J-A01039-23
2023 PA Super 101
IN RE: ESTATE OF THOMAS P. : IN THE SUPERIOR COURT OF
CASSIDY, DECEASED : PENNSYLVANIA
:
:
APPEAL OF: RYAN KRAWCZYK AND :
ALEKSANDRA KRAWCZYK :
:
:
: No. 1661 EDA 2022
Appeal from the Order Entered May 26, 2022
In the Court of Common Pleas of Bucks County Orphans’ Court at No(s):
2020-E0433
BEFORE: LAZARUS, J., NICHOLS, J., and McCAFFERY, J.
OPINION BY LAZARUS, J.: FILED JUNE 9, 2023
Ryan Krawczyk and Aleksandra Krawczyk (“Appellants”) appeal from the
order, entered in the Court of Common Pleas of Bucks County, Orphans’ Court
Division, denying their petition for declaratory judgment and granting the
petition for declaratory judgment filed by Mary Duff and Rita Rome
(“Appellees”). Upon careful review, we reverse and remand with instructions.
The Orphans’ Court set forth the factual and procedural history of this
matter, which is not in dispute, as follows:
On January 20, 2020, [Thomas P.] Cassidy [(“Decedent”)] passed
away while a resident of Lower Makefield Township, Bucks
County[.] Decedent was survived by his three nieces, [Appellees]
and Barbara Hussein, his nephew[,] Joseph Dougherty, and his
two former step-grandchildren, [Appellants].
[Decedent] had previously been married to [Appellants’]
grandmother, Blandyna Cassidy[ (“Wife”)]; however, the
marriage ultimately ended in divorce in May 2013. On May 1,
2013, six days prior to their divorce being finalized, an equitable
distribution hearing was held before a Bucks County domestic
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relations master. Pursuant to the resultant equitable distribution
agreement, [Wife] received the following assets from [Decedent]:
(1) fee simple title to the marital residence at 1508 Inverness
Court, Warrington[;] (2) a payment in the amount of $82,741.00
to satisfy the existing mortgage on the house in Warrington; and
(3) annual alimony payments in the amount of $ 1,560.[00.] The
divorce was finalized by a decree entered twelve days after the
agreement was finalized. Thereafter[,] on August 13, 2013,
[Wife] sold the former marital home for $293,000[.00], and she
received the net proceeds.
[Decedent’s] Last Will and Testament was drafted in 2009 by S.
Jerry Weissman, Esquire, a now[-]retired attorney, who was
licensed to practice for nearly fifty years in the Commonwealth of
Pennsylvania. On January 30, 2020, [Appellees, who were named
as co-executrices in the will,] filed a petition for probate and grant
of letters testamentary with the Register of Wills of Bucks County,
and offered Decedent’s will for probate. That day, the Register
of Wills admitted the will to probate and issued letters
testamentary to the [Appellees].
On March 20, 2020, [Appellees], through their attorney, Paul L.
Feldman, Esquire, sent letters to both [Appellants], which stated
the following:
Please be advised that the undersigned represents Mary
Duff and Rita Keegan, in their capacity as co-executrices of
the Estate of Thomas J. Cassidy. Pursuant to Pennsylvania
statute we are required to issue notice to each person
named in a will and each intestate heir of his Estate.
Although you were named in [Decedent’s] will, it was
conditioned on the Decedent still being married to your
grandmother, Blandyna. Since they were divorced at the
time of his death and she received an equitable portion of
the marital assets, your bequest is null and void[.]
On August 25, 2020, [Appellants] filed their petition for citation
for declaratory judgment to interpret the last will and testament
of [Decedent] dated April 27, 2009. On September 18, 2020,
[Appellees] filed their cross[-]petition for declaratory judgment.
Both petitions requested that the court interpret Article THIRD,
[section] (b) of the [Decedent’s] will, which is reproduced,
verbatim, below:
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THIRD: I give, devise and bequeath all the rest, residue
and remainder of my estate, real and personal as follows:
***
b) One-third (1/3) in equal shares to my step-
grandchildren, in trust and per capita: RYAN KRAWCZYK
and ALEKSANDRA KRAWCZYK; or in the event that either
predeceases me or dies within sixty (60) days of my death,
decedent’s share to my surviving step-grandchild, in trust.
However, notwithstanding the aforesaid, should my
Wife, Blandyna Cassidy, either: elect against my Will
or recover assets from my or our estate in our divorce
after my death, then I hereby revoke and make null
and void this bequest of one-third (1/3) of the
residue of my estate to my step-grandchildren[,] as
they will inherit from my Wife and her daughter, their
mother. And, I hereby give, devise and bequeath this one-
third (1/3) bequest of the residue of my estate in equal
shares to my nephew and nieces[, Joseph Dougherty,
Appellees, and Barbara Hussein,] as set forth above in
Section (a) of this Paragraph Third.
An evidentiary hearing to adjudicate the cross-petitions for
declaratory judgment was subsequently held on May 12, 2022.
On that date, we heard testimony from the [] will’s scrivener,
[Attorney] Weissman[. Attorney] Weissman advocated that
[Decedent’s] bequest to [Appellants] was not voided by
Decedent’s 2013 divorce from [Wife] and her receipt of assets;
rather, he asserted that the contested language in Paragraph
THIRD was a result of Decedent’s concerns over what would have
happened to his assets if he were to pass away and equitable
distribution proceedings were to continue after his death.
Orphans’ Court Opinion, 8/31/22, at 2-5 (citations to record and unnecessary
capitalization omitted; emphasis added).
On May 26, 2022, the court entered an order denying Appellants’
petition and granting the petition filed by Appellees. In doing so, the Orphans’
Court found as follows:
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[T]he phrase “after my death” is misplaced. In reviewing the
language of the will, and when read in context with the rest of the
subsection, the phrase “as they will inherit from my Wife and her
daughter, their mother[,]” clearly indicates that it was Decedent’s
intent to void the conditional bequest to his former step-
grandchildren in the event that [Wife] received benefits either
pursuant to spousal election against the will or in the divorce
settlement. It is undisputed that [Wife] did, indeed, receive such
benefits as part of the couple’s divorce settlement in 2013, seven
years prior to his death.
Moreover, as the finder of fact, the [c]ourt was unpersuaded by
the testimony offered by the will’s scrivener, [Attorney]
Weissman[.] The scrivener was unable to logically explain the
meaning of the distribution scheme as the words were written in
the [Decedent’s will]. . . .
The scrivener’s testimony failed to provide the court with
reasonable, understandable explanations for the inclusion of
certain language within the will. An explanation as to the practical
application of Article THIRD, []section (b) as it was written was
essential in order to appropriately assist the court in
understanding it. Such an explanation was not forthcoming from
the scrivener. . . .
As a court [that] is duty[-]bound to apply principles of equity, we
find that interpreting Article THIRD, []section (b) to be a
conditional bequest to the former step-grandchildren, which was
contingent upon their grandmother not receiving benefits from
Decedent, either through divorce or by election against the will,
yields an equitable result. Were we to construe [the language] as
[Appellants] urge, it would afford them a “double-dipping”
windfall, since they would therefore be permitted to recover assets
which flowed from [Decedent’s] estate twice; once as a result of
his will . . ., and a second time when they would inherit
[Decedent’s] assets either directly from their grandmother,
[Wife,] or through their mother, [her daughter].
Orphans’ Court Opinion, 8/31/22, at 11-12 (unnecessary capitalization
omitted).
Appellants filed a motion for reconsideration, which the Orphans’ Court
denied. Appellants filed a timely notice of appeal, followed by a court-ordered
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Pa.R.A.P. 1925(b) concise statement of errors complained of on appeal. They
raise the following claims for our review:
1. Did the Orphans’ Court err as a matter of law by improperly
interpreting [D]ecedent’s will, which unambiguously stated that
one-third of the residuary estate was for [Appellants] unless his
soon[-]to[-]be ex-wife was entitled to assets from his estate after
his death?
2. Did the Orphans’ Court err as a matter of law by rearrang[ing]
the words in [D]ecedent’s will to reach a meaning other than its
plain meaning?
Brief of Appellants, at 4 (unnecessary capitalization omitted; emphasis in
original).
Our standard for reviewing an Orphans’ Court’s findings is deferential.
In re Estate of Harrison, 745 A.2d 676, 678 (Pa. Super. 2000).
The findings of a judge of the [O]rphans’ [C]ourt [D]ivision, sitting
without a jury, must be accorded the same weight and effect as
the verdict of a jury, and will not be reversed by an appellate court
in the absence of an abuse of discretion or a lack of evidentiary
support. This rule is particularly applicable to findings of fact
[that] are predicated upon the credibility of the witnesses, whom
the judge has had the opportunity to hear and observe, and upon
the weight given to their testimony. In reviewing the Orphans’
Court’s findings, our task is to ensure that the record is free from
legal error and to determine if the Orphans’ Court’s findings are
supported by competent and adequate evidence and are not
predicated upon capricious disbelief of competent and credible
evidence.
In re Estate of Warden, 2 A.3d 565, 571 (Pa. Super. 2010) (citation
omitted).
Here, Appellants challenge the court’s construction of Decedent’s will.
This Court has previously determined:
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The testator’s intent is the polestar in the construction of every
will and that intent, if it is not unlawful, must prevail. Also, we
must focus on the precise wording of the will and view the words
of the will in the context of the overall testamentary plan. We
give effect to word and clause where reasonably possible so as
not to render any provision nugatory or mere surplusage.
Additionally, we are not permitted to determine what we think the
testator might or would have desired under the existing
circumstances, or even what we think the testator meant to say.
Rather, we must focus on the meaning of the testator’s words
within the four corners of the will. Finally, a court may not rewrite
an unambiguous will.
In re Wilton, 921 A.2d 509, 513 (Pa. Super. 2007) (citations, quotations and
brackets omitted).
In order to ascertain the actual intent of the settlor or testator,
the Court must place itself in his armchair and consider not only
the language and scheme of the instrument but also the facts and
circumstances with which he was surrounded; and these
surrounding facts and circumstances include the condition of his
family, the natural objects of his bounty and the amount and
character of his property.
Estate of Pew, 655 A.2d 521, 534 (Pa. Super. 1994).
Generally speaking, “[a]n ambiguity in a will must be found without
reliance on extrinsic evidence; extrinsic evidence is admissible only to resolve,
not create, an ambiguity.” In re Estate of Harper, 975 A.2d 1155, 1162
(Pa. Super. 2009) (citation omitted). “There are two types of ambiguity:
patent and latent.” In re Estate of Schultheis, 747 A.2d 918, 923 (Pa.
Super. 2000) (citation omitted). This Court has described the difference
between patent and latent ambiguity as follows:
A patent ambiguity appears on the face of the document and is a
result of defective or obscure language. A latent ambiguity arises
from collateral facts which make the meaning of a written
document uncertain, although the language appears clear on the
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face of the document. To determine whether there is an
ambiguity, it is proper for a court to hear evidence from both
parties and then decide whether there are objective indications
that the terms of the document are subject to differing meanings.
Where a latent ambiguity exists[,] we have repeatedly held that
parol evidence is admissible to explain or clarify the ambiguity,
irrespective of whether the latent ambiguity is created by the
language of the will or by extrinsic or collateral circumstances.
Where a latent ambiguity exists, the court may resort to parol
evidence (such as testimony of the scrivener) to determine the
decedent’s true intent. One limitation to the foregoing is that
extrinsic evidence of surrounding facts must only relate to the
meaning of ambiguous words of the will. It cannot be received as
evidence of the testator’s intention independent of the written
words employed.
Id. (citations, quotations and brackets omitted). Conversely, “[w]here a
patent ambiguity exists on the face of the [w]ill and the language is
meaningless or senseless or so uncertain as to be unintelligible as written,
parol evidence to explain it is not admissible.” Beisgen’s Estate, 128 A.2d
52, 55 n.3 (Pa. 1956).
Here, Appellants argue that section (b) of Article THIRD is unambiguous
and that the Orphans’ Court erred by considering extrinsic evidence and,
essentially, rewriting Decedent’s will. Appellants assert that
“[A] transposition of words may be used to clarify the intent of the
testator but not to determine the intent when such intent cannot
otherwise be found.” In re Connor’s Estate, 29 A.2d 514, 516
(Pa. 1943). In other words, a court can only rearrange words in
a will to clarify an already existing meaning, but may not do so to
give the document a new meaning. Id. “A court may not,
however, under the guise of construction or under general powers
of equity assume to correct or redraft the will in which the testator
has expressed his intentions.” In re Thompson Estate, 327
A.2d [31, 34 (Pa. 1974)]. To engage in such rewriting[] “would
be making, not interpreting, [a] will.” In re Connor’s Estate, 29
A.2d at 516.
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Brief of Appellants, at 23.
Even if the court did not err by taking testimony from the scrivener,
Appellants assert that the court improperly disregarded that testimony, which
was “completely coherent.” Brief of Appellants, at 19. Appellants argue:
[Attorney Weissman] testified repeatedly that [D]ecedent’s
concern was that he would pass away during the pendency of his
divorce. Foremost, [D]ecedent was afraid that if he should die,
he would not have control over the assets of his estate that [Wife]
would take. However, [D]ecedent lived through the conclusion of
his divorce in 2013, and so was able to have his say in the couple’s
property settlement agreement. [D]ecedent knew what [W]ife
had received in their divorce, and was also aware that she was
not entitled to assets from his estate following his death.
Therefore, he intended for the [Appellants] to inherit one-third of
his residua[ry] estate. Following his divorce, [D]ecedent lived for
seven more years, but never changed his will.
Id. at 19-20 (emphasis in original; unnecessary capitalization omitted).
Appellants further argue that the Orphans’ Court’s interpretation of the
will “undermines logic.” Id. at 23.
The court concluded that [D]ecedent intended [Appellants] to not
receive 1/3 of his residua[ry] estate if [Wife] “recover[s] assets
from my or our estate in our divorce.” However, at the time the
will was executed, [D]ecedent was in the middle of an ongoing
divorce—it goes without saying that in the divorce proceedings,
[Wife] was going to receiv[e] some property “from my or our
estate.” Therefore, if the [Orphans’ Court’s] reading is adopted,
then [D]ecedent knew at the time the [w]ill was drafted that his
bequest to [Appellants] would be void. This is farfetched.
Instead, it is more logical that [D]ecedent was only concerned
with [Wife] receiving assets from his estate “after his death”—this
is what the will clearly says, and also what the [scrivener] testified
[D]ecedent meant.
Id. at 23-24 (unnecessary capitalization omitted; emphasis in original).
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In response, Appellees assert that the Orphans’ Court properly found
that the phrase “after my death” in Article THIRD, section (b) “was inserted
in the wrong place in the will. Rather than following the phrase ‘in our divorce,’
it should have been inserted after the phrase which precedes it, ‘elect to take
against my will.’” Brief of Appellees, at 10-11. Appellees argue that
[i]t is not logical that [Decedent] would condition the bequest on
the timing of his death, with the result being that if [Wife] received
the divorce settlement assets during his life, then the bequest
stands, but if she received the divorce settlement assets after his
death, then the bequest is void.
Id. at 11.
We are constrained to conclude that, while the Orphans’ Court properly
admitted parol evidence to aid in its interpretation of Decedent’s will, it
improperly disregarded that evidence and, instead, engaged in the
impermissible redrafting of the Decedent’s will. As noted above, extrinsic
evidence is admissible in the case of a latent ambiguity, “irrespective of
whether the latent ambiguity is created by the language of the will or by
extrinsic or collateral circumstances.” In re Estate of Schultheis, 747 A.2d
at 923 (finding latent ambiguity in language bequeathing “my shares of stock”
because it was unclear whether phrase referred only to 2,045 shares
specifically referenced in will or to all 3,288 shares owned by decedent time
of death). Here, the language in question, while clear on its face, becomes
ambiguous when read in the context of Decedent’s circumstances at the time
he drafted his will. Specifically, read together, the language “after my death”
and “as they will inherit from my Wife and her daughter, their mother,” are
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rendered ambiguous in light of Decedent’s pending divorce at the time he
drafted the will, as Appellants would inherit from Wife and/or her daughter
whether Wife received the assets prior to or after Decedent’s death.
Accordingly, the admission of the scrivener’s testimony was proper. See
Estate of McKenna, 489 A.2d 862, 867 (Pa. Super. 1985) (where language
of testator is unimpeached, but equivocal or ambiguous, scrivener’s testimony
as to testator’s intent admissible for purposes of interpretation).
Having taken that testimony, however, the court proceeded to
completely disregard it and to engage in the impermissible redrafting of the
Decedent’s will to achieve what it believed to be the “equitable” result.
However, “[c]ourts cannot . . . rewrite a . . . testator’s will, or distort or torture
his language . . ., in order to attain what we believe is beneficial and wise[.]”
In re Brown’s Estate, 183 A.2d 307, 310 (Pa. 1962).
Here, the court did not find the scrivener’s testimony incredible. See
In re Estate of Warden, supra (this Court bound by Orphans’ Court’s
credibility determinations where supported by record). Rather, the court
concluded that the scrivener, Attorney Weissman, “was unable to logically
explain the meaning of the distribution scheme” contained in Decedent’s will.
Orphans’ Court Opinion, 8/31/22, at 11. However, upon our review of
Attorney Weissman’s testimony, we conclude that the court’s determination is
not supported by the record, as we had no difficulty in understanding the
Decedent’s clear intent as elucidated by the scrivener.
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At the hearing held on May 12, 2022, Attorney Weissman testified that
he had represented the Decedent for twelve to fourteen years and considered
him to be not only a client, but a friend. See N.T. Hearing, 5/12/22, at 10-
11. Attorney Weissman stated that, at the time Decedent drafted his will,
“[t]he divorce had not yet been settled, which is the reason why that
complicated paragraph is in existence.” Id. at 13. Attorney Weissman
testified that “[Decedent] and I worked on that wording by telephone, in
person[,] and by letter. It was very carefully put down by the both of us.”
Id. at 15-16. He stated that there were no typographical errors in the
document or missing words and that there were no “concerns that words were
out of place[.]” Id. at 16. On direct examination by Appellants’ counsel,
Attorney Weissman explained the Decedent’s intent behind Article THIRD,
section (b) as follows:
Q: [] I come now to the second page of this [Article] Third[,
subsection] (b), I’d like to draw your attention to where it says,
[“]however, notwithstanding the aforesaid, should my wife,
Blandyna [] Cassidy, either, colon.[”] Do you see that?
A: Yes. Well, I’ll look, but I know what you’re speaking of.
Q: Then it has two clauses connected by an [“]or.[”] I’d like to
discuss each one of those with you in turn.
A: Yes.
Q: First it says, [“]elect to take against my will.[”] What [were]
[Decedent’s] intentions regarding that qualification?
A: Well, they were not yet divorced, and he was much older; and
if he passed away, he couldn’t control what the divorce would be.
She could take—there’s a phrase called [“]taking against the
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will.[”1] That would be one exception. If she took against the will,
he wanted to nullify [the] gift to the grandchildren.
Q: Now, when you made [] the comment just then, you said, he
couldn’t control the divorce—I think that’s what you said—if he
were to die.
A: Yes. He couldn’t control the assets she might take. They
weren’t yet divorced.
Q: Okay. Understood. Then after the [“]or[”] we have another
clause that reads: [“r]ecover assets from my or our estate in our
divorce after my death.[”] Do you see that?
A: Oh, yes.
Q: What [were Decedent’s] intentions regarding [] that condition?
A: This will was executed in 2009. I believe that maybe four
years prior, there was an amendment to the Divorce Code[2] which
said basically that if grounds were established, meaning both
parties file a [section] 3301(c) affidavit agreeing to a divorce, or
if one party files a [section] 3301(d) affidavit [alleging] two-year
separation, and so grounds are established for the divorce, that if
one party passes away—[Decedent] was worried that would be
him—the other party could continue the equitable distribution
____________________________________________
1 Section 2203 of the Probate, Estates, and Fiduciaries (“PEF”) Code
establishes a surviving spouse’s “right of election,” which entitles the surviving
spouse to the “elective share,” a one-third allotment of enumerated categories
of the deceased spouse’s property. 20 Pa.C.S.A. § 2203(a).
2 Section 3323(d.1) of the Domestic Relations Code provides as follows:
(d.1) Death of a party.--In the event one party dies during the
course of divorce proceedings, no decree of divorce has been
entered and grounds have been established as provided in
subsection (g) [(referencing section 3301)], the parties’ economic
rights and obligations arising under the marriage shall be
determined under this part rather than under 20 Pa.C.S. (relating
to decedents, estates and fiduciaries).
23 Pa.C.S.A. § 3323(d.1).
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matter, and [Decedent] would be gone, so in the same sense he
couldn’t control what Blandyna would take.
And he—not in a nasty way. He just said, look, if she takes more
than I know of, these [] grandchildren get it from her estate or
her daughter’s estate. That was his thinking. And that’s what I
tried to write down.
Q: [A]m I correct that his concern was that if he died during the
divorce proceedings, he wanted to make provision for that?
A: Exactly right. And [if] she also continued the [equitable
distribution]. Yes, that’s what that’s about.
Id. at 17-19.
Attorney Weissman further clarified Decedent’s intent on cross-
examination:
Q: Well, then why was that language, the latter part of that
sentence, why was that language even included in the will? [“]As
they will inherit from my wife and her daughter, their mother.[”]
Why was that even put in the will? What was the purpose of that?
A: Because of [Decedent’s] kindness. He was a kind person, and
he wanted [them] to know that it wasn’t bitterness on his part,
that they would—if she took more than he approved after he was
gone, he felt they eventually would get that money.
Id. at 28.
In our view, Attorney Weissman’s testimony was clear and made logical
sense. Decedent was concerned that, were he to die before his divorce was
concluded, he would have no control whatsoever over what Wife might take
from his estate, either in equitable distribution or by taking against his will
under the PEF Code. Anticipating that she might, under those circumstances,
receive more than he would have wished, he nullified Appellants’ bequest in
the event either one of those circumstances came to pass. Moreover, not
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wishing Appellants—of whom he was “extremely fond,” id. at 17—to read any
bitterness or rancor into the potential revocation of their bequest, Decedent
included language explaining that they would still receive assets from his
estate through their grandmother and/or mother.
Moreover, as Appellants point out, were we to accept the Orphans’
Court’s interpretation—or, more precisely, rewriting—of the Decedent’s will,
the result would be nonsensical, as the bequest to Appellants would have been
void ab initio. In the view of the Orphans’ Court, Decedent intended for the
relevant portion of Article THIRD, section (b), to read as follows:
However, notwithstanding the aforesaid, should my Wife,
Blandyna Cassidy, either: elect to take against my Will [after my
death] or recover assets from my or our estate in our divorce [],
then I hereby revoke and make null and void this bequest of one-
third (1/3) of the residue of my estate to my step-grandchildren
as they will inherit from my Wife and her daughter, their mother.
Orphans’ Court Opinion, 8/31/22, at 10 (emphasis in original). However, at
the time he executed his will, Decedent would have known that Wife would,
to one extent or another, “recover assets from my or our estate in our
divorce.” See Estate of Pew, 655 A.2d at 534 (court must place itself
armchair of testator and consider not only language and scheme of will but
also facts and circumstances with which he was surrounded). To conclude
that Decedent “very carefully,” N.T. Hearing, 5/12/22, at 15-16, included
Article THIRD, section (b), knowing it to be entirely inoperative from the
moment of its drafting, would lead to an absurd result that Decedent could
not possibly have intended.
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Finally, we note that Decedent lived on for nearly seven years after the
conclusion of his divorce proceedings. Thus, he had ample opportunity to
revise his estate plan, had his concern been that Appellants should not be
entitled to “double-dipping,” as the Orphans’ Court concluded. The fact that
he did not draft a codicil or subsequent will revoking the bequest to Appellants
following the conclusion of equitable distribution is indicative of his satisfaction
with the existing will. See In re Kirchner’s Estate, 20 A.2d 310, 312 (Pa.
1941) (where, despite changed circumstances, testator does not alter will,
failure to do so “significant” indicia of intent to maintain original dispositive
scheme).
Accordingly, we conclude that the only reasonable interpretation of
Article THIRD, section (b) is that Decedent meant exactly what he said in
revoking the bequest to Appellants only in the event that Wife (1) elected to
take against his will pursuant to section 2203 of the PEF Code or (2) recovered
assets from his or their estate after his death pursuant to section 3323 of the
Domestic Relations Code. Accordingly, we reverse the order entered by the
Orphans’ Court and remand for the entry of an order consistent with the
dictates of this opinion.
Order reversed; case remanded with instructions. Jurisdiction
relinquished.
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Judgment Entered.
Joseph D. Seletyn, Esq.
Prothonotary
Date: 6/9/2023
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