Commonwealth v. Taylor

Dissenting Opinion by

Mb. Justice Nix:

I respectfully dissent.

I.

In the case before us the appellant seeks to withdraw his guilty plea on the ground that it was induced by an unconstitutionally obtained confession. To justify the denial of this request the majority relies on the test formulated in Commonwealth v. Marsh, 440 Pa. 590, 271 A. 2d 481 (1970), and holds that the appellant failed to establish that he had been incompetently advised by counsel to enter a plea of guilty. Before the Marsh decision the law in this Commonwealth permitted a defendant who had entered a plea of guilty at trial to successfully collaterally challenge an alleged coerced confession provided he could establish that his confession was in fact unconstitutionally obtained and that it was the primary motivation for the entry of the plea. See, e.g., Commonwealth v. Baity, 428 Pa. 306, 237 A. 2d 172 (1968); Commonwealth v. Garrett, 425 Pa. 594, 229 A. 2d 922 (1967).

In my view, the additional requirement now imposed under Marsh effectively prevents a defendant *352from challenging a coerced confession in a collateral proceeding where a plea was entered at trial. Even though the record may clearly establish that the confession was obtained in violation of constitutional mandates and did primarily motivate the guilty plea, remedy will be denied, as in the case at bar, because of the defendant’s inability to establish that the advice to enter the plea was in fact incompetent. In Marsh, this Court held that before an attorney’s advice will be deemed incompetent ''[tjhere must be a showing of gross error on the part of counsel. As long as the advice rendered was within the ambit of that which could reasonably be given by counsel in a criminal case in the circumstances, there is no showing of 'incompetent’ counsel.” 440 Pa. at 593-94, 271 A. 2d at 483. Similarly, in Commonwealth v. Ward, 442 Pa. 351, 275 A. 2d 92 (1971), we stated that in this situation a defendant ''must also prove 'serious derelictions on the part of counsel sufficient to show that his plea was not, after all, a knowing and intelligent act.’ McMann v. Richardson, 397 U.S. 759, 774, 25 L. Ed. 2d 763 (1970).” 442 Pa. at 353, 275 A. 2d at 94 (citations omitted). Under such formulations, where there has been a pre-trial determination of the admissibility of the disputed confession adverse to the defendant, it is impossible to establish that the advice to enter a plea is incompetent except perhaps in the rare instances where the suppression ruling is patently erroneous. In the normal situation, where there is some basis for the ruling and the confession is damaging (as is usually the case), there is then a reasonable basis for an attorney to suggest the entry of a guilty plea.

The Marsh requirement is entirely inconsistent with present attempts to expedite the disposition of criminal cases and compounds our present problem of congested court calendars. We are forcing attorneys who *353are faced with a confession that will surely result in a conviction to elect to unnecessarily proceed to trial solely for the purpose of preserving their objection to the suppression ruling. To force counsel to deliberately consume court time to protect the rights of his client is inexcusable in a day when the greatest crisis facing our court system is congestion.1

I believe that the Marsh Court’s reliance upon McMann v. Richardson, 397 U.S. 759 (1970), and Parker v. North Carolina, 397 U.S. 790 (1970),2 was misplaced. In Marsh, this Court concluded that McMann applies to all cases where an individual attempts to vacate a guilty plea because it was induced by an allegedly unconstitutional confession. However, the holding in McMann is much more limited than that ascribed to it by the Marsh Court. McMann applies only to the situation where an individual, after choosing not to assert his coerced confession claim in the state *354system, raises his constitutional objections for the first time in a collateral proceeding before the Federal courts.

The Supreme Court was concerned about individuals who purposely accept the advantages of pleading guilty in state courts preferring to pursue their constitutional claims at the federal level. That court stressed that “[sjince by hypothesis the evidence aside from the confession is weak and the defendant has no reasons of his own to plead, a guilty plea in such circumstances is nothing less than a refusal to present his federal claims to the state court in the first instance—a choice by the defendant to take the benefits, if any, of a plea of guilty and then to pursue his coerced—confession claim in collateral proceedings. Surely later allegations that the confession rendered his plea involuntary would appear incredible, and whether this plain bypass of state remedies was an intelligent act depends on whether he was so incompetently advised by counsel concerning the forum in which he should first present his federal claim that the Constitution will afford him another chance to plead.” 397 U.S. at 768-69. While this holding might properly be analogized to a state appellate court requiring a defendant to raise his coerced confession claim at the trial level before allowing a collateral attack on a guilty plea allegedly motivated by this confession, it is fallacious to conclude, as did a majority of this Court in Mwrsh, that it may be appropriately applied where in fact the constitutionality of the questioned confession was challenged and subsequently deemed admissible in the court below prior to the entry of the plea.

In any event, notwithstanding the majority’s interpretation of McMann, we are permitted to enlarge upon *355the rights of a defendant. As the Marsh Court itself noted: “We recognize that we conld fix more exacting standards than those enunciated in McMann, supra, and Parker, supra, for our courts to follow in determining the validity of conviction resulting from guilty pleas. . . .” 440 Pa. at 594, 271 A. 2d at 483. Accordingly, if appellant can establish that his confession was in fact unconstitutionally obtained and that it induced his plea, the plea should be invalidated without a showing of incompetent advice by counsel at least in those instances where the constitutionality of the confession had been challenged before the entry of the plea.

The majority’s strict adherence to Marsh’s broad interpretation of McMann makes it unlikely that many defendants in cases involving a claim of an unconstitutionally obtained confession will be willing to enter a plea of guilty. In my view, by requiring a showing that the plea was entered on incompetent advice of counsel, we are substantially impairing one of the most valuable procedures utilized in our criminal justice system. Certainly, we are not encouraging the entry of guilty pleas. The inherent value of such pleas was recently recognized in Santobello v. New York, 404 U.S. 257 (1971), when the Supreme Court, commenting on the desirability of properly administered plea discussions, noted that “[i]f every criminal charge were subjected to a full-scale trial, the States and Federal Government would need to multiply by many times the number of judges and court facilities.” 404 U.S. at 260.

I would, therefore, overrule the Marsh decision insofar as it pertains to cases where the constitutionality of a confession has previously been challenged and ruled admissible.

*356II.

I am also compelled to reject any language contained in tlie majority opinion, which infers that appellant, a fifteen-year-old youth not represented by counsel, voluntarily agreed to waive his constitutional right to counsel. I believe that as a matter of law a fifteen-year-old should not be considered to have the capacity to make a knowing and intelligent waiver of his Miranda rights without the benefit of adult guidance. Such guidance is necessary in order that the youth may fully appreciate the gravity of his situation. As the United States Supreme Court has noted in Gallegos v. Colorado, 370 U.S. 49 (1962), where it determined that a fourteen-year-old boy’s confession was not constitutionally permissible: “He cannot be compared with an adult in full possession of his senses and knowledgeable of the consequences of his admissions. He would have no way of knowing what the consequences of his confession were without advice as to his rights—from someone concerned with securing him those rights—and without the aid of more mature judgment as to the steps he should take in the predicament in which he found himself. A lawyer or an adult relative or friend could have given the petitioner the protection which his own immaturity could not. Adult advice would have put him on a less unequal footing with his interrogators. Without some adult protection against his inequality, a 14-year-old boy would not be able to know, let alone assert, such constitutional rights as he had.” 370 U.S. at 54. Although the Supreme Court did not establish a per se rule of incapacity to waive constitutional rights based solely on age, I believe that this language suggests compelling reasons which dictate the adoption of such a rule.

*357Even under the “totality of circumstances” approach of Commonwealth v. Darden, 441 Pa. 41, 271 A. 2d 257 (1970), I do not believe that the record of this case justifies a finding that the appellant executed an intelligent and understanding waiver of his constitutional rights. An evaluation of the age, maturity and intelligence of the appellant mandates the conclusion that he did not possess the capacity to accomplish an effective waiver. In fact, psychological testing established that he was a borderline mental defective functioning at about the level of an eleven-year-old.

The record further reveals that the police knew the age of appellant and that he could barely read. Nevertheless, they persisted in questioning him and confined him overnight without informing him of his right to communicate with his mother or grandfather. In addition, the police matron testified that the appellant was frightened and did not understand the consequences of his arrest. She also stated that he burst into tears when she tried to console him. It is totally inconceivable that this appellant, without the aid of adult advice, could comprehend the magnitude of his situation, the far-reaching effect of any statement made by him during custodial interrogation, and the full significance of his right against self-incrimination.

For the reasons stated, I would reverse the court below, allow the withdrawal of the plea of guilty, suppress the confession, and remand the matter for a trial.

Mr. Justice Roberts and Mr. Justice Manderino join in this dissenting opinion.

In Ms annual state of the federal judiciary message, Chief Justice Btjegeb discussed the various proMems of the entire judicial system and pointed out that we are confronted with an unprecedented explosion of litigation. He noted that “[a']t every level, the number of cases filed and the number tried and disposed of have undergone an explosive increase in the past ten years. Ten years ago the United States district courts had 92,000 cases filed, and this year they had 145,000. Ten years ago the United States courts of appeals had 4,200 appeals filed, and this year they had more than 14,500. Ten years ago the Supreme Court had 2,400 eases docketed, and this year it had more than 4,500.” The State of the Federal Judiciary—1972, 58 A.B.A.J. 1049 (1972). The state court systems are similarly over-burdened and must also resolve the problem of expanded trial calendars. While it is understandable that on occasions we have elongated procedures to assure fairness and accuracy in the fact-finding procedure, there is nothing to condone further encumbrances in the system when they are designed to restrict rights.

The McMann rationale was reaffirmed by the Supreme Court in Parker v. North Carolina, supra, 397 U.S. at 796-98.