LINNTON PLYWOOD ASSN. v. State Tax Commission

PERRY, J.

This is an appeal from the decree of the Oregon Tax Court denying plaintiff’s claim for tax refunds *3of corporate excise taxes paid by the plaintiff for the tax years 1958 and 1959. 2 OTC Adv Sh 1 (1964).

The plaintiff contends that it erroneously included as income in each of the taxable years the year-end net proceeds of the plaintiff’s business operation which it retained, but which were, by reason of its prior agreement with its members, moneys belonging to the members and not the income of the corporation.

Plaintiff is organized and incorporated under the Oregon Cooperative Corporation Act (OES ch 62). The plaintiff cooperative is authorized to issue 400 shares of common stock at a par value of $5,000 per share. Each individual may own but one share of stock and his right of stock ownership is conditioned upon his working for the corporation.

It is agreed between the parties that plaintiff, as a cooperative, was, during the years in question, legally obligated to allocate among its members all the net proceeds of its business operations as provided in its bylaws. The major portion of the net proceeds during this period were paid in cash, biweekly, as advances to the members, and the balance not so paid was credited to the members’ accounts at the end of the fiscal year as “retained patronage credits.”

The plaintiff is not exempt from the payment of the corporation excise tax, but contends that these “retained patronage credits” are not income taxable to the corporation.

The question then presented is whether or not the moneys retained by the corporation, upon which patronage credits were issued to the member-workers, are a part of the income of the corporation or are the property of the member-workers.

The commission argues that the agreement of the *4cooperative to assign its earnings to its members is of no effect whatsoever. It relies for this position upon such cases as Lucas v. Earl, 281 US 111, 50 S Ct 241, 74 L ed 731, Moline Properties v. Comm’r, 319 US 436, 63 S Ct 1132, 87 L ed 1499, and National Carbide Corp. v. Comm’r, 336 US 422, 69 S Ct 726, 93 L ed 779, wherein statements are made to the effect that an assignment made by a corporation or person that earns the profit may not avoid the tax by assigning the profit to another.

These cases are not in point. In each of the above cases, and others similarly decided, none of the assignors were cooperative corporations. The corporations there discussed were organized for the purpose of corporate profit. A cooperative corporation, while having a corporate existence, is primarily an organization for the purpose of providing services and profits to its members and not for corporate profit.

One of the features which distinguish a cooperative from other forms of biparty organizations is the absence of capital profit. Packel, Law of Cooperatives, 3rd ed, § 1, p 1.

Encyclopedia Americana (1957 ed) Vol 7, at page 639, defines cooperatives as follows:

“A cooperative is an organization established by individuals to provide themselves with goods and services, cr to produce and dispose of the products of their labor. The means of production and distribution are thus owned in common and the earnings revert to the members, not on the basis of their investment in the enterprise but in proportion to their patronage or personal participation in it. Cooperatives may be divided roughly into consumer cooperatives and producer cooperatives.
“Consumer organizations operate for the bene*5fit of the members in their capacity as individual consumers. * * *
“Producer organizations operate for the benefit of the members in their capacity as producers. Their function may be either the marketing or processing of goods produced individually (as in fishermen’s or farmers’ marketing associations, or associations which make butter or cheese from farm products received from farmer members), or the marketing of goods processed or produced collectively (as in the so-called workers’ productive associations operating factories or mills).”

This purpose of organization is well recognized by the legislature of this state in noting in OES 62.310, in effect prior to January 1, 1958,

“# * * The sums remaining for distribution to the members after paying operating expenses and deducting sums for reserves, in either stock or nonstock associations, shall be apportioned as dividends in accordance with the amounts of business transacted by each member through the association. * * *”

and the subsequent enactment of ORS 62.415 which states:

“* * * net proceeds or savings on patronage * * * by its members shall be apportioned and distributed among those members in accordance with the ratio which each member’s patronage during the period involved bears to total patronage by all members during that period * * *. For the purposes of this section work performed as a member of a workers’ cooperative shall be deemed to be patronage of that cooperative.”

The commission also contends, even if plaintiff is a cooperative and the earnings in fact belong to its member-workers, that, nevertheless, this cooperative corporation does not meet the generally accepted re*6quirements of law to exempt the “retained earnings” from the excise tax. The commission relies upon Pomeroy Cooperative Grain Co. v. Commissioner of Internal Revenue, 31 Tax Court of United States 674.

The commission fails to note that in Pomeroy Cooperative Grain Co. v. Commissioner of Internal Revenue, supra, the court was there dealing with a cooperative which was engaged in the purchase, storage and sale of grain from and for members and nonmembers alike. That as to income subject to be treated as a patronage credit or income of the patron a distinction was to be made between income derived through business transactions with its members and income derived from business transactions with nonmembers. The income derived from direct transactions with the members of the corporation being treated as patronage credits and not income of the cooperative, while the income derived from transactions with nonmembers was to be treated as the income of the cooperative.

No such issue of fact is here presented, for from the pleadings and stipulation of the parties it is clear that in the trial court neither plaintiff nor defendant was concerned with the source of the retained credits.

We will not concern ourselves with issues not raised in the trial court.

The commission also relies upon the proposition that nowhere does the statute exempt the retained moneys which are credited to the worker-member from the payment of the excise tax.

It should also be noted that nowhere do the statutes tax the moneys retained in the hands of the cooperative.

The general statutes on excise taxes provide that *7the income is taxed to the one who produces the income.

As pointed out, in the absence of legislation to the contrary, the worker-members of a cooperative are considered the producers of the income. This is particularly true of the plaintiff corporation which was organized for the specific purpose of providing the highest income possible to its worker-members for work and labor done in producing manufactured goods for sale. Under such an arrangement all of the income produced through the labors of its members should be treated as the property of its member-workers. San Joaquin V. P. Producers’ Ass’n v. Comm’r of Int. Rev., 136 F2d 382, 31 AFT 161; Harbor Plywood Corporation, 14 TC 158, aff’d 187 F2d 734, 40 AFTR 330; Farmers Cooperative Company v. C. I. R., 288 F2d 315; Uniform Printing & S. Co. v. Commissioner of Int. Rev., 88 F2d 75.

The Oregon Tax Court, in holding the corporation liable for the tax upon that portion of the income retained, did not reject the view that the income was produced by and belonged to the worker-members, but stated (2 OTC Adv Sh 1, 3):

“* * * for their part, cooperative members have not reported retained patronage credits as income when their cooperative was not required to pay its members anything at any time. The members’ position was sustained in other federal cases in which the court looked at patronage credits from the members’ viewpoint. Long Poultry Farms v. Commissioner, 249 F2d 726, 52 AFTR 912 (4th Cir 1957).
“These two tax treatments are contradictory. If a member receives his patronage credit income and reinvests it, then he should be taxed on that income. If a cooperative pays its members nothing *8of value upon which he can be taxed, then nothing should be excluded from the cooperative’s income. Both the cooperative and its member should not be able to exclude this income from tax on two conflicting theories.
“In 1962, Congress harmonized this dichotomy of theories when it enacted Subchapter T of Chapter 1 of the Internal Revenue Code of 1954, §§ 1381-1388. This subchapter taxes most retained patronage credits to the cooperative and the balance to its members in the year the cooperative receives that income which the retained credits represent. Essentially, the scheme of present federal law is to tax all income retained by a cooperative to either the cooperative or its member in the year that the cooperative receives the income.
“Oregon has no statute comparable to the 1962 federal act. In this state, the Supreme Court has held that a member-patron of an agricultural cooperative realizes no income when he receives a nonassignable patronage dividend which bears no interest and is retired, if at all, only at the cooperative’s discretion. Kuhns v. State Tax Com., 223 Or 547, 355 P2d 249 (1960). * *

Prom the tax court’s opinion, it is clear that the basis of its opinion denying the plaintiff cooperative relief is based upon the fact that, if the retained moneys are the property of the members and are not taxable in the year earned to the taxpayer, then the cooperative should be liable for the tax earned. This view would, of course, eliminate the possibility of earned income of a patron escaping taxation as is now possible under the present status of the law.

In reaching its decision the tax court relied upon our holding in Kuhns et ux v. State Tax Com., 223 Or 547, 355 P2d 249, cited in its opinion. In that case, we were determining, as to the amounts reserved, only *9the question of whether a patron’s portion could be considered as taxable income of the patron in the year in which credits were issued but not paid.

We made it clear in that opinion that the reserves were the property of the patron, but, by reason of the agreement between the cooperative and the patron, the cooperative had sole control of the use of these moneys until such time as it might deliver them to the patron; that under these circumstances the earnings of the patron were so contingent they could not be considered as income until an actual spendable distribution of the asset had been made.

It is true, as stated by the tax court, unless the retained earnings of the patron are taxed to the cooperative, that income may entirely escape taxation.

To meet this contingency or hiatus in the federal law of taxation, Congress enacted Subchapter T of Chapter 1 of the Internal Revenue Code of 1954, §§ 1381-1388. We have no such provision in the tax laws of this state and, regardless of how desirable the result might be to have such a law, we cannot by judicial fiat usurp the powers of the legislative branch.

In our opinion, the earnings of this plaintiff created by its workers are the earnings of its worker-members and cannot be considered as a part of the income of the corporation.

The judgment of the tax court is reversed with instructions to grant the relief prayed for by the plaintiff.