In Re the Petition for Reinstatement to the Bar of Siegel

Eldridge, J.,

dissenting:

In 1972, upon a plea of nolo contendere, Maurice T. Siegel was convicted in the United States District Court for the District of Maryland on one count of income tax evasion. Two United States Attorneys for the District of Maryland had recommended that the tax prosecution be dropped, but the Department of Justice in Washington overruled the recommendations. One of the United States Attorneys, who is presently the Attorney General of Maryland, called the government’s case "very thin” and "weak.” Mr. Siegel’s attorney in the tax case also believed that the government’s case was tenuous, but he recommended that Mr. Siegel plead nolo contendere because of the adverse effect of a trial upon Mr. Siegel’s health. A heart specialist was also fearful of the toll on Mr. Siegel’s health that might be exacted by a trial. A *638detailed account of the tax prosecution, Mr. Siegel’s health at the time, and other pertinent extenuating circumstances, is set forth in Bar Ass’n of Balto. City v. Siegel, 275 Md. 521, 529-533, 340 A.2d 710, 714-717 (1975) (LEVINE, J., dissenting).

After the conviction in the tax case, a three-judge panel of trial judges recommended to this Court that Mr. Siegel not be disbarred and that his license to practice law be suspended for one year. The recommendation was based upon the extenuating circumstances with regard to the tax conviction.

This Court, by a 4-3 vote after a reargument, rejected the recommendation of the three-judge panel and disbarred Mr. Siegel.1 The majority, taking an extremely limited view of what extenuating circumstances were relevant in determining the appropriate sanction, refused to consider the mitigating circumstances surrounding Siegel’s prosecution, plea and conviction. Bar Ass’n of Balto. City v. Siegel, supra, 275 Md. at 527.

The dissenting opinion by Judge Levine, in which Judge Singley and I concurred, took the position that in determining the proper sanction in an attorney disciplinary proceeding, "all mitigating circumstances are relevant.” Bar Ass’n of Balto. City v. Siegel, supra, 275 Md. at 532. Judge Levine then stated (id. at 532):

"Therefore, the critical point here is the submission of the nolo contendere plea in light of the suspect quality of the tax case. Manifestly, the answer lies in the poor state of the respondent’s health. As the bar association counsel observed, it 'denied him his day in court.’ In short, but for his health, the respondent would have been afforded a full opportunity to defend against the charges .. . .”

The dissent concluded (id. at 533):

*639"We held in Maryland St. Bar Ass’n v. Agnew, 271 Md. 543, 318 A.2d 811 (1974), that disbarment will follow from conduct such as occurred here absent 'the most compelling extenuating circumstances.’ Both the bar association and the three-judge panel thought this was such a case, and so do I. If what we truly meant to say was that a conviction on such charges will automatically and absolutely result in disbarment, we should not have included any idle expressions about 'compelling extenuating circumstances.’ As I read the majority opinion — in light of the facts here — I sincerely question whether it is realistic to suggest that a state of facts can ever exist which will suffice to avoid disbarment in this kind of case.
"It must now be clear to the respondent that he was confronted with a monumental 'Hobson’s choice’ when he appeared in the federal court: either run a serious risk of losing his life by going to trial on a case acknowledged by virtually everyone officially associated with it to be a weak one; or face certain disbarment by pleading nolo contendere in reliance upon the sound medical and legal advice which he had received. If what we said in Agnew in respect to 'compelling extenuating circumstances’ has any vitality at all, that exception applies here. If it does not, as the majority holds, I am at a loss to imagine when it could ever apply.
"I would adopt the carefully considered recommendation of the three-judge panel and suspend the respondent for one year.”

I continue to adhere to the views expressed by Judge Levine in the Siegel case.

Consequently, because I do not believe that Mr. Siegel should have been disbarred in the first place, I would grant his petition for reinstatement without further delay. Moreover, I would not impose any conditions upon his reinstatement.

. The four-judge majority was composed of three judges of this Court and a judge of the Court of Special Appeals who was specially assigned.