State v. Green

OPINION

PAGE, Justice.

In September 2004, appellant Lanny David Green was charged by complaint with second-degree criminal sexual conduct based on a claim that he had touched the genitalia of four-year-old E.Q. in early July 2004 at a picnic at Long Lake in Watonwan County. On the first day of trial, the State was permitted to amend the complaint to add a charge of first-degree criminal sexual conduct. The jury found Green guilty of both offenses, and the court of appeals affirmed. We granted review to consider whether the interests of justice require that Green receive a new trial. Underlying this question is Green’s claim that evidence introduced at trial — in the form of an incorrectly transcribed statement Green made to the police — denied him a fair trial. For the reasons discussed below, we conclude that the interests of justice do not require that Green receive a new trial, and therefore affirm.

The facts relevant to this appeal are as follows. In July of 2004, E.Q.’s mother let Green take E.Q. to a picnic Green’s family held at Long Lake. During that picnic, Green and E.Q. were seen entering a changing shed together after they had finished swimming, where they remained for about 15 minutes with the door closed. According to E.Q.’s mother, when E.Q. returned home that evening E.Q. was acting quiet and scared. When asked what was wrong, E.Q. initially said she did not *914want to talk about it. Eventually, E.Q. told her mother that Green had “opened her up and touched her in the private.” As part of the subsequent police investigation, the police conducted a taped interview with Green. During that interview, Green indicated that after swimming at the picnic he took E.Q. into a changing shed and helped her out of her swimsuit. At some point, Green decided that he was going to check to make sure E.Q.’s genital area was clean. When asked what he meant when he indicated that he wanted to make sure that E.Q. was clean, Green said that he “just checked to make sure [there] wasn’t * * * anything in her privates.” Describing his actions, Green stated:

Well I just kind of went like that, I did open her up a little bit, but * * * I wasn’t trying to offend her or anything, I told her * * * I was just gonna check and make sure she was clean, or there wasn’t any sand or whatever * * * in there [that] could cause a rash.

According to the transcript of the interview, the following exchange also took place:

Officer: [W]here just exactly did you put your two fingers?
Green: Well I, oh I don’t know, I suppose in, I can’t remember if it was this way or that way, but * * ⅜ she was on the couch and probably this way and just I checked to make sure there wasn’t anything you know by the top part.

As a result of the police investigation, Green was charged with second-degree criminal sexual conduct. To prove that offense, the State was require to prove beyond a reasonable doubt that Green had sexual contact with E.Q.1 Green’s jury trial commenced on September 14, 2005. That morning, the State moved to amend the complaint to add a charge of first-degree criminal sexual conduct, which required the State to prove beyond a reasonable doubt that Green had sexually penetrated E.Q.2 According to the State, it sought to amend the complaint based on witness statements indicating that Green had sexually penetrated E.Q. The district court granted the State’s motion.

In his opening statement, the prosecutor told the jury that the State would present evidence that Green had admitted to “ ‘opening [E.Q.] up’ ” and to having “just ‘cleaned her out.’ ” The prosecutor did not refer to any specific admission by Green that he had put his finger “in” the victim. During defense counsel’s opening statement, however, the jury was told that it would

probably also hear, and maybe even get a copy, of Mr. Green’s statement to the police where he talked to them * * * and he described to them in his words what he did. He said, “Well, I — oh, I don’t know, I suppose in, I can’t remember if it was this way or that way * * * and just I checked to make sure there wasn’t anything, you know, by the top part.”

(Emphasis added.)

At trial, E.Q.’s mother, testifying for the State, testified that E.Q. had gone swim*915ming with Green at a picnic. After the picnic, E.Q. was “very quiet, very shook[ ] up, very scared.” When asked what had happened, E.Q. told her mother that Green had “opened her up and touched her in the private.” According to E.Q.’s mother, when asked to clarify where she had been touched, E.Q. “pointed to her inside.” "When asked again what had happened, E.Q. claimed that Green “opened her up and touched her,” and pointed to her genital area. On cross-examination, E.Q.’s mother again said that E.Q. had told her that Green “opened her up and touched her” and that the child had pointed to her genital area instead of saying whether she had been touched on the outside or inside.

Deputy Jeremy Nachreiner next testified regarding his interview with Green. Nachreiner testified that Green admitted to helping E.Q. change out of her swimsuit and to “opening] her up a little bit and checking] to make sure there was no sand or any rashes.” During his testimony, Na-chreiner referenced the transcript of his interview with Green, but did not say that Green had admitted to putting his fingers inside E.Q. On cross-examination, the defense successfully moved, without objection, to admit the entire transcript of the interview into evidence. The actual tape recording of Green’s interview with Deputy Nachreiner was never offered or received into evidence. Using the transcript, defense counsel highlighted responses by Green indicating that Green had touched E.Q. “just on the sides” and on “just the top side.”

Christian Archerd, Green’s former girlfriend, also testified for the State. Ar-cherd had attended the picnic and observed Green and E.Q. enter the changing shed together after they had finished swimming. She testified that the two stayed inside the shed for about 15 minutes with the door closed.

Two other witnesses for the State testified to statements they heard Green make about the incident. Lisa Smith stated that Green told her about the incident in the changing shed, and that he admitted that he “cleaned [E.Q.] out.” Smith further testified that Green said that he had “clean[ed] her up [to] make sure that there was nothing in there.” Smith went on to say that Green admitted that he “opened her up and cleaned her out, or something like that. * * * He said he used his fingers, or finger, or something, to clean her out, you know.” Stephanie Morey testified that Green told her that “he had opened [E.Q.] up to make sure there was no sand inside of her.”

The State also elicited testimony from Robert Young of the Watonwan County Sheriffs Office regarding a search conducted of Green’s house. During that search, nude photographs of children were discovered in Green’s bedroom and on various computers located in the house. The discovery of child pornography in Green’s house was significant because, according to Young, research has shown a link between child molestation and the possession of child pornography.

The defense called both Green’s mother and Green himself as witnesses. Green’s mother testified that Green told her only that he “had checked to see if [E.Q.] was clean.” She also admitted, though, that she had previously informed a law enforcement officer that Green had told her that he had “wiped [E.Q.] out.”

In his testimony, Green explained that after swimming, he took E.Q. into a changing shed at the lake, helped her change her clothes, and checked “the top part” of her vagina to make sure it was clean. When asked what he meant when he told Deputy Nachreiner that he had “opened her up a little bit,” Green explained that he meant he had only opened “the top part. *916Just enough to see if there was any yeast infection, or anything like that.” He denied ever using his finger to clean E.Q. out, and, on cross-examination, denied having told anybody that he had done so.

On cross-examination, the State impeached Green using his transcribed interview with Deputy Nachreiner. After reciting Deputy Nachreiner’s question asking where Green had put his fingers, the prosecutor had Green read his response from the transcript “word for word.” Green then read, “Well, I — oh, I don’t know. I suppose in. I can’t remember if it was this way, or that way, but she was on — she was on the couch, and probably this way, and just I checked to make sure there wasn’t anything, you know, by the top part.” When the prosecutor asked what he meant by “I suppose in,” Green responded that he was not referring to E.Q. at all, but was only explaining “in what direction.” Green did not deny or otherwise claim that he had not said “I suppose in” during the interview or that any other part of his answers to Deputy Nachreiner’s questions was transcribed inaccurately.

In his closing argument, the prosecutor noted that Green never disputed having touched E.Q. and, pointing to Green’s multiple explanations for what he had done, argued that if Green had been telling the truth, he would have been able to articulate a reason for his actions. As evidence of Green’s sexual intent, the prosecutor pointed to the child pornography found in Green’s house.

The prosecutor also engaged in an extensive discussion on the issue of penetration. First, the prosecutor noted that any intrusion, however slight, into a genital opening constitutes penetration. The jury was then reminded of the testimony that Green had told others that he had cleaned out E.Q. with his fingers. On that point, the prosecutor observed, “If you clean out your billfold, you are going to have to reach into it. If you clean out your refrigerator, you are going to go into it. You clean out your pocket, you are going to go into it.” The prosecutor then stated:

[Pjerhaps the most telling evidence of penetration comes from the Defendant himself when he was talking back on August 23, 2004, to Deputy Nachreiner. And the deputy asked him, * * * ‘Where, just exactly, did you put your two fingers?”
Mr. Green’s response was, word for word now, ‘Well, I — oh, I don’t know. I suppose in. I can’t remember if it was this way or that way, but she was on— she was on the couch and probably this way. And just I checked to make sure there wasn’t anything, you know, by the top part.”
“Where did you put your two fingers?”
And he said, “I suppose in.”
In where?

Noting that Green had no good explanation for where he had put his fingers, the prosecutor said, “I would submit to you that you ought to take [Green] at his word when * * ⅜ he said, T suppose they went in.’ I submit to you that there is no evidence whatsoever that they could be any other place in this case than that little girl’s private area.”

In his closing argument, defense counsel admitted that Green touched E.Q. in her genital area, but denied that he ever penetrated her. He further argued that E.Q. had not explicitly told her mother that penetration had occurred. Defense counsel also argued that the phrase “I suppose in” was not very clear and could have meant “in this fashion” as opposed to “inside.” In addition, defense counsel argued *917that Green’s statements regarding “wiping out” E.Q. did not indicate penetration.

On September 16, 2005, the jury found Green guilty of both first- and second-degree criminal sexual conduct. On October 31, 2005, Green brought a motion for a new trial in the interests of justice, pursuant to Minn. R.Crim. P. 26.04, subd. 1(1)1, based on defense counsel’s post-trial discovery that the transcript of Green’s interview with Deputy Nachreiner that was introduced at trial had been incorrectly transcribed. Defense counsel argued that the transcript of Green’s answer to the question regarding where he had put his fingers should have been read as “I suppose um.” Defense counsel further argued that, because this statement was “the centerpiece of the State’s case for the first degree charge,” the interests of justice required that Green receive a new trial. As to why he had not discovered the transcription error before trial, defense counsel indicated that, although he was aware that the tape of Green’s interview was available, he did not listen to it before trial because the initial charge was only for second-degree criminal sexual conduct, which did not require a showing of penetration. Defense counsel further indicated:

I am wishing that I had gone and listened to the tape. But, frankly, I don’t know that it would have made any difference to me at that point because I wouldn’t have been listening for the word “in” or “um.” I would have been looking for evidence that could be relied on to establish sexual or aggressive intent. * * * I probably wouldn’t have paid particular attention, * ⅞ ⅜ to whether Mr. Green said “um” or “in.” It was not until the first degree charge was added that that became significant. By then it was too late.

In response to defense counsel’s arguments, the State conceded that the transcript appeared to be erroneous, but argued that defense counsel was aware before trial that a charge of first-degree criminal sexual conduct was possibly forthcoming. The State also argued that there was ample witness testimony at trial indicating that Green had engaged in penetration of E.Q.

After listening to the tape of the interview, the district court denied the new trial motion, stating:

There is much testimony regarding “opening up” or “cleaning out” that was communicated certainly to others and not in the context of the tape or transcript or testimony that was referred to between Mr. Green and Mr. Nachreiner. * * * [Tjherefore, the Court finds that the Defendant is not entitled to a new trial on that issue * * ⅜.

Following the denial of the motion, Green appealed, claiming that the admission of images of child pornography at trial was error and that his attorney rendered ineffective assistance of counsel by introducing the erroneous transcript of his police interview. The court of appeals affirmed the conviction. State v. Green, No. A06-218, 2007 WL 1746684 (Minn.App.June 19, 2007). Green petitioned our court for review, raising the same issues he had raised at the court of appeals. We denied review on those issues, but granted review to consider whether the district court erred when it denied Green a new trial in the interests of justice.

Minnesota’s rules of criminal procedure allow a new trial to be granted if “required in the interests of justice.” Minn. R.Crim. P. 26.04, subd. 1(1)1. We review the denial of a motion for a new trial for an abuse of discretion. State v. Fenney, 448 N.W.2d 54, 62 (Minn.1989).

*918The State first argues that this appeal should be dismissed because Green did not file his motion for a new trial within the 15-day time period set forth in Minn. R.Crim. P. 26.04, subd. 1(3). Green does not dispute that his new trial motion to the district court was untimely. He argues, however, that the timeliness issue was not raised to the district court and has therefore been waived. Because the timeliness issue was not raised in the district court, we agree that it has been waived. See State v. Roby, 463 N.W.2d 506, 508 (Minn.1990) (declining to address issue raised for the first time on appeal).

In the past, in analyzing the “interests of justice,” we have considered a number of factors.3 We have considered the degree to which the party alleging error is at fault for that error. Compare State v. Wembley, 728 N.W.2d 243, 245-46 (Minn.2007) (explaining that the interests of justice did not require consideration of defendant’s argument regarding tape recording because defendant had “affirmatively requested” that the jury consider that recording for a “tactical reason”), and White v. State, 711 N.W.2d 106, 110-11 (Minn.2006) (concluding that the interests of justice did not justify review when individual failed to challenge composition of jury at proper time), with Commandeur LLC v. Howard Hartry, Inc., 724 N.W.2d 508, 512 (Minn.2006) (affording party “benefit of the doubt” in interests of justice when that party attempted to comply with time limits for appeal). We have also considered the degree of fault assigned to the party opposing the motion for new trial. Compare State v. Scanlon, 719 N.W.2d 674, 687 (Minn.2006) (declining to grant new trial in interests of justice because alleged prose-cutorial errors “appear to be the result of oversight or mistake, not deliberate attempts to hide facts or surprise the defense”), and State v. Clifton, 701 N.W.2d 793, 800 (Minn.2005) (stating that, although prosecutor’s comments were inappropriate, she did not use race to disparage defendant and her argument had basis in record, thus rendering reversal in interests of justice inappropriate), with State v. Cabrera, 700 N.W.2d 469, 475 (Minn.2005) (reversing in interests of justice based on “serious prosecutorial misconduct” in interjecting race into closing argument).

In addition, we have considered whether some fundamental unfairness to the defen*919dant needs to be addressed. See State v. Allen, 706 N.W.2d 40, 44 (Minn.2005) (considering defendant’s Blakely argument in interests of justice because such argument was unknown to defendant and contrary to established case law at time it would have had to be raised); Clifton, 701 N.W.2d at 800 (taking into account fairness of defendant’s trial aside from error); see also State v. Osborne, 715 N.W.2d 436, 441-42 (Minn.2006).

Finally, the grant of a new trial in the interests of justice appears to be reserved for extraordinary situations. See In re Welfare of S.M.E., 725 N.W.2d 740, 744 (Minn.2007) (discussing the application of the interests of justice in exceptional cases); Valencia v. Markham Co-op. Ass’n, 210 Minn. 221, 226, 297 N.W. 736, 738-39 (1941) (discussing our hesitance to grant a new trial in the interests of justice except in exceptional cases).

Applying these considerations, we hold that the trial court did not abuse its discretion when it denied Green’s motion for a new trial. Obviously, the State bears responsibility for the inaccurate transcription of Green’s taped interview with Deputy Nachreiner as well as for its failure to discover that the transcript was inaccurate before it was provided to Green’s counsel and used at trial. The State did not, however, withhold any information from the defense or attempt to exploit the inaccuracy in the transcript during its case-in-chief. In fact, the State did not refer to Green’s erroneously transcribed statement in its opening statement, in its direct examination of Deputy Nachreiner, or at any other time during the presentation of its case.4

Green, however, bears responsibility for the admission of the inaccurate interview transcript into evidence. It was Green’s defense counsel who, without having listened to the tape of the interview to verify the accuracy of Green’s statement, put the inaccurate transcript in front of the jury during his opening statement. Evidently Green, who was present during the opening statement, did not bring this inaccuracy to his counsel’s attention. His defense counsel then, while cross-examining Deputy Nachreiner, successfully moved to have the entire transcript of the interview, including the inaccurate statement, admitted into evidence. Further, when cross-examined about his statement, Green, the person in the best position to know what he had said during the interview, did not deny that he had said “I suppose in” or otherwise call attention to the transcript’s inaccuracy. In light of these facts, we conclude, on balance, that Green bears the greater responsibility for the inaccurately transcribed statement’s placement before the jury.

We also conclude, based on the record presented, that the admission of the inaccurately transcribed statement did not result in any fundamental unfairness to Green. First, the inaccurately transcribed statement was given by Green himself, and its proper content was peculiarly within his personal knowledge. Yet, as noted previously, when given the opportunity on cross-examination to deny saying “I suppose in,” Green did not do so. Instead, he merely attempted to clarify what he meant when he used the word “in.”5 In addition, *920it is relevant to our fairness analysis that the erroneous statement likely had no significant impact on the jury’s verdict, in light of the strength of the evidence presented against Green. Cf. State v. Wright, 726 N.W.2d 464, 478 (Minn.2007) (stating that, in harmless error analysis, appellate courts should consider impact of erroneously admitted evidence on verdict). Three individuals gave testimony indicating that Green had admitted “opening [E.Q.] up” or “cleaning her out.” E.Q.’s mother also testified that E.Q. told her that Green had “opened her up and touched her in the private.” Moreover, the similarity between the statements Green made to each of these individuals is striking, as is the similarity between those witnesses’ testimony and Green’s own statements — both to the police and at trial — that he had “opened [E.Q.] up” to make sure she was clean.

Finally, based on a careful review, we are satisfied that there is nothing in the record to indicate that this case falls into the category of exceptional cases requiring the grant of a new trial in the interests of justice. Although the State was responsible for the erroneous transcription of Green’s taped police interview, the State did not engage in any misconduct with respect to the use of that transcribed interview. Further, we are satisfied that none of Green’s constitutional rights were violated and that he received a fair trial.

Having concluded that, on balance, Green bears the greater responsibility for his inaccurately transcribed statement being put in front of the jury, that the admission of the inaccurate statement did not result in any fundamental unfairness to Green, and that this is not an exceptional case warranting a new trial, we hold that the district court did not abuse its discretion when it denied Green’s motion for a new trial in the interests of justice.6

Affirmed.

DIETZEN, J., not having been a member of this court at the time of the argument and submission, took no part in the consideration or decision of this case.

. "Second-degree criminal sexual conduct” is defined, in relevant part, as sexual contact with an individual under 13 years of age by an actor more than 36 months older than that individual. Minn.Stat. § 609.343, subd. 1(a) (2006). “Sexual contact” is defined, in relevant part, as the intentional touching of an individual’s intimate parts committed with aggressive or sexual intent. Minn.Stat. § 609.341, subd. ll(a)(i) (2006).

. "First-degree criminal sexual conduct” is defined, in relevant part, as sexual penetration of an individual under the age of 13 by an actor more than 36 months older than that individual. Minn.Stat. § 609.342, subd. 1(a) (2006). “Penetration” is defined as any intrusion, however slight, into a genital opening by any part of the actor’s body. Minn. Stat. § 609.341, subd. 12(2)(i) (2006).

. In their briefs and oral arguments to us, the parties suggest that our decision should be guided by our jurisprudence on newly-discovered evidence. Green claims that we must apply the test set forth in Larrison v. United States, 24 F.2d 82, 87-88 (7th Cir.1928), over-mled by United States v. Mitrione, 357 F.3d 712, 718 (7th Cir.2004), applicable to newly-discovered evidence of falsified testimony. Under the Larrison test, a new trial is to be granted if: (1) the court is reasonably well-satisfied that the testimony in question was false; (2) without that testimony the jury might have reached a different conclusion; and (3) the petitioner was taken by surprise at trial or did not know of the falsity until after trial. Pippitt v. State, 737 N.W.2d 221, 226-27 (Minn.2007). The State argues that the test set out in Race v. State, 417 N.W.2d 264, 266 (Minn.1987), for all other newly-discovered evidence should be applied. Under Race, a new trial should be granted if: (1) the evidence was not known to the defendant or his counsel at the time of trial; (2) the failure to learn of the new evidence was not because of a lack of diligence; (3) the evidence is material; and (4) the evidence will probably produce an acquittal or more favorable result at a retrial. Id.

We decline to apply either of the tests advocated by the parties. First, we granted review under the interests of justice standard of Rule 26.04, subdivision 1(1)1, not under subdivision 1(1)5, which permits a new trial to be granted based on newly-discovered evidence. Moreover, because the tape recording of Green’s police interview was in existence and made available to Green's defense counsel in advance of Green's trial, the post-trial discovery of the transcription error did not constitute newly-discovered evidence in the sense contemplated by either Larrison or Race.

. It is also of some significance that the error in transcription was not so facially obvious as to render inexcusable the State's failure to discover it. Our independent review of the tape of Green’s interview reveals that it is simply unclear what the transcribed word should actually be.

. Because the facts are not before us, we have no occasion to consider how our analysis might differ if the State had introduced the inaccurate transcript into evidence for the purpose of exploiting Green’s apparent admission either during its case-in-chief or during its cross-examination of Green. Further, *920because Green took the stand, we have no opportunity to consider how our analysis might differ if Green had exercised his constitutional right to remain silent.

. As a final matter, we note that by order of November 21, 2007, we deferred consideration of a motion by Green to strike portions of the State’s brief and appendix. Because none of the challenged materials are in the trial record, and therefore are not properly before us, Green's motion to strike is granted.