Hudson v. Parker

Mr. Justice Gray,

after stating the case, delivered the opinion of the court.

By express acts of Congress, beginning with the first organization of the judicial system of the United States, this court and the Circuit and District Courts are empowered to issue all writs, not specially provided for by statute, which may be necessary for the exercise of their respective jurisdictions, and agreeable to the principles and usages of law. Act of September 24, 1789, c. 20, § 14; 1 Stat. 81, 82; Rev. Stat. § 716; Stockton v. Bishop, 2 How. 74; Hardeman v. Anderson, 4 How. 640; Ex parte Milwaukee Railroad, 5 Wall. 188. Under the first judiciary' act, this court had power “ to make and establish all necessary rules for the orderly conducting of business ” in all the courts of the United States. Act of September 24, 1789, c. 20, § 17; 1 Stat. 83. And successive statutes recognized its power to make rules, not inconsistent with the laws of . the United States, prescribing the forms of writs and other process, at common law, as well as in equity or admiralty, in those courts. Acts of May 8, 1792, c. 36, § 2; 1 Stat. 276; May 19, 1828, c. 68, §§ 1, 3; 4 Stat. 281; August 23, 1842, c. 188, § 6; 5 Stat. 518; Wayman v. Southard, 10 Wheat. 1, 27-29; Bank of United States v. Halstead, 10 Wheat. 51; Beers v. Haughton, 9 Pet. 329, 360; Ward v. Chamberlain, 2 Black, 430, 436. Since the act of June 1, 1872, c. 255, § 5, indeed, the practice, pleadings, and forms and modes of proceeding, in actions at law in the Circuit and District Courts of the United States, are required to conform, as near as may be, to those existing at the time in like causes in the courts of record of the State within which they are held, any rule of court to the contrary notwithstanding. 17 Stat. 197; Rev. Stat. § 914. But this act does not include the manner of bringing cases from a lower court of the United States to this court. Chateaugay Co., petitioner, 128 U. S. 544; Fishburn v. Chicago &c. Railway, *282137 U. S. 60. Under section 917 of the Revised Statutes, therefore, by which (reenacting to this extent the provision of the act of 1842) “the Supreme Court shall have power to prescribe, from time to time, and in any manner not inconsistent with any law of the United States, the forms of writs and other process,” this court has power to regulate the manner of proceeding, or “ mode of process,” in taking bail, upon writs of error from this .court to the Circuit Court or District Court, in civil or criminal cases. Act of September 24, 1789, c. 20, § 33; 1 Stat. 91; Rev. Stat. § 1014; Beers v. Haughton, above cited; United States v. Knight, 14 Pet. 301; United States v. Rundlett, 2 Curtis, 41.

By section 4 of the act of March 3, 1891, c. 517, the review, by appeal, writ of error, or otherwise, of judgments of the Circuit Courts or District Courts, can be had. only in this court, or in the Circuit Courts of Appeals, according to the provisions of this act. By section ' 5, “ appeals or writs .of error' may be taken from ” the Circuit Courts or District Courts “ direct to ” this court “ in cases of conviction of a capital or otherwise infamous crime,” as Veil as in certain other classes of cases. 26 Stat. 827. And by section 11, “ all provisions of law, now in force, regulating the methods and system of review, through appeals or writs of error, shall regulate the methods and system of appeals and writs of error provided for in this act in respect of the Circuit Courts of Appeals, including all provisions for bonds or other securities to be required and taken on such appeals and writs of error.” 26 Stat; 829. But as to the methods and system of review, through appeals or writs of error, including the citations, supersedeas, and bond or other security, in cases, either civil or criminal, brought to this court from the Circuit Court or the District Court, Congress made no provision in this act, evidently considering those matters to be covered and regulated by the provisions of. earlier statutes forming parts of one system.

By those statutes, upon writs of error from this court to the. Circuit Courts br District Courts of the United States, as well as upon writs of error ■ from, this court to the courts of *283the several States, any justice of this court — not necessarily the justice assigned to the circuit in which the other court is held — may, in or out of court, allow the writ of error, sign the citation, take the requisite security for the prosecution of the writ of error, and grant a supersedeas when the writ of error does not of itself operate as a stay of proceedings, as it does if filed and security given within sixty day's after the judgment complained of. Rev. Stat. §§ 999, 1000, 1002, 1003, 1007; Sage v. Railroad Co., 96 U. S. 712; Hudgins v. Kemp, 18 How. 530; Peugh v. Davis, 110 U. S. 227.

In Claasen’s case, 140 U. S. 200, it was adjudged, upon full consideration, that by the act of 1891 a writ of error from this court to the Circuit Court, in the case of a conviction of a crime infamous but not capital, was a matter of right, without giving any security; that the citation might be signed by a justice of this court, under Rev. Stat. § 999; that a supersedeas might be granted, not only by this court, under § 716, but by a justice thereof, under § 1000 ; and that, if the justice signing the citation directed that it should operate as a supersedeas, the supersedeas might be obtained by merely serving the writ within the time. prescribed in § 1007. .Mr. Justice Blatch-ford, in delivering the unanimous judgment of the court accordingly, said: “ To remove all doubt on the subject, however, in future cases, we have adopted a general rulé, which is promulgated as Rule 36 of this court, and which embraces, also, the power to admit the defendant to bail after the citation is served.” 140 U. S. 205, 207, 208.

By that rule, which was promulgated May 11, 1891, the same day on which that judgment was delivered, “ An appeal or a writ of error from a circuit court or a district court direct to this court,” in the cases provided for in sections 5 and 6 of the act of 1891, “ may be allowed, in term time or in vacation, by any justice of this court, - or by any circuit judge within' his circuit, or by any district judge within his district, and the proper security be taken and the citation signed by him, and he may also grant a supersedeas and stay of execution or of proceedings, pending such writ of -error or appeal.” And by paragraph 2 of the samé rulé, “Where such writ *284of error is allowed in the case óf a conviction of an infamous crime, or in any other criminal case in which.it will lie under said sections 5 and 6, the Circuit Court, or District Court, or any justice or judge thereof, shall have power, after the citation is served, to admit the accused to bail in such amount as may.be fixed.” 139 U. S. 706.

This court cannot, indeed, by rule, enlarge or restrict its own inherent jurisdiction and powers, or those of the other courts of the United States, or of a justice or judge of either, under the Constitution and laws of the United States. Poultney v. La Fayette, 12 Pet. 472; The St. Lawrence, 1 Black, 522, 526; The Lottawanna, 21 Wall. 558, 576, 579. Nor has it assumed to do so.

On the contrary, the rule in question was adopted by this court under and pursuant to its power to make rules, prescribing the forms of writs and process, and regulating the practice upon appeals or writs of error; and was so framed as to give effect to the appellate jurisdiction conferred by the act of 1891, in the manner most consistent with the provisions of the various acts of Congress concerning the same matter.

There can be no doubt, therefore, that under the acts of Congress, the decision of this court in Claasen’s case, above cited, and the first paragraph of Rule 36, Mr. Justice White, although not the justice of this court assigned to the eighth circuit, was authorized to allow the writ of error, to operate as a supersedeas, and to sign the citation.

The next question is of the validity of his order, so far as regards admitting the prisoner to bail pending the writ of error.

Recurring once more to Rule 36, and to the decision in Claasen’s case, which were considered and promulgated together, and mutually serve to explain each other, the matter stands thus: The first paragraph of’ the rule, embracing all cases, civil or criminal, of which this court has appellate jurisdiction under the act of 1891, provides that the writ of error may be allowed, in term time or vacation, “ and the proper security be taken,” the citation signed, ■ and a supersedeas granted, by any justice of this court.” In Claasen’s case, it was held that, in the case of an infamous crime, the writ of *285error was a matter of right, and that no security, such as is necessary in a civil- case, was required. The only “ proper security,” then, in a criminal case, is security for the appearance of a prisoner admitted to bail. Within the very terms of the rule, therefore, any justice of this court, although not assigned to the particular circuit, would seem to have the power to permit bail to be taken. But the power rests upon broader grounds.

The statutes of 'the United States have been framed upon the theory that a person accused of crime shall not, until he has been finally adjudged guilty in the court of last resort, bé absolutely compelled to undergo imprisonment or punishment, but may be-admitted to bail, not only after arrest and before trial, but after conviction and pending a writ of error.

The statutes as to bail upon arrest and before trial provide that bail may be admitted ” upon all arrests in capital cases, and shall be admitted ” upon all arrests in other criminal cases; and may be taken in capital cases by this court, or by a justice thereof, or by a circuit court, a circuit judge or a district judge, and in other criminal cases by any justice or judge of the United States or other magistrate named. Rev; Stat. §§ 1014-1016.

Under the act-of March 3, 1879, c. 176, upon writs of error from the Circuit Court to review judgments of the District Court upon convictions in criminal cases, the justice of this court assigned to the circuit, or the circuit judge — that is to say, any member of the appellate court, except the district judge, presumably the judge who rendered the judgment below — might allow the writ, to operate as a supersedeas, and might take bail for the defendant’s appearance in the Circuit Court. 20 Stat. 354; United States v. Whittier, 11 Bissell, 356. And upon a writ of error from this court to the .highest court of a State to review a decision against a right claimed under the Constitution and laws of the United States, and Avhich lies both in criminal and in civil cases, and operates as a supersedeas under the same circumstances in the one as in the other, bail may be taken pending the writ of error; but, because of the relation between the two governments, in *286the court of the State only, it being enacted by the act of July 13, 1866, c. 184, § 69, in accordance with the practice previously prevailing in some States, that the plaintiff in error, if charged with an offence bailable by the laws of the State, shall not be released from custody until final judgment upon the writ of error, “ or until a bond, with sufficient sureties, in a reasonable sum, as ordered and approved by the state court, shall be given; ” or, if the offence is not so bailable, until such final judgment. 14 Stat. 172; Rev. Stat. § 1017; Cohens v. Virginia, 6 Wheat. 264; Worcester v. Georgia, 6 Pet. 515, 537, 562, 567; Bryan v. Bates, 12 Allen, 201. By these statutes, bail after conviction was provided for in every class of writs of error pending in the courts of the United States in cases of bailable offences; for, when they were enacted, no writ of error lay from this court to the Circuit Court or District Court in any criminal case.

By the act of February 6, 1889, c. 113, § 6, it was enacted that final judgments of any court of the United States upon conviction of a crime punishable with death might, upon the application of the defendant, be reviewed by this court “upon a writ of error, under such rules and regulations as said court may prescribeand that every such writ of error should “ be allowed as of right, and without the requirement of any security for the prosecution of the same, or for costs; ” and should “ during its pendency operate as a stay of proceedings upon the judgment, in respect of which it is sued out,” and might be immediately filed in this court; but should not be sued out or granted, except upon a petition filed, with the clerk of the court in which the trial was had, during the same term, or within sixty days after its expiration. 25 Stat. 656.

Although that act expressly recognized the power of this court to make rules regulating the proceedings upon writs of error in capital cases, yet, as by its terms the writ was to be allowed as of right, without requiring any security, and was of itself to operate as a stay of proceedings, no rule upon the subject was considered necessary, and none was made by this court. It can hardly be doubted, however, that Congress intended that the allowance of the writ, of error and stay of *287proceedings, while suspending the execution of the sentence, should neither have the effect of discharging the prisoner from custody, nor of preventing his being admitted to bail, upon sufficient cause shown, pending the writ of error; and, no special provision upon the subject of bail in a capital case after conviction having been made by act of Congress or rule of court, it would seem that it ifiight be taken by the justice or judge who allowed the writ of error.

But, however it may be in a capital case, it is quite clear; in view of all the legislation on the subject of bail, that Congress must have intended that under the act of 1891, in cases of crimes not capital, and therefore bailable of right before conviction, bail might be taken, upon writ of error, by order of the proper court, justice or judge. And we are of opinion that any justice of this court, having power, by the acts of Congress, to allow the writ of error,- to issue the citation,-to take the security required by law, and to grant a supersedeas, has the authority, as incidental to the exercise of this power, to order the plaintiff in error to be admitted to bail, independently of any rule of court upon the subject; and that this authority is recognized in the first paragraph of Eule 36.

Having-the authority to order bail to be taken, the same justice might either himself approve the bail bond; or he height order that such a bond should be taken in an amount fixed by him, the form of the bond and the sufficiency of the sureties to be passed upon by the court whose judgment was to be reviewed, or by a judge of that court; or he might leave the whole matter of bail to be dealt with by such court or judge.

Upon a writ of error in a civil case, the requisite security is ordinarily taken by the justice or judge who allows the writ and signs the citation. Jerome v. McCarter, 21 Wall. 17. But where the bond taken is insufficient in law, this court, in the exercise of its inherent jurisdiction as a court of error, may direct that the writ be dismissed, unless the plaintiff in error gives security sufficient in this respect, to be taken and approved by any justice or judge who is authorized to allow the writ of error and citation. Catlett v. Brodie, 9 Wheat. 553, 555; O'Reilly v. Edrington, 96 U. S. 724.

*288This court, in the lawful exercise of its power to prescribe the forms of pi’ocess and to regulate the practice upon writs of error, has said, in paragraph .2 of Rule 36, that, in the case of a conviction of an infamous crime, the Circuit Court, or District Court, or any justice or judge thereof, shall have power, after the citation is served, to admit the accused to bail in such amount as may be fixed.”

The necessary consequence is that that part of the order of Mr. Justice White, which required “ the defendant to furnish bond in the sum of five thousand dollars, conditioned according to law, subject to approval by the District Judge,” was a. valid exercise of his authority to order bail, in an amount fixed by him, to be taken by the District Judge, leaving the form of the bond, and the sufficiency of the sureties, to be passed upon by the latter.

A writ of error, allowed out of court, is neither considered as brought, even for the purpose of computing the time of limitation of suing it out, nor does it operate as a supersedeas, until it has been filed in the clerk’s office of the court to which it is addressed. Credit Co. v. Arkansas Railway, 128 U. S. 258, 260, and cases cited; Foster v. Kansas, 112 U. S. 201. By the order of Mr. Justice White, the allowance of the writ of error, to operate as a supersedeas, was not to take effect until the approval of the bond by the District Judge; and when the bond was presented to the District Judge for approval, the writ of error had been filed in the clerk’s office of the District Court, and the citation had been issued and served. The objection that the petitioner could only be admitted to bail after citation served has therefore no application to this case.

The discretion of a judge, indeed, in a matter entrusted by law to his judicial determination, cannot be controlled by writ of mandamus. But if he declines to exercise his discretion, or to act at all, when it is his duty to do so, a writ of mandamus may be issued to compel him to act. For instance, a writ of mandamus will lie to compel a judge to settle and sign a bill of exceptions, although not to control his discretion as to the frame of the bill. Ex parte Bradstreet, 4 Pet. 102; Ex parte *289Crane, 5 Pet. 190; Chateaugay Co., petitioner, 128 U. S. 544, 557. See also Ex parte Morgan, 114 U. S. 174; Ex parte Parker, 120 U. S. 737; Parker, petitioner, 131 U. S. 221; Virginia v. Paul, 148 U. S. 107, 123, 124.

If, as suggested in the return, the petitioner is also in custody under a subsequent conviction for another offence, that custody will not be affected by admitting him to bail in this case.

■ Were the question here only as to what persons should be accepted as sureties on the bond, or as to their sufficiency, there would be no ground for issuing a writ of mandamus. Ex parte Taylor, 14 How. 3; Ex parte Milwaukee Railroad, 5 Wall. 188. But in the case before us, the District Judge has not exercised any discretion in the matter, but has declined to act at all, and has refused to approve the bond, solely because, in his' own words, “ it is found by ” him that the order of Mr. Justice White was made without authority of law, and that the bond, if approved, would be void.

As the District Judge, in so refusing to approve the bond, appears to have acted under a misunderstanding of the powers of this court and of its justices, and of his own duty in the premises, and as in his return he expresses his readiness to enforce any decision of this court, it appears to us to be more just to him, as well as more consistent with the maintenance of the rightful authority of this court, to sustain this petition, and enable bail to be taken before him in accordance with the order heretofore made, than to dismiss these proceedings, and to deal with the matter over his head, as it were, by having .the petitioner admitted to bail by this court, or by the justice thereof assigned to the eighth circuit.

We do not anticipate that there will be any occasion for the actual issue of a writ of peremptory mandamus; but, should it become necessary to do so in order to secure the rights of the petitioner, his counsel may move for the writ at any time. The present order will be

Petitioner entitled to writ of mandamus to the District Judge to admit the petitioner to bail on his giving bond in proper form and with sufficient sureties..