McMackin v. Johnson County Healthcare Center

HILL, Chief Justice.

[¶ 1] Appellant, Leslie MeMackin (MeMackin), seeks review of the district court's order granting summary judgment to Appellees, Johnson County Healthcare Center (JCHC), Jennifer Sather, RN. (Nurse Sather), Vicki Blakely, L.P.N. (Nurse Blakely), Mark S. Schueler, M.D. (Dr. Schueler), Lawrence E. Kirven, M.D. (Dr. Kirven), and Medical Associates of Johnson County, P.C. (MAJC). McMackin is the daughter of, and personal representative for the estate of, Harriette R. Brown (Brown), and she prosecuted these wrongful death and medical malpractice actions against the Appellees after her mother's death. Brown died of a stroke, and it is McMackin's contention that the Appellees were negligent in their treatment of Brown. The district court held that there was no genuine issue of material fact with respect to the "causation" prong of the elements necessary to constitute a medical malpractice claim and, on that basis, granted summary judgment for the Appellees.

[¶ 2] We will reverse on the basis that McMackin's malpractice claims fall under the "loss of chance" doctrine and the facts alleged in her complaint and contained in her evidentiary submissions opposing the Appel-lees' summary judgment motions satisfy the causation element, at least for purposes of summary judgment, i.e., those facts structure a genuine issue of material fact. The matter will be remanded to the district court for further proceedings consistent with this opinion.

ISSUES

[¶ 3] McMackin articulates these issues:

I. Whether the district court erred in granting the defendants' motions for summary judgment.
1A. Whether appellees met the standards of establishing a prima facie case for summary judgment.
1B. Whether the district court erred in ruling that appellees had established a pri-ma facie case by demonstrating that appellant had failed to show that any treatment would have altered or made any difference in the outcome for Harriette Brown.

JCHC, Nurse Sather, and Nurse Blakely rephrase the issue to be:

Did the trial court err in granting the Appellees' motions for summary judgment when Appellant could not raise a genuine issue of material fact as to whether or not any medical intervention would more probably than not have prevented the death of her mother?

Dr. Schueler states the issue on appeal as:

Whether the District Court properly granted summary judgment in a wrongful death case when the plaintiff failed to respond to the Defendants['] Motions for Summary Judgment with evidence which demonstrated that a genuine issue of material fact remained on the issue of causation.

Dr. Kirven and MAJC state the issues as:

A. Whether summary judgment should be affirmed because Appellant failed to present admissible evidence that the failure to treat transient ischemic attacks caused the cerebral hemorrhage and death?
B. Whether summary judgment for Ap-pellee Kiryen was appropriate on the additional grounds that Dr. Kirven's limited involvement caused no damages as admitted by Appellant's expert?

FACTS

[¶ 4] In her amended complaint, McMae-kin averred that Brown was a resident at the Amie Holt Care Center in Buffalo from 1990 until her death on March 21, 1999. The *1096Amie Holt Care Center is a part of JCHC. Nurse Sather and Nurse Blakely were employed at JCHC and provided care to Brown at various times pertinent to this matter.

[¶ 5] In July of 1998, Brown began exhibiting symptoms of transient ischemic attacks (TIA's, also referred to as ministrokes), during which she would be confused and unable to verbalize. These symptoms were noted many times on Brown's chart and they continued to occur at irregular intervals after July of 1998. It is alleged that the Appellees took no action to refer Brown for a neurological workup, test her for causes of the TIA's, further diagnose, or prescribe meaningful treatment for her condition.

[¶ 6] At some time prior to 9:00 p.m., on March 7, 1999, a JCHC employee discovered that Brown was having difficulty talking and was crying. This was reported to Nurse Sather, who examined Brown and noted in her chart that Brown's speech was slurred, that she was erying and suffering anxiety, had slight facial drooping on the left side, and her left eye was closed. McMackin contends that there should have been an immediate medical response to her mother's condition, but there was not. Nurse Sather examined Brown periodically between 11:00 p.m., on March 7, 1999, and 4:80 a.m. the following day, but took no action until 4:30 a.m., at which time she called Dr. Kirven who advised Nurse Sather to wait for Brown's treating physician, Dr. Schueler. At 8:00 am. on March 8, 1999, Nurse Blakely examined Brown and noted the symptoms which had persisted throughout the night. Nurse Blakely called Dr. Schueler and noted on Brown's chart that the doctor would be there in about 80 minutes. At about 9:00 a.m. on March 8, Dr. Schueler examined Brown and diagnosed a cerebrovascular accident (stroke) and arranged for her to be transferred to the hospital, - Brown did not recover from the stroke, and she died on March 21, 1999, as a consequence of it.

[¶ 7] All Appellees filed motions for summary judgment. The record is voluminous; however, the basis for the grant of summary judgment is narrowly focused. The district court's order granting the motions for summary judgment contains these conclusions:

1. In a medical malpractice case, a plaintiff is required to prove through competent evidence that it is more likely than not that the defendant's negligence caused the plaintiff's injury. Mize v. North Big Horn Hosp. Dist., 981 P.2d 229, 283 (Wyo.1997). Summary judgment is appropriate if the plaintiff cannot establish causation. Id.
2. The defendants have presented a pri-ma facie case for Summary Judgment irrespective of the Affidavit of Richard L. Hughes, M.D., by demonstrating plaintiff's failure to show that any treatment would have altered the outcome for Harriette Brown.
3. The Court also finds that the plaintiff has failed to present competent evidence that any treatment would more likely than not have prevented the hemorrhagic stroke or made a difference in Mrs. Brown's prognosis or outcome.
4. The plaintiff has failed to present competent evidence that the alleged negligence of any of the defendants was a cause of the death of Harriette Brown.
5. No genuine issue of material fact remains on the issue of causation, and all defendants are entitled to judgment as a matter of law.

We will utilize other facts in the context of our discussion of the issues.

STANDARD OF REVIEW

[¶ 8] When we review a summary judgment, we have before us the same materials as did the district court, and we follow the same standards which applied to the proceedings below. The propriety of granting a motion for summary judgment depends upon the correctness of the dual findings that there is no genuine issue as to any material fact and that the prevailing party is entitled to judgment as a matter of law. Reed v. Miles Land and Livestock Company, 2001 WY 16, 19, 18 P.8d 1161, 19 (Wyo.2001). A genuine issue of material fact exists when a disputed fact, if proven, would have the effect of establishing or refuting an essential element of an asserted cause of action or defense. We, of course, examine the record *1097from a vantage point most favorable to that party who opposed the motion, affording to that party the benefit of all favorable inferences that fairly may be drawn from the record. Central Wyoming Medical Laboratory, LLC v. Medical Testing Lab, Inc., 2002 WY 47, T15, 48 P.3d 121, Y15 (Wyo.2002); Scherer Construction, LLC v. Hedquist Construction, Inc., 2001 WY 28, 115, 18 P.3d 645, 115 (Wyo.2001). If the evidence leads to conflicting interpretations or if reasonable minds might differ, summary judgment is improper. Wyoming Game and Fish Commission v. Mills Company, 701 P.2d 819, 821 (Wyo.1985).

[19] That standard of review is refined somewhat when applied to a negligence action and, in particular, a malpractice case:

Summary judgment is not favored in a negligence action and is, therefore, subject to more exacting scrutiny. Woodard v. Cook Ford Sales, Inc., 927 P.2d 1168, 1169(Wyo.1996). This is particularly true in malpractice suits. DeHerrera v. Memorial Hospital of Carbon County, 590 P.2d 1342, 1345 (Wyo.1979) (quoting Holl v. Taleott, 191 So.2d 40, 46 (Fla We have, however, affirmed summary judgment in negligence cases where the record failed to establish the existence of a genuine issue of material fact. See Krier v. Safeway Stores 46, Inc., 948 P.2d 405 (Wyo.1997) (failure to establish duty); Popejoy v. Steimle, 820 P .2d 545 (Wy0.1991) (failure of proof of underlying claim of a joint venture); MacKrell v. Bell H2S Safety, 795 P.2d 776 (Wyo.1990) (failure of proof of defendant's duty); DeWald v. State, 719 P.2d 648 (Wyo.1986) (cause element was pure speculation); and Fiedler v. Steger, 7183 P.2d T73 (Wyo.1986) (failure to establish cause in a medical malpractice action).

Garnett v. Coyle, 2001 WY 94, T6, 83 P.8d 114, 1 6 (Wyo.2001).

[¶ 10] "The relative infrequency of decisions involving summary judgment in malpractice cases may exemplify the wide gulf between the ease of articulating the theory of summary judgment, and the difficulty of deciding particular cases." 1 David W. Louisell and Harold Williams, Medical Malpractice, 112.06 at 12-85 (2002):

Although the malpractice case appropriate for summary judgment on such issues as negligence or causation may be relatively rare, there are occasions where this device is an ideal remedy for the defense attorney for segregating a particular defense, e.g., that of the statute of limitations, from the case as a whole, and permitting its determination more or less in isolation, apart from the psychology of the trial itself A motion for summary judgment appropriately timed, supported by carefully marshaled evidence, persuasively presented in a well documented fashion, can be a powerful weapon for defendant.

Id., at 12-85.

[T11] In order to defeat a motion for summary judgment in a medical malpractice action, the plaintiff must establish; (1) the accepted standard of medical care or practice, (2) that the health eare provider departed from that standard, (8) that the conduct was the legal cause of the injuries suffered, and, of course, (4) that the plaintiff was damaged by the conduct. Oakden v. Roland, 988 P.2d 1057, 1059 (Wyo.1999); Sayer v. Williams, 962 P.2d 165, 167-68 (Wyo.1998); Fiedler v. Steger, 713 P.2d T73, Tb (Wyo.1986). In this case, it is not disputed that summary judgment was inappropriate vis-a-vis the standard of care, the departure from that standard, or that McMackin suffered damage. The focus of this appeal is solely on the issue of causation.

DISCUSSION

[T12] As noted in the fact section of this opinion, the primary contention made by McMackin is that the Appellees did not respond in a manner consistent with the applicable standard of care in treating the TIA's that Brown experienced, ie., they did not refer her to a specialist (neurologist) for a work-up or otherwise attempt to employ available treatments. Further, it is claimed that these omissions were the cause of Brown's "loss of a chance" to avoid the onset of the stroke. Secondarily, MeMackin contends that once Brown presented with symptoms of a cerebral hemorrhage, Appellees failed to take any action to address that *1098condition, and those omissions were the cause of Brown's "loss of a chance" to survive the stroke. The following material helps to provide a superficial explanation of Brown's condition and provides background for our discussion:

[¶ 13] Ischemia

The greater number of strokes are is-chemic in nature, (eg., due to a lack of blood rather than hemorrhage). While very serious, ischemic strokes are not asso-clated with the high mortality rates seen with hemorrhage. Perhaps as many as half of all ischemic strokes are preceded by one or more episodes known as "transient ischemic attacks" (TIA). These consist of a typical stroke syndrome (sudden onset of localized brain dysfunction) [and] subside in minutes or hours. While strokes occur without prior TIA's, and TIA's occur without strokes, there is a high correlation between the two, and TIA's are usually regarded as a stroke "early warning system."

The exact mechanisms of TIA's are not entirely understood. There may be many mechanisms, but a microembolism is often implicated. In the past, these episodes have been thought due to vascular spasm, and they are sometimes referred to as "little strokes." Most statistical studies have shown that about one-third of patients with TIA will have a permanent stroke, usually within a matter of months. Because of this, these attacks are usually regarded as a grave warning. Such patients often are given an intense medical investigation, to provide the most effective treatment available, hoping to prevent a subsequent stroke. As with hemorrhage, little can be done once an ischemic stroke oceurs. The stroke results in the death of some brain tissue, which heals with a sear. The sear, of course, is not functional brain tissue, and while such patients usually survive the attack, a residual neurological deficit is the rule. The recovery of function typical of strokes appears to result when uninvolved parts of the brain learn to perform the lost functions.

Ideally, then, treatment is most effective before the permanent stroke occurs. Rational treatment can be based only on an accurate diagnosis-henee the intensive investigation of patients with TIA. Consideration is usually given to: (1) predisposing factors, (2) status of the blood vessels themselves, (8) factors that may precipitate ischemia, and (4) disorders that may masquerade as ischemic events.

5A Lawyers' Medical Cyclopedia of Personal Injuries and Allied Specialties, § 34.27a(E) (Ischemia), at 265-66, Richard M. Patterson, Editor (44° ed.1997).

[T 14] Susan Cutchall, M.D., was retained by McMackin to be an expert witness. It was her opinion that the TIA's suffered by MceMackin should have been aggressively treated, that lack of treatment was a direct cause of the debilitating stroke, and that it was possible that more aggressive action immediately following the discovery that Brown had suffered a stroke could have ameliorated Brown's condition. Another expert employed by MeMackin agreed with Dr. Cute-hall's assessment. Dr. Cutchall specifically challenged the findings made by the Appel-lees' expert, Dr. Hughes, to the effect that Brown's condition could not have been diagnosed before her death, and that there was no treatment that could have prevented the hemorrhage or altered the outcome for Brown.

[115] MeMackin contends that the district court shifted the usual summary judgment burden to her-to come forward with expert testimony to establish causation-rather than placing it on Appellees to come forward with evidence establishing the lack of causation. See Metzger v. Kalke, 709 P.2d 414, 420-23 (Wyo.1985). We agree with McMackin that there are genuine issues of material fact and that Appellees were not entitled to judgment as a matter of law. Our reasoning, however, is founded in a doctrine known as "loss of chance." "Loss of chance" cases typically turn on causation:

Generally, to prevail on a claim that the physician's failure to evaluate and treat a patient caused the patient to lose the chance for survival, the plaintiff must show the following:
*1099(1) The patient has in fact been deprived of the chanee for successful treatment; and
(2) The decreased chance for successful treatment more likely than not resulted from the physician's negligence.
Under this analysis, the causal connection between the defendant's omission and the decedent's stroke can be established if the defendant's omissions increased the risk of the harm suffered by the plaintiff.

1 Louisell & Williams, Medical Malpractice, supra, 1 8.07[2] at 8-94; I 9.04[4] at 9-22-27; Clementi v. Procacci, 762 A.2d 1086, 1091-92 (Pa.Super.2000); 1 Barry R. Furrow, Thomas L. Greaney, Sandra H. Johnson, Timothy Stoltzfus Jost, Robert L. Schwartz, Health Law § 6-Th. at 308-12 (2"" ed.2000).

[T16] In such cases, the "causation" element does not require that it be shown that the patient was certain to have recovered or improved with sound medical care, and it has often been said that the plaintiff may sustain the burden of establishing proximate causation with evidence that the patient could have been helped by proper treatment. John D. Hodson, Annotation, Medical Malpractice: "Loss of Chance" Causality, 54 A.L.R.A*" 10 at 18 (1987 and Supp.2002); Boryla v. Pash, 960 P.2d 123 (Colo.1998). J. Stephen Phillips, The "Lost Chance" Theory of Recovery, The Colorado Lawyer, Vol. 27, No. 11, at 85 (November 1998); Kevin Joseph Willging, Case Note, "Falcon v. Memorial Hospital: A Rational Approach to Loss-of-Chanee Tort Actions," 9 Journal of Contemporary Health Law and Policy 545 (1998); Alberts v. Schultz, 1999-NMSC-15, 4 10-38, 126 N.M. 807, 11 10-33, 975 P.2d 1279, 1 10-88 (1999).

Where a physician is negligent in diagnosing a disease, and the resulting delay reduces the plaintiff's chances of survival (even though the chance of survival was below fifty percent before the missed diagnosis), a strong argument can be made that the physician should be responsible for the value of the chance that the plaintiff lost, so long as the initial act of the physician was itself negligent. First, the loss of an improved chanee of survival or improvement in condition, even if the original odds were less than fifty percent, is an opportunity lost due to negligence. Much treatment of diseases is aimed at extending life for brief periods and improving its quality rather than curing the underlying disease. Much of the American health care dollar is spent on such treatments, aimed at improving the odds. In the words of the Delaware Supreme Court, "lilt is unjust not to remedy such a loss." Second, immunizing whole areas of medical practice from liability by requiring proof by more than fifty percent that the negligence caused the injury fails to deter negligence conduct. As Judge Posner wrote in DePass v. U.S., "A tortfeasor should not get off seot free because instead of killing his victim outright he inflicts an injury that is likely though not certain to shorten the victim's life."
Courts have wrestled with the concept of loss of a chance or increased risk over the past twenty years, adopting one of several approaches to the problem. First, the traditionalists have refused to budge in considering loss chances below fifty percent. A minority of jurisdictions either expressly reject the loss of chance theory or have simply continued to adhere to the traditional strict causation standard. Their justifications include a fear that the jury is forced to speculate as to the causes of plaintiff's ultimate injury, with only disputed expert probabilities to guide them; that the jury will be misled and impressed by the probabilistic evidence; and that in many cases statistical evidence will be either unavailable or based on inadequate evidence.
A second approach is the "pure" lost chanee approach, also called the "increased risk" or "relaxed causation" approach by some courts. If a plaintiff can prove that the defendant's negligence decreased the plaintiff's chanee, no matter how slight, he can recover full damages from the trier of fact. Some courts have recognized the theory by classifying the destruction or reduction of a chance for recovery as an independent, compensable harm. These courts concentrate on the causal relationship between the negligent conduct and the statistical loss or reduction in the pa*1100tient's chanees for recovery. They apply the traditional evidentiary standard to this new kind of compensable interest. Most courts have relaxed one of the two traditional legal standards for a prima facie case of causation. Some have employed a standard which allows a plaintiff to meet his burden by proving that the defendant's negligence eliminated a substantial possibility of recovery or survival. - Other courts have held that a plaintiff has met his burden by showing that the defendant's negligence increased the risk of harm or injury. Courts in these jurisdictions require that the jury find that the conduct was a "substantial factor" in causing the injury. Another judicial approach to these calculations is to treat the loss of a chance as a wrong separate from wrongful death, and allow the jury to set a dollar amount based on all the evidence, without mechanically applying a percentage to a total damage award.
The third approach is that of proportional "loss of chance," adopted by many courts that have considered the issue. The leading case is Herskovits v. Group Health Cooperative [664 P.2d 474 (Wash.1983)], where the court considered the consequences of a physician's missed diagnosis of lung cancer on the plaintiffs future. The court found that the plaintiff's chances of survival dropped from 39 percent to 25 percent, and that such a loss of a chanee to survive was the proximate cause of his death. In the court's words, "* * * [to decide otherwise would be a blanket release from liability for doctors and hospitals any time there was less than a 50 percent chance of survival, regardless of how flagrant the negligence."

1 Furrow, Greaney, Johnson, Jost & Schwartz, Health Law, supra, at 309-11; also see John H. Derrick, Annotation, Medical Malpractice Liability for Failure of Physician to Inform Patient of Alternative Modes of Diagnosis or Treatment, 38 A.L.R.4" 900 (1985 and Supp.2001); Jack W. Shaw Jr., Annotation, Malpractice: Failure of Physician to Notify Patient of Unfavorable Diagnosis or Test, 49 A.L.R.3d 501 (1973 and Supp.2002); Jerald J. Director, Annotation, Malpractice: Physician's Failure to Advise Patient to Consult Specialist or One Qualified in a Method of Treatment Which Physician is Not Qualified to Give, 35 AL 349 (1971 and Supp.2002); CT. Drechsler, Annotation, Liability of Physician for Lack of Diligence in Attending Patient, 57 A.L.R.2d 879 (1958 and Later Case Service 1994, Supp.2002).

[¶ 17] We hold that the doctrine of "loss of chance" is cognizable in Wyoming and that there is a genuine issue of material fact with respect to causation in this case. McMac-kin's contention is that the Appellees' conduct was the legal cause of Brown's loss of a chanee for survival or for a better outcome. The allegations in her complaint, as well as the expert testimony she offered in resistance to the motion for summary judgment, preclude summary judgment in favor of Ap-pellees on the issue of causation.

[118] We would be remiss if we did not at least provide some minimal guidance with respect to the measure of damages in such a case. There is an abundance of pertinent authority, but no clear-cut rule that can govern in all such cases. Instructions to the jury with respect to damages must be tailored to each case based on its peculiar facts. See 2 David W. Louisell and Harold Williams, Medical Malpractice I 18.07 at 18-80-18-86 (2002); 1 Furrow, Greaney, Johnson, Jost & Schwartz, Health Law, supra, at 309-11; Martin J. MeMahon, Annotation, Medical Malpractice Measure and Elements of Damages in Actions Based on Loss of Chanee, 81 A.L.R.4* 485 (1990 and Supp. 2002); Martin J. McMahon, Annotation, Damages for Loss of Chance of Cure, 12 Am.Jur. POF8d 621 (1991 and Supp.2001); and Todd S. Aagaard, Case Note, Identifying and Valuing the Injury in Lost Chance Cases, 96 Mich. LR. 1335 (1998). This case presents one of the simplest and most straightforward set of cireumstances, i.e., the calamity suffered is death, and the full measure of damages would be those ordinarily allowed in a wrongful death action, reduced by the statistical or percentage loss of chance for survival. See McKellips v. Saint Francis Hospital, Inc., 741 P2d 467, 475-77 (Okl.1987). Of course, the final determination of *1101an appropriate measure for damages must be based on the evidence presented at trial

CONCLUSION

[¶ 19] The summary judgment order is reversed and this matter is remanded to the district court for further proceedings consistent with this opinion.