The Rock and Roll Hall of Fame and Museum, Inc. The Rock and Roll Hall of Fame Foundation, Inc. v. Gentile Productions Charles M. Gentile

RYAN, J., delivered the opinion of the court, in which BATCHELDER, J., joined. MARTIN, C.J. (pp. 756-759), delivered a separate dissenting opinion.

RYAN, Circuit Judge.

OPINION

The Rock and Roll Hall of Fame and Museum, Inc., and The Rock and Roll Hall of Fame Foundation, Inc., filed suit against Charles Gentile and Gentile Productions, alleging various trademark and unfair-competition claims under state and federal law. The plaintiffs moved for and were granted a preliminary injunction, on the authority of Fed. R.Civ.P. 65. The defendants appeal, claiming, essentially, that the district court mistakenly concluded that the plaintiffs have shown a strong likelihood of succeeding on the merits. We agree and therefore vacate the entry of the preliminary injunction.

I.

In 1988, The Rock and Roll Hall of Fame Foundation registered the words, “THE ROCK AND ROLL HALL OF FAME,” as its service mark, on the principal register at the United States Patent and Trademark Office. In 1991, the Foundation commissioned I.M. Pei, a world famous architect, to design a facility for The Rock and Roll Hall of Fame and Museum in Cleveland, Ohio. Pei’s design was brought to life on the edge of Lake Erie, in the form of The Rock and Roll Hall of Fame and Museum which opened in September 1995.

In their briefs to this court, The Rock and Roll Hall of Fame and Museum and The Rock and Roll Hall of Fame Foundation have referred to themselves collectively as “the Museum.” Throughout the remainder of this opinion, we will do the same.

*751The Museum states that its building design is “a unique and inherently distinctive symbol of the freedom, youthful energy, rebellion and movement of rock and roll music.” Whatever its symbolism, there can be no doubt that the Museum’s design is unique and distinctive. The front of the Museum is dominated by a large, reclining, triangular facade of steel and glass, while the rear of the building, which extends out over Lake Erie, is a striking combination of interconnected and unusually shaped, white buildings. On May 3, 1996, the State of Ohio approved the registration of the Museum’s building design for trademark and service-mark purposes. The Museum has similar applications pending with the United States Patent and Trademark Office.

Charles Gentile is a professional photographer whose work is marketed and distributed through Gentile Productions. In the spring of 1996, Gentile began to sell, for $40 to $50, a poster featuring a photograph of the Museum against a colorful sunset. The photograph is framed by a black border. In gold lettering in the border underneath the photograph, the words, “ROCK N’ ROLL HALL OF FAME,” appear above the smaller, but elongated word, “CLEVELAND.” Gentile’s signature appears in small blue print beneath the picture of the building. Along the right-hand side of the photograph, in very fine print, is the following explanation: “©1996 Gentile Productions ... Photographed by: Charles M. Gentile[;] Design: Division Street Design[;] Paper: Mead Signature Gloss Cover 80# [;] Printing: Custom Graphics Inc.[;] Finishing: Northern Ohio Finishing, Inc.”

In reaction to Gentile’s poster, the Museum filed a five-count complaint against Gentile in the district court. The Museum’s complaint contends that the Museum has used both its registered service mark, “THE ROCK AND ROLL HALL OF FAME,” and its building design as trademarks, and that Gentile’s poster infringes upon, dilutes, and unfairly competes with these marks. The Museum’s somewhat unusual claims regarding its building design, then, are quite unlike a claim to a service-mark right in a building design that might be asserted to prevent the construction of a confusingly similar building.

Specifically, count one of the Museum’s complaint alleges trademark infringement, in violation of 15 U.S.C. § 1114(1). Count two alleges unfair competition, false or misleading representations, and false designation of origin, in violation of 15 U.S.C. § 1125(a). Count three alleges dilution of trademarks, in violation of 15 U.S.C. § 1125(c) and Ohio common law. Counts four and five allege unfair competition and trademark infringement under Ohio law.

The Museum sought a preliminary injunction and the district court held a hearing on the motion. It is clear from a review of the Museum’s motion and the hearing transcript that, whatever the scope of the Museum’s complaint, the Museum’s request for a preliminary injunction was based on the theory: (1) that the Museum has used both its building design and its service mark, “THE ROCK AND ROLL HALL OF FAME,” as trademarks; and (2) that both the photograph of the Museum and the words identifying the Museum in Gentile’s poster are uses of the Museum’s trademarks that should be enjoined because they are likely to lead consumers to believe that Gentile’s poster is produced or sponsored by the Museum.

Thus, in its motion, the Museum argued that, because Gentile is “using the Museum’s trademarks on posters in a manner which reflects a deliberate attempt to confuse, mislead and • deceive the public into believing that the posters are affiliated with the Museum, ... [t]he Museum has an extremely strong probability of success on the merits of its claims for trademark infringement and unfair competition.” Similarly, at the hearing, the Museum stated only that its motion was “about trademark infringement, [section] 43(a), violations of the Lanham Act in passing off,” although its complaint was broader. Accordingly, the district court explained to Gentile that he needed to respond only to the Museum’s arguments in support of its motion, not its entire complaint.

The Museum submitted several exhibits in support of its motion. Of particular concern in the present dispute is a poster the Museum sells for $20. Although the Museum’s poster, like Gentile’s, features a photograph of the Museum at sunset, the photographs of *752the building in the two posters are very different. Gentile’s photograph is a ground-level, close-up view of the Museum taken at a time when the building appears to be closed. It is an artistically appealing photograph of the Museum and virtually nothing else. In contrast, the Museum’s poster features a photograph of the Museum, taken from an elevated and considerably more distant vantage point, on the Museum’s opening night, when red carpet stretched from the Museum’s front doors, and interior lights highlighted its dramatic glass facade. There is a great deal of detail in the foreground of the Museum’s photograph including the full esplanade in front of the building, and even a portion of the highway adjacent to the property. It, too, is an artistically pleasing photograph of the Museum and its surrounding environment, but it is a very different picture than Gentile’s.

The Museum’s poster is framed by a white border, in which the words, “The Rock and Roll Hall of Fame and Museum — Cleveland,” appear beneath the photograph. To the left of these words is a small circular designation, which appears to be a trademark (the “composite mark”). In the center of this composite mark is a triangle formed by six lines fanning out from a single point. The triangle is intersected by three horizontal lines, contains two dots running vertically, and may be intended to be evocative of the Museum’s building design. In a circle around this triangular design are the words, “ROCK AND ROLL HALL OF FAME & MUSEUM.”

In addition to the parties’ posters, the record on appeal contains color copies of photographs of several items produced by the Museum; specifically, an advertisement for the Museum’s opening, a paper weight, several postcards, and two T-shirts. One postcard features the same photograph which appears in the Museum’s poster, one features a photograph of the rear of the Museum, and the third features six different close-up photographs of various parts of the Museum. One of the T-shirts bears a detailed drawing of the front of the Museum, a small drawing of the back of the Museum, the composite mark, and the words, “The house that rock built.” The other T-shirt features a similar drawing of the front of the Museum, set in front of several other buildings, and the words “Cleveland: Home of the Rock and Roll Hall of Fame + Museum.” The paperweight is a “snow dome” that contains a three-dimensional rendition of the Museum, and bears the words, “Rock and Roll Hall of Fame,” on its base. The advertisement for the opening night concert features a man reaching skyward with one of the Museum’s paperweights. The composite mark appears on the bottom of the advertisement, and the triangular design from that mark appears on the left breast of the man holding the paperweight.

The Museum also submitted affidavits in support of its motion. In particular, Robert Bosak, the controller of the Museum, averred that “the Museum has used versions of the building shape trademark on T-shirts and a wide variety of products, including posters, since as early as June, 1993.” According to his review of sales reports from the Museum’s store, merchandise “featur[ing] the building shape have been among [the Museum’s store’s] top selling items.” Rachel Schmelzer, an employee in the Museum’s licensing and sponsorship department, averred that she informed Gentile, on more than one occasion before Gentile began selling his poster, that the Museum considered Gentile’s poster to be an infringing trademark use of the Museum’s building design.

On May 30, 1996, the district court concluded that the Museum had “shown a likelihood of success in proving its federal and state claims,” and it granted the Museum’s motion for a preliminary injunction. Rock and Roll Hall of Fame and Museum, Inc. v. Gentile Prods., 934 F.Supp. 868, 872-73 (N.D.Ohio 1996). The district court explained, inter alia, that

[a]s a result of the extensive advertising and promotional activities involving the [Museum’s] “ROCK AND ROLL HALL OF FAME” and building design trademarks, the public has come to recognize these trademarks as being connected with or sold by the Museum, its official licensees and/or official sponsors.

Id. at 871. The district court found that the Museum’s building design was a fanciful *753mark, and that Gentile’s use of the Museum’s building design and the words, “ROCK N’ ROLL HALL OF FAME,” was likely to cause confusion. Id. at 871-72. It then determined that the balance of equities favored granting the injunction, and it ordered Gentile to refrain from further infringements of the Museum’s trademarks and to “deliver ... for destruction all copies of defendants’ poster in their possession.” Id. at 872-73.

II.

We review a district court’s decision to grant a preliminary injunction for abuse of discretion. See Sandison v. Michigan High Sch. Athletic Ass’n, 64 F.3d 1026, 1030 (6th Cir.1995). When considering a motion for a preliminary injunction, the district court should consider four factors: (1) whether the movant has a strong likelihood of success on the merits; (2) whether the movant would suffer irreparable injury without the injunction; (3) whether issuance of the injunction would cause substantial harm to others; and (4) whether the public interest would be served by issuance of the injunction. Id. “The district court’s determination will be disturbed only if the district court relied upon clearly erroneous findings of fact, improperly applied the governing law, or used an erroneous legal standard.” Blue Cross & Blue Shield Mut. of Ohio v. Blue Cross and Blue Shield Ass’n, 110 F.3d 318, 322 (6th Cir.1997).

Gentile argues that the district court abused its discretion when it concluded that the Museum had shown a likelihood of success on the merits for purposes of the preliminary injunction. Specifically, Gentile argues that his photograph of the Museum is not a trademark use of the Museum’s building design. Gentile also argues that his use of the words, “ROCK N’ ROLL HALL OF FAME,” is a non-trademark use which simply and accurately describes his non-infringing photograph of the Museum. Because we agree that the record before us does not establish a strong likelihood that Gentile has made an infringing trademark use of the Museum’s name or building design, we will vacate the preliminary injunction.

A trademark is a designation, “any word, name, symbol, or device, or any combination thereof,” which serves “to identify and distinguish [the] goods [of the mark’s owner] ... from those manufactured or sold by others and to indicate the source of the goods, even if that source is unknown.” 15 U.S.C. § 1127. Although some marks are classified as inherently distinctive and therefore capable of protection, see generally Two Pesos, Inc. v. Taco Cabana, Inc., 505 U.S. 763, 768-69, 112 S.Ct. 2753, 2757-58, 120 L.Ed.2d 615 (1992), it is not the case that all inherently distinctive symbols or words on a product function as trademarks. See, e.g., Self-Realization Fellowship Church v. Ananda Church of Self-Realization, 59 F.3d 902, 906-07 (9th Cir.1995); Clairol Inc. v. Gillette Co., 389 F.2d 264, 269-71 & n. 16 (2d Cir.1968); see generally 1 J. McCarthy, McCarthy on Trademarks and Unfair Competition § 3:3 (4th ed.1997). Rather, in order to be protected as a valid trademark, a designation must create “a separate and distinct commercial impression, which ... performs the trademark function of identifying the source of the merchandise to the customers.” In re Chemical Dynamics, Inc., 839 F.2d 1569, 1571 (Fed.Cir.1988); see also 1 J. McCarthy § 3:3.

It is well established that “[t]here is no such thing as property in a trademark except as a right appurtenant to an established business or trade in connection with which the mark is employed.” United Drug Co. v. Theodore Rectanus Co., 248 U.S. 90, 97, 39 S.Ct. 48, 50-51, 63 L.Ed. 141 (1918). Thus, whether alleging infringement of a registered trademark, pursuant to 15 U.S.C. § 1114(1), or infringement of an unregistered trademark, pursuant to 15 U.S.C. § 1125(a)(1), it is clear that a plaintiff must show that it has actually used the designation at issue as a trademark, and that the defendant has also used the same or a similar designation as a trademark. See, e.g., Holiday Inns, Inc. v. 800 Reservation, Inc., 86 F.3d 619, 622-23 (6th Cir.1996), cert. denied, - U.S. -, 117 S.Ct. 770, 136 L.Ed.2d 715 (1997); Homeowners Group, Inc. v. Home Marketing Specialists, Inc., 931 F.2d 1100, 1105 (6th Cir.1991). In other words, the plaintiff must establish a likeli*754hood that the defendant’s designation will be confused with the plaintiffs trademark, such that consumers are mistakenly led to believe that the defendant’s goods are produced or sponsored by the plaintiff. See, e.g., Holiday Inns, 86 F.3d at 623. Although the parties have not discussed the Museum’s state-law claims, we note that trademark claims under Ohio law follow the same analysis. See Daddy’s Junky Music Stores, Inc. v. Big Daddy’s Family Music Ctr., 109 F.3d 275, 288 (6th Cir.1997).

At the hearing on the Museum’s motion, Gentile showed the district court a poster of an illustration of the Cleveland skyline, produced by another artist, that included the Museum as one building among many. Gentile also referred to a quilt or blanket which apparently depicts “all kinds of landmarks of Cleveland,” again including the Museum among several others. In response to these exhibits, the Museum stated that “they illustrate something [that the Museum does not] think ... [is] a problem because they show a whole collage of downtown buildings and scenes around Cleveland. That’s not what [the Museum is] trying to stop.” However, the Museum argued that Gentile’s poster features nothing but the Museum and a sunset. According to the Museum, Gentile’s production of his poster was like “going into a store, getting a bottle of [C]oke, taking a picture, [of it and] putting ... [C]oke underneath.”

Although we are mindful that we are called upon to settle only the present dispute, we have found the foregoing exchange from the hearing on the Museum’s motion a helpful guidepost for our discussion.

On the one hand, although Gentile’s exhibits, which depict the Museum as one landmark among others or as one of several buildings in the Cleveland lakefront skyline, present easier cases, their significance is consonant with our initial impression of Gentile’s poster. That is to say that, when we view the photograph in Gentile’s poster, we do not readily recognize the design of the Museum’s budding as an indicator of source or sponsorship. What we see, rather, is a photograph of an accessible, well-known, public landmark. Stated somewhat differently, in Gentile’s poster, the Museum’s building strikes us not as a separate and distinct mark on the good, but, rather, as the good itself.

On the other hand, the import of the Museum’s Coke bottle example is not lost upon us. Indeed, the Museum’s example is not entirely concocted, see Coca-Cola Co. v. Gemini Rising, Inc., 346 F.Supp. 1183 (E.D.N.Y.1972), and we accept that a photograph which prominently depicts another person’s trademark might very well, wittingly or unwittingly, use its object as a trademark. However, after reviewing the record before us with this possibility in mind, we are not persuaded that the Museum uses its budding design as a trademark. Thus, we are not dissuaded from our initial impression that the photograph in Gentde’s poster does not function as a trademark.

The district court found that the Museum’s budding design is fanciful, that the Museum has used its budding design as a trademark, and that “the public has come to recognize [the Museum’s building design] trademark[ ] as being connected with or sold by the Museum.” Rock and Roll Hall of Fame, 934 F.Supp. at 871. There are several problems with these critical findings. First, we find absolutely no evidence in the record which documents or demonstrates public recognition of the Museum’s budding design as a trademark. Such evidence might be pivotal in this case, but it is lacking. Indeed, we are at a loss to understand the district court’s basis for this significant finding of fact.

Second, although no one could doubt that the Museum’s budding design is fanciful, it is less clear that a picture or a drawing of the Museum is fanciful in a trademark sense. Fanciful marks are usuady understood as “totally new and unique combinations] of letters or symbols” that are “invented or selected for the sole purpose of functioning as a trademark.” 1 J. McCarthy § 11:5. Although the plaintiffs “invented” the Museum, the Museum’s existence as a landmark in downtown Cleveland undermines its “fancifulness” as a trademark. A picture or a drawing of the Museum is not fanciful in the same way that a word like Exxon is when it is coined as a service mark. Such a word is distinctive as a mark because it readdy appears to a consumer to have no other pur*755pose. In contrast, a picture of the Museum on a product might be more readily per-eeived as ornamentation than as an identifier of source.

We recognize, of course, that a designation may serve both ornamental and source-identifying purposes, see, e.g., WSM, Inc. v. Tennessee Sales Co., 709 F.2d 1084, 1087 (6th Cir.1983), and this brings us to our principal difficulty with the Museum’s argument and the district court’s judgment. As we described swpra, although the Museum has used drawings or pictures of its building design on various goods, it has not done so with any consistency. As Bosak stated in his affidavit, “the Museum has used versions of the building shape trademark on ... a wide variety of products.” (Emphasis added.) Several items marketed by the Museum display only the rear of the Museum’s building, which looks dramatically different from the front. Drawings of the front of the Museum on the two T-shirts in the record are similar, but they are quite different from the photograph featured in the Museum’s poster. And, although the photograph from the poster is also used on a postcard, another postcard displays various close-up photographs of the Museum which, individually and perhaps even collectively, are not even immediately recognizable as photographs of the Museum.

In this regard, this ease is similar to those in which a party has claimed trademark rights in a famous person’s likeness. See, e.g., Pirone v. MacMillan, Inc., 894 F.2d 579, 588 (2d Cir.1990); Estate of Presley v. Russen, 513 F.Supp. 1339, 1363-64 (D.N.J.1981). In Estate of Presley, the court concluded that, although one particular image of Presley had been used consistently as a mark, “the available evidence [did] not support [the estate’s] broad position” that all images of Presley served such a function. Estate of Presley, 513 F.Supp. at 1364. Similarly, in Pirone, the court stated that “[e]ven if [the plaintiff] could show that it has established a trademark in a particular pictorial representation of [Babe] Ruth, such a trademark would not cover all photos taken of Ruth during his career, no matter how dissimilar.” Pirone, 894 F.2d at 583. The court explained that, given that “Ruth was one of the most photographed men of his generation, ... [i]t cannot be said that every photograph of Ruth serves [the] origin-indicating function” of a trademark. Id.

In reviewing the Museum’s disparate uses of several different perspectives of its building design, we cannot conclude that they create a consistent and distinct commercial impression as an indicator of a single source of origin or sponsorship. To be more specific, we cannot conclude on this record that it is likely that the Museum has established a valid trademark in every photograph which, like Gentile’s, prominently displays the front of the Museum’s building, “no matter how dissimilar.” Even if we accept that consumers recognize the various drawings and pictures of the Museum’s building design as being drawings and pictures of the Museum, the Museum’s argument would still fall short. Such recognition is not the equivalent of the recognition that these various drawings or photographs indicate a single source of the goods on which they appear. Consistent and repetitive use of a designation as an indicator of source is the hallmark of a trademark. Although the record before us supports the conclusion that the Museum has used its composite mark in this manner, it will not support the conclusion that the Museum has made such use of its building design.

In the end, then, we believe that the district court abused its discretion by treating the “Museum’s building design” as a single entity, and by concomitantly failing to consider whether and to what extent the Museum’s use of its building design served the source-identifying function that is the essence of a trademark. As we have noted, we find no support for the factual finding that the public recognizes the Museum’s building design, in any form, let alone in all forms, as a trademark. In light of the Museum’s irregular use of its bufiding design, then, we believe that it is quite unlikely, on the record before us, that the Museum will prevail on its claims that Gentile’s photograph of the Museum is an infringing trademark use of the Museum’s budding design.

Our discussion of the district court’s treatment of the Museum’s budding design would, of course, be much ado about nothing were *756we persuaded that Gentile’s use of the words, “ROCK N’ ROLL HALL OF FAME— CLEVELAND,” was sufficient to sustain the injunction. We are not, however, persuaded. In the first place, the district court did not give separate treatment to Gentile’s use of the Museum’s building design — the photograph of the building itself — and to Gentile’s use of words approximating the Museum’s registered service mark. Thus, we cannot be certain how the district court would have viewed the use of the words in the event that the photograph was found to be non-infringing. For purposes of our review, then, we are not free to sustain the preliminary injunction on the theory that it would have been no abuse of discretion had the district court concluded that Gentile’s use of the words, “ROCK N’ ROLL HALL OF FAME,” was alone likely to constitute a trademark violation. The district court made no, such finding.

Moreover, we think Gentile’s use of these words may very well constitute a fair use of the Museum’s registered service mark, pursuant to 15 U.S.C. § 1115(b)(4). Section 1115(b)(4) permits a party to defend an infringement charge on the ground

[t]hat the use of the ... term, or device charged to be an infringement is a use, otherwise than as a mark ... of a term or device which is descriptive of and used fairly and in good faith only to describe the goods or services of such party.

Although there can be no doubt that Gentile’s use of the Museum’s service mark presents an unusual case, his use of the words, “ROCK N’ ROLL HALL OF FAME,” would be nothing more than a description of his own “good,” in the event that the Museum fails to prove that Gentile’s photograph makes an infringing use of the Museum’s building design. See, e.g., WCVB-TV v. Boston Athletic Ass’n, 926 F.2d 42, 46 (1st Cir.1991); Pirone, 894 F.2d at 584. The critical question, then, will be whether Gentile’s use of the Museum’s service mark was made fairly and in good faith, and whether his use was “otherwise than as a [tradejmark.” With regard to this latter inquiry, the answer will essentially turn on whether consumers view the words, “ROCK N’ ROLL HALL OF FAME,” as a label for Gentile’s photograph, or as an indicator that Gentile’s photograph originated with or was sponsored by the Museum. As always, the touchstone will be the likelihood of consumer confusion.

To summarize, then, we find that the district court did not properly consider the validity of the Museum’s claim to trademark rights in its building design. In light of this error, we cannot be certain that the district court properly assessed Gentile’s fair use defense in relation to his use of the Museum’s service mark. Thus, we are compelled to conclude that the district court abused its discretion when it concluded that the Museum had shown a strong likelihood of proving its trademark infringement claims. Indeed, on the record before us, we are left with grave doubts as to the likelihood of the Museum’s success on these claims.

III.

For all of the foregoing reasons, we VACATE the judgment of the district court, and REMAND for further consideration.