Taylor v. State

OPINION

NAJAM, Judge.

STATEMENT OF THE CASE

Kevin Taylor appeals the post-conviction court's denial of his petition for post-conviction relief. Taylor raises two issues for our review, one of which is dispositive: whether the post-conviction court erred when it found that Taylor had not received ineffective assistance of trial counsel.1

We reverse and remand for a new trial.

FACTS AND PROCEDURAL HISTORY

This court recently reviewed the facts and procedural history of Taylor's case:

On the evening of May 19, 20083, Taylor, [eo-defendant Kelly Seott] Thomas, and Stacy Lynn Orue went to Gwen Hunt's apartment in Elkhart, Indiana, to obtain erack cocaine. Orue had previously used drugs in Hunt's residence and knew that she kept drugs and money in her home. At some point, the trio decided to rob Hunt. When they arrived at her apartment, Thomas forced his way through the door and hit Hunt in the head with a pipe. Either Thomas or Taylor then shot Hunt in the back of her head at close range, an injury from which Hunt died the next day. The *712group stole jewelry, crack cocaine, and money.
Taylor, Thomas, and Orue were all charged with felony murder and tried together during a five-day jury trial spanning January 31 through February 4, 2005. The jury found all three defendants guilty of felony murder. After a sentencing hearing on March 8, 2005, the trial court sentenced Taylor to sixty-five years. On direct appeal, Taylor's counsel raised one issue: whether the trial court erred in denying his motion for a mistrial based upon alleged prose-cutorial misconduct. In a unanimous unpublished memorandum decision, we affirmed Taylor's conviction. Taylor v. State, No. 20A03-0507-CR-319, 835 N.E.2d 233 (Ind.Ct.App. Sept.29, 2005) ["Taylor I "].
However, when co-defendant Thomas appealed his conviction on direct appeal, he raised the issue of whether his conviction should be reversed because the jury was not instructed on the elements of robbery. Concluding that the trial court committed fundamental error by not instructing the jury on the elements of robbery-the underlying felony for Thomas's felony murder conviction-we reversed and remanded for a new trial Thomas v. State, No. 20A03-0503-CR-138, slip op. at 5, 844 N.E.2d 229 (Ind.Ct.App. Feb.3, 2006).
After we issued our opinion on Taylor's direct appeal, he filed a pro se Verified Petition for Post-Convietion Relief. In his petition, Taylor argued that he received ineffective assistance of trial counsel because of counsel's failure to object to the trial court's final instructions[,] which failed to instruct the jury as to the elements of robbery. A hearing was held on Taylor's petition for post-conviction relief on December 22, 2006. At the hearing, Taylor's counsel did not present any testimonial or doeu-mentary evidence in support of Taylor's claim but argued solely that the Thomas decision was binding upon the post-conviction court and dispositive of the issue. Defense counsel later requested leave to file a brief in support of the petition, which the post-conviction court granted. In his brief, submitted March 1, 2007, Taylor argued that he also received ineffective assistance of appellate counsel for appellate counsel's failure to raise this issue on direct appeal. With the brief, he submitted a copy of the Thomas decision, the chronological case summary from Taylor's underlying criminal case, and our decision on Taylor's direct appeal, and posited that the "Thomas case is controlling; that is the law of the case, and therefore applicable and binding on this Court pursuant to Appellate Rule 65(D). Furthermore, this Court must take judicial notice of the Court of Appeals' decision in the Thomas case pursuant to Indiana Rules of Evidence, Rule 201(b) and (d)." He contended, "Since the Court of Appeals found there was fundamental error in Thomas' case, then this court must likewise find that there was fundamental error in Kevin Taylor's trial because Taylor and [Thomas] were tried together and Thomas' case is the rule of the case." The post-conviction court denied Taylor's petition....
On appeal, Taylor raises four issues, which we rephrase as: (1) whether the trial court committed fundamental error in failing to instruct the jury regarding the elements of robbery, (2) whether the post-conviction court erred in finding that he did not receive ineffective assistance of trial counsel, (38) whether the post-conviction court erred in finding that he did not receive ineffective assistance of appellate counsel, and (4) *713whether he was deprived of a procedurally fair post-conviction hearing.
og og
We begin by noting that Taylor raises a freestanding claim of fundamental error.... Despite Taylor's argument that we should entertain his freestanding claim ..., the law is clear that we may not do so [in the post-conviction process]. His freestanding claim of jury instruction error is waived.
og ik
Taylor argues that he received inef fective assistance of trial counsel because his attorney did not object to the trial court's failure to instruct the jury regarding the elements of robbery....
# k ik
. At the post-conviction hearing, Taylor's counsel contended that the Thomas decision proved that the trial court committed fundamental error in instructing the jury during the co-defendants' joint trial.
We disagree. The record evidences only that the trial court failed to instruct the jury on the elements of robbery in regard to Thomas. We are presented with no verification that the jury did not, in fact, receive a robbery instruction as to Taylor. Undoubtedly, if the trial transcript were presented and reflected that mo robbery instruction was given pertaining to Taylor, this would prove error. - However, this is simply something that we cannot presume.
ck
Taylor next argues that he received ineffective assistance of appellate counsel because of his appellate attorney's failure to raise the issue of whether the trial court's failure to instruct the jury on the elements of robbery constituted fundamental error....
Here, Taylor failed to prove that he received ineffective assistance of trial counsel. Likewise, he has failed to show ineffective assistance of appellate counsel for failing to raise the claim on appeal. ...
Finally, Taylor argues that he was deprived of a procedurally fair post-conviction hearing....
fork ok
In a case almost identical to the one before us today ..., this Court determined that post-conviction counsel's performance denied the petitioner a fair hearing. As in [Waters v. State, 574 N.E.2d 911, 912 (Ind.1991) ], wherein counsel presented no evidence in support of his client's claim, in [Bahm v. State, 789 N.E.2d 50, 61-62 (Ind.Ct.App.2003), clarified on reh'g on other grounds, 794 N.E.2d 444 (Ind.Ct.App.2003), trans. denied,] ... counsel appeared at the post-conviction hearing and presented no evidence in support of his client's claim. "While Bahm's counsel appeared at the post-conviction hearing and made legal arguments," we observed that "[clounsel presented no evidence at the post-conviction hearing to support Bahm's petition-he did not call any witnesses, submit any affidavits, or even submit the direct appeal record." Noting that counsel should have known the necessity of presenting the trial record to the post-conviction court, we found that "[clounsel's failure to present any evidence deprived Bahm of a fair hearing."
In this case, counsel appeared at the post-conviction hearing and argued only that the appellate decision in Taylor's co-defendant's case warranted relief for Taylor. However, precisely as in Bahm, *714counsel called no witnesses, presented no affidavits, and did not submit the trial record. Such sparse information rendered it impossible for the post-convietion court to conduct the necessary Strickland analysis. We find that counsel effectively abandoned Taylor at the post-conviction hearing by failing to present evidence in support of his claim. See Waters, 574 N.E.2d at 912. Therefore, we conclude that Taylor was deprived of a procedurally fair hearing and that he is entitled to a new post-convietion hearing. Id. Because the deprivation of a procedurally fair hearing undermined the process by which the post-conviction court evaluated Taylor's ineffective assistance of counsel claims, he is entitled to raise these claims again during his new hearing and to receive a ruling on their merits.
***
. Therefore, .we reverse and remand for a new post-conviction hearing.

Taylor v. State, 882 N.E.2d 777, 779-84 (Ind.Ct.App.2008) (emphases added; footnotes and some citations omitted; some alterations original) ("Taylor II ").

On March 19, 2009, the post-conviction court held an evidentiary hearing on remand. At that hearing, Taylor's post-conviction counsel submitted the trial tran-seript and record, which reflected both that the trial court did not instruct the jury on the elements of robbery as pertaining to Taylor and that Taylor's trial counsel did not object to that error. See Transcript at 1481-97; Taylor I App. at 124-47.2 Nonetheless, on July 13, the post-conviction court entered findings of fact and conclusions of law denying Taylor's petition for relief. In particular, the court stated as follows:

17. _... In this case, Taylor claims he is entitled to a new trial based upon ineffective assistance of trial counsel as the jury was not instructed on the elements of robbery....
18. ... At the second hearing in these proceedings, Taylor's trial counsel, Neil Holbook ("Holbrook"), testified that he focused on the murder and Taylor's defense that he did not do it as opposed to the underlying robbery. Holbrook is an experienced attorney who has handled numerous criminal cases over several years. Holbrook stated that he assessed the case, discussed the instructions with all counsel, and determined that the best defense was not that the robbery did not occur, but that it was not his client who was involved in the entire incident. This demonstrates that Holbrook strategized and decided to focus on the strongest theory of defense rather than compromise credibility by splitting defense theories.
19. Furthermore, even though the jury was not formally instructed on the elements of robbery, the elements of robbery were identified, discussed, hypothesized and argued to the jury on multiple occasions as evidenced by the official record and the testimony during the evi-dentiary hearing. Not only were the elements of robbery discussed during voir dire, all elements of robbery were identified and the facts as applicable to robbery were argued and shown to be satisfied by the evidence in closing argument. Moreover, Taylor's appellate counsel [in Taylor I], Michael Greene ("Greene"), testified that he did not believe that challenging the fact that a *715robbery occurred appeared to be a legitimate claim in this case. Greene stated that he did not raise robbery as an issue on direct appeal because he noted from a review of the transcript that robbery was discussed at trial. Both Holbrook's and Greene's decisions about what arguments, evidence and issues to present in this case were conscious and professional choices and do not rise to the level of either fundamental error or deficient performance.
20. ... Given the evidence at trial, and the totality of the information provided to the jury regarding robbery, it cannot be said that Taylor was deprived of a fair trial or that the outcome would have been different had counsel insured that the jury was formally instructed on the elements of robbery. Accordingly, Petitioner's claims of ineffective assistance of trial counsel and appellate counsel fail.

Appellant's App. at 62-64. This appeal ensued.

DISCUSSION AND DECISION

Taylor appeals from the post-conviction court's denial of his petition for post-conviction relief. We described our standard of review in Taylor II:;

Taylor appeals the denial of post-convietion relief. The petitioner in a post-conviction proceeding bears the burden of establishing grounds for relief by a preponderance of the evidence. Ind. Post-Convietion Rule 1(5). When appealing the denial of post-conviction relief, the petitioner stands in the position of one appealing from a negative judgment, Fisher v. State, 810 N.E.2d 674, 679 (Ind.2004), and we will not reverse the judgment unless the evidence unerringly and unmistakably leads to the opposite conclusion, Patton v. State, 810 N.E.2d 690, 697 (Ind.2004). We also note that the post-conviction court in this case entered findings of fact and conclusions of law in accordance with Indiana Post-Conviction Rule 1(6). We will reverse a post-conviction court's findings and judgment only upon a showing of clear error, which is that which leaves us with a definite and firm conviction that a mistake has been made. Hall v. State, 849 N.E.2d 466, 468 (Ind.2006). Such deference is not given to conclusions of law, which we review de novo. Chism v. State, 807 N.E.2d 798, 801 (Ind.Ct.App.2004).

882 N.E.2d at 780-81.

As an initial matter, the State suggests that Taylor's claims in this appeal are precluded by our prior decision in Taylor II. The State is incorrect. In Taylor II, we held that Taylor's post-conviction counsel had not adequately developed the post-conviction record on Taylor's allegations that he had received ineffective trial and appellate counsel. Id. at 783-84. Be-ecause of the improperly developed record, we were unable to reach the merits of Taylor's allegations. Id. at 781-82. We then expressly remanded with instructions for Taylor's post-conviction counsel to submit the trial record to the post-conviction court for a determination on the merits of Taylor's allegations of ineffective trial and appellate counsel. Id. at 783-84. As such, his presentation of those issues on remand are most certainly not barred by res judi-cata or the law of the case doctrine, and the State's suggestions to the contrary are meritless.

The State also interprets Taylor's arguments in this appeal as allegations of fundamental error. A free-standing claim of fundamental error is not available in post-conviction proceedings. Lindsey v. State, 888 N.E.2d 319, 324 (Ind.Ct.App.2008) (discussing Bailey v. State, 472 N.E.2d 1260 (Ind.1985)), trans. denied. *716But "[al defendant in a post-conviction proceeding may allege a claim of fundamental error ... when asserting ... deprivation of the Sixth Amendment right to effective assistance of counsel." Id. (quotation and alteration omitted). Taylor is plainly asserting deprivation of his right to counsel. As such, we consider the merits of his allegations.

Taylor contends that the post-conviction court erred when it concluded that he had not received ineffective assistance of trial counsel. A claim of ineffective assistance of counsel must satisfy two components. Strickland v. Washington, 466 U.S. 668, 104 S.Ct. 2052, 80 L.Ed.2d 674 (1984). First, the defendant must show deficient performance: representation that fell below an objective standard of reasonableness, committing errors so serious that the defendant did not have the "counsel" guaranteed by the Sixth Amendment. Id. at 687-88, 104 S.Ct. 2052. Second, the defendant must show prejudice: a reasonable probability (ie., a probability sufficient to undermine confidence in the outcome) that, but for counsel's errors, the result of the proceeding would have been different. Id. at 694, 104 S.Ct. 2052.

In particular, Taylor asserts that his trial counsel rendered ineffective assistance when he failed to object to the trial court's jury instructions on the grounds that those instructions did not include the elements of robbery, which was the felony underlying the State's charge of felony murder. "To succeed on a claim that counsel was ineffective for failure to make an objection, the defendant must demonstrate that if such objection had been made, the trial court would have had no choice but to sustain it." Little v. State, 819 N.E.2d 496, 506 (Ind.Ct.App.2004), trans. denied. Here, to be convicted of felony murder, "it was necessary to instruct the jury on the definition of robbery, in that it was necessary for the jury to find that a robbery in fact had been perpetrated before it could come to the conclusion that a felony murder had been committed." Brownlow v. State, 484 N.E.2d 560, 562 (Ind.1985). "[I]t is bedrock law that a defendant in a criminal case is entitled to have the jury instructed on all the elements of the charged offense." Thomas v. State, 827 N.E.2d 1131, 1134 (Ind.2005).

In Thomas (a case unrelated to Taylor's co-defendant, Kelly Seott Thomas), our supreme court reviewed whether a defendant's trial counsel had rendered ineffective assistance when he failed to request a jury instruction on the felony underlying a charge of felony murder, even though the jury received an instruction on knowing or intentional murder. The court held that the defendant did not receive ineffective assistance of counsel:

Under Indiana law, a person can be guilty of the crime of Murder in several ways. One such way is by knowingly or intentionally killing another human being. A second is by killing another human being while committing or attempting to commit certain felonies such as arson, burglary, or dealing in cocaine. The first of these two ways is often referred to as the crime of "Knowing or Intentional Murder," and is established by Indiana Code § 35-42-1-1(1); the second as "Felony Murder," established by Indiana Code § 35-42-1-1(8). The difference between what the State must prove to obtain a conviction for each of these two types of murder is that, for Knowing or Intentional Murder, the State must prove that the killing was committed "knowingly or intentionally"; for Felony Murder, the State need not prove that the defendant acted with any particular mental state-the killing could be totally accidental-so long as *717the State does prove that the killing occurred while the defendant was committing (or attempting to commit) a specified felony.
ock cf
... charging information in this case alleged that Thomas was guilty of Felony Murder because he had "knowingly or intentionally another human being, namely Sheldon Byrd while dealing in cocaine or a narcotic drug (Ind.Code 35-48-4-1). ..."
The imprecision in the charging instrument should be apparent. While it alleges that Thomas was guilty of Felony Murder, it sets forth all of the elements necessary to convict a person of Knowing or Intentional Murder, in addition to including a felony that would support a conviction for Felony Murder [i.e., dealing in cocaine]. Put differently, while proving either the elements of Felony Murder alone or the elements of Knowing or Intentional Murder alone would be enough to convict him of the crime of Murder, by charging Thomas in this way, the State suggested that it would attempt to prove him guilty both of Felony Murder and also of Knowing or Intentional Murder.
#0 ok ook
While it is bedrock law that a defendant in a criminal case is entitled to have the jury instructed on all of the elements of the charged offense, In re Winship, 397 U.S. 358, 373-74, 90 S.Ct. 1068, 25 L.Ed.2d 368 (1970), we perceive no harm to Thomas from the fact that his jury was not instructed on all of the elements of the offense of dealing in cocaine. This is because the jury was instructed on all of the elements of the offense of Knowing or Intentional Murder, with respect to which the reference to dealing in cocaine was mere surplus-age. When the jury found him guilty of Knowing or Intentional Murder, that is to say, that the State had met its burden of proof on each and every element of the offense of Knowing or Intentional Murder, it simply did not matter how completely the jury was instructed on the offense of dealing in cocaine.
An individual's Sixth Amendment right to the effective assistance of counsel is not violated unless there is prejudice from counsel's deficient performance. Strickland v. Washington, 466 U.S. 668, 691, 104 S.Ct. 2052, 80 L.Ed.2d 674 (1984). Given that the omission of the elements of dealing in cocaine from the jury instruction was totally harmless, trial counsel's failure to seek an instruction on the elements of dealing in cocaine and appellate counsel's failure to claim that the trial judge's failure to give such an instruction constituted fundamental error did not constitute ineffective assistance of counsel. See Neder v. United States, 527 U.S. 1, 10, 119 S.Ct. 1827, 144 L.Ed.2d 35 (1999) (holding that the omission of an element is sub-jeet to harmless-error analysis).
It is important to note that part of the reason why there is no harm here from the failure to instruct on the specific elements of dealing in cocaine is that, even though the charging instrument may have referred to the offense as Felony Murder, Thomas was in fact charged with all of the elements of Knowing and Intentional Murder and each of those elements was contained in the jury charge as well. It would have been a different case entirely if Thomas had been charged with only the elements of Felony Murder; in that circumstance, it would have been necessary to provide the jury with the specific elements of the underlying felony.

*718Id. at 1132-35 (emphases added; some citations omitted and some omissions original). The alternative scenario suggested by our supreme court at the end of its discussion of ineffective assistance of counsel in Thomas is precisely what happened during Taylor's trial.

In support of his petition for post-conviction relief on remand, Taylor submitted his trial transcript and trial record. A review of the trial transeript and the entirety of the jury instructions demonstrates that the trial court did not instruct the jury on any of the elements of robbery with respect to the State's charges against Taylor. Taylor I App. at 124-47; see Ringham v. State, 768 N.E.2d 893, 898 (Ind.2002) ("we look to the jury instructions as a whole to determine if they were adequate."). Neither do the jury instructions lend themselves to an interpretation that would render an instruction on the elements of robbery "mere surplusage." Thomas, 827 N.E.2d at 1134.

Accordingly, had Taylor's counsel objected to the instructions for their failure to include the elements of robbery, the trial court would have had no choice but to sustain that objection. As our supreme court has stated:

the giving of an instruction detailing the elements of offense ... is necessary procedure in a criminal trial. [Whe have no doubt a total failure to give an instruction detailing the elements of the offense would be available as reversible error on appeal absent compliance with the contemporaneous objection requirement.

Lacy v. State, 438 N.E.2d 968, 971 (Ind.1982) (emphasis added) (discussing Screws v. United States, 325 U.S. 91, 107, 65 S.Ct. 1031, 89 L.Ed. 1495 (1945)). Accordingly, Taylor has demonstrated deficient performance by his trial counsel.

In its order following remand, the post-conviction court concluded that Taylor's trial counsel strategically chose to not challenge the State's allegation of robbery, as that allegation pertained to the felony murder charge. But the court's conclusion explains only why Taylor's trial counsel presented the case that he did; it does not explain why Taylor's trial counsel did not object to the jury instructions. As Taylor's trial counsel himself acknowledged in his testimony to the post-conviction court, the failure to object to the jury instructions was not "a matter of trial tactics [but] an - oversight." _- Post-Conviction Transcript at 23. Thus, we must conclude that Taylor has met his burden of demonstrating that the post-conviction court erred when it concluded that Taylor's trial counsel had not performed deficiently.

Taylor also has demonstrated prejudice as a result of his trial counsel's deficient performance. To establish prejudice, Taylor must show a reasonable probability that, but for his trial counsel's error, the result of the proceeding would have been different. See Strickland, 466 U.S. at 694, 104 S.Ct. 2052. In other words, if trial counsel's error was "totally harmless," there cannot have been ineffective assistance of trial counsel. See Thomas, 827 N.E.2d at 1134.

It was Taylor's right to have the jury instructed on the elements of the felony underlying the felony murder allegation. See id. at 1135; Lacy, 438 N.E.2d at 970-71. But, again, the jury rendered a verdict on the State's charge of felony murder without having known or considered the elements of the underlying felony. As Taylor's counsel in this appeal accurately notes, his trial counsel's failure "left [the jurors] to fend for themselves and cobble together whatever robbery elements they could." Appellant's Brief at 12. As a result, Taylor was denied fundamental due *719process. See Lacy, 438 N.E.2d at 971; see also Thomas, 827 N.E.2d at 1135 (noting that it is "necessary to provide the jury with the specific elements of the underlying felony").

Nonetheless, the post-conviction court concluded that any deficient performance by Taylor's trial counsel was harmless. In the words of the post-convietion court, "[gliven the evidence at trial, and the totality of the information provided to the jury regarding robbery, it cannot be said that ... the outcome would have been different had counsel insured that the jury was formally instructed on the elements of robbery." Appellant's App. at 64. The State adopts that analysis in its appellee's brief.

The harmless-error analysis proffered by the post-conviction court, the State, and the dissent presumes too much. It is the province of the jury to decide Taylor's guilt, but, having never been instructed on any of the elements of robbery, it is impossible to say whether the jury would have found Taylor guilty of robbery. A jury cannot be asked to find guilt without an instruction on the elements of the crime. This is not a review of the sufficiency of the evidence following a jury's verdict on a proper instruction of robbery, it is not a review of a verdict based on a comparable jury instruction, and it is not a review of a verdict that was based on an instruction that neglected only a single element of the charged offense. See Neder, 527 U.S. at 10, 119 S.Ct. 1827 (holding that the omission of a single element is subject to a harmless-error analysis); Thomas, 827 N.E.2d at 1134-35 (holding that a comparable jury finding that renders omitted elements mere surplusage is harmless error).

Harmless-error analysis has no place where, as here, an essential instruetion on the underlying offense is missing entirely. As we have recognized:

A federal constitutional error is reviewed de novo and must be "harmless beyond a reasonable doubt." Alford v. State, 699 N.E.2d 247, 251 (Ind.1998) (quoting Chapman v. California, 386 U.S. 18, 24, 87 S.Ct. 824, 17 L.Ed.2d 705 (1967)). The court must find that the error did not contribute to the verdict, that is, that the error was unimportant in relation to everything else the jury considered on the issue in question. Davies [v. State], 730 N.E.2d 726, 735 (Ind.Ct.App.2000), trans. denied, cert. denied, [532 U.S. 945, 121 S.Ct. 1410, 149 L.Ed.2d 352 (2001) ].

Morales v. State, 749 N.E.2d 1260, 1267 (Ind.Ct.App.2001). Where the jury has received no instruction whatsoever on the underlying felony, it is impossible to say that that error "did not contribute to the verdict." We simply cannot genuinely assess what might or might not have been important to the jury's consideration of the underlying felony when the jury was never asked to consider that felony. To the contrary, the error here is intertwined with the verdict. See, eg., Follrad v. State, 428 N.E.2d 1201, 1202-03 (Ind.1981) (holding that the harmless-error analysis does not apply, and reversal is required, when jurors are separated for significant lengths of time without exigent circumstances).

The analysis proffered by the post-conviction court and relied upon by the State and the dissent requires a reviewing court to prejudge what a jury might have determined if it had been properly instructed. In so doing, that analysis denies a defendant his right to a jury trial and it denies the jury its right to determine the law and the facts of a case. Ind. Const. art. I, §§ 13(a), 19. Accordingly, Taylor has met his burden of demonstrating prejudice, and the post-conviction court erred when it *720denied his petition for post-conviction relief.

Reversed and remanded for a new trial.

FRIEDLANDER, J., concurs. BRADFORD, J., dissents with separate opinion.

. Taylor also avers that he received ineffective assistance of appellate counsel during his direct appeal. Because we hold that Taylor has demonstrated that he received ineffective assistance of his trial counsel, we need not reach his ineffective assistance of appellate counsel claim.

. Taylor resubmitted the appendix from his direct appeal in the instant appeal. For clarity, we refer to the appendix for the instant appeal as the "Appellant's Appendix" and the appendix from his direct appeal as the "Taylor I Appendix."