Coleman v. State

HOFFMAN, Judge,

dissenting.

I respectfully dissent. Coleman asserts that the trial court improperly instructed the jury regarding reasonable doubt, In relevant part, the court instructed the jury:

"The burden of proof is upon the State of Indiana to prove the defendant guilty beyond a reasonable doubt.
The rule of law touching reasonable doubt is a practical rule for the guidance of practical men and women when engaged in the solemn duty of assisting in the administration of justice. It is not a rule, therefore, about which there is anything mysterious or fanciful. -
A reasonable doubt is an actual and substantial doubt that arises in the mind after a fair and impartial consideration and weighing of all the evidence and civreum-stances in the case. Not every doubt is a reasonable one. In order that there can be such doubt, it must be based upon some reason arising out of the evidence, or lack of evidence, concerning the essential elements of the case. You may not act upon a mere whim, speculation, guess or surmise, and you may not conviet upon a mere possibility of guilt.
Before you can find the defendant guilty as charged, the evidence in the case must produce in your own mind such a firm belief of guilt that you would be freely willing to act upon that belief in any matter of the highest concern and importance to your own dearest interest.
This rule on reasonable doubt applies to each of you individually and it is your personal duty to refuse to convict as long as you have a reasonable doubt as to the defendant's guilt as charged. Likewise, it is your personal duty to vote for conviction as long as you are convinced beyond a reasonable doubt of the defendant's guilt as charged."

It is true that Coleman did ot lodge objections to the jury instructions. However, as noted by Coleman, prior to commencement of the trial, the court dictated the following docket entry which did not allow him an opportunity to object to the jury instructions at the time the instructions were being reviewed:

"THE COURT: Okay. AJ., I suppose you should know this, this should be 91-CF-070, cause coming on for trial, defendant appears in open court with his stand-by counsel, Mr. Razo, present Mr. Sanders, Deputy Prosecuting Attorney, the Deputy Sheriff and other law enforcement officers.
Ah, regular members of the venire for this term now appear and are sworn. Parties conduct voir dire examination, ah, and now accept the jury which consists of the following members, to-wit: (H.I.) Ah, remaining members of venire now released. Jury is now sworn.
Ah, then you can show instructions read. Parties make opening statements. Ab, State conducts it's case-in-chief and rests. I assume that that's as far as we'll get today.
MR. SANDERS: I believe that's correct, Judge.
THE COURT: And, also show parties waive any objections to the court's preliminary instructions. You have no objection to them, do you?
MR. COLEMAN: No.
THE COURT:; These are standard. Okay, Karen. That will just kind of give you the docket sheet entry to start with to save you-me having to re-dictate it if I do it that way."

The trial court's proposed final instruction on reasonable doubt differs from the final instruction which was actually read to the jury. The last paragraph of the instruction set out above was read to the jury, but did not appear in the proposed final instructions.

*1380Coleman urges that the use of the term "substantial" in the definition of reasonable doubt impermissibly quantified the amount of doubt necessary for acquittal. Also, Coleman contends the extra paragraph in the instruction read to the jury constitutes mandating language which invades the province of the jury. Additionally, Coleman notes that similar mandating language stating, "lf all the material allegations of the information have been so proved, it is your duty to convict the defendant" appears in another instruction.

First, the instruction on reasonable doubt defines such doubt as "actual" and "substantial." The United States Supreme Court addressed the use of the term "substantial" when defining "reasonable doubt" in Cage v. Louisiana (1990), 498 U.S. 39, 40-41, 111 S.Ct. 328, 329-330, 112 L.Ed.2d 339 per cu-riam. There, the reasonable doubt instruction in question defined "reasonable doubt" as "actual substantial doubt." Further, as noted by the State, it equated such doubt with "grave uncertainty" and required "moral certainty." The court stated:

"It is plain to us that the words 'substantial and 'grave, as they are commonly understood, suggest a higher degree of doubt than is required for acquittal under the reasonable doubt standard. When those statements are then considered with the reference to 'moral certainty, rather than evidentiary certainty, it becomes clear that a reasonable juror could have interpreted the instruction to allow a finding of guilt based on a degree of proof below that required by the Due Process Clause."

Id., 498 U.S. at 40, 111 S.Ct. at 329-330.

Because the trial court did not use the "grave" and "moral certainty" references, the State requests a finding that the instruction did not violate the dictates of Cage. However, the court's condemnation of the term "substantial" requires a finding that the instruction does not correctly state the law. Further, as noted by the court, the precepts of due process in a criminal trial rest primarily upon the "reasonable doubt" standard. Id., 498 U.S. at 39-40, 111 S.Ct. at 329. Here, the use of the term "substantial" in the definition of reasonable doubt requires reversal.

Further, as alleged by Coleman, our supreme court has disapproved of instructions mandating conviction. See e.g. Mitchem v. State (1987), Ind., 503 N.E.2d 889, 890-891 (instruction may say "should" convict if first outlines elements which must be proven and states that jurors are triers of fact and law; however, absent qualifications would be reversible error as a mandatory instruction which would bind minds and consciences of jury to return a verdict of guilty thereby invading province of jury); Pritchard v. State (1967), 248 Ind. 566, 568-576, 230 N.E.2d 416, 417-421 (erroneous instruction stated "you shall find such defendant guilty" if certain evidence was found beyond a reasonable doubt). Coleman and the State note that the court has held that similar instructions did not constitute fundamental error. See Barker v. State (1982), Ind., 440 N.E.2d 664, 671; Taylor v. State (1981), Ind., 420 N.E.2d 1231, 1236. However, here, portions of the reasonable doubt instruction did not correctly state the law thereby compounding the problem. Cf. Woods v. State (1992), Ind.App., 587 N.E.2d 718, 724-725 (use of portion of reasonable doubt instruction which had been condemned not reversible error because jury properly instructed on other aspects of reasonable doubt). Accordingly, the trial court erred in stating that the jury had a "duty" to convict.

Because ample evidence supports the jury's verdict, I would vote to reverse the conviction and remand the cause for retrial.