Filed 6/28/13 P. v. Booker CA4/1
NOT TO BE PUBLISHED IN OFFICIAL REPORTS
California Rules of Court, rule 8.1115(a), prohibits courts and parties from citing or relying on opinions not certified for
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COURT OF APPEAL, FOURTH APPELLATE DISTRICT
DIVISION ONE
STATE OF CALIFORNIA
THE PEOPLE, D061584
Plaintiff and Respondent,
(Super. Ct. No. FSB052555)
v.
DEQUINTE TERRELL BOOKER,
Defendant and Appellant.
APPEAL from a judgment of the Superior Court of San Bernardino County,
Brian S. McCarville, Judge. Affirmed as modified.
Rebecca P. Jones, under appointment by the Court of Appeal, for Defendant
and Appellant.
Kamala D. Harris, Attorney General, Dane R. Gillette, Chief Assistant Attorney
General, Julie L. Garland, Assistant Attorney General, Barry J. Carlton and Sharon L.
Rhodes, Deputy Attorneys General, for Plaintiff and Respondent.
A jury convicted Dequinte Terrell Booker of, among other things, the attempted
murder of Albert Valdez. In a prior appeal, we rejected his challenges to the jury's
verdicts, but found the trial court had erred by failing to conduct a postverdict hearing
under People v. Marsden (1970) 2 Ca1.3d 118 (Marsden). (People v. Booker (Oct. 28,
2009, D054608 [nonpub. opn.], as modified Nov. 19, 2009; (the Prior Opinion).) On
remand, the trial court granted Booker's Marsden motion, but denied his motion for
new trial.
Booker appeals, contending that the trial court improperly denied his new trial
motion based on (a) alleged error under Brady v. Maryland (1963) 373 U.S. 83
(Brady), (b) false testimony, and (c) ineffective assistance of counsel. He also
contends that cumulative errors committed by the trial court, the prosecutor, and his
trial counsel require reversal of the judgment. Finally, he claims the trial court
committed a number of sentencing errors.
We reject Booker's contention that the trial court improperly denied his new
trial motion. As we explain below, the trial court erred in resentencing Booker and we
affirm the judgment as modified.
FACTUAL AND PROCEDURAL BACKGROUND
We repeat most of the background facts from our prior opinion:
"At about 1:00 a.m. on February 2, 2005, Darlene Gasca and Albert Valdez, Jr.
were walking down 9th Street in San Bernardino toward Gasca's home. The IE
Projects, an African-American criminal street gang, claimed the area as part of their
territory. Gasca and Valdez saw a group of Black men and heard someone yell:
'Who's that?' or 'Who are you?'
2
"Valdez described the person who spoke to them as a Black man in dark
clothing. Valdez replied 'who are you,' turned and walked away, and then heard
gunshots. Valdez hid behind a car, and then got shot in the leg and chest after he got
up to knock on the door of a house. Gasca heard the gunshots, but did not see the
shooter.
"An information charged Booker with attempted premeditated murder (count
1), two counts of being a felon in possession of a firearm (counts 2 and 3), possession
of cocaine base (count 4), possession of a controlled substance with a firearm (count
5), participating in a criminal street gang (count 6) and possession of ammunition by a
felon (count 7). Count 1 carried various firearm enhancements and counts 1-3 alleged
that Booker committed the crimes for the benefit of a criminal street gang. The
information also alleged that Booker had suffered a prior serious or violent felony
conviction and a prior strike conviction.
"At trial, Valdez stated that he did not see the type of gun his assailant fired.
He claimed that he did not see the shooter and could not identify Booker, but denied
being afraid of identifying Booker. Valdez could not remember picking Booker out of
a photographic lineup, but a police officer later testified that Valdez picked out
Booker's photograph and claimed he was 'pretty sure' that the person in the photograph
was the shooter. When the police officer asked Valdez to document his identification
by initialing the photograph or circling the number, Valdez refused because he feared
retaliation.
3
"Hope Webb, a paid FBI gang informant, lived near 9th Street in San
Bernardino and allowed IE Projects gang members to use her home. Webb testified
that she has known Booker for a long time, knew he was an IE Projects gang member
and that he used the street name 'Mook.' Before the shooting, Webb was home with
Booker and several other people. Webb saw Booker with a handgun and an assault
rifle and watched him put bullets inside the gun while wearing gloves. Booker then
left with several other people while carrying the assault rifle. Webb heard shooting
coming from 9th Street and then saw Booker return to the house all hot and sweaty,
like he had been running. Booker put the rifle in a shed outside Webb's home.
"Booker left Webb's house and returned the next afternoon to retrieve the rifle
from the shed. At some point, Webb heard Booker say, 'did you see how he fell when
I shot him?' About an hour after the shooting, Webb telephoned her FBI contact,
Special Agent James Manzi, and told him in a hysterical voice that Booker had just
shot someone near her house with a rifle. Special Agent Manzi considered Webb to be
a very reliable informant." (Prior Opinion at pp. 2–4.)
The jury found Booker guilty of attempted premeditated murder (count 1), two
counts of being a felon in possession of a firearm (counts 2 and 3), participating in a
criminal street gang (count 6) and possession of ammunition by a felon (count 7). It
also found true all the enhancement allegations. In the Prior Opinion, we rejected his
challenges to the jury's verdicts, but found the trial court had erred by failing to
conduct a postverdict Marsden hearing. (Prior Opinion at p. 22.) On remand, the trial
court granted Booker's Marsden motion, but denied his motion for new trial on the
4
ground any withheld evidence would not have changed the outcome of the trial.
Booker again appealed.
DISCUSSION
I. Denial of New Trial Motion
A. General Legal Principles
We review "a trial court's ruling on a motion for new trial . . . under a
deferential abuse of discretion standard. [Citation.]" (People v. Hoyos (2007) 41
Cal.4th 872, 917, fn. 27.) "The appellant has the burden to demonstrate that the trial
court's decision was 'irrational or arbitrary,' or that it was not ' "grounded in reasoned
judgment and guided by legal principles and policies appropriate to the particular
matter at issue." [Citation.]' " (People v. Andrade (2000) 79 Cal.App.4th 651, 659.)
B. Alleged Brady Error
1. General Legal Principles
"In Brady, the United States Supreme Court held that 'the suppression by the
prosecution of evidence favorable to an accused upon request violates due process
where the evidence is material either to guilt or to punishment, irrespective of the good
faith or bad faith of the prosecution.' [Citation.] Thus, under Brady and its progeny,
the state is required to disclose to the defense any material, favorable evidence.
[Citations.] Favorable evidence includes both evidence that is exculpatory to the
defendant as well as evidence that is damaging to the prosecution, such as evidence
that impeaches a government witness. [Citations.]" (People v. Uribe (2008) 162
Cal.App.4th 1457, 1471–1472.) Materiality "requires more than a showing that the
5
suppressed evidence would have been admissible [citation], that the absence of the
suppressed evidence made conviction 'more likely' [citation], or that using the
suppressed evidence to discredit a witness's testimony 'might have changed the
outcome of the trial' [citation]. A defendant instead 'must show a "reasonable
probability of a different result." ' [Citation.]" (People v. Salazar (2005) 35 Cal.4th
1031, 1042–1043 (Salazar).)
There are three elements to a Brady claim: (1) the evidence must be favorable
to the accused, either because it is exculpatory, or because it is impeaching; (2) that
evidence must have been suppressed by the State, either willfully or inadvertently; and
(3) defendant suffered prejudice. (Salazar, supra, 35 Cal.4th at p. 1043.) "Prejudice,
in this context, focuses on 'the materiality of the evidence to the issue of guilt or
innocence.' [Citations.]" (Ibid.) " 'In general, impeachment evidence has been found
to be material where the witness at issue "supplied the only evidence linking the
defendant(s) to the crime," [citations], or where the likely impact on the witness's
credibility would have undermined a critical element of the prosecution's case,
[citations]. In contrast, a new trial is generally not required when the testimony of the
witness is "corroborated by other testimony," [citations].' [Citation.]" (Id. at p. 1050.)
"Conclusions of law or of mixed questions of law and fact, such as the elements of a
Brady claim [citation], are subject to independent review. [Citation.] Because the
[trier of fact] can observe the demeanor of the witnesses and their manner of testifying,
findings of fact, though not binding, are entitled to great weight when supported by
substantial evidence." (Id. at p. 1042.)
6
2. Webb's Drug Cases
a. Facts
In May and August, 2004, Webb suffered two arrests for possession of cocaine
and possessing cocaine base for sale (case numbers FSB045972, FSB045478). In
August and October, 2004, she failed to appear in court and bench warrants were
issued for her arrest. In October 2004, the FBI recruited Webb as a confidential
informant.
In November 2004, police cited Webb for misdemeanor driving under the
influence of drugs (case number TVA92359). She failed to appear at her December
2004 arraignment and a bench warrant was issued for her arrest. On February 2, 2005,
Webb reported the shooting to Special Agent Manzi. Booker was arrested a few days
later. About two weeks later, Webb was arrested on her outstanding warrants. Webb
appeared in court the following day on all three cases.
Notes from the district attorney's files dated in February and March, 2005,
reveal that the district attorney needed to "[c]heck out" Webb's "FBI story." In case
number FSB045478, Webb was offered "PG 11351 180 (wkends ok)." The district
attorney's files for case number FSB045972 included a case history sheet with four
entries dated between February 28, 2005 and March 21, 2005 as follows: (1) "check
out [defendant's] FBI/SBPD story," and "Rejects HS 11351/180"; (2) "FBI/SBPD
story is bogus"; (3) "Judge Reily says [defendant] must do Inroads"; and
(4) "[defendant] rejects: on record 11366/INROADS."
7
On March 28, 2005, Deputy District Attorney Annamarie Pace indicated that a
plea agreement had been reached and that the plea was to count 1 and to driving under
the influence, "120 OR/Cruz w/e Dism other fel + misd." On the lined piece of paper,
Pace had written on May 2, 2005, "[defendant] FTA" and "[No] bail"; and on June 17,
2005, "Plea changed to 109," "CTS 73+36 = 109," "informal prob 3y," "Terms 1, 2,
10," and "This b/c [defendant] is a Fed snitch + her life is in danger. Also, feds have
something on her to hang over head. [Defendant] to be relocated."
On March 28, 2005, Webb pleaded guilty in case number FSB045972. Under
the terms of the plea bargain, the court granted the People's motion to dismiss count 1,
ordered Webb to serve 109 days in jail, and placed her on three years' probation. On
June 17, 2005, under the plea bargain in case number FSB045972, the court granted
the People's motion to dismiss case number TVA92359. In August 2006, the FBI
terminated Webb as an informant and she is relocated. In January 2007, Booker's trial
began.
b. Analysis
Booker contends that the trial court erred in denying his new trial motion
because court records and the prosecutor's files outlined above reveal that Webb
received reduced charges or immunity from prosecution. He claims that Webb
received a deal on her drug cases because she was a "snitch" and the "feds had
something to hang over her head." Booker contends that this evidence and the
evidence of the drug charges constituted impeachment evidence withheld by the
prosecution that was different from the impeachment evidence presented at trial.
8
As we shall explain, we conclude Booker failed to show that the prosecution
suppressed the evidence.
Before trial, the prosecutor revealed that Webb had a 2005 misdemeanor DUI
conviction, that she was on probation for a minimum of three years and had possession
cases in Texas in 2006. The court later obtained records in case number FSB045972
and informed counsel that in June 2005, Webb was placed on probation and that she
was "charged with a felony and failed to appear on a few occasions, plead out
somewhere, she got three years probation, violate no law, 109, credit for 109, search
terms, and $110 to the victim restitution fund. Possible Cruz waiver violation. Plead
guilty to a deuce."
This record confirms that defense counsel was on notice to examine Webb's
criminal history. Simply put, there is no Brady claim of prosecutorial suppression of
evidence " 'when information is fully available to a defendant at the time of trial and
his only reason for not obtaining and presenting the evidence to the Court is his lack of
reasonable diligence. . . .' " (People v. Morrison (2004) 34 Cal.4th 698, 715, quoting
United States v. Brown (5th Cir. 1980) 628 F.2d 471, 473.)
3. Webb's Drug Use
a. Facts
Records from law enforcement agencies in Texas revealed that in March 2006,
Webb was arrested for possession of a controlled substance. During her arrest, Webb
claimed that she was an FBI informant and that she needed to " 'be dirty' " for potential
9
cocaine buyers to believe she was " 'legit.' " In October 2006, Webb was again arrested
for possession of a controlled substance.
At the beginning of trial, the prosecutor disclosed that Webb had possession
cases in Texas in 2006. Defense counsel later acknowledged that he had received
paperwork showing two convictions in 2006 that were purportedly felonies, but were
treated as misdemeanors under Texas law. Defense counsel, however, was unsure
whether Webb was still on probation. The prosecutor indicated that she had provided
a "faxed copy from the court in Texas regarding [Webb's] priors," and suggested an in
camera hearing might be held. Although the court declined to hold an in camera
hearing regarding whether Webb received a deal, defense counsel later spoke to
Special Agent Manzi and learned that the FBI was not involved in brokering a deal
with Webb for her problems in Texas. Defense counsel indicated that he was "willing
to accept that representation as being a fact in the case." The prosecutor and defense
counsel later spoke to the prosecuting attorney in the Texas cases who confirmed that
Webb had two felony convictions, that her sole punishment was jail time, and that she
had not received any special disposition. Defense counsel stated he verified "that in
fact this was nothing special in the way of disposition; that in fact, based upon the
circumstances and the quantity of drugs involved, that this was a pretty much standard
outcome, at least as far as these two cases were concerned."
b. Analysis
Booker contends the prosecutor withheld information that Webb continued to
use drugs in Texas in the months before his trial commenced. The People respond that
10
the prosecutor did not have a duty to search for and disclose Webb's criminal history in
Texas because Texas law enforcement agencies were not involved in the prosecution
or investigation of appellant's case. We agree with the People.
Under Brady, the prosecution is obligated to locate and turn over evidence that
is "known to the others acting on the government's behalf in the case." (Salazar,
supra, 35 Cal.4th at p. 1042.) Thus, the evidence must be "possessed by a person or
agency that has been used by the prosecutor or the investigating agency to assist the
prosecution or the investigating agency in its work." (People v. Superior Court
(Barrett) (2000) 80 Cal.App.4th 1305, 1315 (Barrett).) Here, the prosecutor satisfied
her duty to disclose that Webb had possession cases in Texas in 2006. Moreover, the
parties had the opportunity to investigate the Texas cases during trial and defense
counsel was convinced that Webb received no special treatment. Because Booker
made no showing that Texas law enforcement agencies were part of the prosecution
team, the prosecutor did not have a duty to search for more information about Webb's
Texas crimes. (Barrett, supra, 80 Cal.App.4th at p. 1315.)
4. Special Agent Manzi
a. Facts
At trial, Special Agent Manzi testified that Webb was an informant from
October 2004 until August 2006, when the FBI closed her file and relocated Webb for
her safety. During that period, Special Agent Manzi paid her about $17,000. Special
Agent Manzi testified that he wrote reports about the information Webb provided on
February 2 and 8, 2005, relating to this case, which were produced. After determining
11
that Webb provided credible information, he submitted paperwork to the FBI, received
a check, gave cash to Webb and had her sign a receipt.
At the hearing on Booker's new trial motion, defense counsel explained that he
had subpoenaed Special Agent Manzi to appear and produce certain records, but the
United States Department of Justice objected, stating in a letter that counsel had not
followed proper procedures. Defense counsel asked for a continuance, but
alternatively stated that he was ready to go forward if the court was inclined to deny a
continuance. Defense counsel explained that while Special Agent Manzi testified at
trial, Special Agent Manzi was not asked whether he knew about Webb's drug cases
and probation violation, that counsel wanted to prove that Special Agent Manzi
violated federal guidelines regarding confidential informants, and wanted to obtain
payment records to determine when Webb received her payments. The court granted
the continuance and asked the prosecutor to "cooperate in endeavoring to make the
FBI employee available."
At the continued hearing about four months later, the trial court heard testimony
from Booker and Booker's trial counsel. Defense counsel also asked the court to admit
into evidence the subpoena duces tecum he had served on Special Agent Manzi and a
letter from the United States Department of Justice stating that the subpoena did not
comply with federal regulations for obtaining the records. The trial court, however,
sustained a relevancy objection, finding that counsel had plenty of time to comply with
the requirements.
12
b. Analysis
Booker contends that Special Agent Manzi was part of the prosecution team
and that the prosecution had an obligation to turn over impeachment evidence on
Special Agent Manzi including information in Special Agent Manzi's files on Webb
that would have shown that Special Agent Manzi had been less than candid at trial or
Webb to be untruthful. As a threshold matter, the Attorney General did not address
Booker's assertion that Special Agent Manzi was part of the prosecution team.
However, we need not decide whether the FBI constituted part of the prosecution team
acting on the behalf of the State of California, because even assuming so, Booker's
claim fails because the evidence does not meet the materiality prong necessary to
prove a Brady violation.
As we previously indicated, before trial began, the prosecutor revealed that
Webb had a 2005 misdemeanor DUI conviction, that she was on probation for a
minimum of three years and had possession cases in Texas in 2006. The court later
obtained records in case number FSB045972 and informed defense counsel regarding
Webb's failures to appear, plea, and probation. The prosecutor also spoke to the
prosecuting attorney in the Texas cases, who confirmed that Webb had two felony
convictions, that her sole punishment was jail time, and that she had not received any
special disposition. Additionally, defense counsel spoke to Special Agent Manzi and
learned that the FBI was not involved in brokering a deal with Webb for her problems
in Texas. Thus, defense counsel was well aware of information to impeach Webb and
13
could have easily cross-examined Special Agent Manzi regarding his knowledge of
this impeachment evidence.
Booker next asserts he presented credible allegations of misconduct by Special
Agent Manzi and that the prosecution's failure to rebut his allegations "regarding
[Special Agent] Manzi's misconduct constitutes a substantial basis for finding a Brady
violation regarding [Special Agent] Manzi as a witness." Stated differently, Booker
asserts that the prosecution knew Special Agent Manzi committed misconduct and
thus had a duty to disclose this information to the defense for the purpose of
impeaching Special Agent Manzi.
We reviewed Booker's new trial motion to ascertain what evidence Booker
claims the prosecution had regarding misconduct by Special Agent Manzi. In his new
trial motion, Booker never alleged that Special Agent Manzi had committed
misconduct. Rather, he claimed that Special Agent Manzi vouched for Webb but
never testified about helping Webb stay out of jail on active warrants while he used
her, the timing of Webb's payments, whether Webb was telling the truth when she said
he never paid her rent and violations of federal guidelines for handling confidential
informants. Simply put, in his new trial motion, Booker never alleged or presented
any evidence that Special Agent Manzi committed misconduct. Accordingly, he did
not show the existence of any of the three elements necessary for a Brady claim.
(Salazar, supra, 35 Cal.4th at p. 1043.) (Although the new trial motion referenced
declarations by attorneys Congdon and Jones, no such declarations were part of the
new trial motion. Attorneys Congdon and Jones filed declarations to support Booker's
14
"Marsden" motion. We have reviewed those declarations and find no evidence of
misconduct by Special Agent Manzi.)
Booker suggests that Special Agent Manzi violated federal guidelines requiring
that federal agents investigate the criminal history of a proposed informant. He
contends his allegations were sufficient to require that the prosecution produce Special
Agent Manzi and his files and, had this happened, the information obtained would
have been favorable to his defense. Booker's argument is based entirely on
supposition regarding the contents of Special Agent Manzi's files. Special Agent
Manzi testified at trial and could have been asked about his files and knowledge of
Webb's criminal history. Booker has not shown that anything in Special Agent
Manzi's files was favorable to him or that these files were suppressed within the
meaning of Brady.
Finally, Booker claims the prosecution continued to suppress Special Agent
Manzi's testimony and files at the motion for new trial and this conduct constitutes a
continuing Brady violation. Booker, however, did not raise this issue in his new trial
motion and forfeited the claim. In any event, at the hearing of the new trial motion,
the court sustained a relevancy objection to the admission of a subpoena requesting
Special Agent Manzi's appearance and files, finding that counsel had plenty of time to
comply with federal requirements. Booker has not shown that counsel complied with
all federal requirements or that the government's failure to produce these records
amounted to a Brady violation.
15
C. Webb's Testimony
Booker alleges that Webb lied when she claimed that she had been sober for six
months because she had been arrested in Texas for possessing crack within that period.
He also claims that Webb lied when she stated that she worked as an informant to
make money and to clean up her neighborhood. He contends that even if the
testimony did not amount to an explicit lie, the testimony was so misleading that it
amounted to false evidence under Brady and Napue v. Illinois (1959) 360 U.S. 264
(Napue). Namely, the prosecution's own files revealed that Webb received numerous
benefits in criminal cases from the San Bernardino District Attorney's office. Booker
acknowledges that his counsel did not press for a ruling on his Napue claim at trial, but
asserts he did not forfeit the claim because it is a federal constitutional claim based on
undisputed facts and because counsel's failure to pursue the claim was prejudicially
ineffective.
For purposes of analysis, we will assume, without deciding, that Booker did not
forfeit this claim. Nonetheless, we reject the claim on its merits.
The use of perjured testimony to obtain a conviction violates due process.
(Napue, supra, 360 U.S. at p. 269; People v. Marshall (1996) 13 Cal.4th 799, 829–
830.) That principle applies even if the false testimony goes only to witness credibility
since the "jury's estimate of the truthfulness and reliability of a given witness may well
be determinative of guilt or innocence." (Napue, supra, at p. 269.) To prevail on a
Napue claim, the defendant must show that (1) the testimony (or evidence) was
actually false, (2) the prosecution knew or should have known that the testimony was
16
actually false, and (3) that the false testimony was material. (United States v. Zuno-
Arce (9th Cir. 2003) 339 F.3d 886, 889.)
The fatal flaw in Booker's argument is his failure to show that Webb testified
falsely; rather, he surmises that Webb testified falsely based on other information in
the record. Webb testified at trial that she had been sober for six months and that she
was still clean and sober. Her arrest in Texas for possession within that period
undercuts her credibility, but does not show that she lied about her sobriety. Similarly,
the drug charges pending against Webb during the time she acted as in informant
undercuts her testimony that she worked as an informant to clean up her neighborhood,
but does not show this testimony was false. Put differently, only Webb herself knows
the true facts about her sobriety and whether part of her intent in working as an
informant was to clean up her neighborhood. Attorneys "may ethically present
evidence that they suspect, but do not personally know, is false." (People v. Riel
(2000) 22 Cal.4th 1153, 1217.) Accordingly, there was no Napue violation.
Analyzing Booker's claim under Brady, he has not shown that Webb's alleged
false testimony was suppressed because defense counsel knew about the evidence that
Booker now claims allegedly contradicted Webb's trial testimony. The prosecutor
disclosed when trial commenced that Webb had possession cases in Texas in 2006.
Defense counsel later acknowledged that he received paperwork showing two
convictions in 2006 that were purportedly felonies, but were treated as misdemeanors
under Texas law. The prosecutor and defense counsel later spoke to the prosecuting
attorney in the Texas cases, who confirmed that Webb had two felony convictions, that
17
her sole punishment was jail time, and that she had not received any special
disposition. Defense counsel also knew about the drug charges pending against Webb
during the time she acted as an informant as the prosecutor revealed Webb's 2005
misdemeanor DUI conviction and the trial court obtained records in Webb's 2004
possession of cocaine case and informed defense counsel about the outcome of the
case.
D. Alleged Ineffective Assistance of Counsel
To establish ineffective assistance of counsel, a defendant bears the burden of
showing that counsel's performance was deficient, falling below an objective standard
of reasonableness under prevailing professional norms, and that absent counsel's error,
it is reasonably probable that the verdict would have been more favorable. (People v.
Hernandez (2004) 33 Cal.4th 1040, 1052–1053.) " 'If the record does not shed light on
why counsel acted or failed to act in the challenged manner, we must reject the claim
on appeal unless counsel was asked for and failed to provide a satisfactory
explanation, or there simply can be no satisfactory explanation.' " (Id. at p. 1053.)
"We presume that counsel rendered adequate assistance and exercised reasonable
professional judgment in making significant trial decisions" (People v. Holt (1997) 15
Cal.4th 619, 703) and will reverse on the ground of inadequate assistance of counsel
only if the record affirmatively discloses that counsel had no rational tactical purpose
for his act or omission (People v. Zapien (1993) 4 Cal.4th 929, 980). Generally, the
failure to impeach a witness involves tactical decisions on counsel's part and seldom
establishes a counsel's incompetence. (People v. Frierson (1979) 25 Cal.3d 142, 158.)
18
In his new trial motion, Booker asserted that his trial counsel was prejudicially
ineffective for, among other things, failing to investigate Webb and impeach her at
trial regarding local and Texas criminal charges against her and prior inconsistent
statements she made about the shooting. He also pointed out that the prosecution used
Special Agent Manzi to bolster Webb's credibility, but his trial counsel never asked
Special Agent Manzi if he knew about Webb's criminal history.
At the hearing on the motion, the trial court heard testimony from Booker and
Booker's prior trial counsel, and proposed defense witness Dewayne Riley. During
argument on the motion, new defense counsel pointed out that because the victim
could not identify Booker as the shooter, the case came down to Webb's testimony.
He noted that Booker's trial counsel never cross-examined Webb about her criminal
history, questioned Webb about her changed stories about the shooting and that the
failure to present this impeachment evidence was prejudicial. The trial court found
Booker's trial counsel was not ineffective because Webb was impeached at trial and
the additional impeachment evidence would not have resulted in a different outcome.
1. Failure to Impeach Webb
Our discussion of the alleged Brady errors shows that defense counsel knew
about potential impeachment evidence regarding Webb including her 2005
misdemeanor DUI conviction and the resolution of case number FSB045972 in June
2005, including Webb's failures to appear, plea, and probation. Defense counsel also
knew of Webb's 2006 possession cases in Texas that were treated as misdemeanors
19
under Texas law. Our review of the record shows that defense counsel never
attempted to impeach Webb with this criminal history.
Subject to the trial court's discretion under Evidence Code section 352, the
California Constitution, article I, section 28, subdivision (f), "authorizes the use of any
felony conviction which necessarily involves moral turpitude, even if the immoral trait
is one other than dishonesty. On the other hand, subdivision (d), as well as due
process, forbids the use of convictions of felonies which do not necessarily involve
moral turpitude." (People v. Castro (1985) 38 Cal.3d 301, 306.) Possession of drugs
for sale is a crime of moral turpitude (People v. Harris (2005) 37 Cal.4th 310, 337);
however, simple possession of narcotics is not a crime of moral turpitude (People v.
Castro, supra, 38 Cal.3d at p. 317).
Given Webb's criminal history, the sole felony conviction available for
impeachment was her guilty plea in case number FSB045972 for possessing cocaine
base for sale. At a minimum, this conviction undercut Webb's credibility because she
testified that her desire to clean up her neighborhood partially motivated her to work as
an informant. Nonetheless, defense counsel could have reasonably determined that
impeaching Webb on this specific point was not critical given her testimony that she
was a drug addict, her drug of choice was cocaine, in March of 2005 she was on
probation and she was in jail after the events she testified to took place. (People v.
Frierson, supra, 25 Cal.3d at p. 158 [failure to impeach a witness usually involves a
tactical decision and seldom establishes a counsel's incompetence].) On this record,
20
we cannot say that defense counsel's failure to impeach Webb regarding her conviction
for possessing cocaine for sale affected the verdict.
Booker also asserted that counsel was ineffective because he failed to question
Webb regarding her changed stories about the shooting. Our review of the record does
not support his assertion that Webb's recitation of the shooting changed over time.
Special Agent Manzi's notes, transcribed about a week after the shooting, state
that Webb informed him that Booker "shot [a] Mexican Male." Specifically, she
related how Booker went into her back bedroom to load a rifle, that he wiped
fingerprints from the bullets and wore gloves. Booker left her home, she heard shots a
few minutes later and then saw Booker return out of breath and sweating profusely.
Booker put the rifle in the back bedroom and then moved it to a shed after Webb
complained. Booker left and a few minutes later she "heard that Booker had just shot
a Mexican male in the street." Booker later returned and removed the rifle. At trial,
Webb similarly testified that she observed Booker in her back bedroom wearing gloves
and loading a rifle with bullets that had been wiped clean. Booker left with the rifle,
she heard shots, Booker came back to the home out of breath and sweating and she
saw him put the rifle inside a shed after she refused to allow him to leave it inside the
house.
Webb also testified that either after the shooting or when Booker retrieved the
rifle, she heard Booker say, " 'D[id] you see how he fell when I shot him?' " While
Webb apparently did not inform Special Agent Manzi of Booker's statement during
her phone call to him after the shooting, she informed the prosecutor of this statement
21
during a pretrial interview. Accordingly, the failure of defense counsel to question
Webb regarding her changed stories was not prejudicial because Webb's stories did not
change.
2. Failure to Cross-Examine Special Agent Manzi
Booker also complains that the prosecution used Special Agent Manzi to bolster
Webb's credibility, but defense counsel never asked Special Agent Manzi if he knew
about Webb's criminal history. We believe defense counsel could have reasonably
decided to not question Special Agent Manzi on this specific point because Webb
testified that she was on probation in 2005 and in jail after the events she testified to
took place. Special Agent Manzi also testified on direct that "most" informants have a
criminal history, but this usually does not impact the ability to use the person as an
informant. Moreover, had defense counsel specifically asked Special Agent Manzi
about Webb's criminal history, he would have likely repeated what he said at the
preliminary hearing, namely that he believed Webb had a history for possessing
controlled substances, disorderly conduct and a couple DUI's, but he could not recall
off the top of his head whether Webb had any felony convictions.
Defense counsel may well have concluded that asking Special Agent Manzi
about Webb's criminal history added little value to the defense given the evidence
already in the record on this topic and Special Agent Manzi's admission that most
informants have a criminal history. Accordingly, we conclude that Booker failed to
show that the omission was an unreasonable tactical choice that affected the verdict.
22
3. Failure to Interview Dewayne Riley
Booker claims defense counsel was ineffective because he failed to interview
Dewayne Riley, an exculpatory witness who testified at the evidentiary hearing on the
new trial motion that Booker was not present at Webb's house on the night of the
shooting. First, Booker has not affirmatively shown that defense counsel failed to
interview Riley. Rather, at the hearing on the new trial motion, defense counsel
testified that he did not have a specific recollection whether Booker asked him to
locate Riley, but claimed that if a specific name was mentioned that he would have
requested that his investigator try to locate the person.
Even assuming defense counsel failed to have his investigator attempt to locate
Riley, it is not reasonably probable that Riley's testimony would have resulted in a
more favorable verdict. Riley testified that he was in Webb's living room when he
heard the gunshots and that Booker was not inside Webb's house with him at the time
of the shooting. If anything, this testimony supports Webb's testimony that Booker
was the shooter. While Riley also claimed Booker was not at Webb's house on the day
of the shooting or the days prior to and after the shooting, Riley was never asked if he
was continuously at Webb's home those days. Accordingly, his statement that he did
not see Booker those days had little value. Moreover, had Riley testified, it is likely
the prosecutor would have elicited testimony that Riley was a former "Projects" gang
member that was facing 255 years in prison for his recent convictions and that Riley
denied Booker's membership in the "Projects" gang. Counsel could have reasonably
determined that having Riley testify did not further Booker's defense.
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II. Cumulative Error
Booker argues his trial was rendered fundamentally unfair by cumulative error.
Specifically, he contends the cumulative errors demonstrated by the motion for new
trial, the declarations and exhibits filed in support of that motion, and the testimony
presented at the evidentiary hearing show a reasonable likelihood he would have
gotten a different result had jurors heard all the available impeachment on Webb and
Special Agent Manzi.
As we detailed above, we have not found any prejudicial errors committed by
the trial court, the prosecutor, or defense counsel. As Booker failed to persuade us that
any error occurred, his cumulative error argument is meritless. (People v. Heard
(2003) 31 Cal.4th 946, 982.)
III. Alleged Sentencing Errors
In the prior appeal, we found two sentencing errors and issued directions on
how to correct the errors. (Prior Opinion at p. 22.) We directed that if the new trial
motion is filed and denied, then "the judgment and sentence previously imposed, as
modified herein, shall be reinstated." (Prior Opinion at p. 23.) After the trial court
denied Booker's new trial motion, it resentenced Booker on all counts. Booker
appealed a number of sentencing issues. We requested supplemental briefing from the
parties on whether the trial court exceeded the scope of our remand order by
resentencing Booker on all counts. Assuming the trial court exceeded the scope of our
remand order, the parties were asked to address how this impacted the various
sentencing issues raised by both parties in this appeal.
24
The parties agree that the trial court exceeded the scope of our remand order by
resentencing Booker. The People assert that the resentencing minute order and
amended abstract of judgment contain a number of clerical errors that need to be
corrected and improperly omitted a mandatory five-year term for Booker's prior
serious felony conviction. Rather than correct these errors, we vacate the resentencing
minute order dated January 20, 2012 and amended abstract of judgment filed March
15, 2012. This moots the sentencing issues raised by Booker on counts 3 and 6 and
the issue raised by the People regarding the mandatory five-year term for Booker's
prior serious felony conviction. The trial court is directed to reinstate the original
sentence as to counts 3 and 6 and this enhancement.
When the trial court originally sentenced Booker, it erroneously failed to
mention count 7. The parties agree that the proper sentence on count 7 is a
consecutive term of one year, four months.
In the Prior Opinion on count 2, we directed the trial court to exercise its
discretion under subdivision (b)(1)(A) of Penal Code section 186.22 to impose a two,
three or four-year term on this enhancement. Accordingly, the trial court had
jurisdiction to resentence Booker on this enhancement. In her supplemental report, the
probation officer recommended that the trial court impose the four-year upper term for
the gang enhancement. At resentencing, the trial court informed the parties that it had
read and considered the probation report. The trial court imposed the middle term for
the substantive charge on count two, but imposed the upper term for the gang
enhancement. Booker, however, did not object.
25
Booker now claims the trial court erred by failing to give its reasons for
sentencing him to the upper term on the gang enhancement as to count 2. The People
assert Booker forfeited his claim by failing to object below and any error was
harmless, as the probation officer found factors in aggravation, and none in mitigation.
Assuming, without deciding, that the contention is not forfeited, we agree that the error
was harmless.
The trial court is required to state on the record its reasons for selecting the
upper term. (Pen. Code, § 1170, subd. (b).) "However, where the sentencing court
fails to state such reasons, remand for resentencing is not automatic; we are to reverse
the sentence only if 'it is reasonably probable that a result more favorable to the
[defendant] would have been reached in the absence of the error.' " (People v. Sanchez
(1994) 23 Cal.App.4th 1680, 1684.) Here, the trial court heard the testimony and
considered the probation report. The probation officer noted no factors in mitigation,
but a number of aggravating factors including prior convictions of increasing
seriousness, unsatisfactory prior performance on probation and parole, a prior prison
term, and the nature and circumstances of the crime. A single factor in aggravation is
sufficient to justify an upper term on an enhancement. (People v. Brown (2000) 83
Cal.App.4th 1037, 1043.) On this record, we agree with the People, it is not
reasonably probable that the trial court would have been unable to state adequate
reasons to impose the upper term on the gang enhancement. Accordingly, we deny
Booker's request to remand this issue to the trial court for a statement of reasons.
26
DISPOSITION
The resentencing minute order dated January 20, 2012 and amended abstract of
judgment filed March 15, 2012 are vacated. The sentencing issues raised by Booker
on counts 3 and 6 and the issue raised by the People regarding the mandatory five-year
term for Booker's prior serious felony conviction are moot. The trial court is directed
to reinstate the original sentence as to these counts and the enhancement.
On count 7, the trial court is directed to impose a consecutive term of one year,
four months. In all other respects, the judgment is affirmed. The trial court is directed
to prepare and forward to the Department of Corrections and Rehabilitation an
amended abstract of judgment reflecting the changes in the sentence set forth in the
Prior Opinion and herein.
MCINTYRE, J.
WE CONCUR:
MCCONNELL, P. J.
NARES, J.
27