dissenting.
Respectfully, I dissent.
This decision is a triumph of form over substance, a victory for those who favor the “sporting theory” of law over the “search for the truth.”
The new rules of civil procedure in general, and the rule of relation back (CR 15.03) in particular, were designed for the opposite result to avoid victory through technicality and achieve trial on the merits. Wright & Miller, Federal Practice & Procedure, Civil §§ 1029 and 1499.
The plaintiff seeks to add Dr. Nolph by name to a law suit in which he has been an integral part from the beginning. He functioned in a teaching hospital in a supervisory capacity, charged by the defendant/hospital with the duty of teaching and supervising the defendants/residents whose names appear on the typewritten operating report. Reason and common sense dictate that this group of defendants share a community of interests and should be charged with common knowledge such that there is no prejudice when Dr. Nolph is replaced by name for the “unknown defendants” referred to in the complaint. Surely the good doctor should have been the first person apprised of the law suit in the ordinary course of events. If this did not occur, through design or inadvertence, nevertheless the people defending the remaining defendants were in effect representing his interests as well. Our Court should not reward with victory those who play games to conceal the identity of a key player until it is too late to name him in the law suit. Leaving Dr. Nolph’s name off of the surgical report — the only legible identification of the participants in the surgery which is the gravamen of this action — is such a game.
I agree with the Majority Opinion that adding “unknown defendants” and attempting service upon them through a letter sent by a Warning Order Attorney to the Hospital did not achieve constructive service on Dr. Nolph. This law suit is an action in personam and not in rem, and constructive service does not, per se, make Dr. Nolph a party defendant. But this step did serve as a signal, clear as a bell, that the plaintiffs law suit meant to include all those responsible for her surgical treatment, persons whom the hospital could be reasonably expected to notify, and Dr. Nolph surely fits in that classification.
*863In this opinion our Court has elected to cause a harsh and unjust result where the law itself does not require such a result. There is ample authority to sustain the decision of the Court of Appeals that service on Dr. Nolph was not time barred by the one year statute of limitations because of the saving provisions found in CR 15.03, “relation back of amendments.” This authority includes:
1) The Commentary found in Bertelsman & Philipps, Kentucky Practice, 4th ed., to CR 4.15, pp. 88-89, and to CR 15.03, pp. 328-29;
2) Recent well reasoned published opinions from the Kentucky Court of Appeals in Funk v. Wagner Machinery, Inc., Ky. App., 710 S.W.2d 860 (1986) and Clark v. Young, Ky.App., 692 S.W.2d 285 (1985); and
3) A significant number of federal decisions with fact situations more in point than the Schiavone case which is cited in the majority opinion as controlling authority. These include inter alia, Ingram v. Kumar, 585 F.2d 566 (C.A.2d 1978), cert. denied 440 U.S. 940, 99 S.Ct. 1289, 59 L.Ed.2d 499; Kirk v. Cronvich, 629 F.2d 404 (C.A.5th 1980); and Travelers Indemnity Co. v. United States, 382 F.2d 103 (C.A.10th 1967).
All of the above authorities would apply the rule of relation back of amendments provided in CR 15.03 to the present situation because there is such a community of interests between Dr. Nolph and the originally named defendants that it is patently unreasonable to insulate him from their notice of the lawsuit.
As stated in Travelers Indemnity Co. v. United States, the “purpose of the federal rules [is not] furthered by denying the addition of a party who has a close identity of interest with the old party when the added party will not be prejudiced. The ends of justice are not served when forfeiture of just claims because of technical rules is allowed.” 382 F.2d at 106.
The facts here cry out for a different result. The plaintiff filed a medical negligence action against University of Louisville Hospital and two physicians, the only two, whose names appeared on the official typewritten operative report. Although Dr. Nolph’s name appears elsewhere in the hospital records, it is illegibly written and ambiguously connected to the medical procedure which is the gravamen of the plaintiffs complaint. A suit against him in the circumstances would have invited a physicians’ countersuit for malicious prosecution under the invitation to countersue which we extended in Raine v. Drasin, Ky., 621 S.W.2d 895 (1981).
The facts are as stated in the Court of Appeals’ opinion which we have decided to reverse. Dr. Nolph was an Assistant Professor of Medicine at the University of Louisville, acting for the Hospital as supervising surgeon during the operation, and teacher and mentor of the two surgical residents whose names did appear on the operative record:
“Whatever Dr. Fillerup and Dr. Albert did, they did under the tutelage of Dr. Nolph.” Court of Appeals, slip op., p. 6.
The operation was performed on March 9, 1982, and plaintiff’s suit was filed on March 2, 1983, timely, but shortly before running of the one year statute of limitations. A one year period for the limitation of actions in medical malpractice cases is deplorably short, given the usual state of facts. More often than not, medical malpractice is significantly obscured by followup treatment and delay in recognizing that one has a case. Negligent medical treatment creates a complicated situation wherein it is difficult for the claimant to realize that she is suffering from the result of negligent treatment rather than from the natural consequences of the medical condition that caused her to seek treatment in the first place. Here, the situation was further complicated because it was only after a second operation failed to correct the unsatisfactory results from the first that the plaintiff realized that she had a serious injury that justified turning to the law for a remedy.
*864The plaintiff filed suit against the two surgical residents and the teaching hospital, those who were the reasonably identifiable defendants. She further sued “unknown defendants ... who were careless and negligent in treating” her. She immediately attempted service on these “unknown defendants” by a warning order air tomey who mailed a warning order letter and a copy of the complaint to the University of Louisville Hospital. The Hospital did not respond to the letter or the complaint. Presumably the Hospital did not even discuss the suit with Dr. Nolph, the person it had put in charge of the operation. We are told to assume that the hospital did not know what had happened in the operating room and did not care to find out.
Instead, the Hospital moved for summary judgment on the grounds of sovereign immunity, and at the same time obtained a court order staying all discovery in the action. If University Hospital had responded to discovery served in March of 1983, then the identity of Dr. Nolph would have been revealed much earlier. As a result, plaintiff was unable to depose the operating physicians to discover Dr. Nolph’s part in the surgery until July 1983. The plaintiff proceeded with reasonable diligence to depose one of the surgical residents, to learn of Dr. Nolph, to depose Dr. Nolph, and to move to amend her complaint under CR 15.03 to substitute Dr. Nolph as one of the unknown defendants previously named in the complaint.
Raine v. Drasin, supra, presents the countersuit dilemma. The physician’s countersuit is available as punishment if a physician is named as a defendant without foundation in fact. Now this present decision imposes an equally severe penalty if claimant’s counsel, faced with the one year statute of limitations, fails to name every physician whose name appears anywhere in the hospital record. We have indeed presented the injured claimant with a Hob-son’s Choice. “The logic of words should yield to the logic of realities.” Justice Louis D. Brandeis in DiSanto v. Pennsylvania, 273 U.S. 34, 43, 47 S.Ct. 267, 271, 71 L.Ed. 524 (1927).
The “logic of realities” applied in the present situation is found in the Court of Appeals’ opinion; there is no reasonable possibility that Dr. Nolph would not be among those immediately informed when the hospital received the letter from the warning order attorney asking it to respond for “unknown defendants.” He was their agent and supervisory employee and the first person logically to be consulted about this matter. In present circumstances, the fact that service by Warning Order Attorney is only constructive service is irrelevant. The Court of Appeals’ opinion is based on informal notice, not the technicalities of constructive service. As stated by the Court of Appeals:
“It is not unfair to charge Dr. Nolph with constructive notice of this action whether the warning order letter was sent to his employer addressed unknown defendants who treated Helen Scott at the ENT Clinic on March 9, 1982, and accompanied by complaint naming ... [his] surgical residents, as defendants.” [Emphasis added.]
Under CR 15.03 service of process is not required. Indeed, the purpose for CR 15.-03 is to take care of this problem by relation back where personal service was not obtained in the first instance but it is fair to hold in a party served at a later time, after the statute of limitations has run, because there is an identity or community of interest with the named defendants such that the later named party undoubtedly would know of the action, despite protestations to the contrary, unless the named parties sharing the same interest intentionally concealed the law suit from the unnamed party. This is the “identical business interest” underlying the Kentucky Court of Appeals’ decisions to apply CR 15.03 in Clark v. Young, supra, and in Funk v. Wagner Machinery, Inc., supra. In the Clark case, the complaint named an interstate carrier, but failed to name the contractor providing services for the carrier. In Funk, a products liability action, *865the complaint named the middle man, the sales representative, but failed to name the manufacturer. In both the rule of relation back was applied despite protestations that the later named party had no “actual notice.” 710 S.W.2d at 862.
In the present case the later named party was the supervising agent for the teaching hospital, which was a named defendant, and the teacher in the operating room supervising the surgery being performed by the two residents, also named defendants. Unless the law condones pretense, Dr. Nolph should be prepared to defend this case on the merits.
This case is also like Clark v. Young, supra, in one other respect. Note that the same law firm represents Dr. Fillerup as represents University Hospital. No doubt it would also represent Dr. Albert if he gets served and Dr. Nolph if his counsel were not seeking to interpose the present technicality. It is reasonable to conclude that there is an identity of interest at the end of the road either through self-insurance under the University of Louisville Medical Malpractice Act or through some insurance carrier, or both. It is quite likely that one entity shares financial responsibility and controls the case for all involved.
This is yet another unfortunate decision in a line of recent cases from our Court using an unnecessarily harsh and overly technical approach to the detriment of the person who has been wronged. This line of cases includes, among others, Reda Pump Co. v. Finch, 718 S.W.2d 818 (1986), Federal Kemper Ins. Co. v. Hornback, Ky., 711 S.W.2d 844 (1986), Kirchner v. Riherd, Ky., 702 S.W.2d 33 (1985), and Prudential Life Ins. Co. v. Moody, Ky., 696 S.W.2d 503 (1985). This case, like these others named, harkens back to 19th Century “mechanical jurisprudence,” condemned by Roscoe Pound. See Pound, Mechanical Jurisprudence, 8 Colum.L.Rev. 605 (1908).
The nadir of mechanical jurisprudence is reached when conceptions are used, not as premises from which to reason, but as ultimate solutions. So used, they cease to be conceptions and become empty words. Id., at 620.
LAMBERT, J., joins in this dissent.