Lucas v. Bishop

OPALA, Justice,

with whom SIMMS, J., joins, dissenting in part.

Concluding that the appellant’s petition in error was timely filed, the court holds today that the August 18, 1993 record entry of the trial court’s ruling tendered for our review— and not the earlier May 4,1993 filed memorial1 — triggers appeal time in this case. In *413reaching its conclusion the court incorrectly applies Manning’s2 rule of prospectivity. Since the trial judge did not request either party’s counsel to prepare another memori-alization of his May 4 ruling, there was no confusion about the effective date of the summary judgment given to Bill Bishop and Vickie Lynn Bishop [Bishops or buyer] or of the court’s May 6, 1993 modification.3 Because the provisions of 12 O.S.Supp.1993 §§ 696.2(C) and 696.3 did not become effective until after the appealable event in this case,4 Jay Lucas’ [Lucas or seller] appeal from the nisi prius summary judgment was untimely brought on September 10,1993. It should hence be dismissed. Insofar as Lucas seeks review of the August 12,1993 denial of his motion for new trial which addressed itself to the counsel-fee award (to the Bishops), his appeal is timely. I hence concur insofar as the court holds that the latter ruling lies within our reviewing cognizance.

I

THE ANATOMY OF LITIGATION

By contract for deed Lucas sold the Bishops certain lands. On several occasions the Bishops failed timely to make scheduled payments, prompting Lucas to sue them (1) for the full amount of the purchase price and (2) for foreclosure of a claimed vendor’s lien upon the premises. On February 26, 1993 the Bishops moved for summary judgment, asserting that (a) the contract for deed did not contain an acceleration clause and allowed for foreclosure only if the buyer defaulted on installments for three or more consecutive months and (b) Lucas could not prevail under the facts shown by the eviden-tiary materials before the court. By record entry dated May 4, 1993, signed by the trial judge and filed with the court clerk’s office, the court gave summary judgment to the Bishops. On May 6, 1993 the court effected a sua sponte § 1031.15 modification that clarified its May 4 entry. Copies of both memorials were provided to counsel. Lucas filed neither a motion for new trial nor an appeal to challenge these two rulings within the statutorily-prescribed time.

On July 21,1993 the trial court awarded to the Bishops their counsel fee and costs. Lucas then moved for new trial or alternatively to vacate that award, which was denied on August 12, 1993. The following day the court withdrew its August 12 order and then reinstated it on August 17, 1993. Lucas’ petition in error, brought here on September 10, 1993, seeks review not only of the May 4 summary judgment but also of the August 12 counsel-fee award.

II.

AN INSTRUMENT’S MEANING OR EFFECT DEPENDS UPON ITS CONTENT AND SUBSTANCE RATHER THAN ON ITS FORM OR TITLE6

*414Judgments,7 orders8 and minutes9 are facially distinguishable instruments. Recognizable by their content, appearance and substance, each of these writings has a distinct legal identity.10 Record entry11 of judgment may never be accomplished by a clerk’s minute or by an unsigned, initialed or incomplete abstract of proceedings placed on a minute form later posted on the appearance docket.12 Rather, it is accomplished by the filing of a memorial that meets the 12 O.S.1991 § 2f13 recordation criteria (the judge’s full signature and a clear indication of the relief afforded). The filing of the recordable memorial begins the 12 O.S.1991 § 990A14 countdown for commencing an appeal.15

The substance and content of the May 4 entry16 give it all the requisite attributes of a summary judgment. It is not a minute. If *415the four corners of the May 4 instrument had yielded no more than an unsigned or initialed recitation of the events that transpired at trial,17 my conclusion would be different.18 The instrument in contest clearly gives summary judgment to the Bishops, formally determining the parties’ rights in the action. By application of the § 68119 standards and of the applicable law then in force, the May j entry is the recordable20 judgment in the case. Its text provides that the Bishops are given the relief they sought — i.e., summary judgment — and the “direction” is signed by the judge. In short, the May 4 entry is the filed judgment21 which may not be transmuted into a minute by its pre-printed “court minute” label.22

The later-enacted provisions of 12 O.S.Supp.1993 §§ 696.2 23 and 696.3 24, which today govern the contents and filing of judgments, were not in force when judgment was entered in this case. The cited sections do not hence govern this cause.25

ill.

THE APPEAL’S TIME TRIGGER IS A LAW-DRIVEN MECHANISM WHICH MAY NOT BE EXTENDED BY A TRIAL JUDGE’S LATER DIRECTIVES

This court stands committed to the view that, once an appealable event has occurred, a trial judge is utterly without authority to extend appeal time by any means or in any manner, direct or oblique.26 The appeal’s time trigger is a law-driven mechanism which is beyond the reach of human tinkering by judge or counsel.

By its August 18 order the trial court doubtless attempted to breathe new life into the much earlier May 4 summary judgment. The attempt must fail. Once judgment has become final, any nisi prius effort to extend the time for an appeal27 lies beyond the powers of the court and will be held of no avail. Lucas could not appeal from the May 4 judgment later than June 3, 1993.28 His appeal against the May If summary judgment should hence be dismissed as tardy.

*416IV

SINCE THE TRIAL JUDGE’S ACTION DID NOT INJECT ANY PROCEDURAL CONFUSION INTO THE PROCEEDINGS THAT SURROUNDED THE MAY 4 RECORD ENTRY, MANNING’S RULE OF PROSPECTIVITY DOES NOT GOVERN THIS CASE

The court misapplies today Manning’s rule of prospectivity. In Manning confusion was injected by the trial judge’s direction — given the day judgment was entered — that, in addition to the judge’s own complete memorial of the terminal ruling, a party’s counsel should prepare another journal entry. No such or similar instruction appears in this record. In fact, Lucas has never prepared and filed another memorial of the May 4 summary judgment or of its § 1031.129 May 6 modification. In light of the pertinent statute and of the applicable extant jurisprudence, there is in this cause absolutely no reason to protect the appellant from a “procedural trap for the unwary.” The tightly circumscribed prospectivity rule of Manning (and of its progenitor, Poafpybitty30) clearly cannot benefit Lucas.

V

SUMMARY

Today’s holding that a trial judge has the power to extend appeal time after the statutorily prescribed period for appeal has expired represents a sharp break with our past teachings. Extant case law, which bars nisi prius judges from enlarging the statutory appeal time after its earlier expiration, must not be ignored.31 Because the trial court’s May ⅛ record entry, signed by the judge, gave the relief sought and was regularly filed, it — rather than the later August 18 memorialization — marks the triggering event for an appeal to review the summary judgment in this case. There is here no basis — in the form of some court-generated procedural confusion or of an evolved statutory ambiguity — to justify today’s largesse by rewarding Lucas with Manning’s prospectivity rule. Lucas’ appeal against the May 4 summary judgment is simply untimely. It should be dismissed.

Since the trial court’s counsel-fee award to the Bishops became final within thirty days of this appeal’s commencement, Lucas’ quest for corrective relief from the latter order is timely; he should hence be allowed to proceed for review of that singular issue.

. The May 4 memorial is in the following form:

IN THE DISTRICT COURT OF BRYAN COUNTY, STATE OF OKLAHOMA COURT MINUTE
*413JAY LUCAS Plaintiff(s) vs BILL BISHOP, et al Defendant(s)
/s/RLP_
_May 4, 1993 No. C-92-296
Def's motion for summary judgment is sustained.
Exceptions allowed.
Copies to counsel.
/s/Randy L. Powers

. Manning v. State ex rel. Dept. of Public Safety, Okl., 876 P.2d 667 (1994).

. The nisi prius court's May 6, 1993 modification of its judgment is authorized by the provisions of 12 O.S.1991 § 1031.1. Its terms are:

"Within thirty (30) days after the rendition of a judgment, the court, of its own initiative or on motion of a party, may correct, open, modify or vacate a judgment. The court may prescribe what notice, if any, shall be given.” [Emphasis added.]

.See infra note 23 for the terms of 12 O.S.Supp. 1993 §§ 696.2(C) and 696.3, which became effective October 1, 1993.

. For the terms of 12 O.S.1991 § 1031.1, see supra note 3.

. Sellers v. Oklahoma Pub. Co., Okl., 687 P.2d 116, 118 (1984); Horizons, Inc. v. KEO Leasing Co., Okl., 681 P.2d 757, 759 (1984); Amarex, Inc. v. Baker, Okl., 655 P.2d 1040, 1043 (1983); Knell v. Burns, Okl., 645 P.2d 471, 473 (1982); Boose v. Hanlin, Okl., 346 P.2d 932, 935 (1959).

. "A judgment is the final determination of the rights of the parties in an action.” 12 O.S.1991 §681. [Emphasis added.] See Hurley v. Hurley, 191 Okl. 194, 127 P.2d 147, 150 (1942).

. An order is a “direction of a court or judge made or entered in writing, and not included in a judgment.” 12 O.S.1991 § 1116. [Emphasis added.]

. Practitioners will be well advised to notice the provisions of § 9 of House Bill No. 1468, 1993 Okla.Sess.Laws Ch. 351 (to be codified at 12 O.S.Supp.1993 § 696.2), not in force at the time of the appealable event in this case, which provide in pertinent part:

“The following shall not constitute a judgment, decree or appealable order: A minute entry...." [Emphasis added.]

. The term "minute order” has no legal meaning. This oxymoron crept into courthouse parlance when, because of county budgetaiy constraints that eliminated the availability of some courtroom deputies, judges began writing and signing at the bench short, recordable orders. Oklahoma is not the only state to be plagued by oxymorons. See, e.g., Woodland v. Woodland, 147 N.W.2d 590, 601 (N.D.1967), for an instrument dubbed a "judgment order."

. The terms of 12 O.S.1991 § 32.1 provide in pertinent part:

“The record shall be made up from the petition, the process, return, the pleadings subsequent thereto, reports, verdicts, orders, judgments, and all material acts and proceedings of the court....” [Emphasis added.]

Entry of judgment in the § 32.1 sense means entering the memorializfition that meets the § 24 recordation criteria for inclusion in the court’s “record proper"- — a term which is synonymous with "common-law record" and "judgment roll.” See Messenger v. Messenger, Okl., 827 P.2d 865, 870 n. 20 (1992); Veiser v. Armstrong, Okl., 688 P.2d 796, 800 n. 10 (1984); Mid-Continent Pipe Line Co. v. Seminole County Excise Bd., 194 Okl. 40, 146 P.2d 996, 1000 (1944). For the pertinent terms of § 24, see infra note 13.

The judgment roll's statutory definition has remained the same for over 100 years. For an extensive discussion of the judgment roll, its history, and its elements, see A. Freeman, A Treatise of the Law of Judgments §§ 175-193 (5th ed. 1925).

. McCullough v. Safeway Stores, Inc., Okl., 626 P.2d 1332, 1335 n. 8 (1981). The appearance docket is not a part of the court's judgment roll. The latter has been held to be the court’s only official memorial and the only medium through which it speaks. Elliott v. City of Guthrie, Okl., 725 P.2d 861, 863 (1986). The appearance docket is nothing more or less than a chronological index of the papers filed and the abstracts of significant courtroom events in a case. See 12 O.S.1991 § 23, the terms of which provide in pertinent part:

"On the appearance docket [the clerk] shall enter all actions in the order in which they are brought ... [including] an abstract of all judgments and orders of the court. An abstract shall contain a very brief description of the order or judgment rendered...." [Emphasis provided.]

. The pertinent terms of 12 O.S.1991 § 24 are:

"Upon the journal record required to be kept by the clerk of the district court in civil cases ... shall be entered copies of the following instruments on file:"
⅜ ⅜ ⅜: ⅜ sjs
"2. All instruments filed in the case that bear the signature of the judge and specify clearly the relief granted or order made." [Emphasis added.]

. This appeal is governed by the law in effect in May 1993 when judgment was rendered. Pat-man v. Block, Okl., 851 P.2d 539, 542-13 (1993). The terms of 12 O.S.1991 § 990A, repealed by 1993 Okla.Sess.Laws Ch. 351 § 18, effective October 1993 (to be codified at 12 O.S.Supp.1993 § 990A), provide in pertinent part:

"An appeal to the Supreme Court may be commenced by filing a petition in error with the Clerk of the Supreme Court within thirty (30) days from the date the final order or judgment is filed." [Emphasis supplied.]

. The judge-signed memorial describing in full the relief granted, filed May 4, 1993, meets all the criteria for a record entry under the statutory regime in effect when the judgment was entered.

. For the text of the May 4 record entry, see supra note 1.

. A trial court's minutes are no more than a trustworthy chronicle of events transpiring in the course of proceedings in a case. Bush v. Bush, 158 Kan. 760, 150 P.2d 168 (1944).

. Martin v. Lib. Nat. Bank & Trust, Okl., 839 P.2d 179, 180 (1992).

. For the terms of 12 O.S.1991 § 681, see supra note 7.

. “Recordable" means that by force of § 24 an instrument meeting that section’s standards must be entered or "recorded ” in the court's journal.

. See 12 O.S.1991 § 990A, supra note 14, which provides that the filed judgment triggers appeal time.

. Manning, supra note 2 at 671.

. The pertinent terms of 12 O.S.1993 § 696.2(C), effective October 1, 1993, are:

"The following shall not constitute a judgment, decree or appealable order: A minute en-try_” [Emphasis added.]

. The pertinent terms of 12 O.S.1993 § 696.3, effective October 1, 1993, are:

“A. Judgments, decrees and appealable orders that are filed with the clerk of the court shall contain:
1.A caption setting forth the name of the court, the names and designation of the parties, the file number of the case and the title of the instrument;
2. A statement of the disposition of the action, proceeding, or motion, including a statement of the relief awarded to a party or parties and the liabilities and obligations imposed on the other party or parties;
3. The signature and title of the court; _”

. See in this connection Mansell v. City of Lawton, Okl., 877 P.2d 1120, 1121 (1994) (Opala, J., concurring in result).

. See Herring v. Wiggins, 7 Okl. 312, 54 P. 483 (the court’s syllabus ¶ 1) (1898); Bellamy v. Washita Valley Telephone Co., 25 Okl. 792, 108 P. 389 (the court's syllabus ¶ 2) (1910); Philbrock v. Home Drilling Co., 117 Okl. 266, 246 P. 457 (the court's syllabus ¶2) (1926); Sowers v. Archer, 161 Okl. 148, 17 P.2d 422, 423 (1932); Starr v. Woods, 162 Okl. 242, 19 P.2d 561, 562 (1933); Watchom v. General Finance & Sales Co., 162 Okl. 203, 19 P.2d 566 (the court's syllabus ¶2) (1933); Manos v. Leche, 205 Okl. 213, 236 P.2d 693, 695 (1951); Salyer v. National Trailer Convoy, Inc., Okl., 727 P.2d 1361, 1362 n. 2 (1986); Grant Square Bank & Trust Co. v. Werner, Okl., 782 P.2d 109, 111 n. 4 (1989).

. Blackwelder v. Naylor, Okl., 439 P.2d 202, 203 (1967); Adams v. Hobbs, 204 Okl. 85, 226 P.2d 913, 914 (1951).

. See supra note 14 for the pertinent terms of 12 O.S.1991 § 990A which govern this appeal.

. See supra note 3 for the terms of 12 O.S.1991 § 1031.1. See also Southeastern, Inc. v. Doty, Okl., 481 P.2d 144, 147 (1971).

. Poafpybitty v. Shelly Oil Company, Okl., 394 P.2d 515, 520 (1964).

. See Blackwelder, supra note 27, and Adams, supra note 27.