[Cite as State v. Harris, 2023-Ohio-3271.]
IN THE COURT OF APPEALS OF OHIO
SECOND APPELLATE DISTRICT
CLARK COUNTY
STATE OF OHIO :
:
Appellee : C.A. No. 2022-CA-73
:
v. : Trial Court Case No. 22-CR-0030
:
RONALD HARRIS II : (Criminal Appeal from Common Pleas
: Court)
Appellant :
:
...........
OPINION
Rendered on September 15, 2023
...........
KYLE J. LENNEN, Attorney for Appellant
ERICA D. LUNDERMAN, Attorney for Appellee
.............
EPLEY, J.
{¶ 1} Ronald Harris II was convicted after a jury trial of attempted murder, having
weapons while under disability, carrying a concealed weapon, and improper handling of
a firearm in a motor vehicle, along with accompanying firearm and repeat violent offender
specifications. He received an aggregate sentence of 23 to 28½ years in prison. Harris
appeals from his convictions, claiming that the trial court improperly impaneled the jury
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without his presence and improperly denied his attorney’s pretrial motion to withdraw.
For the following reasons, the trial court’s judgment will be affirmed.
I. Facts and Procedural History
{¶ 2} At 9:48 p.m. on January 9, 2022, after a brief verbal exchange, Harris drew
a firearm from his pocket and shot Matthew Westmoreland as Westmoreland stood by
the front door to the two-story apartment building in which they both lived. The bullet
entered Westmoreland’s chest, exited his back, went through the front door, and lodged
in a wall in the foyer. Harris left the scene and went to a residence in Urbana, where the
police later found him. The gun Harris used was located in his vehicle behind the
residence. Harris had prior felony convictions for aggravated robbery and drug abuse.
{¶ 3} Less than two weeks later, Harris was charged in a seven-count indictment
with attempted murder, felonious assault, carrying a concealed weapon, improper
handling of a firearm in a motor vehicle, improperly discharging a firearm at or into a
habitation, and two counts of having weapons while under disability. The attempted
murder and felonious assault counts included a firearm specification and a repeat violent
offender specification.
{¶ 4} In February 2022, Harris entered a plea of not guilty by reason of insanity,
and his defense counsel raised questions about his competency. The trial court ordered
a competency evaluation. On April 11, 2022, prior to the competency evaluation,
defense counsel moved to withdraw on the ground that Harris wished to represent
himself. Counsel requested an expedited hearing on the motion. At the hearing on April
14, the trial court indicated that it wanted to wait to rule on the motion until the competency
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report was received and a competency hearing held.
{¶ 5} The competency hearing was held on April 28, 2022, during which the parties
stipulated to the competency report finding Harris to be competent. The trial court also
talked extensively with Harris about his desire to represent himself. Ultimately, Harris
requested that a private attorney (rather than a public defender) be appointed to represent
him. The court agreed and permitted Harris’s counsel to withdraw. Later that day, the
trial court appointed new counsel for Harris. The jury trial was scheduled for May 23,
2022. New counsel requested a continuance of that date, which was granted. The trial
was rescheduled for July 27, 2022.
{¶ 6} On May 16, Harris filed a motion to suppress the evidence obtained from the
search of Harris’s vehicle. Defense counsel cited deficiencies in the search warrant and
in the execution of the warrant. After a hearing on June 27, 2022, the trial court denied
the motion to suppress. Harris also filed several pro se motions between May and July
2022. The trial court overruled these motions because he was represented by counsel.
{¶ 7} On July 26, 2022, the day before trial, defense counsel sought to withdraw.
He represented that “communication and trust between counsel and the Defendant has
broken down to the point that effective representation is no longer possible. The
Defendant has requested on more than one occasion new counsel and/or to represent
himself.” The trial court held a hearing that morning. After speaking with defense
counsel and Harris and addressing Harris’s concerns, the trial court overruled the motion.
{¶ 8} A two-day jury trial began on July 27, 2022, as scheduled. The trial court
noted, at the outset, that Harris was not present and was “refusing to come into the
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courtroom.” The court explained to the prospective jurors that Harris had the right to be
there and knew that he could come in at any time, and although the court and the parties
were uncomfortable with his absence, “really we have no choice but to proceed without
him.” Jury selection proceeded and the jury was impaneled and sworn without Harris
present. He joined the proceedings after the lunch recess, at which time the prosecutor
gave his opening statement.
{¶ 9} After opening statements, the State presented the testimony of
Westmoreland, a responding Springfield police officer, an eyewitness, the evidence
technician who processed the scene and Harris’s vehicle, a firearms identification
examiner with the Ohio Bureau of Criminal Investigations (BCI), and two Springfield
detectives. It also offered numerous exhibits, including surveillance videos from the
apartment building, still photographs, the spent bullet and cartridge, the gun and
magazine, Harris’s clothing, a bullet found in Harris’s pocket, the BCI report, and certified
copies of the judgment entries for Harris’s prior convictions. Harris testified on his own
behalf, claiming that he had acted in self-defense. After deliberating, the jury found
Harris guilty of all charges and the accompanying firearm specifications. Per R.C.
2941.149(B), the trial court later determined that Harris was a repeat violent offender.
{¶ 10} At sentencing, the trial court merged the attempted murder, felonious
assault, and improper firing of firearm charges and also merged the two having weapons
while under disability charges. It imposed 3 years for having weapons under disability,
18 months for carrying a concealed weapon, and 18 months for improper handling of a
firearm in a motor vehicle, to be served concurrently. That aggregate three-year
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sentence was to be served consecutively to a term of 11 to 16½ years for attempted
murder. The trial court also sentenced Harris to three years for the firearm specification
and six years for the repeat violent offender specification. Harris’s total sentence was
23 to 28½ years in prison.
{¶ 11} Harris appeals from his convictions, raising two assignments of error. We
will address them in reverse order.
II. Motion to Withdraw
{¶ 12} In his second assignment of error, Harris claims that the trial court erred by
denying his trial counsel’s motion to withdraw.
{¶ 13} Defense counsel moved to withdraw on July 26, 2022, the day before trial.
At the hearing on the motion, which was held the same day, defense counsel told the
court: “I don’t believe I can effectively represent him at this time. Our communication
and our relationship has broken down to that extent. Mr. Harris has informed me on
more than one occasion that he either wants another attorney or he wants to represent
himself. Up until yesterday I thought we could work through that. I don’t believe that’s
the case anymore and I’m asking to withdraw.” July 26, 2022 Hrg. Tr. at 3.
{¶ 14} The court then turned to Harris and asked him “what’s the problem.” When
Harris responded that there were “serious defense counsel issues that I would like
addressed professionally in my due process,” the court asked him to identify those
problems. Harris first mentioned that he had filed several pro se motions. The court
told Harris that he was not allowed to file motions himself while represented by counsel,
so it was not defense counsel’s fault. Harris responded that he expected defense
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counsel to refile the motions. The court then turned to defense counsel and asked if he
had seen the motions and whether he thought the motions had any merit. Counsel said
that he had seen them but did not think they had merit.
{¶ 15} Harris next told the court that he wanted to file a “Brandy” motion, which the
court interpreted as a Brady motion. The court asked the prosecutor whether the State
had provided discovery to the defense. The prosecutor responded that “all the
information has been turned in, the witness list and –.” The court told Harris, “Okay.
You’ve gotten everything that the State has so what’s your next complaint?” Harris
raised again that he had not received a “fair ruling on my own motions.” The court
reiterated that he could not file pro se motions when represented by counsel and counsel
thought those motions lacked merit.
{¶ 16} Finally, Harris raised that he did not believe he could get a fair trial and he
wanted a “change of venue,” meaning that he wanted a different judge to rule on his
motions. The court explained what a change of venue actually meant and that he would
continue to be the judge. Harris stated that he wanted a new judge due to the court’s
“lack of accepting the motions and the defense towards my case.” The trial court
repeated why it had rejected his pro se motions and described the trial process, including
the State’s burden of proof at trial, that he would have the right to present evidence (or
not) and defend himself at trial, and that he had the right to testify in his own defense if
he wanted to but could not be forced to. The court concluded:
You’ve already been through one attorney, [former defense counsel], okay?
We appointed [defense counsel] to represent you. [Defense counsel] is an
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excellent attorney. He rarely has problems getting along with his clients so
I’m not going to play this game where the day before trial you start
complaining about things and asking for another lawyer. [Defense
counsel] is your lawyer. He’s going to represent you tomorrow.
July 26, 2022 Hrg. Tr. at 8-9.
{¶ 17} Harris now argues that the trial court did not adequately inquire about the
alleged breakdown in communication before denying defense counsel’s motion to
withdraw.
{¶ 18} An indigent defendant is entitled to competent representation by the
attorney that the trial court appoints to represent him or her. State v. Brock, 2017-Ohio-
759, 85 N.E.3d 1072, ¶ 25 (2d Dist.). However, it is well established that a defendant
has no right to representation by a particular attorney. State v. Johnson, 2d Dist.
Champaign No. 2019-CA-7, 2019-Ohio-4595, ¶ 27, citing State v. Cowans, 87 Ohio St.3d
68, 72, 717 N.E.2d 298 (1999). To justify the discharge of a court-appointed attorney
based on a breakdown in the attorney-client relationship, the defendant generally must
show that the breakdown is of such magnitude as to jeopardize the defendant’s Sixth
Amendment right to effective assistance of counsel. Brock at ¶ 25; State v. Coleman, 37
Ohio St.3d 286, 292, 525 N.E.2d 792 (1988).
{¶ 19} “[S]ubstitution of counsel is not warranted due to disagreements about trial
strategy or tactics.” State v. Monahan, 2d Dist. Darke No. 2018-CA-2, 2018-Ohio-4633,
¶ 58. Moreover, “mere hostility, tension and personal conflicts between attorney and
client do not constitute a total breakdown in communication if those problems do not
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interfere with the preparation and presentation of a defense.” State v. Furlow, 2d Dist.
Clark No. 2003-CA-58, 2004-Ohio-5279, ¶ 12, citing State v. Gordon, 149 Ohio App.3d
237, 2002-Ohio-2761, 776 N.E.2d 1135, ¶ 12 (1st Dist.). “Competent representation
does not include the right to develop and share a ‘meaningful attorney-client relationship’
with one’s attorney.” Gordon at ¶ 12; see State v. Ware, 2d Dist. Darke No. 2018-CA-8,
2019-Ohio-2595, ¶ 36.
{¶ 20} When reviewing whether a trial court erred in denying a motion for new
counsel, an appellate court should consider: (1) the timeliness of the motion, (2) the
adequacy of the trial court’s inquiry into the matter, (3) the extent of the conflict between
the attorney and client and whether it was so great that it resulted in a total lack of
communication preventing an adequate defense, and (4) the balancing of these factors
with the public’s interest in the prompt and efficient administration of justice. State v.
Jones, 91 Ohio St.3d 335, 342, 744 N.E.2d 1163 (2001), citing United States v. Jennings,
83 F.3d 145, 148 (6th Cir.1996); State v. Lawson, 2020-Ohio-6852, 164 N.E.3d 1130,
¶ 40 (2d Dist.).
{¶ 21} The decision whether to remove court-appointed counsel and allow
substitution of new counsel is addressed to the sound discretion of the trial court, and its
decision will not be reversed on appeal absent an abuse of discretion. Furlow at ¶ 13. A
trial court abuses its discretion if it makes an unreasonable, unconscionable, or arbitrary
decision. State v. Adams, 62 Ohio St.2d 151, 157, 404 N.E.2d 144 (1980).
{¶ 22} We find no abuse of discretion in the trial court’s denial of defense counsel’s
motion to withdraw. Harris’s motion was filed the day before his jury trial was to begin,
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and the court thoroughly inquired into the conflict between Harris and his attorney. While
the trial court’s discussion with Harris did not expressly ask Harris for his explanation of
the breakdown in communication, the court’s questioning sought Harris’s bases for his
conflict with defense counsel. Harris’s primary concern was counsel’s failure to pursue
the issues that Harris had tried to raise in his pro se motions, which the trial court would
not consider. Defense counsel told the court that he had reviewed the pro se motions
and did not believe they had merit. The trial court could have reasonably concluded that
new counsel would reach a similar conclusion and that substitution of counsel would have
little benefit. Harris also mentioned wanting to file a discovery motion and to have a new
judge review his motions, and the trial court addressed those concerns, including by
explaining Harris’s rights at trial the following day. Although defense counsel stated that
a breakdown in communication had occurred, Harris’s responses at the hearing did not
reflect that the breakdown was of such magnitude as to jeopardize his Sixth Amendment
right to effective assistance of counsel.
{¶ 23} Harris’s second assignment of error is overruled.
III. Harris’s Absence During Jury Selection
{¶ 24} In his first assignment of error, Harris claims that the trial court improperly
impaneled a jury without his presence. He argues that Crim.R. 43(A)(1) unambiguously
requires a defendant to be present for the commencement of the trial and thus the trial
court erred in commencing the trial without him.
{¶ 25} Harris’s jury trial was scheduled to begin at 9:00 a.m. on July 27, 2022. At
9:45 a.m., the court proceeded with Harris’s case with counsel and prospective jurors
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present; Harris was not there. After the State indicated that it was prepared to proceed,
the court addressed the prospective jurors, apologized for the delay, and introduced the
court staff, attorneys, and the State’s representative. It continued:
Obviously you see that Mr. Harris is not seated at counsel table. He is
refusing to come into the courtroom. I’m not exactly sure why but he
obviously has the right to be here and I believe he understands that and
we’ve made it clear to him that any time he wants to change his mind, he’s
welcome to come in, have a seat at counsel table, and to be with us. So
he knows that and he’s nevertheless not coming into the courtroom. So
really we have no choice but to proceed without him. I’m very
uncomfortable with that. I know the Prosecutor’s uncomfortable with that
and probably most of all, [Defense Counsel] is uncomfortable with that.
And maybe you’re uncomfortable with that but the bottom line is it’s his
choice and he’s choosing to not come in. So hopefully he will join us
sooner rather than later and you’ll have the opportunity to be introduced to
him.
Trial Tr. at 8-10.
{¶ 26} The court then proceeded with preliminary instructions to the jury pool.
Among the instructions, the court told the group “not to read anything into the fact that Mr.
Harris isn’t coming into the courtroom. It could be for a lot of different reasons or one
reason. We don’t know but that shouldn’t affect one way or another how you examine
the case and the evidence of the case.” Trial Tr. at 12. After providing the preliminary
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instructions, 12 prospective jurors were asked to sit in the jury box and all prospective
jurors were sworn. The prosecutor then conducted his voir dire examination.
{¶ 27} After the prosecutor finished his questioning, the trial court called a brief
recess to allow defense counsel to consult with Harris to see if he would like to come into
the courtroom. When court resumed, Harris again was not present. See, e.g., Trial Tr.
at 32, 61. Defense counsel told the court, “We’re ready to proceed,” and defense
counsel then conducted his voir dire examination.
{¶ 28} After challenges for cause and the examination of additional prospective
jurors, the court called a 15-minute recess before continuing with jury selection. Defense
counsel again spoke with Harris during the recess about coming into the courtroom. See
Trial Tr. at 71, 73-74. However, court resumed with only counsel and the prospective
jurors present. See Trial Tr. at 67, 68-69, 76. Defense counsel told the trial court that
Harris still did not want to come in. Trial Tr. at 74.
{¶ 29} The jury was selected, impaneled, and sworn in Harris’s absence. Trial Tr.
at 109. No prospective juror who expressed that he or she would be influenced by
Harris’s absence was part of the impaneled jury.
{¶ 30} The trial court completed the morning session with additional instructions
for the jury. At the end of its instructions, it told the jury: “Periodically we will check to
see if the Defendant would like to come into the courtroom but I just want everybody here
to understand that that’s entirely within his control.” Trial Tr. at 117. After telling the jury
that the afternoon session would begin with opening statements, the court excused the
jury for lunch.
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{¶ 31} The court then stated that it “want[ed] to make sure the record’s clear that
the Defendant is downstairs in the holding cell.” Trial Tr. at 118. The courtroom deputy
confirmed that he was. The courtroom deputy also stated that Harris had been asked
approximately five or six times during the morning whether he wanted to attend trial. The
court obtained assurances that Harris would be brought to the courtroom right away if he
expressed his desire to come. The trial court then asked defense counsel to check with
Harris during breaks to see if he wanted to come into court. Defense counsel responded
that he had been doing that and would continue to do so. The court also encouraged
defense counsel to ask for a recess at any time to confer with Harris, even in the middle
of witnesses. Finally, the court stated:
I wanted to put on the record too that I suppose we could have brought him
up with some level of force and I did not want to do that because I think had
that happened, I think that might be even, at least as, I think it would be
more prejudicial if he were to be resisting and he was forced to come into
the courtroom. I just don’t think that would be a good scene for anybody
but, again, I do just want to make the record clear that it’s completely up to
him any time he wants to come in we’ll make it happen.
Trial Tr. at 120.
{¶ 32} When court resumed after the lunch recess, Harris was present. Trial Tr.
at 120. The trial court expressly noted Harris’s attendance after the State’s opening
statement. Trial Tr. at 124-125. Harris was in the courtroom for the rest of the trial.
{¶ 33} On appeal, Harris claims that the trial court erred by commencing his trial in
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his absence, contrary to the express language of Crim.R. 43(A).
{¶ 34} A defendant has a fundamental right to be present at all critical stages of
his or her criminal trial. Fifth, Sixth, and Fourteenth Amendments to the United States
Constitution; Article I, Section 10, Ohio Constitution; Crim.R. 43(A); e.g., State v. Grate,
164 Ohio St.3d 9, 2020-Ohio-5584, 172 N.E.3d 8, ¶ 83. However, a defendant’s
absence does not necessarily result in prejudicial or constitutional error. Grate at ¶ 83.
“[T]he presence of a defendant is a condition of due process to the extent that a fair and
just hearing would be thwarted by his absence, and to that extent only.” (Emphasis sic.)
Id., quoting Snyder v. Mass., 291 U.S. 97, 107-108, 54 S.Ct. 330, 78 L.Ed. 674 (1934);
State v. Frazier, 115 Ohio St.3d 139, 2007-Ohio-5048, 873 N.E.2d 1263, ¶ 139.
{¶ 35} Crim.R. 43(A) incorporates a defendant’s due process right to be physically
present. State v. Williams, 6 Ohio St.3d 281, 286, 452 N.E.2d 1323 (1983) (“In Ohio, the
expanded scope of the Due Process Clause, at least in criminal proceedings, had been
embodied in Crim.R. 43(A) * * *.”) That rule provides, in relevant part:
(1) Except as provided in Crim.R. 10 and divisions (A)(2) and (A)(3) of this
rule, the defendant must be physically present at every stage of the criminal
proceeding and trial, including the impaneling of the jury, the return of the
verdict, and the imposition of sentence, except as otherwise provided by
these rules. In all prosecutions, the defendant’s voluntary absence after
the trial has been commenced in the defendant’s presence shall not prevent
continuing the trial to and including the verdict. A corporation may appear
by counsel for all purposes.
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(Emphasis added.) “A jury trial commences after the jury is impaneled and sworn in the
presence of the defendant.” State v. Meade, 80 Ohio St.3d 419, 687 N.E.2d 278 (1997),
syllabus (construing and applying Crim.R. 43(A)).
{¶ 36} A defendant’s right to be present may be waived. Because defense
counsel may act on behalf of his or her client, an express waiver of defendant’s presence
by defense counsel is sufficient to waive the Crim.R. 43 presence requirement. State v.
Vinzant, 2d Dist. Montgomery No. 18546, 2001 WL 1598030, *1 (Dec. 14, 2001).
{¶ 37} In addition, waiver may occur through the defendant’s own actions,
including the defendant’s voluntary absence from court proceedings after trial has
commenced. Meade at 421; Diaz v. United States, 223 U.S. 442, 32 S.Ct. 250, 56 L.Ed.
500 (1912); State v. Kidd, 8th Dist. Cuyahoga No. 109126, 2020-Ohio-4994, ¶ 22. “A
defendant’s absence is voluntary if it is a product of his own free choice and unrestrained
will.” State v. Paige, 8th Dist. Cuyahoga No. 97939, 2012-Ohio-5727, ¶ 22, citing State
v. Carr, 104 Ohio App.3d 699, 703, 663 N.E.2d 341 (2d Dist.1995). When a defendant
refuses to leave his or her cell to attend a court proceeding, the defendant is considered
voluntarily absent. See Grate, 164 Ohio St.3d 9, 2020-Ohio-5584, 172 N.E.3d 8, at ¶ 85
(“Grate voluntarily made himself absent from the hearing by refusing to leave his cell and
attend the video hearing.”).
{¶ 38} In general, defense counsel’s failure to object to a defendant’s absence
results in a waiver of the Crim.R. 43 error, and we review the matter for plain error. Carr
at 703. Plain error arises only when, “but for the error, the outcome of the trial clearly
would have been otherwise.” State v. Long, 53 Ohio St.2d 91, 372 N.E.2d 804 (1978),
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paragraph two of the syllabus.
{¶ 39} Harris focuses on the fact that he was absent when his trial commenced.
In Meade, the Ohio Supreme Court held that a trial court erred when it commenced the
trial without the defendant’s presence. In that case, Meade was in the courtroom while
his attorney and the prosecutor held last-minute plea discussions on the morning of trial.
After hearing that any sentence would likely include prison, he absconded. After waiting
for a period of time with prospective jurors present, the trial court proceeded with jury
selection. Meade never appeared for his trial, and he was found guilty in absentia, over
defense counsel’s objections. The Eighth District reversed, holding that Meade’s trial
had not officially commenced when he disappeared from the courtroom and that the trial
court had erred in proceeding with the trial in his absence.
{¶ 40} In affirming the appellate court, the Ohio Supreme Court reiterated that a
defendant’s right under Crim.R. 43(A) is not absolute, and a defendant’s voluntary
absence “after the trial has been commenced in [the defendant’s presence]” is deemed a
waiver of the right to be present. Meade, 80 Ohio St.3d at 421, 687 N.E.2d 278.
However, a unanimous Court concluded that, because Meade had fled before the jury
was impaneled and sworn, the trial court should have continued the proceedings until
Meade reappeared or was apprehended. Id. at 424.
{¶ 41} In reaching that conclusion, the supreme court reviewed the Eighth District’s
analysis of United States Supreme Court case law interpreting former Fed.R.Crim.P.
43(a), which held that the rule prohibited the trial of a defendant who was not present at
the beginning of trial. Id. at 422. Focusing on Crosby v. United States, 506 U.S. 255,
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113 S.Ct. 748, 122 L.Ed.2d 25 (1993), the Ohio Supreme Court noted Crosby’s holding
that “[t]he language, history, and logic of [federal] Rule 43 support a straightforward
interpretation that prohibits the trial in absentia of a defendant who is not present at the
beginning of trial.” (Emphasis added by Meade.) Id., quoting Crosby at 262.
{¶ 42} The Ohio Supreme Court recognized that the federal rule made a “logical
distinction” between a defendant’s pretrial versus mid-trial absence. Crosby stated that
“the costs of suspending a proceeding already under way will be greater than the cost of
postponing a trial not yet begun. If a clear line is to be drawn marking the point at which
the costs of delay are likely to outweigh the interests of the defendant and society in
having the defendant present, the commencement of trial is at least a plausible place at
which to draw that line.” Id. at 422-423, quoting Crosby at 261. The Ohio Supreme
Court also repeated Crosby’s rationale that “under the common law, felony defendants
generally had an unwaivable right to be present at trial and that an exception to this rule,
set forth in Fed.R.Crim.P. 43, stemmed from the court’s holding in Diaz v. United States
(1912), 223 U.S. 442, 32 S.Ct. 250, 56 L.Ed. 500.” The Ohio Supreme Court
distinguished Meade’s situation from Diaz and Fight v. State, 7 Ohio 180, Pt. I (1835),
which Diaz cited, because they involved a defendant’s flight after trial had begun with the
defendant present.
{¶ 43} The Meade Court further found the Eighth District’s interpretation of Crim.R.
43(A) to be consistent with R.C. 2945.12, entitled “when accused may be tried in his
absence.” That statute provides:
A person indicted for a misdemeanor, upon request in writing subscribed by
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him and entered in the journal, may be tried in his absence by a jury or by
the court. No other person shall be tried unless personally present, but if
a person indicted escapes or forfeits his recognizance after the jury is
sworn, the trial shall proceed and the verdict be received and recorded. If
the offense charged is a misdemeanor, judgment and sentence shall be
pronounced as if he were personally present. If the offense charged is a
felony, the case shall be continued until the accused appears in court, or is
retaken.
(Emphasis added.) The Court recognized that R.C. 2945.12 “permits the trial of accused
felons in absentia only if their voluntary absence occurred after the jury has been sworn.”
(Emphasis sic.) Meade at 424. The Court also found the Eighth District’s interpretation
to be consistent with the law regarding the Fifth Amendment protection against double
jeopardy. Id.
{¶ 44} In this case, the record is clear that Harris was not present when his trial
commenced, as defined in Meade. However, although the trial court told the jury that all
involved were “very uncomfortable” with proceeding without Harris present, defense
counsel did not object to the trial court’s decision to proceed with the trial. Accordingly,
we must review Harris’s claim for plain error.
{¶ 45} We further emphasize that, unlike the defendant in Meade, Harris was not
tried in absentia. While he missed jury selection, Harris attended the remainder of his
jury trial, including the prosecutor’s opening statement (defense counsel deferred and
later waived his opening statement), the State’s case-in-chief, his own defense case
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during which he testified, closing statements, jury instructions, and the pronouncement of
the verdicts. Harris’s defense counsel participated in the entirety of the trial.
{¶ 46} Moreover, we agree with the State’s argument that Harris invited the trial
court’s error due to his deliberate refusal to attend the jury selection portion of trial.
Under the invited error doctrine, an appellant cannot attack a judgment for errors
committed by himself or herself, for errors that the appellant induced the court to commit,
or for errors into which the appellant either intentionally or unintentionally misled the court,
and for which the appellant was responsible. State v. Keeton, 2d Dist. Montgomery No.
29535, 2023-Ohio-1230, ¶ 14, citing State v. Minkner, 194 Ohio App.3d 694, 2011-Ohio-
3106, 957 N.E.2d 829, ¶ 24 (2d Dist.).
{¶ 47} In its appellate brief, the State points to State v. Adams, 12th Dist. Fayette
No. CA95-05-014, 1996 WL 31151 (Jan. 29, 1996), for its contention that invited error
applies in this case. In Adams, the defendant refused to leave his cell for jury selection,
and the trial court proceeded in the defendant’s absence. After jury selection was
completed, the court took a recess; Adams was present when court resumed. On
appeal, the Twelfth District upheld Adams’s conviction. It noted that Adams “was fully
aware of his right to be present and that jury selection was part of the trial, and yet he
refused to be present for jury selection. * * * Appellant did not appear until noon, the time
appellant was aware that the jury selection would have been completed.” Id. at *2. The
appellate court considered trial in Adams’s absence to be invited error. It concluded that
the trial court had not abused its discretion in proceeding with jury selection, as Adams’s
deliberate absence constituted a knowing and voluntary waiver of his right to be present.
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Id. at *3, citing United States v. Tortora, 464 F.2d 1202 (2d Cir.1972).
{¶ 48} Adams was rendered prior to Meade, but other jurisdictions applying
analogous provisions to Crim.R. 43 have similarly applied the invited error doctrine when
faced with a defendant who refused to leave his or her cell to attend trial. See, e.g.,
United States v. Perkins, 787 F.3d 1329 (11th Cir.2015); State v. Howze, 85 Cal.App.4th
1380 (2001) (“a defendant who refuses to come to court under such circumstances is
estopped to assert that the trial improperly commenced in his absence.”). Moreover,
courts have generally found a defendant’s obstructive behavior to avoid attending trial to
be a waiver of their right to physical presence. E.g., California v. Venancio, Cal.App.No.
B320236, 2023 WL 3365593 (May 11, 2023); State v. Jefferson, __ N.C.App. __, 886
S.E.2d 180 (2023) (“Defendant, though his actions, waived his right to be present during
a portion of trial by actively refusing the trial court’s repeated offers for Defendant to attend
trial made during multiple colloquies between Defendant and the trial court.”).
{¶ 49} In one egregious case, the defendant, a so-called sovereign citizen, spoke
with family members prior to trial, trying to understand how not to be present for his federal
criminal trial. Perkins. In a recorded jail phone call, he told his mother that he planned
to act crazy to obstruct the proceedings. On the first day of trial, Perkins refused to come
out of his holding cell and threatened that if the marshals tried to force him to go to the
courtroom, he would go “kicking and screaming.” The district judge discussed at length
with a courtroom deputy, Perkins’s lawyer, and the prosecutor whether to have the
marshals bring Perkins to the courtroom. The court considered alternative audio and
video arrangements that would enable Perkins to observe the trial if he was not willing to
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attend.
{¶ 50} After many failed attempts to persuade Perkins to enter the courtroom so
that the court could begin jury selection, the trial judge decided to bring the courtroom to
him. The judge, counsel for the parties, and a court reporter went to an interview room
in the holding area to discuss the situation with Perkins on the record. The district court
noted that “a transcript cannot adequately convey the threatening demeanor of the
defendant nor the rage that he exhibited throughout.” United States v. Perkins, N.D. Ga.
No. 1:10-cr-97-1-JEC-LTW, 2013 WL 3820716, *6 (July 23, 2013). The judge told
Perkins that she wished he would reconsider his refusal to peaceably come to the
courtroom, and she explained the process that would be used if he would not. Perkins
refused to attend, and the trial proceeded in his absence. After the first day of trial,
Perkins was “quite euphoric, apparently believing that he had outsmarted everyone”; he
boasted to his mother how he had avoided going into the courtroom. Id. at *8.
{¶ 51} Perkins later sought a new trial on the ground that he had not been
physically present for voir dire, as required by Fed.R.Crim.P. 43(a). The trial court
denied the motion, stating that trial had begun when the court conducted proceedings in
the lock-up interview room prior to jury selection. Id. at *15. (We recognize that this
interpretation of when trial commences differs from Meade.) The court further concluded
that, “[b]ased on Perkins’ repeated assertions that he did not wish to participate in his
trial, as well as recordings revealing Perkins’ intention to trick the Court and thereby void
any subsequent conviction, * * * Perkins invited any Rule 43 error that may have occurred.
Further, neither he nor his attorney objected at any time to the procedure that the Court
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followed.” Id. at 22.
{¶ 52} The Eleventh Circuit affirmed. It emphasized that “[t]he rights that the
Constitution provides to a criminal defendant are meant as a shield, not a sword, and the
Federal Rules of Criminal Procedure provide a framework for the fair and efficient
administration of all criminal cases.” Perkins, 787 F.3d at 1338. As for Perkins’s
behavior, the circuit court agreed that he had invited any Crim.R. 43 error:
A criminal defendant who engages in this kind of obstructive behavior does
so at his own peril. The system that Mr. Perkins attempted to disrupt is
designed to protect not only his rights but the rights of all defendants to the
fair administration of the proceedings against them. A district judge cannot
permit a single defendant to jeopardize the whole system. We find no
readily apparent reversible error in the district judge’s decision * * * to
conduct the trial without Mr. Perkins in the courtroom, but we do not pause
long to consider these issues because we find that Mr. Perkins invited any
error that the district court may have committed. Therefore, we reject Mr.
Perkins’s * * * argument that the district court violated Rule 43.
Id. at 1339.
{¶ 53} Returning to Harris’s case, the record establishes that Harris was well
aware that his trial was to begin on the morning of July 27, 2022. The trial court had
issued a scheduling order on May 20, 2022, stating that Harris’s jury trial was set for 9:00
a.m. on July 27, 2022. In addition, the trial court discussed the upcoming trial with Harris
during the July 26, 2022 hearing on defense counsel’s motion to withdraw. At the
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conclusion of that hearing, the court told Harris: “I’ll see you tomorrow morning at 9
o’clock. We’ll pick a jury and they will decide whether or not you’re guilty. That’s how
this works.” July 26, 2022 Hrg. Tr. at 9.
{¶ 54} Harris nevertheless refused to leave the holding cell and come into the
courtroom on the morning of trial. The trial court’s initial remarks to the jury, given at
9:45 a.m., included an apology for keeping them waiting. Prior to the beginning of voir
dire, the court indicated that Harris understood that he had a right to attend the trial and
that he could enter the courtroom at any time. Despite this information, Harris would not
come into the courtroom. The courtroom deputy checked with Harris five or six times
that morning to see if he wanted to appear, and defense counsel spoke with Harris during
recesses. It is clear that Harris’s absence was a deliberate choice. And while this
record does not include the level of obstruction and threat of physical violence that existed
in Perkins, we find no plain error in the trial court’s decision to commence the trial in his
absence, given Harris’s refusal to leave the holding cell and to be physically present for
trial.
{¶ 55} We also do not fault the trial court for failing to obtain Harris’s presence by
force. As stated by the district court in Perkins:
For sure, a court could require the marshals to use whatever force is
necessary to physically compel these resisting defendants into submission,
and into the courtroom. But where there is an alternative, this does not
seem like a very good practice either for the defendants who could be
injured, or for the marshals, who could also get hurt and who could well
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become defendants in a § 1983 suit. Nor is it a good idea for the court
system. Trials should not become the judiciary’s version of the Jerry
Springer show. Besides, requiring that a manacled, shouting defendant
make a one-minute cameo appearance before aghast jurors, who probably
had anticipated a speck more dignity in their federal jury service, seems to
be a high price to pay to satisfy one rather indefinite phrase in Rule 43:
“initially present.”
Perkins, N.D. Ga. No. 1:10-cr-97-1-JEC-LTW, 2013 WL 3820716, at *21.
{¶ 56} We caution that our conclusion should not be read as permission to
commence a trial, at the earliest opportunity, when a defendant expresses reluctance to
leave his or her cell for trial. Trial courts should make every reasonable effort to obtain
a recalcitrant defendant’s cooperation, and we encourage trial courts to make a detailed
record of their efforts and of the defendant’s verbal and physical behavior. Of course,
courts retain the option of continuing the trial date if it appears that the defendant’s future
attendance can be obtained.
{¶ 57} On the record before us, we cannot conclude that the trial court committed
plain error in commencing the trial after Harris refused to leave the holding cell. Rather,
Harris invited the Crim.R. 43(A) error when he refused to leave his cell. Harris’s first
assignment of error is overruled.
IV. Conclusion
{¶ 58} The trial court’s judgment will affirmed.
.............
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TUCKER, J. and HUFFMAN, J., concur.