Haynes v. State, Department of Public Safety

MATTHEWS, Justice,

joined by RABINOWITZ, Chief Justice, dissenting.

I.

Under AS 28.15.165(a) and (e), the Department of Public Safety is required to revoke the driver’s license of a person driving a motor vehicle where a chemical test administered to the person “produces a result described in AS 28.35.030(a)(2) ...” namely, “0.10 grams or more of alcohol per 210 liters of the person’s breath....” Today’s opinion construes this statutory system to mean that the department must revoke the driver’s license of a driver who is administered a chemical test where the test produces a result of .11 grams or more of alcohol. This result is required, according to the majority opinion, because “[a]s a matter of statutory construction” (Slip Op. 7, 8) there is no evidence that the legislature considered the .01 margin for error inherent in the testing device.1

‘Where a statute’s meaning appears clear and unambiguous ... the party asserting a different meaning bears a correspondingly heavy burden of demonstrating contrary legislative intent.” University of Alaska v. Geistauts, 666 P.2d 424, 428 n. 5 (Aaska 1983) (quoted in Lagos v. City and Borough of Sitka, 823 P.2d 641, 643 (Aaska 1991)). This means that the plainer the language of the statute, the more convincing the evidence of contrary legislative intent must be. State v. Alex, 646 P.2d 203, 208 n. 4 (Aaska 1982). Here the statute is plain in that it precisely defines the minimum test result which mandates license revocation. Since, as the majority opinion points out, there is no legislative history indicating that the legislature intended to use a different minimum level, we are required to construe the statute to mean what it says. I do not believe that it is right to say that a statute does not mean what it appears to mean because there is no legislative history indicating that the apparent plain meaning of the statute is the actual meaning. That is what today’s opinion does.

II.

While I think the above correctly identifies the logical flaw in the majority opinion, I should add that it also over-simplifies the problems presented by this case. There are two related problems which we should face. The first is that this court has never defined the elements of the license revocation offense. They should be defined. The second is that our prior decision in Barcott v. State, Dep’t of Public Safety, 741 P.2d 226 (Aaska 1987), is poorly reasoned and based on an erroneous assumption regarding the elements of the license revocation offense. It should be overruled. The following discussion addresses these problems.

A. Elements of the License Revocation Offense

The critical debate here is whether a failing test result alone is all that is required to *758revoke a driver’s license or whether a failing test result and an illegal blood or breath alcohol level are needed.2 To fully understand this question our statutes which define the criminal offense of driving while intoxicated as well as the license revocation offense must be examined.

The statutory provisions which govern this case are AS 28.15.165, 28.15.166, and 28.35.-030(a). Under AS 28.15.165(a) if a chemical test given to a driver “produces a result described in AS 28.35.030(a)(2)” a notice must be given to the driver that the Department of Public Safety intends to revoke the driver’s license to operate a motor vehicle. (Emphasis added.) License revocation follows unless the driver makes a request for review under AS 28.15.166 within seven days after receipt of the notice. When a request for review is made, the driver is entitled to a hearing before a hearing officer designated by the Commissioner of Public Safety. AS 28.15.166(f). The issues to be determined at the hearing are expressly limited as follows:

(g) The hearing under this section shall be limited to the issues of whether the arresting officer has reasonable grounds to believe that the person was driving a motor vehicle while intoxicated and whether ... (2) the chemical test ... 'produced a result described in AS 28.35.030(a)(2).

AS 28.15.166(g) (emphasis added). If both of these issues are determined in the affirmative by a preponderance of the evidence the license is revoked. AS 28.15.166(j). If one or both of the issues are determined in the negative the license is not revoked. Id. Alaska Statute 28.35.030(a)(2) describes the “result” referred to in AS 28.15.165(a) and AS 28.15.166(g)(2). It provides:

(a) A person commits the crime of driving while intoxicated if the person operates or drives a motor vehicle or operates an aircraft or a watercraft
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(2) when, as determined by a chemical test taken within four hours after the alleged offense was committed, there is 0.10 percent or more by weight of alcohol in the person’s blood or 100 milligrams or more of alcohol per 100 milliliters of blood, or when there is 0.10 grams or more of alcohol per 210 liters of the person’s breath[.]

AS 28.35.030(a)(2).

The primary function of AS 28.35.030(a)(2) is to express the elements of one of three ways in which a person may commit the crime of driving while intoxicated.3 Although the elements of the subsection (a)(2) DWI offense have never been defined by this court or by the court of appeals, the court of appeals has interpreted language in a municipal ordinance similar to AS 28.35.030(a)(2). See Erickson v. Municipality of Anchorage, 662 P.2d 963, 967 (Alaska App.1983). The court construed the ordinance to require the driver’s actual breath alcohol level to be above legal levels at the time of operation of a motor vehicle. Id. at 967. According to the plurality of the court, an elevated test result was intended to be presumptive proof of an actual illegal alcohol level. Id. Judge Singleton wrote a concurring opinion in which he expressed the view that a bad test result alone — so long as the driver had not consumed alcohol between the time that he drove and was tested — was the essence of the offense. Id. at 970 (Singleton, J., concurring). Judge Singleton stated: “The jury need not determine the precise blood alcohol level that existed at any given time while the defendant was operating his vehicle.” Id. at 968. This difference of opinion is reflected in the case law of other jurisdictions.

Some courts read their DWI statute, as Judge Singleton did, to create an offense of registering a blood/breath alcohol test reading in excess of the statutory limit. See *759Nugent v. Iowa Dep’t of Transp., 390 N.W.2d 125, 128 (Iowa 1986); Schildgen v. Commissioner of Pub. Safety, 363 N.W.2d 800, 801 (Minn.App.1985); State v. Lentini, 240 N.J.Super. 330, 573 A.2d 464, 466-67 (N.J.Super.App.Div.1990). If a properly administered test registers a result at or above the statutory level the offense is automatic.4 Under this view, any margin of error or inherent inaccuracy in the testing technology can be seen as tolerated by the legislature which prescribed the statutory requirements of the offense. See State v. Rucker, 297 A.2d 400, 403 (Del.Super.1972); Slagle v. State, 570 S.W.2d 916, 919 (Tex.1978). Thus, evidence concerning the testing equipment’s margin of error is irrelevant because such evidence tends to prove the individual’s actual alcohol content and does not shed light upon the proper functioning or use of the testing equipment.

Under a second approach, courts read their DWI statute, as the plurality of the court of appeals did in Erickson, to require an actual blood or breath alcohol content at or above the statutory level. See e.g., People v. Campos, 138 Cal.App.3d Supp. 1, 188 Cal. Rptr. 366, 368 (Cal.Super.1982); State v. Prestier, 455 N.E.2d 24, 27 (Ohio Mun.1982). Under this view, the results of a chemical sobriety test are treated as a means of proving actual alcohol content. Thus, the inherent margin of error for any testing equipment is relevant to the issue of the accuracy of the test equipment’s measurement of actual alcohol content. Courts in these jurisdictions admit and permit the utilization of non-test evidence of intoxication. E.g., State v. Babcock, 227 Neb. 649, 419 N.W.2d 527 (1988); State v. Gates, 7 Haw.App. 440, 777 P.2d 717, 720-21 (1989); State v. Brockway, 2 Ohio App.3d 227, 441 N.E.2d 602 (1981); State v. Keller, 36 Wash.App. 110, 672 P.2d 412, 413-14 (1983).

While AS 28.35.030(a)(2) is ambiguous with respect to the necessary elements of the crime of DWI, does the ambiguity carry through to the conduct necessary to give rise to an administrative license revocation under AS 28.15.165 and .166? Today’s majority opinion states that the criminal DWI offense requires an actual alcohol level at or above statutory limits, and implies that an illegal actual alcohol level is also needed for license revocation. I disagree with the latter conclusion. It seems to me that the most straightforward reading of our statutes is that all that is required for license revocation is a failing test result based on a properly administered test. Alaska Statute 28.15.165(a) requires only “a chemical test” properly administered which “produces a result” at or above statutory limits. Use of the term “result” in .165(a) rather than language which suggests the need for illegal levels of alcohol present in the person’s blood or breath, as in AS 28.35.030(a)(2), points to this conclusion. Moreover, the fact that by the express terms of AS 28.15.166(g) the issue at the license revocation hearing is limited to whether the chemical test “produced a result” at illegal levels also suggests that the test result itself is the critical element.

As noted above, in jurisdictions where an actual level of alcohol is critical, evidence of intoxication independent of the test result is admissible. Today’s opinion concludes that no evidence other than the test result may be admitted to prove actual alcohol levels. This is an accurate reading of the limitation imposed by AS 28.15.165(g)(2) but that limitation only makes sense if the test result rather than actual alcohol level is the critical fact for determination. One must ask why a legislature would enact a statutory scheme in which actual levels of alcohol are critical and then preclude the state from employing non-test evidence which tends to prove that such levels exceeded legal limits in particular cases? The answer is that this would be a very odd thing for a legislature to do. No rationale for a system weighted so artificially and heavily in favor of the drinking driver can readily be hypothesized. Thus, the legis*760lature probably intended that the critical element for license revocation was merely a failing test result.

B. Barcott v. State, Dep’t of Public Safety

As in this case, the driver in Barcott v. State, Dep’t of Public Safety, 741 P.2d 226 (Alaska 1987), was tested by an Intoximeter 3000. The test indicated a .10 alcohol level and the driver’s license was suspended. Id. at 227. Barcott claimed that the administrative hearing officer denied him due process of law by refusing to consider the device’s .01 inherent margin for error. Id. We agreed and remanded for further proceedings. Id.

The Barcott opinion is unclear as to whether a failing test result produced by a properly administered test was sufficient for license revocation or whether a failing test and an illegal alcohol breath or blood level are required. There is much in the opinion which suggests that the court assumed that both a failing test result and an illegal level of alcohol were essential. Throughout the opinion the controlling issue is framed in terms of the hearing officer’s refusal to consider evidence of the margin for error, not that the margin for error was necessarily dispositive. See id.

The rehearing history of Barcott as reflected in the public records of this court, but not in the published opinion, makes clear that our decision was based on the assumption that actual alcohol content was relevant. When the original Barcott opinion was issued the final sentence read: “The decision of the hearing officer is reversed.” The State filed a petition for rehearing, contending that the reversal without a remand instruction amounted to a finding by this court that revocation of Barcott’s license was not permissible under any circumstances and, therefore, Barcott’s license had to be restored without the State having an opportunity to present its case to a hearing officer. The court granted the State’s petition and added the current remand language: “and the case is remanded to the department for further proceedings consistent with this opinion.” Id. at 230. The only sensible explanation for this action is that the Barcott court assumed that a driver’s actual alcohol level was an element of the license revocation offense, therefore the State should be allowed on remand to present evidence of the driver’s actual alcohol level in addition to the test score.

Given my conclusion that a failing test result alone is the critical element in license revocation cases and that a driver’s actual alcohol level is irrelevant, Barcott’s holding that it is a violation of due process not to consider a testing device’s inherent margin for error is plainly wrong. Drunken driving is a social problem of considerable magnitude. The legislature can respond to this problem by making it an offense to drive when a test of the driver’s blood or breath ' yields a given test reading as long as there is a reasonable relationship between the' level established by the legislature and driver impairment. In setting a level, a certain testing margin of error is tolerable within reasonable limits. Clearly the legislature could prohibit driving with an actual alcohol content of .09.5 Thus, there is no reason to condemn as fundamentally unfair, and therefore unconstitutional, a license revocation procedure in which a driver is sanctioned for a test reading of between .10 and .109, given a .01 margin for error.

If, on the other hand, actual alcohol level is the critical element, I agree that it would be unfair not to permit consideration of the testing device’s margin for error. However, it is one thing to allow consideration of a device’s margin for error along with other evidence bearing on the issue of intoxication.6 *761This is what we did in Barcott. It is another and much more questionable thing to conclude that whenever a test result is such that considering the margin for error an innocent alcohol level is possible, there can be no license revocation because no other evidence of intoxication can be received. This conclusion is strange not only because there is no apparent purpose for the limitation, but also because no other jurisdiction in which actual alcohol level is critical employs such a limitation.

III.

In conclusion, I would affirm the decision of the superior court which affirmed the revocation of Haynes’ driver’s license. The critical requirement for license revocation is a properly given test which produces a failing score. Barcott, which assumes otherwise, should be overruled. The legislature has established the point at and above which a test score is to be regarded as failing. That point is .10. The majority opinion errs in changing that point to .11 where an Intoxim-eter 3000 is used. Under our view of the plain meaning rule of statutory construction, the apparent plain meaning of a statute cannot be changed except where there exists compelling legislative history that a different meaning was intended. By relying on the absence of legislative history to alter the plain meaning of the current statutory system, today’s opinion stands the plain meaning rule on its head.

. The majority thus has adopted what one journal has called the "discount approach”: the breath test reading is reduced to the lowest level possible given the margin for error. Note, Is DWI DOA?: Admissibility of Breath Testing Evidence in the Wake of Recent Challenges to Breath Testing Devices, 20 Sw.U.L.Rev., 247, 272-78 (1991). According to this article, the discount approach was very briefly employed by courts in Nebraska and New Jersey, but now has been judicially overruled in both of those states. Id. at 273-74, 276. Neither the article nor the majority opinion mention any jurisdiction which currently uses the discount approach.

This article also demonstrates that the problem we are confronted with today is only the tip of the margin for error iceberg. Because of individual physiological differences, the ratio used to convert breath alcohol concentrations into blood alcohol concentrations — the partition ratio — currently fixed at 1 to 2100, is not universal and may yield improperly high results in some individuals. Id. at 260; see Cooley v. Municipality of Anchorage, 649 P.2d 251, 254 n. 7 (Alaska App. 1982) (expert testimony indicated breathalyzer yielded improperly high results in 14% of cases). A lower partition ratio can skew breathalyzer readings significantly. For example, the Nebraska Supreme Court reduced a defendant’s breath test reading by 52.38% because of the possibility that his partition ratio was 1:1,100 rather than 1:2,100. See State v. Burling, 224 Neb. 725, 400 N.W.2d 872 (1987) (following discount approach subsequently abandoned in State v. Babcock, 227 Neb. 649, 419 N.W.2d 527, 530 (1988)).

. The second footnote in today's majority opinion suggests that if non-test evidence of intoxication were allowed even a driver who passed a test might suffer a license revocation. However, such a result would not be possible as long as the elements of the offense include a failing test score and an illegal alcohol level. Of course, if a failing test result alone suffices, non-test evidence of intoxication is irrelevant.

. The other two means are driving (1) while under the influence of intoxicating liquor or controlled substance or (3) while under the combined influence of intoxicating liquor and another substance. AS 28.35.030(a)(1) and (3).

. Importantly, even these courts recognize that the test must be “properly administered." Any evidence that the test equipment fails to meet legal operating or maintenance requirements or that the officer administering the test failed to follow proper procedures may, of course, be admitted to prove that, in fact, an individual never actually produced a test result above the legal limit. Note, however, that this argument takes the position that this particular test result was unreliable, not that the testing method per se is inaccurate.

. A number of states have established an .08% blood alcohol level at or above which a driver is per se guilty of DWI. Cal.Veh.Code § 23152(b) (West Supp.1990); Me.Rev.Stat.Ann. tit. 29, § 1312-B(1)(B) (West Supp.1989); Or.Rev.Stat. § 813.010(l)(a) (1987); Utah Code Ann. § 41-6-44(l)(a) (1988). Congress has encouraged all states to adopt a .04% level for commercial vehicle drivers, 49 U.S.C.App. § 2707(f)(4) (Supp. 1990) and Alaska has complied. AS 28.33.-030(a).

. It is well settled that non-test evidence by either lay witnesses or trained police officers concerning a party's intoxication is admissible. Loaf v. Sanders, 686 P.2d 1205, 1213 (Alaska 1984). In addition to observation evidence concerning intoxication, non-test evidence of intoxication *761may include independent quantitative evidence as to the amount of drinking the driver has done before the arrest. This is sometimes very persuasive, as was the case in State v. Keller, 36 Wash. App. 110, 672 P.2d 412, 414 (1983), where the defendant admitted drinking "six beers and two tequilas” prior to driving.