Opinion filed July 13, 2023
In The
Eleventh Court of Appeals
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No. 11-22-00129-CV
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EX PARTE R.M.A.
On Appeal from the 106th District Court
Dawson County, Texas
Trial Court Cause No. 15-7496
MEMORANDUM OPINION
Appellant, R.M.A., proceeding pro se, appeals the trial court’s denial of his
pro se and in forma pauperis petition for expunction that he filed while incarcerated.
Appellant sought an expunction under Article 55.01 of the Texas Code of Criminal
Procedure for all records and files relating to his “confinement” and “charge” for the
state jail felony offense of possession of a controlled substance. See TEX. CODE
CRIM. PROC. ANN. art. 55.01 (West Supp. 2022). On appeal, Appellant asserts that
the trial court abused its discretion when it (1) did not allow him the opportunity to
participate in a hearing on his petition and (2) summarily denied his petition that
purportedly met all the statutory requirements. We affirm.
I. Factual Background
In 2015, Appellant was indicted for the state jail felony offense of possession
of methamphetamine. See TEX. HEALTH & SAFETY CODE ANN. § 481.115(b) (West
Supp. 2022). The State later filed a motion to dismiss the indictment based on
“[p]rosecutorial discretion,” which the trial court granted. Appellant filed his
petition for expunction in 2022. The trial court found that Appellant’s petition failed
to meet the requirements of Article 55.01; therefore, it denied Appellant’s petition.
Appellant challenges the trial court’s denial of his petition. He contends that
the trial court abused its discretion because (1) he was not allowed to participate in
a hearing and present facts showing that his petition met the statutory requirements,
and (2) the statutory requirements to obtain an expunction of the charged offense
and all related matters were satisfied.
II. Standards of Review
We review a trial court’s determination of a litigant’s right to appear in person
for an abuse of discretion. In re Z.L.T., 124 S.W.3d 163, 165 (Tex. 2003). Likewise,
we review a trial court’s ruling on a petition for expunction under an abuse of
discretion standard. Ex parte R.P.G.P., 623 S.W.3d 313, 317 (Tex. 2021). “A trial
court abuses its discretion if it acts without reference to guiding rules and principles
or if its actions were arbitrary and unreasonable.” Ex parte Wilson, 224 S.W.3d 860,
863 (Tex. App.—Texarkana 2007, no pet.) (citing Downer v. Aquamarine
Operators, Inc., 701 S.W.2d 238, 241–42 (Tex. 1985)).
A trial court abuses its discretion if it rules on a motion without holding a
hearing, but only if a hearing is required. Ex parte Wilson, 224 S.W.3d at 863. To
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the extent that the trial court’s ruling depends on a question of law, we review the
ruling de novo. Ex parte E.H., 602 S.W.3d 486, 489 (Tex. 2020).
III. Analysis
Article 55.01 of the Code of Criminal Procedure governs an individual’s right
to an expunction. See CRIM. PROC. art. 55.01. The statute provides, in relevant part,
that a person who has been arrested for the commission of a felony offense is entitled
to have all records and files relating to the arrest expunged if: (1) the person has been
released; (2) the charge, if any, has not resulted in a final conviction and is no longer
pending; (3) there was no court-ordered community supervision for the offense;
(4) an indictment charging the person with the commission of any felony offense
arising out of the same transaction for which the person was arrested, if presented at
any time following the arrest, was dismissed or quashed; and (5) the trial court finds
that the indictment was dismissed or quashed because the presentment of the
indictment had been made because of mistake, false information, or other similar
reason indicating the absence of probable cause, at the time of the dismissal, to
believe the person had committed the charged offense. Id. § 55.01(a)(2)(A)(ii)(d).
A. Right to Participate in or Attend a Hearing
In his first issue, Appellant claims that the trial court abused its discretion
when it did not allow Appellant to participate in a hearing to present facts that would
show that his petition met the necessary statutory requirements. In support of his
argument, Appellant relies on Article 55.02, Section 2(c), which states, “The court
shall set a hearing on the matter no sooner than thirty days from the filing of the
petition.” CRIM. PROC. art. 55.02, § 2(c). “Unless required by the express language
or the context of the particular rule, . . . the term ‘hearing’ does not necessarily
contemplate either a personal appearance before the court or an oral presentation to
the court.” Gulf Coast Inv. Corp. v. Nasa 1 Bus. Ctr., 754 S.W.2d 152, 153 (Tex.
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1988). Further, if the operative pleading contains all the information that is
necessary for the trial court to rule on and resolve the issue, it may rule on an
expunction petition without conducting a formal hearing or considering live
testimony. Ex parte Wilson, 224 S.W.3d at 863.
Here, Appellant’s petition contained all the information that was necessary for
the trial court to resolve the issue before it—whether the petition on its face met the
statutory requirements for a sufficient expunction request—without Appellant’s
presence because the petition was insufficient on its face and Appellant’s expunction
request, on that basis alone, could not be granted.
An inmate has no absolute right to appear in court for a civil proceeding. In
re Z.L.T., 124 S.W.3d at 165. However, an inmate does not automatically lose his
access to the courts because he is incarcerated. Ex parte Guajardo, 70 S.W.3d 202,
205 (Tex. App.—San Antonio 2001, no pet.). Instead, Appellant had the burden to
identify with sufficient specificity, the necessity of his presence. In re Z.L.T., 124
S.W.3d at 166. When determining whether to permit an inmate to attend a hearing
in-person, courts consider and balance the following factors: (1) the cost and
inconvenience of transporting the inmate, (2) the security risk the inmate presents to
the court and public, (3) whether the inmate’s presence is necessary to judge his
demeanor and credibility, (4) whether the inmate’s claims are substantial, and (5) his
probability of success. Ex parte Cephus, 410 S.W.3d 416, 421 (Tex. App.—Houston
[14th Dist.] 2013, no pet.) (citing In re Z.L.T., 124 S.W.3d at 165)).
These factors do not weigh in favor of the trial court permitting Appellant to
appear in court in person, as he claims. The trial court is not required to make
demeanor and credibility determinations in an expunction proceeding because if the
petitioner fully complies with Article 55.01(a), the trial court must grant the
expunction petition. Ex Parte Cephus, 410 S.W.3d at 421; Tex. Dep’t of Pub.
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Safety v. Dicken, 415 S.W.3d 476, 479 (Tex. App.—San Antonio 2013, no pet.).
Furthermore, nothing in the record indicates that Appellant formally requested to
appear in person to advance his petition before the trial court. Although Appellant
did request that the trial court set his petition for a hearing, he never submitted a writ
of habeas corpus ad testificandum (a bench warrant) requesting permission to appear
in person at any hearing regarding his petition. See In re Z.L.T., 124 S.W.3d at 164.
Because Appellant never established the necessity of his presence at any hearing,
the trial court had no duty to seek out this information on its own. Id. at 166.
Therefore, the trial court did not abuse its discretion when it ruled on and denied the
petition without a hearing and in Appellant’s absence.
Accordingly, Appellant’s first issue is overruled.
B. Sufficiency of Appellant’s Expunction Petition
In his second issue, Appellant asserts that the trial court abused its discretion
when it denied his petition because the petition met all the requirements outlined in
Article 55.01. The State maintains that the trial court properly denied the petition
because the petition was facially deficient in that it failed to satisfy all the statutory
requirements under Articles 55.01 and 55.02. The State further contends that
Appellant’s petition omitted certain statutorily required information that was
necessary to prove that he was qualified to receive a record expungement. We agree
with the State.
Although expunction is a statutory privilege that is codified in the Code of
Criminal Procedure, the remedy sought is civil in nature and Appellant had the
burden to prove his entitlement to this remedy. See Ex parte R.P.G.P., 623 S.W.3d
at 316 (citing Ex parte E.H., 602 S.W.3d at 489); Barker v. State, 84 S.W.3d 409,
411 (Tex. App.—Fort Worth 2002, no pet.) (citing State v. Herron, 53 S.W.3d 843,
846 (Tex. App—Fort Worth 2001, no pet.)). Because the requirements for an
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expunction are mandatory and exclusive and cannot be equitably expanded by the
courts, the requesting party must prove that he has met every statutory condition
before the trial court may grant an expunction request. R.P.G.P., 623 S.W.3d at 316;
Dicken, 415 S.W.3d at 479.
Appellant is a pro se litigant. Therefore, we construe his petition liberally.
See Aaron v. Fisher, 645 S.W.3d 299, 312 (Tex. App.—Eastland 2022, no pet.); but
see Mansfield State Bank v. Cohn, 573 S.W.2d 181, 185 (Tex. 1978) (recognizing
that acting pro se is not a license of noncompliance to the relevant rules of procedural
and substantive law). Even with a liberal construction, “we cannot read into a
petition what is plainly not there.” Aaron, 645 S.W.3d at 310 (quoting Bos v. Smith,
556 S.W.3d 293, 305–06 (Tex. 2018)). Here, Appellant did not file or submit a
sufficient pleading to show his entitlement to an expunction. In fact, Appellant failed
to address and set forth in his petition the requirements of Article 55.02, §§ 1, 2(b),
elements that are necessary to prove one’s right to an expunction.
Article 55.02, Section 2 requires that a petition filed under Article 55.01 must
include the following information or an explanation as to why one or more of the
following is not included: (1) the petitioner’s full name, sex, race, date of birth,
driver’s license number, social security number, and address at the time of the arrest;
(2) the offense charged against the petitioner; (3) the date the offense charged against
the petitioner was alleged to have been committed; (4) the date the petitioner was
arrested; (5) the name of the county where the petitioner was arrested and if the arrest
occurred in a municipality, the name of the municipality; (6) the name of the law
enforcement agency that arrested the petitioner; and (7) the case number and the
court where the criminal proceeding was filed and pending. See CRIM. PROC.
art. 55.02, § 2(b). Appellant neglected to include six of the above required categories
of information in his petition and did not explain why he omitted them. Despite
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being a pro se litigant, Appellant had the burden to assure that his petition complied
with all statutory requirements; he failed to do so. As such, Appellant’s expunction
petition was facially insufficient. Therefore, the trial court did not abuse its
discretion when it denied Appellant’s petition on that basis.
Accordingly, Appellant’s second issue is overruled.
IV. This Court’s Ruling
We affirm the order of the trial court.
W. STACY TROTTER
JUSTICE
July 13, 2023
Panel consists of: Bailey, C.J.,
Trotter, J., and Williams, J.
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