Johnsen v. United States

DIETRICH, Circuit Judge.

Appellant was adjudged guilty on an indictment charging him, in two counts, with, the commission of perjury while he was giving testimony in the trial of a certain proceeding in the United States District Court at San Francisco having to do with the smuggling of intoxicating liquor into the United States.

For some time he had been, and when he gave the testimony he was, a chief boatswain in the United States Coast Guard. Upon his arraignment he filed a plea of former conviction and former jeopardy in which he exhibited the proceedings taken in and-by the United States. Coast Guard Court in the California Division, wherein he was tried and convicted for the misconduct constituting the basis of the two eounts herein. The punishment there imposed consisted of six months’ suspension from duty upon half-duty pay. The government concedes that the plea is in due form and with sufficient fullness sets forth the proceedings relied upon, and, further, that the specifications embraced in the charges before the Coast Guard Court are of the false testimony herein charged. Upon demurrer thereto, the court below hold that the facts set up in the plea constituted no defense, and this ruling appellant assigns as error.

The government in effect concedes that, if the Coast Guard Court was vested with jurisdiction to entertain charges of, and to indict punishment for, perjury, as such, the plea should have been sustained. Grafton v. United States, 206 U. S. 333, 27 S. Ct. 749, 51 L. Ed. 1084, 11 Ann. Cas. 640.

Coast Guard Courts were created by the Act of May 26, 1906 (34 Stat. 200 [14 USCA § § 35, 142-147]); and by reference to the act it will bo seen that their jurisdiction is strictly limited. Section 2 (14 USCA § 142) recognizes the right of a commander of a vessel of the Revenue Cutter (Coast Guard) Service to inflict punishment for specified acts of misconduct. Section 3 (14 USCA § 143) , which is the particular section upon which appellant relies, after referring to “offenses against the discipline of the Revenue-Gutter [Coast Guard] Service too grave in character to bo adequately dealt with directly by the commanding officer,” declares that they may be punished by the Revenue Gutter (Coast Guard) Service Courts to be constituted and convened as therein provided, and that the jurisdiction of such “courts shall be limited to the following offenses, namely: Disobeying lawful order of superi- or officer, refusing to obey lawful order of superior officer; striking, assaulting, or attempting or threatening to strike or assault a superior officer while in the execution of the duties of his office; drunkenness on duty; drunkenness; gambling; misappropriation of mess funds; misuse of Government property or supplies; fraudulently signing vouchers; theft in an amount under one hundred dollars; scandalous conduct tending to the destruction of good morals; desertion; absence from duty without leave or after leave has expired; neglect of duty; conduct unbecoming an officer and a gentleman; malicious or willful destruction of public property; aiding or enticing others to desert; smuggling liquor on board a vessel of the Revenue-Cutter Service; cruelty toward or oppression or maltreatment of any subordinate person in the Service; using obscene or abusive language; violating or refusing obedience to any lawful order or regulation issued by the Secretary of the Treasury or the President.”

There follows a description of the punishments that may be inflicted, the most severe for commissioned officers being two years’ imprisonment, and for others imprisonment for one year.

And section 7 (14 USCA § 144) provides: “That for offenses against the laws *46of the United States other than those specified in this Act, offenders shall be turned over to the civil authorities for trial.”

It will be noted that “perjury” is not mentioned in section 3, or, for that matter, in any other part of the act. If within the jurisdiction of the Coast Guard Courts, it must be so by virtue of the general clause, “scandalous conduct tending to the destruction of good morals,” or “conduct unbecoming an officer and a gentleman.” While undoubtedly perjury may very properly be characterized as both “scandalous” and “unbecoming,” when we consider that the intent is expressed to confer jurisdiction only of “offenses against the discipline” of the Service, that most, if not all, of the specified offenses relate directly to such discipline, that no major criminal offense is specified, but to the contrary in case of theft jurisdiction is limited to amounts under $100, and when we further consider that only comparatively light punishments may be imposed, it is difficult to believe that Congress intended to include perjury, as such, under either of the general clauses referred to. If perjury is .within such jurisdiction, by parity of reasoning it must be held that the jurisdiction also extends to charges of the most heinous offenses, such as murder and treason. And, if the graver offenses were intended, why, in respect of theft, limit the jurisdiction to eases where the amount involved is less than $100?

• Possibly here the Coast Guard Court had jurisdiction to punish appellant’s conduct as “tending to the destruction of good morals” or “as unbecoming an officer and a gentleman” ; that question is not for our decision. But such power would not necessarily imply jurisdiction to punish for the offense of perjury as such. A kindred question arose in the case of Carter v. McClaughry, 183 U. S. 365, 22 S. Ct. 181, 193, 46 L. Ed. 236, where in respect of it the court said: “But the offense of conduct unbecoming an officer and a gentleman is not the same offense as conspiracy to defraud or the causing of false and fraudulent claims to be made, although to be guilty of the latter involves being guilty of the former.”

With these considerations is mind, conclusive, ye think, is section 7, as above set forth. The perjury here under consideration is an “offense against the laws of the United States,” arid is not “specified” in the act; therefore, by the express' terms of this section, it is left within the'exclusive jurisdiction of the civil áuth'orities.

We conclude that the lower court was right in holding that the plea was of no avail.

Though no such suggestion was made in the court below and though covered by no assignment of error, appellant now for the first time makes the contention that upon neither count is the evidence sufficient to support the verdict. Specifically his position under the first count is that before the termination of the hearing in which his testimony was given he retracted' the statement charged to be false; and, under the second, it is not shown by sufficient evidence to put the matter beyond all reasonable doubt that he 'willfully gave the untrue testimony.

In the Keizo Shibata Case (C. C. A.) 35 F.(2d) 636, we did not, as appellant seems to assume, decide that retraction defeats a charge of perjury; the question was left open. And it cannot be said that under the decided cases such a rule is well established. Considering the reasons there suggested, it may be that a retraction seasonably and voluntarily made should be encouraged by relieving the party of the consequences of perjury; but, in the absence of a ruling by the trial court upon a record made up carefully and fully to present the circumstances surrounding the alleged retraction, we do not feel warranted in deciding a question of such importance. In short, we do-not think that, in the absence of a ruling and exception in the lower court and of an assignment here, the record is such that it may be said that judgment should be reversed to “correct obvious errors” or to “prevent manifest injustice.” Indeed, if it were to be held that undef the circumstances shown the retraction constituted a complete defense, we are of the opinion that the evidence under the second count was ample to support that branch of the verdict; and the judgment is such that it is not to be reversed if conviction under either count is sustained.

It will therefore be affirmed.