In Re Avena

MOSK, J.

I dissent.The majority appear to be embarrassed—and with good reason—to deny this petitioner relief in the face of the shockingly ineffective assistance he received from his court-appointed trial counsel, Marvin Part. Although managing to find that petitioner suffered no prejudice from any of his counsel’s numerous professional errors, the majority frankly state that “We are admittedly less than sanguine about Part’s apparently minimal representation in this case” (maj. opn., ante, p. 738) and concede that “we are disturbed by how little Part appears to have done at trial” (id. at p. 728). That is putting it mildly. In fact Part did nothing of substance to prepare for this capital trial, and what little he did during the trial itself was probably detrimental to his client’s cause. The majority cite a few of Part’s deficient acts and omissions; I shall cite all of them, with references to the record. When Part’s consistently inadequate performance is seen in its entirety, it will be apparent that petitioner’s constitutional right to the assistance of counsel for his defense has been violated and that he is entitled to the relief he seeks.

I. The Facts

1. Part spent only 3 percent of his available working hours preparing for trial. Petitioner was held to answer on December 15, 1980, and Part was appointed his trial counsel on January 7, 1981. Because of numerous continuances trial did not begin until 43 weeks later, on November 4, 1981. We need not speculate about the amount of time Part spent preparing for that trial, for he has told us himself. On the day before testimony began, Part filed his first request for attorney fees. In that request he declared under penalty of perjury that during the entire period since the date of his appointment he had spent a total of 53 hours in preparation time. We may reasonably assume there were 1,720 normal working hours in the same 43-week period (43 x 40). It follows that Part spent only 3 percent of his available working hours preparing for petitioner’s trial (53 4- 1,720). Even if Part had many other demands on his time during the same period, an attorney who chooses to undertake the heavy responsibility of representing a defendant facing a capital trial must be prepared to devote more than a mere 3 percent of his professional time to preparing for that trial. There are many steps that *742counsel must take in order to provide constitutionally effective representation at such a trial; as will appear, however, Part took virtually none of them.1

2. Part did not personally engage in any investigation before trial. Again he admitted the fact: at the evidentiary hearing Part testified, “I did not do any investigation. ... I never went out and found people [i.e., prospective witnesses]. Mr. Sternberg [sic] did that.”

3. Part did not cause his investigator to engage in any investigation before trial. William R. Stenberg, a licensed investigator, was appointed by the court on March 18, 1981, to assist Part in preparation for trial. (Pen. Code, § 987.9.) He died before the evidentiary hearing. When Part was asked at the hearing whether he had sent Stenberg out to do any investigation before trial, he replied, “I’m not sure that I did.” When asked whether Stenberg ever told him that he had interviewed any prospective witnesses before trial, Part answered, “I don’t remember.” It appears from the record, however, that Part did not ask Stenberg to conduct any such investigations or interviews, and that Stenberg in fact conducted none. Thus in a declaration filed in support of the petition for habeas corpus, Edward J. Sanchez, a licensed investigator retained by petitioner’s appellate counsel, averred that he interviewed Stenberg before his death and the latter stated that “Mr. Part did not request that he investigate the case at the guilt or penalty phases.” Sanchez confirmed this declaration at the evidentiary hearing, testifying specifically that “Mr. Stenberg related that he had done absolutely nothing as to the penalty phase, that he wasn’t asked to do anything.” The referee quoted this testimony in support of his finding that Part failed to discover evidence of petitioner’s PCP use because his investigation was inadequate.

Part’s failure to cause Stenberg to investigate petitioner’s case is substantiated by a further undisputed event. According to the Sanchez declaration, Stenberg stated that the only time he interviewed anyone on Part’s behalf was in April 1982, when he interviewed petitioner and four other inmates of the Los Angeles County jail. Stenberg declared that he submitted a billing *743statement for those interviews, and “That was the only statement submitted or work done.” This assertion is verified by the trial record, which contains a copy of Stenberg’s foregoing billing statement; in that statement Stenberg declares under penalty of perjury that between the date he was appointed (Mar. 18, 1981) and the date his appointment terminated (Sept. 7, 1982) he performed only the following services for Part: he interviewed petitioner and the four other jail inmates named in the Sanchez declaration, he attempted to interview an inmate named Gonzales, and he conferred with Part—all in April 1982.

Rather than exonerate Part, however, this evidence confirms the fact that he failed to have Stenberg investigate the case at bar: this is so because in April 1982, when Stenberg conducted these interviews, petitioner’s trial was over—it had ended a month earlier, when the judgment of death was pronounced on February 12, 1982. In April, Part was representing petitioner in a different case, the murder charge then pending against him for his involvement in the killing of Ruben Alfaro in the Los Angeles County jail.2 That was the case—not the case at bar—that Stenberg was investigating when he rendered his only services for Part.

There is no doubt that adequate investigation of potential defenses, as well as the strengths and weaknesses of the prosecution’s case, is a key step in trial preparation by competent criminal defense counsel: “The defendant can reasonably expect that before counsel undertakes to act, or not to act, counsel will make a rational and informed decision on strategy and tactics founded on adequate investigation and preparation.” (In re Fields (1990) 51 Cal.3d 1063, 1069 [275 Cal.Rptr. 384, 800 P.2d 862], italics added.)

4. Part did not personally interview any prospective witnesses before trial. Part testified at the evidentiary hearing that he did not talk to any psychiatrist or other medical expert to determine whether phencyclidine (PCP) use by petitioner would have been a viable defense at either phase of the trial. When Part was asked whether he had interviewed any prospective witnesses before trial, he answered, “I don’t remember whether I did or didn’t.” When asked specifically if he had interviewed any members of petitioner’s family to learn whether petitioner’s behavior on the night of the crimes was “not normal for him,” Part testified, “I don’t remember talking to any family members.” Similarly, Part had no memory of “talking to any friends [of petitioner] at all before or during trial.”

It appears from the record that Part had no such memory for the simple reason that he did not in fact conduct any such interviews. In his declaration *744petitioner averred that “I gave Mr. Part the names and addresses of my family.” In their own declarations petitioner’s mother and sister averred that no one—neither Part nor his investigator—interviewed them either before or during trial. Petitioner’s mother confirmed this fact in her testimony at the evidentiary hearing.3 And again the People do not dispute this fact in their return.

The importance of the fact was emphasized at the evidentiary hearing by Attorney Charles Gessler, a criminal defense lawyer experienced in death penalty litigation who testified as an expert for petitioner.4 Gessler explained that family members are so essential a source of information, especially in preparing a penalty defense, that “I cannot conceive of a case where the attorney would not talk personally to at least the key family members”— which he defined as always including the defendant’s mother—“even if they had already been screened by an investigator.” Here, of course, petitioner’s family members had not even been screened by Part’s investigator.

5. Part made no pretrial motions of any kind. The record is devoid of any pretrial motion initiated by Part.5

6. Part relied on the prosecutor’s case file as his sole source of facts and leads. After the prosecutor turned over his case file to him Part undertook no further discovery, relying instead on that file as his sole source of facts and leads. As the majority acknowledge (maj. opn., ante, p. 723), the referee found that Part thereby failed to discover a number of additional items of evidence of petitioner’s chronic use of PCP. In In re Hall (1981) 30 Cal.3d 408, 425 [179 Cal.Rptr. 223, 637 P.2d 690] we held that counsel’s preparation for a murder trial was constitutionally inadequate in part because he relied on the state’s investigation to provide him with facts and leads. We reasoned, “Although the state and its representatives have no interest in convicting innocent persons, it would be unrealistic to assume that once charges have been levelled against a specific individual the police will search as zealously for exculpatory evidence as they will for information that might lead to conviction. The witnesses interviewed, the questions asked, *745and the leads pursued will all be unavoidably affected by the investigator’s close relationship with the prosecution.”

The case at bar illustrates this reality. Police Officer Richard Kellenberger was assigned to investigate the double murder and was one of the officers who interrogated petitioner after his arrest on that charge. At trial Kellenberger testified on cross-examination that when he asked petitioner where he and the Padua brothers were going when they began driving on the night in question, petitioner said, “I don’t know, man. We were so drunk.” Kellenberger then testified, however, that he did not “follow up” petitioner’s statement that he was drunk because he “didn’t feel it was important. . . .” On redirect examination the prosecutor asked, “In your investigation of this case, did you ever find any evidence that anyone was intoxicated?” Kellenberger replied, “No.” On recross-examination Kellenberger candidly explained that he did not find evidence of intoxication because he did not look for any: when asked, “what did you do” to find out if any of the parties were drunk on the night of the crimes, Kellenberger said only that he “drew a conclusion” from the observations of witnesses and the condition of the burned-out car. The following colloquy then put a quick end to the inquiry:

“Q [by Attorney Part] Did you ever ask the defendant how much he had to drink that night?
“A I didn’t ask him. I spoke to the other two individuals.
“Q You knew that the other parties had been drinking and buying beer through the entire situation; is that correct?
“A Yes.
“Q At one point in a conversation the defendant told you that they were drunk; is that correct?
“A That’s correct.
“Q Was that the entire investigation was [sz'c] just the conclusion that you came to?
“A No, I wasn’t investigating these individuals for being intoxicated.
“Mr. Part: Thank you. That’s all I have.” (Italics added.)

7. Part took no steps to investigate a diminished capacity defense on any ground. A principal issue at the evidentiary hearing was whether Part *746investigated a diminished capacity defense based on PCP use. As the majority observe (maj. opn., ante, at p. 723), “It is undisputed that Part failed to investigate this defense.” Yet the referee found there was evidence of petitioner’s chronic use of PCP that Part could have discovered with minimal investigation, as well as evidence that petitioner’s PCP use may have been a factor in his commission of the offenses.

Nor did Part take any steps to investigate a diminished capacity defense based on alcohol intoxication. In his declaration filed in support of the petition for habeas corpus, petitioner averred that he told Part that he drank a number of beers before and during the commission of the offenses. Part did not dispute this fact in the declaration he filed in support of the return, and he admitted it in his testimony at the evidentiary hearing. As noted above, petitioner also told Officer Kellenberger during his interrogation that he did not know where he and the Padua brothers intended to go when they began driving because “We were so drunk.” As will appear, this statement was tape-recorded and Part apparently had listened to the tape. Despite this information Part failed to investigate a defense based on intoxication.

It is true that in his declaration Part averred that “If Mr. Avena had informed me that he actually used PCP, I would have investigated this fact and made it a part of his diminished capacity defense, the same as I had done with his use of alcohol” (Italics added.) The emphasized averment, however, appears to be false: there is no showing that Part conducted any such investigation. He did not direct his investigator, for example, to interview petitioner’s family or friends about a history of alcohol abuse by petitioner, or to locate any witnesses who could testify to petitioner’s consumption of alcohol on the night in question (e.g., employees of liquor stores where petitioner or the Padua brothers bought beer that night). He did not seek any records that might reflect a history of alcohol abuse by petitioner. And he did not even talk to Victor Padua, who subsequently testified at trial that he and his brother and petitioner had drunk a number of beers before and during the commission of the offenses.

8. Part did not seek the appointment of a medical expert to determine petitioner’s mental condition at the time of the crimes. Evidence Code section 730 provides that before or during any trial, any counsel may move for the appointment of an expert to investigate any matter and to testify as an expert witness whenever it appears that “expert evidence is or may be required” by any party. Penal Code section 987.9 provides that in a capital trial of an indigent defendant, defense counsel may request the court for funds for the payment of experts “for the preparation or presentation of the defense.” Such experts may include, of course, psychiatrists or other mental health professionals. Under these provisions, defense counsel in capital cases commonly *747request a pretrial examination of their client by such an expert whenever there is reason to question the defendant’s mental condition at the time of the crime. In his declaration petitioner averred that in his initial interview with Part “I asked to see a ‘shrink’ but I never saw one.” Part does not deny this fact in his own declaration. Indeed, it is undisputed that Part made no effort to obtain such an examination of petitioner; as noted above, he testified he did not even talk to any medical expert before trial about the possibility that petitioner’s mental condition might have been relevant to either phase of the proceeding. Yet the facts known to Part should have suggested the relevance of that condition.

The same facts were strongly suggestive to informed witnesses at the evidentiary hearing. Thus Dr. Fred Rosenthal, a psychiatrist with broad expertise in the effects of long-term PCP use on behavior,6 testified, after reviewing petitioner’s conduct on the night in question, that “this rather extreme irrational series of violent acts would be consistent with someone who is intoxicated with PCP.” Similarly, Dr. Orm Aniline, another psychiatrist with extensive experience in diagnosing the effects of long-term PCP use on behavior,7 testified that in his opinion petitioner was acting under the influence of PCP and that among the bases of his opinion was petitioner’s “overall behavior,” including the fact that petitioner committed “a senseless shooting with what I really think is a somewhat senseless attempt to obtain a car, and then seemingly to destroy it for what, again, was not a reason, I don’t think, sufficient to cause a conflagration . . . .” Attorney Howard Gillingham, another criminal defense lawyer experienced in death penalty litigation called as an expert witness for petitioner,8 testified that he too would have been alerted to the possibility that substance abuse might have affected petitioner’s mental condition by the fact that much of petitioner’s behavior on the night in question was “bizarre.”

Indeed, even the People characterize petitioner’s behavior in such terms. In their return, the People describe petitioner’s conduct as “the absolutely senseless slaying of two totally innocent individuals for the purpose of an equally meaningless theft of a vehicle which was abandoned and burned shortly thereafter” (italics added). No less bizarre, of course, was the last act of the scenario: instead of simply taking to his heels when a patrol car *748containing two armed police officers appeared on the scene, petitioner stood his ground and from a distance of some thirty-six feet single-handedly launched a fusillade of bullets at the police car, shooting out all its windows. That strange and extremely foolhardy behavior was suggestive of drug- or alcohol-induced mental impairment even to a police officer who interrogated petitioner about the incident: Officer Warren Pickens testified that “I asked him why in the hell he would fire 19 rounds out of a rifle at two policemen passing by; and I asked him if he was on drugs or drinking or what.”

Despite all these highly suggestive circumstances, Part made no effort to use the resources easily available to him to investigate petitioner’s mental condition at the time.

9. Part took no steps to investigate the voluntariness of petitioner's pretrial statement. Part knew that the police had made a tape recording of their interrogation of petitioner shortly after his arrest, and Part apparently had listened to the recording himself.9 As the People concede, nowhere in the recording do the police interrogators advise petitioner of his Miranda rights (Miranda v. Arizona (1966) 384 U.S. 436 [16 L.Ed.2d 694, 86 S.Ct. 1602, 10 A.L.R.3d 974] (hereafter Miranda)) and obtain an informed waiver of those rights. In addition, the recording was made surreptitiously, by means of a hidden microphone; its sound quality is inevitably poor, and many words and phrases—especially those uttered by petitioner, who did not know he was being recorded and apparently spoke in a subdued voice—are difficult to understand or wholly unintelligible. Despite these facts, Part did nothing to investigate the voluntariness of petitioner’s statement before trial. Yet he evidently knew that the statement would be a crucial element of the case against his client: in his declaration Part asserted that “I had hoped to keep the defendant’s taped confession out of the trial,” although he has not explained how he hoped to do so without adequate preparation. And his fears were realized: at trial the prosecution was allowed to call the interrogating police officers (1) to testify that they advised petitioner of his Miranda rights and obtained a waiver thereof before activating the hidden tape recorder, and (2) to give their testimonial version of the entire interrogation, filling in crucial gaps in petitioner’s transcribed answers to their questions.10 The recording was played to the jury, and the prosecutor heavily relied on *749petitioner’s statement in his closing argument. Indeed, the majority herein refer repeatedly to the statement as evidence of guilt so strong that petitioner cannot have been prejudiced by Part’s constitutionally inadequate representation.11

The majority rely on the fact that Part eventually did move—in the middle of trial—for a hearing on the admissibility of petitioner’s interrogation under Evidence Code section 402 (hereafter the section 402 hearing). But the motion was too little, too late: Part had done nothing at all to prepare for that hearing. For example, Part had failed to enlist petitioner’s aid in understanding the many unclear portions of the recording by listening to it with his client, or even allowing his client to hear it at all; petitioner did not hear the tape until it was played in the middle of trial. More important, Part also failed to retain the services of a forensic acoustics expert so that the recording could be professionally enhanced, analyzed, and transcribed; instead, Part contented himself with using an amateur transcription admittedly made by the very deputy district attorney who was prosecuting his client.12

10. Part did not move before trial to suppress petitioner’s statement on any ground. Part failed to make a timely motion to suppress petitioner’s statement (Pen. Code, § 1538.5) for either of two violations of his constitutional rights under the Miranda decision. First, Part did not move to suppress on the ground that petitioner was not advised of those rights. As noted above, Part apparently had listened to the recording before trial and the People concede that nowhere in the recording do the police advise petitioner of his Miranda rights. Moreover, in his declaration petitioner averred that “At the first time I saw Mr. Part at the jail, I told him I had been beaten up by the cops after my arrest.[13]I also told him I had not been advised of my rights. He told me it would be hard to prove.” (Italics added.) Part did not dispute *750this fact in his own declaration. Indeed, on this issue Part’s declaration instead supports petitioner: Part declared that “I had hoped to keep the defendant’s taped confession out of the trial because of constitutional issues.” (Italics added.) Those “constitutional issues,” of course, can only have been issues relating to the voluntariness of the statement.

When Part requested the section 402 hearing in midtrial, he claimed petitioner had just informed him for the first time that the police had not advised him of his Miranda rights. Even if we accept as true Part’s self-serving claim in this regard—as do the majority—it does not excuse his failure to determine before trial whether his client had been advised of those rights. The issue is not, when did petitioner tell him that he had not been so advised, but whether Part conducted a timely investigation of the matter as a step in his preparation for trial—especially since Part had listened to the recording and hence must have known that it was silent as to any such advice. Any competent criminal defense counsel would have conducted such an investigation and filed a pretrial motion to suppress on that ground.

Second, Part did not move before trial—or even at the section 402 hearing—to suppress petitioner’s statement on an additional and distinct ground, i.e., that in the course of the interrogation but before making any incriminating admissions petitioner asserted his right not to talk to the police, but instead to remain silent. In his declaration petitioner averred that “I had told Mr. Part about not being told about having a lawyer and I also told him that I told the cops that I did not want to talk about the whole thing" (Italics added.) Again Part did not dispute this fact in his own declaration. As will appear, moreover, the tape recording itself confirms that regardless of whether petitioner was advised of his Miranda rights, he attempted to cut off the questioning soon after the interrogation began.

Officer Kellenberger and Officer Ronald G. Fesperman conducted the interrogation. The interview room contained a hidden microphone, and the tape recorder to which it was connected was secreted in another room of the police station. Fesperman testified that when petitioner indicated early in the questioning that he did not want anything put in writing, he (Fesperman) promptly left the interview room, activated the tape recorder in the other room, and returned to the interview room. According to the transcription of the subsequent recording prepared by petitioner’s expert,14 when Fesperman reentered the room Kellenberger said he was “just telling [petitioner]” that “the only thing that’s going to help [him]” is to tell “[his] side of the story,” but that the district attorney must “be able to see it on paper.” Fesperman *751then announced to petitioner, “If you don’t want anything written down, fine, we don’t have to write anything down.” At the same time, however, Fesperman winked at Kellenberger to let him know that the interrogation was nevertheless being secretly recorded.

Unfortunately for his interrogators’ plan, petitioner saw the wink. Immediately suspicious, he asked for an explanation; but because his limited knowledge of English apparently did not include the verb “to wink,” he asked Fesperman, “how come you close the eye?” Fesperman responded with a lie: “ ’Cause I got a bad eye.” Kellenberger then offered another lie: attributing the wink to fatigue, he asked rhetorically, “you know how long we been up?” Apparently unconvinced by these hastily contrived excuses, petitioner asserted at that point that he no longer wished to talk to his interrogators: he told them, “Don’t want to talk about it,” i.e., about the subject of the interrogation, which was his involvement in the crimes they were investigating. Petitioner then reinforced his point by telling the officers to “Forget about it.” Ignoring his wish, however, they pressed on. Kellenberger reiterated and expanded his false explanation of Fesperman’s wink: “You know how long we been awake man? ’Bout thirty six hours. You watch me, you’re gonna see my eyes closing too.” Unimpressed, petitioner repeated his wish to end the interview: “Forget about it, man. I don’t want to talk . . . .” And after a brief pause petitioner concluded, “It’s over”—an observation which, when taken in its context, most plausibly meant that as far as petitioner was concerned the interview was over.15

Again the officers ignored petitioner’s wish to stop talking to them. Their opening came when, after another pause, petitioner voiced thoughts of *752suicide. Seizing the opportunity to appear caring, the officers urged him not to consider taking his life: Kellenberger exhorted him, “you don’t want to do that, man .... [Y]ou gotta make the best out of it. You can’t give up. Can’t be a quitter, man.” After this expression of ostensible concern for petitioner’s well-being, the officers resumed their interrogation: Fesperman asked petitioner, “Why do you think all of this happened, Jaime?” When petitioner said, “I was wrong that day,” Kellenberger told him, “The thing you gotta do now is sit down and say, okay, why did it go wrong, what happened?” The officers then asked petitioner a long series of specific questions about his involvement in each of the events of the night of the crimes, and petitioner eventually made the incriminating admissions that were subsequently put before the jury and relied on here.

Any competent criminal defense counsel would have challenged the admission of petitioner’s statement on the ground thus exposed. Miranda itself spelled out the specific constitutional violation: “Once warnings have been given, the subsequent procedure is clear. If the individual indicates in any manner, at any time prior to or during questioning, that he wishes to remain silent, the interrogation must cease. At this point he has shown that he intends to exercise his Fifth Amendment privilege; any statement taken after the person invokes his privilege cannot be other than the product of compulsion, subtle or otherwise. Without the right to cut off questioning, the setting of in-custody interrogation operates on the individual to overcome free choice in producing a statement after the privilege has been once invoked.” (Miranda, supra, 384 U.S. 436, 473-474 [16 L.Ed.2d 694, 723], italics added, fn. omitted.) In another leading case the high court quoted the foregoing passage and reemphasized its rule: “The critical safeguard identified in the passage at issue is a person’s ‘right to cut off questioning.’ [384 U.S.] at 474 [16 L.Ed.2d at 723]. Through the exercise of his option to terminate questioning he can control the time at which questioning occurs, the subjects discussed, and the duration of the interrogation. The requirement that law enforcement authorities must respect a person’s exercise of that option counteracts the coercive pressures of the custodial setting. We therefore conclude that the admissibility of statements obtained after the person in custody has decided to remain silent depends under Miranda on whether his ‘right to cut off questioning’ was ‘scrupulously honored.’ ” (Michigan v. Mosley (1975) 423 U.S. 96,103-104 [46 L.Ed.2d 313, 321, 96 S.Ct. 321], fn. omitted.)

If Part failed to act because he did not know the foregoing well-settled rule, it is inexcusable. It is no less inexcusable if he failed to act because—as the record strongly suggests—he did not know the facts making that rule applicable here. And he did not know the facts because, as noted above, he *753failed to consult a forensic acoustics expert and obtain a professional transcription of the recording before trial; lacking that transcription and relying instead on the prosecutor’s version, Part misheard petitioner’s crucial assertion of his right to remain silent.16

The trial record tells the story. Near the end of the section 402 hearing the tape recording was played for the court and counsel. Part observed that the recording was “poor in quality” and that he was using the transcription prepared by the prosecutor himself. Part then called the attention of court and counsel to the portion of the recording reproduced hereinabove (fn. 15, ante). In a misinformed attempt to show that in that portion of the recording his client asserted a different Miranda right—the right to the presence of an attorney (see 384 U.S. at pp. 469-473 [16 L.Ed.2d at pp. 720-723])—Part focused on petitioner’s response to Kellenberger’s rhetorical question, “you know how long we been up?” According to Part, “then the defendant supposedly says, T want to talk to my.’ And then there’s an unintelligible word. At least it is unintelligible because it is a dotted line here on this alleged transcription. I think that is important to the Court—and I understand that we have other things to do [sic]—to listen and see if you can find what that particular word is. Because I think that if the word is, T want to talk to my lawyer,’ there might be a situation where the officers may not be able to question the defendant without allowing him an opportunity to talk to a lawyer." (Italics added.)

Part’s misunderstanding of what petitioner said was promptly confirmed by the transcription prepared by the prosecutor. The following colloquy ensued:

“The Court: What does the transcript indicate follows that phrase?
“Mr. Felker [the prosecutor]: Your Honor, the transcript is something that I did.
“The Court: Well, I understand that. I just want to know so if I’m going to listen again—
“Mr. Felker: There’s an ellipsis after T want to talk to my . . .’ and to my knowledge and recollection, there is nothing after that. There is no word.”

In an effort to make some sense out of Part’s suggestion, the trial judge listened while the passage was replayed three times. The judge then proposed her own version of the passage, saying that “It sounds to me” as if *754petitioner said merely, “I want to talk.” That version, of course, was far more favorable to the prosecution; not surprisingly, the prosecutor readily agreed to it, abandoning his own transcription of the statement (“I want to talk to my . . . .”). Yet the judge was still uncertain, confessing that “it’s not clear enough for me to state as fact that that’s what he says, . . .’’ The judge then listened to the passage twice more, but remained unable to hear any word after the word “talk.” Accordingly, the judge concluded that “I take it to mean when the officer returned and went through the part about, ‘okay, if you don’t want anything written down you don’t need to have anything written down,’ apparently gave a big wink [and] he almost blew it, as it were, at that point and caused the defendant to make some statement in there. I do not hear anything in there [after] the word ‘talk,’ however, and the word ‘talk’ sounds like the end of the sentence. I’m not going to supply words that cannot be heard.”

If, before trial or even before the section 402 hearing, Part had consulted a forensic acoustics expert and obtained the professional transcription later obtained by appellate counsel, he would not have led the trial judge—and the majority here—on this wild goose chase. Instead of mishearing petitioner’s statement as “I want to talk to my . . .” and trying to establish that the missing word was “lawyer,” Part would have learned that what petitioner actually said was the totally different statement, “Don’t want to talk about it.” That statement was complete in itself, and implicated the wholly different Miranda right of a suspect to “cut off questioning.”17

11. When the case came to trial, Part waived his client’s constitutional right to appear before the jury in civilian clothes. During a recess in the jury selection process the trial judge put on record the fact that at the outset of trial she had observed that petitioner was wearing jail clothes and had reminded Part that his client was entitled to be dressed in civilian clothes throughout the trial. Part then confirmed that he had told the judge he wanted petitioner to be dressed in jail clothes as a “trial tactic," but he did not disclose his “tactic.” Accordingly, throughout the trial petitioner appeared before the jury in jail garb.

In Estelle v. Williams (1976) 425 U.S. 501, 512 [48 L.Ed.2d 126, 135, 96 S.Ct. 1691], the United States Supreme Court held that “the State cannot, *755consistently with the Fourteenth Amendment, compel an accused to stand trial before a jury while dressed in identifiable prison clothes . . . In People v. Taylor (1982) 31 Cal.3d 488 [183 Cal.Rptr. 64, 645 P.2d 115] we applied that rule in a homicide case to reverse a conviction of voluntary manslaughter. In our unanimous opinion we explained that the foremost reason for the rule is that “compelling a defendant to go to trial in jail clothing could impair the fundamental presumption of our system of criminal justice that the defendant is innocent until proved guilty beyond a reasonable doubt.” (Id. at p. 494.) This is so because the sight of the defendant in jail clothing “inexorably leads to speculation about the reason for defendant’s custody status, which distracts the jury from attention to permissible factors relating to guilt. In most instances, parading the defendant before the jury in prison garb only serves to brand the defendant as someone less worthy of respect and credibility than others in the courtroom.” (Ibid.)18

We went on to acknowledge that a defense counsel may nevertheless waive this right on behalf of his client, but we stressed that counsel may do so only “for tactical reasons” and that it will be a “rare case” in which this occurs: “there may be instances where for tactical reasons the defendant may wish to be tried in jail garb. [Citations.] Recognizing that the defendant is entitled to be tried in ordinary clothing, an attorney may nevertheless decide, based on the peculiar circumstances of an individual case, not to exercise that right. In such a rare case, courts should be reluctant to interfere with that decision because an attorney may waive his client’s rights as to matters involving trial tactics.” (People v. Taylor, supra, 31 Cal.3d at p. 496.)

This is not such a “rare case.” Here the counsel appointed by this court to represent petitioner on his automatic appeal filed a declaration under penalty of perjury in support of the habeas corpus petition in which she averred that when she asked Part after trial why he required petitioner to wear jail clothes throughout the proceedings, he stated that he did so because “You know how those Blacks and Mexicans are—they don’t know how to dress right. They dress too loud and with the wrong colors and that would make things worse.”

Such an explanation, of course, reflects attitudes of racial and ethnic stereotyping, prejudice, and disrespect that no counsel should harbor towards his client—or indeed towards anyone else. And in any event it is manifestly *756inadequate as a trial tactic: if any counsel has doubts about his client’s judgment in choosing clothes appropriate to wear at trial, he has only to give him timely advice on the matter and, if necessary, assist him in obtaining the proper attire. It is a common practice for counsel to give such advice to their clients and even to their witnesses.

In his declaration Part denied that he made the foregoing reply to appellate counsel’s inquiry, and proposed instead a different “tactical reason,” to wit, that he caused petitioner to wear jail clothes because “I feel that this evokes some measure of sympathy for the defendant.” In the abstract, this may be a permissible trial tactic. (See Estelle v. Williams, supra, 425 U.S. at p. 508 [48 L.Ed.2d at p. 133].) But in the case at bar the explanation is unpersuasive for two reasons.

First, Part does not allege—and the record does not show—that in waiving petitioner’s constitutional right to wear civilian clothes at trial Part ever consulted with his client on the issue, i.e., that he ever informed petitioner of his options, explained their pro’s and con’s, and obtained his agreement to the proposed tactic. It is true that counsel may waive a client’s rights as to many matters of trial tactics, but he may not do so if the tactic would deprive the defendant of certain rights deemed fundamental. (People v. Williams (1970) 2 Cal.3d 894, 905 [88 Cal.Rptr. 208, 471 P.2d 1008].) For example, counsel generally has sole discretion in deciding whether to call certain witnesses (ibid.), but he cannot waive his client’s right to testify in his own defense (People v. Robles (1970) 2 Cal.3d 205, 214-215 [85 Cal.Rptr. 166, 466 P.2d 710]). The right here in question falls somewhere between those two extremes.

We need not decide whether the right is sufficiently fundamental to require the client’s informed consent to waiver, however, because Part’s purported waiver in the case at bar is invalid on another ground: it was apparently a blanket waiver for all his clients, regardless of their individual circumstances. Thus in his declaration Part sought to justify his waiver of this right on the ground that “It has been my belief tactic, and custom that I would rather have a defendant appear in jail clothes than in civilian clothes.” (Italics added.) But it is improper for a defense counsel to decide this issue as a generalized matter of “belief, tactic, and custom.” As noted above, we have made clear that a defense counsel may decide to waive his client’s right to appear in civilian clothes only when the decision is “based on the peculiar circumstances of an individual case” (People v. Taylor, supra, 31 Cal.3d at p. 496).

The second reason why Part’s posttrial explanation of this waiver is unpersuasive is because it is totally inconsistent with the trial record. In his *757posttrial declaration Part claimed that he caused petitioner to wear jail clothes because it evoked “sympathy” for his client from the jury. At trial, however, Part had told the jury a very different story. As will appear in more detail below, Part had repeatedly told the jurors in oral argument that they should have no sympathy for petitioner: thus he said, for example, that “nobody in the world has any sympathy for a murderer. I don’t have any sympathy for a murderer. And I don’t think you should, too.” Either Part’s posttrial explanation for the waiver is false, or this is another example of his confused thinking about how to conduct petitioner’s defense. (See fn. 11, ante.)

12. At trial, Part waived the right to make an opening statement to the jury. The record so states.

13. At the guilt phase, Part did not call any witnesses or introduce any evidence. The silence of the record speaks for itself. In addition, near the end of the trial Part made a “statement for the record” seeking to justify his failure to put on a defense at the guilt phase by stressing the strength of the prosecution’s case. In that statement Part said he had been “surprised” when the prosecution called Victor Padua as a witness.19 The other highly damaging piece of evidence against petitioner, according to Part, was “a complete tape recorded confession.” Of course, if Part had engaged in his own discovery rather than relying on the prosecutor’s case file, he might not have been “surprised” when Padua was called as the lead-off witness; and if Part had made timely and informed motions to suppress petitioner’s statement, he might not have had to reckon with its damaging effect on the jury—and on the majority of this court. At the evidentiary hearing Part testified that he put on no defense at the guilt phase because he was saving his effort and credibility for the penalty phase; as will appear, however, Part put on no defense in mitigation at the penalty phase either.

14. In his argument to the jury on the guilt phase, Part conceded that his client was guilty beyond a reasonable doubt of both counts of first degree murder, of the robbery count, and of both special circumstances alleged on *758each count of murder. In his opening argument to the jury the prosecutor contended that he had sustained his burden of proving that petitioner was guilty beyond a reasonable doubt of committing two counts of first degree murder against Manuel Solis and Miguel Vasquez, the occupants of the pink Chevrolet Camaro seized by petitioner and the Padua brothers; that in taking that vehicle by deadly force petitioner was also guilty beyond a reasonable doubt of committing first degree robbery against Solis, its driver; and that the two special circumstances alleged on each murder count—multiple murder and robbery murder—were also true beyond a reasonable doubt.

The prosecutor then urged the jury to infer from the evidence of the murders that petitioner intended to kill—not just to scare—all six people he fired at on the night of the crimes—not only Solis and Vasquez, but also the four victims of the lesser counts of assault with intent to commit murder. The prosecutor concluded by remarking, “I have no idea what Mr. Part will say about the defendant’s intent or about this case when he stands up, ladies and gentlemen. I’m very curious. I’m very curious to see what he does say because for the life of me I can’t see anything in this case that would seem to indicate anything but that the defendant has committed all the crimes charged in the matter before the Court.”

When Part rose to give his argument, what he said—and more important, what he did not say—confirmed the prosecutor’s view of the evidence on all the counts that mattered. Part began by telling the jurors that “I originally thought when this particular case went on, that probably nothing would be gained by me getting up here and talking to you. You’d probably have the same result if I got up here and said something or I didn’t. I figured, well, just get up here and save a little bit of time, and I’ll waive my opening argument, and we’ll get on with the instructions, and you can go back to the jury room and deliberate.”

Part next told the jury that he decided to make an argument after all because he did not believe the prosecution had proved that petitioner was guilty beyond a reasonable doubt on all the counts. Part then revealed, however, that he was concerned only with the assault counts, saying that he would not challenge the prosecution’s case on the “serious” counts of murder and robbery, but only on the “not so serious” counts: “I’m going to talk about things that are really not so serious. I’m not going to talk about the murder. I’m not going to talk about the robbery. I’m going to talk about the assaults with intent to commit murder.

“You can say to yourself, well, what’s he getting up here and talking to us about that for? I mean, we’re talking about serious things here. We’re talking *759about dead people, we’re talking about murders, we’re talking about special circumstances, we’re talking about life without possibility of parole or death perhaps.

“Why does he want to talk about [Penal Code section] 217’s, assaults with intent to commit murder? And the answer is because that’s my job.”

As Part conceived of his “job,” it was only to address the counts that he personally believed the prosecution had not proved beyond a reasonable doubt, i.e., the assault counts, “Even though what I’m talking about is at the bottom of the ladder, not much when we’re talking about [the counts] at the top of the ladder.” And that is all that Part proceeded to do: in the remainder of his argument he briefly reviewed the evidence of the four assaults and urged that when petitioner fired at the victim of each of those assaults he did not intend to kill but only to scare, and hence was guilty at most of assault with a deadly weapon.

In so doing, however, Part not only conceded by negative implication that the prosecution had made its case beyond a reasonable doubt on the murder and robbery counts and the special circumstance allegations, he affirmatively suggested as much to the jury. Thus he began by saying, “Now, when I got up there and I talk about this, I’m talking about a search for the truth and justice, and that might sound funny coming out of my mouth after what you heard as to what the defendant allegedly did in this particular situation.” (Italics added.) Part then raised the subject of petitioner’s pretrial statement to the police, telling the jury: “Now, here is the defendant on tape. All right. The tape is right in front of you, literally confessing to shooting down a couple of people [in] cold-blood[] on the streets in Los Angeles County.” (Italics added.) Again and again Part conceded that his argument “sounds silly” because he was ignoring the prosecution’s evidence on the “serious” counts against his client.20 And Part concluded his argument by reiterating that “I am not going to get up here and I am not going to talk to you about the other counts [i.e., murder and robbery] because I am sure you have them firmly in mind.” (Italics added.)

Taking swift advantage of Part’s express and implied concessions, the prosecutor began his rebuttal argument by emphasizing what was clearly no *760longer in issue: “Ladies and gentlemen, I don’t disagree with Mr. Part in many respects. . . . [A]s to the murder counts and the special circumstance allegations, I think it is clear at this point not only from the evidence, but from the argument or lack thereof that in fact the defendant is guilty of the first two counts and the special circumstances.” (Italics added.) Not surprisingly, the jury apparently had no difficulty in convicting petitioner on the conceded murder and robbery counts and in finding true the special circumstance allegations of multiple murder and robbery murder.21

“There can be no doubt that closing argument for the defense is a basic element of the adversary factfinding process in a criminal trial.” (Herring v. New York (1975) 422 U.S. 853, 858 [45 L.Ed.2d 593, 598, 95 S.Ct. 2550].) In holding unconstitutional a state law that allowed judges in nonjury criminal trials to deny counsel the opportunity to make a final summation, the high court explained: “It can hardly be questioned that closing argument serves to sharpen and clarify the issues for resolution by the trier of fact in a criminal case. For it is only after all the evidence is in that counsel for the parties are in a position to present their respective versions of the case as a whole. Only then can they argue the inferences to be drawn from all the testimony, and point out the weaknesses of their adversaries’ positions. And for the defense, closing argument is the last clear chance to persuade the trier of fact that there may be reasonable doubt of the defendant’s guilt. [Citation.]

“The very premise of our adversary system of criminal justice is that partisan advocacy on both sides of a case will best promote the ultimate objective that the guilty be convicted and the innocent go free. In a criminal trial, which is in the end basically a factfinding process, no aspect of such advocacy could be more important than the opportunity finally to marshal the evidence for each side before submission of the case to judgment.” (422 U.S. at p. 862 [45 L.Ed.2d at p. 600], italics added.)

When, as here, defense counsel takes this important opportunity to address the trier of fact but uses it to concede his client’s guilt beyond a reasonable doubt, the adversarial process has clearly been perverted. As will appear (pt. Ill, post), recent federal and state decisions hold that such an argument to the jury falls below the standard of competent representation.

15. At the penalty phase, Part put on no evidence in mitigation. As the majority acknowledge (maj. opn., ante, p. 706), “Part called only two minor witnesses at the penalty phase of the trial.” Both testified in connection with *761the stabbing death of Ruben Alfaro at the Los Angeles County jail on September 15, 1981. One such witness, Deputy Sheriff Bauder, testified that two days before the stabbing he heard a disturbance in a large dayroom in the jail and petitioner asked to be let out. The witness saw three shallow, abrasion-like marks on petitioner’s body, and asked what had happened. Petitioner replied that “some Black guy” had tried to stab him, but could not identify anyone. There were 80 or 90 inmates in the day room at the time, but no one had seen anything.

In his declaration filed with the return, Part stresses that his witness thus “testified to the fact that Mr. Avena had been attacked prior to the killing.” But if this testimony was intended to support a theory that petitioner stabbed Alfaro in self-defense, it was plainly inadequate to the task: Alfaro was not a “Black guy” but a Mexican-American, as Part acknowledged in his argument to the jury. Indeed, in an attempt to salvage the situation Part went so far as to argue that his client was lying when he told the deputy sheriff that his assailant was a “Black guy”: thus Part said to the jury, “it wasn’t a Black guy, but [petitioner] wasn’t about to identify anybody.” The jury cannot have been much impressed with such self-impeached testimony.

Part’s only other witness at the penalty phase was Deputy Sheriff Baylis, who testified that he saw inmate Gonzalez running from the scene of the Alfaro stabbing and found a long, bloody “shank” that Gonzalez admitted was his. The witness then testified that when he came upon Alfaro lying bleeding on the floor, he noticed another, shorter shank nearby. In his argument to the jury Part stressed that the latter was not the shank that petitioner used to stab Alfaro, which was also short but had been differently described by prosecution witnesses. But if this testimony—implying that there was a third shank at the scene—was intended to support a theory that petitioner stabbed Alfaro in self-defense, it was again inadequate. Baylis testified that when he saw the shank it was lying on the floor some two feet from Alfaro, that he never saw the shank on Alfaro’s person or saw Alfaro touch it, and that he did not know where it came from. The deputy sheriff who actually witnessed the stabbing take place, moreover, testified that he never saw Alfaro stab at petitioner or even possess a shank. On this state of the evidence Part was reduced to arguing to the jury, “You will never know who pulled the first knife. You will never know what happened. You can infer anything and speculate as to what you want.” Part offered the jury two such speculations: i.e., that petitioner or Gonzalez brought the third shank to the scene and left it there to make it look like self-defense, or that Alfaro was carrying the third shank and attacked petitioner with it first. There are, however, other equally possible scenarios: e.g., that when the altercation drew the attention of the deputy sheriffs on duty, one of the numerous other *762inmates at the scene discarded the shank to avoid being found with it in his possession.22 Again the testimony offered by Part was of little value.

No competent counsel, by contrast, would have relied solely on his client’s jailers to make his case that the defendant killed a fellow inmate in self-defense; rather, competent counsel would have done the necessary investigation to identify and locate inmate eyewitnesses to the incident, and would then have interviewed them to determine if any had seen how the fight began and whether the victim was in fact the aggressor. In the case at bar petitioner averred in his declaration that “After the incident in the jail where Alfaro was killed I gave Mr. Part the names of people in the jail who were inmates who saw what happened. He told me he was not being paid to investigate that case.”23 Part did not dispute this fact in his own declaration. Instead, Part asserted only that it was his “trial tactic” not to call “any of the inmates who may have been minor witnesses to the stabbing death attributed to the defendant.” He has not explained why these witnesses would have been “minor” or how this “trial tactic” benefited, his client.

Such witnesses, moreover, were available. Roger F. Potash, the attorney appointed as Part’s successor to defend petitioner in the Alfaro case, filed a declaration in which he averred that while preparing for the trial of that case he was provided with “defense witness information” by petitioner, and that both he (Potash) and his investigator interviewed the witnesses thus identified by petitioner and “they established a self-defense for Mr. Avena.” (Each of these witnesses also stated that no one had interviewed them in connection with the case at bar.) The record now contains four declarations, filed under seal, in which these witnesses aver that they were inmates of the Los Angeles County jail at the time of the death of Alfaro, that they were present at the scene of the incident, and that they saw Alfaro attack petitioner with a shank. Although their testimony would likely have been subject to impeachment on the ground of prior felony convictions, competent counsel could have helped the jury to understand that if witnesses to an event inside a jail are not jailers they must be inmates, and that the jury should not reject their testimony simply because of their status.

*763As the majority acknowledge (maj. opn., ante, at p. 734), “Evidence that petitioner killed Alfaro doubtlessly comprised potent aggravating evidence at trial.” The prosecutor certainly made the most of it in his closing argument. Because of Part’s failure or refusal to follow the leads that his client provided him, however, the jury in effect heard only one side of the story.

Even more egregious was Part’s failure to call as witnesses any of petitioner’s family or friends to help the jury understand his background and character. Part has offered only one excuse for this failure, and it is unpersuasive.

In his “statement for the record” near the end of the trial Part told the court that he did not call any family members because “there had been some juvenile problems where he allegedly had attacked his father with a chair and went to camp after the petition was sustained. In fact, his father was instrumental in having him arrested.” That such was in fact Part’s motivation was confirmed at the evidentiary hearing on the habeas corpus petition, when Part again testified that he did not call any family members at the penalty phase solely because of the incident in which petitioner threatened or struck his father with a chair and the latter reported him to the juvenile authorities.

If Part had taken even the most minimal investigatory step of interviewing petitioner’s mother before trial, however, he would have learned what actually happened in the “chair incident”—and more important, he would have learned that the incident was not aggravating evidence but mitigating evidence. This is because petitioner was not the assailant, as Part seemed to believe; rather, it was petitioner’s father who assaulted petitioner’s mother with the chair, and petitioner intervened to protect her. Thus in her declaration filed in support of the habeas corpus petition, petitioner’s mother averred that “Concerning the ‘chair incident,’ the following took place: My husband, Edwardo Avena, and I had been separated for about five years at that time. However, occasionally he would come over to visit. On that occasion he became very hostile and we argued. Very often he became quite nasty when he was drinking. Edwardo picked up a chair and was advancing toward me with it when Carlos [i.e., petitioner] intervened, took the chair away from him, and calmed him down. Edwardo became angry at Carlos because it hurt his macho image to have his son take the chair away from him.” Part did not dispute these facts in his own declaration, and the People do not dispute them in the return.

Any competent criminal defense counsel, moreover, would have developed and introduced additional evidence in mitigation at the penalty phase. *764Thus both Attorneys Howard Gillingham and Charles Gessler, appearing at the evidentiary hearing as expert witnesses, testified that the evidence of petitioner’s chronic PCP use, viewed in the light of his background and character, might well have been considered a mitigating factor by the jury. As evidence of background and character, Gillingham pointed to the facts that petitioner arrived in this country from Mexico at the age of 11, not speaking English, and settled in a low-income neighborhood of Los Angeles where gang activity was common and there was much peer pressure to use alcohol and drugs, and where PCP was the drug of choice. In turn, Gessler stressed that petitioner’s father had a long history of alcoholism and of physically abusing his wife and children, and that petitioner was protective of his family members, both from his father’s abuse and from the risks of the streets. For this reason Gessler was of the opinion that the “chair incident” was mitigating rather than aggravating. And Gessler summarized the steps that competent counsel would take in these circumstances: “in order to show this client was not the worst of the worst deserving of the death penalty you have to show what his life was like as a youngster, forces beyond his control which led him into the narcotics abuse which apparently played a part in this particular crime.”

The referee found this testimony persuasive, reciting in his findings of fact that “Petitioner presented credible evidence that he was raised in a home with an alcoholic father who physically abused the petitioner and petitioner’s mother. The family was poor and petitioner was handicapped by his limited ability to speak English. In addition, the petitioner grew up in a neighborhood where gangs and drugs were prevalent. [^0 There was expert testimony regarding the potentially violent and lasting effects of long term PCP usage. As previously indicated, there was evidence available that petitioner was such a user of PCP.”

Part, however, failed to introduce this evidence—or any other mitigating evidence—at the penalty phase.

16. In his argument to the jury on the penalty phase, Part urged the jury to have no sympathy for his client and to spare his life simply because some murderers are even worse. In his opening argument on the penalty phase the prosecutor reminded the jury that “You have heard absolutely nothing in this trial” in the way of mitigating evidence of petitioner’s background and character. Indeed, said the prosecutor, “You haven’t even heard anything that would seem to indicate that the defendant is in fact a human being like you and I [sic].” Next the prosecutor argued that petitioner was even worse *765than an animal, because an animal kills only for a reason but petitioner killed for no reason at all. The prosecutor then advised the jurors that the court would instruct them that if they find the aggravating factors outweigh the mitigating factors they shall impose a sentence of death, and shall impose a sentence of life imprisonment without possibility of parole if they find the mitigating factors outweigh the aggravating factors. With that preamble, the prosecutor repeatedly emphasized that the defense had introduced “no mitigation whatsoever.”24

Because of his failure to develop and present such evidence, of course, Part was unable to construct a contrary argument, i.e., that the mitigating evidence outweighed the aggravating evidence. Later in his presentation he did make a modest reference to some of the statutory factors in mitigation (Pen. Code, § 190.3), but promptly undermined most of their significance. Thus Part noted there was no evidence of prior felony convictions. Referring to the question whether the crimes were committed “under the influence of extreme mental or emotional disturbance” (id., factor (d)), he remarked that petitioner told the police that his “wife” was in the hospital on the night of the crimes.25 Part immediately conceded, however, that that “doesn’t give anybody a license to commit a crime because they are having a problem . . . .” Part then noted that petitioner was 19 years old at the time of the crimes—but again immediately argued, “Just because a person might be 19 years old at the time of an occurrence of a crime does not give them a license to commit a crime. Doesn’t give them a shield to hide behind and say, ‘Well, I committed that murder, but I was 19 years old, folks. That’s when I was 19 years old.’ ” The prosecutor could not have said it better.

Next, referring to the question whether at the time of the crimes petitioner’s mental capacity was impaired by “the effects of intoxication” (Pen. Code, § 190.3, factor (h)), Part observed that “there had been some drinking going on” during the evening. But he quickly conceded there was no evidence that petitioner “was sensationally drunk. I mean, he could walk around and all these kinds of things. He appeared to be not falling down *766drunk or anything like that.”26 Part then argued briefly that the crimes did not show criminal sophistication or professionalism on petitioner’s behalf. Finally Part reached the question of the circumstances of the crimes. As to the uncharged offenses, Part said only—and cryptically—that they were “situational” events. As to the crimes of which his client was convicted, Part told the jury that “That is not a legal excuse for the crime. Now, we are talking about the first two people [i.e., Solis and Vasquez, the murder and robbery victims]. Of course, there’s no legal cause or excuse. You just can’t gun down two people in Los Angeles to get a car to ride home in.” Again, the prosecutor could not have said it better.

The main body of Part’s argument, however, was even more bizarre—and even more favorable to the prosecution. At this late date there is no mystery about the duties of defense counsel at the penalty phase of a capital trial. The general principle, of course, is that “in capital cases the fundamental respect for humanity underlying the Eighth Amendment [citation] requires consideration of the character and record of the individual offender and the circumstances of the particular offense as a constitutionally indispensable part of the process of inflicting the penalty of death.” (Woodson v. North Carolina (1976) 428 U.S. 280, 304 [49 L.Ed.2d 944, 961, 96 S.Ct. 2978] (plur. opn. of Stewart, J., Powell, J., and Stevens, J.).) The principle has been applied in many cases and by many practitioners, and that experience has been summed up in a much-cited scholarly article. (Goodpaster, The Trial for Life: Effective Assistance of Counsel in Death Penalty Cases (1983) 58 N.Y.U. L.Rev. 299 (hereafter Goodpaster).) Professor Goodpaster states the general rule that “To ensure a meaningful penalty hearing in capital cases, it is essential that the client be presented to the sentencer as a human being.” (Id. at p. 321, italics added and fn. omitted.) He then explains how this principle should be put into practice, listing specific ways in which counsel can meet his burden of persuading the jury that the defendant should be allowed to live. Two of those methods are relevant here.

First and foremost, “counsel must portray the defendant as a human being with positive qualities. The prosecution will have selectively presented the judge or jury with evidence of defendant’s criminal side, portraying him as evil and inhuman, perhaps monstrous. Defense counsel must make use of the fact that few people are thoroughly and one-sidedly evil. Every individual possesses some good qualities and has performed some kind deeds. Defense counsel must, therefore, by presenting positive evidence of the defendant’s character and acts, attempt to convince the sentencer that the defendant has *767redeeming qualities. A true advocate cannot permit a capital case to go to the sentencer on the prosecution’s one-sided portrayal alone and claim to be rendering effective assistance.” (Goodpaster, supra, 58 N.Y.U. L.Rev. at p. 335, italics added and fn. omitted.)

Second, “the defense must attempt to show that the defendant’s capital crimes are humanly understandable in light of his past history and the unique circumstances affecting his formative development, that he is not solely responsible for what he is. . . . Counsel’s demonstration that upbringing and other formative influences may have distorted the defendant’s personality or led to his criminal behavior may spark in the sentencer the perspective or compassion conducive to mercy. Thus, effective assistance of counsel in such circumstances entails at a minimum the attempt to gather and present at least some evidence of the defendant’s background which might serve to explain the defendant’s crimes and elicit a compassionate response from the sentencer.” (Goodpaster, supra, 58 N.Y.U. L.Rev. at pp. 335-336, italics added and fn. omitted.)

Yet rather than portraying petitioner as a human being with at least some redeeming quality, rather than urging that his background and upbringing would justify at least some degree of mercy or compassion, Part in effect argued the opposite: he made three points, and all were ultimately adverse to his client.

First, as we have often recognized, in arguing the issue of penalty counsel may urge the jurors to consider any lingering doubts they may have on the issue of guilt. (See, e.g., People v. Johnson (1992) 3 Cal.4th 1183, 1259-1260 [14 Cal.Rptr.2d 702, 842 P.2d 1], and cases cited (conc. opn. of Mosk, J.).) The seminal case for this rule is People v. Terry (1964) 61 Cal.2d 137, 145-146 [37 Cal.Rptr. 605, 390 P.2d 381], in which Justice Tobriner, writing for the court, agreed that “a jury which determines both guilt and penalty may properly conclude that the prosecution has discharged its burden of proving defendant’s guilt beyond a reasonable doubt but ... it may still demand a greater degree of certainty of guilt for the imposition of the death penalty.” Justice Tobriner reasoned that “The jury’s task, like the historian’s, must be to discover and evaluate events that have faded into the past, and no human mind can perform that function with certainty. Judges and juries must time and again reach decisions that are not free from doubt; only the most fatuous would claim the adjudication of guilt to be infallible. The lingering doubts of jurors in the guilt phase may well cast their shadows into the penalty phase and in some measure affect the nature of the punishment.” (Id. at p. 146, italics added.)

In the case at bar, however, if the penalty jurors had any lingering doubt about petitioner’s guilt of the crimes charged, Part quickly lifted it from their *768minds: he began his penalty argument by telling the jurors that their verdict on the guilt phase “was the only verdict you could have brought back. I believe that the evidence here was overwhelming as far as the defendant’s participation in the two murders on the night in question. No question about it. Beyond a reasonable doubt. Beyond any doubt." (Italics added.)

Part evidently did not volunteer his opinion on the guilt verdict for the purpose of ingratiating himself with the jurors in order to elicit some compassion for petitioner, because he thereafter repeatedly urged them to have no sympathy for his client. He began planting the seeds of this attitude as early as his argument on the guilt phase.27 His view on the point was most forcefully expressed, however, in his penalty phase argument. As noted above, Part told the penalty jury that “nobody in the world has any sympathy for a murderer. I don’t have any sympathy for a murderer. And I don’t think you should, too. I am not sitting here, I am not pointing at Mr. Avena [and] saying have sympathy for him. I don’t want you to discuss this matter on sympathy because I think when you talk about sympathy and sorrow, you know you shouldn’t think about the defendant. I’m sorry for the people who lost their lives. And I am sorry for their families.” (Italics added.) The prosecutor could not have said it better.

Part next gave his argument a personal turn, assuring the jurors that “Just because I am a defense attorney, it doesn’t mean that I sit here with the tears rolling out of my eyes and I am a person who looks to the rights of the defendant, so on and so forth.” Rather, he declared, “I am as law enforcement-minded as anybody in this jury. And I am probably even more, even though I am a defense lawyer. I believe in the death penalty for a proper case and I vote for it every time it comes up in the ballot.” In urging the jurors not to decide “on passion” what is a proper case for the death penalty, Part told them that as a matter of emotion “you can’t like the defendant. There is no way in the world you can like him or any other person who goes out in the streets of Los Angeles and kills somebody.” (Italics added.)

Finally, lest the jury had somehow missed the point Part drove it home in his rebuttal argument. The prosecutor had stressed several more times that the defense had put on no evidence in mitigation, no excuses for petitioner’s conduct. Responding, Part agreed that “There’s no excuse for killing somebody except if you are a police officer or in self-defense or so on and so *769forth. He doesn’t have any excuses. He’s a bad person. There’s no question about that. I submit that. I am not going to argue his good points. I am not trying to say, ‘Well, look. He’s good to his mother. He had a job,’ whatever it might be. I never said anything like that. I understand the defendant that I have here. He doesn’t come up here with a good reputation or a lot of kindness or whatever that might be. He doesn’t have those things. He’s a person that you can’t like.” (Italics added.) Again, the prosecutor could not have said it better.

Having stripped his client of all vestiges of his humanity in the eyes of the jurors, having deprived him of any chance of stirring their compassion or deserving their mercy, Part was then reduced to arguing that the jury should spare petitioner simply because some murderers are even worse.

Thus Part told the jury that he personally did not believe that the death penalty was a deterrent, and that in his opinion the reason why the Legislature enacted the penalty was to satisfy the public’s desire for vengeance in a few extreme cases: he stated that most murderers are not given the death penalty, but “There are such crimes that are so heinous, that are so terrible, that are so bad, that the public vengeance cries out for it. That’s the reason, folks.” Part proceeded to list a handful of murderers whose crimes were “so revolting” and “so nauseating” that in his opinion they qualified as proper cases for the death penalty: he referred the jury to “Charles Manson, a fiend,” to Kenneth Bianchi, known as “the Hillside Strangler,” to William Bonin, known as “the Freeway Killer,” and to Ricardo Sanders, perpetrator of the “Bob’s Big Boy murders” (People v. Sanders (1995) 11 Cal.4th 475, 497 [46 Cal.Rptr.2d 751, 905 P.2d 420]).

Part then compared petitioner to such infamous murderers, arguing that his client was not as bad as they: he was not, Part told the jury, a depraved maniac stalking the streets of Los Angeles, nor a serial killer satisfying strange fetishes, nor a professional robber determined to eliminate his victims in cold blood.28 Part also argued that petitioner could easily have killed Ana Hernandez when he attempted to commandeer her car at the end of the evening, but he did not; and that although he thereafter attacked the investigating police officers and shot out all the windows of their patrol car, “Nobody got hurt.” In conclusion, and after further reviewing the evidence, Part said of his client once again, “He doesn’t deserve your sympathy, and he doesn’t deserve a break, and you don’t have to like him, and I don’t know how you can, but just because of those particular factors, this case does not rise” *770to the level that would justify the jury’s imposing the death penalty on petitioner. (Italics added.)

The premise of Part’s argument, of course, was dubious on its face: it is a matter of common knowledge—and the jurors must therefore have been aware—that in California the death penalty is not in fact reserved for serial killers and mass murderers, but is often imposed on defendants whose level of criminality is far lower than theirs—indeed, is lower than petitioner’s. And the conclusion that Part sought to draw from his premise was vulnerable to precisely the response that it elicited from the prosecutor. The prosecutor first pointed out the obvious—“There’s always somebody worse” than the defendant on trial. Then, in a rebuttal that the jury could well have found persuasive, the prosecutor argued:

“He holds up Charles Manson in front of you and says my man isn’t as bad as Mr. Manson. My man isn’t as bad as this man who fired— ... I don’t know how many rounds were fired at Bob’s Big Boy. My man isn’t that bad.
“I would imagine if Mr. Part was defending the person in Bob’s Big Boy, he would allude [to] Juan Corona.[29] If he was defending Juan Corona—like I said, maybe he would allude to Rasputin or the devil himself.”

In short, far from giving the jury a convincing reason to show his client at least some degree of mercy, Part’s argument (1) relieved the jurors of any lingering doubt they may have had about petitioner’s guilt, (2) repeatedly called him a “bad person” without any redeeming quality and exhorted the jury to have no sympathy for him, and (3) urged them to spare his life simply because some murderers are worse. As I said of a similarly bizarre performance in People v. Jackson (1980) 28 Cal.3d 264, 336 [168 Cal.Rptr. 603, 618 P.2d 149] (dis. opn. of Mosk, J.), “on this record he would probably have had a better chance of receiving a sentence of life imprisonment without possibility of parole if his counsel had made no argument at all.”

II. Petitioner is entitled to relief under Strickland v. Washington

Under the rule of Strickland v. Washington (1984) 466 U.S. 668 [80 L.Ed.2d 674, 104 S.Ct. 2052] (hereafter Strickland), a defendant seeking to *771overturn a judgment of conviction because of constitutionally ineffective assistance of counsel in violation of the Sixth Amendment to the United States Constitution must make two showings. First, the defendant must show that “counsel’s representation fell below an objective standard of reasonableness . . . under prevailing professional norms.” (Id. at p. 688 [80 L.Ed.2d at p. 693].) Second, he must show that counsel’s deficient conduct resulted in prejudice to the defense. (Id. at p. 692 [80 L.Ed.2d at p. 696].) To do so, however, he need not show that it is “more likely than not” that counsel’s deficient conduct affected the outcome of the case. (Id. at p. 693 [80 L.Ed.2d at p. 697].) Rather, he need show only a “reasonable probability” that counsel’s deficient conduct affected the outcome (id. at p. 694 [80 L.Ed.2d at p. 698]), and in this context “reasonable probability” means a probability “sufficient to undermine confidence in" the outcome. (Ibid.)30

The majority either concede or assume arguendo that Part’s deficient acts and omissions fell below the standard of reasonable attorney conduct. For the reasons stated in part I of this opinion, I would squarely hold that Part’s acts and omissions discussed herein did fall below that standard.

The majority then hold, however, that petitioner suffered no prejudice from Part’s deficient acts and omissions. They achieve this result by the device of viewing each of Part’s deficient acts and omissions in isolation. They proceed to find, on one ground or another, no reasonable probability that each such act or omission affected the outcome of the trial. And they conclude that petitioner is entitled to no relief. Quod erat demonstrandum.

In my view the majority’s divide-and-conquer device trivializes the great guaranty of the Sixth Amendment that every person accused of crime shall enjoy the right “to have the assistance of counsel for his defense.” When in the course of a trial defense counsel commits not just one but many professional errors, as here, the constitutional guaranty is not satisfied merely because a reviewing court is unable to identify one of those errors as being so serious that it is probable that it alone changed the outcome. Rather, if the effect of all of counsel’s professional errors, taken cumulatively, was to deny his client a fair trial, the defendant has not had the “assistance” of counsel “for his defense” as guaranteed by the Constitution. This is so because the purpose of the guaranty is not simply to ensure that counsel *772commits no single error of prejudicial dimensions;31 the purpose, more broadly, “is to ensure that a defendant has the assistance necessary to justify reliance on the outcome of the proceeding.” (Strickland, supra, 466 U.S. at pp. 691-692 [80 L.Ed.2d at p. 696], italics added.) “Most important,” the Strickland court admonished, “in adjudicating a claim of actual ineffectiveness of counsel, a court should keep in mind that the principles we have stated do not establish mechanical rules. Although those principles should guide the process of decision, the ultimate focus of inquiry must be on the fundamental fairness of the proceeding whose result is being challenged. In every case the court should be concerned with whether, despite the strong presumption of reliability, the result of the particular proceeding is unreliable because of a breakdown in the adversarial process that our system counts on to produce just results.” (Id. at p. 696 [80 L.Ed.2d at p. 699], italics added.)32

In applying this reasoning to the facts of the case at bar, it will be helpful to recapitulate the various deficiencies in Part’s representation of petitioner that are discussed in part I of this opinion. They are:

1. Part spent only 3 percent of his available working hours preparing for trial.
2. Part did not personally engage in any investigation before trial.
3. Part did not cause his investigator to engage in any investigation before trial.
4. Part did not personally interview any prospective witnesses before trial.
5. Part made no pretrial motions of any kind.
6. Part relied on the prosecutor’s case file as his sole source of facts and leads.
7. Part took no steps to investigate a diminished capacity defense on any ground.
*7738. Part did not seek the appointment of a medical expert to determine petitioner’s mental condition at the time of the crimes.
9. Part took no steps to investigate the voluntariness of petitioner’s pretrial statement.
10. Part did not move before trial to suppress petitioner’s statement on any ground.
11. When the case came to trial, Part waived his client’s constitutional right to appear before the jury in civilian clothes.
12. At trial, Part waived the right to make an opening statement to the jury.
13. At the guilt phase, Part did not call any witnesses or introduce any evidence.
14. In his argument to the jury on the guilt phase, Part conceded that his client was guilty beyond a reasonable doubt of both counts of first degree murder, of the robbery count, and of both special circumstances alleged on each count of murder.
15. At the penalty phase, Part put on no evidence in mitigation.
16. In his argument to the jury on the penalty phase, Part urged the jury to have no sympathy for his client and to spare his life simply because some murderers are even worse.

When the cumulative effect of all these professional errors is fairly considered, I cannot see how we can have “confidence in the outcome” of the trial. As the United States Supreme Court has repeatedly recognized, “ ‘Of all the rights that an accused person has, the right to be represented by counsel is by far the most pervasive for it affects his ability to assert any other rights he may have.’ ” (United States v. Cronic (1984) 466 U.S. 648, 654, and cases cited in fn. 9 [80 L.Ed.2d 657, 664,104 S.Ct. 2039].) The sad litany of Part’s many deficient acts and omissions in representing petitioner compels me to conclude that the result of this trial “is unreliable because of a breakdown in the adversarial process” (Strickland, supra, 466 U.S. at p. 696 [80 L.Ed.2d at p. 699]). Under Strickland, therefore, petitioner has shown prejudice and is entitled to the relief he seeks.

III. Petitioner is entitled to relief under United States v. Cronic

In the alternative, I am of the view that petitioner is entitled to relief without a showing of prejudice under the doctrine of United States v. Cronic, supra, 466 U.S. 648 (hereafter Cronic).

*774Cronic is a companion case to Strickland, filed on the same day; the Cronic opinion explicates and expands on the statement in Strickland (466 U.S. at p. 692 [80 L.Ed.2d at p. 696]) that “In certain Sixth Amendment contexts, prejudice is presumed. Actual or constructive denial of the assistance of counsel altogether is legally presumed to result in prejudice. So are various kinds of state interference with counsel’s assistance. [Citing Cronic.] Prejudice in these circumstances is so likely that case-by-case inquiry into prejudice is not worth the cost. [Citing Cronic.]”

In Cronic the high court explained that “the adversarial process protected by the Sixth Amendment requires that the accused have ‘counsel acting in the role of an advocate.’ [Citation.] The right to the effective assistance of counsel is thus the right of the accused to require the prosecution’s case to survive the crucible of meaningful adversarial testing. When a true adversarial criminal trial has been conducted—even if defense counsel may have made demonstrable errors—the kind of testing envisioned by the Sixth Amendment has occurred. But if the process loses its character as a confrontation between adversaries, the constitutional guarantee is violated.” (466 U.S. at pp. 656-657 [80 L.Ed.2d at p. 666], italics added and fns. omitted.)

In light of this emphasis on the “adversarial” nature of a trial, it is not surprising that when the high court went on to identify the “circumstances that are so likely to prejudice the accused that the cost of litigating their effect in a particular case is unjustified” (Cronic, supra, 466 U.S. at p. 658 [80 L.Ed.2d at p. 667], fn. omitted), it placed an absence of adversarial testing on the same footing as an outright denial of counsel: “The presumption that counsel’s assistance is essential requires us to conclude that a trial is unfair [1] if the accused is denied counsel at a critical stage of his trial. Similarly, [2] if counsel entirely fails to subject the prosecution’s case to meaningful adversarial testing, then there has been a denial of Sixth Amendment rights that makes the adversary process itself presumptively unreliable.” (Id. at p. 659 [80 L.Ed.2d at p. 668], italics added and fn. omitted.)

The case at bar falls within the second of these categories. It is true that Part went through the motions of cross-examining, either briefly or at greater length, most of the prosecution witnesses. But any potential benefits of that exercise for his client were more than offset by Part’s many deficient acts and omissions listed above, i.e., by the things that Part did not do to defend petitioner that competent counsel would have done, and by the things that Part did do that worked to his client’s disadvantage. “Adversarial testing” requires more of counsel than just cross-examination of prosecution witnesses. It requires, at a minimum, timely and in-depth investigation of potential defenses and the strengths and weaknesses of the prosecution’s *775case, and thorough pretrial testing of the prosecution’s evidence by appropriate motions; indeed, without such pretrial investigation and motions counsel will lack much of the information needed to conduct a meaningful cross-examination. Adversarial testing also requires a serious effort to develop and present evidence negating the prosecution’s proof of guilt, and, in capital trials, to develop and present evidence mitigating the penalty, as well as arguments to the jury that advance the defendant’s case and undermine that of the prosecution. Because Part failed to do any of this, he “entirely fail[ed] to subject the prosecution’s case to meaningful adversarial testing” within the rule of Cronic, supra, 466 U.S. at page 659 [80 L.Ed.2d at page 668].

The majority avoid this conclusion by giving Cronic a far narrower reading than the opinion will bear. Thus the majority set up a straw man by denying that “outside influences” prevented Part from providing constitutionally effective assistance: the majority reason (maj. opn., ante, at p. 728) that in Cronic “The high court recognized that such outside influences can sometimes render it impossible for any lawyer to provide constitutionally adequate assistance. (Cronic, supra, 466 U.S. at pp. 659-660 [80 L.Ed.2d at pp. 668-669].) Petitioner’s argument, however, is not that there were such outside influences, but that Part himself failed to work hard enough. This case thus falls outside the small exception carved out by Cronic.”

This is an evident misunderstanding of Cronic. In the pages of Cronic cited by the majority (466 U.S. at pp. 659-660 [80 L.Ed. at pp. 668-669]) the high court identifies one kind of case in which prejudice will be presumed, to wit, a case in which the circumstances of the trial themselves (e.g., threats of mob violence, denial of time to prepare) prevent counsel from doing his job. The archetype of such a case, of course, is Powell v. Alabama (1932) 287 U.S. 45 [77 L.Ed. 158, 53 S.Ct. 55, 84 A.L.R. 527], which the Cronic court proceeds to discuss in some detail. But that is a rare case today; more important, it is obviously not the only kind of case in which prejudice will be presumed under Cronic, as shown by the quotations hereinabove from the body of the Cronic opinion (466 U.S. at pp. 658-659 [80 L.Ed.2d at pp. 667-668]). Thus it is not, as the majority claim, “the small exception carved out by Cronic” (maj. opn., ante, at p. 728), but simply one example of Cronic'& general principle that prejudice will be presumed from an actual or constructive denial of counsel. And it is certainly not the exception relied on by petitioner.

The majority also claim that three footnotes in the Cronic opinion “limit” the admittedly broad language of the text of the opinion quoted hereinabove. As will appear, however, the majority demonstrably misread the footnotes *776they rely on. The devil may often be in the details, but the rule of Cronic is not in its footnotes.

The majority’s first misreading is obvious. The majority quote (maj. opn., ante, at p. 727) the text of footnote 25 of Cronic (466 U.S. at p. 659, fn. 25 [80 L.Ed.2d at p. 668]): “The Court has uniformly found constitutional error without any showing of prejudice when counsel was either totally absent, or prevented from assisting the accused during a critical stage of the proceeding.” The majority subsequently quote from that sentence to distinguish Cronic from petitioner’s case, stressing that Part was “neither ‘totally absent’ nor ‘prevented’ from assisting petitioner at trial.” (Maj. opn., ante, p. 727.)

A glance at the Cronic opinion, however, is enough to show the majority’s mistake: footnote 25 of that opinion refers only to the first of the high court’s two categories of cases in which prejudice is presumed, i.e., when there is a “complete denial of counsel” (Cronic, supra, 466 U.S. at p. 659 [80 L.Ed.2d at p. 668]). But in the case at bar petitioner does not contend there was a “complete denial of counsel”; he relies instead on the second of the high court’s categories of cases of presumed prejudice, i.e., when counsel “entirely fails to subject the prosecution’s case to meaningful adversarial testing" (ibid..). Footnote 25 is irrelevant to that category, and hence is irrelevant to the case at bar.

The majority’s second misreading is less obvious but no less wrong. As an example of the second category of cases of presumed prejudice, i.e., when counsel “entirely fails to subject the prosecution’s case to meaningful adversarial testing,” the high court referred in the text of its Cronic opinion (466 U.S. at p. 659 [80 L.Ed.2d at p. 668]) to Davis v. Alaska (1974) 415 U.S. 308 [39 L.Ed.2d 347, 94 S.Ct. 1105] (hereafter Davis), a case in which counsel was prevented from cross-examining a crucial prosecution witness. The majority take note of that reference, and then quote (maj. opn., ante, at p. 727) the text of footnote 26 of Cronic (466 U.S. at p. 659, fn. 26 [80 L.Ed.2d at p. 668]): “Apart from circumstances of that magnitude, however, there is generally no basis for finding a Sixth Amendment violation unless the accused can show how specific errors of counsel undermined the reliability of the finding of guilt.” The majority italicize the opening clause of the sentence, as if to imply that the second category of Cronic cases is limited to the “circumstance” of Davis, i.e., to cases of denial of cross-examination.

Such an implication would be erroneous. Footnote 26 does not say, “Apart from that circumstance,” but “Apart from circumstances of that magnitude,” and the emphasized phrase refers to a sentence of the Cronic text (omitted by the majority here) in which the high court quotes Davis as explaining that *777denial of cross-examination is constitutional error “ ‘ “of the first magnitude” ’ ” (466 U.S. at p. 659 [80 L.Ed.2d at p. 668], quoting Davis, supra, 415 U.S. at p. 318 [39 L.Ed.2d at pp. 354-355]). It follows that the clause of footnote 26 italicized by the majority is not in fact limited to cases of denial of cross-examination, but refers to all cases of failure of adversarial testing that are of the same “magnitude—i.e., of the same importance—as denial of cross-examination. As explained above, the deficiencies in Part’s representation of petitioner were so pervasive as to amount a case “of the same magnitude” as denial of cross-examination.

The majority’s third misreading of a Cronic footnote is more a matter of selective quotation. Thus the majority quote (maj. opn., ante, at p. 728) the first two sentences of footnote 19 of the Cronic opinion (466 U.S. at pp. 656-657, fn. 19 [80 L.Ed.2d at p. 666]): “the Sixth Amendment does not require that counsel do what is impossible or unethical. If there is no bona fide defense to the charge, counsel cannot create one and may disserve the interests of his client by attempting a useless charade.” The majority then stress (maj. opn., ante, at p. 728) that Part was “faced with a defendant with no apparent defense” who had confessed to the crimes charged. Of course, Part saw petitioner as having “no apparent defense” because he had failed to investigate any possible defense on his client’s behalf. More important, the many steps that Part should have taken in representing petitioner would not have been “a useless charade.” They would have been the adversarial testing that the Sixth Amendment requires.

This fact is underscored by the very next sentence of footnote 19 of Cronic, which the majority do not quote: there the high court admonished that “At the same time, even when no theory of defense is available, if the decision to stand trial has been made, counsel must hold the prosecution to its heavy burden of proof beyond reasonable doubt.” (466 U.S. at p. 657, fn. 19 [80 L.Ed.2d at p. 657], italics added.) As we have seen, Part did the opposite: in his guilt argument he conceded that petitioner was guilty beyond a reasonable doubt of the only charges that mattered—two murders with special circumstances—and in his penalty argument he conceded petitioner’s guilt of those charges beyond “any” doubt and urged the jury to have no sympathy for his client.

Recent federal and state decisions hold that such arguments alone are enough to require relief without proof of prejudice.

The general rule was stated only last year in U.S. v. Williamson (10th Cir. 1995) 53 F.3d 1500, 1511: “There is no question but that the sort of conduct alleged here, i.e., the admission by counsel of his client’s guilt to the jury, *778represents a paradigmatic example of the sort of breakdown in the adversarial process that triggers a presumption of prejudice. [Citations.]”33

The leading case applying this rule is U.S. v. Swanson (9th Cir. 1991) 943 F.2d 1070 (hereafter Swanson). The defendant in that case was charged with one charge of bank robbery, and went to trial on a not guilty plea. His counsel, David Ochoa, began his closing argument to the jury by saying it was his “job” to ensure that the prosecution had proved its case beyond a reasonable doubt. (Id. at p. 1077.) Counsel then repeatedly told the jurors, however, that he was not “trying to raise a reasonable doubt,” because he believed the defense case did not reach “the level of raising reasonable doubt”; rather, he believed the prosecution case was “overwhelming,” both as to the identity of the robber and the element of intimidation. (Id. at pp. 1077-1078.) And he concluded, “many people ask me, ‘Why do you defend someone when the evidence is overwhelming?’ Because I am defending the system.” (Id. at p. 1078.)

The defendant appealed his conviction solely on the ground that the foregoing argument to the jury constituted ineffective assistance of counsel. The government contended the claim must fail because there was no showing that the argument was prejudicial under Strickland, supra, 466 U.S. 668. Rejecting this contention, the Ninth Circuit Court of Appeals reversed the judgment, reasoning that “We are persuaded that Mr. Ochoa’s conduct caused a breakdown in our adversarial system of justice in this case that compels an application of the Cronic exception to the Strickland requirement of a showing that the outcome of the trial would have been different without counsel’s errors or omissions. See Cronic, 466 U.S. at 659-60 [80 L.Ed.2d at 668], 104 S.Ct. at 2047. Mr. Ochoa’s concession in his argument to the jury that there was no reasonable doubt concerning the element of intimidation, and whether Swanson was the perpetrator of the bank robbery, does not demonstrate mere negligence in the presentation of his client’s case or a strategy to gain a favorable result that misfired. Instead, Mr. Ochoa’s statements lessened the Government’s burden of persuading the jury that Swanson was the peipetrator of the bank robbery. Mr. Ochoa’s conduct tainted the integrity of the trial.” (943 F.2d at p. 1074.)

The Swanson court explained that “Mr. Ochoa’s closing argument was not merely a negligent misstep in an attempt to champion his client’s cause. The *779concession that there was no reasonable doubt that his client robbed the bank was an abandonment of the defense of his client at a critical stage of the criminal proceedings. ...['][] A lawyer who informs the jury that it is his view of the evidence that there is no reasonable doubt regarding the only factual issues that are in dispute has utterly failed to ‘subject the prosecution’s case to meaningful adversarial testing.’ Cronic, 466 U.S. at 659 [80 L.Ed.2d at 668], 104 S. at 2047.” (943 F.2d at p. 1074, italics added.)

Relying on other cases in which prejudice was presumed because of actual or constructive denial of counsel, the Swanson court reasoned that the record “demonstrates the constructive absence of an attorney dedicated to the protection of his client’s rights under our adversarial system of justice. Once Swanson’s court appointed attorney told the jury that there was no reasonable doubt regarding his client’s identity as the perpetrator of the crime charged against him, he ceased to function as defense counsel. ‘An effective attorney “must play the role of an active advocate, rather than a mere friend of the court.” ’ ” (943 F.2d at p. 1075.)

In addition, the Swanson court declared that “Mr. Ochoa’s abandonment of his duty of loyalty to his client by assisting the prosecutor also created a conflict of interest. ...[*][] ‘A defense attorney who abandons his duty of loyalty to his client and effectively joins the state in an effort to attain a conviction or death sentence suffers from an obvious conflict of interest. Such an attorney, like unwanted counsel, ‘ “represents” the defendant only through a tenuous and unacceptable legal fiction.’ ” (943 F.2d at p. 1075.)

For all these reasons the Swanson court concluded, “We cannot envision a situation more damaging to an accused than to have his own attorney tell the jury that there is no reasonable doubt that his client was the person who committed the conduct that constituted the crime charged in the indictment.” (943 F.2d at p. 1075.)34

State courts are in accord. Thus in State v. Harbison (1985) 315 N.C. 175 [337 S.E.2d 504] the defendant went to trial on a not guilty plea to charges *780of murdering one person and assaulting another with a deadly weapon inflicting serious bodily injury. In closing argument one of his counsel told the jury that he wanted to leave the courtroom with a clear conscience and that “ T have my opinion as to what happened on that April night, and I don’t feel that [the defendant] should be found innocent. I think he should do some time to think about what he has done. I think you should find him guilty of manslaughter and not first degree.’ ” (337 S.E.2d at p. 506.) The defendant was convicted and appealed, but the North Carolina Supreme Court affirmed the judgment.

Some years later, however, the defendant filed a motion for postconviction relief on the ground that his counsel’s argument constituted ineffective representation. This time he was successful: the North Carolina Supreme Court granted the motion and ordered a new trial. Relying on the rule of Cronic, supra, 466 U.S. 648, the court held that when counsel concedes guilt in argument to the jury without his client’s consent, “the harm is so likely and so apparent that the issue of prejudice need not be addressed.’’ (337 S.E.2d at p. 507.)

The North Carolina Supreme Court explained that “When a defendant enters a plea of ‘not guilty,’ he preserves two fundamental rights. First, he preserves the right to a fair trial as provided by the Sixth Amendment. Second, he preserves the right to hold the government to proof beyond a reasonable doubt.” (337 S.E.2d at p. 507.) Pursuing this point, the court reasoned that “When counsel admits his client’s guilt without first obtaining the client’s consent, the client’s rights to a fair trial and to put the State to the burden of proof are completely swept away. The practical effect is the same as if counsel had entered a plea of guilty without the client’s consent. Counsel in such situations denies the client’s right to have the issue of guilt or innocence decided by a jury." (Ibid.)

More recently and closer to home, the Supreme Court of Nevada so held on a record not dissimilar to that of the case at bar. In Jones v. State (1994) 110 Nev. 730 [877 P.2d 1052], the defendant’s girlfriend, Pamela Williams, was found stabbed to death in the mobilehome she shared with defendant. Shortly afterwards defendant volunteered to police officers that he had been in a fight with Williams and thought he had “ ‘hurt her real bad.’ ” (Id. at p. 1053.) Defendant was arrested, and later that day gave the police a statement after being advised of his rights and signing a written waiver. At trial the *781officer who took the statement testified to its contents; they included the defendant’s confession that in the course of an argument he stabbed Williams with a kitchen knife. A tape recording of the statement was played to the jury. The defendant took the stand, denied killing Williams, and offered an innocent explanation of a cut on his hand and blood-soaked items of men’s clothing found near the body.

During the argument to the jury, however, defense counsel conceded that he believed “ ‘the evidence shows beyond a reasonable doubt that the defendant did kill Pamela,’ ” but argued that he was guilty only of second degree murder. (877 P.2d at p. 1055.) The jury returned a verdict of first degree murder and subsequently fixed the penalty at death, finding aggravating but no mitigating circumstances.

On appeal the Supreme Court of Nevada addressed only the issue of the effect of counsel’s concession of guilt in argument to the jury. Quoting from a federal district court opinion that summarized the holdings of three cases cited hereinabove,35 the Nevada Supreme Court said: “ ‘When counsel concedes a client’s guilt during the guilt-innocence phase of trial in spite of the client’s earlier plea of not guilty and without the defendant’s consent, counsel provides ineffective assistance of counsel regardless of the weight of evidence against the defendant or the wisdom of counsel’s ‘honest approach’ strategy. [Citations.] ... An attorney cannot deprive his or her client of the right to have the issue of guilt or innocence presented to the jury as an adversarial issue on which the state bears the burden of proof without committing ineffective assistance of counsel.’ ” (877 P.2d at p. 1056.)

The Nevada Supreme Court held that counsel’s argument fell below an objective standard of reasonableness under the first prong of the Strickland test. (Strickland, supra, 466 U.S. 668, 687-688 [80 L.Ed.2d 674, 693].) The court then expressed doubt that the defendant could make the showing of prejudice required by Strickland (id. at pp. 691-692 [80 L.Ed.2d at pp. 693-694]), but decided against imposing that requirement in the present context: “We are unable to conclude with a strong degree of certainty that the second prong of the Strickland test, which requires a showing of prejudice, has also been met. Nevertheless, in a capital case involving an error of this magnitude, we are constrained to give the full benefit of the doubt on this issue to [the defendant]. In addressing this same issue, the Supreme Court of North Carolina determined that prejudice may be presumed where defense counsel improperly concedes his client’s guilt....’’ (877 P.2d at p. 1057.) The court then quoted with approval the declaration of the North *782Carolina Supreme Court in State v. Harbison, supra, 337 S.E.2d 504, 507, to the effect that when counsel concedes guilt in argument to the jury without his client’s consent, “the harm is so likely and so apparent that the issue of prejudice need not be addressed.”

For these reasons the Nevada Supreme Court reversed the judgment of conviction and sentence of death and remanded the case for a new trial.

In the case at bar, as we have seen, counsel’s deficient acts and omissions included but extended far beyond his concession in jury argument that petitioner was guilty beyond a reasonable doubt of both murders and both special circumstances. It follows a fortiori that petitioner is entitled to relief under the rule of the cases discussed herein.

According to Part’s first request for attorney fees, all he did during his 53 hours of preparation time was to read the transcript of the trial of petitioner’s former codefendant Arturo Padua (1,477 pages) and of petitioner’s preliminary hearing (279 pages), review the prosecution’s file on the case, talk with petitioner and his investigator, and, assertedly, “interview prospective witnesses.” Whether the last actually occurred is, as we shall see, highly doubtful. Part’s contact with petitioner, moreover, was minimal: in a declaration filed in support of the petition for habeas corpus, petitioner averred that except for courtroom appearances he saw Part only four times during the forty-three weeks before trial. Part did not dispute this fact in the declaration he filed in support of the return. And the People do not dispute the fact in the return itself, thereby effectively admitting it. (In re Sixto (1989) 48 Cal.3d 1247, 1252 [259 Cal.Rptr. 491, 774 P.2d 164].)

At the evidentiary hearing all counsel stipulated that Part was appointed to represent petitioner in the Alfaro case on March 19, 1982, and was relieved of that appointment on August 13, 1982.

Petitioner’s sister was not called to testify at the evidentiary hearing.

As the majority acknowledge (maj. opn., ante, p. 720), such expert testimony is not only admissible, it is commonplace. For example, Gessler stated that he has testified as an expert on the competency of defense counsel representation in a number of capital cases, including People v. Payton (1992) 3 Cal.4th 1050 [13 Cal.Rptr.2d 526, 839 P.2d 1035], In re Jackson (1992) 3 Cal.4th 578 [11 Cal.Rptr.2d 531, 835 P.2d 371], and In re Marquez (1992) 1 Cal.4th 584 [3 Cal.Rptr.2d 727, 822 P.2d 435].

Shortly after Part was appointed, counsel for then codefendant Arturo Padua moved to dismiss the special circumstances and certain counts alleged against his client. When the motion came on for hearing, Part orally joined in it. After Padua’s case was severed, however, Part engaged in no further motion activity of his own.

Dr. Rosenthal has testified as an expert witness on this topic in many cases, including In re Cordero (1988) 46 Cal.3d 161 [249 Cal.Rptr. 342, 756 P.2d 1370] and People v. Ledesma (1987) 43 Cal.3d 171 [233 Cal.Rptr. 404, 729 P.2d 839],

Like Dr. Rosenthal, Dr. Aniline has also testified as an expert witness on this topic in numerous cases, including In re Sixto, supra, 48 Cal.3d 1247.

Gillingham stated he has testified as an expert on the competency of defense counsel representation in such capital cases as People v. Pensinger (1991) 52 Cal.3d 1210 [278 Cal.Rptr. 640, 805 P.2d 899], and In re Cordero, supra, 46 Cal.3d 161.

For example, even before the prosecution played the tape recording in the courtroom Part described its contents to the trial judge as a series of leading questions and largely yes-or-no answers, rather than a narrative.

For example, on direct examination Officer Kellenberger testified that in the course of the interrogation petitioner “said” he shot the driver of the pink Chevrolet Camara. On cross-examination, however, it appeared that in the transcript of the interrogation petitioner did not in fact say anything in reply to the key question, “Is that when you shot him?” When asked about this discrepancy, Kellenberger stated, “At that particular point he nodded his head.”

The confused state of Part’s thinking about petitioner’s pretrial statement is illustrated by the fact that when the tape recording of the statement was first discussed at trial Part told the court that it was composed of statements “which, in my opinion, would be more helpful to the defendant than a detriment,” and hence that if the prosecutor did not intend to play the recording, “I will play it myself.”

After the trial, petitioner’s appellate counsel obtained a professional transcription of the recording and submitted it in support of the petition for habeas corpus. The majority (maj. opn., ante, at p. 729, fn. 7) dismiss that version with the comment that “it does not add much.” How the majority are able to compare it with the prosecution’s version is a mystery, because the latter was not put in evidence and hence is not in the record. In any event, as will appear, the professional transcription differs in a crucial respect from the way that the court and counsel heard—and the prosecutor transcribed—a key portion of the recording.

Part did not seek to support this claim by filing a Pitchess motion (Pitchess v. Superior Court (1974) 11 Cal.3d 531 [113 Cal.Rptr. 897, 522 P.2d 305]) to discover complaints of excessive force against the interrogating officers. Such a motion will lie to support a claim that a confession was coerced. (People v. Memro (1985) 38 Cal.3d 658, 674-684 [214 Cal.Rptr. 832, 700 P.2d 446].)

Because the prosecution’s version of this transcription was not put in evidence, we must use the transcription prepared by petitioner’s expert.

I reproduce below the quoted portion of the transcription. (Text not enclosed by braces was found by the transcriber to be clearly intelligible; text within braces was marginally intelligible; parentheses indicate the estimated number of syllables that were unintelligible.)

“[Fesperman]: {If} you don’t want anything written down, fine, {we} don’t have to write anything down. Okay.
“Avena: Uh, how come, how—
“[Fesperman]: We’ll, we’ll do it your way.
“Avena: Excuse me, how come you close the eye?
“[Fesperman]: ’Cause I got a bad eye.
“ [Kellenberger] : We—you know how long we been up?
“Avena: (8-12 syl.), man. Don’t want to talk about it.
“[Fesperman]: Hmm?
“Avena: Forget about it.
“[Kellenberger]: You know how long we been awake man? ’Bout thirty six hours. You watch me, you’re gonna see my eyes closing too.
“Avena: Forget about it, {man, I don’t want to talk} (1-2 syl.)
“Pause—3 Sec.
“Avena: {It’s over}.”

Part’s reliance on the prosecutor’s version is also demonstrated by the statement in his declaration that “There appeared to be no differentiation between the transcription of the tape and the tape itself.”

I agree with the trial judge that we should not “supply words that cannot be heard”; but from the fact that the judge—not claiming to be an expert—could not hear the words that followed the word “talk” (and misheard the words that preceded it) when the tape recording was played in the courtroom, it does not follow that a forensic acoustics expert, analyzing the same tape with laboratory equipment, could not hear them either. On the contrary, the declaration of petitioner’s expert identified the statements, “Don’t want to talk about it” and “Forget about it,” as “utterances that are considered to be clearly intelligible.” The People do not question the accuracy of this portion of the transcription.

In addition, both the United States Supreme Court and this court have recognized that the practice also violates equal protection because it operates primarily against defendants who are too poor to post bail. (Estelle v. Williams, supra, 425 U.S. at pp. 505-506 [48 L.Ed.2d at p. 131]; People v. Taylor, supra, 31 Cal.3d at p. 495.)

That was certainly true: after the prosecutor’s direct examination of Padua, Part told the court that “I’m not prepared to cross-examine that witness because my tactics, obviously, in this particular case have changed with the production of this witness.” Part explained that he did not know Padua would testify “until getting an inkling last night and knowing this morning . . . .” Part then asked for time to decide on a new trial tactic, speculating that “it may be that I won’t even ask him a question on cross-examination. It could be that I will float through all of the other witnesses almost conceding the counts. It could be that I’d even ask the defendant to plead [guilty] because [I am] thinking that the only thing we have to save here is the penalty phase.” The court granted a recess until the following day, when Part’s new tactic revealed itself: for the rest of the guilt phase he contented himself with cross-examining the prosecution’s witnesses, and called none of his own.

For example, Part acknowledged that it “Sounds silly why I am standing up here arguing for assault with a deadly weapon rather than assault with intent to commit murder when we are talking about horrendous penalties, but my job is to make the People prove their case.”

A few moments later Part again conceded that “It sounds like I am sitting up here talking about nickels and dimes when the District Attorney is talking about a million dollar situation. And perhaps that is true. But that is my job.”

The jury interrupted its brief deliberations only once, to ask for a restatement of the definitions of the assault crimes and for a rereading of the testimony relating to two of the assaults.

This was apparently not an uncommon sequence of events in the Los Angeles County jail: Part’s own witness, Deputy Bauder, testified that after searching the 80 or 90 inmates involved in the incident occurring 2 days earlier, he found no less than 5 discarded shanks in the room.

There may have been a pattern here. Another item of aggravating evidence introduced by the prosecution was the testimony of Deputy Sheriff Anthony De Leon to the effect that petitioner intervened while he was removing the restraints from another inmate, and that when he attempted to put petitioner in a “recalcitrant cell,” petitioner assaulted him “for reasons unknown.” Part called no defense witnesses to tell petitioner’s side of the story. In his declaration, however, petitioner averred that he told Part about the incident and “I asked him if he wanted the names of people who were there and he said no, that he did not have anything to do with that and was not getting paid to investigate it, so it’s no big deal.”

For example, the prosecutor argued: “Ladies and gentlemen, you tell me one mitigating circumstance that’s been presented to you in this case. Give me one.

“There is absolutely no mitigation whatsoever presented by the defense, presented by the People, presented by our common sense. None.
“All—all of the evidence, all of the inferences, all of the facts in this case are aggravating circumstances, ladies and gentlemen. Every bit of it. There is no mitigation whatsoever.”

The woman in question was not married to petitioner.

At the evidentiary hearing Part again claimed he did not introduce any evidence of intoxication “because I did not want the jury to feel that a person who drank had a license to commit a crime.”

Thus in addressing the jury on the sufficiency of the evidence of the assault counts, Part said of his client, “You don’t have to like him. In fact, you probably don’t like him.” A few minutes later Part returned to his theme, repeating, mantra-like, “You might not like the defendant for what he has done. You might not like the defendant for what he is charged with. You might not like the defendant for his lifestyle.”

For example, Part told the jury that petitioner “did not take his rifle into Bob’s Big Boy restaurant and shoot nine people. He didn’t go out every night to kill a different person. He didn’t go into four separate homes and slaughter people inside.”

Juan Corona was a serial killer who was convicted on 25 counts of first degree murder for hacking and stabbing to death a total of 25 migrant farmworkers over a period of 4 months. (People v. Corona (1978) 80 Cal.App.3d 684 [145 Cal.Rptr. 894].)

I agree with the concurring opinion herein of Justice Arabian that the recent decision of the high court in Lockhart v. Fretwell (1993) 506 U.S. 364 [122 L.Ed.2d 180, 113 S.Ct. 838], is distinguishable on its facts and has no bearing on the resolution of this case.

As the Strickland court said in another connection, “The object of an ineffectiveness claim is not to grade counsel’s performance.” (Strickland, supra, 466 U.S. at p. 697 [80 L.Ed.2d at p. 699].)

The concept of finding prejudice in cumulative effect, of course, is not new. Under the “cumulative error” doctrine, errors that are individually harmless may nevertheless have a cumulative effect that is prejudicial. (E.g., Delzell v. Day (1950) 36 Cal.2d 349,351 [223 P.2d 625]; Du Jardin v. City of Oxnard (1995) 38 Cal.App.4th 174, 180 [45 Cal.Rptr.2d 48].) For example, the doctrine required reversal of a judgment when numerous minor instances of attorney misconduct during trial had a cumulatively prejudicial effect. (Gackstetter v. Market Street Ry. Co. (1933) 130 Cal.App. 316, 325-327 [20 P.2d 93].)

In the cited case relief was ultimately denied because counsel in fact did no more than remark in his argument that he disagreed with a portion of the defendant’s testimony in which she expressed doubts about the veracity of certain prosecution witnesses on one of the counts against her; in all other respects counsel “did not cease to function as an advocate in behalf of [his client]” and urged the jury to find her not guilty on all counts. (53 F.3d at pp. 1511-1512.) The same evidently cannot be said of Part.

Prior to Cronic, supra, 466 U.S. 648, other federal courts had held that similar arguments to a jury conceding the defendant’s guilt constituted ineffective assistance of counsel and grounds for federal habeas corpus relief. Thus in Wiley v. Sowders (6th Cir. 1981) 647 F.2d 642, 650, the court reasoned: “Although statements made by attorneys in closing arguments are not evidence, nevertheless, for all practical purposes, counsel’s admission of guilt on behalf of his client denied to petitioner his constitutional right to have his guilt or innocence decided by the jury. Petitioner, in pleading not guilty, was entitled to have the issue of his guilt or innocence presented to the jury as an adversarial issue. Counsel’s complete concession of petitioner’s guilt nullified the adversarial quality of this fundamental issue.”

Again, in Francis v. Spraggins (11th Cir. 1983) 720 F.2d 1190, 1194, the court explained: “Where a capital defendant, by his testimony as well as his plea, seeks a verdict of not guilty, counsel, though faced with strong evidence against his client, may not concede the issue of guilt merely to avoid a somewhat hypocritical presentation during the sentencing phase and *780thereby maintain his credibility before the jury. Even though an adverse verdict would have the effect of precluding further argument on the issue of guilt, counsel does not have license to anticipate that effect and to concede the issue during the guilt/innocence phase simply because an adverse verdict appears likely.”

Francis v. Spraggins, supra, 720 F.2d 1190; Wiley v. Sowders, supra, 647 F.2d 642; State v. Harbison, supra, 337 S.E.2d 504.