Commonwealth v. Nash

Concurring Opinion by

Mr. Justice Roberts :

I agree that James Robinson and Alfred Nash should be granted a new trial, but for reasons substantially different from those proffered by the opinion announcing the judgment of the Court. In my judgment, this Court should adopt as part of the common law of evidence the view permitting extrajudicial declarations against penal interest to be admitted into evidence as an exception to the hearsay rule. No need would then exist to consider the constitutional issues presented by these cases. Cf. Chambers v. Mississippi, 410 U.S. 284, 93 S. Ct. 1038 (1973).

*304To my knowledge, there are no decisions of this Court or of the Superior Court holding that declarations against penal interest are inadmissible.1 No precedent inhibits our adopting a rule permitting the admissibility of declarations against penal interest.

The law of this Commonwealth has, however, long been that declarations against pecuniary or proprietary interest are admissible as a hearsay exception. E.g., Beardsley v. Weaver, 402 Pa. 130, 132, 166 A.2d 529, 530 (1961) (alternate holding); Rudisill v. Cordes, 333 Pa. 544, 549-50, 5 A.2d 217, 219 (1939); Gracie’s Estate, 158 Pa. 521, 27 A. 1083 (1893); Taylor v. Gould, 57 Pa. 152, 156-57 (1868); Welsh v. Cooper, 8 Pa. 217, 221-22 (1848); Harrisburg Bank v. Tyler, 3 W. & S. 373 (Pa. 1842). See generally 5 J. Wigmore, Evidence §§1455-77 (3d ed. 1940); McCormick’s Handbook of the Law of Evidence §§276-79 (2d ed. E. Cleary 1972); S. Feldman, Pennsylvania Trial Guide §7.56 (rev. ed. 1973). I perceive no logical foundation to support different treatment for declarations against penal interest.

The cases usually relied upon as authority for the proposition that a declaration against penal interest is inadmissible are Commonwealth v. Somershoe, 217 Pa. Superior Ct. 156, 269 A.2d 149 (1970); Commonwealth v. Honigman, 216 Pa. Superior Ct. 303, 264 A.2d 424 (1970); Commonwealth v. Antonini, 165 Pa. Superior Ct. 501, 69 A.2d 436 (1949). Cf. S. Feldman, Pennsylvania Trial Guide §7.56 (rev. ed. 1973). Both Somershoe and Honigman were simply per curiam opinionless affirmances.2 Thus, no ratio decidendi can *305be extracted from these decisions. Antonini can be easily distinguished because there the declaration, a suicide note by a decedent, was offered to inculpate the accused, and therefore its introduction would violate the confrontation clause.3 More recently, the Superior Court has permitted declarations against penal interest, in certain circumstances,4 to be admitted into evidence. *306Commonwealth v. Hackett, 225 Pa. Superior Ct. 22, 307 A.2d 334 (1973).

Tbe exclusion of declarations against penal interest from tbe hearsay exceptions bas been severely and vigorously criticized. 5 J. Wigmore, Evidence §§1476-77 (3d ed. 1940);5 McCormick’s Handbook of the Law of *307Evidence §278 (2d ed. E. Cleary 1972); Donnelly v. United States, 228 U.S. 243, 277-78, 33 S. Ct. 449, 461 (1913) (Holmes, J., dissenting); United States v. Annunziato, 293 F.2d 373, 378 (2d Cir.) (Friendly, J.), cert. denied, 368 U.S. 919, 82 S. Ct. 240 (1961). The exclusion has been rejected by the proposed federal rules of evidence, Committee on Rules of Practice & Procedure, Rules of Evidence for the United States Courts and Magistrates rule 804(b)(4) (rev. draft 1973), as well as by earlier codifications of the law of evidence, Uniform Rule of Evidence 63(10); Model Code of Evidence rule 509(1) (1942).

Several states have permitted partial exceptions to the rule of exclusion. E.g., People v. Lettrich, 413 Ill. 172, 176-80, 108 N.E.2d 488, 491-92 (1952); Hines v. Commonwealth, 136 Va. 728, 738-50, 117 S.E. 843, 846-49 (1923).6 Others, jettisoning the illogical past, have modernized their rules of evidence to admit declara*308tions against penal interest. E.g., People v. Spriggs, 60 Cal.2d 868, 389 P.2d 377, 36 Cal. Rptr. 841 (1964) (Traynor, J.); State v. Leong, 51 Hawaii 581, 465 P. 2d 560 (1970); People v. Brown, 26 N.Y.2d 88, 257 N.E.2d 16, 308 N.Y.S.2d 825 (1970); N.J.R. Evid. 63(10); Wis. R. Evid. §908.045(4). In still others, a confession to a crime has been deemed to be also against the declarant’s pecuniary or proprietary interest, and thus admissible. E.g., Weber v. Chicago, R.I. & P. Ry., 175 Iowa 358, 382-83, 391-97, 151 N.W. 852, 861, 864-65 (1916); G. M. McKelvey Co. v. General Casualty Co., 166 Ohio St. 401, 142 N,E.2d 854 (1957); Aetna Life Insurance Co. v. Strauch, 179 Okla. 617, 619-20, 67 P.2d 452, 455 (1937).

A statement that subjected the declarant to possible criminal sanctions could hardly be considered anything but against interest. The limitation of the exception to declarations against pecuniary and proprietary interests is grounded in the belief that they are less likely to be motivated by extraneous considerations and provide less inducement to perjury. This reasoning is unsound. If the object of the present lawsuit were a $100,000,000 judgment, can one doubt that there would be any less incentive to swear falsely? Viewing the materialistic limitation from a different perspective, the New York Court of Appeals stated: “[T]he distinction which would authorize a court to receive proof that a man admitted he never had title to an Elgin watch, but not to receive proof that he had admitted striking Jones over the head with a club, assuming equal relevancy of both statements, does not readily withstand analysis.” People v. Brown, 26 N.Y.2d 88, 91, 257 N.E.2d 16, 17, 308 N.Y.S.2d 825, 827 (1970).

In any event, circumstances assuring reliability go to the weight of the evidence. See Rau v. First National Stores, 97 N.H. 490, 494-95, 92 A.2d 921, 924 (1952). If the declaration is incredible or is testified to by an incredible witness, the factfinder is free to disbelieve *309the testimony. By cross-examination, opposing counsel is able to probe testimony for weakness, inconsistencies, or the interest of a witness. This, and not admissibility, is the safeguard for incredible testimony.

The question whether the exclusion of declarations against penal interest is a sensible rule has been succinctly addressed by Professor Wigmore. “[The exclusion] cannot be justified on grounds of policy. The only plausible reason of policy that has ever been advanced for such a limitation is the possibility of procuring fabricated testimony to such an admission if oral. This is the ancient rusty weapon that has always been brandished to oppose any reform in the rules of Evidence, viz., the argument of danger of abuse. This would be a good argument against admitting any witnesses at all, for it is notorious that some witnesses will lie and that it is difficult to avoid being deceived by their lies. The truth is that any rule which hampers an honest man in exonerating himself is a bad rule, even if it also hampers a villain in falsely passing for an innocent.” 5 J. Wigmore, Evidence, §1477, at 288-89 (3d ed. 1940) (footnote omitted).

The rule that declarations against penal interest are inadmissible hearsay is supported by neither reason nor logic nor policy. In Pennsylvania it is not even supported by precedent. As I see it, our common law of evidence should permit declarations against penal interest to be admissible as a hearsay exception.

It is, therefore, my view that at their new trial, in order for the tendered declaration against penal interest to be admissible, appellants must show that the declaration states facts that are against the penal interest of the declarant, and that the declarant is unavailable at the time of trial. McCormick’s Handbook of the Law of Evidence, §276 (2d ed. E. Cleary 1972).

1 concur in the result.

Mr. Chief Justice Jones and Mr. Justice Pomeroy join in this concurring opinion.

Indeed, one trial court has opined that declarations against penal interest, where probative, are properly admissible. Commonwealth v. Robbins, 18 Bucks County L. Rptr. 158, 163-64 (Pa. Q.S. 1968).

In Commonwealth v. Honigman, 216 Pa. Superior Ct. 303, 303, 264 A.2d 424, 424 (1970), Judge Hoffman forcefully and persuasively *305argued in favor of the admissibility of declarations against penal interest. See also Commonwealth v. Somershoe, 217 Pa. Superior Ct. 156, 157, 269 A.2d 149, 149 (1970) (dissenting opinion).

Cf. Roberts v. Russell, 392 U.S. 293, 88 S. Ct. 1921 (1968) (per curiam); Bruton v. United States, 391 U.S. 123, 88 S. Ct. 1620 (1968); Barber v. Page, 390 U.S. 719, 88 S. Ct. 1318 (1968); Douglass v. Alabama, 380 U.S. 415, 85 S. Ct. 1074 (1965); Pointer v. Texas, 380 U.S. 400, 85 S. Ct. 1065 (1965); Mattox v. United States, 156 U.S. 237, 15 S. Ct. 337 (1895). But cf. Dutton v. Evans, 400 U.S. 74, 91 S. Ct. 210 (1974); California v. Green, 399 U.S. 149, 90 S. Ct. 1930 (1970).

I view as completely unacceptable the adoption of the guidelines enunciated in Commonwealth v. Hackett, 225 Pa. Superior Ct. 22, 307 A.2d 334 (1973). In Hackett, the Superior Court instructed trial courts that the admissibility of declarations against penal interest was mandatory when they “(1) exculpate the defendant from the crimes for which he is charged; (2) are inherently trustworthy in that they are written or orally made to reliable persons of authority or those having adverse interests to the declarant; and, that they are made pre-trial or during the trial itself. Id. at 29-30, 307 A. 2d at 338.

These standards, in my judgment, are unduly restrictive of the trial court’s discretion and impose irrelevant conditions on the admissibility of declarations against penal interest. By its nature, evidence lends itself only to ad hoc decisionmaking, with the decisions based on the particular facts and circumstances of a given case. As an appellate court, removed from the trial arena, we can only delimit the broad contours of admissibility. After all, it is the trial court’s task, and duty, to weigh and sift in the first instance the facts and arguments for and against admissibility. In my view, a declaration against penal interest should be admitted il' its proponent can show that the declaration states facts that are against the penal interest of the declarant, and that the declarant *306is unavailable at the time of trial. McCormick’s Handbook of the Law of Evidence §276 (2d ed. E. Cleary 1972).

More particularly, I find troublesome the requirement that declarations against penal interest must be “inherently trustworthy in that they are written or orally made to reliable persons of authority or those having adverse interests to the declarant.” Who is a person of authority? Is his reliability at issue? Is the testimony of a bartender, who has never heard of or seen the accused, but to whom a declarant confesses guilt of the crime with which the accused is charged, not to be admitted because the bartender is not “adverse,” but rather “neutral”? Indeed, under the Eachett test, several of the witnesses in Chambers v. Mississippi, 410 U.S. 284, 93 S. Ct. 1038 (1973), would not have been allowed to testify for they were friends both of Chambers and of the declarant Like the instant case, and I suppose like many others, the participants in Chambers were closely linked by friendship and betrayal.

In the view of the opinion announcing the judgment, the mandate in the instant case, see Hackett; Chambers, is constitutionally compelled. To my thinking, there is nothing in the United States or Pennsylvania Constitutions that requires the adoption of such wooden and specific standards for such a discretion-laden question as the admissibility of evidence.

“The only practical consequences of this unreasoning limitation [on the admissibility of declarations against penal interest] are shocking to the sense of justice; for, in its commonest application, it requires in a criminal trial, the rejection of a confession, however well authenticated, of a person deceased or insane or fled from the jurisdiction (and therefore quite unavailable) who has avowed himself to be the true culprit. The absurdity and wrong of rejecting indiscriminately all such evidence is patent ....

“It is therefore not too late to retrace our steps, and to discard this barbarous doctrine, which would refuse to let an innocent accused vindicate himself even by producing to the tribunal a perfectly authenticated written confession, made on the very gallows, *307by the true culprit now beyond the reach of justice. Those who watched (in 1899) with self-righteous indignation the course of proceedings in Captain Dreyfus’ trial should remember that, if that trial had occurred in our own Courts, the spectacle would have been no less shameful if we, following our own supposed precedents, had refused to admit what the French Court never for a moment hesitated to admit, — the authenticated confession of the absconded Major Esterhazy, avowing himself the guilty author of the treason there charged, and now known beyond a doubt to have been the real traitor.” 5 J. Wigmore, Evidence §1477, at 289-90 (3d ed. 1940) (footnotes amitted).

See also State v Larsen, 91 Idaho 42, 48-49, 415 P.2d 685, 691-92 (1966); Dyson v. State, 238 Md. 398, 407, 209 A.2d 609, 614 (1965), vacated and remanded on other grounds, 383 U.S. 106, 86 S. St. 717 (1966); Brady v. State, 226 Md. 422, 174 A.2d 167 (1961), aff’d sub nom. Brady v. Maryland, 373 U.S. 83, 83 S. Ct. 1194 (1963); Thomas v. State, 186 Md. 446, 47 A.2d 43 (1946); Osborne v. Purdone, 250 S.W.2d 159 (Mo. 1952); Sutter v. Easterly, 354 Mo. 282, 189 S.W.2d 284 (1945); Cameron v. State, 153 Tex. Crim. 29, 217 S.W.2d 23 (1949); Newberry v. Commonwealth, 191 Va. 445, 61 S.E.2d 318 (1950).