FOR IMMEDIATE NEWS RELEASE NEWS RELEASE #017
FROM: CLERK OF SUPREME COURT OF LOUISIANA
The Opinions handed down on the 15th day of March, 2017, are as follows:
BY GUIDRY, J.:
2016-KK-1412 STATE OF LOUISIANA v. COREI K. GUIDRY (Parish of Orleans)
Judge James T. Genovese, assigned as Justice ad hoc, sitting for Knoll,
J. for oral argument. He now sits as an elected Justice at the time
this opinion is rendered.
Accordingly, the district court's ruling is reversed, the stay issued
by this court is hereby lifted, and the matter is remanded to the
district court for further proceedings.
REVERSED; STAY LIFTED; REMANDED.
JOHNSON, C.J., dissents and will assign reasons.
WEIMER, J., dissents and assigns reasons.
GUIDRY, J., additionally concurs and assigns reasons.
CRICHTON, J., additionally concurs and assigns reasons.
GENOVESE,J., additionally concurs for the reasons assigned by
Justice Guidry and Justice Crichton.
03/15/17
SUPREME COURT OF LOUISIANA
No. 2016-KK-1412
STATE OF LOUISIANA
VERSUS
COREI K. GUIDRY
ON SUPERVISORY WRITS TO THE CRIMINAL DISTRICT
COURT FOR THE PARISH OF ORLEANS
GUIDRY, Justice∗
The issue presented in this case is whether the trial court may allow a
criminal jury to be informed of the possible mandatory minimum sentence faced
by the defendant if, after a conviction on the offense being tried, he were to be
sentenced under the Habitual Offender Law. For the reasons set forth below, we
find the district court erred in denying the State’s motion in limine, which sought to
disallow the defendant from mentioning in argument the mandatory minimum
sentence the defendant could be subject to under the Habitual Offender Law should
the State seek to enhance his sentence under that law and should the court find the
State has proved all of the elements to warrant enhancement of the sentence. We
find the issue of the possible mandatory minimum sentences that may be imposed
if the defendant is convicted and the State successfully pursues enhancement of the
sentence under the Habitual Offender law is too attenuated from the guilt phase of
trial to be discussed before a jury, because it shifts the focus of the jury from its
duty to determine guilt or innocence to issues regarding sentencing, possibly
causing confusion of the issues and inviting the jury to speculate as to why a
∗Judge James T. Genovese, assigned as Justice ad hoc, sitting for Knoll, J. for oral argument. He
now sits as an elected Justice at the time this opinion is rendered.
1
defendant may be facing such a term of imprisonment. Accordingly, we reverse the
district court’s ruling.
FACTS AND PROCEDURAL HISTORY
The defendant, Corei K. Guidry, was charged by a bill of information with
one count of possession with intent to distribute heroin, a violation of La. R.S.
40:966(A)(1); one count of possession with intent to distribute cocaine, a violation
of La. R.S. 40:967(B)(1); one count of possession with intent to distribute
Tramadol, a violation of La. R.S. 40:969(B)(2); and one count of conspiracy to
commit simple escape, a violation of La. R.S. 14:(26)110(A). The charge of
possession with intent to distribute heroin carries the highest sentence: ten to fifty
years at hard labor, La. R.S. 40:966(B)(1). Prior to the start of the trial, the State
filed a motion in limine to exclude mention of an sentence. In its motion, the State
sought to prohibit the trial court and the defendant from informing the jury that, if
convicted, the defendant could face a possible sentence of life imprisonment as a
fourth offender under the Habitual Offender Law, La. R.S. 15:529.1 et seq. The
trial court denied the motion, and the court of appeal denied the State’s writ
application. The State then sought a stay and writs in this court, which issued a stay
and invited a per curiam from the trial court. After supplemental briefing from
both parties, this court granted the State’s writ application to review the district
court’s ruling. State v. Guidry, 16-1412 (La. 9/16/16), ___ So.3d ___, 2016 WL
5462459.
ANALYSIS
The State and the defendant agree the applicable decision of this court with
regard to the inclusion of sentencing ranges in arguments to the jury and jury
instructions provides as follows:
2
When the penalty imposed by the statute is a mandatory one,
the trial judge must inform the jury of the penalty on request of the
defendant and must permit the defense to argue the penalty to the jury.
State v. Hooks, 421 So.2d 880 (La. 1982); State v. Washington, 367
So.2d 4 (La. 1978). In instances other than when a mandatory
legislative penalty with no judicial discretion as to its imposition is
required following verdict, the decision to permit or deny an
instruction or argument on an offense’s penalty is within the
discretion of the trial judge. State v. Williams, 420 So.2d 1116 (La.
1982); State v. Dawson, 392 So.2d 445 (La. 1980); State v. Carthan,
377 So.2d 308 (La.1979); State v. Blackwell, 298 So.2d 798 (La.
1974) (on rehearing)….
State v. Jackson, 450 So.2d 621, 633-34 (La. 1984).
Although the State originally argued below that the trial court abused its
discretion in allowing the jury to be informed of the sentence the defendant could
face if his sentence was successfully enhanced under the Habitual Offender Law,
the State now argues the court should remove from the trial court’s discretion the
decision to permit criminal juries to be made aware of possible sentences under the
Habitual Offender Law. 1 The defendant counters the law should remain as settled
for some forty years, that an enhanced sentence under the Habitual Offender Law
qualifies as an “instance[] other than when a mandatory legislative penalty with no
judicial discretion as to its imposition is required following verdict,” and that the
trial court under the facts of this case did not abuse its discretion in permitting the
jury to be informed of the possible mandatory minimum sentence as a fourth
felony offender. For the reasons set forth below, we hold the trial court erred in
applying Jackson to allow the jury to be informed of the possible enhancement of
the defendant’s sentence under the Habitual Offender Law if the defendant were
convicted and if the State should successfully seek to enhance his sentence under
the Habitual Offender Law.
1
The State allows that an exception could be fashioned when the defendant testifies and is
confronted before the jury with his prior convictions for impeachment purposes. We need not
address that suggestion, as we are not here confronted with that factual scenario.
3
In prefacing our reasons, a brief outline of the applicable law and the
jurisprudence is in order. We commence with the statutes governing the scope of
the argument and the duties of the trial court in charging the jury.
Louisiana Code of Criminal Procedure article 774 states, in pertinent part
that “[t]he argument shall be confined to evidence admitted, to the lack of
evidence, to conclusions of fact that the state or defendant may draw therefrom,
and to the law applicable to the case.” The court shall charge the jury:
(1) As to the law applicable to the case;
(2) That the jury is the judge of the law and of the facts on the
question of guilt or innocence, but that it has the duty to accept and to
apply the law as given by the court; and
(3) That the jury alone shall determine the weight and credibility of
the evidence.
La. C.Cr.P. art. 802.
With regard to sentencing La. C.Cr.P. art. 871 states in part that “[a] sentence is the
penalty imposed by the court on a defendant.” The “law applicable to the case” is,
therefore, the critical inquiry in determining whether a jury may be informed of
potential sentencing, as discussed more fully below.
Prior to 1974, this court’s jurisprudence clearly disfavored parties and trial
courts informing a criminal jury of potential sentences, whether the sentence was
mandatory or not, unless the offense charged was capital in nature. In State v.
Harris, 258 La. 720, 247 So.2d 847 (1971), this court examined the meaning of
“the law applicable to the case” to determine whether sentencing fell within the
scope of La. C.Cr.P. arts. 774 and 802. There, the defendant sought to argue to the
jury the severity of the penalty for armed robbery, pointing out the crime carried a
maximum sentence of ninety-nine years imprisonment, without benefit of
4
probation, parole, or suspension of sentence. He also sought to inform the jury of
the minimum mandatory sentence. Ultimately, the trial judge ruled defense counsel
could not argue the sentencing law to the jury. In affirming the ruling, the Harris
court explained:
The determination of the appropriate penalty and the imposition
of sentence in non-capital cases are functions of the judge. The jury is
concerned only with guilt.
Under Article 802 of the Louisiana Code of Criminal
Procedure, the judge is required to charge the jury as to the law
applicable to the case. Under Article 774, argument to the jury is
restricted to the evidence admitted, to the lack of evidence, to
conclusions of fact, and to the law applicable to the case.
We have held that sentence regulations in non-capital cases,
such as those relating to mandatory terms, probation, or parole, are
inappropriate subjects for the judge’s charge to the jury. These matters
are foreign to the jury’s function of guilt determination and,
consequently, form no part of “the law applicable to the case.” See
State v. Andrus, 250 La. 765, 199 So.2d 867 [(1967)]; State v. Green,
244 La. 80, 150 So.2d 571 [(1963)].
In State v. Green, supra, we said:
In this requested special charge defendant sought to have
the jury charged what sentence could be imposed under
the law in the event of conviction for violation of the
Uniform Narcotic Drug Act, under which defendant was
being tried, and also charged that a person so convicted
was without the benefit of parole, probation, or
suspension of sentence.
Under the law of this state the judge is required to charge
the jury all the law applicable to the accused’s guilt or
innocence of the crime charged, or any lesser crime
included therein, in the light of the evidence adduced. It
is the duty of the jury in such cases to determine the guilt
or innocence of the accused, but in the event of
conviction it is the duty of the judge, and not the jury, to
impose sentence. The fixing of the punishment for
conviction is solely within the province of the judge, and
is no concern of the jury except in capital cases where the
jury may return a verdict of ‘guilty without capital
punishment’ and preclude the judge from imposing the
death sentence. Therefore this requested special charge
was not pertinent, and was correctly refused.
By the same token, sentence regulations form no part of the
applicable law to be argued by counsel before the jury. To allow
5
argument of these matters would inject irrelevant considerations into
the jury’s deliberations as to guilt.
The prevailing rule is that when the penalty is the responsibility
of the judge alone, the sentencing law is an improper subject for
argument to the jury. Abney v. State, 123 Miss. 546, 86 So. 341; 53
Am.Jur., Trial, § 467, p. 373. The supporting decisions from other
jurisdictions are collated in the Annotation, Argument to Jury--Law or
Lawbooks, 67 A.L.R.2d 245, 294. These decisions are based upon the
sound principle that legal matters irrevelant [sic] to guilt should not be
pressed upon the jury.
Harris, 258 La. at 729-31, 247 So. 2d 850-51.2
In 1974, the court again endorsed the principle that juries were not
concerned with issues outside of the guilt or innocence of the defendant, albeit
with the exception of capital cases, and affirmed a trial court’s refusal to instruct
the jury on the penalty range for the charge of armed robbery. State v. Blackwell,
298 So.2d 798 (La. 1974). On rehearing, the Blackwell court followed Harris to
hold that “[i]n those jurisdictions where the jury determines only guilt or innocence
and the court imposes the penalty, it is not error for the court to refuse to instruct
the jury on possible penalties. The general view is that penalty is simply of no
concern to the jury.” 298 So.2d at 804 (on rehearing). The Blackwell court went on
to note, however, that “[o]ur law does not require that the judge charge the jury on
penalty, nor, however, does it prohibit such a charge.” Id. at 804 and 804 n.3x
(noting that it is not reversible error to instruct the jury on the penalty and that
many judges in Louisiana regularly do so). The Blackwell court further
distinguished non-capital cases from capital cases, wherein there is a mandatory
2
Harris was not a unanimous decision. The concurring justice, 258 La. at 732, 247 So.2d at 851,
Tate, J., concurring, sided with the dissenters who reasoned the jury should be informed of the
applicable sentencing law: 258 La. at 732-33, 247 So.2d at 851, Dixon, J., dissenting (the jury
protects against tyranny of the law and the penalty alone may render a law oppressive), and 258
La. at 734-37, 247 So.2d at 852-53, Barham, J., dissenting (there is no constitutional or statutory
prohibition against arguing to the jury or even charging the jury as to the penalty that makes the
law criminal, and because juries do in fact consider penalties in arriving at verdict, it would
appear to be good law that the jury be correctly informed of the penalty).
6
minimum sentence of life imprisonment “sufficient to justify informing the capital
case jury of the effect of its verdict.” Blackwell, 298 So.2d at 804 (on rehearing).
In State v. Prater, 337 So.2d 1107 (La. 1976), the defendant contended the
trial judge had erred in refusing to charge the jury that, in the event defendant was
found guilty of distribution of heroin, a mandatory life sentence would be imposed.
The defendant argued justice requires the jury be informed of this mandatory
penalty so that jurors will give more careful consideration to their verdict. The
Prater court in a plurality decision found no abuse of the trial court’s discretion,
citing Harris and Blackwell. However, one justice concurred only in the result,
noting that four justices, a majority, had expressed their view that jurors should be
fully informed of the consequences of their verdicts, including the penalties
involved, see 337 So.2d at 1109-10, Tate, J., concurring, at least where there is no
sentencing discretion following a conviction, see 337 So.2d at 1110-11, Calogero,
J., dissenting. The concurring justice signaled the erosion of Blackwell, and by
association the principle espoused in Harris, noting that “in any case tried after the
finality of the present decision I shall regard the bench and bar as on notice that, in
the view of a majority of this court, a charge and argument may be required and
permitted, despite Blackwell, when the statutory offense requires a mandatory
legislative penalty, with no judicial discretion as to its imposition following
verdict. Thus, to this extent at least, Blackwell may be regarded as overruled
prospectively by the present opinion.” 337 So.2d at 1110, Tate, J., concurring.
The court in State v. Milby, 345 So.2d 18 (La. 1977), introduced the first
iteration of what has become more familiarly known as the Jackson rule, set forth
above at the outset of this analysis. As the State points out, subsequent cases more
explicitly adopted the view that trial courts must allow juries to be informed of the
7
sentence where the sentence following a conviction is mandatory. Additionally,
however, subsequent cases interpreted language from Blackwell, language the State
describes as dictum, that the trial court has the discretion under the law to allow, or
not to allow, jury instruction or argument on penalties that are otherwise not
mandatory. The Milby court set forth the state of the law, explaining as follows:
In State v. Blackwell, 298 So.2d 798 (La. 1974), we held that
jury instruction or argument on penalties may be allowed or not,
within the discretion of the trial court, because imposition of
sentencing is within the province of the judge and is not a jury
function. In State v. Prater, 337 So.2d 1107 (La. 1976), a majority of
this court agreed that the Blackwell rationale is inapplicable where,
upon conviction, the trial judge must impose a mandatory sentence;
and that, therefore, the trial court is required, upon request of the
defendant, to charge with regard to a mandatory penalty, because then
the penalty is in effect determined by the jury rather than by the judge.
State v. Milby, 345 So.2d at 21. This modification of Blackwell applied
prospectively after Prater. Milby, 345 So.2d at 21.
Although the Jackson rule has been settled law, we agree the time has come
to address the Jackson rule in the context of whether to permit disclosure to the
jury of mandatory minimum sentences that could possibly be imposed under the
Habitual Offender Law. To that end, we turn to the Habitual Offender Law itself
and the jurisprudence applying Jackson in that particular context.
The procedure under the Habitual Offender Law, La. R.S. 15:529.1, allows
for a sentence to be enhanced based on the degree of a defendant’s recidivism. As
the State points out, unless and until a bill of information separate from the
underlying charging document is filed by the district attorney after a defendant’s
felony conviction, there can be no finding of habitual offender status to justify an
enhanced penalty under the law. See La. R.S. 15:529.1(D)(1)(a). A defendant may
be deemed a multiple offender only after the following sequence of events occurs:
the filing of a multiple offender bill of information; an appearance before the court;
8
a contradictory hearing, if necessary; the presentation of evidence on which the
district attorney bears the burden of proof beyond a reasonable doubt on any issue
of fact; and either a finding by the court that the defendant has been convicted of a
prior felony or felonies or the defendant’s acknowledgment or confession in open
court, after being duly cautioned as to his rights, that he has been so convicted. La.
R.S. 15:529.1(D)(l)(a) and (b), (D)(2), and (D)(3). It is only “when the judge finds”
the defendant has been convicted of a prior felony or felonies, or the defendant
acknowledges such status, that the court “shall sentence him to the punishment
prescribed in this Section.” La. R.S. 15:529.1(D)(3).
Several cases from the court of appeal have held the trial court did not abuse
its discretion in disallowing the jury to be informed of the potential sentence under
the Habitual Offender Law. In State v. Dominick, 94-1368, pp. 4-5 (La. App. 4 Cir.
4/26/95), 658 So.2d 1, 3, writ denied, 95-2291 (La. 2/2/96), 666 So.2d 1091, the
Fourth Circuit applied Jackson to a case in which there was a possibility that a
multiple bill would be filed upon conviction to enhance the defendant’s sentence.
There, the defendant had initially pleaded guilty with the understanding that he
would not be multiple billed, but the State, notwithstanding that agreement, filed a
multiple bill. Consequently, the defendant was allowed to withdraw his guilty plea.
The trial court granted the State’s motion in limine prohibiting defense counsel
from relating to the jury the minimum mandatory period of incarceration to which
appellant could be exposed under the Habitual Offender Law. The defendant was
convicted, and on appeal he maintained that, considering the State’s clear and
known intention to file a multiple offender bill alleging three predicate offenses,
the defense should have been permitted to advise the jury that a conviction would
result in a minimum mandatory sentence of twenty years flat time. The court of
appeal found no merit to that claim:
9
Although the multiple bill carries a mandatory minimum, the filing of
the multiple bill is optional with the State. In any event, the
allegations of the multiple bill must be proved before the mandatory
minimum sentence becomes an issue and under [State v. Dorthey, 623
So.2d 1276 (La. 1993)], the trial court has the discretion in not
applying the mandatory minimum sentence if the facts warrant.
Accordingly, any instruction or argument to the jury relative to the
minimum sentence that a defendant could receive as a quadruple
offender is within the discretion of the trial judge. Accordingly, this
assignment is without merit.
Dominick, 94-1368, p. 5, 658 So.2d at 4. The State contends the Fourth Circuit
thus held that no mention of a possible recidivist enhancement sentence was
allowed, even when it was all but inevitable that a multiple offender bill would be
filed.
Similarly, in State v. Guillard, 98-0504 (La. App. 4 Cir. 4/7/99), 736 So.2d
273, 278-79, the defendant asserted the trial court erred in failing to grant his
motion for a mistrial due to the erroneous instructions gratuitously given to the jury
regarding sentencing. He contended the trial court had volunteered information on
the sentencing range for attempted possession of cocaine and erroneously stated he
could get probation, when he was not eligible for probation as a putative third
offender. Defense counsel requested a mistrial, which the trial court denied. The
Fourth Circuit affirmed, reasoning as follows:
Appellant contends that the jury must be informed that the
sentencing range differs for multiple offenders. In the instant case,
appellant elected not to testify; thus, his prior convictions were not
presented to the jury. Had the jury been instructed on the sentencing
range for habitual offenders, the jury would have known that appellant
had been previously convicted. Such result would violate his Fifth
Amendment rights.
Furthermore, a possible adjudication as a habitual offender is a
separate proceeding that punishes one for his status as a recidivist, not
for the most recent conviction. Since a multiple offender bill of
information is not mandatory, but at the discretion of the prosecutor,
the possibility that appellant may later be subject to sentence
enhancement as a recidivist is speculative. At the time of trial, no such
bill had been filed, and there was no showing that even if one was
filed later, that the State could prove appellant’s status as a recidivist.
10
Guillard, 98-0504, p. 9, 736 So.2d at 278-79.
In State v. Richardson, 02-1207, pp. 2-5 (La. App. 4 Cir. 10/9/02), 830
So.2d 344, 345-46, the defendant moved for a mistrial, arguing statements made by
the prosecutor and the trial judge that the defendant could be sentenced up to five
years, and the prosecutor’s statement implying the defendant could possibly walk
out of court a free man, were improper. The district court denied the motion,
reasoning the defendant had opened the door by stating in closing argument that he
faced “a long time in prison,” (presumably referring to the fact that the defendant
was potentially a multiple offender), and the State was justified in responding to
the defendant’s assertion. The trial court found the defendant’s tactics to be
improper because his argument relied solely on sympathy, passion, prejudice, and
bias, rather than facts, guilt, or the lack thereof. The Fourth Circuit affirmed the
denial of the mistrial, reasoning as follows:
The trial court did not err by allowing argument and instruction
concerning the sentencing range without regard to a multiple bill. As
the Louisiana Supreme Court found in Jackson, the choice to permit
an argument about the penalty is within the discretion of the trial
judge. Furthermore, while the state filed a habitual offender bill of
information after defendant was convicted, no habitual offender
hearing has been held. Under our ruling in Guillard, the state would
still have to prove that defendant is a recidivist in order to increase his
sentence and, thus, until that occurs, defendant’s sentence remains
within the original range. Therefore, in addition to the fact that
defendant opened the door for a discussion on the sentencing range,
the trial court’s instruction on the sentencing range was not only
within his discretion, but accurate.
Richardson, 02-1207, pp. 4-5, 830 So.2d at 346.
In addition to the Fourth Circuit jurisprudence, this court has recently
addressed essentially the same issue presented in this case. In State v. Lucien, 16-
715 (La. 4/19/16), 197 So.3d 689, the defendant was charged with possession with
intent to distribute heroin, resisting an officer, and obstruction of justice. The State
11
filed a Prieur notice, indicating its intent to introduce evidence of two prior
convictions for possession of heroin with intent to distribute and possession of
cocaine with intent to distribute. The trial court granted the State’s request to
introduce evidence of the prior convictions. The trial court also ruled that, if the
State introduces evidence of the prior convictions, the defense may inform the jury
that the defendant faces a life sentence as a third offender under the Habitual
Offender Law. The State sought writs, which the court of appeal denied. In this
court, the State filed a writ application seeking to prohibit the defendant from
mentioning that he faced the possibility of a life sentence (1) if convicted and (2) if
the State filed a multiple offender bill and prevailed. This court summarily granted
the State’s writ application with the following order, specifically finding the trial
court had abused its discretion in its ruling:
Granted. We find the district court abused its discretion. The ruling of
the district court is reversed insofar as it permits the defendant to
inform the jury of the possible sentence faced by the defendant if
defendant is convicted and the state successfully pursues recidivist
sentence enhancement. The matter is remanded to the district court for
further proceedings consistent with this order.
Lucien, 16-715, p.1, 197 So.3d 689-90.
In the instant case, the trial court gave reasons for denying the State’s
motion in limine. In an explanatory per curiam, the trial court framed the issue in
terms of “whether it has abused its discretion to allow mentioning to the jury that,
if convicted, the defendant could receive a minimum sentence pursuant to the
habitual offender law.” The trial court cited State v. Dominick, 94-1368, p. 5, 658
So.2d at 3, and State v. Jackson, 450 So.2d at 633-34. The trial court indicated its
belief that “it is clearly misleading for the state to agree with mentioning before the
jury, the mandatory minimum sentence of defendant’s instant charge, but not the
12
mandatory minimum sentence imposed pursuant to the habitual offender law.” The
trial court elaborated:
Although the filing of the multiple bill is optional with the state,
if the allegations are proven, this court is unpersuaded that the state
will not vigorously pursue the allegations set forth in a multiple bill so
that the mandatory minimum could apply to defendant’s sentence.
More particularly, since the defendant has four open cases before this
court, in this instance, the court exercises its discretion because the
court finds that the interest of justice is not served if the State is
allowed to “have its cake and eat it too.”
The trial court summed up the State’s strategy as follows: “Apparently, the State
seems content to utilize the options of insinuating the filing of a multiple bill
during plea negotiations, but hiding its hand when the defendant exercises his
constitutional right to proceed to trial.” The trial court concluded, stating: “Given
the facts, the law, arguments of counsel, and the totality of the circumstances in
this case, this court finds that the ruling was a fair and legal decision well within
the court’s discretion and at no time did the court in any way abuse its discretion.”
The court of appeal denied the State’s writ application. The dissenting judge
found “that the issue of possible sentences which may be imposed if the State
pursues a multiple bill against the defendant is too attenuated from the guilt phase
of the trial to be discussed in front of the jury.” State v. Guidry, 16-0763 (La. App.
4 Cir. 07/27/16) (unpublished), Lobrano, J., dissenting (emphasis in original). The
dissenting judge would have found the trial court’s ruling was “an abuse of
discretion ‘insofar as it permits the defendant to inform the jury of the possible
sentence faced by defendant if defendant is convicted and the state successfully
pursues recidivist sentence enhancement.’ State v. Michael Lucien, 2016-KK-0715
(La. 4/19/16).” Id.
The issue presented is whether the trial court may allow a criminal jury to be
informed of the possible mandatory minimum sentence faced by him if, after a
13
conviction on the offense being tried, he were to be sentenced as a multiple
offender under the Habitual Offender Law. The trial court found it dispositive that
the State in all likelihood would file a multiple offender bill if the defendant went
to trial, and the State had used the high probability of an enhanced sentence in an
attempt to leverage a guilty plea. The defendant similarly contends the Orleans
Parish District Attorney’s Office routinely chooses to exercise its discretion to file
a multiple offender bill at rates significantly higher than other parishes. That the
District Attorney raises the possibility of an enhanced sentence with a mandatory
minimum is, to the defense, an unfair advantage in plea negotiations. The
jurisprudence resulting in Jackson, the defendant argues, manifests the concern the
courts had in the 1970s and 1980s about the trend toward legislatively-determined
mandatory minimum sentences, which removed the discretion historically afforded
to judges during sentencing.
We find no merit to the defendant’s arguments. Even if the State is certain to
eventually file a multiple offender bill, we do not find this fact dispositive in favor
of informing the jury of the possible mandatory minimum sentences if the
allegations in the multiple offender bill are sufficiently proven. Similarly, because
the State has outlined the consequences of a multiple offender bill during plea
negotiations does not translate into an unfair advantage to the State, such that the
jury should necessarily be informed of the possible sentences under the Habitual
Offender Law.
A multiple offender bill is generally not filed until after conviction, such that
it does not logically constitute the “law of the case” for the subject offense at trial
as it pertains to the scope of the jury’s duty as the factfinder. The jury has no role
in the enhancement of a sentence under the Habitual Offender Law, because once
14
the multiple offender bill is filed after conviction, the adversarial hearing is
conducted before the judge and the State must prove to the judge the allegations in
the multiple offender bill. The principle that legal matters irrelevant to guilt should
not be pressed upon the jury, which we explained in Harris, 258 La. at 729-31, 247
So.2d 850-51, applies even more forcefully in the context of the Habitual Offender
Law. It is axiomatic that, if the trial court has not yet conducted a sentencing
hearing, any sentence as a multiple offender is speculative and indeterminate. As
the Guillard court noted, “a possible adjudication as a habitual offender is a
separate proceeding that punishes one for his status as a recidivist, not for the most
recent conviction.” 98-0504, p. 9, 736 So.2d at 278-79. Thus, the defendant’s
status as a putative multiple offender is irrelevant to the determination of guilt or
innocence of the tried offense. Allowing the jury to be informed of the potential
mandatory minimum sentences if and when the defendant is proven to be a second,
third, or fourth felony offender has the potential to shift the focus of the jury from a
determination of guilt or innocence to issues regarding sentencing. Such a shift
would likely confuse the issues for which the jury is responsible and invite jurors
to speculate about sentencing, including why a particular defendant is facing such a
term of imprisonment. 3 In sum, the issue of possible mandatory minimum
sentences that could be imposed if the State successfully pursues enhancement
through a multiple offender bill is too far attenuated from the guilt phase of trial to
be discussed before a jury.
We thus hold that to allow such disclosure constitutes error. The
jurisprudence culminating in the Jackson rule developed outside of the context of
the Habitual Offender Law. The defendant asserts the non-mandatory nature of
3
As the Guillard court also noted, informing the jury of the fact of the defendant’s prior
convictions, when he has not taken the stand, raises important constitutional issues.
15
such enhanced sentencing should be subject to the same jurisprudential rules, and
therefore should be subject to the same discretion of a trial court to permit the jury
to be made aware of the potential sentence as a multiple offender. However,
because the jury has no constitutional or statutory role in the enhancement of a
sentence under the Habitual Offender Law, we find the trial court erred in allowing
a jury to be informed of the possible sentence should the defendant be convicted
and his sentence enhanced under the Habitual Offender Law. Accordingly, the
district court’s ruling is reversed, the stay issued by this court is hereby lifted, and
the matter is remanded to the district court for further proceedings.
REVERSED; STAY LIFTED; REMANDED
16
03/15/17
SUPREME COURT OF LOUISIANA
NO. 2016-KK-1412
STATE OF LOUISIANA
VERSUS
COREI K. GUIDRY
ON SUPERVISORY WRITS TO THE CRIMINAL DISTRICT COURT
FOR THE PARISH OF ORLEANS
WEIMER, J., dissenting.
The singular issue in this case, i.e., whether the district court may inform the
jury of potential sentencing under the Habitual Offender Law, has no specific
statutory law that may be consulted for its resolution. The Habitual Offender Law
does not speak to the issue; neither does the Code of Criminal ProcedureBat least not
directly. Thus, the court is left with general legislative propositions for guidance.
For example: AA court possesses inherently all powers necessary for the exercise of
its jurisdiction Y . It has the duty to require that criminal proceedings shall be
conducted with dignity and in an orderly and expeditious manner and to so control
the proceedings that justice is done.@ La. C.Cr.P. art. 17. See also La. C.Cr.P. art.
774 (indicating Athe law applicable to the case@ is a proper topic of argument at trial);
and La. C.Cr.P. art. 802 (requiring the court to charge the jury A[a]s to the law
applicable to the case@). It has long been recognized that pursuant to La. C.Cr.P.
art. 17, discretion is afforded to courts in matters such as this one, in which courts
are called on to regulate proceedings in the interest of justice and in the absence of
more specific legislative guidance. See State v. Reeves, 263 La. 923, 269 So.2d
815, 816 (1972).
In my view, there is simply not enough information to reach the majority=s
conclusion that Aa multiple offender bill is far too attenuated from the guilt phase of
trial to be discussed before a jury.@ State v. Guidry, 16-1412, slip op. at 15 (La.
3/14/17). What this court has been informed, by the district court, regarding the
prospects of a multiple offender bill is this: AAlthough the filing of the multiple bill
is optional with the state, if the allegations are proven, this court is unpersuaded that
the state will not vigorously pursue the allegations set forth in a multiple bill so that
the mandatory minimum could apply to defendant=s sentence.@ Id., 16-1412, slip
op. at 13 (reproducing an excerpt of the district court=s explanatory per curiam
opinion).
During oral argument before this court, there was great debateBbut no
reference to record evidenceBregarding the prevalence of multiple offender billing
in this particular jurisdiction. In light of the district court=s remarks, I am unwilling
to decide that the interests of justice, as described in La. C.Cr.P. art. 17, have not
been served by the district court=s ruling.
I do not mean to imply that the issue here is simple. There are excellent
arguments on either side of the issue of whether a court should have discretion to
inform the jury of multiple offender sentencing, as recounted by the majority. The
difficulty of the issue of informing the jury of a non-mandatory sentence was also
foreshadowed by this court=s initial vacillation, before settling on the current rule in
favor of allowing discretion, some 30 years ago. See State v. Jackson, 450 So.2d
621, 633-34 (La. 1984). Since that time, the legislature has not altered that rule,
apparently finding no disagreement with this court=s determination to resolve the
issue on a case-by-case basis with discretion afforded to the trial judge, who is most
familiar with all the facts and circumstances. The utilization of habitual offender
2
billing presents a different twist on this issue, but before straying too far from the
long-standing rule by essentially making a new, bright-line rule that removes
discretion from trial judges without all the facts to justify such a rule, I believe it is
important to know more information related to the utilization of the multiple
offender provisions.
Accordingly, I would remand this matter for an evidentiary hearing.
Inasmuch as the majority has announced the standard of Aattenuation@ for deciding
cases such as this one, both the prosecution and defense should be afforded the
opportunity to make an evidentiary record as to whether multiple offender
adjudication is truly attenuated in this particular case. Absent such a hearing, we
cannot fully evaluate how attenuated a multiple offender bill may be here or whether
the district court abused its discretion in ruling that the jury would be informed of
sentencing under a multiple offender bill.
In conclusion, I do not disagree with the majority=s Aattenuation@ standard; I
find that standard consonant with our prior jurisprudence allowing the exercise of
discretion. However, I do not join that part of the ruling that decides the attenuation
issue without evidence, or that part of the ruling that appears to hold that a court
never has discretion to disclose possible sentencing through a multiple offender bill.
Remanding for an evidentiary hearing, in my view, would allow the district court to
adjudicate this case under the newly announced attenuation standard and, as
necessary, would allow more informed supervisory and/or appellate review. Thus,
I respectfully dissent.
3
03/15/17
SUPREME COURT OF LOUISIANA
No. 2016-KK-1412
STATE OF LOUISIANA
VERSUS
COREI K. GUIDRY
ON SUPERVISORY WRITS TO THE CRIMINAL DISTRICT
COURT FOR THE PARISH OF ORLEANS
GUIDRY, Justice, additionally concurs and assigns reasons.
While I subscribe to the majority opinion’s holding that State v. Jackson,
450 So.2d 621 (La. 1984), should not be extended to allow the jury to be informed
regarding potential mandatory minimum sentences under the Habitual Offender
Law, I would go further and reverse Jackson and its earlier iteration in State v.
Milby, 345 So.2d 18 (La. 1977). In my view, the court in State v. Harris, 258 La.
720, 247 So.2d 847 (1971), having examined the meaning of “the law applicable to
the case” to determine whether sentencing falls within the scope of La. Code Crim.
Proc. 774 and 802, correctly stated the law: when the penalty is the responsibility
of the judge alone, the sentencing law is an improper subject for disclosure to the
jury. Harris, 258 La. at 731, 247 So.2d at 855. Though the court on rehearing in
State v. Blackwell, 298 So.2d 798 (La. 1974), reaffirmed Harris, it subsequently
began to go astray in State v. Prater, 337 So.2d 1107 (La. 1976), albeit reaching
the correct result in that case, and ultimately departed from strict application of the
law in Milby and later Jackson, when neither the constitution nor statutory law
regarding the role of the jury in non-capital cases had changed. I would thus apply
the law as written, and return to the rule as articulated in Harris: Aside from
capital cases, it is the duty of the jury to determine the guilt or innocence of the
1
accused based on the evidence adduced, and in the event of conviction, it is the
duty of the judge, and not the jury, to impose sentence. Because affixing the
punishment for conviction is solely within the province of the judge, it is of no
concern to the jury, and therefore should not be disclosed to the jury whether in the
judge’s charge or counsel’s argument. See Harris, 258 La. at 731, 247 So.2d at
855.
2
03/15/17
SUPREME COURT OF LOUISIANA
No. 2016-KK-1412
STATE OF LOUISIANA
VERSUS
COREI K. GUIDRY
ON SUPERVISORY WRITS TO THE CRIMINAL DISTRICT
COURT FOR THE PARISH OF ORLEANS
CRICHTON, J., additionally concurs and assigns reasons.
I agree with the majority’s treatment of the narrow issue presented by this
case. However, I write separately to voice my support of Justice Guidry’s
additional concurrence, specifically his view that the current jurisprudence
subverts the will of the legislature. The Louisiana Constitution imbues the
legislature with the sole authority to define conduct as criminal and provide
penalties for such conduct. La. Const. art. 3, § I;; State v. Taylor, 479 So.2d 339,
341 (La. 1985). As noted by the majority in its opinion, “the jury is the judge of the
law and of the facts on the question of guilt or innocence,” but the court imposes
the penalty in non-capital cases. La. C.Cr.P. arts. 802, 871. It is my view that the
jurisprudential rule prior to the developments that culminated in State v. Jackson,
450 So.2d 621 (La. 1984), more correctly interpreted and articulated these
statutory edicts: “when the penalty is the responsibility of the judge alone, the
sentencing law is an improper subject for argument to the jury.” State v. Harris,
258 La. 720, 731, 247 So.2d 847, 851 (1971). Thus, and should litigants challenge
the broader issue of jurors and sentencing in the future, it is my view that this
Court should examine whether or not to overrule existing precedent and revert to
the standard set forth by this Court in the 1971 Harris opinion.
1
However, I also embrace Chief Justice Johnson’s view, articulated in this
case and many others, that the abusive frequency with which a de minimis number
of jurisdictions invoke habitual offender laws against non-violent actors appears to
do little to protect the people of Louisiana, and depletes the already scarce fiscal
resources of this state. I further agree with Chief Justice Johnson’s view that the
imposition of life sentences on non-violent offenders at a certain point lacks any
meaningful social value and may constitute aberrant cruelty. See, e.g. State v.
Lindsey, 99-3302 (La. 10/17/00), 770 So.2d 339 (Johnson, J., dissenting); State v.
Johnson, 97-1906 (La. 3/4/98), 709 So.2d 672 (Johnson, J., dissenting); State v.
Sugasti, 01-3407 (La. 6/21/02), 820 So.2d 518 (Johnson, J., dissenting); State v.
Parker, 03-0924 (La. 4/14/04), 871 So.2d 317 (Johnson, J., dissenting); Kimbrough
v. Cooper, 05-2335 (La. 11/22/05), 915 So.2d 344 (Johnson, J., concurring in part
and dissenting in part); State v. Johnson, 96-3041 (La. 3/4/98), 709 So.2d 679
(Johnson, J., dissenting).
The Eighth Amendment to the United States Constitution as well as the laws
of this state forbid grossly disproportionate sentences and the needless infliction of
pain and suffering. See State v. Lobato, 603 So.2d 739, 751 (La.1992), citing State
v. Bonanno, 384 So.2d 355 (La.1980). A sentence may be considered grossly
disproportionate if, when weighed against the harm done to society, it shocks the
sense of justice. See Lobato, 603 So.2d at 751, citing State v. Hogan, 480 So.2d
288 (La.1985). I believe we have arrived at a moment where this Court should
examine whether or not the abuse of habitual offender laws by a handful of
jurisdictions violates these constitutional prerogatives. However, as noted
throughout this concurrence, I do not believe the appropriate remedy for curbing
state abuse of La. R.S. 15:529.1 lies with the jury, but rather with the trial court
judge. Thus, if a defendant believes that the state has abused its prosecutorial
discretion in filing a habitual offender bill such that it seeks to impose an
2
unconstitutionally excessive sentence, the defendant should move the court at the
sentencing hearing to depart downward from the mandatory minimum as permitted
by State v. Dorthey, 623 So.2d 1276 (La. 1993), and, if justice requires, the court
ought to grant it. See, e.g., State v. Mosby, 14-2704 (La. 11/20/15), 180 So.3d 1274
(Citing Dorthey, this Court determined that the imposition of a 30-year term of
imprisonment on a non-violent offender who was 72 years old and infirm was
“grossly out of proportion to the severity of the offense” and amounted to nothing
more than the “purposeful imposition of pain and suffering.”).
3
03/15/17
SUPREME COURT OF LOUISIANA
No. 2016-KK-1412
STATE OF LOUISIANA
VERSUS
COREI K. GUIDRY
ON SUPERVISORY WRITS TO THE CRIMINAL DISTRICT
COURT FOR THE PARISH OF ORLEANS
GENOVESE, J., additionally concurs for the reasons assigned by Justice Guidry
and Justice Crichton.
State of Louisiana v. Corei K. Guidry
Court: Supreme Court of Louisiana
Date filed: 2017-03-15
Citations: 221 So. 3d 815, 2017 La. LEXIS 547, 2017 WL 1041202
Copy CitationsCombined Opinion