State v. Munro

EDMONDS, P. J.,

concurring.

I concur with the majority’s reasoning and conclusions regarding defendant’s motion to dismiss the charge against him on statutory former jeopardy grounds and his motion to suppress his videotape on the ground that the affidavit in support of the motion for a search warrant did not establish probable cause that it contained records of drug transactions. I also concur with the result reached by the majority that reverses the trial court’s ruling denying defendant’s motion to suppress the contents of the videotape. I write separately, to add to the reasoning that supports the majority's result.

Insofar as I can discern, the facts of this case frame an issue of first impression for Oregon appellate courts. The *548videotape in question was seized and played pursuant to a lawful search warrant issued with regard to an investigation about controlled substances. However, defendant contends that an unlawful search occurred under Article I, section 9, of the Oregon Constitution when the police viewed the tape a year later without the benefit of a second search warrant after receiving information that it contained evidence of child pornography. The question framed by the facts is whether the “second look” by the police constituted a search within the meaning of Article I, section 9.

Article I, section 9, provides, in relevant part, that “[n]o law shall violate the right of the people to be secure in their persons, houses, papers, and effects, against unreasonable search, or seizure[.]” Not all forms of scrutiny by government agents implicate Article I, section 9. Rather, the nature of a privacy interest protected under Article I, section 9, is freedom from particular forms of government scrutiny or conduct. State v. Campbell, 306 Or 157, 170, 759 P2d 1040 (1988). In that connection, the Campbell court explained,

“Government scrutiny aside, individual freedom from scrutiny is determined by social and legal norms of behavior such as trespass laws and conventions against eavesdropping. One explanation for the absence of a constitutionally protected interest against certain forms of government scrutiny may be the absence of any freedom from those forms of scrutiny in society at large. The reason that the observations of a police officer who is standing in a public place infringe no privacy interest may be that there is no generally recognized freedom from such scrutiny by private individuals. Such observations by the police would thus not significantly reduce the freedom from scrutiny available to ‘the people.’ ”

Id. (citations omitted).

The majority relies chiefly on our holding in State v. Binner, 131 Or App 677, 886 P2d 1056 (1994). In Binner, the defendant expressly retained a privacy interest in his blood sample. He consented to have it tested for only one substance and did not consent to the sample being tested for other substances. Thus, the defendant relinquished his privacy interest in the sample only to a limited extent, thereby retaining his other interests from government scrutiny. There was no *549“plain view” issue in Binner such as potentially exists here where the police were lawfully entitled to view the entirety of the contents of the videotape pursuant to the initial authorized search. Under the state’s argument in this case, once the police viewed the tape pursuant to the authority of the warrant, all of the videotape’s contents were exposed to plain view, thereby obviating any privacy interest in the contents of the videotape, unlike in Binner. It is that difference that causes me to believe that our reasoning in Binner does not resolve the issue in this case.

The majority also cites my concurring opinion in State v. Barnum, 136 Or App 167, 182, 902 P2d 95 (1995), rev den, 323 Or 336 (1996) (Edmonds, J., concurring). Relying on the reasoning in that opinion, the majority concludes that a lawful seizure does not necessarily authorize a search of the seized article for other purposes because the reason for the seizure may circumscribe the scope of the search and “[t]he warrant that police obtained in this case did not authorize viewing the videotape [for child pornography].” 194 Or App at 547. While I agree that the facts in Barnum are somewhat analogous to the facts in this case, the panel in Barnum decided that case on very different legal propositions.

In Barnum, the police opened the cover of a notebook, after observing the defendant writing in it, to confirm that the notebook contained sufficient material to constitute a handwriting exemplar. After the notebook was used as a handwriting exemplar by the crime lab, it was returned to the police who then looked at it without the benefit of a search warrant. The lead opinion held that, although exigent circumstances may have justified the initial warrantless invasion of the defendant’s possessory interest in the notebook, they did not justify the initial warrantless invasion of the defendant’s privacy interest in it. In its view, the police had to obtain a search warrant before the notebook could be opened to determine if it could function as a handwriting exemplar. Barnum, 136 Or App at 174-05. Judge Warren concurred in the lead opinion’s result, but he would have concluded that the initial seizure was unlawful because the state had not demonstrated that the officers initially had probable cause to seize the notebook. Id. at 177 (Warren, J., concurring).

*550I disagreed with both conclusions. I would have held that the officers had probable cause to believe that the notebook contained the letter combinations needed to make a comparison with other handwriting samples in the possession of the crime lab, having seen the defendant write in it. However, the probable cause that arose from that observation was limited to the purpose that the defendant’s act of writing announced to them. When the defendant wrote in the notebook in the presence of the officers, his act announced that the notebook contained his writing, but the substance or content that he wrote was not in plain view. The conduct that the officers observed provided them probable cause to believe that the notebook contained the letter combinations sufficient to constitute a handwriting exemplar. Combined with exigent circumstances, that probable cause provided the authority under Article I, section 9, to seize the notebook and examine it to confirm that it contained what the police had probable cause to believe was in it. Their limited examination did not infringe on any privacy interest of the defendant. See Owens, 302 Or 196, 206-07, 729 P2d 524 (1986). However, after the notebook had been used for purposes of handwriting comparison, it was returned to the police, and the state sought to enlarge the scope of the search without seeking a search warrant. On appeal, the state argued that, “[biased on the information they lawfully observed in plain view during the initial examination, the police were entitled to scrutinize the entire contents of the notebook more closely at any time they wanted.” I concurred with the result reached by my colleagues because of my concern that upholding the conduct of the police would turn what had been an authorized search for a limited purpose into the kind of warrantless general search without probable cause prohibited by the constitution. Barnum, 136 Or App at 183-85 (Edmonds, J., concurring). Although my reasoning in Barnum helps to inform the analysis in this case, the most that can be said about Barnum, in terms of precedential value, is that it represents the views of three judges of this court who agreed on a result but not on the reasoning that led to the result.

The majority’s analysis, however, that springs from the reasoning in the above cases deserves more discussion. *551As I understand the majority opinion, it reasons that any subsequent search of the videotape for evidence of child pornography required the state to obtain a search warrant for that purpose because the police were searching for evidence of child pornography rather than evidence of controlled substances. I do not disagree with the general proposition that the purpose for which a search is authorized often circumscribes the scope of an additional search. What often must also be factored into the analysis, however, is the doctrine of “plain view” that becomes applicable because of some authorized government action. The purpose of this concurrence is to suggest an understanding about how “plain view” and privacy interests under Article I, section 9, interrelate for the consideration of law enforcement authorities and the bench and the bar.

What Article I, section 9, deems as an unreasonable search is government conduct that significantly reduces the freedom from government scrutiny available to members of the public. A search under Article I, section 9, occurs when a person’s privacy interests are invaded. Owens, 302 Or at 206. Whether police conduct constitutes an unreasonable search does not depend on whether the object of the search could be discovered by conduct that is not a search but on whether the police conduct itself, if engaged in wholly at the discretion of the state, “will significantly impair ‘the people’s’ freedom from scrutiny, for the protection of that freedom is the principle that underlies the prohibition on ‘unreasonable searches’ set forth in Article I; section 9.” Campbell, 306 Or at 171 (footnote omitted). So, for instance, no warrant is required, and no search implicating Article I, section 9, occurs, when police can observe, feel, or smell the exterior of a container lawfully in the possession of the government and discern its contents thereby because, by its very nature, the information that is acquired is in plain view as if it existed outside the confines of the container. Owens, 302 Or at 206. When those principles are applied to the contents of an opaque container such as a videotape, it becomes apparent that, if the contents are lawfully exposed to inspection by others, they lose their characteristic as private effects under Article I, section 9, because they are in “plain view” as if they *552existed outside the confines of the container. In other words, the antithesis of the privacy interest that inheres in a private, personal effect is a personal effect in plain view.

That understanding is further informed by the nature of privacy interests themselves. In State v. Smith, 327 Or 366, 373, 963 P2d 642 (1998), the Supreme Court discussed the relationship between private spaces and privacy interests and explained that “the privacy interests that are protected by Article I, section 9, commonly are circumscribed by the space in which they exist and, more particularly, by the barriers to public entry (physical and sensory) that define that private space.” (Footnote omitted.) The barriers to public inspection of a videotape consist of the fact that it must be played before its content is in plain view. Here, however, the search warrant authorized the police to view the contents of defendant’s videotape, or, in other words, to invade the barriers of the videotape that protected defendant’s privacy interest. Suppose that the officers’ initial exercise of their authority under the warrant to play the videotape had exposed its contents. The lawful exposure of the videotape’s contents to the officers would have removed the barrier to public access virtually to the same extent as if they had been subject to plain view inspection by members of the public. Under those circumstances, a subsequent viewing of the videotape could not have constituted a search under Article I, section 9, because any privacy interest in the contents of the videotape would have been significantly impaired or destroyed by the prior lawful search, and such a privacy interest would have no longer existed.1

Other jurisdictions have reached similar conclusions under a reasonable expectation of privacy test.2 Once an item has been seized in connection with a lawful search, courts *553have reasoned that requiring a warrant to conduct a second search, even to search for a different purpose, does not provide any additional protection of an accused’s privacy. As one court said, “It is difficult to see how a lawful search and seizure becomes unreasonable when new information is received linking the property seized with a crime not known to the authorities initially.” MacLaird v. State, 718 P2d 41, 45 (Wyo 1986); see also United States v. Oaxaca, 569 F2d 518, 523-24 (9th Cir), cert den, 439 US 926 (1978).

There are, however, additional facts in this case that must be considered. When the police first viewed the tape, they put it in a Beta machine, but the tape appeared blank as if it had been “used, recorded or erased, just without any picture, any content, nothing audible.” After the police received information that the tape contained child pornography, they, attempted to view it again; but when they played it, it still appeared blank as it had on the occasion when it was originally viewed. The police then took the videotape to KOIN-TV, which, according to the trial court’s findings, had more sophisticated equipment. However, the court found that “[t]he efforts * * * were unavailing again; nothing seen but snow as though the tape was empty and devoid of any information.” The police then contacted a video services business that provides duplicating of videotapes and other services. The trial court found that, by the use of “a more sophisticated analysis,” the service “with a better qualified technician” was able to determine the speed at which the tape was recorded, and the existing Beta format was transferred to a VHS format. According to the record before us, Beta tapes are viewable only on Beta VCRs. Beta tapes can be recorded at three different speeds. Most Beta VCRs are capable of playing Beta tapes at any speed at which they are recorded. The video technician described the tape as being recorded “in a common beta format.” It is those circumstances that inform the determination of whether defendant retained a privacy interest in the seized videotape.

Whether a privacy interest continues to exist in an object lawfully seized and in police custody will often depend on the nature of the object itself and social norms. The question is ultimately one of “reasonableness” under Article I, section 9. As electronic and scientific technology for recording *554information continues to grow in leaps and bounds, this court will be faced with multiple and varied legal puzzles under Article I, section 9. For example, what should be the result if a computer file is lawfully seized to be searched for a particular purpose, but information pertinent to a different criminal investigation is discovered therein, either during the initial search or during a subsequent search? When will an additional search warrant be necessary before police may use software or other techniques to “decode” information that is contained in the contents of a computer file? There are no easy answers to these kinds of queries. In sum, where to draw the line between privacy interests and the “plain view” doctrine ultimately will have to be sorted out on a case-by-case basis based on the concept of reasonableness because Article I, section 9, prohibits only “unreasonable” searches and seizures.

In considering the issue of the reasonableness of the officers’ conduct in this case, I found it helpful to think about the following questions: (1) Did the search warrant in this case give the officers the authority to search the videotape a second time for evidence of child pornography? The answer must be “no” because their authority to search was circumscribed by the purpose for which the warrant was issued, to search for evidence of controlled substances. (2) Were the contents of the videotape revealed when the officers initially played the videotape pursuant to the authority granted by the search warrant? The answer must be “no” because all the officers saw on that occasion was a blank tape; no contents were in “plain view.” (3) Could the officers check the contents of the videotape to confirm what they had probable cause to believe it contained, i.e., child pornography, without the benefit of a search warrant? The answer must be “no” because that principle applies when contents of an opaque container become perceptible virtually to the same extent as if they had been perceived outside the confines of the container’s barriers. Owens, 302 Or at 206.3 Here, it could not be discerned that there were contents of the videotape without the additional measures taken by police through the services of the *555video business. (4) Does this case fall into the category of cases where the government is simply conducting additional tests on a perceived object in its custody that does not result in a significant interference with a privacy interest? For instance, suppose the police had observed content on the tape pursuant to a lawful search that had been written in an ancient Chinese language, and they merely decode or translate the perceptible content of the tape or computer file. Would the police conduct under those circumstances constitute a significant interference with a privacy interest inasmuch as the content itself was visible, but not understood? In contrast, this case appears to fall into a different category of cases because the tape appeared blank when the officers first observed it. (5) Did the use of the Beta format operate as a greater barrier to government scrutiny than if the videotape had been in VHS format? Based on the evidence before us, the answer to that question is probably “yes” in light of the initial inability of the police to discern whether there was content on the videotape. (6) Was defendant’s asserted privacy interest ever lost or destroyed throughout the sequence of events in this case? The answer to the last question is the ultimate and most difficult one.

The state argues that the fact that the police did not view the videotape in the correct format on the first occasion in order to see what could have been discerned is an inconsequential fortuity. According to the state, because the videotape was in the lawful custody of the police and because police had played the tape, defendant lost all privacy interests in it. After all, the state argues, Article I, section 9 does not limit the police to the use only of evidence discovered during an initial examination of a seized object. Therefore, in its view, the examination thereafter of the videotape for any purpose did not constitute a significant intrusion of constitutional proportions into defendant’s privacy interest or an “unreasonable” search.

The problem with the state’s argument is the problem that existed in Barnum. To accept the state’s argument is to turn what began as an authorized limited search (a search reasonable in scope) into authority for a general search (a search unreasonable in scope) without the authority of an magistrate or a judge. “Reasonableness” of the scope of a *556search will always be defined by the facts of a particular case. Here, the crucial facts regarding “reasonableness” are the purpose for which the initial search warrant issued, the fact that the police saw only a blank tape when they exercised their lawful authority to look at the tape, and the efforts that it took to discover the existence of the contents of the tape. Had the police played the tape at the correct speed when they viewed it on the first occasion, the evidence of child pornography might have been in “plain view.” But, as a matter of fact, it was not. It follows that the “plain view” doctrine, in my opinion, cannot operate constitutionally in this case to expand the scope of the search authorized by the warrant and that the state’s subsequent search was “unreasonable” because it invaded defendant’s privacy interest in the videotape.

So what are the lessons to be learned from this case? For the police and prosecuting attorneys, the lesson is clear that, whenever a search is undertaken of an object in police custody for purposes of a different criminal investigation, the safe course of action is to apply for an additional search warrant. For courts that have to decide these kinds of issues, it is to consider the import of all the facts as they bear on the issue of privacy interests and plain view in the line-drawing endeavor between reasonableness and unreasonableness under Article I, section 9, and to articulate why, in the court’s opinion, a particular result is dictated. Undoubtably, the collision between Article I, section 9, and modern technology will continue to occur in the future. The law in this area is not settled; rather, it is in “process.” An expression of reasoning by every court confronted with these kinds of issues will result in a contribution to a body of law that will eventually define for the public and the law enforcement community the import of Article I, section 9, in the area of electronic recording. Accordingly, I offer my suggested analysis.

If there was no identifiable privacy interest left in the videotape once the contents had been viewed by the police pursuant to the warrant, the issuance of a second warrant to protect a nonexistent interest would be meaningless.

See, e.g., United States v. Burnette, 698 F2d 1038, 1049 (9th Cir), cert den, 461 US 936 (1983) (holding that, “once an item in an individual’s possession has been lawfully seized and searched, subsequent searches of that item, so long as it remains in the legitimate uninterrupted possession of the police, maybe conducted without a warrant”); People v. Stewart, 293 NE2d 169 (Ill App 1973); Rudolph v. Commonwealth, 474 SW2d 376 (Ky App 1971); MacLaird v. State, 718 P2d 41 (Wyo 1986); see also Searches and Seizures, 79 CJS 42-43 § 23 (1995).

This is not a case to which the probable cause and exigent circumstances exception to section 9’s warrant requirement is applicable; the videotape had been in police custody for months.