State v. Murray

NAHMIAS, Justice,

dissenting.

1. The emergency application for supersedeas at issue in this matter is clearly moot and ultimately will be dismissed. The issue that divides us is whether that dismissal order, like the order granting supersedeas in the first place, should be issued by the Supreme Court or the Court of Appeals. Assuming the validity of this Court’s jurisdiction over murder cases “and all pre-conviction appeals in murder cases” under State v. Thornton, 253 Ga. 524 (322 SE2d 711) (1984), I believe that is a close question. I dissent because I agree with Justice Melton that the appeal underlying the super-sedeas motion is too collateral to the murder case in which it happened to arise for our jurisdiction to rest upon Thornton, and we have no other reason for taking jurisdiction. The appeal involves a contempt action in which the parties are the lawyer who received the contempt order and the trial judge who issued it, neither of whom are parties in the underlying murder case (despite the caption by which our Court docketed the appeal). The decision on appeal will have no effect whatsoever on the murder case, and we therefore should transfer the matter to the Court of Appeals to address, as that court has previously addressed similar appeals of contempt orders against attorneys arising from murder cases, see In re Butterfield, 265 Ga. App. 745 (595 SE2d 588) (2004); In re Healy, 241 Ga. App. 266 (526 SE2d 616) (1999); Farmer v. Holton, 146 Ga. App. 102 (245 SE2d 457) (1978), and as we did back when our jurisdiction over murder convictions was unquestioned, see Holmes v. State, 224 Ga. 553, 567 (163 SE2d 803) (1968).

2.1 write separately to explain my views regarding the validity of Thornton, pursuant to which this Court, rather than the Court of Appeals, has taken jurisdiction over all murder cases — hundreds and hundreds of such cases — for the past 25 years. For a case with such significant consequences, Thornton provides little reasoning for its holdings, and the little reasoning it does provide should appear troubling, at first glance, to anyone who believes that courts in our democratic system of government have only the jurisdiction to decide cases that is granted to them by the people through our Constitution. As discussed below, however, upon closer examination I believe the holding in Thornton can be defended and should be followed. Because Justice Melton’s dissent ultimately argues that we cannot expand Thornton to take jurisdiction of this contempt action, rather than simply that we should not do so, I agree with, his result but not all of his reasoning, and therefore I do not join his dissenting opinion.

(a) Under the 1945 and 1976 Georgia Constitutions, this Court *265had jurisdiction over cases involving murder convictions, because murder was (and is) a “capital felony.” See Georgia Constitution of 1945, Art. VI, Sec. II, Par. IV (jurisdiction of Supreme Court includes “all cases of conviction of a capital felony”); Georgia Constitution of 1976, Art. VI, Sec. II, Par. IV (same); Collins v. State, 239 Ga. 400, 402-403 (236 SE2d 759) (1977) (“capital felony” means “ ‘felonies to which the death penalty is affixed as a punishment under given circumstances,’ ” as opposed to felonies “ ‘in which under no circumstances would death ever be inflicted as a penalty’ ”) (citation and emphasis omitted). Our current Constitution changed that provision to grant this Court jurisdiction over only “ [a]ll cases in which a sentence of death was imposed or could be imposed.” Georgia Constitution of 1983, Art. VI, Sec. VI, Par. Ill (8).

The jurisdictional discussion in Thornton begins as follows:

The district attorney did not give timely notice to the defense that the state intended to seek the death penalty, . . . and for this reason this is not a case “in which a sentence of death was imposed or could be imposed.” . . . Hence, this appeal was filed properly in the Court of Appeals.

253 Ga. at 524 (citations omitted). While summary, this holding — that our Court now lacks direct appeal jurisdiction over murder cases in which the death penalty can no longer be imposed (which includes, a fortiori, murder cases in which the death penalty was sought but a non-capital sentence was imposed) — is consistent with the language of the new constitutional text and, to my knowledge, it has not previously been questioned in our cases.9

Having held that non-capital murder cases are properly appealed *266to the Court of Appeals, the Thornton Court then stated the following:

As a matter of policy, however, we deem it appropriate, at the present time, that all murder cases be reviewed by this court. Accordingly, we adopt today the following order: “The Court of Appeals is directed to transfer to the Supreme Court all cases in which either a sentence of death or of life imprisonment has been imposed upon conviction of murder, and all pre-conviction appeals in murder cases, whether or not timely notice was given by the district attorney as required by Unified Appeal § II. A. 1., 246 Ga. at A-7. This order shall be effective as to cases docketed in the Court of Appeals after December 1, 1984.” Collins v. State, 239 Ga. 400, 403 (3) (236 SE2d 759) (1977).

253 Ga. at 524.

This is a troubling holding, particularly for a matter affecting so many of the most significant criminal cases in this State. There is no discussion of or citation of authority for the proposition that this Court can obtain jurisdiction over cases “[a]s a matter of policy” — a proposition seemingly at odds with the fundamental principle underlying our democratic system of government, in which the judicial branch, like the legislative and executive branches, has only the power granted to it by the people through their Constitution. Indeed, even the legislature cannot confer jurisdiction on this Court beyond the limits of the Constitution. See, e.g., Collins, 239 Ga. at 401-402 (“ ‘The jurisdiction of the Supreme Court is declared by the Constitution . . . and the legislature is without power by mere enactment to confer jurisdiction upon the Supreme Court to decide questions that are not of the class to which the jurisdiction of the Supreme Court is limited by the constitution.’ ”) (quoting American Mills Co. v. Doyal, 174 Ga. 631, 631 (163 SE 603) (1932)). To make matters worse, the policy considerations supposedly supporting the holding are not identified.

(b) Yet despite my initial reservations, I have reached the conclusion that Thornton’s jurisdictional holding and order can be supported by the Constitution and this Court’s precedent. The basis for our jurisdiction is not some assertion of “inherent authority” to create jurisdiction based solely on policy considerations (an assertion I reject) or our authority over appeals in death penalty cases (which would, at minimum, require us to overrule several precedents). Instead, we may properly take all murder appeals as a categorical exercise of our longstanding and almost-unlimited certiorari jurisdiction.

This conclusion begins with a 1916 constitutional amendment, *267ratified a few years after the creation of the Court of Appeals, which read:

“It shall also be competent for the Supreme Court to require by certiorari or otherwise any case to be certified to the Supreme Court from the Court of Appeals for review and determination with the same power and authority as if the case had been carried by writ of error to the Supreme Court.”

Georgia Constitution of 1877, Art. VI, Sec. II, Par. V (amended 1916). See State v. Tyson, 273 Ga. 690, 696, n. 23 (544 SE2d 444) (2001) (Benham, C. J., concurring in part and dissenting in part). This amendment was intended to ensure that the Supreme Court had ultimate authority to decide all cases in this State, despite the division of direct appeals between this Court and the Court of Appeals. See id. at 696 & n. 24. The same broad language authorizing review by this Court of “any” case from the Court of Appeals “by certiorari or otherwise” was included in the Constitutions of 1945 and 1976, appearing just after the grant of direct appeal jurisdiction over several specific types of cases (including capital felony convictions). See Georgia Constitution of 1945, Art. VI, Sec. II, Par. IV; Georgia Constitution of 1976, Art. VI, Sec. II, Par. IV

In several cases interpreting that language in the last few years in which these constitutions had effect, we held, without dissent on this point, that:

This court has the constitutional authority to require, by certiorari or otherwise, any case to be certified from the Court of Appeals, Const. Art. VI, Sec. II, Par. IV; Code Ann. § 2-3104, even before it is decided by that court, Collins v. State, 239 Ga. 400 (3) (236 SE2d 759) (1977), and without any application for certiorari being filed. Collins v. State, supra. Having the case before us, in its discretion this court can consider any matter presented to or decided by the Court of Appeals.

Daniels v. State, 248 Ga. 591, 591, n. 1 (285 SE2d 516) (1981). Accord Patterson v. State, 248 Ga. 875, 875, n. 1 (287 SE2d 7) (1982). The exercise of the Court’s discretion to take cases from the Court of Appeals, as authorized rather than restricted by the Constitution, may of course be guided by policy considerations.

In Collins, the Court exercised this authority on a categorical instead of a case-by-case basis. In 1977 the General Assembly had enacted a statute purporting to expand the Supreme Court’s direct *268appeal jurisdiction to include three new types of cases (cases involving state revenues, election contests, and cases in which the constitutionality of ordinances is questioned). See 239 Ga. at 400. The Court held that the legislature had no authority to enlarge our constitutional jurisdiction, rendering the 1977 statute void. Id. at 401-402. The Court then decided, however, “[t]o effectuate the legislative intent” by ordering the Court of Appeals to transfer those three types of cases to the Supreme Court for review. Id. at 403. The basis for that categorical order is not stated in Collins, but it was explained later in Daniels and Patterson (and by Justice Hill in the meetings leading to the 1983 Constitution, as discussed below) to be the Court’s certiorari jurisdiction, and it fit fairly within the applicable constitutional language. Thornton directed the same sort of categorical, pre-filing grant of certiorari review regarding all appeals in murder cases, and indeed Collins is the only case cited in Thornton’s jurisdictional discussion.

This does not end the analysis, however, because between the decisions in Collins in 1977 and Thornton in 1984, the people of Georgia ratified the Constitution of 1983. That Constitution reorganized and modified to some extent the provisions regarding this Court’s jurisdiction, including the change from authority over all “cases of conviction of a capital felony” to only death penalty cases, as recognized at the beginning of Thornton, and the conferring of new direct appeal jurisdiction over two of the three categories of cases at issue in Collins (election contests and cases in which the constitutionality of ordinances is questioned). See generally Georgia Constitution of 1983, Art. VI, Sec. VI, Pars. II and III. The broad language allowing the Supreme Court to take jurisdiction “by certiorari or otherwise [over] any case” in the Court of Appeals was also modified, to now read simply: “The Supreme Court may review by certiorari cases in the Court of Appeals which are of gravity or great public importance.” Id., Art. VI, Sec. VI, Par. V.

It could be argued that this new language was intended to narrow the Supreme Court’s previously recognized and exercised plenary authority to take jurisdiction of cases, and even categories of cases, from the Court of Appeals. But that is not apparent from the text, which appears simply to be a shorter and clearer statement of the Court’s general certiorari jurisdiction (along with the addition of the standard, “gravity and great public importance,” approximating the one traditionally used by the Court in granting certiorari, see, e.g., Orkin v. State, 239 Ga. 334, 335 (236 SE2d 576) (1977); Central of Georgia Ry. Co. v. Yesbik, 146 Ga. 620 (91 SE 873) (1917)).10

*269This interpretation is also consistent with the brief discussion of the new constitution’s phrasing that I have found in the records of the Select Committee on Constitutional Revision that drafted the document. Earlier drafts would have limited this Court’s certiorari review to “decisions of the Court of Appeals.” See, e.g., State of Georgia, Select Comm, on Constitutional Revision, 1977-1981, III Comm, to Revise Article VI, Transcripts of Meetings, Draft of Proposed New Judicial Article Considered at Meeting of Committee to Revise Article VI held on October 3, 1980 at 5 (emphasis supplied). That language was amended, however, to permit certiorari of “cases in the Court of Appeals.” Id., Full Committee Meeting, Oct. 3, 1980, at 102 (emphasis supplied).

Judge Beasley explained the need for this change:

It was brought to my attention that very — not very often, but sometimes now in cases of great public importance the supreme court doesn’t wait until there is a decision of the court of appeals, they take it by cert right away so that you don’t have double consideration of the merits of the case, and it saves a lot of time.

Id. at 102. Justice Hill then explained further, referring to the Court’s order in Collins:

As Judge Deen indicated a few minutes ago, we already are taking election contest cases by a rule, or not a rule, an order simply saying that we will grant certiorari in election contest cases. If it’s — if we can only review the decisions of the court of appeals then we couldn’t have such a standing order because the case would not be ripe for certiorari until after the court of appeals had rendered their decision, so that this — if you were to have a two governors case or some huge financial institution that failed and you knew it was going to have to be decided ultimately in the supreme court, no point in making it be decided first in the court of appeals.

Id. at 102-103.

Thus, there was specific discussion, in the context of the Court’s certiorari jurisdiction, of the Court’s authority to review cases before decision by the Court of Appeals and to do so by standing order applying to a category of cases. Judge Beasley’s amendment, intended to continue that authority, was adopted without objection, id. *270at 103, and the revised language was ratified as part of the 1983 Constitution.

This understanding is reinforced by the unanimous opinion issued in Thornton just a year after the 1983 Constitution took effect, by Justices who had been directly involved in the framing of that Constitution and who appeared to take such continued authority as a given. It is supported further by at least two subsequent opinions in which this Court expressly recognized such authority, without dissent on the point. See Cheeley v. Henderson, 261 Ga. 498, 500 (405 SE2d 865) (1991) (citing the 1983 Constitution and pre-1983 cases that relied on the 1976 Constitution); Tyson, 273 Ga. at 692 (“The Constitution of the State of Georgia of 1983 gives the Supreme Court the power to ‘review by certiorari cases in the Court of Appeals which are of gravity or great public importance.’ This constitutional provision places no limit on this Court’s certiorari jurisdiction.”) (footnote omitted); id. at 694 (Carley, J., concurring) (“I fully agree with [the relevant division] of the majority opinion”); id. at 696, 701-702 & n. 31 (Benham, C. J., concurring in part and dissenting in part) (agreeing that “the General Assembly would be treading on constitutionally-shaky ground if it passed a law that limited this Court’s authority to use the writ of certiorari to review any Court of Appeals’ case” in the Court’s discretion, while arguing that legislation may limit the State’s right to seek such review, and noting that “this Court may rely on its constitutionally-based power to review by writ of cert, any case from the Court of Appeals,” despite statutes and court rules to the contrary and “regardless of whether or not a petition for cert, has been filed”).

Despite Thornton’s unfortunately summary holding, when understood as an exercise of this Court’s discretion, pursuant to its certiorari jurisdiction, to require any specific case or class of cases to be transferred to this Court from the Court of Appeals, the decision in Thornton is defensible.11 Murder cases are by their nature “of gravity [and] great public importance,” Georgia Constitution of 1983, Art. VI, Sec. VI, Par. V. Thus, this Court might grant review on certiorari in many or even most murder cases if they went first to the Court of Appeals for decision, and it serves the interests of judicial *271economy and of seeking finality in murder judgments to skip that intermediate review. See Tyson, 273 Ga. at 693 (allowing the State to seek certiorari review in any criminal case, rather than only those specified by statute, because of “the importance of the issues to the public”). In addition, given the current structure of Georgia’s appellate system, it was and is not unreasonable for this Court to take the burden of reviewing murder cases from the Court of Appeals.12

This is not to say that Thornton’s order taking jurisdiction of all murder cases, when properly understood as a discretionary decision, could not be changed. Indeed, in 1999, then-Chief Justice Benham argued strongly, 15 years after Thornton, that “the time has come for this Court to comply with the change in its appellate jurisdiction in non-capital murder cases brought about by passage of the 1983 Georgia Constitution, as recognized in State v. Thornton.” Weatherbed, 271 Ga. at 739 (Benham, C. J., concurring specially). In 1995, the Court had taken a similar step in reversing the remaining portion of its Collins order. See Collins v. American Telephone & Telegraph Co., 265 Ga. 37, 38 (456 SE2d 50) (1995) (noting that the 1983 Constitution expressly gave the Supreme Court jurisdiction over election contests and questions of the constitutionality of ordinances but not over state revenue cases, and therefore reversing the 1977 Collins order transferring state revenue cases to this Court to effectuate “the intent of the legislature in drafting the new constitution that this court not have appellate jurisdiction over cases involving revenues of the state”). Justice Benham’s suggestion, however, had no other takers on the Court then and does not appear to have generated any substantial efforts by litigants, commentators, or the General Assembly to push the Court in that direction. To the contrary, almost everyone appears to accept the system put into place in Thornton and, as noted in footnote 9 above, the order issued in Thornton may actually effectuate the intent of the 1983 Constitution.

Because I believe that Thornton is based upon a reasonable *272application of our constitutional certiorari jurisdiction, and in the absence of concerted arguments for changing our approach to murder cases, I agree that the Thornton order should remain the law.

Decided December 3, 2009. Paul L. Howard, Jr., District Attorney, Marc A. Mallon, Bettie-anne C. Hart, Assistant District Attorneys, for appellant.

3.1 have discussed the validity of Thornton at length because its order affects such a large component of this Court’s docket and no prior opinion I have found presents a clear and defensible rationale for that order — including the majority opinion in this case, which states that this case compels the Court “to re-examine our longstanding order” in Thornton, Majority opinion p. 258, but then simply treats that order as a given. While I accept Thornton as good law, a contempt action involving an attorney who happened to be trying a murder case at the time of the alleged contempt, but which does not involve the interests of the defendant or the State in that case, does not come within the scope of Thornton’s order or otherwise within our direct appeal jurisdiction, largely for the reasons expressed by Justice Melton. This is not a “pre-conviction[ ] appeal in [a] murder case[ ],” Thornton, 253 Ga. at 524. Rather, it is an appeal of a separate action involving two different parties.

Under the same certiorari authority on which the Thornton order rests, I believe we could expand that order to encompass appeals of all contempt actions arising during murder cases, no matter how tangential. It is on this point that I differ from Justice Melton. But I do not believe that such an expansion would be appropriate, as contempt orders not affecting the underlying murder case neither presumptively involve issues of gravity and great public importance nor impose significant burdens on the Court of Appeals. We are chary in granting certiorari in general, and we should continue to be extremely cautious about exercising our authority to review specific cases, much less categories of cases, before a decision by the Court of Appeals and the filing of a petition for certiorari through the usual procedures. Moreover, such an expansion of Thornton would be inconsistent with our decision in Holmes v. State, supra, and with the approach the Court of Appeals has taken in similar contempt appeals. I do not believe that the practical interest in establishing a “bright-line rule,” the rationale of Presiding Justice Carley’s concurrence, is weighty enough to overcome these other considerations.

For these reasons, I respectfully dissent, and I would order that the supersedeas application be transferred to the Court of Appeals.

*273Brian A. Hobbs, Leighton R. Berry, Jr., for appellee.

Thus, the 1983 Constitution has been interpreted in Thornton and elsewhere to provide this Court with jurisdiction over pre-conviction appeals in death penalty cases, rather than over only appeals from capital felony convictions as under the prior constitutions — but not to provide jurisdiction, either before or after conviction, over murder cases in which the death penalty can no longer be imposed. See Weatherbed v. State, 271 Ga. 736, 739-741 (524 SE2d 452) (1999) (Benham, C. J., concurring specially). However, despite Thornton’s summary holding to the contrary and the cases that follow that holding see, e.g., Rhyne v. State, 264 Ga. 176, 176 (442SE2d 742) (1994) (holding that the Court of Appeals has jurisdiction over murder cases under the Constitution, even if Thornton directs such cases to be transferred to the Supreme Court), the “[a]ll cases in which a sentence of death . . . could be imposed” language used in the 1983 Constitution may also be read to include all murder cases, and indeed the records of the Select Committee on Constitutional Revision, which drafted that language, provide considerable support for the view that it was intended to continue our direct appeal jurisdiction over murder cases. I will not review those lengthy records in this opinion, because we can properly retain jurisdiction over murder cases under our certiorari jurisdiction and Thornton’s order and there are stare decisis reasons for simply continuing that approach.

The term “certiorari” is not limited to review of any type of case, but refers simply to *269the common law writ issued by a higher court to a lower court requiring the latter to produce a certified record. See Black’s Law Dictionary (8th ed. 2004).

Technically, the proper procedure for this Court to exercise its certiorari jurisdiction over non-capital murder cases would be to have them first docketed in the Court of Appeals and then formally transferred to this Court pursuant to Thornton’s order. See Collins, 239 Ga. at 403 (ordering that the three types of cases at issue there “should be docketed in the Court of Appeals from which they will be transferred for review to this court”). While that process still happens on occasion, over time most appeals in murder cases have come to be filed directly in this Court. It seems unwise to insist at this point on a procedural step that would simply create more work for the Court of Appeals and more delays in resolving appeals of murder cases.

In this respect, although we have to guess at the policy reasons underlying Thornton, I note that the opinion came shortly after the 1977 decision in Collins, which recognized that jurisdiction over a large number of other major criminal cases that had once been “capital felonies” appealed to this Court - all rape, kidnapping, and armed robbery cases - now lay in the Court of Appeals. It may have been seen as simply too much to allow the 1983 Constitution’s revision eliminating the Supreme Court’s direct appeal jurisdiction over non-capital murder cases to move all those cases to the Court of Appeals as well (assuming, as Thornton held, that this was the effect of the new Constitution, but see footnote 9 above). We are now a quarter-century down the road, and perhaps these considerations have changed, but there are also 25 years of reliance interests built into budgets, timetables, and other expectations regarding which court will expend the time and resources hearing appeals in murder cases.