United States v. Terry Lynn Winters

RHESA HAWKINS BARKSDALE,

Circuit Judge, dissenting:

A district court is entrusted with discretion to determine which .cases present extraordinary circumstances warranting a downward departure from the Sentencing Guidelines. Accordingly, we are required to give substantial deference to such decisions. Because the majority has failed to do so, and, in addition, has misread the reasons given at resentencing for the downward departure, I respectfully dissent.

To set the stage, three parameters bear noting: first, the district judge, in making a downward departure, is, as noted, entitled to “substantial deference”; second, the district judge based the departure on the totality of the circumstances created by the firearms count and the susceptibility to abuse in prison factors, rather then treating them separately, as the majority does erroneously; and third, only the departure, not its extent, is at issue.

In this regard, a very recent decision by our court summarizes nicely, in the light of Koon v. United States, 518 U.S. 81, 116 S.Ct. 2035, 135 L.Ed.2d 392 (1996), the framework for reviewing downward departures:

[0]ur analysis of a district court’s decision to depart consists of three separate determinations. An appellate court must ask: (1) whether the factors relied on by the district court for departure are permissible factors under the Guidelines; (2) whether the departure factors, as supported by evidence in the record, remove the case from the heartland of the applicable guideline; and (3) whether the degree of departure is reasonable.

United States v. Threadgill, 172 F.3d 357, 374 (5th Cir.1999). For our purposes here, the Supreme Court has already decided that departures based on susceptibility to abuse in prison are permissible, as discussed infra; and, as noted, the Government does not challenge the extent of the departure. Therefore, at issue is only the “heartland” question.1

*489Concerning that question, the Supreme Court in Koon, decided after the first sentencing in this case, addressed, among other things, the district court’s decision to depart downward based on the enormous publicity and outrage surrounding that case. The Court recognized the superior position of district courts in determining whether, for sentencing purposes, a case was “typical”:

Before a departure is permitted, certain aspects of the case must be found unusual enough for it to fall outside the heartland of cases in the Guideline. To resolve this question, the district court must make a refined assessment of the many facts bearing on the outcome, informed by its vantage point and day-today experience in criminal sentencing. Whether a given factor is present to a degree not adequately considered by the Commission, or whether a discouraged factor nonetheless justifies departure because it is present in some unusual or exceptional way, are matters determined in large part by comparison with the facts of other Guidelines cases. District courts have an institutional advantage over appellate courts in making these sorts of determinations, especially as they see many more Guidelines cases than appellate courts do. In 1991, for example, 93.9% of Guidelines cases were not appealed. To ignore the district court’s special competence — about the “ordinariness” or “unusualness” of a particular case — would risk depriving the Sentencing Commission of an important source of information, namely, the reactions of the trial judge to the fact-specific circumstances of the case.

Id. at 98, 116 S.Ct. 2035 (internal citations and quotations omitted) (emphasis added).

This passage from Koon reveals two errors in the majority’s reasoning. First, the majority states that there are two permitted bases for a downward departure: if the conduct is outside the heartland of typical cases; and “[ajltematively, ... if ‘[the sentencing court] finds an aggravating or mitigating circumstance that was not adequately taken into consideration by the Sentencing Commission in formulating the sentencing guidelines’ ”, quoting Koon, 518 U.S. at 81, 116 S.Ct. 2085 (emphasis added). Maj. Opn. at 482-483. As I read the Guidelines and Koon, these are not alternative permitted downward departure bases. Rather, the departure is permitted if the factors in the case take it outside the “heartland”; that results when the circumstances are so unusual that they were not taken into consideration by the Sentencing Commission. See id. at 94, 116 S.Ct. 2035 (Guidelines “apply to a heartland of typical cases. Atypical cases were not ‘adequately taken into consideration,’ and factors that make a case atypical provide potential bases for departure”); see also United States v. Rivera, 994 F.2d 942, 947 (1st Cir.1993) (a case that is outside the heartland of a guideline “is, by definition, an ‘unusual case’ ”). This clarification is important because, in the final analysis, the district court’s reason for the downward departure at issue resulted from it finding the sentencing considerations outside the heartland. It came to this conclusion because the unique, total circumstances of this case had not been taken into consideration by the Commission.

*490Second, the above-quoted passage from Koon notes the substantial deference that appellate courts must accord such departure decisions.2 As our court stated quite recently:

Koon thus teaches that when a district court decides to depart based on the particular facts of a case, it is acting within its special competence. Accordingly, it is the near-exclusive province of the district court to decide whether a particular factor, or set of factors, removes a case from the applicable heartland. We must accord those decisions the greatest deference.

Threadgill, 172 F.3d at 376 (emphasis added) (internal citations omitted).

As discussed more thoroughly infra, the district judge went to great lengths to explain why he thought this case is so unusual. In addition to insight gained from having presided over the trial, the district judge’s reasons were grounded in his extensive judicial service and experience, especially with matters involving the penitentiary, in that he has handled litigation concerning it for more than 15 years.

But, in spite of the district judge’s unique position to find this case outside the heartland, the majority dismisses his reasoning, stating that Winters’ “situation is not outside the heartland of cases in which a law enforcement officer is accused of using excessive force or violating a person’s civil rights under color of law”. Maj. Opn. at 485. In so doing, the majority cites no authority for this proposition, and ignores the district judge’s vast and unique experience in applying the Guidelines in this instance.

Furthermore, the majority compounds the error by parsing the judge’s reasoning and erroneously addressing each of his rationales separately. In contrast, the district judge’s statements at resentencing demonstrate that he considered all the circumstances together, in their totality, in concluding that the case was outside the heartland. The majority addresses the two reasons the district court gave in its “Notice of Intent to Depart” (the mandatory firearm sentence and the Koon susceptibility to abuse factor) as if our court must decide whether either alone would support the district judge’s decision. This treatment misconstrues that judge’s reasoning and undermines the substantial deference owed him in such circumstances.

First, the majority rejects the mandatory five-year consecutive sentence under the 18 U.S.C. § 924(c) firearms conviction as a basis for departure, stating that “[n]o permissible basis for departure was provided by the gun charge”. Maj. Opn. at 483. The district judge agreed with this; the firearms sentence was not the basis for his departure.3 Instead, the district judge correctly considered the interplay of the mandatory five-year firearms sentence with the other circumstances in considering the totality of the circumstances that warranted a departure. He made clear that he was not departing solely because of *491the mandatory firearms sentence and that he understood the import of United States v. Caldwell, 985 F.2d 763 (5th Cir.1993).

In Caldwell, the defendant was convicted under § 924(c) and for underlying drug offenses. The district court departed downward because the gun did not have an “integral role” in the offense and because of the defendant’s minimal participation in the crime. Caldwell, 985 F.2d at 765. Our court reversed, concluding that the case did not present “unusual circumstances” justifying a departure. Id. at 766. That conclusion was based on finding that the Sentencing Commission had taken into account the interplay between § 924(c) and the underlying drug offense. Id.

The interplay between § 924(c) and the underlying civil rights offense in this case has also been taken into consideration by the Commission. Winters’ base offense level for the underlying civil rights offense was not enhanced for the use of the firearm, because that use was taken into account for the § 924(c) sentence. See U.S.S.G. § 2H1.4(a)(1994 ed.) (court to apply greater of offense level 10 or 6 plus offense level of underlying offense for § 242 convictions); U.S.S.G. § 2A2.2(b)(2)(B) (guideline for aggravated assault — the underlying offense in this case — that provides a 4 level increase for use of a firearm); U.S.S.G. § 2K2.4 (underlying offense should not be enhanced for use of a firearm when defendant is also convicted under § 924(c)).

The district judge understood this. This interplay is reflected in the Presentence Report; there was no firearms enhancement to the base offense level for the civil rights conviction. But, the district judge recognized that other considerations came into play that, in his view, took this case outside the heartland:

The facts [concerning Winters and those in Caldwell ] are very distinguishable. Caldwell [did not involve] a law enforcement officer. Caldwell [concerned] a drug dealer arrested in a motel room and [he] had a gun within the useful area, I guess you could say. I’m not persuaded that Caldwell can be analogized to the case against Mr. Winters. And I say it for this reason. Mr. Winters legitimately had this weapon on him. He was out on a mission to recapture an escaped prisoner. He didn’t shoot the victim with the gun. But he did, the evidence shows, strike him over the head with this gun. I simply meant to point out in my downward departure reasons, reason No. 2 [in the notice — -the weapons count], that here we don’t have someone who was illegally in possession, carrying or using a firearm. The illegal use of it, though[J was the striking on the head. And while that alone perhaps is not a sufficient ground for downward departure, I mention it in conjunction with my first ground [in the notice— susceptibility to abuse in prison] because the overall totality of the circumstances in this case call for' a downward departure.

(Emphasis added.)

The district judge was within his discretion in concluding that the Sentencing Commission had not anticipated such unusual facts. Addressing this, the district judge stated:

Now, as a correctional officer searching for an escaped prisoner, ... Winters legitimately possessed a firearm during that search. And following the capture of the escaped inmate, Mr. Winters used this firearm for an illegal purpose, to strike the victim on the head. The defendant did not use the firearm within its designed purpose, but used the weapon as a club to strike the victim. It is likely this defendant did not give any thought to what he used to hit the victim with, and used this firearm to strike the victim because it happened to be in his hand at the time he chose to use illegal force against the victim. It is also likely that Mr. Winters would have used.another item, such as a walkie-talkie, which one of the guards did use against *492this victim, a baton or something of that nature!,] if that item, instead of a firearm, had been in his hand when he chose to strike the victim.

Moreover, I do not read Caldwell as preventing district courts from ever considering the mandatory firearms sentence as one of the factors in the decision to depart downward. Although the district court may not depart solely on that basis, the district judge made it clear that this was merely one consideration of many.

Finally, Caldwell does not hold that, after a district court has decided to depart downward based on a- legitimate reason, it cannot consider the firearms sentence in deciding the extent of the departure. The Guidelines’ range for the civil rights and obstruction of justice convictions was 108-135 months (9-11.25 years), to be followed by the mandatory consecutive five years for the firearms count, totaling approximately 15 years. Instead, the district court departed downward to one year for the first two convictions, resulting in six years imprisonment. At resentencing, conceding that an approximate 15-years sentence was “too severe”, the Government stated that, if the district court would depart downward only 50% from the 108-135 months range, it would not appeal the sentence.

Had the district court done so, the sentence for the underlying offenses would be between 4.5 to 5.63 years, which, with the consecutive mandatory five years, would have resulted in an approximate 10-years sentence. In short, it appeared that the Government wanted Winters to serve approximately 10 years. This supports the Government’s unspoken recognition that, in the light of the circumstances in this case, imprisonment of greater than approximately 10 years is outside the heartland. (Again, the extent of the departure is not at issue.)

Perhaps the majority is concerned that allowing the district court to consider the five-year mandatory sentence as a factor would undermine the purpose of § 924(c). However, this and other courts have considered the impact of the five-year mandatory sentence in allowing departures in other circumstances.4 For example, a district court may consider the effect of a § 924(c) sentence in departing downward for substantial assistance. See United States v. Alvarez, 51 F.3d 36, 89 (5th Cir.1995) (district court may impose sentence below statutory minimum on Government's motion to reflect substantial assistance); United States v. Schaffer, 110 F.3d 530, 532-33 (8th Cir.1997).

Further, allowing this departure will not undermine the purpose of § 924(c). Congress’ intent was, inter alia, that defendants convicted under § 924(c) spend a minimum of five years in prison. See *493United States v. Singleton, 16 F.3d 1419, 1426 (5th Cir.1994) (Congress’ concern in enacting 1984 amendments to § 924(c) was in providing for a minimum mandatory-sentence for use of a firearm in certain crimes). That purpose is more than satisfied by the six-year sentence imposed by the district court.5

Moreover, neither § 924(c) nor the case law of this circuit state that a district court may never consider the impact of a five-year mandatory sentence. Caldwell states that district courts may not depart based solely on this criterion, but that is not the situation here.

Even if I am incorrect in my reading of Caldwell, and it is (as the majority appears to conclude) inappropriate to ever consider the impact of the mandatory firearms sentence, I would still affirm the sentence based on the other factors highlighted by the district judge, including the susceptibility to abuse in prison. As the Supreme Court has stated: “A sentence thus can be ‘reasonable’ even if some of the reasons given by the district court to justify the departure from the presumptive guideline range are invalid, provided that the remaining reasons are sufficient to justify the magnitude of the departure.” Williams v. United States, 503 U.S. 193, 204, 112 S.Ct. 1112, 117 L.Ed.2d 341 (1992). Here, the totality of the circumstances, even disregarding the mandatory sentence, justifies our according the requisite deference to the district judge and affirming the departure.

In this regard, the majority statés that the district judge’s “second basis for departure was the fact that Winters’ status as a corrections officer makes him highly susceptible to abuse in prison”. Maj. Opn. at 485 (emphasis added). Again, this was not a “second”, separate, or alternative basis; instead, it was simply part of the totality of the circumstances found to mandate downward departure.

In Koon, the Court stated that the crimes committed by the police officers in beating a suspect, “were by definition the same for purposes of sentencing law as those of any other police officers convicted under 18 U.S.C. § 242 of using unreasonable force in arresting a suspect”. Koon, 518 U.S. at 112, 116 S.Ct. 2035. However, the Court relied on the videotape of the crime, the publicity, and the public outrage in affirming the downward departure. Id.

The district judge carefully considered Koon’s applicability:

And as I recall in United States v. Koon, the defendant in Koon is to be distinguished from Mr. Winters. Koon was a police officer, a law enforcement officer out working with the public. On the other hand, in this particular case, Mr. Winters was a Lieutenant working in corrections in a state prison. He has had day-to-day contact with prisoners, presumably throughout the course of his 15-year career with the Mississippi Department of Corrections. We know that a substantial number of prisoners who began doing time in the state system eventually filter into the federal system. And it’s logical to assume than even though, certainly Mr. Winters’ case did not receive the notoriety and publicity connected with the Koon case, nonetheless it received a great deal of notoriety in ... the state of Mississippi through the media because an indictment resulted from the recapture of an inmate who was maliciously assaulted by Mr. Winters, who struck the inmate with a firearm while the inmate was on the back of a ... truck being taken, as I recall, perhaps to the hospital already because he had been struck by a walkie-talkie by *494someone earlier while being transported back to the penitentiary.

Thus, based on the district court’s close consideration of Winters’ susceptibility to abuse in prison, combined with its consideration of the unique facts of this case and the effect of the mandatory firearm sentence, the district court departed downward.

The majority rejects this reasoning, stating that “[a] few stories in a local or state-wide newspaper cannot compare to the national outrage emanating from the beating [at issue in Koon ], not to mention the subsequent riots”. Maj. Opn. at 485. The majority’s reasoning effectively writes Koon out of the law by requiring national publicity and outrage for the susceptibility to abuse in prison exception to apply.

I do not read Koon to require such extensive publicity. In Koon, after discussing the publicity in that case, the Supreme Court stated that the determination by the district court that the defendants would be more susceptible to abuse in prison “is just the sort of determination that must be accorded deference by the appellate courts”. 518 U.S. at 111, 116 5.Ct. 2035. Likewise, in this case, the district judge’s conclusion regarding the local and state-wide publicity should be afforded far more deference than that given by the majority.6 As noted, the sentencing judge in this case has been involved in extensive prison litigation and is in a unique position to gauge a defendant’s likelihood of abuse in prison.

The majority also cites to United States v. Rybicki, 96 F.3d 754 (4th Cir.1996), and concludes erroneously that “the [district] court determined that Winters’ mere status as an officer justified the departure”. Maj. Opn. at 486. The district court at no time intimated that Winters deserved a departure solely because of his status as a corrections officer. The majority’s reliance on Rybicki is misplaced; even the majority notes that the Fourth Circuit in that case was faced with the issue of “whether the defendant’s status as a law enforcement officer can, by itself, justify a downward departure”. Maj. Opn. at 485 (emphasis added).

The district judge stated that he was not departing downward based solely on Winters’ position as a corrections officer.7 Instead, the judge found that a susceptibility to abuse departure was warranted because: (1) Winters was a corrections officer with daily contact with prisoners; (2) he had been a corrections officer for 15 years, increasing the amount of contact he had with prisoners; (3) the case received considerable media attention in Mississippi, where Winters was employed and the prisoners would have known about the incident; (4) prisoners in the state system often enter the federal system; and (5) the *495crime for which Winters was convicted stemmed from his beating a prisoner. In short, it is erroneous for the majority to conclude that the district judge relied only on Winters’ corrections officer status in determining that a susceptibility to abuse in prison departure was warranted.

In concluding that “the district court abused its discretion when it departed downward from the guidelines simply because Winters was a law enforcement officer”, the majority states that “[t]o allow a departure on the basis that Winters is a law enforcement officer would thwart the purpose and intent of the guidelines”; and that “[t]he Sentencing Commission surely considered the possibility that some defendants convicted of violating a person’s civil rights under color of law would be law enforcement officers. As noted earlier, the Commission applied greater not lesser sentences for such crimes”. Maj. Opn. at 486 (emphasis in original).

Certainly, the Commission contemplated the sad fact that some persons violating another’s civil rights would be law enforcement officers. But, that is not the issue at hand. At issue is whether the Commission contemplated that, for circumstances such as exist in this case (corrections officer struck captured escapee with pistol), that the officer would not only receive a substantial term of imprisonment (10 years) under the Guidelines for civil rights and obstruction of justice violations, greatly increasing, among other things, his susceptibility to abuse in prison, but would also receive a consecutive five year sentence on a firearms count (even though the weapon was instead used as á club), adding to that susceptibility and otherwise increasing the sentence to approximately 15 years.8 Based upon his vast experience and exercising his broad discretion, the district judge concluded that, under the totality of the circumstances, this situation was not contemplated; that the Commission never intended that a person committing such an offense would serve approximately 15 years in prison; and that, as a result, it was outside the heartland.9

The district court’s decision is further supported by United States v. Hemmingson, 157 F.3d 347, 363 (5th Cir.1998), in which our court upheld a downward departure based on “the unusual facts of [the] case[,] ... Department of Justice practice, the language and structure of the guideline, and the absence of caselaw supporting the government’s claim to typicality”. Likewise, the district judge here considered what he, as an experienced judge, found to be the unusual, factors of this case; the Court’s reasoning in Koon, holding that atypical susceptibility to abuse in prison may warrant a downward departure; Winters’ position as a correctional officer for 15 years, thus placing him in contact with countless prisoners; and the fact that Winters was convicted of beating a prisoner. While the Government asserts that this is a typical case (as it did unsuccessfully in Hemmingson), it cites no authority to show that this is a typical 18 *496U.S.C. § 242 prosecution.10

Moreover, the district court’s use of the totality of the circumstances is supported in a post-Aocm case from the Tenth Circuit. In United States v. Collins, 122 F.3d 1297, 1302-03 (10th Cir.1997), the court began by reviewing the impact of Koon on appellate review of downward departures. The court noted that Koon requires its most deferential review for the factual determinations by the district court. Id. at 1302 (citing Koon, 116 S.Ct. at 2046). Here, as discussed supra, part of the legal basis of the district court’s decision was Winters’ susceptibility to abuse in prison. Again, the Supreme Court has held that this may be taken into account in deciding to depart downward. Thus, as also discussed supra, the only determinations left for our review are the district judge’s factual findings that Winters would be susceptible to abuse in prison, to which we must grant substantial deference (stated by Threadgill, as discussed supra, to equate with “according] those decisions the greatest deference”, 172 F.3d at 376).

The Collins court also recognized that some factors that would not, alone, support a departure could be properly considered in conjunction with other factors to warrant a downward departure. In Collins, the district court departed downward based on the defendant’s advanced age and infirmity and on the circumstances surrounding an almost 10-year-old conviction that resulted in a career criminal adjustment. Collins, 122 F.3d at 1305. In affirming, the Tenth Circuit stated that, although offender characteristics (such as age and infirmity) ordinarily should not be taken into account, they could be considered “in combination with other circumstances of a defendant’s criminal history ”. Id. (Emphasis added.) Thus, rather than parsing the district court’s reasoning (as the majority erroneously does here), the Tenth Circuit considered the reasons for departing downward in the same manner as the district court presented them— as part of the total circumstances that, together, removed the case from the heartland.

Recently, the Eighth Circuit rendered a decision in a similar case. In United States v. Colbert, 172 F.3d 594 (8th Cir.1999), the defendant, a police officer, was convicted of violating § 242 after he beat a suspect being held in the local jail. On appeal, the defendant claimed, among other things, that the district court erred in refusing to depart downward under Koon because the defendant, as a police officer, would be susceptible to abuse in prison; because the victim provoked the defendant; and because of the defendant’s re*497sponsibilities to Ms children and-fianceé. The Eighth Circuit affirmed the decision not to depart.11 Colbert, however, involved different facts than those present here: first, the defendant in Colbert did not assert that there was publicity surrounding his conviction that would increase the susceptibility to abuse in prison; and second, here, the district judge did not rely on either family responsibilities, as discussed infra, or the conduct of the victim in deciding to depart downward.

Interestingly, although the Colbert court affirmed the district court’s decision not to depart downward, Colbert supports affirming the departure here. In rejecting the defendant’s contentions, Colbert notes that Koon did not apply because “there was no extraordinary publicity”. In contrast, here, the district judge found that there was significant publicity. Further, the Eighth Circuit did not devote much discussion to analyzing the'district court’s decision. Rather, after a very brief discussion of the holding in Koon, the court stated: “The District Court felt these differences justified it in refusing to depart downward. We see no abuse of discretion in these determinations.” Id. at 597-98.

Thus, the Eighth Circuit did not parse and dissect the district court’s reasoning on each of the bases the district court rejected in denying a downward departure. Rather, the court followed the district court’s lead in examining the eircum-stances of the case, and, in the end, deferred to the discretion and reasoning of the district court. This is -precisely the approach the ■ majority has erroneously failed to follow here.

Such an approach is warranted, where the district judge carefully considered a combination of factors that lead it to find this case atypical. By separating out each of the district court’s reasons and analyzing each' on its own, the majority destroys any possibility of a district court departing downward when a ease presents numerous factors that, while each alone may not support a departure, make the total case atypical.12 The Sentencing Commission did not, intend for departures to be made only in those case where one factor made the case atypical, but not in those cases where a combination of factors made it so.

Finally, I disagree with the majority’s conclusion that the district court considered Winters’ family ties and responsibilities in departing downward. In so doing, the majority quoted from our court’s opinion for the first appeal in this case, United States v. Winters, 105 F.3d 200 (5th Cir.1997). There, our court stated:

That is not to say that, on remand, there can be no possibility of a • downward departure based on family ties or responsibilities or the defendant’s employment. See Koon, 116 S.Ct. at 2050. (Congress did not grant courts authority to decide what sentencing considerations *498are inappropriate in every case.) But the district court’s reasoning fails to cite the compelling facts necessary to satisfy the very high standard for this type of departure from the Guidelines.

105 F.3d at 208 (Emphasis added). The majority quotes the last sentence of this paragraph, Maj. Opn. at 484-485, but it is inapplicable in this appeal; the district judge did not, on resentencing, base his decision on Winters’ family ties or responsibilities.

Instead, as discussed, the district judge looked to other factors. Because I would accord, as required, substantial deference to his findings and would affirm the sentence imposed by him, I respectfully dissent.

. The majority misconstrues Threadgill in part, by relying on Threadgill's statement that it "was certainly not a case where the district court disregarded an applicable Guidelines range in favor of another it preferred”. Maj. Opn. at 486 (quoting Threadgill, 172 F.3d at *489378). Then, although recognizing that the extent of the departure is not at issue here, the majority concludes that "the district court impermissibly sentenced Winters to its 'preferred' sentence of 12 months”. Maj. Opn. at 487. True, the quoted statement from Threadgill in part concerned the second inquiry on review: whether the case is outside the heartland. But, it also concerned the third inquiry on review: whether the extent of the departure was reasonable. Threadgill, 172 F.3d at 378, 381 n. 16. Again, we are concerned only with the second inquiry — the heartland question. And, it is in this regard that the majority's treatment of Threadgill is most troubling, by failing to address Thread-gill 's discussion of the standards to be applied in making the first two inquiries (whether the factors were permissible and whether the facts take the case out of the heartland).

. In addition to worrying that a red herring (the district judge’s expertise) has been dragged over the heartland issue, the majority fears that my construction of the substantial discretion standard would render downward departure decisions "virtually impervious from appellate review”, and cautions that this standard is not "designed to ward off the scrutiny of this court”. Maj. Opn. at 488 n.l. Obviously, the substantial discretion standard is not intended to have that effect. On the other hand, I simply recognize, and (unlike the majority) am faithful to, the narrow standard of review that has been mandated. Threadgill, 172 F.3d at 376 ("it is the near-exclusive province of the district court to decide whether a particular factor, or set of factors, removes a case from the applicable heartland” (emphasis added)). Rather than apply this standard, the majority substitutes its judgment for that of the district court.

. At resentencing, the district judge did not dispute that § 924(c) applied to Winters. See, e.g., United States v. Contreras, 950 F.2d 232, 241 (5th Cir.1991), cert. denied, 504 U.S. 941, 112 S.Ct. 2276, 119 L.Ed.2d 202 (1992) (§ 924(c) applies to police officers who commit crimes using their firearm).

. Two other cases were found in this circuit where the district court departed downward where a § 924(c) sentence was involved. In United States v. Wainuskis, 942 F.Supp. 1101 (S.D.Miss.1996), in which the defendant pleaded guilty to a § 924(c) violation and underlying offenses, the district court departed downward from a range of 78 to 97 months and imposed a 30-month sentence to run consecutively with the § 924(c) five-year sentence. Later, due to a change in the interpretation for the term “use” of a firearm, as employed in § 924(c), see Bailey v. United States, 516 U.S. 137, 116 S.Ct. 501, 133 L.Ed.2d 472 (1995), the defendant challenged her plea to the § 924(c) charge. The district court noted that it "would not have made such a substantial downward departure if [it] had known that [§ 924(c) ] would subsequently be modified or changed by the Supreme Court contrary to previous controlling precedent”. Id. at 1109. This demonstrates that the district court considered the impact of the mandatory sentence in deciding the extent of his departure for the underlying offense sentence.

Section 924(c). also provides for a mandatory 30-year term of imprisonment for the use of certain types of firearms. In United States v. Branch, 91 F.3d 699, 738 (5th Cir.1996), cert. denied, 520 U.S. 1185, 117 S.Ct. 1467, 137 L.Ed.2d 681 (1997), one of the defendants was convicted under this provision, but the district court departed downward to 10 years imprisonment, rather than imposing the mandatory 30-year sentence required by the statute. The Government did not appeal the departure.

. Section 924(c)'s mandatory sentence provision was also intended to deter the use of firearms in the commission of crimes. United States v. Correa-Ventura, 6 F.3d 1070, 1083-84 (5th Cir.1993). In this case, the deterrent value of the mandatory sentence is preserved; the district court sentenced Winters to five years for the firearms conviction to be served consecutively with one year for the § 242 conviction.

. In stating that there is a “relative paucity of publicity in this case”, Maj. Opn. at 490 n.3, the majority erroneously substitutes its view of the facts for that of the district court. This is a factual question; the district court's determination should be accorded far more deference than the majority is willing to give. See Threadgill, 172 F.3d at 375 (district court's resolution of factual questions must be "accord[ed] substantial deference”).

. Indeed, in addressing downward departures that were granted as a result of the defendant’s status in a class of offenders frequently targeted by other prisoners (such as child pornographers), two other circuits have held that Koon does not allow a departure. See United States v. Wilke, 156 F.3d 749, 753 (7th Cir.1998) (“Mere membership in a particular class of offenders that may be susceptible to abuse in prison does not merit a departure for vulnerability to abuse in prison”); United States v. Drew, 131 F.3d 1269, 1271 (8th Cir.1997) (child pornography conviction and naivete of defendant not enough to support downward departure for vulnerability to abuse); United States v. Kapitzke, 130 F.3d 820, 822 (8th Cir.1997) (“Kapilzke's mere membership in a class of offenders that may be targeted by other inmates cannot make his case extraordinary”). The district court did not depart merely because of Winters’ status as a member of a vulnerable class in prison (i.c., prison guards), but instead departed based on the total circumstances surrounding this case.

. The Government points to a letter from the Bureau of Prisons, stating that it is equipped to protect prisoners, such as Winters, that have special security needs. Presumably, the Bureau could have said the same for the defendants in Koon. Again, the Supreme Court affirmed the district court’s susceptibility to abuse departure in that case, deferring to the judgment of the district court on such matters.

. See Threadgill, 172 F.3d 357 (5th Cir.1999) (affirming downward departure in money laundering case and deferring to district court’s factual determinations). See also United States v. Walters, 87 F.3d 663 (5th Cir.), cert. denied, - U.S. -, 117 S.Ct. 498, 136 L.Ed.2d 390 (1996), where our court deferred to the district judge's determination that the defendant deserved mitigation in receiving a sentence for money laundering because he did not receive any of the stolen funds. Our court affirmed the departure because the extent of the departure was reasonable and “the sentencing guideline for money laundering and its commentary make no mention of the failure to receive a personal benefit as a mitigating factor”. Id. at 671-72.

. A search of 18 U.S.C. § 242 prosecutions appealed to either our court or the Supreme CourL resulting in a published opinion revealed only one case involving a prison guard accused of beating a prisoner. In United States v. Bigham, 812 F.2d 943 (5th Cir.1987), prison guards beat, struck, and burned recaptured escaped prisoners after returning to the prison. There is no indication in the opinion that any of the guards struck the prisoners with a gun. The opinion does not indicate the length of the sentence imposed on any of the defendants.

Given the paucity of the reported cases involving appeals from 18 U.S.C. § 242 convictions for guards beating inmates, it is unclear how the majority reaches the conclusion that this case is a typical § 242 case. Indeed, it is because appellate courts see so few cases on appeal relative to those addressed by the district courts that we should, and must, give substantial deference to the district court in determining the typicality of a case.

Further, the lack of this type of § 242 convictions before this court undermines the majority's conclusion that the district court must be reversed because departures should be infrequent. Given the infrequency with which this court must decide appeals from these cases, departures such as the one before us can hardly be described as "frequent”. Moreover, our court lacks jurisdiction to review a district court's refusal to depart downward unless its decision was based on a mistaken belief that it lacked authority to do so. See, e.g., United States v. Valencia-Gonzales, 172 F.3d 344, 346-47 (5th Cir.1999). This further undermines the majority’s conclusion that this case is not atypical, as our court can only review those cases in which a downward departure is granted, not when it is refused.

. As discussed in note 10, the rule in our court is that we generally lack jurisdiction to review a denial of a downward departure. See, e.g., Valencia-Gonzales, 172 F.3d at 346-47. The Eighth Circuit follows the same rule. See, e.g., United States v. Johnson, 169 F.3d 569, 572-73 (8th Cir.1999) ("We have jurisdiction to review the district court’s discretionary decision not to depart downward from the Guidelines only if the district court acted with an unconstitutional motive or erroneously believed that it lacked the authority to consider a particular mitigating factor”) (internal quotation omitted). The defendant in Colbert did not claim that the district court acted with an unconstitutional motive or under an erroneous belief that it could not depart downward. Nevertheless, the court did not address whether it had the authority to review the refusal-to-depart-downward claim. Instead, the court proceeded to the merits and appeared to review the district court's decision under an abuse of discretion standard.

. The majority likens my use of "totaliLy of the circumstances” to a "mantra”. For this review, well it should be. Stating that "[a] ‘total’ is nothing more than the sum of its component parts”, Maj. Opn. at 486, the majority examines only the parts and never the sum. This is at odds with our court's approach in Threadgill and Hemmingson, where we looked at the total circumstances rather than critically parsing each stated reason.