five factors need
not be satisfied, it is clear that the third factor, the existence of
clear error as a matter of law, should be given substantial
weight.
Syl. Pt. 4, State ex rel. Hoover v. Berger, 199 W. Va. 12, 483 S.E.2d 12 (1996).
10
DCR’s request for a writ of prohibition flows from the circuit court’s order
denying DCR’s motion to dismiss Ms. McComas’s lawsuit against it under Rule 12(b)(6).
This is of some moment because the law relating to Rule 12(b)(6) motions provides the
procedural parameters to determine if the circuit court’s order was clearly erroneous as a
matter of law.
Rule 12(b)(6) authorizes a circuit court to dismiss a claim when a plaintiff
has failed to state a claim upon which relief can be granted. “A motion under Rule 12(b)(6)
tests the adequacy of the claims and the notice provided by the allegations in the pleading.”
Mountaineer Fire & Rescue Equip., LLC v. City Nat’l Bank of W. Va., 244 W. Va. 508,
520, 854 S.E.2d 870, 882 (2020). “When a Rule 12(b)(6) motion is made, the pleading
party has no burden of proof. Rather, the burden is upon the moving party to prove that no
legally cognizable claim for relief exists.” Id., 854 S.E.2d at 882. “For purposes of the
motion to dismiss, the complaint is construed in the light most favorable to plaintiff, and
its allegations are to be taken as true.” John W. Lodge Distrib. Co., 161 W. Va. at 605, 245
S.E.2d at 158. “The trial court, in appraising the sufficiency of a complaint on a Rule
12(b)(6) motion, should not dismiss the complaint unless it appears beyond doubt that the
plaintiff can prove no set of facts in support of his [or her] claim which would entitle him
[or her] to relief.” Syl. Pt. 3, Chapman v. Kane Transfer Co., 160 W. Va. 530, 236 S.E.2d
207 (1977). Given this background, “this Court has previously noted, motions to dismiss
under Rule 12(b)(6) are ‘viewed with disfavor and [should be] rarely granted.’” Evans v.
11
United Bank, Inc., 235 W. Va. 619, 627, 775 S.E.2d 500, 508 (2015) (quoting John W.
Lodge Distributing Co., Inc., 161 W.Va. at 606, 245 S.E.2d at 159).
Bearing these standards in mind, we turn to the issues before the Court.
III. Discussion
DCR’s primary argument to this Court is that the allegations contained in the
amended complaint fall within the MPLA’s definition of “medical professional liability.”
DCR then argues that only a health care provider as defined by the MPLA can be sued for
medical professional liability. It finally concludes, “[b]ecause the [DCR] is not a health
care provider, the claims asserted in the Amended Complaint, which are based upon
medical professional liability, regardless of how pled, should be dismissed against it.”
Ms. McComas concurs that “claims for medical professional liability can
only be asserted against health care providers.” She, however, takes issue with DCR’s
characterization of the allegations in the amended complaint as raising medical
professional liability claims. Ms. McComas argues that “the Amended Complaint contains
no allegations of medical professional liability and contains no allegations of medical
negligence against any healthcare professionals or facility.” Ms. McComas argues that
“[w]hile the [DCR] does not owe any inmate, including the Respondent’s decedent Deanna
McDonald, a duty of care with respect to the provision of health care, [DCR] does owe all
persons housed in the facility the duty to ensure that the [sic] health care is available, and
12
that the inmate has access to it.” (emphasis in original). According to Ms. McComas,
“[t]hat is not providing health care, it is ensuring it.” While we agree with Ms. McComas
that a writ of prohibition should be denied, we deny the writ for somewhat different reasons
than she advances. 7
This prohibition case presents a question of statutory interpretation. “As with
any matter involving the interpretation and application of statutes, we first must determine
the Legislature’s intent in promulgating the statutory law at issue.” State ex rel. Tucker
Cnty. Solid Waste Auth. v. W. Va. Div. of Lab., 222 W. Va. 588, 595, 668 S.E.2d 217, 224
(2008). In such a circumstance, “[w]e look first to the statute’s language. If the text, given
its plain meaning, answers the interpretive question, the language must prevail and further
inquiry is foreclosed.” Appalachian Power Co. v. State Tax Dep’t, 195 W. Va. 573, 587,
466 S.E.2d 424, 438 (1995). Since “[t]he MPLA is a definition-based statute” and “[i]ts
applicability is set forth in a series of definitions[,]” Thomas J. Hurney, Jr. & Jennifer M.
Mankins, Medical Professional Liability Litigation in West Virginia: Part II, 114 W. Va.
L. Rev. 573, 576 (2012), we begin our analysis with the MPLA’s definitions section.
7
“When an issue or claim is properly before the court, the court is not limited
to the particular legal theories advanced by the parties, but rather retains the independent
power to identify and apply the proper construction of governing law.” State v. Blake, 197
W. Va. 700, 706, n.10, 478 S.E.2d 550, 556 n.10 (1996) (citations omitted); cf. State v.
Omechinski, 196 W. Va. 41, 44, 468 S.E.2d 173, 176 (1996) (“For different reasons, we
agree with the State and find no reversible error in this case.”).
13
The 2017 version 8 of the MPLA defined “Medical professional liability” as
any liability for damages resulting from the death or injury of
a person for any tort or breach of contract based on health care
services rendered, or which should have been rendered, by a
health care provider or health care facility to a patient. It also
means other claims that may be contemporaneous to or related
to the alleged tort or breach of contract or otherwise provided,
all in the context of rendering health care services.
W. Va. Code § 55-7B-2(i). “Health care” is defined under the MPLA as
(1) Any act, service, or treatment provided under, pursuant to,
or in the furtherance of a physician’s plan of care, a health care
facility’s plan of care, medical diagnosis, or treatment;
(2) Any act, service, or treatment performed or furnished, or
which should have been performed or furnished, by any health
care provider or person supervised by or acting under the
direction of a health care provider or licensed professional for,
to, or on behalf of a patient during the patient’s medical care,
treatment, or confinement, including, but not limited to,
staffing, medical transport, custodial care, or basic care,
infection control, positioning, hydration, nutrition, and similar
patient services; and
(3) The process employed by health care providers and health
care facilities for the appointment, employment, contracting,
credentialing, privileging, and supervision of health care
providers.
Id. § 55-7B-2(e). In turn a “Health care facility” is
The 2017 version of the MPLA’s definition section was in effect both when
8
Ms. McDonald passed away and when Ms. McComas filed her original complaint. The
2017 definitions are identical to those contained in the most recent version of the MPLA.
14
any clinic, hospital, pharmacy, nursing home, assisted living
facility, residential care community, end-stage renal disease
facility, home health agency, child welfare agency, group
residential facility, behavioral health care facility or
comprehensive community mental health center,
intellectual/developmental disability center or program, or
other ambulatory health care facility, in and licensed,
regulated, or certified by the State of West Virginia under state
or federal law and any state-operated institution or clinic
providing health care and any related entity to the health care
facility[,]
id. § 55-7B-2(f), while a “Health care provider” is
a person, partnership, corporation, professional limited
liability company, health care facility, entity, or institution
licensed by, or certified in, this state or another state, to provide
health care or professional health care services, including, but
not limited to, a physician, osteopathic physician, physician
assistant, advanced practice registered nurse, hospital, health
care facility, dentist, registered or licensed practical nurse,
optometrist, podiatrist, chiropractor, physical therapist,
speech-language pathologist, audiologist, occupational
therapist, psychologist, pharmacist, technician, certified
nursing assistant, emergency medical service personnel,
emergency medical services authority or agency, any person
supervised by or acting under the direction of a licensed
professional, any person taking actions or providing service or
treatment pursuant to or in furtherance of a physician’s plan of
care, a health care facility’s plan of care, medical diagnosis or
treatment; or an officer, employee, or agent of a health care
provider acting in the course and scope of the officer’s,
employee’s or agent’s employment.
Id. § 55-7B-2(g). Finally, the MPLA defines a “Patient” as “a natural person who receives
or should have received health care from a licensed health care provider under a contract,
expressed or implied.” Id. § 55-7B-2(l).
15
Running throughout the definition section of the MPLA is the Legislature’s
concern for professional health care providers or health care facilities being sued for
medical professional negligence in providing medical or health care. See, e.g., W. Va. Code
§ 55-7B-2(i) (emphasis added) (defining “medical professional liability” as “any liability
for damages resulting from the death or injury of a person for any tort or breach of contract
based on health care services rendered, or which should have been rendered, by a health
care provider or health care facility to a patient.”); id. § 55-7B-2(m) (emphasis added)
(defining “patient” as “a natural person who receives or should have received health care
from a licensed health care provider under a contract, expressed or implied.”). Thus, our
review establishes (and we so hold) that the Medical Professional Liability Act, W. Va.
Code §§ 55-7B-1 to -12, applies only when two conditions are satisfied, that is, when a
plaintiff (1) sues a “health care provider” or “health care facility” for (2) “medical
professional liability” as those terms are defined under the Act. These are separate and
distinct conditions. If either of these two conditions is lacking, the Act does not apply. We
now examine whether DCR is a “health care provider” or “health care facility” under the
MPLA. We conclude that it is not.
DCR acknowledges in its Petition for Writ of Prohibition that it “is not a
health care provider as defined by W. Va. Code § 55-7B-2(g)[.]” After independently
reviewing the MPLA, we agree. DCR is not listed as a health care provider or health care
facility under the MPLA nor does it fall within the ambit of any of the individuals or groups
identified in the MPLA as health care providers or health care facilities. See W. Va. Code
16
§ 55-7-2(f), (g). These omissions of DCR from the MPLA’s definitions section establish
that the Legislature did not mean to include DCR as a health care provider or health care
facility. See Phillips v. Larry’s Drive-In Pharmacy, Inc., 220 W. Va. 484, 493, 647 S.E.2d
920, 929 (2007) (“We believe that there is no better definition of what constitutes the
medical care community, and therefore what groups and individuals are included as ‘health
care provider[s]’ under the MPLA, than the unambiguous and exclusive list of defined
providers in W. Va. Code, 55–7B–2(c) [now (g)].”).
Furthermore, “[i]t is a cardinal rule governing the interpretation of statutes
that the purpose for which a statute has been enacted may be resorted to by the courts in
ascertaining the legislative intent.” State ex rel. Bibb v. Chambers, 138 W. Va. 701, 717,
77 S.E.2d 297, 306 (1953). Indeed, “in interpreting a statute it is the duty of the court to
look to the purpose of the enactment as well as to the language employed.” Syl. Pt. 2,
Metro. Life Ins. Co. v. Hill, 115 W. Va. 515, 177 S.E. 188 (1934). As we have explained,
“[t]he limits of the application of a statute are generally held to be coextensive with the evil
or purpose it was intended to suppress or effectuate, and neither stop short of, nor go
beyond, the purpose which the Legislature had in view.” Syl. Pt. 4, City of Charleston v.
Charleston Brewing Co., 61 W. Va. 34, 56 S.E. 198 (1906). The Legislature included a
legislative findings and declaration of purpose section in the MPLA. W. Va. Code § 55-
7B-1. A review of this section also leads us to conclude that the Legislature did not intend
the MPLA to apply to DCR.
17
The Legislature passed the MPLA in an effort to remedy what it perceived
as a crisis in mounting lawsuits against professional health care providers and health care
facilities that led to difficulty in procuring reasonable liability insurance for the medical
community. See W. Va. Code § 55-7-1 (“It is the duty and responsibility of the Legislature
to balance the rights of our individual citizens to adequate and reasonable compensation
with the broad public interest in the provision of services by qualified health care providers
and health care facilities who can themselves obtain the protection of reasonably priced
and extensive liability coverage[.]”); see also Mathis v. Ziegler, No. CV 5:18-01111, 2019
WL 7875166, at *5 (S.D.W. Va. Nov. 13, 2019) (footnote omitted), report and
recommendation adopted, No. 5:18-CV-01111, 2020 WL 598398 (S.D.W. Va. Feb. 6,
2020) (“The Legislature enacted the MPLA in response to a perceived crisis in the
availability and affordability of liability insurance for health care providers and the
availability of quality health care for patients. W. Va. Code §§ 55-7B-1.”); Thomas J.
Hurney, Jr. & Rob J. Aliff, Medical Professional Liability in West Virginia, 105 W. Va. L.
Rev. 369, 371 (2003) (“The MPLA was passed in the face of an insurance crisis in West
Virginia which materially limited the ability of hospitals and physicians to obtain
coverage.”). In passing the MPLA the Legislature sought “to find a balance between the
rights of injured persons and the desire to maintain a stable health care system in our State.”
Louk v. Cormier, 218 W. Va. 81, 92, 622 S.E.2d 788, 799 (2005). Thus, the MPLA is
concerned with those who provide health care. It is important to recognize that DCR does
not provide health care itself, but only provides access to health care through its contract
with PrimeCare. “[P]roviding ‘access’ to health care is considerably different from actually
18
providing such care.” Est. of Harper ex rel. Al-Hamim v. Denver Health & Hosp. Auth.,
140 P.3d 273, 277 (Colo. Ct. App. 2006). Extending the MPLA to encompass DCR would
do nothing to advance the purpose of the MPLA as set forth in the Act’s legislative findings
and declaration of purpose.
Neither the MPLA’s plain language nor its legislatively avowed purpose
support the conclusion that DCR is a health care provider or health care facility under the
Act. We therefore hold that the West Virginia Division of Corrections and Rehabilitation
is not a health care provider or health care facility as those terms are defined by the Medical
Professional Liability Act. W. Va. Code § 55-7B-2(f), (g). 9
As to whether the amended complaint alleges medical professional
negligence, the claims asserted against DCR sound not in medical professional negligence
but in ordinary negligence in failing to reasonably oversee inmates and to provide them
access to medical care. In other words, the duty the amended complaint claims that DCR
owed to Ms. McDonald was not that of health care provider to patient, but of custodian to
inmate to provide reasonable care and protection from reasonably foreseeable harm. See
generally 60 Am. Jur. 2d Penal and Correctional Institutions § 158 (2014) (footnotes
9
It is for this reason that we do not find that State ex rel. PrimeCare Med. of W. Va,
Inc. v. Faircloth, 242 W. Va. 335, 835 S.E.2d 579 (2019) helps DCR. In that case, there
was no dispute that the only petitioner, PrimeCare, was a “health care provider.” Id. at 342
n.16, 835 S.E.2d at 586 n.16.
19
omitted) (“A jailer owes a duty to prisoners to keep them safe, protect them from
unnecessary harm, and exercise reasonable and ordinary care for their life and health.
Custodians may have particular duties, depending on their knowledge of risks to inmates;
thus, if an inmate’s suicidal tendencies are known, the custodian’s duty is elevated.”). To
the extent that the amended complaint’s allegations may sound in medical professional
negligence based on any provider to patient relationship between Ms. McDonald and
PrimeCare, Ms. McComas properly observes that a plaintiff is not required to sue all
tortfeasors and the decision to sue all or only some of them is up to the plaintiff alone. See,
e.g., Temple v. Synthes Corp., 498 U.S. 5, 7 (1990) (“It has long been the rule that it is not
necessary for all joint tortfeasors to be named as defendants in a single lawsuit.”); Robbins
Music Corp. v. Alamo Music, Inc., 119 F. Supp. 29, 31 (S.D.N.Y.1954) (“It is hornbook
law that an aggrieved party is not compelled to sue all tort-feasors. He may sue one or more
or all of them, at his discretion.”). Whether that choice turns out to be wise or unwise, it is
a choice with which Ms. McComas must ultimately live. 10
10
For example, we cannot discern what impact, if any, West Virginia’s non-
party fault statute, W. Va. Code § 55-7-13d (2016), would have on this case. That is a
matter that must be determined in the first instance in the circuit court.
20
Because the MPLA does not apply to DCR, the circuit court did not commit
clear error as a matter of law in declining to dismiss the amended complaint. Accordingly,
there is no basis to issue a writ of prohibition. 11
IV. Conclusion
For the foregoing reasons, the writ of prohibition is denied.
Writ denied.
The amended complaint raises a Fourteenth Amendment constitutional
11
deliberate indifference claim. DCR correctly notes that such a claim can only be brought
against a “person” under 42 U.S.C. § 1983 and that, as a state agency, it is not a “person”
subject to a suit for damages under that section. See, e.g., Strickler v. Waters, 989 F.2d
1375, 1388 (4th Cir. 1993) (“[N]either the Commonwealth of Virginia nor its Department
of Corrections is a proper party to a section 1983 suit[.]”); Green v. Rubenstein, 644 F.
Supp.2d 723, 738 (S.D.W. Va. 2009) (“The State and its agencies such as the Division of
Corrections are not ‘persons’ amenable to suit under Section 1983 for damages.”). Ms.
McComas agrees and in her prohibition response states that she is only suing the “John
Doe” individual defendants, and not DCR, for deliberate indifference.
21