People v. McClellan

PETERS, J.

This is an automatic appeal (Pen. Code, § 1239, subd. (b)) from a judgment of the Superior Court of Orange County, after trial before a jury, on verdicts finding *797defendant guilty on two counts- of murder in the first degree and fixing the penalty of death on each count. Wayne McFarland was also charged with the murders. He pleaded guilty and testified against McClellan at the trial.-3

On the evening of February 16, 1967, the defendant and McFarland entered the Gaslight Cafe in Stanton- Shortly after the stage show began, defendant jumped onto the' stage with a small automatic weapon in his hand, stepped into the spotlight; grabbed the microphone, and told the musicians and the audience — seated at the bar and at tables between the bar and the stage — that a holdup was underway. He told those in the audience to put their heads down and look at the floor. Since some in the audience initially believed defendant was part of the stage show, defendant repeated his threat to shoot anyone who did not do as he had told them.

Defendant left the stage and went to the rear of the bar near the cash register. McFarland had been at this location forcing the bartender to place money from the cash register into a bag and holding him at gunpoint. Defendant picked up the bag, containing some $800, and told the bartender “let’s go back to the safe.” As the bartender, followed by defendant, neared the swinging doors at the exit from the main room of the cafe, James Seagris, a customer, threw a chair at defendant which struck the defendant in the back. Seagris dove under a table, and defendant whirled and fired one shot downward. People thereupon began to scream and dive under tables, and defendant and McFarland started to run out of the cafe, the latter firing three shots, apparently towards the ceiling, as he ran. Another customer, Joe Gray, ran after defendant through the swinging doors and into a passageway; defendant fired five or six shots at Gray and Gray fell to the floor. Defendant and McFarland left the cafe and drove off in a, car. Both Seagris and Gray died from gunshot wounds.

Defendant does not challenge the sufficiency of the evidence on the issue of guilt. The evidence is overwhelming and convincing against him.

Defendant’s contentions are as follows:

1. Shortly before defendant’s trial began, the prosecutor held a meeting of witnesses at the Gaslight Cafe to reenact the offenses. Defense counsel was not present at this meeting, and he whs not invited or notified of it. Defendant claims that the holding of this meeting violated his right to counsel as defined in United States v. Wade, 388 U.S. 218 [18 *798L.Ed.2d 1149, 87 S.Ct. 1926]. There is no merit to this contenr tion.

At the meeting, agents of the prosecution apparently played the roles of defendant and McFarland, reenacting the robbery and shootings “with the advice and direction of the witnesses.” The prosecutor alleges that no written statements or notes were taken, but numerous photographs were taken, many of which were introduced into evidence a,t the trial.

Defendant’s contention that the prosecutor had a duty to notify defense counsel of the meeting and to permit him to attend finds no support in either the language of or the considerations underlying the Wade decision. Wade held specifically that criminal defendants are entitled to. the presence and aid of counsel at post-indictment lineups. Underlying the decision was' the court’s finding that “the accused’s inability effectively to reconstruct at trial any unfairness that occurred at the lineup may deprive him of. his only opportunity ... to attack the credibility of the witness’ courtroom identification.” (388 U.S. at pp. 231-232 [18 L.Ed.2d at pp. 1159-1160].) Suggesting the potential scope of its decision, the court stated that it would “scrutinize any pretrial confrontation of the accused to determine whether the presence of his counsel is necessary to preserve the defendant’s basic right to a fair trial. . . . [We will] analyze whether potential substantial prejudice to defendant’s rights inheres in the particular confrontation and the. ability of counsel to help avoid that prejudice.” (Id. at p. 227 [18 L.Ed.2d at p. 1157]; italics added.)

In the instant ease there was, no confrontation of the defendant involved in the meeting of the witnesses, who were customers or employees of the bar. There was no possibility that the defendant would be treated or used unfairly in the presence of prospective trial witnesses so as to influence improperly their identification of or testimony about him at trial. Since the defendant was not present, this meeting was no different, for Sixth Amendment purposes, than a meeting of witnesses at the prosecutor’s office or a conference between the prosecutor and any single witness. Certainly an accused has no Sixth Amendment right to have his counsel present on such occasions.

The accused does have a right of access to written statements or notes of interviews with witnesses, pursuant to a discovery order. But the meeting in the instant ease violated ¿6 such order. At the preliminary examination, the municipal *799court had granted defendant’s motion for discovery, but this order was effective only during the preliminary hearing, which was held before the meeting. Furthermore, the order only covered written statements of witnesses and notes of interviews with them. There was no outstanding discovery order of any hind when the meeting of witnesses was held. It should be noted that defense counsel during the trial had access to the photographs taken at the meeting.

2. Pursuant to Penal Code section 1086, which pror vides that challenges for cause “must be taken, first by the defendant, and then by the people,” defense counsel was required to conduct voir dire examination of the prospective jurors before the prosecution did so (see People v. Spraic, 87 Cal.App. 724, 726-727 [262 P. 795]). Defendant claims that this procedure denied him due process of law in that it forced his counsel to first raise with the jurors the possibility of the death penalty and thereby possibly give' the jury the impression that he viewed the ease as one in which the death penalty might be proper.

Prior to the voir dire examination, defense counsel moved that the prosecution be required to proceed first in questioning jurors for cause. ‘1 [A] great majority of my questions to the jurors are. going to be concerned with the death penalty, and the guilt or innocent trial comes first, and I think they are going to get the impression then that I believe that it is a foregone conclusion that they are going to get [to] the penalty phase.” Based on section 1086, the motion was correctly denied.

At the outset of the voir dire- examination of prospective jurors, the trial court read the information and informed them that, if the jury found the defendant guilty as charged and fixed the offense as first degree murder, then it would be required to make a “determination with respect to penalty . . . either life imprisonment or death.” The court continued, “I want to ask each of you . . , with respect to the penalty phase, whether any one of you in a proper case has any religious or philosophical beliefs that would cause you, as a juror in a proper, case, as I have stated, to be opposed to. the death penalty.”

Defense counsel then conducted his examination of the. prospective jurors. At this point, the prosecutor had not yet announced to the jury that he Would seek the death penalty should the verdict be guilty of first degree murder, but he had previously indicated this to the court and to defense counsel.

*800’Without citation of authority, defendant states in his opening brief that “the only fair procedure, would be for the prosecutor prior to the voir dire of the jury to announce to them that he would or may be seeking the death penalty upon conviction of the defendant. Thereafter, the prosecution should voir dire before the defense. . . .

“ [U]pon first hearing counsel for the defendant question regarding the subject of' death, it cannot be said within any degree of certainty that . . . [the] juror does not get an idea or impression that even the defense counselor believes it might be a ‘proper ease.’ ”

It cannot be concluded on the basis of any such speculation that Penal Code section 1086 denies “fundamental fairness” to one accused of first degree murder. Here the court had instructed the jury prior to defense counsel’s questioning that it would have to choose between life imprisonment or death only if it should find the defendant guilty. With properly phrased questions from defense counsel the prospective jurors would certainly understand that he was only being thorough and preparing for all contingencies in asking questions relating to the death penalty. The trial judge made this point in denying defense counsel’s motion.

Defendant does not urge any error under Witherspoon v. Illinois, 391 U.S. 510 [20 L.Ed.2d 776, 88 S.Ct. 1770], relating to the exclusion of two prospective jurors and two prospective alternate jurors because of their reservations concerning the death penalty. From our examination of the record, we are satisfied that there was no such error. Discussion of the reasons for our conclusion is unnecessary since, as will be seen-, reversal of the penalty trial is required on other grounds.

3. The prosecution rejected defense counsel’s offer to stipulate that if the jury found defendant was one of the two robbers of the Gaslight Cafe, defendant was guilty of two counts of first degree murder under the felony-murder rule. Defendant claims that he was denied due process of law when, in spite of this offer, the trial court allowed the prosecution to present at the guilt trial evidence that defendant rather than his accomplice shot Seagris.

This problem arises under the following circumstances. Before the prosecutor made his opening statement to the jury in the guilt trial, defense counsel offered to stipulate that the shots which killed Seagris and Gray were fired as a result of the a,rmed robbery, and that if the jury determined that defendant was one of the robbers it should find him guilty of *801two counts of first degree murder. Defense counsel’s theory was that on the basis of such a stipulation defendant could properly be convicted of first degree murder under the felony-murder rule regardless of whether it was defendant or his accomplice who fired the shots. (See People v. Lookadoo, 66 Cal.2d 307, 314 [57 Cal.Rptr. 608, 425 P.2d 208]; People v. Miller, 37 Cal.2d 801, 805-806 [236 P.2d 137].) His purpose in offering this stipulation was to prevent introduction in the guilt trial of evidence which, in view of the felony-murder rule, he felt was at least unnecessary if not strictly “irrelevant” in that trial — evidence which he felt would only show aggravation and therefore should properly be presented only in the penalty trial.

The court allowed the prosecutor to consider the proposed stipulation overnight; defense counsel indicated that he would like to make a “formal motion” [ostensibly to compel the prosecutor to accept the proposed stipulation] “perhaps tomorrow morning. ’ ’ Although the prosecutor did not accept the stipulation, no such motion was ever made.

Defendant contends that the prosecutor’s refusal to stipulate was prejudicial on the following, theory: Defense counsel, wishing to dispute the identification of defendant as one of the Gaslight Cafe robbers, could not in the guilt trial stray from the issue of identity to the issue whether defendant rather than McFarland shot Seagris1 without tacitly conceding guilt. Therefore, he had to wait until the penalty trial to attempt to counter the prosecutor’s evidence that defendant shot Seagris; at this time, the jury had probably already made up its mind on the issue. Although the question of who shot Seagris was not significant, under. the felony-murder rule, in the guilt trial, it was of possibly great significance in the jury’s determination of penalty since the jury’s probable conclusion that defendant shot Seagris as well as Gray (see fn. 1) might well have Influenced it to sentence defendant to death rather than to life imprisonment.

The prosecutor gave as his reason for rejecting the stipulation that to delete from his witnesses’ testimony all reference to who fired particular shots would unduly break,up their testimony on other matters such as identity and sequence of events.

*802There are several reasons why defendant was not denied dne process of law or otherwise' improperly prejudiced by the prosecutor’s refusal to accept defense counsel’s stipulation. First, it is by no means clear that the proposed stipulation, if accepted, would have precluded the prosecutor from presenting testimony regarding who fired particular shots. If the prosecutor had accepted defense counsel’s stipulation that there was an armed robbery during the course of which the robbers fired shots which killed Seagris and Gray, he still might have been able to present testimony indicating which robber fired shots at particular times and places as part of his effort to establish the identity of defendant as one of the robbers.

Second, there is a strong policy against depriving the state’s case of its persuasiveness and forcefulness by forcing the prosecutor to accept stipulations that soften the impact of the evidence in its entirety. ‘‘Parties, as a general rule, are entitled to prove the essential facts — to present to the jury a picture of the events relied on.” (53 Am.Jur., §105.) In People v. Pollock, 25 Cal.App.2d 440 [77 P.2d 885], the court held that the district attorney in a rape case was not obligated to accept the defendant’s offer to stipulate that there had been intercourse. “Except as ordained by law, the district attorney, in connection with the performance of an official act, is not required to accept the judgment of a stranger to the office.” (Id. at p. 444.)

The general rule that the state cannot be restricted by stipulations in presenting its case is particularly compelling when the likely effect of a stipulation removing certain matters from the trial is to make much more difficult the state’s coherent presentation of other evidence. In the instant case, the prosecutor was understandably reluctant to agree to delete from the testimony of his witnesses all references regarding-which robber fired shots and at whom. Such an agreement would have hampered his ability to prove coherently what happened at the Gaslight Cafe on the night in question.

Third, the proffered stipulation in effect required the prosecutor to seek conviction only under the-felony-murder rule. It is doubtful whether the defendant could properly narrow the prosecutor’s options in this respect. (See People v. Lookadoo, supra, 66 Cal.2d at p. 315.) It is quite possible that the prosecutor desired to make out a case of first degree murder by premeditation as well as by felony murder. Under the former *803approach, of course, proof regarding which robber shot Sea-gris and Gray would have been crucial.

The'-court did not err in failing to compel the prosecutor to accept the stipulation.

4. But serious and prejudicial error was committed during the penalty trial. During the guilt trial. McFarland testified that he had committed five robberies with the defendant prior to the Gaslight robbery. This was offered to show a common plan or scheme (see People v. Hill, 66 Cal.2d 536, 556-557 [58 Cal.Rptr. 340, 426 P.2d 908]) and as circumstantial evidence that the defendant had committed the Gaslight robbery and murders. None, of McFarland’s testimony as to. these five prior crimes was corroborated.

The jury found McClellan guilty of first degree murder as to both homicides, and the same jury tried the question of penalty. In the penalty trial the prosecutor questioned McFarland as follows:

“ Q: . . . [Y] ou have previously testified [in the guilt trial] that you were with Mr. McClellan on six robberies, starting with the Family Hofbrau on December 20, 1966; is that correct?
“Me. Keenan [defense counsel] : Objection, yoür Honor, no foundation. No corpus has been laid as to six prior robberies.
“The Court: The objection will be sustained. Leading. . . .” (Italics added.)
“ Q: You have previously told us about some robberies that you committed with Mr. McClellan; is that right?
“A: Yes.
“Me. Keenan-: Same objection; immaterial to this phase of the case without a corpus.
“The COURT: Overruled.
“Me. Bneight: I believe you mentioned a January 31st robbery of the Robert’s Room; do you recall that robbery?
“A: Yes.
“Mr. Keenan: Same objection, and a continuing objection regarding questions to any offense which the prosecution goes into for which there has not been a corpus introduced.
“The Court: . . . Overruled. The motion with respect to the continuing objection, I will permit that.”

At this point, McFarland was examined in detail regarding the Robert’s- Room robbery. Subsequently, this testimony was corroborated by two witnesses who were present on the occasion of that robbery. One of them identified defendant as one of the robbers.

*804Defendant contends that McFarland’s testimony during the guilt trial and the reference made to this testimony during the penalty trial constitute prejudicial error warranting a new trial on the issue of penalty in view of our decision in People v. Varnum, 66 Cal.2d 808, 815 [59 Cal.Rptr. 108, 427 P.2d 772].

If is settled law that during the guilt trial evidence of other crimes may be proved by a preponderance of the evidence, and that so fa,r as proving other crimes by the evidence of an accomplice is concerned corroboration is not necessary (People v. Rosoto, 58 Cal.2d 304, 331 [23 Cal.Rptr. 779, 373 P.2d 867]). We reaffirm the doctrine of that case:

It is equally well settled that during the penalty trial the jury should be instructed that they may consider evidence of other crimes only when the commission of such crimes is proved beyond a reasonable doubt. (People v. Varnum, 70 Cal.2d 480, 485-486 [75 Cal.Rptr. 161, 450 P.2d 553]; People v. Varnum, 66 Cal.2d 808, 814-815 [59 Cal.Rptr. 108, 427 P.2d 772]; People v. Hillery, 65 Cal.2d 795, 805 [56 Cal.Rptr. 280, 423 P.2d 208]; People v. Polk, 63 Cal.2d 443, 450-451 [47 Cal.Rptr. 1, 406 P.2d 641]; People v. Terry, 61 Cal.2d 137, 148-149 [37 Cal.Rptr. 605, 390 P.2d 381].) Because of the possible great impact on the jury of the evidence of other crimes2 we have held that on the penalty trial the testimony of an accomplice to such crimes must be corroborated. In People v. Terry, supra, 61 Cal.2d 137, as part of footnote 8, page 149, this court stated "As a corollary, defendant should not be subject to a finding of a jury that he committed prior crimes unless his commission of such prior crimes has been proven beyond a reasonable doubt." That this was a considered conclusion is demonstrated by the careful treatment given the problem in People v. Polk, supra, 63 Cal.2d 443. There at page 450 it was held 1 ‘ Defendants contend that since evidence of other crimes was introduced at the trial on the issue of penalty, an instruction that’ such crimes must be proved beyond a reasonable doubt should have been given. We agree with this contention. Generally, the standard of competency of the evidence at the trial on the issue of penalty ‘is the same as the standard required at the trial on the issue of guilt. (People v. Hamilton, 60 Cal.2d 105, 129 [32 Cal.Rptr. 4, 383 P.2d 412].) Since evidence of other crimes, however, may *805have a particularly damaging impact on the jury’s determination whether the defendant should be executed, we recognized in People v. Terry, 61 Cal.2d 137, 149, fn. 8 [37 Cal.Rptr. 605, 390 P.2d 381], that there should be an exception to the normal standard of proof at the trial on the issue of penalty (People v. Purvis, 56 Cal.2d 93, 95 [13 Cal.Rptr. 801, 362 P.2d 713]). Thus, even though at the trial on the issue of guilt the jury must be convinced only that it is more probable than not that the defendant committed other crimes before it may consider them (People v. Albertson, 23 Cal.2d 550, 579, 581 [145 P.2d 7]), at the trial on the issue of penalty they must be convinced beyond a reasonable doubt. ’ ’

The problem again received considered evaluation in People v. Varnum, supra, 66 Cal.2d 808. At page 814, this court reversed the penalty on the following reasoning: “Error committed in the penalty phase of the trial, however, requires reversal. (People v. Hines (1964) 61 Cal.2d 164, 170 [37 Cal.Rptr. 622, 390 P.2d 398].) The prosecution encouraged the jury to aggravate defendant’s punishment by evidence that he had committed other robberies shortly before those for which he was tried. This evidence consisted solely of the testimony of Thomas Hanks, who claimed to be defendant’s accomplice in the earlier escapades. Penal Code section 1111 provides that ‘A conviction cannot be had upon the testimony of an accomplice unless it be corroborated. . . .’ Although no ‘conviction’ was involved at the trial on the issue of penalty, section 1111 cannot be construed to apply only to the trial on the issue of guilt, for it was enacted long before the adoption of separate trials of those issues.

“We have held that ‘evidence of the earlier crime must meet the rules of admissibility governing proof of that crime or be otherwise properly admissible in the penalty proceeding.’ (People v. Purvis (1961) 56 Cal.2d 93, 97 [13 Cal.Rptr. 801, 362 P.2d 713]; People v. Hamilton (1963) 60 Cal.2d 105, 129-131 [32 Cal.Rptr. 4, 383 P.2d 412]; People v. Bentley (1962) 58 Cal.2d 458, 460-461 [24 Cal.Rptr. 685, 374 P.2d 645].) Moreover, because evidence of other crimes ‘may have a particularly damaging impact on the jury’s determination whether the defendant should be executed . . . ’ they must be proved beyond a reasonable doubt before the jury may consider them. (People v. Polk (1965) 63 Cal.2d 443, 450 [47 Cal.Rptr. 1, 406 P.2d 641]; see also People v. Terry (1964) 61 Cal.2d 137, 149 [37 Cal.Rptr. 605, 390 P.2d 381].) Accordingly, at the trial on the issue of penalty the corpus delicti of *806an. earlier crime must be established before an uncorroborated extrajudicial confession can be admitted (People v. Hamilton, supra), and an earlier crime cannot be proved by hearsay (People v. Purvis, supra). For the same reasons Penal Code section 1111, prohibiting proof of an earlier crime by the uncorroborated testimony of an accomplice, also applies at the trial on the issue of penalty.” (Footnote omitted.) Thus the specific problem here involved has been considered at-length and in depth.

In the present case the evidence of the five -prior crimes was admissible on the guilt trial without corroboration of McFarland, but on the penalty trial such evidence was inadmissible unless corroborated. Since normally, as here, the same jury determines both guilt and fixes the penalty, since normally it is stipulated that all the evidence at the guilt trial shall be considered on the penalty trial, and since here there was specific reference on the -penalty trial to the priors testified to by McFarland, the defendant was entitled to a limiting instruction on the penalty trial to the effect that accomplice testimony of prior crimes shall not be considered unless corroborated and proved beyond a reasonable doubt.

The defendant did not request such an instruction but such request was not here required. It is settled law that the court must give basic instructions sua sponte. It must instruct on the general principles governing the case even though not requested by the parties. (People v. Wade, 53 Cal.2d 322, 334 [1 Cal.Rptr. 683, 348 P.2d 116], and cases cited.) Instructions must be given sua sponte as long as the instruction is “vital to a proper consideration of the evidence by the jury.” (People v. Putnam, 20 Cal.2d 885, 890 [129 P.2d 367]; see also People v. Jackson, 59 Cal.2d 375, 380 [29 Cal.Rptr. 505, 379 P.2d 937].) That rule is particularly applicable here because-the holding that a limiting instruction will prevent the error is new law and therefore no request or objection can be required. (People v. Kitchens, 46 Cal.2d 260, 263 [294 P.2d 17]; People v. Hillery, 62 Cal.2d 692, 711-712 [44 Cal.Rptr. 30, 401 P.2d 382]; People v. De Santiago, ante, pp. 18, 22-23 [76 Cal.Rptr. 809, 453 P.2d 353].)

The failure to so instruct on the penalty trial was obviously prejudicial and requires a reversal of the penalty judgment.

In order to assist the trial court on retrial of the issue of penalty, we discuss other allegations of error occurring during the penalty trial.

5. In the penalty trial, the court admitted the testi*807mony of the aeeompliee McFarland regarding two prior armed robberies committed by defendant alone. Defendant claims this was prejudicial error since this testimony was not corroborated to the extent required by Penal Code, section 1111.

A liquor store clerk testified regarding an attempted robbery of his place of work in late 1966. He never saw the robber and only heard him say “This is a holdup. Open the door. ’ ’ He never was asked to identify the defendant as the robber. McFarland later testified that the defendant had told him he robbed this store, mentioning several details that coincided with the account given by the clerk.

A retail food dealer testified to being robbed in late 1966 by a man who wore a nylon stocking over his head. He too was not asked to identify the defendant as the robber. McFarland later testified that the defendant had told him he robbed this market, mentioning several details that coincided with the account given by the dealer.'

If Penal Code, section 1111, as applied in People v. Varnum, supra, 66 Cal.2d 808, 815, applies to McFarland’s testimony regarding these two offenses which defendant allegedly committed alone, then the testimony of the other two,witnesses was insufficient corroboration since that section provides that corroboration testimony must “tend to connect the defendant with the commission of the offense. ... [It] is not sufficient if it merely shows the commission of the offense or the circumstances thereof.” (Italics added.) Here, only McFarland’s testimony connected defendant with the offenses.

Thus, the question presented is whether section 1111 applies to the testimony of McFarland regarding the robberies defendant allegedly committed alone. If it does, then the admission of his testimony was prejudicial error in the penalty trial since the evidence regarding these two armed robberies might well have swayed the jury to impose capital punishment rather than life .imprisonment on the defendant.

In Yarnum, Avhere this court held that accomplice testimony relating to prior offenses must be corroborated under section 1111 when offered in a penalty trial, the accomplice who testified was an accomplice of the defendant in both the offense for which the defendant was being sentenced and in the prior offenses regarding which he testified. (66 Cal.2d at pp. 813-814.) However, the court did not attach significance to this latter fact, and properly so. Penal Code, section 1111, and *808other rules of evidence relating to the testimony of accomplices are predicated on the suspicion that an accomplice may be motivated to falsify his testimony in the hope of getting leniency for himself. (See People v. Bowley, 59 Cal.2d 855, 857-858 [31 Cal.Rptr. 471, 382 P.2d 591].) The untrustworth-iness of an accomplice’s testimony regarding prior crimes does not vary according to whether it concerns crimes in which h.e admittedly was involved; his motive to falsify certainly does not extend only to testimony concerning such crimes.

Accordingly,- we hold that McFarland’s testimony regarding the robberies defendant.committed alone was objectionable-under Penal Code, section 1111. Since we are ordering a retrial of the issue of penalty on another ground, we need not consider at this time whether in the first penalty trial defend? ant waived his right to object to this testimony by failing to object to it at any time during the penalty triaL

6. Defendant contends that in the penalty trial the prosecutor cross-examined defendant beyond the scope of the direct examination to the prejudice of defendant.

Defendant testified on his own behalf in the penalty trial regarding the details of the Gaslight robbery. After cross-examining defendant regarding certain details of the- Gaslight robbery, the following exchange took place between the prosecutor and defendant:

“Q: You were just coming from robbing George’s Liquor Store?
“Mr. Keenan [defense counsel] : Objection, your Honor, beyond the scope of the direct examination.
“Court: Sustained.
“ Q: You have been convicted of robbery, have you not,~ previously ?
“A: That’s Correct, yes.
“ Q: Once in Santa Ana and once' in Orange County and once in Riverside; is that correct?
“A: Yes.
“Q: And this was the result — this was back in — the robberies had taken place in 1960; is that correct ?
“A: Yes, sir.
“Q: This was the result of your having committed over thirty robberies at that time?
“Mr. KeeNAN : Objection, your Honor. There is no foundation laid for that statement.” (Italics added.)

The trial.court sustained the objection and admonished the jury to disregard the question. Defense counsel then moved *809for a mistrial. The motion was taken under submission and later denied.

Having testified on his own behalf, defendant was, of course, subject to impeachment by proof of any prior felony convictions. (Evid. Code, §788; People v. Roberts, 65 Cal.2d 514, 522 [55 Cal.Rptr. 412, 421 P.2d 420].) In response to the defendant’s contention in People v. Smith, 63 Cal.2d 779 [48 Cal.Rptr. 382, 409 P.2d 222] (cert. denied 388 U.S. 913 [18 L.Ed.2d 1353, 87 S.Ct. 2119]), that the prosecutor had exceeded. the permissible scope of cross-examination for impeachment purposes, the court stated: “A defendant who testifies in his own behalf may be impeached by proof he has suffered . . . prior convictions of felony. . . . While the courts will be zealous to insure that the prosecuting attorney is not permitted to delve into the details and circumstances of the prior crime [citations], simple questions designed to identify the particular felony involved in the conviction are allow-ablé. Thus the name or nature of the crime may be asked [citations], and an inquiry into the place and date of the conviction is harmless as such details will appear in any event on the face of the record of judgment [citations].” (Id. at p. 790.)

The permissible scope of inquiry into a defendant’s prior felony record includes the right to question the defendant as to the number of felonies of which he has been convicted and when they were committed. (People v. Jones, 216 Cal.App.2d 494 [31 Cal.Rptr. 79]; People v. Miller, 188 Cal.App.2d 156, 170 [10 Cal.Rptr. 326]; People v. Renteria, 181 Cal.App.2d 214, 218 [5 Cal.Rptr. 119, 78 A.L.R.2d 1275].) From the cases holding that circumstances “surrounding ’ ’ the offense (People v. Braun, 14 Cal.2d 1, 6 [92 P.2d 402].) and circumstances ‘ ‘ comprising ’ ’ the offense (People v. David, 12 Cal.2d 639, 646 [86 P.2d 811]) cannot be elicited from the witness, the general rule emerges that the witness can be asked about anything which would appear on the face of the record of judgment (see People v. Smith, supra, 63 Cal.2d at p. 790) since such record could itself be introduced into evidence for impeachment purposes.

In the present case, we are not told whether defendant was actually convicted of over 30 counts of robbery in 1960. Even if defendant in fact committed 30 robberies prior *810to that time,3 he could no.t be questioned about them for impeachment purposes unless he was convicted of them.4

It is extremely doubtful that defendant was so 'convicted. The information in the present case charged defendant -with three prior convictions of first degree robbery, not 30 prior convictions. If in fact, defendant was convicted of 30 robberies, the prosecutor would have proved this at the trial. Thus it would seem that defendant’s convictions of robberies in Santa Ana, Orange County, and Riverside did not involve 30 counts and that this was a matter of which the prosecutor must have been aware.

Even though in the penalty trial the prosecutor properly could have inquired in good faith whether defendant had committed 30 robberies which did not result in convictions, he never sought to do so, but only asked whether the convictions were the result of 30 robberies, a matter which is one of record. His failure to ask whether defendant had committed the robberies or to seek permission to ask indicates that this was a matter which he could not prove, certainly not “beyond a reasonable doubt” as required by People v. Polk, supra, 63 Cal.2d 443, 450-451.

The effect of the prosecutor’s question, to which an objection was sustained on a technical ground, was no doubt harmful. It is natural for a jury to believe that the prosecutor is acting in good faith in asking questions because in the overwhelming majority of instances the prosecutor is acting in good faith. (Cf. People v. Lo Cigno, 193 Cal.App.2d 360, 388 *811[14 Cal.Rptr. 354].) When a technical objection, such as no proper foundation, is' sustained to the question, there is a grave danger that the jury will assume that the answer to the question would have been affirmative had the prosecutor met the technical objection.

The question asked seems so inept that it raises questions as to the good faith of the prosecutor. If the prosecutor meant to ask whether defendant was convicted- of 30 robberies, the question was an easy one to ask, and if the prosecutor believed that defendant was so eonvicted he would have called this matter' to the court’s attention. If, on the other hand, he was seeking to ask defendant whether he had committed 30 robberies for which he was not convicted, he did not ask that question or seek to prove the robberies by other evidence. Finally, if there were not 30 convictions, it does not appear how the question asked could have been proper cross-examination.

It is true that the prosecutor had possession of a report stating that defendant had committed 30 robberies. It is doubtful whether this is sufficient to- warrant a conclusion that the prosecutor acted in good faith in view of the fact that he asked a question on the subject which was clearly objectionable and which, while limiting the defendant’s opportunity to answer, must have had the effect of telling the jury that defendant had committed 30 robberies. Misconduct in this connection, if there was any, seems clearly prejudicial. The admonition of the trial court could not wipe away the obvious implication that defendant had committed 30 robberies. This should not occur in the retrial.

The question about ‘ coming from robbing George’s Liquor Store” appears to have been within the proper scope of cross-examination. Cross-examination, which is limited to “[matters] within the scope of the direct examination” [here the Gaslight robbery] by Evidence Code, section 773, “may be directed to. the eliciting of any matter which may tend to overcome or qualify the effect of the testimony-given ... on direct examination.” (People v. Pike, 58 Cal.2d 70, 90 [22 Cal.Rptr. 664, 372 P.2d 656].) The cross-examination is not “confined to a mere categorical review of the matters, dates or times mentioned in the direct examination.” (Id.) The question put to defendant regarding the earlier robbery appears to have been within the scope of the direct examination regarding the Gaslight robbery.

*812The other contentions raised are either patently without merit or involve matters unlikely to arise on retrial.

The judgment is reversed insofar as it relates to penalty. In all other respects it is affirmed. A new trial is ordered on the issue of penalty.

Traynor, C. J., Tobriner, J., and Sullivan, J., concurred.

Defendant, in his opening brief, now concedes that he shot Gray. He appears to allege that only the evidence that defendant shot Seagris-was prejudicial since it was only this evidence he sought to rebut.

Evidence of a prior criminal record is the strongest single factor that causes juries to impose the death penalty, according to a survey recently published by the Stanford Law Review. (21 Stan.L.Rev. 1297, 1326 et seq.)

During the proceedings at the bench after the motion for mistrial, the prosecutor stated:

“ [A]t the time of his conviction back in I960, he told the Probation Officer that- — he also confessed to all the police officers in the County, but he told the Probation Officer this was the result of thirty aimed robberies that he went to prison in 1961. ”

If defendant was actually convicted of over 30 robberies in 1960, then People v. Purvis, supra, 56 Cal.2d 93, 97, providing that in the penalty trial there may be “ ‘inquiry into relevant circumstances surrounding an earlier crime of which the defendant was convicted’ ” (italics added), would apply.

If defendant was not convicted of 30 counts of robbery in 1960, then the fact that in the penalty trial (where the prosecutor’s debated question was asked) evidence of prior crimes can be shown whether or not these crimes resulted in convictions does not help the state’s case. Such prior crimes must be proved beyond a reasonable doubt before they may be considered. (People v. Polk, supra, 63 Cal.2d 443, 450-451.) Here not even the corpus delicti was established; and without this, the prosecution could not have introduced the only evidence it apparently had of the 30 robberies (see fn. 3, supra), out-of-court admissions by the defendant. (See People v. Hamilton, 60 Cal.2d 105, 129 [32 Cal.Rptr. 4, 383 P.2d 412].)