State v. Anderson

VANDE WALLE, Justice.

Barbara Jean Anderson appealed from a jury conviction of aggravated assault. We reverse and remand for a new trial.

In late November 1989, Anderson admitted her ten-month-old son, Douglas, to a Fargo hospital with burns on his four limbs. Anderson said that Douglas had accidentally fallen into a tub of scalding water. Because the medical personnel did not believe the pattern of the burns was consistent with Anderson’s explanation of how Douglas was injured, they reported the incident to Cass County Social Services as a possible case of child abuse. Anderson was subsequently charged with aggravated assault. At the trial, Doug*729las’s treating physicians testified they did not believe that Douglas accidentally fell into the tub. Rather, they said they believed he had been placed face down into the water.

On appeal, Anderson contends that the trial court erred when it excluded photos she offered as evidence and when it denied one of her requested instructions, and that the evidence was insufficient to convict Anderson of aggravated assault.

Anderson twice attempted to offer five photos of a fully-healed Douglas. They were first offered at the close of Anderson’s testimony. In response to the State’s objection to the relevancy of the photos, Anderson’s counsel argued that the defense’s expert medical witness requested the photos, and that they would counter the “prejudicial” effect of the State’s exhibits showing Douglas’s injuries by showing that Douglas did not look “like a human vegetable” and had healed well. The trial court sustained the State’s objection. Later, Anderson’s expert witness, Dr. Solem, testified that he could infer the degree of the burn from the extent of or lack of discoloration and scarring in the healed skin. Dr. Solem said that there could be significant differences in the severity of second degree burns such as those suffered by Douglas, and that he could not tell whether Douglas’s burns were superficial or deep bums using the State’s photos. When Anderson offered the photos during Solem’s testimony, the trial court again sustained the State’s objection as to the relevancy of the evidence.

Rule 402, N.D.R.Ev., provides that “[a]ll relevant evidence is admissible,” and that any “[ejvidence which is not relevant is not admissible.” “ ‘Relevant evidence’ means evidence having any tendency to make the existence of any fact that is of consequence to the determination of the action more probable or less probable than it would be without the evidence.” N.D.R.Ev. 401. Thus the test as to whether evidence is relevant or irrelevant is whether it would reasonably and actually tend to prove or disprove any matter of fact in issue. E.g. State v. Haugen, 448 N.W.2d 191 (N.D.1989). The initial determination of the relevancy of the evidence lies within the sound discretion of the trial court. Id. On appeal, we will not overturn a trial court’s decision regarding the admission or exclusion of evidence on the ground of relevancy unless the trial court abused its discretion. Id.; State v. Olson, 290 N.W.2d 664 (N.D.1980).

In this case we believe that the trial court abused its discretion in excluding the photographs offered by Anderson. The aggravated assault charge against Anderson alleged that she willfully caused serious bodily injury to Douglas. Section 12.1-01-04(27), NDCC defines “[sjerious bodily injury” to mean “bodily injury which creates a substantial risk of death or which causes serious permanent disfigurement, unconsciousness, extreme pain, or permanent loss or impairment of the function of any bodily member or organ.” The state argued, before the trial court and on appeal, that the condition of Douglas at a later date was not a fact in issue. The State presented evidence that Douglas suffered extreme pain as a result of his burns. But the State also offered photos of Douglas’s burns as part of that evidence. The effect was to make Douglas’s later condition relevant because the photos showed the extent of, and the disfigurement resulting from, his bums, and the statutory definition of serious bodily injury includes serious permanent disfigurement. While the State did not argue disfigurement to the jury, evidence was offered from which the jury could infer that Douglas suffered disfigurement and that the State, therefore, proved that element of the crime of aggravated assault. Because Anderson was prevented by the trial court from offering evidence to rebut an element of the crime for which she was charged, we reverse the conviction.

Anderson contends that the trial court erred when it refused to give her requested instruction on accident and misfortune because that refusal denied her an instruction on the law supporting her theory of the case. While a defendant is entitled to a particular instruction on a valid *730applicable theory of a case, provided there is some evidence to support the theory, State v. Thiel, 411 N.W.2d 66 (N.D.1987), a court is not required to submit instructions in the specific language requested by the defendant, City of Minot v. Rubbelke, 456 N.W.2d 511 (N.D.1990). Jury instructions must be considered as a whole. Id. “[J]ury instructions must correctly and adequately inform the jury of the applicable law and must not mislead or confuse the jury.” State v. Saul, 484 N.W.2d 572, 576 (N.D.1989). A trial court can refuse to give an inapplicable or irrelevant instruction. State v. Marinucci, 321 N.W.2d 462 (N.D.1982). A court must refuse a requested instruction that misstates the applicable law.

Anderson was charged with Aggravated Assault, a crime which must be committed “willfully.” NDCC § 12.1-17-02(1). A person acts “ ‘Willfully’ if [s]he engages in the conduct intentionally, knowingly, or recklessly.” NDCC § 12.1-02-02(l)(e). Negligent conduct does not constitute willful conduct. Compare NDCC § 12.1-02-02(l)(d) with NDCC § 12.1-02-02(l)(a) to (c), (e).

The instruction requested by Anderson provided: “When a person commits an act or makes an omission through misfortune or by accident under circumstances that show neither criminal intent or purpose, nor criminal negligence, she does not thereby commit a crime.” (Emphasis added). The origin of Anderson’s requested instruction is California Jury Instruction-Criminal [CAUIC] 4.45. The use-note for this California instruction indicates that an instruction defining “criminal negligence” must be given when CAUIC 4.45 is used. See CAUIC 3.36 [defining criminal or gross negligence], CAUIC 4.45 is an appropriate instruction for crimes with a culpability element including criminal negligence; North Dakota’s ág-gravated assault statute does not include this element. The requested instruction, therefore, injected an element of California Criminal law not part of the crime for which Anderson was charged. Whether the instruction would aid or impede Anderson’s defense, it misstated the applicable North Dakota law and the trial court properly refused the instruction.

Anderson contends that the instructions given by the trial court did not allow her to argue her theory of the case, i.e., that Douglas was burned by accident. While the words “misfortune” or “accident” did not appear in the court’s instructions, those instructions did define “willfully,” “intentionally,” “knowingly,” and “recklessly.” See NDCC § 12.1-02-02. In order to convict Anderson, the jury was required by these instructions to find that Anderson had acted consciously and with a clearly unjustifiable disregard for the risk of harm to Douglas. By definition, the element of “conscious disregard” excludes negligence. The instructions, therefore, did not interfere with Anderson’s defense and Anderson’s lawyer did, in fact, argue that the burns were accidental. We are not persuaded that Anderson’s ability to present her defense was limited by the trial court. Taken as a whole, the instructions correctly and adequately stated the applicable law. Because we reverse Anderson’s conviction and remand for a new trial, we note that at that trial an instruction which addresses Anderson’s accident theory without including criminal negligence, or otherwise misstating North Dakota law, would be proper.

Lastly, Anderson contends that the circumstantial evidence in this case is insufficient to prove that she caused Douglas’s burns or that her conduct was willful, and that, therefore, the evidence does not support the jury’s verdict of guilty.1 A verdict based upon circumstantial evidence

*731carries the same presumption of correctness as other verdicts and will not be disturbed on appeal unless it is unwarranted. State v. Lovejoy, 464 N.W.2d 386 (N.D. 1990). A conviction may be justified on circumstantial evidence alone if it is of such probative force as to enable the trier of fact to find the defendant guilty beyond a reasonable doubt. State v. Carson, 453 N.W.2d 485 (N.D.1990). In an appeal challenging the sufficiency of the evidence, the role of this Court is merely to review the record to determine if there is competent evidence that allowed the jury to draw an inference reasonably tending to prove guilt and fairly warranting a conviction. Id.

Anderson was alone with Douglas when he was injured. She filled the bathtub with water which came out of the tap at a maximum of 150 degrees Fahrenheit, and which she admitted stirring with a brush because the water was very hot. Douglas’s treating physicians and the State’s expert believed that the burn pattern was consistent with Douglas being placed into the water. They also said the burns were inconsistent with Douglas tumbling into the tub. From this evidence, the jury could infer that Anderson placed Douglas into the water and that she knew the water was hot enough to burn Douglas. We conclude that there was sufficient evidence for the jury to find Anderson guilty of aggravated assault.

We reverse the conviction and remand for a new trial on the charge of aggravated assault.

ERICKSTAD, C.J., and LEVINE, J„ concur. Justice H.F. GIERKE III, a member of the Court when this ease was heard, resigned effective November 20, 1991, to accept appointment to the United States Court of Military Appeals and did not participate in this decision.

. We review Anderson's sufficiency-of-the-evidence argument notwithstanding we have ordered a new trial. When the State fails to offer sufficient evidence to sustain a conviction, double jeopardy precludes a retrial. Burks v. United States, 437 U.S. 1, 98 S.Ct. 2141, 57 L.Ed.2d 1 (1978), see abo City of Bismarck v. Schoppert, 469 N.W.2d 808 (N.D.1991); State v. Schwalk, 430 N.W.2d 317 (N.D.1988); State v. McMorrow, 286 N.W.2d 284 (N.D.1979). Reversal for a procedural trial error, however, does not bar further prosecution of the defendant. E.g. Schwalk, 430 N.W.2d at 325 n. 2.