State v. Stewart

*157Alexander, C.J.

(dissenting)—The majority holds that Stewart effectively invoked his Fifth Amendment right to counsel with respect to the burglary charges when he availed himself of his right to counsel, pursuant to the Sixth Amendment, at his arraignment on an unrelated robbery charge. The effect of this, according to the majority, was to invoke the "bright line" rule of Edwards v. Arizona, 451 U.S. 477, 68 L. Ed. 2d 378, 101 S. Ct. 1880 (1981). Pursuant to Edwards, once a suspect has requested counsel to be present during custodial interrogation, a valid waiver of that right cannot be established by showing that he responded to further police-initiated questioning even after he had been advised of his rights. Edwards, 451 U.S. at 484. Accordingly, because Stewart's subsequent statements relating to the burglary charges came in response to police-initiated questioning following his request for appointment of counsel at an arraignment on the robbery charge, the majority concludes that Stewart's Fifth Amendment right against compelled self-incrimination was violated, notwithstanding Stewart's apparently voluntary and knowledgeable waiver of this right.

As noted by the majority, the present case requires the resolution of two key issues: (1) whether Stewart's request for appointment of counsel at his arraignment on the robbery charge invoked his Fifth Amendment right to counsel; and if so (2) whether the Fifth Amendment protections extended to the unrelated burglary charges so as to preclude any further police-initiated questioning. I believe the majority has erred in its resolution of both of these issues, either one of which is fatal to Stewart's claim.

I

Invocation of Fifth Amendment Right

In reaching their decision that Stewart's invocation of his right to counsel at his arraignment on the robbery charge constituted an invocation of his Fifth Amendment rights, the majority relies heavily upon the reasoning of the Seventh Circuit Court of Appeals in United States ex rel. *158Espinoza v. Fairman, 813 F.2d 117 (7th Cir. 1987). In Espinoza, the court, citing Michigan v. Jackson, 475 U.S. 625, 89 L. Ed. 2d 631, 106 S. Ct. 1404 (1986), held that individuals who invoke their right to counsel at an arraignment are deemed to have invoked both their Fifth and Sixth Amendment rights. Espinoza, 813 F.2d at 123. In my judgment, the Espinoza court's reliance on Michigan v. Jackson, supra, is misplaced, and because the United States Supreme Court has not seen fit to adopt the position espoused by the Espinoza court, I would not add Washington to the list of states to erroneously do so.

In Michigan v. Jackson, supra, the United States Supreme Court held only that the Sixth Amendment right to assistance of counsel guarantees that right at post-arraignment interrogations, because such interrogations represent "critical stages" of adversary judicial proceedings to which the Sixth Amendment applies. Jackson, 475 U.S. at 629-30. From this, the Court in Jackson reasoned that a defendant's invocation of his Sixth Amendment right to counsel at postarraignment interrogations is as much protected as is the Fifth Amendment right to counsel at a custodial interrogation. Jackson, 475 U.S. at 632.

The Court in Jackson merely extended the rule of Edwards v. Arizona, supra, to Sixth Amendment invocations of right to counsel; it did not hold, as the court in Espinoza suggests, that the invocation of the Sixth Amendment right to counsel at an arraignment also invokes a defendant's Fifth Amendment rights. On the contrary, the Michigan Supreme Court, the court from which Jackson was appealed, expressly held that the defendant's request for counsel at his arraignment implicated only his Sixth Amendment right to counsel. People v. Bladel, 421 Mich. 39, 52, 365 N.W.2d 56, 62 (1984). The Michigan court's reasoning was based on Rhode Island v. Innis, 446 U.S. 291, 64 L. Ed. 2d 297, 100 S. Ct. 1682 (1980), in which that Court expressly stated that the Fifth Amendment right to counsel attaches only when an accused is in custody and subjected to interrogation. Innis, 446 U.S. at 298. See *159also Kirby v. Illinois, 406 U.S. 682, 32 L. Ed. 2d 411, 92 S. Ct. 1877 (1972) (holding that the Fifth Amendment is not implicated in a lineup as the privilege against self-incrimination protects an accused only from being compelled to testify against himself, or otherwise provide the State with evidence of a testimonial or communicative nature). Accordingly, the Michigan Supreme Court in Bladel concluded that the arraignment process likewise did not implicate a defendant's Fifth Amendment rights as it involves no compulsion of the accused to give evidence having testimonial significance. Bladel, 365 N.W.2d at 62. See also Kirby v. Illinois, supra.

Although I recognize that the United States Supreme Court in Jackson did not pass judgment on the validity of the Michigan court's Fifth Amendment analysis (see Jackson, 475 U.S. at 630 n.7), I believe the Michigan court's position to be the sounder and better supported position. While I adhere to the presumption stated in Espinoza that "a court must presume that an individual has invoked the full extent of his or her constitutional right to counsel" (Espinoza, 813 F.2d at 123), there is nevertheless no Fifth Amendment right to counsel at an arraignment and Stewart cannot be deemed to have invoked such.

Because the Fifth Amendment right to counsel had not yet attached at the time of the arraignment, Stewart's request for counsel at the arraignment must be viewed as only invoking a Sixth Amendment right to counsel. The significance of this distinction between the invocation of the Sixth Amendment as opposed to the Fifth Amendment, is that the "scope" of the rights invoked differs between the Fifth and Sixth Amendments. See Espinoza, 813 F.2d at 125. The Sixth Amendment right to counsel is limited to the specific crimes for which the State has begun prosecution; whereas Fifth Amendment rights, once invoked, extend to any subsequent custodial questioning, regardless of whether such questioning pertains to matters wholly unrelated to the crime with regard to which the right was invoked. Arizona v. Roberson, _U.S._, 100 L. Ed. 2d *160704, 108 S. Ct. 2093 (1988); see also State v. Dictado, 102 Wn.2d 277, 294, 687 P.2d 172 (1984).4 As noted by the majority, Stewart's Sixth Amendment rights had not yet attached with respect to the burglaries that had not been charged at the time of the questioning. Consequently, Stewart's request for appointment of counsel at his arraignment, having invoked his Sixth Amendment right to counsel, did not extend to the unrelated offenses for which no Sixth Amendment right had yet attached. Accordingly, Stewart's subsequent waiver of his Miranda rights as to these offenses was not rendered invalid under the rule of Edwards v. Arizona, supra, as no right to counsel had been previously invoked by the defendant as to these charges, to thus bring the rule of Edwards v. Arizona, supra, into play.5 In light of the inapplicability of Edwards, Stewart's subsequent waiver of his Miranda rights should be deemed valid.

II

Scope of the Invocation of Fifth Amendment Rights

The majority also concludes that Stewart's implicit invocation of his Fifth Amendment rights at the arraignment extended to bar subsequent police-initiated questioning of Stewart as to unrelated offenses. This result, the majority *161states, is commanded by Arizona v. Roberson, supra. I disagree.

The rationale for extending the protection of the Fifth Amendment to unrelated charges, as stated by the United States Supreme Court in Arizona v. Roberson,_U.S._, 100 L. Ed. 2d 704, 715, 108 S. Ct. 2093 (1988), is that an accused's request for counsel prior to interrogation raises a presumption that the accused "considers himself unable to deal with the pressures of custodial interrogation without legal assistance". This presumption does not disappear because the police have approached the suspect, still in custody, still without counsel, about a separate investigation. Roberson, 100 L. Ed. 2d at 715. The significant factor, as stated by the Court in Roberson, is the subjective state of mind of the defendant that he is uncomfortable with the pressures of custodial interrogation as reflected by his request for counsel in the custodial interrogation setting. Roberson, 100 L. Ed. 2d at 715. The Court in Roberson goes on to summarize Edwards v. Arizona, supra, as follows:

This discomfort is precisely the state of mind that Edwards [Edwards v. Arizona] presumes to persist unless the suspect himself initiates further conversation about the investigation;. . .

Roberson, 100 L. Ed. 2d at 715. Accordingly, when counsel is requested in the context of a custodial interrogation, the defendant is presumed to consider himself unable to handle the inherently compelling pressures of custodial interrogation, and thus the notion of "voluntariness" with regard to any subsequent waiver of the right to counsel comes into question. In contrast, a request for counsel at an arraignment does not reflect a similar subjective belief on the part of the defendant. It tells us nothing about the defendant's subjective belief as to his ability to deal with the pressures of custodial interrogation. Indeed, the right to counsel is frequently invoked at an arraignment because counsel is urged upon a defendant by the trial court. Accordingly, even if Stewart were deemed to have invoked his Fifth Amendment right to counsel at the arraignment, there *162would still be no justification for extending the protection of that right to bar subsequent police-initiated questioning as to unrelated crimes.

This reasoning is further supported by the holding of the United States Supreme Court in Connecticut v. Barrett, 479 U.S. 523, 93 L. Ed. 2d 920, 107 S. Ct. 828 (1987), wherein the Court stated with respect to the prohibition against further questioning once counsel has been requested that:

It remains clear, however, that this prohibition on further questioning—like other aspects of Miranda—is not itself required by the Fifth Amendment's prohibition on coerced confessions, but is instead justified only by reference to its prophylactic purpose.

Barrett, at 528. The Court in Barrett overruled the Connecticut court's suppression of a defendant's oral statement made following the defendant's request for counsel before making a written statement. Barrett, 93 L. Ed. 2d at 927-28. The Court defined the prophylactic purpose of Miranda, with regard to the prohibition on further interrogation once counsel has been requested as:

[Djesigned to insulate the exercise of Fifth Amendment rights from the government "compulsion, subtle or otherwise," that "operates on the individual to overcome free choice in producing a statement after the privilege has been once invoked."

Barrett, at 528, quoting Miranda, 384 U.S. at 474. To this end, the United States Supreme Court stated that it knew of no constitutional objective that would be served by suppression, in light of the wholly voluntary and noncoercive circumstances surrounding the defendant's statements. Barrett, 93 L. Ed. 2d at 928. Similarly, even if Stewart is deemed to have invoked a Fifth Amendment right to counsel, there is no constitutional objective that would be served by suppression in this case. Accordingly, Stewart's subsequent waiver of his Miranda rights as to the unrelated crimes should not be deemed invalid merely because it came in response to police-initiated questioning.

*163In summary, I believe the holding of Espinoza is incorrect insofar as it holds that a defendant's request for counsel at an arraignment invokes both a Sixth Amendment and Fifth Amendment right to counsel. Clearly, Michigan v. Jackson, supra, on which Espinoza relies, does not command such a holding. In my judgment, Stewart's request for counsel merely invoked his Sixth Amendment right to counsel which, as noted in Espinoza, is limited to the specific crimes for which the State had begun prosecution. Secondly, even if Stewart is deemed to have invoked his Fifth Amendment right to counsel, he did not invoke it in the context of a custodial interrogation; therefore, the rationale of Roberson for extending the right to separate investigations does not exist. A request for counsel in the context of an arraignment does not raise a presumption that the defendant is unable to deal with custodial interrogations. Accordingly, I would affirm the trial court's conviction on all six counts.

Reconsideration denied February 6, 1989.

Review granted at 112 Wn.2d 1017 (1989).

See also Jackson, 475 U.S. at 632 n.5, stating that:

"Similarly, after the initiation of adversary judicial proceedings, the Sixth Amendment provides a right to counsel at a "critical stage" even when there is no interrogation and no Fifth Amendment applicability. See United States v. Wade, 388 U. S. 218 (1967) (Sixth Amendment provides right to counsel at postindictment lineup even though Fifth Amendment is not implicated)."

See Edwards v. Arizona, 451 U.S. at 484, wherein the Court states that once an accused has invoked his right to have counsel present during custodial interrogation, a valid waiver of that right cannot be established by showing that he responded to further police-initiated custodial interrogation even if he has been advised of his rights. Accordingly, an accused must first invoke his right to counsel before the presumption of Edwards applies rendering invalid a subsequent waiver in response to police-initiated questioning.