Sims v. State

BAKER, Judge,

dissenting.

If Don Quixote de la Mancha were alive today, he would find the dragons he saw in the windmills of 17th century Spain replaced with the rule that the admission of vouching testimony is not reversible error absent a proper objection at trial. As the majority acknowledges, this court has consistently held that the admission of vouching testimony is not fundamental error, and a failure to object to vouching testimony waives the issue on appeal. Okuly v. State (1991), Ind.App., 574 N.E.2d 315, trans. denied; Kelley v. State (1991), Ind.App., 566 N.E.2d 591. Today's decision, however, holds that the failure to object to vouching testimony constitutes ineffective assistance of counsel.

Don Quixote would therefore applaud Sims's tactics in this appeal: knowing the dragon was invulnerable to frontal assault on grounds of fundamental error, Sims appears to have slain the beast from behind on grounds of ineffective assistance of counsel. Like Sancho Panza, however, I remain skeptical, and therefore respectfully dissent from the decision of my colleagues.

To prevail on his ineffective assistance claim, Sims faced two hurdles: first, he had to show his counsel's performance was deficient; second, he had to show counsel's deficient performance prejudiced him. Strickland v. Washington (1984), 466 U.S. 668, 104 S.Ct. 2052, 80 L.Ed.2d 674; Clark v. State (1990), Ind., 561 N.E.2d 759, 762. Although the majority acknowledges this is the rule, it has, in my view, nonetheless allowed Sims to prevail without making either showing.

DEFICIENT PERFORMANCE

When a claim of ineffective assistance of counsel is based on trial counsel's failure to object to the admission of evidence, the appellant must first show that a proper objection would have been sustained. *1047Grigsby v. State (1987), Ind., 503 N.E.2d 394. In the present case, then, Sims had to show that the trial court would have sustained a proper objection to the vouching testimony. As the majority holds, Sims met this initial burden. See Stewart v. State (1990), Ind., 555 N.E.2d 121; Ulrich v. State (1990), Ind.App., 550 N.E.2d 114, trans. denied. It does not necessarily follow, however, that a failure to object to improper testimony constitutes deficient performance. There is a strong presumption that counsel "made all significant decisions in the exercise of reasonable professional judgment," Wickliffe v. State (1988), Ind., 528 N.E.2d 1885, 1887, and I would adhere to that presumption here for what I view as a compelling reason.

The witness who gave the vouching testimony was the father of the eight year old victim. He was a 839 year old man with four young children, who had lost his home to fire and his business to several debilitating diseases, including hypertension, sar-coidosis, diabetes, arthritis, and glaucoma. For defense counsel to jump up and remind the judge that this very sympathetic witness was incompetent to say his small vie-timized child was telling the truth would have been to run a strong risk of incurring the jury's wrath. Moreover, even if such an objection had not aroused the jury, it could have called unnecessary attention to the testimony. See McCollum v. State (1991), Ind., 582 N.E.2d 804, 811.

In a trial, as in life, there is a distinction between what one has a right to do and what is right to do. Here, trial counsel unquestionably had a right to object sue-cessfully to the father's vouching testimony. Instead, he decided the right tactical decision was not to object. It is not our province to speculate on the efficacy of trial tactics, Murphy v. State (1985), Ind., 477 N.E.2d 266, 268, and I can see no deficient performance in trial counsel's decision| .

PREJUDICE

Even if the proscription against vouching testimony were so strong that a failure to object could necessarily be deemed deficient performance, it is nonetheless incumbent on the appellant to show prejudice. Contrary to what the majority seems to imply, merely demonstrating that a proper objection would have been sustained does not establish prejudice. See McCollum, supra at 811. The appellant must still show that, but for counsel's deficient performance, the result of the proceedings would have been different. Id at 810. In my opinion, Sims has failed to demonstrate prejudice here.

First, the evidence before the jury was more than sufficient to convict Sims. More important, however, trial counsel thoroughly cross-examined both the victim and the victim's father, attacking the victim's inconsistency, Record at 874-75, the father's use of alcohol, Record at 748-54, the father's inconsistency, Record at 764-65, 768-69, and the degree of trust and candor between the victim and his father. Record at 776-784. The last element is especially critical: by attempting to show the victim had been less than forthright with his father about the incidents of molestation, trial counsel was attempting, among other things, to punch holes in the strength of the father's vouching testimony. See Okuly, supra at 317.

In light of trial counsel's defense, any taint in the proceedings caused by the father's vouching testimony was not significant enough to affect the trial's outcome. I see no prejudice.

PRACTICAL CONCERNS

In addition to my disagreement with the 'majority's disposition of this case, I am concerned with the long term effects of today's decision. Claims of ineffective assistance of counsel are to be resolved on a case by case basis, in light of the facts of each case. Murphy, supra at 268. In this case, however, the majority has effectively adopted a per se rule that failure to object to vouching testimony constitutes ineffective assistance of counsel warranting a new trial, and has thereby consigned the criminal trial process to two unnecessary evils.

First, our trial judges, who will read and learn today's decision, will be faced with *1048three unpalatable alternatives when vouching testimony is offered without objection: 1) sua sponte admonish the jury to ignore the vouching testimony or ask if defense counsel has any objection to the testimony; 2) sua sponte declare a mistrial since, if the jury convicts, reversal is guaranteed, or; 3) let the case go to the jury, and if the jury convicts, leave space on the docket for the retrial since, again, reversal is guaranteed.

Second, today's decision places an ill-advised weapon in defense counsels' strategic armories. If counsel for a criminal defendant has a strong suspicion the client will be convicted, a bit of vouching testimony from a prosecution witness will be like manna from heaven: sit back, decline to object, let someone else take the appeal, tolerate being called ineffective, and hope that the passage of time will either cow the State into foregoing a retrial, or so attenuate the State's case that a retrial will result in an acquittal. To the extent this seenario is followed, the counsel we in the appellate courts call ineffective may, in fact, be among the most effective.1

CONCLUSION

In my view, Sims has failed to demonstrate either that his trial counsel's performance was deficient or that, even if it was, he suffered any prejudice. Moreover, today's adoption of a per se rule raises problems that can plague us for years to come.

. In raising this scenario, I do not imply any lack of scruples or professional ethics on the part of defense counsel. "[CJriminal defense attorneys and public defenders perform a valuable and highly respected service to the judicial process." Bardonner v. State (1992), Ind.App., 587 N.E.2d 1353, 1361, n. 8, trans. denied.

I do not see a conscious decision not to object as a violation of defense counsel's duties of candor to the court under Ind.Prof, Conduct Rule 3.3 and fairness to opposing counsel under Ind.Prof. Conduct Rule 3.4. Rather, I view it as simply another element of defense counsel's duty of zealous advocacy on behalf of the client. If the State introduces vouching testimony after today, both the State and we who crafted today's rule will have to live with the consequences of defense counsel who rightly use the rule to their clients' advantage.