United States v. Sergio Ortiz Alcantar

[DO NOT PUBLISH]

IN THE UNITED STATES COURT OF APPEALS

FOR THE ELEVENTH CIRCUIT
FILED
________________________
U.S. COURT OF APPEALS
ELEVENTH CIRCUIT
No. 04-13399
JUNE 10, 2005
Non-Argument Calendar
THOMAS K. KAHN
________________________ CLERK

D. C. Docket No. 03-00231-CR-A-N

UNITED STATES OF AMERICA,

Plaintiff-Appellee,

versus

SERGIO ORTIZ ALCANTAR,

Defendant-Appellant.

________________________

Appeal from the United States District Court
for the Middle District of Alabama
__________________________
(June 10, 2005)

Before TJOFLAT, BIRCH and BARKETT, Circuit Judges.

PER CURIAM:

Appellant was convicted in the district court on one count of conspiracy to
possess with intent to distribute 500 grams or more of methamphetamine and on

one count of possession with intent to distribute such quantity of

methamphetamine, in violation of 21 U.S.C. §§ 846 and 841(a)(1). He was

sentenced to terms of imprisonment totaling 188 months. He now appeals his

convictions and sentences.

Appellant challenges his convictions on the ground that the evidence the

Government presented to the jury was insufficient to make out the charged

offenses.1 He says that the Government’s case consisted merely of (1) the

testimony of a drug dealer, who said that he overheard a co-conspirator tell a third

party that appellant would be bringing drugs into the area and had seen appellant

assist the same co-conspirator in a prior drug deal, and (2) the circumstance that he

was a passenger in the truck carrying the drugs, a truck that was under the

dominion and control of a codefendant, when the truck was stopped by law

enforcement officers. This, however, is not all the jury learned. What it learned in

addition to this was

– that appellant was at the hotel room Gutierrez rented to facilitate the

scheduled drug transactions and examined the truck in the hotel’s parking lot at a

moment when the truck contained over 850 grams of methamphetamine;

1
At the conclusion of the prosecution’s case, appellant moved the court for a judgment of
acquittal. The court denied the motion. Appellant rested without putting on any evidence.

2
– that he held a substantial amount of methamphetamine during two

transactions, for which he and Lara received some $15,200; and

– that, according to Bradley, he made two-pound deliveries of the drug to

Montgomery every two weeks.

The Government’s case was solid and is unassailable here.

Appellant challenges his sentences on the ground that half of the 1700 grams

of methamphetamine for which the court held him accountable, and triggered the

Guidelines sentence range and effectively his sentences, was found by the court

and not on the basis of his own admission or a jury verdict as required by the Sixth

Amendment.2 Citing Blakely v. Washington, 542 U.S. ____, 124 S. Ct. 2531

(2004), he asks that we vacate his sentences and remand the case for resentencing.

After the parties briefed this appeal, the Supreme Court decided United

States v. Booker, 543 U.S. ____, 125 S. Ct. 738 (2005), which applied the Blakely

rationale to the federal guidelines sentencing system. Because appellant did not

present his Sixth Amendment objection to the district court prior to the imposition

of sentence and judgment of conviction, however, we will not disturb his sentences

unless we find that they are the product of plain error. See Fed.R.Crim.P. 52(b);

United States v. Rodriguez, 398 F. 3d 12191 (11th Cir. 2005), rehearing en banc

2
Appellant admitted involvement with the 850 grams of methamphetamine found in the
truck at the hotel parking lot.

3
denied, ___ F. 3d ____, 2005 WL 895174 (11th Cir. Apr. 19, 2005).

To satisfy the plain-error standard, we must find that (1) the district court

committed “error,” (2) the error was plain or obvious, and (3) the error “affected

substantial rights” in that the error was prejudicial. United States v. Olano, 507

U.S. 725, 730-32, 113 S.Ct. 1770, 1776, 123 L.Ed.2d 508 (1993). Concerning the

third prong, in most cases the error will be prejudicial if it “affected the outcome of

the district court proceedings.” Id. at 734, 113 S.Ct. at 1778. If these criteria are

met, we may, in our discretion, correct the plain error if it “seriously affect[s] the

fairness, integrity, or public reputation of judicial proceedings.” Id. at 736, 113

S.Ct. at 1779 (internal quotations and citation omitted).

Rodriguez dictates our application of the plain error test in this case.

Following Rodriguez, we conclude that error (the enhancement of appellant’s

offense level based on facts he neither admitted nor the jury found) occurred,

Rodriguez, 398 F. 3d at 1299, and that it was plain. Id. The question thus becomes

whether the third prong of the plain error test has been met in this case, i.e.,

whether the error affected appellant’s substantial rights.

The defendant has the burden of showing such prejudice—that the error

affected his substantial rights. Id. at 1299.

[T]he . . . defendant [must] show that the error actually did make a
difference: if it is equally plausible that the error worked in favor of

4
the defense, the defendant loses; if the effect of the error is uncertain
so that we do not know which, if either, side it helped the defendant
loses. Where errors could have cut either way and uncertainty exists,
the burden is the decisive factor in the third prong of the plain error
test, and the burden is on the defendant.

Id. at 1300.

Appellant has failed to carry this burden. Under Booker, although the

Guidelines are no longer mandatory (but only advisory), the district court must

nonetheless consult them in fashioning a sentence. See 18 U.S.C. § 3553(c). After

doing so, the court looks to the sentencing factors set out in 18 U.S.C. § 3553(a),

id. at 1301, and determines the sentence to impose. At the sentencing hearing in

this case, nothing the court said would permit the inference that it would probably

have given appellant significantly lesser sentences had it treated the Guidelines as

advisory rather than mandatory. Appellant has therefore failed to establish the

third prong of plain error review, and his sentence is due to be affirmed.

AFFIRMED.

Tjoflat, Circuit Judge, concurring specially:

5
As I explain in my dissent to the court’s refusal to rehear Rodriguez en banc,

the error in a case such as this—where the district court enhances the defendant’s

sentence on the basis of facts not admitted by the defendant or found by a jury—is

structural error, and the third prong of the plain-error test is, therefore,

inapplicable. See United States v. Rodriguez, — F.3d —, 2005 WL 895174 (11th

Cir. Apr. 19, 2005) (Tjoflat, J., dissenting from the denial of rehearing en banc).

Accordingly, the court should consider whether the error “seriously affect[s] the

fairness, integrity, or public reputation of judicial proceedings,” United States v.

Olano, 507 U.S. 725, 736, 113 S. Ct. 1770, 1779, 123 L. Ed.2d 508 (1993), and in

this case, it does. I concur in the court’s judgment because we are Rodriguez

bound.