State v. Collins

HUNSTEIN, Justice,

dissenting.

The majority has chosen to follow the holding in Drake v. State, 239 Ga. 232 (236 SE2d 748) (1977). I do not believe Drake constitutes sound law for the reasons set forth herein and would reject it to hold instead that as a matter of law, sexual intercourse with a female under the age of 16 is both forcible and against the victim’s will. Accordingly, I must dissent to the majority’s opinion.

The first reason why I would reject Drake is because it represents an unjustifiable and unsupported break with Georgia case law precedent. To convict a male of rape, the State must prove three essential elements: that the defendant had (1) carnal knowledge of a female (2) forcibly and (3) against her will. OCGA § 16-6-1. “[T]he presumption of the law is that a female under [the statutory] age will not voluntarily consent to fornication; and this presumption supplies the force essential to the commission of the crime of rape. [Cits.]” Wright v. State, 184 Ga. 62, 66 (4) (190 SE 663) (1937).27 This presumption, derived from the common law, was expressly retained by the appellate courts after the enactment of the statutory rape statute in 1918 on the basis that where “the sole purpose of the [1918 Act] is to increase the protection afforded by law to the children of this State, it will not be so construed as to decrease the protection afforded by any prior law.” Todd v. State, 25 Ga. App. 411 (3) (103 SE 496) (1920). Although Drake attempted to dismiss this presumption by stating that “very old cases blended concepts of nonconsent and force,” id. at 233, citing only one 1876 case, even a cursory examination of Georgia law reveals the truth: the presumption that sexual intercourse with an underage girl was both forcible and against her will as a matter of law was a controlling principle of law which, since the enactment of the statutory rape statute in 1918, had been *48evoked, applied and referenced by appellate opinions rendered in every decade prior to Drake’s contrary holding.28 Citing only a general treatise on criminal law and one 1977 Georgia opinion which Drake erroneously considered to have “heralded” its position, id. at 235 (l),29 Drake rejects a principle established over 120 years in Georgia law and held that while the presumption of lack of consent would be retained, force could no longer be presumed, but must be proven in every rape case regardless of the age of the victim. It thus appears that Drake has no support in prior case law for rejecting the presumption of force.30

This break with well-established precedent was deemed necessary in order for the Drake court to create a judicial distinction between rape and statutory rape, OCGA § 16-6-3, which makes it a crime to engage in sexual intercourse with a person under the age of 16 years who is not the offender’s spouse.31 Likewise, it was deemed *49necessary to break with well-established law that a defendant commits rape when he has sexual intercourse with a victim who is physically or mentally incapable of giving consent, with the element of force being supplied by the effort required to penetrate the victim’s sex organ. See, e.g., Whitaker v. State, 199 Ga. 344 (1) (34 SE2d 499) (1945); Gore v. State, 119 Ga. 418 (46 SE 671) (1904). Because application of this presumption of “constructive force” in regard to a victim incapable of giving consent would likewise obliterate the judicial distinction Drake was drawing between rape and statutory rape (since underage victims are presumed by law to be incapable of giving consent), Drake was forced to hold that this principle applies solely to helpless adult victims, and not children. Id. at 234 (“ [i] t is true that sometimes mere lack of consent imputes force, but this is true only where children are not involved”). Drake affords more protection to helpless adults than to children.

This gives rise to the next reasons why I would reject Drake. The break Drake created with established precedent renders its holding unsound because it thwarts the Legislature’s acknowledged goal of protecting the children of this State and because it creates a judicial distinction between rape and statutory rape that is not consistent with the legislative intent behind the enactment of the statutory rape statute. I turn first to Drake’s failure to protect children, a problem that is so critical that it troubles the majority itself. The problem is simply stated: Drake requires the State to prove that the defendant used force even when the victim is under ten years of age (implicitly rejecting case law to the contrary, see footnote 30, supra) and expressly refuses to include infants, toddlers and young children among those helpless victims against whom the use of force to accomplish sexual intercourse is presumed. Since Drake also limits the principle of “constructive force,” i.e., the force necessary to accomplish penetration, only to those helpless victims who are adults, id. at 234-235, when the helpless victim is a child Drake requires the State to adduce evidence to show that the defendant used some type of force other than the penetration into the child’s sex organ in order to prove this essential element. In situations where the victim is a child too young to comprehend or articulate the events which led to the rape, the State faces an evidentiary standard that can be insurmountable in order to satisfy Drake’s requirement that force be proved by evidence other than the force used for the penetration itself. Drake’s requirement also confounds the State in those cases where the young victim has been rendered psychologically incapable of dissenting to intercourse as a result of her prior sexual abuse by a third party. In practical terms, it will be extremely difficult for the State to obtain rape convictions for males who assault very young or very abused children. Rather than construing the law in a manner *50that would give effect to the intent of the Legislature “to increase the protection afforded by law to the children of this State,” Todd, supra, 25 Ga. App. at 411 (3), Drake construes the law to decrease that protection. The holding in Drake is thus contrary to the purpose of the Legislature.

Next, Drake is contrary to the legislative intent behind the enactment of the statutory rape statute. Drake justifies its holding on the basis that it was necessary in order to distinguish rape from statutory rape. While Drake does indeed manufacture a judicial distinction between those two offenses, the problem is that Drake’s distinction runs contrary to statutory construction principles and furthermore creates a distinction other than the one intended by the Legislature. The holding in Drake is based on the rationale that the distinction between rape and statutory rape is eliminated if the presumption of both force and lack of consent is applied and that only by severing the “forcible” element from the “against her will” presumption can a proper distinction be maintained. Drake violates established statutory construction principles by assuming that the Legislature, when it enacted the statutory rape statute in 1918, acted without the knowledge that Georgia case law had for 120 years recognized the presumption of force and lack of consent with underage victims. See Plantation Pipe Line Co. v. City of Bremen, 227 Ga. 1 (3) (178 SE2d 868) (1970) (all statutes presumed to be enacted with full knowledge of existing law, including case law). Based on this improperly-assumed legislative ignorance, Drake then rejects prior case law to differentiate rape from statutory rape on the basis of force. But Drake was only attempting to resolve a conceptual conflict that created no actual confusion in the law. Consider the law without Drake: a male who has sexual intercourse with an underage female knows in every instance that he is committing rape. If there is evidence that the female possessed the ability to give meaningful consent and consented willingly, then it is within the discretion of the prosecutor to charge the male with statutory rape, but the law is clear that consent or no consent, sex with an underage female is rape. See, e.g., Wright, supra, 184 Ga. at 66 (4). There is no conflict between rape and statutory rape because the Legislature created a distinction which this Court has expressly and repeatedly recognized: the statutory rape statute “was intended to apply only to cases where the act of intercourse is accomplished with the actual consent or acquiescence of the female, and is to be treated as rape merely because the female is under the age of consent as therein fixed. [Cits.]” Id. at 67. See also Strickland v. State, 207 Ga. 284 (1) (61 SE2d 118) (1950); Swink v. State, 225 Ga. 717, 718 (2) (171 SE2d 304) (1969); Houston, supra, 186 Ga. at 143; Griffith v. State, 176 Ga. 547 (1) (168 SE 235) (1933). Although Drake itself notes that “statutory rape is not really ‘rape’ at *51all” since “ [statutory rape is merely an act of sexual intercourse with a forbidden partner — a female under [16], not the offender’s spouse,” id. at 233, it fails to recognize the significance of that statement.

There is another related but equally unpersuasive argument made in support of Drake: the idea is that because statutory rape, unlike rape, still requires evidence of corroboration, Drake’s holding that the State must adduce evidence of force has the beneficial effect of discouraging the State from indicting a defendant on the “easier-to-prove” rape charge. Quite aside from the insulting assumption on which this argument is based, the actual and detrimental effect of Drake is that the State will have no choice but to indict a child rapist for statutory rape rather than forcible rape in those instances when proof of force can only be provided by testimony by the victim and the rapist’s victim is an infant or an inarticulate toddler or in situations where force cannot be established because the child victim had been so psychologically damaged by prior abuse that she passively submitted to the sex act. This condemnation of Drake is not based on some exercise in hypothetical reasoning but rather on the actual status of criminal law in Georgia today: only the holding in Drake can explain the numerous “statutory” rape convictions received by defendants who had sexual intercourse with children under the age of ten. See, e.g., Peinado v. State, 223 Ga. App. 271 (477 SE2d 408) (1996) (victims were four and five years old); Walker v. State, 214 Ga. App. 777 (449 SE2d 322) (1994) (victim was six); Gordon v. State, 210 Ga. App. 224 (435 SE2d 742) (1993) (victim was seven); Dupree v. State, 206 Ga. App. 4 (424 SE2d 316) (1992) (victim was eight); Andrews v. State, 200 Ga. App. 47 (406 SE2d 801) (1991) (victim was five); Neese v. State, 183 Ga. App. 773 (360 SE2d 1) (1987) (victim was four).

It is true that Drake has been on the books since 1977 and the Legislature has taken no action in regard to its holding. However, given that this very Court has ignored Drake’s holding, it is not surprising that the Legislature has felt no particular need to correct the error that case represents. Less than ten years after Drake was rendered, this Court began issuing opinions recognizing that lack of consent and force are presumed when sexual acts are committed on underage victims. See Richardson v. State, 256 Ga. 746 (2) (353 SE2d 342) (1987) (upholding conviction for incest and sodomy on basis that sexual acts directed at children “are, in law, forcible and against the will” of the child); Cooper v. State, 256 Ga. 631 (352 SE2d 382) (1987) (stating same principle in case upholding conviction for aggravated sodomy); Brown v. State, 268 Ga. 154, 155 (486 SE2d 178) (1997) (stating same principle in case holding that child molestation is a forcible felony for purposes of OCGA § 16-3-21 (a)). I would reject the holding in Drake because this Court has already abandoned its ratio*52nale, a conclusion most obvious in Cooper, a case involving the commission of aggravated sodomy on a five-year-old girl. Like rape, aggravated sodomy requires proof that the sex act was forcible and against the victim’s will. OCGA § 16-6-2 (a). In Cooper we discussed Drake and noted that the element of force had been established by the evidence therein. However, in the division discussing the applicable law, the Court cited Drake for the proposition that an underage child cannot consent to any sexual act and in the following sentence explicitly stated that “[s]exual acts directed to [a five-year-old] child are, in law, forcible and against the will. [Cit.]” Cooper, supra at 631 (2). Although Cooper did not expressly overrule Drake, it expressly rejected Drake's holding by recognizing that the law presumes the existence of force in cases where sexual acts are committed on children.

Contrary to the majority’s statement, Cooper cannot be distinguished on the basis that it has “no strict liability counterpart.” OCGA § 16-6-4 (c), aggravated child molestation, is that strict liability counterpart, and stands in the same position to aggravated sodomy that statutory rape occupies as to rape. Child molestation involves any child under the age of 16 years, id. at (a), and aggravated child molestation is committed when “[a] person commits the offense of child molestation which act. . . involves an act of sodomy.” Id. at (c). Just as with statutory rape, the act of aggravated child molestation may be “merely an act of [sodomy] with a forbidden partner — a [child] under the age of [16].” Drake, supra at 233. Nor can aggravated child molestation be distinguished from statutory rape because of the “additional” element that the sexual acts prohibited by the child molestation statute be committed “with the intent to arouse or satisfy the sexual desires of either the child or the person [committing the acts],” OCGA § 16-6-4 (a), since the arousal or satisfaction of sexual desires is equally inherent in the commission of the act of sexual intercourse that constitutes an essential element of statutory rape. Just as the elements of force and lack of consent serve to distinguish rape from statutory rape, those same two elements can serve to distinguish aggravated sodomy from aggravated child molestation.

The error committed by the Court in Drake can be explained very simply: Drake's reasoning was so focused on resolving a clever argument raised by the defendant that the Court failed to question the validity of the premise behind that argument. Without looking to the case law or the legislative intent, Drake accepted the presumption that the “against her will” element is “automatically shown by [the victim’s] age,” id. at 233, yet without due consideration deviated from established law by rejecting the force element this irrebuttable presumption supplies due to the closely intertwined nature of these *53two elements.32 If age alone can irrebuttably establish that sexual intercourse is “against the will” of every underage victim, a class of victim which now includes teenagers up to the age of 16, how can that presumption not also establish irrebuttably that force was used in order to engage in that sexual intercourse, given that the most vulnerable of all victims, infants and toddlers, are likewise encompassed within that same classification? A victim deemed by the Legislature to be too young to consent to sexual intercourse is necessarily a victim so young that force is required in order to commit the sex act. The concepts are inseparable and consistency requires either that both elements together be presumed from the age of the victim or that both elements be proven by other evidence in addition to the victim’s age: the idea of severing the two elements from each other was clever lawyering, but poor law. The argument raised in Drake was flawed from its inception and the Court would have better served the law and the children of Georgia by rejecting it outright.

Decided October 26, 1998. J. Thomas Morgan, District Attorney, Lee A. Mangone, Robert M. Coker, Assistant District Attorneys, for appellant. Kendal D. Silas, for appellee.

Drake does not constitute sound law because of its dire evidentiary problems, its unsupported rejection of established Georgia precedent, its fallacious reasoning, its construction of statutory law contrary to the Legislature’s intent, and its abandonment in subsequent opinions of this Court. Most importantly, Drake does not constitute sound law because it hurts children rather than protects them. In short, there is no valid reason for following Drake and every reason to reject it. Accordingly, I cannot join the majority’s opinion which adheres to and perpetuates the errors in Drake. Because I would hold that sexual acts directed to a child under the age of 16 are, in law, forcible and against the victim’s will, Cooper, supra at 631 (2), and because the evidence adduced by the State established that Collins’ stepdaughter was 12 years old at the time he engaged in sexual intercourse with her, I would reverse the Court of Appeals and affirm the judgment entered on Collins’ rape conviction.

“The presumption that the inexperienced child yielded because other mental immaturity and her inability to fathom the consequences of her act are held, as to him who takes advantage of her childishness, the equivalent of even the great degree of force that might be necessary to overcome the resistance of a grown woman to whom the act may be totally and absolutely noisome and repugnant to the fullest extent.” Holland v. State, 161 Ga. 492, 494 (131 SE 503) (1926).

See, e.g., Echols v. State, 153 Ga. 857 (1) (113 SE 170) (1922); Holland, supra, 161 Ga. at 493-494 (1926); Wright, supra, 184 Ga. at 66 (4) (1937); Houston v. State, 186 Ga. 141 (1) (197 SE 118) (1938); Smith v. State, 192 Ga. 713 (1) (16 SE2d 543) (1941); McFall v. State, 235 Ga. 105 (2) (218 SE2d 839) (1975); Todd, supra, 25 Ga. App. at 411 (2) (1920); Ollis v. State, 44 Ga. App. 793 (1) (163 SE 309) (1932); Vickery v. State, 48 Ga. App. 851 (1) (174 SE 155) (1934); Harrison v. State, 71 Ga. App. 369 (2) (31 SE2d 119) (1944); Horton v. State, 74 Ga. App. 723 (1) (41 SE2d 278) (1947); Green v. State, 82 Ga. App. 402 (1) (61 SE2d 291) (1950); Cunningham v. State, 85 Ga. App. 216 (2) (68 SE2d 614) (1952); Burge v. State, 103 Ga. App. 682 (1) (120 SE2d 200) (1961) (sodomy conviction).

Robinson v. State, 232 Ga. 123 (205 SE2d 210) (1974), involved a situation where the defendant was charged only with rape, not statutory rape. Although the jury had only the options of finding the defendant guilty or not guilty of rape (or not guilty by reason of insanity), the trial court charged the jury extensively on statutory rape and informed them they could find the defendant “guilt/’ if they found he had engaged in sexual intercourse with the victim, that she was under 14 years, and that she was not his spouse. It does not appear from the opinion that the jury was given any charge about force or even the presumption of lack of consent and force which arises from the age of the victim. The absence of such a charge explains the crucial language set forth in Robinson, and taken out of context by Drake, in which Robinson held it was error for the jury to be instructed it could find the defendant guilty of rape “without being required to find that force was used.” Id. at 128 (4). Only by stretching the language of Robinson could the court in Drake assert that there existed one Georgia case “consistent” with its anomalous holding.

The truly ironic aspect of Drake’s holding, however, is the fact that its rejection of prior case law was totally unnecessary. Eight years before Drake, the Court reiterated the position that the purpose of the statutory rape statute (1918 Act) was to raise the age of consent to 14 and that “[o]nly children between those ages (10 and 14) are affected by the Act in question. That Act does not apply in the instant case, because here the child was only five years old.” Swink v. State, 225 Ga. 717, 718 (2) (171 SE2d 304) (1969). See also Houston, supra, 186 Ga. at 144. The victim in Drake was nine years old: under the holding in Swink, the statutory rape statute did not apply to sexual intercourse with this victim.

The Legislature set the age for statutory rape at 16 in 1995. Ga. L. 1995, p. 957, § 3. From 1918 to 1995, the age was set at 14. Ga. L. 1918, p. 259, § 1. Before 1918, the age was set at 10 by common law. Todd, supra, 25 Ga. App. at 411 (1). See also Penal Code of 1910, § 34; Morrow v. State, 13 Ga. App. 189, 199-200 (79 SE 63) (1913). The enactment of the Georgia Criminal Code of 1968 made no substantive change in the elements of statutory rape. Ga. L. 1968, p. 715, § 1; McFall, supra, 235 Ga. at 107.

From the victim’s perspective, where it is against her will to engage in sexual intercourse, the act occurs necessarily by force; from the perpetrator’s perspective, where force must be used to engage in sexual intercourse, the act is necessarily against the will of the victim.