Walker-Hill Co. v. United States

EVANS, Circuit Judge.

The trial court upheld plaintiff’s right to recover $7,495.80 from the Government, on distilled spirits used in 1943, as “drawbacks,” because the eggnog product it manufactured was a “food product” and not a “beverage,” under Section 3250, Internal Revenue Code, as amended by Section 602(f) of the Revenue Act of 1942. This Section provides: “Any person using distilled spirits produced in a domestic registered distillery or in industrial alcohol plant and fully tax-paid in the manufacture or production of medicines, medicinal preparations, food products, flavors, or flavoring extracts which are unfit far beverage purposes and are sold * * * for use for other than beverage purposes, upon payment of a special tax per annum, shall be eligible for drawback * * 26 U.S.C.A. Int.Rev.Code, §'3250.

It is apparent that the above statute imposes upon a claimant the burden of establishing (a) that the product is “unfit for beverage purposes,” and (b) it was “sold * * * for use other than for beverage purposes.”

Treasury Regulations 15, Sec. 190.5 provides :

“The following products are considered as meeting the requirements for exemption from special commodity taxes: * * *

“(d) Flavoring extracts * * *•

“(f) Salted wines * * *

“(g) Sauces * * *

“(h) Brandied Fruits * * *

“(i) Food products. — Food products such as mincemeat, plum pudding, and fruit cake where only sufficient liquor is used for flavoring and preserving; and ice cream and ices where only sufficient liquor is used for flavoring purposes.”

Plaintiff’s eggnog product was made of this formula: in each 200 gallons there were 750 pounds of egg material; 20 gallons of milk; 496 pounds of sugar and dextrose; 65 gallons of 100 proof distilled spirits; and flavoring.

The trial court found as a fact that “Plaintiff’s egg nog is a food product unfit for beverage purposes.”

“The expert medical testimony of record establishes that normal persons cannot ingest enough of plaintiff’s egg nog to cause them to exhibit the effects of alcohol.”

“The expert medical testimony of record establishes that plaintiff’s product is not intoxicating, and that it is not a beverage.”

“The expert medical testimony of record establishes that the milk and eggs in plaintiff’s product inhibit the physiological effect of the alcohol therein.”

“The labels on plaintiff’s egg nog represented it as a food product.”

Simple and clear-cut as this issue may seem on its face — the query — is plaintiff’s eggnog “unfit for beverage purposes” and sold “for use for other than beverage purposes” — presents a question more vexatious than it at first seems.

Plaintiff’s product is of thickish consistency and does not pour from the bottle but must be shaken, or spooned, out. It is to be combined with equal parts of milk or poured over ice in order to make the eggnog drink as that drink -is commonly known. It can also be used as a basis for sauces, pies, etc. The directions on its label are set forth in the margin.1

It is sold in food stores; it is, however, *261chiefly handled in taverns and other retail liquor dispensaries. The undisputed evidence showed its sale was principally to saloons or taverns.2 If it is non-intoxicating it is so, because sufficient amounts to cause intoxication cannot be consumed, without nausea.

Relied upon by plaintiff is a letter from the Alcohol Tax Unit (Internal Revenue Service, Treasury Department), sent to plaintiff, September 28, 1942. It read “Reference is made to two samples of Egg Nog submitted to this office for chemical analysis.

“The Deputy Commissioner states that the analysis has been completed, and that the preparation is unfit for beverage use and does not incur special and commodity taxes.”

Plaintiff had made a claim for drawback for the period ending December 31, 1942, which claim was first allowed. On reconsideration, the Government pronounced its allowance an error and notified plaintiff it was not entitled to a drawback.

Plaintiff contends, in support o£ the trial court’s finding, that its eggnog product is (1) non-intoxicating and therefore can not be a “beverage” within the statute, nor is it a beverage under any reasonable definition of that term; (2) the Government is bound by the ruling that the product was unfit for beverage purposes.

The Government urges, on the other hand, (1) that ordinary parlance (as well as refined dictionary 3 definitions) declares eggnog to he a beverage, especially at holiday time when the sales of plaintiff’s product largely occurred. Nor can it be said that the eggnog was a “food product” as that term is defined by the statute in question; (2) the label on the product shows it may be used for beverage purposes; (3) the Government is not estopped, nor should it be hindered by, an erroneous ruling by one of its employees; (4) the trial court erred in striking testimony of liquor dealers which showed the use to which the brandy eggnog was put.

In our opinion the proper construction of the statute impels us to the conclusion that Congress intended the word “beverage” to include a product such as the eggnog product here involved.

Conceding it be not intoxicating (not because the alcoholic content is too low to achieve that effect, but because the other elements of the drink are so rich as to cause nausea before sufficient alcohol can be taken to raise the blood alcoholic content high enough) we nevertheless believe the statute intended only those food products to be within the “drawback” benefits which used the alcohol ingredient solely for flavoring or preservative or as a food product.

The alcohol content of the eggnog product — 65 gallons of 100 proof distilled spirits *262to 200 gallons of eggnog (% the volume thereof) was of sufficient substantiality to render the spirits more than mere flavoring or preservative.

Plaintiff contends that the statute is aimed at discouraging consumption of spirits. Taxation, however, is also a “practical” as well as reformative or corrective measure, and the tax, once imposed and collected on the spirits, is not to be refunded unless it is clear that the spirits are used as a minor ingredient in the culinary art or for the other purposes defined by the statute.

We fail to discover a liberality of drawback privileges in either the statute or the regulations. On the contrary, there is prohibition against the drawback unless the product be unfit for beverage purposes.

The fact that this eggnog can not be drunk in large amounts does not necessarily negative its classification as a beverage. One sometimes wonders at the capacity of human beings when the product consumed possesses a substantial alcohol content. Then too, many persons do not drink, at one time, intoxicating beverages, in quantities greater than that necessary to nauseate a consumer of the eggnog in question.

Plaintiff insists the eggnog is a food — a factual statement that may, for the purpose of argument, be fully conceded. Being a food does not militate against its being a beverage. Milk is pre-eminent in the field of beverages as well as in foods. Unless the tavern and saloon keepers were buying it as a food it is clear that it must have been sold almost entirely as a beverage. It would be far fetched and illogical to assume that saloon keepers purchased and sold it as a food and not as a beverage.

The statute and the regulation do not give carte blanche exemption to foods; only those foods wherein spirits are used which foods are unfit for beverage purposes, are exempt. If the spirits were used simply as a preservative in the eggnog, or as a flavoring, plaintiff would be skating on more secure ice. But one-third of the product’s volume is spirits. A flavor or a preservative agent is usually, we think, a milder, a thinner, a less galvanic tonic.

While cook books are not ordinary reference books in which to search for judicial precedent, a glance at “America’s Cook Book” (Scribner’s, 1938) lists eggnog twice in its index — once under “beverages” wherein the recipe for simple eggnog contains egg, sugar, milk, vanilla and nutmeg; and, the second time, under “cocktails” (along with Tom Collins, Hot Whiskey Toddy, etc.) wherein the ingredients for New Year’s Eggnog is given as eggs, 1 % cup brandy, % cup rum, 4 cups milk, 4 cups cream, nutmeg. It is worthy of note that in liquid content, not considering the eggs, there are ten cups of liquid, two of which are spirits — or a one-fifth proportion. If the eggnog product under consideration were combined with equal parts of milk, its spirits proportion would be one-sixth.

Nor do we think the label on plaintiff’s product negatives its being a beverage — it tells how to utilize it in making a milk shake, and how to use it as a “food beverage.” In the latter instance it is to be served "full strength over cracked ice.” Full strength calls for one-third alcohol.

We must reject the District Court’s finding that “plaintiff’s product is not intoxicating, and that it is not a beverage” for two reasons. The court in making this finding labored under the impression that a beverage to fall within this statute must be intoxicating. This, we think, is unsound. The statute does not require that the beverage be intoxicating. Especially is this true if it is non-intoxicating because likely to nauseate a consumer before intoxication occurs. The second reason for rejection of this finding appears in the absence of any evidence to establish or tending to establish the fact that it was not sold as a beverage. With liquor dealers constituting 85% of the1 purchasers and with the burden resting on the plaintiff, we can not approve a finding which holds-that it was not sold as a beverage.

The letter of the Alcohol Tax Unit may not be wholly ignored. It makes us pause in our determination that the instant product was a beverage. The Alcohol Tax Unit is presumably expert in its judgment as to whether an item is within or without the statute. Its determination ought to have *263been, and probably was, a considered and experienced one. But, evidently, this action must have been the result of a slip-up, or the Government has since changed its viewpoint as to what constitutes a beverage. It has completely reversed its position.

The rule that an administrative determination such as that appearing in the Unit’s letter, does not constitute an estoppel against the Government, is a well-settled one. Utah Power & Light Co. v. United States, 243 U.S. 389, 37 S.Ct. 387, 61 L.Ed. 791; United States v. City and County of San Francisco, 310 U.S. 16, 60 S.Ct. 749, 84 L.Ed. 1050. It never gives a satisfactory, reassuring feeling, however, for the Government to repudiate the act of one of its agents performed in the course of his duties. The rule against estoppel, however, is based upon the assumption that the Government’s welfare, being of greater importance, outweighs individual injustices in particular cases.

Both counsel have cited many precedents, and Words and Phrases and text books give numerous judicial definitions of “beverage” and define “fit” or “unfit for beverage purposes.” Those decisions arose out of many different legislative enactments. They are somewhat enlightening, but they are not all of them in complete accord and they do not make for certainty of conviction. They can not be accepted as stare decisis.

Plaintiff has failed to make out a valid claim for a drawback tax refund.

The judgment is reversed.

“Tlie label gives the following directions for use:

“Suggestions for Using Brandy Egg Nog.

“Milk Shake:

% Egg Nog, % Milk. Shake well with shaved or cracked ice, serve in thin 4 oz. glass, garnish with nutmeg.

“Food Beverage:

“(a) Serve cold, full strength, over cracked ice. (b) Fill 3 oz. glass 2/3 full, then float teaspoonful cherry juice on top, do not mix. Delicious!

“Sauce: Used as a sauce over puddings, fresh or cooked fruits, ice cream. Especially good over day-old cake.

*261“Pies:

“Use in making that palate-tickling Egg Nog Pie! Write ns for complete recipe.”

An exhibit in evidence disclosed that Henry B. Dukas was a large purchaser and distributor of plaintiff’s product, which was bottled in his ñamo. He sold the product to wholesale liquor dealers, wholesale fermented malt liquor dealers; and to retail liquor dealers. The Government checked its liquor dealer license records and found in 05 sales to liquor dealers, ail but 24 had either retail or wholesale liquor licenses, or both. Of those 24, tho far greater number had tho word, liquor, or tavern, in their name. The same situation was shown as to the wholesale liquor dealer to whom Dukas sold.

Of the 89 sales which plaintiff made in November and December, 1942 (of which sales 13 were to Dukas) 26 purchasers had retail or wholesale liquor licenses, or both, and of the remaining 50, 22 had the word, liquor, or tavern, in their name. Many of the remainder were probably of tho same classification although it is not self-evident from their title.

Hunk and Wagnalls Now Standard Dictionary, 1942: “A drink made of milk, eggs, and spirits, sweetened; sometimes tho same without spirits; uncooked custard.”

Webster’s New International Dictionary, 1947, “A drink consisting of eggs beaten up with sugar, milk and sometimes, wine.”

The Oxford Dictionary, “A drink in which the white and yolk of eggs are stirred up with hot beer, cider, wine or spirits.”

Tho Century Dictionary and Cyclopedia, 1911. “A sweet, r'Ai, and stimulating cold drink made of eggs, milk, sugar and spirits.”