Yourick v. Commonwealth, Department of Transportation, Bureau of Driver Licensing

DISSENTING OPINION BY

Judge LEAVITT.

Respectfully, I dissent. Darlene Your-ick believed, mistakenly, that her driving privileges would not be affected if she declined chemical testing. Because Your-ick’s mistaken belief was created by Penn-DOT’s poorly worded DL-26 warning, I would sustain her suspension appeal.

The DL-26 warning is mandated by Section 1547(b)(2) of the Vehicle Code, which states:

(2) It shall be the duty of the police officer to inform the person that:
(i) the person’s operating privilege will be suspended upon refusal to submit to chemical testing; and
(ii) if the person refuses to submit to chemical testing, upon conviction or plea for violating section 3802(a)(1), the person will be subject to the penalties provided in section 3804(c)(relating to penalties).

75 Pa.C.S. § 1547(b)(2) (emphasis added). The warning required by Section 1547(b)(2) is drafted by PennDOT, placed on its “DL-26 Form” and distributed to police departments across Pennsylvania. The DL-26 warning is then read aloud by the arresting officer to the motorist.

The DL-26 warning read to Yourick stated as follows:

[I]f you refuse to submit to the chemical test, your operating privilege will be suspended for at least 12 months, and up to 18 months, if you have prior refusals or have been previously sentenced for driving under the influence.

Form DL-26, Reproduced Record at 33a (R.R. -) (emphasis added). Yourick also read the form herself. Because Your-ick did not have a prior refusal or conviction, she believed that the suspension warning did not apply to her.1 Stated otherwise, Yourick understood the final clause to apply to the entire warning, not just to the phrase “up to 18 months.” The trial court found Yourick’s reading reasonable, observing that PennDOT’s run-on sentence was “vague.”2 Accordingly, the trial court sustained Yourick’s appeal.

*347The majority reverses the trial court for the stated reason that the warning read to Yourick contained the words “will be suspended.” The majority assigns no significance to the fact that the phrase “will be suspended” was qualified by the phrase, “if you have prior refusals or have been previously sentenced for driving under the influence.”3 Further, the majority assigns no significance to the trial court’s factual finding that it was the ambiguous wording of PennDOT’s DL-26 warning that caused Yourick to refuse chemical testing.4

PennDOT concedes that its DL-26 warning is capable of two readings: that intended by PennDOT and that understood by Yourick. Brief for Appellant on Reargument at 22-23.5 A sentence that can be read two or more ways is ambiguous. Barasch v. Pennsylvania Public Utility Commission, 516 Pa. 142, 156, 532 A.2d 325, 332 (1987). There can be no dispute that the warning given to Yourick was ambiguous.

Ambiguities should and will be construed against the government. This principle has its foundation in the rule of lenity that provides that any ambiguity in a criminal statute will be construed in favor of the defendant. The rule of lenity requires a

clear and unequivocal warning in language that people generally would understand, as to what actions would expose them to liability for penalties and what the penalties would be.

Commonwealth v. Reaser, 851 A.2d 144, 149 (Pa.Super.2004) (quoting Commonwealth v. Cluck, 252 Pa.Super. 228, 381 A.2d 472, 477 (1977)). Application of the rule of lenity extends beyond the context of criminal statutes.6

It is a general principle, applicable in a variety of circumstances, that if “there is any ambiguity in the terms of a notice, rendering its meaning doubtful, the doubt must be resolved against the person giving the notice.” 66 C.J.S. Notice § 33 at 471 (2002). This principle applies with equal force to the “person” that happens to be a government agency. The Court of Appeals for the District of Columbia has explained:

In other areas of administrative law, we have emphasized the importance of eliminating ambiguity and, where we have *348found ambiguity, we have construed it against the government agency that drafted the language.

In the Matter of D.R., 541 A.2d 1260, 1264 (D.C.1988).7

Likewise, the appellate courts of Pennsylvania have held, in a variety of contexts, that the individual who receives an ambiguous governmental directive, whether drafted by the legislature, a court or an administrative agency, is entitled to have the ambiguity construed in her favor. For example, in Carborundum Company v. Combustion Engineering, Inc., 263 Pa.Super. 1, 396 A.2d 1346 (1979), the Superior Court concluded that a finding of civil contempt was improper given the language in the order that was allegedly violated, explaining:

The entry of an injunction is, in some respects, analogous to the publication of a penal statute. It is a notice that certain things must be done or not done, under a penalty to be fixed by the court. Such a decree should be as definite, clear, and precise in its terms as possible, so that there may be no reason or excuse for misunderstanding or disobeying it; and, when practicable, it should plainly indicate to the defendant all of the acts which he is restrained from doing, without calling upon him for inferences or conclusions about which persons may well differ.
* * *
Thus, any ambiguities or omissions must be construed in favor of the person charged with contempt.

Id. at 1348. Similarly, in In Re: Return of the McKean County Tax Claim Bureau, 677 A.2d 1325 (Pa.Cmwlth.1996), this Court set aside a tax sale because of an unclear, ambiguous notice sent to the property owner by the tax claim bureau. Likewise, in Valianatos v. Zoning Hearing Board of Richmond Township, 766 A.2d 903 (Pa.Cmwlth.2001), this Court set aside a zoning ordinance as void ab initio because the township’s published notice that the ordinance would be enacted at the upcoming meeting was unclear. We explained that “the townships draft the public notices and ... this Court and our Supreme Court have consistently interpreted ambiguous notices in favor of property owners.” Id. at 906.

The principle of interpreting ambiguous language against the drafter has been applied specifically to the DL-26 warning. This Court has held that a “specific warning” under Section 1547(b)(2) is one that “precisely enunciate[s] ... that a driver’s license will be revoked.” Everhart v. Commonwealth of Pennsylvania, 54 Pa.Cmwlth. 22, 420 A.2d 13, 15 (1980) (emphasis added). In Everhart, we found that using the words “could be revoked” instead of “will be suspended” created a doubt. Accordingly, the licensee was entitled to have the doubt construed in his favor and against PennDOT, which was held not to have satisfied the mandate of Section 1547(b)(2).8 See also Peppelman v. Commonwealth, 44 Pa.Cmwlth. 262, 403 A.2d 1041, 1043 (1979) (an officer’s state*349ment that the motorist’s refusal to undergo chemical testing “could” result in a suspension was found to be an “inaccurate performance” of the statutory warning thereby requiring a reinstatement of the operator’s license).

By PennDOT’s own admission, the DL-26 warning read to Yourick was capable of being construed as not applying to her because she had not previously refused testing and had never been convicted of DUI.9 The trial court found, as fact, that Yourick refused chemical testing for the reason that she had no prior refusals or DUI sentences. Indeed, Yourick testified that had she understood the true meaning of the DL-26 warning, she would have agreed to the request for chemical testing. Instead of being warned, Yourick received misleading comfort from the phraseology of the DL-26 warning read to her.

Precedent establishes that a doubtful or ambiguous notice will be construed against the drafter. This principle has been applied, specifically, to warnings given under Section 1547(b) of the Vehicle Code. Your-ick is entitled to have the ambiguity in PennDOT’s DL-26 warning construed in her favor. As a consequence, PennDOT did not meet its burden of proving that it had “specifically warned” Yourick, as was required in order for PennDOT to suspend her license. Todd v. Department of Transportation, Bureau of Driver Licensing, 555 Pa. 193, 197, 728 A.2d 655, 657 (1999).10 Yourick was not warned; to the contrary, she was misinformed. The officer’s “inaccurate performance” of the statutory warning requires that Yourick’s operator’s license be reinstated. Peppelman, 403 A.2d at 1043.

This is not a close case. I would affirm the trial court.

Judge McGINLEY and Judge PELLEGRINI join.

. Yourick testified that she was 47 years old and had worked for the University of Pittsburgh Medical Center for 25 years in its legal and medical malpractice departments. Her job involves reading and evaluating forms, such as patient consent forms, on a daily basis. Based on the warnings read from the DL-26 form, Yourick believed that her license would not be suspended if she refused chemical testing because she never had a prior refusal and was never before sentenced for driving under the influence. She pointed out:

The criteria, specifically the word if beginning on the very first line — if you refuse to submit to the chemical test your operating privileges will be suspended for at least twelve months, and up to eighteen months, if you have had a prior refusal — which I have not — or if you have been previously sentenced for driving under the influence, which I have not.

R.R. 21a. Yourick voiced her concern about the meaning of that sentence to Officer Summers, but he informed her that she had no right to speak with anyone.

The trial court concluded that the DL-26 warning was vague, preventing Yourick from making a knowing and conscious refusal; therefore, a suspension was not warranted. However, the "knowing and conscious refusal” defense is irrelevant. The real issue is whether PennDOT met its threshold burden of proving that Yourick was specifically warned that a refusal to undergo chemical testing would cause her license to be suspended.

. Specifically, the trial court observed that PennDOT could have avoided confusion by using two sentences, not one, to convey its *347intended meaning that (1) any refusal results in a 12-month suspension and (2) a second refusal or previous sentence for DUI may result in an 18-month suspension.

. Periodically, PennDOT revises its DL-26 warning. The one read to Yourick has been replaced by a warning that eliminates the ambiguity that misled Yourick.

. The majority criticizes Yourick's understanding of the DL-26 warning as not applying to her as “unreasonable." However, even PennDOT concedes that its DL-26 warning could be understood to have the meaning Yourick gave it.

. In its application for reargument, PennDOT wrote:

The Bureau acknowledges that, because of the superfluous comma following the words "and up to 18 months," it is possible for this sentence to be understood to have one or the other of two different meanings.

Application for Reargument En Banc at 7. The same acknowledgement appeared in PennDOT’s Brief on Reargument at 22. It is not the "superfluous comma” alone that creates the ambiguity. There is one central declaration in the sentence, i.e., "you will be suspended,” and it is modified by two conditional and dependent clauses that begin with the word "if." It is the presence of two dependent clauses in one sentence that creates the ambiguity, and removing the "superfluous comma" does not eliminate the ambiguity.

.Consistent with the rule of lenity, the Statutory Construction Act of 1972, 1 Pa.C.S. § 1928, requires that every penal provision, whether in a civil or criminal statute, be construed strictly.

. In the above-cited case, the statute required that a revocation of a decision to relinquish parental rights must be made in writing. The agency form notifying parents of this requirement was ambiguous. Because the agency created the ambiguity, the Court held that a parent receiving this form could effect a revocation either orally or in writing. See also Basken v. District of Columbia Board of Zoning Adjustment, 946 A.2d 356 (D.C.2008) (an ambiguity in a revised building permit was resolved in favor of the individuals seeking review such that the issuance of the revised building permit did not trigger the 60-day appeal period).

. In Everhart, the matter was remanded to the trial court for a determination of whether the *349officer subsequently read the licensee a proper warning that his license "will” be revoked.

. PennDOT argues that the notice is not "so ambiguous” that it could not satisfy the mandate of 75 Pa.C.S. § 1547(b)(2). It offers no guidance on how to separate a "so ambiguous” notice from a merely "ambiguous" notice. It offers no authority to support the proposition that an ambiguous notice can ever satisfy a statutory mandate.

. To suspend a license under authority of Section 1547(b)(2), the Department of Transportation must prove that the driver (1) was placed under arrest for driving under the influence of alcohol; (2) was asked to submit to a chemical test; (3) refused to do so; and (4) was specifically warned that a refusal would result in the suspension of his or her driver’s license. Todd, 555 Pa. at 197, 723 A.2d at 657-658 (emphasis added).