McAlmond v. Myers

BRYSON, J.,

dissenting.

The majority opinion concludes that Mrs. Corbett is not qualified as the Democratic candidate for the office of State Treasurer in the 1972 general election because of the provisions of ORS 260.365. I disagree on two basic principles: the constitutional protection to be given the candidate, Corbett, and the electors who supported her; the statutory construction to be given ORS 260.365 as discerned from the legislative intent in amending this statute at the 1971 session of the Oregon Legislature.

In the 1972 primary election, Alice Corbett, Intervener, received 120,885 votes for Democratic nominee to the office of Treasurer of the State of Oregon. Philip H. McAlmond, Petitioner, received 77,331 votes. Three other candidates for nomination to the office received a lesser number of votes. Clearly, the electors voting in the Democratic primary desired Alice Corbett as their nominee for the office of State Treasurer in the forthcoming general election.

The petitioner contends that Alice Corbett is unqualified and lacks eligibility to hold the office of Treasurer of the State of Oregon on the day she would take office if elected in the November general election. This is so because the Oregon Constitution, Art II, § 14 provides that a person elected as treasurer “shall assume the duties of their * * * [office] on the first Monday in January following such election.” (Emphasis supplied.) In Cook v. Corbett, 251 Or 263, 273, 446 P2d 179 (1968), this court held that “Mrs. Corbett must be deprived of the Democratic nomination for *535Senator, Twelfth Senatorial District, Multnomah County, * * ®.” She had used the slogan in campaign material and in the Voters’ Pamphlet, “Re-elect Senator Corbett.” She had served two consecutive terms in the Senate from Multnomah County; her last term expired in January, 1967. At the time of the May, 1968, primary, she was not an incumbent Senator. For discussion and analysis of Cook v. Corbett, supra; Thornton v. Johnson, 253 Or 342, 453 P2d 178 (1969), motion to stay mandate denied, 253 Or 364, 454 P2d 647 (1969); Mosee v. Clark, 253 Or 83, 453 P2d 176 (1969); and Combs v. Groener, 256 Or 336, 472 P2d 281 (1970), involving the Oregon Corrupt Practices Act, Oregon Revised Statutes ch 260, see Charles A. Rees, “Uncandid Candidates and the Oregon Corrupt Practices Act,” 50 Or L Rev 299 (1971).

ORS 260.365 provides:

“(1) A person nominated or elected to public office, and whose nomination or election has been annulled and set aside for violation of any provision of the election laws, shall not, during the period fixed by law as the term of such office, serve in any office or vacancy in any office or position of trust, honor or emolument, whether elected or appointed thereto, under the laws of the state or any municipality.
“(2) An^7 appointment or election to any office or position of trust, honor or emolument made in violation of subsection (1) of this section shall be void.”

Article IV, § 4, of the Oregon Constitution provides:

“(1) The Senators shall be elected for the term of four years, * * *. The term of each Senator * * * shall commence on the second Monday in January following his election * * *. [Emphasis supplied.]

*536For a period ending in November, 1960, Article IV, § 4, of the Oregon Constitution provided that the term of each Senator would commence on the first Monday in January following election, the same as the office of Treasurer of the State of Oregon.

Thus, there is a hiatus of one week (including a Saturday and a Sunday) in which Mrs. Corbett could not “serve,” (OES 260.365), as State Treasurer, if elected in the general election of November, 1972, because the term of the office of State Senator from which she was removed as Democratic nominee expires on the second Monday in January, 1973, and the term of office of Treasurer, which she now seeks, begins on the first Monday in January, 1973. It should be noted that the opinion in Co oh merely deprived Mrs. Corbett of the Democratic nomination for Senator and did not place any restriction on her further election to a state office. The restriction follows by application of the then statutory provision, OBS 260.470, now OES 260.365.

The 1971 Oregon Legislature passed a bill (a committee bill culminating from Senate Bill 20 and Senate Bill 225) with the intent of allowing Mrs. Corbett to run for public office in 1972 so that she could hold such office in 1973 if elected by the voters. This was accomplished by adopting Oregon Laws 1971, ch 749, amending OES 260.470, now OBS 260.365. Senate Bill 225, introduced by Senator Mahoney and passed by the Senate, read as follows:

“A BILL FOE AN ACT
“Belating to corrupt practices; amending OES 260.470.
“Be it Enacted by the People of the State of Oregon:
“Section 1. OES 260.470 is amended to read:
“260.470 (1) A candidate nominated or elected *537to an office, and whose nomination or election has been annulled and set aside for violation of any provision of the election laws, shall not, during the period fixed by law as the term of such office, [be elected or appointed to fill] serve m any office or vacancy in any office or position of trust, honor or emolument, whether elected or appointed thereto, under the laws of the state or any municipality.
“(2) Any appointment or election to any office or position of trust, honor or emolument made in violation of subsection (1) of this section shall be void.”

The editor’s statement of the essential features of the measure as introduced read as follows:

“Revises to clarify provision that bars candidate, whose nomination or election to office is set aside for election law violation, from public service during term of such office.”

After passing the Senate, Senate Bill 225 was referred to the Committee on Elections and Reapportionment and the language of Senate Bill 225 became Section 34 of Senate Bill 20 and was subsequently passed b}r both houses of the legislature and became Oregon Laws 1971, ch 749. It was conceded at the time of argument that the gist of this legislation was to allow Mrs. Corbett to run for office. In other words, it removed the prohibition which prevented her from being elected or appointed to office for a period of four years by reason of the decision in Cook.

In construction of ORS 260.365, the legislature’s intention in amending and adopting the statute at the 1971 legislative session is of primary importance in determining the issue before the court. In Berry Transport, Inc. v. Heltzel, 202 Or 161, 165, 272 P2d 965 (1954), we held:

“In the construction of statutes, when construe*538tion is necessary or proper, the primary and governing rule to be followed and the one that is law and binding upon the court is to ascertain and declare the legislative intent. All other rules of statutory construction are secondary in importance and are simply guides to aid in the application of the primary rule * *

OKS 174.020 provides:

“In the construction of a statute the intention of the legislature is to be pursued if possible; and when a general and particular provision are inconsistent, the latter is paramount to the former. So a particular intent shall control a general one that is inconsistent with it.”

OKS 174.030 provides:

“Where a statute is equally susceptible of two interpretations, one in favor of natural right and the other against it, the former is to prevail.”

It is the natural right of electors of major political parties to seek office and vote for the candidate of their choice. This being an original petition for mandamus in this court, there is no record to review. Counsel, at the time of argument, referred to the records of the hearings before the legislature and invited the court to examine the same. In this day of electronic recording and reproduction of words, the committee hearing “record” is preserved on electronic tape and filed with the State Archivist. *539See also Curly’s Dairy v. Dept. of Agriculture, 244 Or 15, 21, 415 P2d 740 (1966).

*538“* * * [I]f the words of the statute are not of themselves sufficiently explicit to manifest the intention of the lawmakers, the intention is then to be ascertained by considering the context, the subject matter, the necessity for the law, and the circumstances under which it was enacted, the mischief sought to be remedied, and the object to be attained * * Union Fishermen’s Co. v. Shoemaker, 98 Or 659, 671, 193 P 476 (1921).

*539Certainly, ORS 260.365, as amended, is ambiguous and subject to different interpretations. What was intended by the legislature in deleting from the statute the words “be elected or appointed to fill” and inserting in lieu thereof “serve in”? See wording of Senate Bill 225, supra. To “serve,” when qualified, after election, is surely something different than being “elected.”

The history of Senate Bill 225, which became Section 34 of Enrolled Senate Bill 20, is as follows. The bill passed the Senate and went to the House of Representatives. After the second reading, it was referred to the Committee on Elections and Eeapportionment. Thereafter, Senator Mahoney appeared before the House committee and stated as follows:

“* * * [I] ts [Section 34 of the bill] purpose actually is to clarify provision of the Corrupt Practices Act. It has specific reference to an incident that happened, when in 1968 former Senator Alice Corbett’s nomination to the democratic nomination was challenged by her incumbent opponent on the grounds that she violated the Corrupt Practices Act in using the word re-election. * * i! Here is the intent for the title for that law, * * ~ This portion of the Statute I have reference to states if a person even technically violates the corrupt practice act they can be fined; they can be declared invalid in a nomination and election and in addition thereto they may not occupy a public office or even be a candidate for a public office during the particular term of the person who is successor. Alice Corbett in this case lost a nomination and lost the opportunity for the office and not only that, was barred from holding offices during this term but under one construction, one possible construction *540of the law might even be prevented from running for any public office during that term. * * * [H]ere is a case that seems to me that the penalty was unusually harsh, more certainly than has been intended so I’m not making any particular pitch for the law, I did author the bill * * * I sought to rectify an injustice * * * I am advised they conformed Senate Bill 20 and among other things they conformed it to Senate Bill 225 so you will know when it comes out * *

Thus, the legislature intended to amend ORS 260.470, now ORS 260.365, and the amendment was for the specific purpose of relieving Mrs. Corbett from the prohibition of her being a candidate for public office in the 1972 primary and general elections. There was no other express reason for the legislature to adopt Section 34 of the 1971 amendment. The statute, Oregon Laws 1971, ch 749, § 34, now states that she may not “serve” in any office (State Treasurer) until the second Monday in January, 1973. It no longer says she may not be “elected or appointed” to such an office. Obviously, the legislature overlooked the possibility of some elected officers taking office on the first Monday in January. A legislator having suffered the penalties under Cook v Corbett, supra, can now be nominated and, if elected, could be qualified and allowed to “serve” in such office. People casting their ballot for such a candidate would not again be disenfranchised in the primary election. To draw a distinction between a candidate for State Treasurer and a candidate for the State Senate is rather absurd and also unconstitutional, as hereinafter discussed.

“ ‘All laws should receive a sensible construction. General terms should be so limited in their application as not to lead to injustice, oppression, or an absurd consequence. It will always therefore *541be presumed that the Legislature intended exceptions to its language which would avoid results of this character. The reason of the law in such cases should prevail over its letter.’ United States v. Kirby, 74 U. S. 482, 7 Wall. 482, 19 L. ed. 278, 280; Church of The Holy Trinity v. United States, 143 U. S. 457, 12 S. Ct. 511, 36 L. ed. 226. See to the same effect, Schwab v. Moving Picture Operators, 165 Or. 602, 619, 109 P. (2d) 600; State v. Gates, 104 Or. 112, 123, 206 P. 863.” Fish v. Bishop, 176 Or 210, 213, 156 P2d 204 (1945); also cited with approval in Peters et al v. McKay et al, 195 Or 412, 441, 238 P2d 225 (1952).①

Assuming that the intervenor cannot be qualified to hold office from the first Monday in January, 1973, until the second Monday in January, 1973, there is no reason why the present State Treasurer could not continue in office for that one-week period until the intervenor is qualified and allowed to serve. "While Art VI, § 1, of the Oregon Constitution provides that the treasurer of the state shall not be eligible to hold office “more than Eight in any period of Twelve years,” nevertheless, Art II, § 12, of the Oregon Constitution provides:

“In all cases, in which it is provided that an office shall not be filled by the same person, more than a certain number of years continuously, an appointment pro tempore shall not be reckoned a part of that term.”

Also, Art V, ^ 16, of the Oregon Constitution provides :

“* * * [W]hen at any time a vacancy shall *542have occurred in any * * * state office, * * * the governor shall fill such vacancy by appointment, which shall expire when a successor shall have been elected and qualified; * * ®.”

Article II, § 16, of the Oregon Constitution provides :

“In all elections authorized by this constitution until otherwise provided by law, the person or persons receiving the highest number of votes shall be declared elected. * * * Every qualified elector resident in his precinct and registered as may be required by law, may vote for one person under the title for each office. * * * Eor an office which is filled by the election of one person it may be required by law that the person elected shall be the final choice of a majority of the electors voting for candidates for that office. These principles may be applied by law to nominations by political parties and organizations.”

OES 249.450 provides:

“In all primary elections in this state, under the provisions of the primary election law, the candidate receiving the highest number of votes for nomination or election to any office shall be deemed to have been nominated or elected by his major political party for that office.”

It was the intent of the 1971 legislature, in adopting Oregon Laws 1971, eh 749, § 34, to revise the provision that bars a candidate, whose nomination or election to office is set aside for election law violation, and to specifically allow Mrs, Corbett to be a candidate for public office in the 1972 elections and if elected to “serve” in that office.

The state has a legitimate interest in safeguarding its election process from corrupt and irresponsible campaign practices. Jenness v. Fortson, 403 US 431, *54391 S Ct 1970, 29 L Ed 2d 554 (1971). It is not here contended that Alice Corbett has indulged in such a practice during the 1972 primary election. Although the state has considerable power to set candidate qualifications and to punish violators, this power may not be exercised in a manner inconsistent with the equal protection clause of the Fourteenth Amendment of the Constitution of the United States. This includes state primary elections. In the recent case of Bullock v. Carter, 405 US 134, 92 S Ct 849, 31 L Ed 2d 92 (1972), the United States Supreme Court struck down Texas statutes providing for certain filing fees by candidates in the primary election, stating, at 854-57:

«is * * Although we have emphasized on numerous occasions the breadth of power enjoyed by the States in determining voter qualifications and the manner of elections, this power must be exercised in a manner consistent with the Equal Protection Clause of the Fourteenth Amendment. [Citations omitted.] The question presented in this case is whether a state law which prevents potential candidates for public office from seeking the nomination of their party due to their inability to pay a portion of the cost of conducting the primary election is state action that unlawfully discriminates against the candidates so excluded or the voters who wish to support them.
# # # %
“* * * [W]e must determine whether the strict standard of review of the Harper case [Harper v. Virginia Board of Elections, 383 US 663, 86 S Ct 1079, 16 L Ed 2d 169 (1966)] should be applied.
“The initial and direct impact of filing fees is felt by aspirants for office, rather than voters, and the Court has not heretofore attached such fundamental status to candidacy as to invoke a rigorous standard of review. However, the rights of voters *544and the rights of candidates do not lend themselves to neat separation; laws that affect candidates always have at least some theoretical, correlative effect on voters. * * * [T]he Texas system creates harriers to candidate access to the primary ballot, thereby tending to limit the field of candidates from whom voters might choose. * * * In approaching candidate restrictions, it is essential to examine in a realistic light the extent and nature of their impact on voters.
* =» # #
“* * * However, even under conventional standards of review, a State cannot achieve its objectives by totally arbitrary means; the criterion for differing treatment must bear some relevance to the object of the legislation. [Citations omitted].”

See also Williams v. Rhodes, 393 US 23, 89 S Ct 5, 21 L Ed 2d 24 (1968).

OES 260.365, the statute under which petitioner seeks to disqualify Mrs. Corbett, does not meet this constitutional requirement. The statute unfairly burdens a class of candidates to which Mrs. Corbett belongs and thereby denies her protection of the law as well as the electorate that voted for her. A statute such as OES 260.365, although apparently fair and equal on its face, is not insulated from the Fourteenth Amendment if, in its actual application, persons or classes similarly situated received demonstrably unfair treatment. The Oregon Constitution, as stated, provides that all state officers, such as State Treasurer, shall assume the duties of their office “on the first Monday in January following such election.” It also provides, as stated supra, that the office of State Senator “shall commence on the second Monday in January following his election * * Thus, a can*545didate for executive office who is penalized for corrupt practices is disqualified from serving in any office until the first Monday in January, four years hence. In the primary and general elections following the four-year disqualification, such a state candidate would he able to campaign not only for another state office hut for any seat in the legislature because the period of disqualification will terminate one week before the date set by the Oregon Constitution for commencement of a legislative office. Contrarily, a candidate for a legislative seat (State Senator) who is penalized for corrupt practices is disqualified from serving in any office until the second Monday in January, four years hence. ORS 260.365 will not prevent him from again seeking the seat for which he was disqualified because the disqualification and the commencement of office bear the same date. However, such a legislative candidate would be barred as a candidate in the primary and general elections for state office (Treasurer) under the holding in the majority opinion. In fact, such a legislative candidate would also he disqualified to serve in an executive office for an additional two-year period. It is uncomprehensible that the legislature would attempt to penalize candidates for the legislature for a longer period than candidates for any state office.

The result is wholly unrelated to the severity of the violation of the Corrupt Practices Act by Mrs. Corbett in 1968. No number of write-in votes by Mrs. Corbett’s supporters can circumvent the additional burden of ORS 260.365, as interpreted by the majority opinion.

When considering legislation which burdens the right of an individual to he considered for public office, *546or the right of political parties to qualify their candidates for the ballot, or the right of the individual voters to participate effectively in the electoral process, the United States Supreme Court has taken an increasingly active role in whether such legislation unreasonably encumbers the exercise of these fundamental rights. See Bullock v. Carter, supra; Kramer v. Union Free School District, 395 US 621, 89 S Ct 1886, 23 L Ed 2d 583 (1969); Williams v. Rhodes, supra. See also, Turner v. Fouche, 396 US 346, 90 S Ct 532, 24 L Ed 2d 567 (1970), where the United States Supreme Court found that Georgia’s freeholder requirement for school board membership had no rational relationship to the achievement of a valid state objective. These cases demonstrate that the focus of appellate review should be on the relative importance of the right asserted to the individual or the class discriminated against and the justification asserted by the state in support of such legislation.

“* * * Lower federal courts, interpreting Williams, have concluded that the right to run for office in local elections is fundamental and should be subject to strict scrutiny # Page 1545.
“* * * A compelling state interest should be demonstrated before courts allow states to assert restrictions on ballot access. Our democratic system required a strict review to make the franchise available to all people, whether categorically denied, or diluted through apportionment; that same standard should be applied to candidate restrictions which deny the voter an effective choice.” Wassenaar, “The Emerging Right to Candidacy in State and Local Elections: Constitutional Protection of the Voter, The Candidate, and the Political Group.” 17 Wayne L Rev 1543,1559 (1971).

Statutes regulating candidacy for public office, *547whether it he pre-primary, primary or general elections, involve two rights: (1) that of the candidate seeking public office; and (2) that of the electorate seeking to show their will via the free ballot. The right of the electorate to select their representatives through an effective exercise of the franchise has always been considered fundamental. Kramer v. Union Free School District, supra.

“* * * [S]inee the right to exercise the franchise in a free and unimpaired manner is preservative of other basic civil and political rights, any alleged infringement of the right of citizens to vote must be carefully and meticulously scrutinized.” Reynolds v. Sims, 377 US 533, 562, 84 S Ct 1362, 1381,12 L Ed 2d 506, 527 (1964).

Bullock v. Carter, supra, clearly indicates the statutes which unfairly burden candidates and the electorates supporting them will not be upheld unless they are necessary to the accomplishment of a legitimate state interest, even though they do not entirely lack a rational basis.

The Corrupt Practices Act, ORS ch 260, was adopted to “prevent and punish corrupt and illegal practices in nominations and elections * * *.” See Preamble, Oregon Laws 1909, ch 3. This is a legitimate state objective and undoubtedly the penalty imposed by ORS 260.365 prevents many undesirable campaign practices and rightfully punishes erring candidates. However, it also acts to completely bar a candidate such as Mrs. Corbett from seeking executive office for an unreasonable period of time. Undoubtedly, the legislature had no desire to impose an additional two-year penalty on candidates for the legislature who subsequently desired to run for an executive office. Furthermore, and probably more importantly, the voters are *548absolutely prevented from electing Mrs. Corbett to tbe office of State Treasurer for an additional two-year period. Tbeir choice, as expressed by the ballot in tbe 1972 primary, to elect her in 1972 to serve in tbe office beginning in 1973 is rendered impossible, not merely more difficult, as construed by the majority opinion. No one in this case charges Mrs. Corbett with any violation of tbe Corrupt Practices Act. Tbe petition for mandamus is based on a poorly constructed statute which would result in an absurd consequence. If we accept tbe construction of tbe statute as argued by tbe petitioner, tbe result would deny tbe equal protection of tbe law to tbe candidate, Alice Corbett, and to tbe 120,885 Democratic electors who voted for her in the 1972 primary election. Tbe statute, ORS 260.365, and its history, reveals no criteria for differing treatment between candidates for State Senator and other state offices, and bears no relevance to the expressed object of tbe legislation. Further, tbe law does not notice or care for trifling matters (tbe one-week hiatus), de minimis non ctirat lex. Since tbe state has not met tbe burden of justification for applying a more stringent penalty in Mrs. Corbett’s situation, I would deny tbe original petition for mandamus and allow her name to be placed on the 1972 general ballot as tbe Democratic nominee for State Treasurer.

““ * * Where the intent is plain, nothing is left to construction. Where the mind labors to discover the design of the legislature, it [the court] seizes everything from which aid can be derived * * Church of the Holy Trinity v. United States 143 US 457, 462, 12 S Ct 511, 36 L Ed 226 (1891).