Fernando Belmontes, Pr v. Jeanne S. Woodford, Warden, for the California State Prison at San Quentin

CALLAHAN, Circuit Judge,

with whom Circuit Judges O’SCANNLAIN, TROTT, KLEINFELD, GOULD, TALLMAN, BYBEE and BEA join, dissenting from denial of rehearing en banc:

I respectfully dissent from the order denying rehearing en banc.

In 1982, a jury found Fernando Bel-montes guilty of first-degree murder for beating a nineteen-year-old woman to death with a dumbbell bar and sentenced him to death.1 On automatic appeal to the California Supreme Court, Belmontes argued, inter alia, that the trial court misin-structed the jury on the proper role of sympathy and general character and background evidence during the trial’s penalty phase. See People v. Belmontes (“Belmontes I”), 45 Cal.3d 744, 799, 248 Cal. Rptr. 126, 755 P.2d 310 (1988), cert. denied, 488 U.S. 1034, 109 S.Ct. 848, 102 L.Ed.2d 980 (1989). The supreme court, properly viewing the jury instructions and arguments as a whole, concluded that “no legitimate basis” existed for believing that the trial court had misled the jury. Id. at 802, 248 Cal.Rptr. 126, 755 P.2d 310.

Now, twenty-one years after Belmontes’ trial and fifteen years after the California Supreme Court’s ruling, the panel’s decision reverses Belmontes’ sentence. In doing so, the panel majority concludes that the trial court had, in fact, misinstructed the jury regarding its sentencing responsibilities. Belmontes II, 350 F.3d at 908. This conclusion is in error for three reasons. First, the panel’s conclusion defies the record and clear Supreme Court precedent. Second, as Judge O’Scannlain notes in his dissent, the panel’s conclusion undermines the “strong policy against retrials years after the first trial where the claimed error amounts to no more than speculation.” Belmontes II, 350 F.3d at 915(citing Boyde v. California, 494 U.S. 370, 380, 110 S.Ct. 1190, 108 L.Ed.2d 316 (1990)). Third, the panel reaches its conclusion despite the California Supreme Court’s unanimous conclusion that “no legitimate basis” existed for believing that the trial court misled Belmontes’ jury about its sentencing responsibilities. Belmontes I, 45 Cal.3d at 802, 248 Cal.Rptr. 126, 755 P.2d 310.

I

Under the Eighth Amendment, a jury must consider all relevant mitigating evidence that a defendant presents to it and afford that evidence such weight as it deems appropriate. Penry v. Johnson, 532 U.S. 782, 797, 121 S.Ct. 1910, 150 L.Ed.2d 9 (2001). Simply allowing a defendant to present mitigating evidence to the jury is not enough. Penny v. Lynaugh, 492 U.S. 302, 319, 109 S.Ct. 2934, 106 L.Ed.2d 256 (1989). A jury must be able to consider, and may not refuse to consider, any constitutionally relevant mitigating evidence. Buchanan v. Angelone, 522 U.S. 269, 276, 118 S.Ct. 757, 139 L.Ed.2d 702 (1998). Such mitigating considerations include looking at a defendant’s past behavior and drawing favorable inferences about his probable future conduct. Skipper v. South Carolina, 476 U.S. 1, 4-5, 106 S.Ct. 1669, 90 L.Ed.2d 1 (1986).

*1081Belmontes argues, and the panel agrees, that the trial judge erred in this regard by not advising the jury to consider the portion of his mitigating evidence that tended to show that he would adapt well to prison and would become a constructive member of society if granted a life sentence. In order for Belmontes to prevail on this argument, “a reasonable likelihood” must exist that the jury understood the court’s instructions in a way that caused it not to consider this constitutionally relevant evidence. Boyde, 494 U.S. at 380, 110 S.Ct. 1190. Contrary to the panel’s decision, no such reasonable likelihood exists.

A

The trial judge began instructing the jury by stating that “it shall consider all of the evidence which has been received during any part of the trial of this case, except as you may be hereafter instructed.” The judge then read an enumerated list of seven mitigating circumstances. The last circumstance, the so-called “factor (k),” instructed the jurors to consider “[a]ny other circumstance which extenuates the gravity of the crime even though it is not a legal excuse for the crime.”

The Supreme Court has interpreted factor (k) as specifically directing a jury “to consider any other circumstance that might excuse the crime, which certainly includes a defendant’s background and character.”2 Boyde, 494 U.S. at 382, 110 S.Ct. 1190; see also Buchanan, 522 U.S. at 277, 118 S.Ct. 757 (concluding that, by directing the jurors to base their decision on “all the evidence,” that the instruction properly allowed the jurors to consider any mitigating evidence). The panel, however, concludes that these instructions, by their plain language, do not encompass events or considerations unrelated to Bel-montes’ culpability, particularly forward-looking considerations such as Belmontes’ future conduct if sentenced to life in prison. Belmontes II, 350 F.3d at 901. This conclusion is wrong.

As just noted, the Supreme Court has told us that factor (k) instructs the jury to consider a defendant’s background and character. Boyde, 494 U.S. at 382, 110 S.Ct. 1190. The Court has further noted that a jury’s consideration of “a defendant’s past conduct as indicative of his probable future behavior is an inevitable and not undesirable element of criminal sentencing.” Skipper, 476 U.S. at 5, 106 S.Ct. 1669 (emphasis added). If any doubt remained, the judge, here further clarified the sentencing instructions and factor (k) by informing the jury that “the mitigating circumstances which I have read for your consideration are given to you merely as examples of some of the factors that you *1082may take into account as reasons for deciding not to impose a death penalty or a death sentence upon Mr. Belmontes.” Belmontes II, 350 F.3d at 897 (emphasis added).

The panel contends that the trial judge effectively undid any clarity that Bel-montes’ jury instructions had achieved by giving a “superceding qualifying directive.” Id. at 902. Specifically, the panel points to the judge’s following instructions: “You should pay careful attention to each of these factors. Any one of them standing alone may support a decision that death is not the appropriate punishment in this case.” According to the panel, a juror who followed these instructions would think that he or she could-not consider nonstatu-tory mitigating evidence, namely, that the juror could not consider testimony tending to show that Belmontes would lead a constructive life in prison. Id. The panel thus suggests that the last two sentences of the jury instructions caused the jury to completely ignore the preceding . sentences. This interpretation defies logic.

Nothing in the jury instructions was contradictory. The judge enumerated seven mitigating circumstances. He told the jury that those enumerated circumstances were “examples of some of the factors ” that the jury should consider. The judge told the jury that he had given them examples of factors — examples to which the jury should pay careful attention and examples that, standing alone, could support a decision that death is not appropriate. Nowhere did the judge limit the jury to considering only the enumerated mitigating circumstances. Rather, he told them just the opposite.

We presume that a jury follows its instructions. Weeks v. Angelone, 528 U.S. 225, 234, 120 S.Ct. 727, 145 L.Ed.2d 727 (2000). We therefore must presume that the jury knew that the enumerated circumstances were “examples” of mitigating factors. The surrounding record further supports this presumption.

B

Even Assuming, arguendo, that one might consider the court’s jury instructions to be ambiguous, the jury did not reach its verdict in a vacuum. For this reason, we look to the mitigating evidence introduced into the record to discern what evidence the jury considered when faced with the allegedly ambiguous instructions. Boyde, 494 U.S. at 384, 110 S.Ct. 1190(stat-ing that “the introduction without objection of volumes of mitigating evidence certainly is relevant to deciding how a jury would understand an instruction which is at worst ambiguous.”). Here, the panel’s own interpretation of the record suggests that the jury must have considered Bel-montes’ future potential as a life prisoner.

As the panel states, Belmontes put on “substantial” evidence that he could become a model prisoner and would not pose a future danger. Belmontes II, 350 F.3d at 907. Belmontes personally addressed the jury, asking the jurors to spare his life and to give him “an opportunity to achieve goals and try to better [himjself.” Id. at 876 (alteration in original). In an “emotional closing argument,” Belmontes’ defense counsel “asked the jury to spare Belmontes’ life on the ground that he would make positive contributions if allowed to live out his natural life in prison.” Id. at 907. It is hard to imagine that the defense could have presented the issue of life or death more poignantly. Perhaps most telling, however, the prosecution told the jury that it should consider Belmontes’ religious experience, his future value to the community and his ability to work with other prisoners when determining his sentence. See id. at 910-11 (O’Scannlain, J., dissenting).

*1083Thus, at least four aspects of the penalty-phase indicate that the jury considered forward-looking evidence of Belmontes’ future: (1) the “substantial” evidence regarding Belmontes’ character, (2) Bel-montes’ personal plea for the jury to allow him to improve himself, (3) the defense and prosecution’s directions to consider the forward-looking evidence and (4) the court’s instruction to consider all evidence presented. The panel nevertheless concludes that the jury was confused about whether it should consider the evidence presented. As Judge O’Scannlain points out, this conclusion turns the entire proceeding “into a virtual charade.” Id. at 914-15 (citing Boyde, 494 U.S. at 383, 110 S.Ct. 1190).

C

The panel also concludes that a series of questions between individual jurors and the judge during deliberations proves that the jurors were confused. This interpretation reads far more into the exchange than existed.

After the jury had deliberated for several hours, Juror Hern asked the judge, “[t]he statement about the aggravation and mitigation of the circumstances, now, that was the listing?” The court responded, “[t]hat was the listing, yes, ma’am.” She then asked, “[o]f those certain factors we were to decide one or the other and then balance the sheet?” The court answered: “[t]hat is right. It is a balancing process.” Shortly thereafter, Juror Hailstone asked whether it was “possible that [Belmontes] could have psychiatric treatment during this time?” The judge responded: “That is something that you cannot consider in making your decision.”

The panel does not contend that the judge’s answers were wrong. Rather, the panel concludes from this limited exchange that it is “clear that at least one juror believed that the jury should consider ... only ‘those certain factors’ that appeared in ‘the listing.’ ” Belmontes II, 350 F.3d at 903. With all due respect to the panel, I read the judge and jury’s colloquy far differently.

Juror Hern asked whether the jury should consider the “statement about the aggravation and mitigation of the circumstances.” Notably, that “statement” explicitly told the jurors that the mitigating factors were nonexclusive. The judge correctly answered “yes.” Juror Hern then asked if she should balance those factors. The judge again correctly answered in the affirmative. Juror Hailstone finally asked if Belmontes could have psychiatric treatment. The judge responded, once again correctly, that the jury cannot consider such testimony. See Hughes v. Borg, 898 F.2d 695, 700(9th Cir.1990) (noting that jurors can consider only evidence presented at trial).

Jurors are permitted under law to ask questions; the mere asking of questions, however, does not establish juror confusion. In fact, these questions just as easily show that the jury was taking its duty seriously before reaching a verdict. Appellate courts should not speculate why a juror asked a particular question.

Even if we assume, for the sake of argument, that the jurors were confused when they asked their questions, we must also presume that the jury understood the judge’s answers. See Weeks, 528 U.S. at 234, 120 S.Ct. 727. Furthermore, even if the jurors remained confused after their discussion with the judge, he instructed the jury “to go over the instructions again.” The jury returned to deliberations and did not return with further questions. “Had the jury desired further information, they might, and probably would, have signified their desire to the Court. The utmost willingness was manifested to gratify them, and it may fairly be presumed that *1084they had nothing farther to ask.” Armstrong v. Toler, 11 Wheat. 258, 279, 6 L.Ed. 468 (1826). To presume otherwise “would require reversal every time a jury inquires about a matter of constitutional significance, regardless of the judge’s answer.” Weeks, 528 U.S. at 234, 120 S.Ct. 727.

The panel takes a few isolated incidents and amplifies them into a constitutional infirmity. This ignores the Supreme Court’s observation that “[jjurors do not sit in solitary isolation booths parsing instructions for subtle shades of meaning in the same way that lawyers might.” Boyde, 494 U.S. at 380-81, 110' S.Ct. 1190. To the extent that jurors have different interpretations of the instructions, these differences “may be thrashed out in the deliberative process, with commonsense understanding of the instructions in the light of all that has taken place at the trial likely to prevail over technical hairsplitting.” Id. at 381, 110 S.Ct. 1190. Unfortunately, technical hairsplitting and subtle parsing of the instructions is exactly how the panel reaches its conclusion.

II

This is not the first time that courts have had occasion to examine whether Bel-montes’ jury was confused about its duty to consider all mitigating evidence. More than fifteen years ago, Belmontes argued to the California Supreme Court that the trial court had misinstructed the jury on the proper role of sympathy and general character and background evidence in the penalty phase. As Judge O’Scannlain notes in his dissent, Belmontes presented only character and background evidence to the jury. Belmontes II, 350 F.3d at 909. Belmontes’ character and background thus provided the only possible basis for the jury to conclude that Belmontes could still be a productive member of society. The California Supreme Court concluded that the jury had understood its duty to consider such evidence.

In reaching its decision, the state supreme court noted that the judge had instructed the jury that “the mitigating circumstances which I have read for your consideration are given to you merely as examples of some of the factors that you may take into account as reasons for deciding not to impose a death sentence upon Mr. Belmontes.” Belmontes I, 45 Cal.3d at 801, 248 Cal.Rptr. 126, 755 P.2d 310 (emphasis in original). The court then noted that “[t]he prosecutor’s argument reinforces our conclusion that, as instructed, the jury must have fully understood its obligation to weigh all of the defendant’s mitigating evidence.” Id. While the California Supreme Court did not examine the specific question of whether the jury considered Belmontes’ potential to adapt to prison and become a constructive member of society, it did examine the broader question of whether the jury had considered Belmontes’ character and background. From this examination, the California Supreme Court concluded that “no legitimate basis” existed for finding that the jury did not understand its obligations.3 Id. at 802, 248 Cal.Rptr. 126, 755 P.2d 310. Now, fifteen years later, the panel reexamines whether the jury considered all of the constitutionally relevant mitigating evidence.

The California Supreme Court not only reached a considered conclusion, but it had the benefit of a record that was fifteen years younger. As a federal habeas court, we “should, of course, give great weight to the considered conclusions of a coequal state judiciary.” Miller v. Fenton, 474 U.S. 104, 112, 106 S.Ct. 445, 88 L.Ed.2d *1085405 (1985). The panel instead “strains mightily — and unpersuasively — to perceive constitutional error in the comprehensive and perfectly proper jury instructions given by the state trial judge.” Belmontes II, 350 F.3d at 908 (O’Scannlain, J., dissenting).

Ill

The panel labels Belmontes’ crime as not “especially heinous.” In doing so, it theorizes that, given the allegedly innocuous nature of the crime, the jury would not have sentenced Belmontes to death had it understood its duties. The panel’s characterization of the murder greatly distorts the record.

Belmontes struck nineteen-year-old Steacy McConnell fifteen to twenty times in the head with an iron dumbbell bar, a bar that he brought with him to her house. An expert testified that the blows would have sounded “like a cracked pot.” Steacy also suffered defensive injuries to her arms, legs and feet; she apparently attempted to ward off this brutal attack, but to no avail. After delivering these fatal blows, Belmontes still had the wherewithal to take Steacy’s stereo equipment and explain to his accomplices simply that he “had to take out a witness.” Belmontes II, 350 F.3d at 870. Later that day, Belmontes sold Steacy’s stereo for $100 and bought some beer.

Meanwhile, Steacy’s parents found their daughter lying unconscious in a pool of blood. She died shortly afterward from cerebral hemorrhaging caused by the blows to her head. This was not a simple “robbery gone wrong.”

The record also presents a decidedly mixed picture of Belmontes’ character and background, on which the panel relies so heavily. The jury heard testimony that Belmontes “thrived in the structured, institutional environment of prison.” Id. at 907. They also heard that Belmontes attempted to swing a chair at another ward while he was in the structured, institutional environment of the California Youth Authority. Id. at 873. The jury heard that Belmontes had been “good at counseling young inmates not to repeat the mistakes that he had made.” Id. at 907. They also heard that Belmontes pleaded guilty to being an accessory after the fact to voluntary manslaughter and that he had battered and attempted to choke his pregnant girlfriend, causing her to drop their infant daughter. Id. at 873.

Belmontes may have achieved occasional, moderate success in prison. The record also provided, however, ample aggravating evidence for the jury to sentence him to death. Belmontes did, after all, savagely beat an unarmed nineteen-year-old woman with a dumbbell bar and leave her to die.

IV

Capital cases are always difficult. Our system of justice asks jurors to perform the most difficult tasks imaginable: to resolve credibility, to determine guilt or innocence, and to decide between life and death. Jurors perform these duties viewing the evidence and the defendant firsthand.

This court should not now undo the deliberative process by second-guessing a decision that was squarely within the jury’s province. The panel, unfortunately, does just that. It dissects a twenty-one-year-old record to second-guess the jury’s decision. In doing so, it finds a “reasonable likelihood” of error where a state supreme court and a United States district court found none. It finds error by misinterpreting United States Supreme Court precedent that demands a different result. It finds error in a way that undermines finality in criminal cases by ignoring the “strong policy against retrials years after the first trial where the claimed error *1086amounts to no more than speculation.” Boyde, 494 U.S. at 380, 110 S.Ct. 1190. Simply put, the panel finds constitutional error where none exists.

For these reasons, I dissent.

. Specifically, the jury convicted Belmontes of first-degree murder with special circumstances. It made special findings that Bel-montes was the actual killer and that he had the specific intent that death occur. Belmontes v. Woodford (“Belmontes II'’), 350 F.3d 861, 873 (9th Cir.2003).

. Our recent decision in Payton v. Woodford, 346 F.3d 1204 (9th Cir.2003) (en banc), does nothing to change this conclusion. Factor (k) was ambiguous under the specific facts of Payton. We reached that conclusion only by carefully distinguishing Boyde. See Payton, 346 F.3d at 1211-12.

We distinguished Boyde on two grounds. First, Payton concerned “posi-crime” mitigating evidence. Boyde (not to mention Bel-montes II) concerned "pre-crime” evidence. Second, the prosecutor in Payton "repeatedly stated to the jury that factor (k) did not encompass Payton's mitigating evidence of his religious conversion and good behavior in prison.” Id. at 1212. The prosecutor in Boyde never suggested to the jury that it could not consider mitigating evidence of character and background. See Boyde, 494 U.S. at 385, 110 S.Ct. 1190. Now, in Belmontes II, the prosecutor explicitly told the jury that it should consider Belmontes' religious experience, his future value to the community and his ability to work with other prisoners when determining his sentence.

Thus, for the very reasons that Boyde did not control Payton, Payton does not now control Belmontes. Holding otherwise ignores our own en banc description of Supreme Court precedent. This misapplication high-lights the danger and implications of the panel’s decision.

. Notably, the district court also concluded that the jury had considered all mitigating factors. The present appeal is from this decision.