Ex Parte Edone

CLINTON, Judge,

dissenting.

In Ex parte Port, 674 S.W.2d 772 (Tex.Cr.App 1984), this Court, relying on over sixty years of Texas caselaw, held per cu-riam that the unjustified refusal to answer the questions of a grand jury constituted contempt of the grand jury, punishable under Art. 20.15, V.A.C.C.P., as such and not under Art. 1911a, V.A.C.S., as “contempt of court.” See also, Ex parte. Wilkinson, 641 S.W.2d 927 (Tex.Cr.App.1982).1 Because the present majority now overrules that holding on a spurious rationalization dehors the statute, I must dissent.

Notable for its absence from the majority opinion is citation to Texas .caselaw, other than an incidental reference to Ex parte Jackson, 95 Tex.Cr.R. 200, 253 S.W. 287 (1923) and Ex parte Wilkinson, supra. This abandonment of stare decisis is particularly disturbing because the applicable statute, Art. 20.15, supra, has remained *450unchanged in substance since adoption of the Old Code of Criminal Procedure. See, art. 381, Old Code (1857); also, Ex parte Jennings, 91 Tex.Cr.R. 612, 240 S.W. 942 (1922) and Ex parte Miller, 91 Tex.Cr.R. 607, 240 S.W. 944 (1922). The majority makes no effort to justify its departure from scores of years of more or less continuous Texas precedent.

Also notable is reliance by the majority on Brown v. United States, 359 U.S. 41, 79 S.Ct. 539, 3 L.Ed.2d 609 (1959), overruled by Harris v. United States, 382 U.S. 162, 86 S.Ct. 352, 15 L.Ed.2d 240 (1965), for the proposition that the grand jury is an “appendage of the court” which impanels it. This occurs even though the majority acknowledges that Brown was overruled over 20 years ago. The cryptic citation to “see also United States v. Wilson, 421 U.S. 309, 95 S.Ct. 1802, 44 L.Ed.2d 186 (1975)”, adds nothing for, as the majority in Wilson recognized, “[t]he crucial difference between” Harris and Wilson is that Harris dealt with a refusal to testify before the grand jury, while Wilson concerned the refusal to testify at trial. 421 U.S. at 318, 95 S.Ct. at 1807, 44 L.Ed.2d at 194. See also Wilkinson, 641 S.W.2d at 933-34 (Clinton, J. concurring). Further, it ignores statements by members of this Court that Brown and Harris “were not decided on constitutional grounds, but were merely interpretations of Federal Rules of Procedure.” 641 S.W.2d at 934 (Dally, J., dissenting in which the author of the present majority opinion joined). See also, Harris, 382 U.S. at 162-163, 86 S.Ct. at 353, 15 L.E.2d at 241-42; Wilson, 421 U.S. at 320-322, 95 S.Ct. at 1808, 44 L.Ed.2d at 195 (Blackmun, J., joined by Rehnquist, J., concurring). A cursory reading of Wilson reveals that that decision also concerns the Federal Rules of Criminal Procedure and does not purport to reach constitutional grounds. Moreover, to the extent that any of the language in these decisions is dispos-itive of the issue of the relationship between Texas trial courts and grand juries, it would appear to be that in Harris, direetly contrary to the majority’s present position:

“The real contempt, if such there was, was contempt before the grand jury— the refusal to answer to it when directed by the court. Swearing the witness and repeating the questions before the judge was an effort to have the refusal to testify ‘committed in the actual presence of the court’ for purposes of Rule 42(a). It served no other purpose, for the witness had been adamant and had made his position known. The appearance before the District Court was not a new and different proceeding, unrelated to the other. It was ancillary to the grand jury hearing and designed as an aid to it.’’2

382 U.S. at 164-65, 86 S.Ct. at 354, 15 L.Ed.2d at 242. See also Brown, 359 U.S. at 53-56, 79 S.Ct. at 548-49, 3 L.Ed at 618-24, Warren, C.J., joined by Black, Douglas and Brennan, JJ., dissenting); United States v. Armstrong, 781 F.2d 700, 705 (CA9 1986).

More important than the majority’s disregarding established Texas caselaw or its misconstruction of the caselaw of the United States Supreme Court, however, is its misapprehension of the special relationship between Texas courts and grand juries and the misconstruction of Art. 20.15, supra, underlying the majority’s position.

Central to the majority’s reasoning is the idea that the grand jury is an “appendage” or “an arm of the court by which it is appointed.” Maj. Op. at 447-448. But that idea is foreign to Texas law, which traditionally has viewed the grand jury as “a legally constituted ... governmental agency”, Ex parte Kennedy, 116 Tex.Cr.R. 118, 33 S.W.2d 443 (1930), “a separate tribunal,” Barnes v. State, 134 Tex.Cr.R. 461, 116 S.W.2d 408, 409 (1938); Rodgers v. County of Taylor, 368 S.W.2d 794, 796 (Tex.Civ.App.—Eastland, 1963, writ ref’d n.r.e.), “independent of the control of judges and prosecutors,” Whittington v. State, 680 S.W.2d 505, 512 (Tex.App.—Tyler, 1984) (P.D.R. ref'd); and e.g., Ex parte Rodriguez, 629 S.W.2d 757 (Tex.Cr.App. *4511982); Ex parte Rogers, 640 S.W.2d 921 (Tex.Cr.App.1982), whose independence from both is vital to its proper functioning as a protector of liberty, Tobin v. Broadfoot, 160 Tex.Cr.R. 190, 268 S.W.2d 162, 166 (1954) (Morrison, J., dissenting); see also United States v. Dionisio, 410 U.S. 1, 16, 93 S.Ct. 764, 773, 35 L.Ed.2d 67, 81 (1973); Armstrong, 781 F.2d at 704 and cases there cited.

' Accordingly, the Texas Supreme Court has held that power and authority to impanel a grand jury is not inherent in the district courts created by the Texas constitution and statutes. Jordan v. Crudgington, 149 Tex. 237, 231 S.W.2d 641, 644 (1950). Instead, the applicable law directs the court to appoint a commission of 3 to 5 qualified persons, Arts. 19.01-19.05, Y.A.C. C.P., who in turn select the members of the grand jury, id., Art. 20.09, and deliberate in private, id., Art. 20.02, which deliberations may not be revealed even to the impaneling court, id., Art. 20.06. The independence of the grand jury from its impaneling court is not a mere formality, but rather a critical element in preserving the grand jury system as a bulwark against executive, legislative or judicial tyranny. See, Davis v. State, 105 Tex.Cr.R. 359, 288 S.W. 456 (1926); Adame v. State, 162 Tex.Cr.R. 178, 283 S.W.2d 223 (1955); accord: Tobin v. Broadfoot, supra.

One result of this view of the grand jury as a separate, independent inquisitorial tribunal and investigatory body is that “a witness’ refusal to answer grand jury questions is not conduct in the actual presence of the court,” Wilson, 421 U.S. at 321, 95 S.Ct. at 1809, 44 L.Ed.2d at 196 (Blackmun, J., concurring joined by Rehnquist, J.); Harris, 382 U.S. at 164-65, 86 S.Ct. at 354; Wilkinson, 641 S.W.2d at 934 n. 2 (Clinton, J., concurring); Armstrong, 781 F.2d at 705. In part, that is the reason why the trial court’s authority to punish persons in applicants’ position under Art. 20.15, supra, (power it would not otherwise possess, no indictment or informations having been duly presented, TEX. CONST., Art. V § 12), is said to derive from that of the grand jury, a derivation the majority acknowledges. Maj.Op. at 447-448. See also Miller, supra; Jackson, supra; Ex parte McMurrough, 390 S.W.2d 2 (Tex.Cr.App.1965); and compare the discussion in Harris, supra, and Wilson, supra.

It is settled, though, that an act need not occur in the “immediate presence of the judge” to occur “in the presence of the court.” Ex parte Aldridge, 169 Tex.Cr.R. 395, 334 S.W.2d 161, 165 (1960); Ex parte Daniels, 722 S.W.2d 707, 710 (Tex.Cr.App.1987). Rather “[t]he court is present,” and direct contempt occurs, “whenever any of its constituent parts are engaged in the prosecution of the business of the court, which constituent parts include the judge, the courtroom, the jury, and the jury room.” Ex parte Aldridge, supra. If the grand jury were an “appendage” of its impaneling court, however, it too would have to be added to the list of “constituent parts” and any contemptuous conduct occurring in its presence would perforce occur in the presence of the court. Yet, this is precisely the reasoning rejected by this Court when it concluded that the general contempt powers granted under Art. 1911a, V.A.C.S., do not reach to actions before the grand jury, Wilkinson, supra, and again more recently when it concluded that Art. 20.15, supra, does not apply to contemptuous refusal to comply with a grand jury subpoena duces tecum, Ex parte Marek, 653 S.W.2d 35 (Tex.Cr.App.1983). Moreover, it is in obvious irreconcilable conflict with the construction by Texas courts that in proceedings under Art. 20.15, supra, the role of the trial court is to determine whether the unanswered question is “a proper one.” Jackson, supra, 253 S.W. at 288; Jennings, supra; Wilkinson, supra, at 933; Rodriguez, supra, at 759; Rogers, supra, at 923; Ex parte Shorthouse, 640 S.W.2d 924 (Tex.Cr.App.1982); Ex parte Moorehouse, 614 S.W.2d 450, 452 (Tex.Cr.App.1981). Only when a question is “proper” does the court have jurisdiction to compel an answer through contempt. Ex parte McMurrough, supra, and cases cited therein.

Having misapprehended the relationship between Texas courts and grand juries, the majority compounds this error by miscon-*452strumg the meaning and requirements of Art. 20.15, supra. Thus, the majority recognizes that the statute grants the court power to punish noncompliance with a grand jury subpoena and, hence, aid the grand jury’s investigation. Maj.Op. at 448. Having noted that, the majority then concludes, in what is perhaps an understandable non sequitur, that this grant of power, jurisdiction and authority also invests the court with discretion to “decide whether or not to aid” that investigation. Id. It cites no authority for this novel proposition, nor for the necessary concomitant propositions that this grant of discretion allows the court to hold improper a question otherwise proper under Art. 20.15, supra, see e.g. Jennings, supra, and Miller, supra; to refuse an otherwise proper request for immunity, see e.g. V.T.C.A. Penal Code, § 71.04; or to refuse a valid and proper request to “compel” a witness to comply with a grand jury subpoena. Such support is lacking for good reason: to grant the court such power is to sound the death knell for grand jury independence and to give judges a powerful tool with which to insulate themselves from grand jury inquisition. Compare Ex parte Degener, 30 Tex.App. 566, 17 S.W. 1111 (1891); cf. also, United States v. Leyva, 513 F.2d 774 (CA5 1975); United States v. Doe, 541 F.2d 490, 493, n. 6 (CA5 1976).

The majority goes on, again contrary to the statute and without citation to any authority whatsoever, to conclude that “[t]he mere refusal by a witness to answer questions propounded by a grand jury, without more, is not contempt,” and can not become contempt unless and until a court additionally orders the witness to comply with a valid and proper summons and answer questions of the grand jury. Maj.Op. at 448-449. Thus, it is concluded, there is no contempt punishable under Art. 20.15, supra, without such an order by the court and, therefore, punishment under Art. 20.-15, supra, is for violation of that order. Id. The sole supporting reasoning for this novel proposition is the notion that the grand jury lacks power to enforce its summons by an order of commitment or fine. Id.

To say that a grand jury lacks power and authority to enter a judgment imposing a fine and ordering commitment for refusing to testify, cf. Jennings; Miller; Jackson; and McMurrough, all supra, and cases cited therein, however, is not to say that such an act is not contempt. Rather, it merely recognizes that a grand jury is not a judge and so does not have authority under the law to adjudicate questions of propriety of a particular question under Art. 20.15, supra, or to deprive a person of his liberty, cf. United States v. Mara, 410 U.S. 19, 93 S.Ct. 774, 35 L.Ed.2d 99 (1973).

It is settled that a Texas grand jury has inherent power and authority to issue attachments or summonses for witnesses and documents. See Arts. 20.10-20.12, V.A.C. C.P.; Ex parte Gould, 60 Tex.Cr.R. 442, 132 S.W. 364, 367 (1910); see also Branzburg v. Hayes, 408 U.S. 665, 687-88, 92 S.Ct. 2646, 2660, 33 L.Ed.2d 626, 643-44 (1972). Service is made by the bailiff or other officer, Art. 20.13, Id., and evasion of such process, without more, is contemptuous of the grand jury, and the court may punish an evading witness by imposing a fine. Art. 20.14, Id. Once summoned, all witnesses have a legal duty to appear and testify “fully and truthfully,” and it is redundant that a court may also order them to testify in compliance with that summons. See Gould, supra, Miller, 240 S.W. at 947; also, United States v. Dionisio, supra, United States v. Mandujano, 425 U.S. 564, 96 S.Ct. 1768, 48 L.Ed.2d 212 (1976); Port v. Heard, 764 F.2d 423, 431-433 (CA5 1985); accord: Shorthouse, 640 S.W.2d at 927-28; Wilkinson, 641 S.W.2d at 933 n. 3; and Ullman v. United States, 350 U.S. 422, 76 S.Ct. 497,100 L.Ed. 511 (1956). Refusal to do so is clearly contemptuous of the legal authority embodied in the attachment or summons, and it is that contempt before the grand jury for which punishment may be imposed under Art 20.15, supra. Jackson, 253 S.W. at 289 (“Relator was not committed for his refusal to answer questions to the judge, but to the grand jury.”) In this situation, “[t]he power of the grand jury to initiate contempt charges without any prior action by the court has long *453been recognized.” Armstrong, 7.81 F.2d at 704. See also Art. 20.14, V.A.C.C.P.

Article 20.15, supra, expressly provides that a grand jury initiates a contempt proceeding against a recalcitrant witness by making known to attorney for State or to the court the fact that the witness has refused to testify.

Nor does Art. 20.15, supra, authorize conversion of this contempt of the grand jury into contempt of court by the simple expedient of having the court (unnecessarily) order the witness to comply with the summons. This Court effectively rejected that argument in Wilkinson, supra, and Marek, 653 S.W.2d at 37 n. 5, when it held that refusal to- testify before a grand jury after granting of use immunity or to comply with a grand jury’s subpoena duces tecum was not converted into “contempt of court” under Art. 1911a by virtue of the entry of an additional order by the impaneling court to so testify or comply. Art. 20.15, supra, merely grants the court the power and authority to find whether witness refused to answer a “proper question” and, if “proper,” then to enter a judgment imposing a fine and ordering a commitment for such contempt of the grand jury. Miller, 240 S.W. at 946-47. It does not offer a mechanism whereby the contemptuous act before the grand jury can be converted into one before the court. If it were otherwise, then it would be sufficient to purge contempt under an order such as the one here in question, alleging “contempt of court,” by presently answering before the court the questions earlier propounded before the grand jury. In such case, it would be difficult to justify the continued incarceration or fine of a witness who has in fact answered those questions before the court but who refuses to repeat those answers before the grand jury. However this Court made it clear that just such a course is not only allowed under Art. 20.15, supra, it is demanded by it.

“We are unable to give to the language used [in Art. 438, V.A.C.C.P. (1911), now Art. 20.15, supra] any other interpretation except that it means to testify before the grand jury. The imprisonment feature of this statute is evidently for the sole purpose of procuring answers from the witnesses to particular questions propounded by the grand jury before which they have been called to testify.
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“Relator was not committed for the refusal to answer questions to the judge, but to the grand jury. However desirable it may be to have his answers and however reprehensible his conduct in refusing to give proper information to the grand jury, we know of no law ... which would authorize [an order allowing him to purge himself of such contempt by testifying “before the judge”]. If relator upon being brought before the court in the first instance had averred his willingness to answer to the judge, but not to the grand jury, it would have availed him nothing. If now brought before the judge in vacation, not sitting as an examining magistrate, but simply to enable relator to answer the grand jury questions, would he answer under any binding oath? Would he be subject to any pains and penalties if he did not tell the truth? We do not think so.”

Jackson, 253 S.W. at 288-89.

Because the majority ignores that command and departs, without justification stated or apparent, from a course consistently followed by the courts of this State for many years, I am compelled to dissent.

TEAGUE, J., joins.

. Although per curiam, see Tex.R.App.Pro. Rule 223(b), only a plurality of four judges joined the opinion in Port. Two judges concurred in the result and three did not participate. However, all but one of those judges had earlier joined the majority opinion in Wilkinson, stating that “[i]t would appear from the face of Article 20.15, supra, that the applicants could have been found in contempt after their first refusal to answer the grand jury’s questions" and before the State sought an order from the court compelling them to testify, provided appropriate grants of immunity were given before the grand jury and “the court found the questions 'proper' etc.” 641 S.W.2d at 933 n. 3.

. All emphasis supplied unless otherwise indicated.