Armstrong v. Safeco Insurance

Ringold, J.

This case presents an issue of first impression concerning an insurer's refusal to renew an auto policy. RCW 48.18.292(1) requires an insurer which does not renew to give 20 days' notice to the insured and to include the actual reason for refusal to renew.

Jack C. Armstrong, the insured under an auto policy, contends that the statutory requirement of "the actual reason" for nonrenewal requires a reason based upon good cause. Safeco Insurance Company argues that the question *256is entirely legal and the "actual reason is all the statute requires." We summarize the facts which support Armstrong's claim for damages.

The Armstrongs' automobile insurance policy ran for periods of 6 months from July 12, 1977 to November 14, 1984. The last 6-month renewal was in May 1984. The last claim on the policy was made by the Armstrongs in April 1984.

In October 1984, the Armstrongs were advised by Safeco that their policy would not be renewed, effective November 14, 1984. The reason given for nonrenewal was "claims frequency and the unrevealed speeding cite for 65 in a 55 on 10/3/82."

In response to the notice of nonrenewal, the Armstrongs wrote a letter to the Washington State Insurance Commissioner, outlining the history of their insurance coverage with Safeco. The Armstrongs stated that this was the only speeding ticket Mr. Armstrong had in 30 years of driving, and that Safeco did not ask them if they had any tickets; instead, Safeco made no inquiries and just sent the renewal policy each year and requested that the premium be paid.

The Armstrongs' letter also explained the claims that the Armstrongs had made for coverage under their policies with Safeco since 1977. They stated they felt the real reason for nonrenewal was that they had filed a claim against the underinsured motorist portion of the Safeco policy, which had not yet been settled.

On March 20, 1985, in response to the Armstrong's letter, Mr. Robb Bruns, Safeco personal lines underwriting manager, wrote a letter to the Insurance Commissioner itemizing the claims made under the Armstrong insurance policies over the 7-year period of their coverage with Safeco. The claims were itemized as follows:

1. June 1, 1980 — Comprehensive—rock thrown up by passing vehicle, broke windshield.

2. January 1, 1982 — Collision—car stolen and damaged in an accident.

*2573. December 4, 1982 — Collision and PIP — claimant ran stop sign and struck insured's car.

4. January 28, 1984 — Comprehensive—tires slashed.

5. February 25, 1985 — Comprehensive—tires slashed.

6. April 18, 1984 — Collision—insured struck by claimant.

None of these claims were made subsequent to May 1984, the date of the last renewal for a period of 6 months. Nor did any of the claims arise out of culpable driving activities on the part of the Armstrongs.1

The Armstrongs brought this action, alleging bad faith on the part of Safeco in refusing to renew the automobile liability insurance policy. On August 21, 1986, the trial court granted Safeco's motion for summary judgment of dismissal. This appeal timely follows:

Procedural Challenge

First, Safeco argues that the exhibits and affidavit of Paul J. Burns, Armstrongs' attorney, are not based on the affiant's personal knowledge and therefore cannot be considered by the court to establish the foregoing factual summary.

CR 56(e) requires that affidavits submitted in summary judgment proceedings be made on personal knowledge, set forth admissible evidentiary facts, and affirmatively show the affiant is competent to testify as to his averments. Meadows v. Grant's Auto Brokers, Inc., 71 Wn.2d 874, 878, 431 P.2d 216 (1967). Although CR 56(e) makes no distinctions between affidavits of the moving and nonmoving parties, the drastic potentials of a summary judgment motion compel the courts to indulge in leniency with respect to affidavits presented by the nonmoving party. Meadows, at 879.

Safeco contends that the affidavit produced by the Armstrongs in opposition to summary judgment is not *258competent evidence to withstand such a motion. Safeco argues that the attorney's affidavit does not comply with CR 56(e) because, among other things, it is not based upon personal knowledge. The record, however, does not reveal any motion to strike the affidavit or any portion thereof prior to the trial court's action. Failure to make such a motion waives any deficiency which may exist. Lamon v. McDonnell Douglas Corp., 91 Wn.2d 345, 352, 588 P.2d 1346 (1979) (citing Meadows v. Grant's Auto Brokers, Inc., supra). We, therefore, consider the Burns affidavit as part of the record.

Meaning of "Actual Reason"

The Armstrongs argue that the duty of good faith and the language of RCW 48.18.292(1) (a) and (5) support the conclusion that before an insurer may refuse to renew, there must be a valid basis for nonrenewal, based on culpable driving activity by the insured, which increases the insurer's risk exposure.

RCW 48.18.292(1)(a) provides:

(1) Each insurer shall be required to renew any contract of insurance subject to RCW 48.18.291 unless one of the following situations exists:
(a) The insurer gives the named insured at least twenty days' notice in writing as provided for in RCW 48.18.291(1), that it proposes to refuse to renew the insurance contract upon its expiration date; and sets forth therein the actual reason for refusing to renew; or

RCW 48.18.292 does not define an "actual reason" or what basis there must be for an insurer's refusal to renew an auto policy. RCW 48.18.292(5), however, provides some guidance:

No insurer shall refuse to renew the liability and/or collision coverage of an automobile insurance policy on the basis that an insured covered by the policy of the insurer has submitted one or more claims under the comprehensive, road service, or towing coverage of the *259policy. Nothing in this subsection shall prohibit the non-renewal of comprehensive, road service, or towing coverage on the basis of one or more claims submitted by an insured.

Safeco argues there is no requirement that the "actual reason" required by the statute be a reason based upon good and sufficient cause; that there is no vested right to continued liability insurance coverage, and that no law requires an insurance company to automatically extend a 6-month period of insurance coverage.

Insurance, as a business affected by the public interest, is subject to extensive regulations. The statute governing nonrenewal must be interpreted by an ascertainable standard. As demonstrated by the parties' arguments here, "actual reason” is ambiguous, and we must determine its meaning. State ex rel. McDonald v. Whatcom Cy. Dist. Court, 92 Wn.2d 35, 593 P.2d 546 (1979). In construing statutes, the primary objectives are to effectuate legislative intent, ascertained from the statutory context as a whole, and to avoid unjust or absurd consequences. Hanks v. Nelson, 34 Wn. App. 852, 664 P.2d 15 (1983); In re Hoffer, 34 Wn. App. 82, 659 P.2d 1124 (1983).

Inherent in RCW 48.18.292 is a presumption that automobile insurance will be renewed, subject to certain exceptions, including the statement of "actual reasons" at issue. The purpose for statutes requiring such notice is to prevent nonrenewal or cancellation for statutorily prohibited reasons, see RCW 48.30.300; to provide the insured the opportunity to convince the insurer not to carry through on its proposed action (here, nonrenewal) and to allow the insured ample time to obtain replacement coverage. Shqeir v. Equifax, Inc., 636 S.W.2d 944, 948-49 (Mo. 1982) (interpreting Mo. Rev. Stat. § 379.118 (1987), which requires insurer to give notice of actual reasons for its proposed action). Though truthfulness of the reasons may be a concomitant of "actual reasons", it is not sufficient to meet an objective standard by which to measure the right of nonrenewal.

*260Nor may the insurer meet its statutory obligation by making an incomplete statement of its reasons for nonrenewal. In Government Employees Ins. Co. v. Insurance Comm'r, 40 Md. App. 201, 389 A.2d 422 (1978), the Court of Appeals considered an insurance company's nonrenewal of automobile policy based on the insured's son's driving record. The Maryland statute required an insurer to give the insured notice of its intent not to renew including "[t]he insurer's actual reason or reasons for proposing to take such action." Md. Ann. Code art. 48A, § 240AA(b)(iii) (1957).2 The insured was informed the reason for nonrenewal was "Alan J. Frank's [son's] driving record” and included four speeding violations; the notice did not inform the insured that the rationale was that the son had received those speeding tickets within a 2-year period and that three of the tickets were received after the son had attended a driver (rehabilitation) clinic. Because the stated reason was not the entire reason, the court held it fell short of the "actual reason or reasons" and thus did not comply with the statute. Where the entirety of the reasons is not given, the insured is unable to contest in any meaningful way the nonrenewal of his policy.

Had the Legislature simply required that a "reason" be set forth we would not hesitate construing that to mean "a *261reasonable basis for nonrenewal." Adding the word "actual" must be a further limitation upon the right of the insurer to deny renewal. For example, in Messing v. Nationwide Mut. Ins. Co., 42 A.D.2d 1030, 348 N.Y.S.2d 439 (1973), the court held that when the statute requires an insurer to give "specific reasons" for cancellation, the reason "[a]s requested by the . . . underwriter" is not sufficient as a matter of law. RCW 48.18.292(5) precludes an insurer from denying a renewal if the reasons are based on "one or more claims under the comprehensive, road service, or towing coverage". Thus, the Legislature has excluded some nonculpable reasons as a basis of nonrenewal. Of the six reasons given by Safeco to the Insurance Commissioner, three concerned claims under Armstrong's comprehensive coverage and statutorily are not grounds on which Safeco could decide not to renew.

In addition, there are considerations other than discrimination which require limitations on an insurer's underwriting decisions. The statutory protection afforded the insured by requiring a statement of actual reasons3 must extend to more than prohibitions against only discriminatory nonrenewals. For example, the Maryland insurance code, which prescribes procedural limitations on nonrenewal, Md. Ann. Code art. 48A, § 240AA(b)(iii) (1957), also contains substantive limitations. Md. Ann. Code art. 48A, § 234A(a) provides in part: "[n]o insurer, agent or broker may cancel or refuse to underwrite or renew a particular insurance risk or class of risk except by the application of standards which are reasonably related to the insurer's economic and business purposes." When the statute was amended to add this substantive limitation, the legislature stated that the insurer's

underwriting decisions . . . [must] be made solely on the basis of a reasonable application to relevant facts of *262underwriting principles, standards and rules that can be demonstrated objectively to measure the probability of a direct and substantial adverse effect upon losses or expenses of the insurer in light of the approved rating plan or plans of the insurer then in effect. . .

1974 Md. Laws ch. 752, quoted in Lumbermen's Mut. Cas. Co. v. Insurance Comm'r, 302 Md. 248, 487 A.2d 271, 274 (1985). A similar requirement can be inferred in this state because of the burden of good faith imposed on insurers.

RCW 48.01.030 requires the insurer and insured to act in good faith in all insurance matters:

The business of insurance is one affected by the public interest, requiring that all persons be actuated by good faith, abstain from deception, and practice honesty and equity in all insurance matters. Upon the insurer, the insured, and their representatives rests the duty of preserving inviolate the integrity of insurance.

The Supreme Court recently summarized the insurer's duty to deal in good faith in Tank v. State Farm Fire & Cas. Co., 105 Wn.2d 381, 385-86, 715 P.2d 1133 (1986) as follows:

The duty to act in good faith or liability for acting in bad faith generally refers to the same obligation. Tyler v. Grange Ins. Ass'n, 3 Wn. App. 167, 173, 473 P.2d 193 (1970). Indeed, we have used those terms interchangeably. See Murray v. Mossman, 56 Wn.2d 909, 355 P.2d 985 (1960). However, regardless of whether a good faith duty in the realm of insurance is cast in the affirmative or the negative, the source of the duty is the same. That source is the fiduciary relationship existing between the insurer and insured. Such a relationship exists not only as a result of the contract between insurer and insured, but because of the high stakes involved for both parties to an insurance contract and the elevated level of trust underlying insureds' dependence on their insurers. This fiduciary relationship, as the basis of an insurer's duty of good faith, implies more than the "honesty and lawfulness of purpose" which comprises a standard definition of good faith. It implies "a broad obligation of fair dealing", Tyler, at 173, and a responsibility to give "equal consideration" to the insured's interests. Tyler, at 177. Thus, an insurance company's duty of good faith rises to an even *263higher level than that of honesty and lawfulness of purpose toward its policyholders: an insurer must deal fairly with an insured, giving equal consideration in all matters to the insured's interests.

Thus, the insurer's duty of good faith is imposed by the courts as well as the Legislature. In the context of renewal of an automobile insurance policy, this duty on an insurance company requires it to have a valid, good faith reason to justify nonrenewal. RCW 48.18.292; RCW 48.01.030.

The statutory constraints imposed by the Legislature do not require only culpable conduct by the insured to deny renewal. Where there are justifications for nonrenewal based upon insurance practices, actuarial bases or other factors, an insurer may elect not to renew a policy.

We believe that the test imposed by the Maryland legislature expresses the legislative intent which we infer from the statutes applicable here. Thus the "actual reasons" required must be based on "a reasonable application to relevant facts of underwriting principles, standards and rules that can be demonstrated objectively to measure the probability of a direct and substantial adverse effect upon losses or expenses of the insurer in light of the approved rating plan or plans of the insurer then in effect ..." 1974 Md. Laws ch. 752.

The summary judgment of dismissal is therefore reversed and the cause is remanded to the trial court for further proceedings consistent herewith.

Williams, J., concurs.

The Armstrongs are now unable to obtain insurance with any other company, except for high-risk insurance, where their premiums are more than double with less coverage.

Md. Ann. Code art. 48A, § 240AA (1957) provides in part:

"(b) . . .An insurer intending to take an action . . . shall, on or before forty-five days prior to the proposed effective date of the action, send written notice of its intended action to the insured . . . The notice . . . shall state in clear and specific terms,. . .:
"(iii) The insurer's actual reason or reasons for proposing to take such action. The statement of reasons shall be sufficiently clear and specific so that a person of average intelligence can identify the basis for the insurer's decision, without making further inquiry. Generalized terms such as 'personal habits,' 'living conditions,' 'poor morale,' or 'violation or accident record’ shall not suffice to meet the requirements of this section;
"(f) . . . the insurer has the burden of proving its proposed action to be justified, and, in doing so, may rely only upon the reasons set forth in its notice to the insured."

RCW 48.18.292 was amended in 1973 and strengthened the protection afforded to the insured by requiring notification of actual reasons in all cases rather than merely upon request of the insured.