This is the second time we have addressed this § 1983 action, in which plaintiff Herman Harris alleges that police officer Zachary Pittman used excessive force in arresting him after an intense hand-to-hand struggle between the men. Previously, we reversed the district court's grant of summary judgment to Officer Pittman on qualified immunity grounds, finding that the district court erred when it failed to construe the evidence in the light most favorable to Harris. On remand, the district court again held that Pittman is entitled to qualified immunity as a matter of law.
We must reverse for a second time. The district court again based its qualified immunity holding on inferences drawn in favor of Officer Pittman. But as we held in our prior decision, the court was obligated to construe the salient facts in the light most favorable to Harris, as the party opposing summary judgment. And on Harris's version of the disputed facts, construed in the light most favorable to him, a reasonable jury could find a violation of Harris's clearly established Fourth Amendment rights. Because there remain genuine factual disputes bearing on Pittman's entitlement to qualified immunity, the district court erred in awarding summary judgment to Pittman.
I.
A.
This case centers around Officer Pittman's use of deadly force at the conclusion of a violent, hand-to-hand struggle between Pittman and Harris. The parties agree that Pittman shot Harris several times at point-blank range. And Harris does not dispute that Pittman's first shot, into his chest, was justified by the intensity of the struggle and the threat he posed to Pittman's safety. As we have held, however, even where an initial use of deadly force is reasonable, the repeated use of force may be constitutionally excessive if circumstances change in a material way. See Waterman v. Batton , 393 F.3d 471 , 481 (4th Cir. 2005). And so the critical disagreement here is over the precise circumstances under which Pittman fired his final shots at Harris: whether, as Pittman says, a deadly struggle was ongoing, with Harris standing over Pittman, as Pittman fired; or whether, as Harris has it, the struggle was over, with Harris lying on the ground, wounded and unarmed, when Pittman stood above him and fired two more shots into his chest and leg.
The events leading up to this confrontation began when a Fayetteville, North Carolina police officer noticed a vehicle that had been reported stolen the previous night. The officer alerted other officers in the area to be on the lookout for the suspects involved, described as "early- to mid-teenage black males." J.A. 237-38. One nearby officer spotted Harris, a then-38-year-old black male whom the parties now agree had no role in the reported vehicle theft. Nonetheless, the officer "noticed that [Harris] was on his cell phone, walking at a fast pace, sweating excessively and appeared to be nervous." J.A. 245. Further, according to the officer, Harris "avoided eye contact and had rapid head and hand movement." Id. Based on this information, the officer determined that Harris was behaving suspiciously and turned his vehicle to pursue Harris.
Harris began to run, and as he fled, he came into Officer Pittman's line of sight. Pittman got out of his squad car and gave chase. According to Pittman, as he gained on Harris, he threatened to use his taser on Harris in an attempt to stop his flight. Harris continued running, and Pittman eventually caught him at the edge of a wooded bramble and tackled him down a steep incline into some shrubs.
When the men came to a stop, a hand-to-hand struggle ensued. Pittman attempted to use his taser against Harris, and alleges that Harris tried to use the taser against him as well. Both times, however, the men were able to deflect the taser's aim, and though each felt the partial effects of the discharges, Pittman "could not use the [t]aser to [his] advantage" to effectuate Harris's arrest and secure his own safety. J.A. 241. The struggle continued to escalate, and though the parties dispute who first reached for Pittman's firearm, the two men fought for control of the gun. The gun fired while in Pittman's holster, and the bullet struck Harris's right ring finger, severing part of it.
According to Pittman, Harris then wrestled the gun away from Pittman, pointed it at Pittman's face, and pulled the trigger. But for a firearm malfunction, Pittman says, Harris would have killed him. The gun did not go off, however, and Pittman regained control of the weapon. Pittman then fired the first of his intentional shots at Harris, striking him in the chest. As noted above, Harris does not argue that Pittman lacked justification for this initial use of deadly force.
Thus, while Harris disputes some of the preceding details, it is at this point that the parties' narratives diverge in ways most significant to this appeal. There remains some overlap in their accounts: The parties agree that Pittman now had full control over his weapon, leaving Harris unarmed; Pittman does not contend either that Harris was armed or that he mistakenly believed him to be armed. And they agree that Pittman continued to fire his gun at Harris. But the parties vigorously dispute the factual circumstances directly attendant to those final shots, which form the basis for Harris's excessive force claim.
On Pittman's account, there was no material change in circumstances as he fired at Harris. According to Pittman, once he regained control of his firearm, he was lying on the ground and saw Harris standing a few feet away. Fearing another attack, Pittman "fired [his] weapon until [ ] Harris fell," consistent with training that had taught him to fire until a perceived threat is eliminated. J.A. 242. Although Pittman does not specify how many shots he fired, he is adamant that he fired each at roughly the same time and under the same circumstances: Pittman was on the ground, and Harris was on his feet, presenting an imminent threat to Pittman's life and safety.
On Harris's account, by contrast, Pittman fired three shots, and the circumstances changed significantly between the first shot and the second two. According to Harris, Pittman's initial shot, which "hit[ ] him in his right chest area," had "lift[ed] him off his feet," J.A. 379, so that he was lying on the ground badly wounded. Pittman then got to his feet and stood over Harris, who "was not trying to escape, nor ... showing any further resistance." J.A. 329. And then, Harris says, while he was lying bleeding and subdued on the ground, Pittman shot him twice more, once in the chest and then in the back of his left leg. The final shot struck Harris in the left buttock, broke his femur on the way through his body, and exited his body near his groin, suggesting that Harris rolled onto his stomach before Pittman fired for the last time.
B.
Harris initiated this § 1983 action against Pittman, proceeding pro se - that is, without the assistance of counsel - and alleging that Pittman used excessive force against him in violation of his Fourth Amendment rights. Pittman moved for summary judgment, asserting qualified immunity as a defense.
The district court granted Pittman's motion for summary judgment. As the district court explained, a defendant like Pittman is entitled to qualified immunity at the summary judgment stage if (1) the facts, viewed in the light most favorable to the plaintiff - here, Harris - do not demonstrate a violation of the plaintiff's constitutional rights; or (2) they do, but the relevant constitutional right was not clearly established at the time of the alleged violation. J.A. 206-07; see also Waterman , 393 F.3d at 476 . Focusing on the first prong, the district court held that Pittman had not violated Harris's Fourth Amendment rights because Pittman's use of force was objectively reasonable as a matter of law.
In making that determination, the district court appeared to credit Pittman's account of the immediate circumstances under which he fired at Harris. As the district court described the relevant facts, Pittman regained control of his gun while he was lying on the ground, and then, having turned on his gun light, saw "Harris standing a few feet from him." J.A. 208 (emphasis added). Able to see only a "partial silhouette" of Harris, the district court went on, "Pittman believed that Harris was still a threat and his life was in danger." Id. Still on the ground, Pittman fired at the upright Harris and then, when Harris did not fall, continued to fire. Under those circumstances, the district court concluded, no genuine dispute of material fact remained as to whether Pittman's use of force had been objectively reasonable under the Fourth Amendment.
Harris appealed, and we reversed. See Harris v. Pittman , 668 F. App'x 486 (4th Cir. 2016) (per curiam). The parties' "different versions of the salient facts," we held, gave rise to a material dispute over "what occurred when Pittman fired the final shots at Harris," including "whether Harris was standing or lying down." Id. at 487 . Instead of resolving that dispute in Pittman's favor at the summary judgment stage, the district court was required to view the facts "in the light most favorable" to Harris. Id. Its failure to do so meant that the district court had not answered the critical question in the case: "whether, construing the facts in the light most favorable to Harris (i.e., Harris was lying on the ground when Pittman, still on top of him, fired the final shots), a reasonable officer would have probable cause to believe that Harris posed a significant threat of death or serious physical injury to the officer or others." Id. (citing Tennessee v. Garner , 471 U.S. 1 , 3, 11-12, 105 S.Ct. 1694 , 85 L.Ed.2d 1 (1985) (describing Fourth Amendment standard for use of deadly force)). Accordingly, we vacated the grant of summary judgment and remanded with instructions "to determine, in the first instance, if construing the salient facts in the light most favorable to Harris, Pittman is entitled to qualified immunity." Id.
On remand, the district court again granted summary judgment to Pittman. This time, the court assumed that Pittman was standing over Harris when he fired the final shots. But even under those circumstances, the court held, his use of force was objectively reasonable as a matter of law. That the final shots were (by assumption) fired while Pittman was standing over Harris, the court reasoned, did not render them unreasonable, given record evidence "that the shots were fired in rapid succession" and the preceding "relentless" attacks on Pittman by Harris, "even after [Harris was] struck by a taser." J.A. 393. And "[n]otably," the court concluded, "from the location of [Harris's] wounds, it appears that Pittman intended his shots only to disable [Harris]." Id.
Because Harris's own assertions did not establish a constitutional violation, the court held, Pittman was entitled to summary judgment under the first prong of the qualified immunity analysis. And in any event, the court continued, Pittman would be entitled to summary judgment under the second prong, because even if Harris could establish a violation of his Fourth Amendment right to be free of excessive force, that right was not clearly established with the requisite specificity at the time of the incident.
Harris timely noticed this appeal and again submitted uncounseled and informal briefing. We appointed counsel for Harris, who filed a brief on his behalf, and heard argument in the case.
II.
On appeal, Harris argues that the district court erred by failing to follow this court's mandate and construe the evidence in the light most favorable to him on summary judgment. According to Harris, when viewed under the proper standard - construed in the light most favorable to him, with all reasonable inferences drawn in his favor - the record evidence would allow a reasonable jury to find that Pittman violated his clearly established constitutional rights. We agree.
Our holding is a narrow one. How an ultimate fact-finder might weigh and evaluate the parties' accounts and the other evidence in this case is not the question before us. The only issue on appeal is whether, at this early stage of the litigation and before a jury has had a chance to assess witness credibility and other evidentiary issues, it can be said that Pittman is entitled to qualified immunity as a matter of law. We conclude that genuine factual disputes bearing directly on Pittman's qualified immunity defense preclude the award of summary judgment, and therefore reverse the judgment of the district court.
A.
Harris alleges a violation of his rights under the Fourth Amendment, which "guarantees citizens the right 'to be secure in their persons ... against unreasonable ... seizures.' " Graham v. Connor , 490 U.S. 386 , 394, 109 S.Ct. 1865 , 104 L.Ed.2d 443 (1989) (quoting U.S. Const. amend. IV ). The Fourth Amendment's bar on unreasonable seizures prohibits the use of excessive force by a police officer in effectuating an arrest. Clem v. Corbeau , 284 F.3d 543 , 549-50 (4th Cir. 2002).
To determine whether an officer's use of force is excessive, we apply a "standard of objective reasonableness." Id. at 550 . In this case, the parties agree that Pittman used deadly force against Harris when he fired repeatedly at Harris at point-blank range. Because the "intrusiveness of a seizure by means of deadly force is unmatched," a police officer may use deadly force only if the officer has "probable cause to believe that [a] suspect poses a threat of serious physical harm, either to the officer or to others." Waterman , 393 F.3d at 477 (quoting Garner , 471 U.S. at 9, 11 , 105 S.Ct. 1694 ).
Harris does not dispute that this standard was satisfied when Pittman fired his first intentional shot at him, during an intense hand-to-hand struggle. Instead, Harris focuses on Pittman's final two shots, invoking case law establishing that even when an initial use of force is objectively reasonable, subsequent applications of force - even moments later - may not be. Because the inquiry into excessiveness turns on "the information possessed by the officer at the moment that force is employed," "force justified at the beginning of an encounter is not justified even seconds later if the justification for the initial force has been eliminated." Id. at 481 (citing Elliott v. Leavitt , 99 F.3d 640 , 643 (4th Cir. 1996) ). It follows, we held in Brockington v. Boykins , 637 F.3d 503 , 507-08 (4th Cir. 2011), that even where an officer originally was justified in shooting at a suspect, the use of deadly force became objectively unreasonable once the suspect, disabled by the officer's initial shots, fell to the ground.
B.
With that legal standard in mind, we turn to the district court's treatment of the record in evaluating Pittman's motion for summary judgment. It is axiomatic that in deciding a motion for summary judgment, a district court is required to view the evidence in the light most favorable to the nonmovant - here, Harris - and to draw all reasonable inferences in his favor. See Jacobs v. N.C. Admin. Office of the Courts , 780 F.3d 562 , 568 (4th Cir. 2015). Importantly, that obligation does not give way to a court's doubts about the credibility of a nonmoving party's account. A district court may not "weigh the evidence or make credibility determinations," id. at 569 , and is not in a position "to disregard stories that seem hard to believe," Gray v. Spillman , 925 F.2d 90 , 95 (4th Cir. 1991). Instead, the district court was required to construe the record evidence favorably to Harris, even if it did not believe that Harris ultimately would prevail at trial. See Jacobs , 780 F.3d at 568 (district court may not grant summary judgment "merely because the court believes that the movant will prevail if the action is tried on the merits" (internal quotation marks omitted)).
We review de novo the district court's grant of summary judgment. Lee v. Town of Seaboard , 863 F.3d 323 , 327 (4th Cir. 2017). And here, we analyze the district court's decision not only against the record, but also for conformity to the mandate we issued in our earlier ruling in this case. See Doe v. Chao , 511 F.3d 461 , 464-65 (4th Cir. 2007). In that earlier ruling, we identified a genuine and material dispute of fact as to "what occurred when Pittman fired the final shots at Harris," particularly "whether Harris was standing or lying down." Harris , 668 F. App'x at 487 . It followed, we held, that the district court was obliged to accept Harris's version of events - "i.e., Harris was lying on the ground when Pittman, still on top of him, fired the final shots" - and consider whether, on those facts, a "reasonable officer would have probable cause to believe that Harris posed a significant threat of death or serious physical injury to the officer or others." Id. (citing Garner , 471 U.S. at 3, 11-12 , 105 S.Ct. 1694 ).
1.
Consistent with our instruction, the district court on remand specifically addressed Harris's allegation that at the time of the final two shots, Pittman was standing above Harris, who was lying wounded on the ground. 1 Even under those circumstances, the district court concluded, there could be no Fourth Amendment violation: As a matter of law, Pittman reasonably believed that Harris remained a threat to his safety, satisfying the Garner standard. In reaching that determination, however, the district court improperly drew inferences in favor of Pittman, rather than Harris, and appears to have misapprehended both our mandate and our circuit's governing law.
We may dispense quickly with one of the three rationales offered by the district court for its conclusion: that "from the location of plaintiff's wounds, it appears that Pittman intended his shots only to disable plaintiff," J.A. 393. Harris suffered four gunshot wounds, three of which were inflicted intentionally: two wounds to Harris's chest, and a third to the back of his leg that broke his femur and narrowly missed his femoral artery. To conclude that this pattern of wounds reflects an intent "only to disable" is to draw an inference - and a heroic one - in favor of Pittman, not Harris, in violation of basic summary judgment principles. And it has nothing to do with the legal question of whether Pittman's final two shots were justified. Whatever his motives, Pittman used deadly force when he fired his gun at Harris; what matters is whether he had objectively reasonable grounds for doing so under Garner , not whether he expected or hoped that Harris could survive the shooting. See Elliott , 99 F.3d at 642 ("intent or motivation of the officer is irrelevant" in evaluating use of deadly force).
In holding that Pittman's final shots were justified even if Harris by then was lying on the ground wounded, the district court also relied on a finding that "the record reflects that the shots were fired in rapid succession." J.A. 393. In support, the court cited the affidavits of two Fayetteville police officers, recounting what they were told by two auditory witnesses - witnesses who did not see the events in question but heard the gunshots. Both witnesses, according to the officers, heard substantially the same thing: a gunshot (presumably the accidental discharge during the struggle for Pittman's holstered gun), followed "[a]fter about a 30-second pause" by "three more gun shots and someone yelling," J.A. 252 - or, for the other witness, followed "[a] few seconds later" by additional shots, J.A. 259-60.
The district court did not explain what significance it was attaching to its determination that Pittman fired his shots at Harris in "rapid succession." One possibility is that the court perceived an inconsistency between three shots fired in "rapid succession" and Harris's version of events, in which there was time between the first and second of these shots for Harris to fall to the ground and Pittman to get to his feet. But that, too, would require drawing inferences in Pittman's favor and against Harris. The witness statements focus on the temporal gap between the first (accidental) discharge and the subsequent (intentional) firings; they do not specify the time elapsed between each of the final three shots. And while the statements do suggest that those shots were clustered together in relation to the previous discharge, that does not foreclose the possibility that there still was time enough between the first two intentional shots for Harris to fall and Pittman to regain his footing. Only by drawing inferences against Harris rather than in his favor could the court have found a conflict between the witness statements and Harris's account. 2
Moreover, the question before the district court, as laid out expressly in our mandate, was whether, assuming Harris's version of events - specifically, that "Harris was lying on the ground when Pittman, still on top of him, fired the final shots" - those final shots were justified under the Fourth Amendment. Harris , 668 F. App'x at 487 . Pointing to record evidence that might, construed in Pittman's favor, suggest that Pittman and not Harris was lying on the ground cannot answer that question, and it is not responsive to the mandate from our prior decision. See Doe , 511 F.3d at 465 (district court may not reconsider questions resolved by an appellate court's mandate).
The other possibility is that the district court reasoned that because the shots were fired in "rapid succession," they should be analyzed collectively and as one sequence, so that the conceded justification for the first shot would extend to the final two as well. But any such rationale would be inconsistent with our case law, which rejects precisely this approach and instead insists that "the reasonableness of force employed can turn on a change of circumstances during an encounter lasting only a few seconds," Waterman , 393 F.3d at 481 (rejecting argument that reviewing subsequent shots separately from initial shot draws "artificial divisions in the sequence of events" (internal quotation marks omitted)). That shots are fired in "rapid succession," in other words, is not enough to establish, as a matter of law, that the risk of physical harm to Pittman that supported the first shot still existed at the time of the second and third - when, by hypothesis, Harris, having been struck in the chest by the first shot, was lying on the ground wounded and unarmed. See Brockington , 637 F.3d at 507 ("pars[ing]" sequence of shots and finding that safety risk that justified initial shots did not justify subsequent shots once suspect, wounded, had fallen to ground).
That leaves the district court's third and last rationale: that Pittman's final shots were reasonable as a matter of law even if he was standing over a prone Harris because Harris's attack on Pittman had been "relentless," continuing "after [Harris] was struck by a taser on two occasions." J.A. 393. Here, the district court appears to be reasoning that Harris demonstrated unusual persistence and endurance in his struggle with Pittman, making it reasonable for Pittman to believe that Harris remained a threat while lying on the ground wounded and unarmed, with Pittman above him holding a gun. See J.A. 393-94 ("[T]he record reflects that Pittman reasonably believed that plaintiff would continue to attack Pittman at all costs."). But even if a jury could draw this inference in Pittman's favor, the district court on summary judgment could not. See Jacobs , 780 F.3d at 568 (district court must draw all reasonable inferences in favor of nonmovant at summary judgment stage).
On Harris's account, which has him "lift[ed] ... off his feet" and thrown to the ground by Pittman's first shot to his chest, J.A. 379, a reasonable jury could find that it would have been evident to Pittman, at least once he regained his footing and stood over Harris with his gun, that Harris was badly wounded and subdued. Pittman acknowledges turning on his gun light before opening fire, suggesting he had the opportunity to observe Harris's condition as he fired the final shots. Nor, again, does Pittman allege that he believed Harris to be armed at that point. And viewed most favorably to Harris, the evidence suggests that by the time of the final shot - which, he says, struck him in the left buttock and exited his body near his groin - Harris had rolled over and was lying with his face in the ground. Against all of this, the district court seems to have concluded that Harris showed himself to be uniquely threatening when he proved impervious to two prior taser strikes - but that is yet another inference improperly drawn in Pittman's favor, given Pittman's own account of finding himself unable to deploy his taser effectively against Harris. On this point, in other words, the district court again erred by drawing inferences in favor of Pittman, when the opposite is required on summary judgment.
2.
On appeal, Pittman does not defend the district court's answer to the question we posed in our mandate: "whether, construing the facts in the light most favorable to Harris (i.e., Harris was lying on the ground when Pittman, still on top of him, fired the final shots), a reasonable officer would have probable cause to believe that Harris posed a significant threat of death or serious physical injury," Harris , 668 F. App'x at 487 . Instead, he rejects the premise - and with it, our mandate - arguing for the first time that Harris's account should not be credited on summary judgment, primarily because it is "blatantly contradicted by the record" and thus fails to create a genuine dispute of fact under Scott v. Harris , 550 U.S. 372 , 380, 127 S.Ct. 1769 , 167 L.Ed.2d 686 (2007). Even if this argument were not foreclosed by the mandate rule that precluded Pittman from raising it before the district court, see Doe , 511 F.3d at 465 , we would find it unpersuasive.
In Scott v. Harris , which also involved a Fourth Amendment excessive force claim, the Supreme Court was faced with a videotape of the incident in question that "utterly discredited" the plaintiff's account, rendering it a "visible fiction." 550 U.S. at 380-81 , 127 S.Ct. 1769 . As between a videotape of undisputed authenticity, id. at 378 , 127 S.Ct. 1769 , and the plaintiff's story, the Court held, the videotape should prevail. Where the nonmoving plaintiff's account is "blatantly contradicted by the record" so that "no reasonable jury could believe it," it should not be adopted by a court ruling on a motion for summary judgment. Id. at 380 , 127 S.Ct. 1769 .
As we have clarified, Scott is the exception, not the rule. It does not "abrogate the proper summary judgment analysis, which in qualified immunity cases 'usually means adopting ... the plaintiff's version of the facts.' " Witt v. W. Va. State Police, Troop 2 , 633 F.3d 272 , 276 (4th Cir. 2011) (quoting Scott , 550 U.S. at 378 , 127 S.Ct. 1769 ). That standard continues to apply in the face of "documentary evidence" that lends support to a government official's account of events, id. , or even makes it "unlikely" that the plaintiff's account is true, United States v. Hughes , 606 F.3d 311 , 319-20 (6th Cir. 2010) (holding that Scott does not apply to photographs rendering plaintiff's account "unlikely"). Summary judgment is proper under Scott only when there is evidence - like the videotape in Scott itself - of undisputed authenticity that shows some material element of the plaintiff's account to be "blatantly and demonstrably false." Blaylock v. City of Phila. , 504 F.3d 405 , 414 (3d Cir. 2007) (refusing to extend Scott to evidence in form of police photographs that fail to depict "all of the defendant's conduct and all of the necessary context"); see also Witt , 633 F.3d at 277 (holding Scott inapplicable to soundless video that does not capture key disputed facts).
The Scott principle has no application here. That is perhaps clearest with respect to Pittman's reliance on police officer affidavits recounting the statements of auditory witnesses to the shootings. According to Pittman, those statements, because they fail to describe a "meaningful pause" between shots, "blatantly contradict" Harris's account, just as the video in Scott v. Harris "blatantly contradicted" the plaintiff's account in that case. We have discussed already the absence of any necessary conflict between the witness statements and Harris's version of events. More important here, second-hand descriptions by police officers of the impressions of witnesses who heard but did not see the crucial events are a far cry from an authentic videotape that "depict[s] all of the defendant's conduct and all of the necessary context that would allow the [c]ourt to assess the reasonableness of that conduct," Blaylock , 504 F.3d at 414 (describing Scott video and distinguishing two police photographs). Affidavits that "offer[ ] some support for a governmental officer's version of events" are a routine feature of excessive force cases, and they do not justify a departure from the normal summary judgment standard. Witt , 633 F.3d at 276 .
Pittman points to two other forms of evidence that he contends "blatantly contradict" Harris's account: DNA evidence indicating the presence of Harris's DNA on Pittman's gun; and post-altercation photographs showing bruises and scratches on Pittman's face, hands, and legs. But none of that evidence actually contradicts, blatantly or otherwise, Harris's crucial contention on summary judgment: that after a hand-to-hand struggle over Pittman's gun - which would account for Pittman's injuries, and during which Harris admits he reached for Pittman's gun, though he claims to have done so defensively - Pittman gained control over the weapon, used it to shoot Harris once in the chest, and then , after Harris fell to the ground badly wounded, stood over Harris and shot him twice more. Pittman's evidence, in other words, runs out at precisely the moment the parties' accounts critically diverge, and thus cannot establish that Pittman is entitled to summary judgment under Scott v. Harris . See Witt , 633 F.3d at 277 (declining to apply Scott to soundless video that "fails to capture seven important seconds of the incident, about which the parties' accounts decidedly differ"). 3
Finally, there is the last piece of evidence on which Pittman relies to show that the record "blatantly contradicts" Harris's version of events: the summary of facts accompanying Harris's state court Alford plea. After the events at issue here, Harris faced multiple charges in North Carolina, including one for assaulting a law enforcement officer (Pittman) with a firearm, and one for possession of a firearm (Pittman's gun) by a felon. Harris responded by entering an Alford plea, which allows a defendant to "proclaim[ ] he is innocent" but "intelligently conclude[ ] that his interests require entry of a guilty plea," where the "record before the judge contains strong evidence of actual guilt," United States v. Davis , 679 F.3d 177 , 186 (4th Cir. 2012) (internal quotation marks omitted). The "distinguishing feature" of an Alford plea is that "the defendant does not confirm the factual basis" for his plea; the statement of facts accompanying an Alford plea is not intended to establish guilt but to "ensure merely that the plea is being intelligently entered." United States v. Taylor , 659 F.3d 339 , 347 (4th Cir. 2011) (internal quotation marks and alteration omitted).
According to Pittman, the state prosecutor's summary of facts, to which Harris consented, "blatantly contradicts" Harris's critical assertion that he was lying on the ground when Pittman fired his final shots. It follows, Pittman concludes, that Scott v. Harris precludes a court from crediting Harris's account on summary judgment. Pittman cites no cases applying Scott v. Harris in this context, and we have found none. In any event, we cannot agree that the summary of facts that accompanied Harris's Alford plea "blatantly contradicts" Harris's account.
Not surprisingly, the prosecutor's summary focused on the facts underlying the actual charges against Harris, describing in detail the struggle for control of Pittman's weapon, Harris's temporary possession of the gun, and Harris's attempt to fire the gun point-blank at Pittman. The precise circumstances under which Pittman fired at Harris are the subject of less attention. According to the prosecutor, once Pittman took control of his weapon, he was able to "discharge[ ] his firearm" at a then-standing Harris, after warning Harris to "get down." J.A. 168. The rest is a brief and undifferentiated account of Pittman's intentional shots: "The [o]fficer discharged his weapon striking the defendant multiple times" in the torso area and leg. J.A. 168-69. As the prosecutor explained, although there was "lots more evidence," his summary was intended to establish only what was material to the charges against Harris: that Harris "possessed [Pittman's firearm] for long enough to pull that weapon, pull that trigger." J.A. 169.
We discern no "blatant contradiction" between the prosecutor's summary of facts and the account Harris advances on summary judgment. Because they were not material to the charges against Harris, the state prosecutor did not dwell on the precise circumstances surrounding Pittman's final shots at Harris, the crux of Harris's § 1983 action. Most important, the prosecutor did not specify whether all of Pittman's shots were fired while Harris was standing, or only the first intentional shot - meaning that his account can be reconciled with Harris's, which also has Harris standing when the shooting begins. See Witt , 633 F.3d at 277 (declining to apply Scott to "ambiguous" evidence). Moreover, at the plea hearing, Harris's counsel noted for the record that Harris was disputing some of the details in the prosecutor's account. J.A. 171 (noting that Harris disputed "his actual possession or control over the firearm and some of the other instances relating to the struggle that did ensue"). Harris's plea colloquy thus does not foreclose his account of the critical events. And because there is no record evidence that "blatantly contradicts" Harris's account under Scott , we apply our normal summary judgment standard for qualified immunity cases, "adopting ... the plaintiff's version of the facts," Witt , 633 F.3d at 276 (quoting Scott , 550 U.S. at 378 , 127 S.Ct. 1769 ). 4
In addition to his argument under Scott , Pittman offers an alternative justification for going beyond our mandate and refusing to adopt Harris's account in evaluating the reasonableness of Pittman's use of force: According to Pittman, doing so would require invalidating Harris's state court conviction, something a federal court may not do under Heck v. Humphrey , 512 U.S. 477 , 114 S.Ct. 2364 , 129 L.Ed.2d 383 (1994). This argument - also raised for the first time on appeal - is without merit. Nothing about Harris's § 1983 suit calls into question his North Carolina judgment of conviction on charges of assaulting Officer Pittman while in possession of Pittman's gun. Harris would remain guilty on those charges even if Pittman were found to have used excessive force when he arrested Harris following Harris's commission of his crimes.
In sum, there is no ground in this case for departing from the standards that generally govern a motion for summary judgment based on a qualified immunity defense. As we explained in our prior ruling, those standards require a district court to view the facts in the light most favorable to the plaintiff and to draw all reasonable inferences in the plaintiff's favor. Harris , 668 F. App'x at 487 . And although the district court assumed that the final shots were fired while Pittman was standing over Harris, in holding that Pittman's use of deadly force nevertheless was reasonable as a matter of law it drew a series of inferences in favor of Pittman, not Harris, and overlooked record evidence that could support Harris's claim. 5 Accordingly, we find that the district court erred in granting summary judgment by failing to construe the evidence in the light most favorable to Harris.
C.
Having determined that the district court erred in its analysis, we must now consider whether, construing the salient facts in the light most favorable to Harris, Pittman is entitled to qualified immunity as a matter of law. Harris argues that when the record is viewed in the light most favorable to him, he can show that Pittman's final two shots, fired while Harris was lying on the ground wounded and unarmed, violated his Fourth Amendment rights, and that those rights were clearly established at the time of the incident. We agree, and reverse the district court's contrary finding.
In assessing Pittman's qualified immunity defense, this court applies a familiar two-step inquiry. Saucier v. Katz , 533 U.S. 194 , 201, 121 S.Ct. 2151 , 150 L.Ed.2d 272 (2001) ; see also Pearson v. Callahan , 555 U.S. 223 , 236, 129 S.Ct. 808 , 172 L.Ed.2d 565 (2009) (granting courts the discretion as to order in which two steps are addressed). At step one, we ask "whether the facts alleged or shown, taken in the light most favorable to the plaintiff, establish that the police officer's actions violated a constitutional right." Meyers v. Balt. Cty. , 713 F.3d 723 , 731 (4th Cir. 2013). At step two, the question is whether the right at issue was "clearly established" at the time of the officer's conduct. Id. (quoting Saucier , 533 U.S. at 201 , 121 S.Ct. 2151 ).
We begin with the first prong, on which the district court primarily relied: whether Pittman's alleged conduct violated Harris's Fourth Amendment right to be free of excessive force in the making of an arrest. Harris claims that once he had been knocked to the ground with a gunshot wound to his chest, the justification for Pittman's initial shot - the threat posed to Pittman by Harris as they struggled for control of his weapon - was neutralized. At that point, he argues, a "reasonable officer" no longer "would have probable cause to believe that Harris posed a significant threat of death or serious physical injury," Harris , 668 F. App'x at 487 (citing Garner , 471 U.S. at 3, 11-12 , 105 S.Ct. 1694 ), rendering Pittman's final two shots objectively unreasonable and thus constitutionally excessive.
Viewing the record in the light most favorable to Harris, we think a reasonable jury could reach just that conclusion. We took the same view in Waterman , in which an extended highway chase ended with police officers firing a series of shots at the plaintiff's vehicle as it accelerated toward them and then passed them, killing the plaintiff. 393 F.3d at 473-75 . The officers' initial shots, we held, were constitutionally justified, and no reasonable jury could find to the contrary: As the vehicle approached, the officers had an objectively reasonable belief that it "posed an immediate threat of serious physical harm" to them. Id. at 477-79 . But the situation changed, we reasoned, "mere seconds" later, once the vehicle passed the officers and the officers continued to fire after it. Id. at 480-82 . At that point, the record evidence, viewed in the light most favorable to the plaintiff, would allow a reasonable jury to find that the officers "knew or should have known" that the plaintiff had passed them without veering in their direction, and that "any belief that the officers continued at that point to face an imminent threat of serious physical harm would be unreasonable." Id. at 482 .
So too here. Harris does not dispute that Pittman's first intentional shot, fired when Pittman regained control of his weapon during a hand-to-hand struggle with Harris, was justified by an objectively reasonable belief that Harris posed a very serious threat to Pittman's safety. But on Harris's account, which we credit at this stage of the litigation, circumstances changed after that first shot, which struck Harris in the chest, "lift[ed] him off his feet," and threw him to the ground. J.A. 379. At that point, according to Harris, Pittman got to his feet and took aim at Harris, now lying on the ground wounded, unarmed, and "not trying to escape ... [or] showing any further resistance," J.A. 329, before firing two more shots into his chest and the back of his leg. Viewing the evidence in the light most favorable to Harris - including Pittman's own statement that he had turned on his gun light, and evidence suggesting that Harris rolled onto his stomach before Pittman fired for the final time - a reasonable jury could find that Pittman "knew or should have known" that Harris no longer posed an imminent threat to his safety that justified the further use of deadly force. Cf. Waterman , 393 F.3d at 482 .
And Waterman is not our last word on this subject. In Brockington v. Boykins , we applied Waterman 's logic to a situation closely resembling the one at issue here. That excessive force case, like this one, began with a confrontation between the plaintiff and a police officer, sufficiently serious that the plaintiff ultimately was convicted on criminal charges in state court - there, for kidnapping the officer. 637 F.3d at 504-05 . And as in this case, the plaintiff did not dispute that when the officer fired on him initially, hitting him in his hand and his abdomen, that use of deadly force was justified. Id. at 507 . The issue - just as here - was that the officer allegedly continued to shoot down at the plaintiff, even after the plaintiff, wounded by the initial shots, had fallen to the ground, unarmed. We affirmed the denial of the officer's motion to dismiss on qualified immunity grounds. That the officer's shots were all part of a single series, with the initial shots concededly justified, did not establish that the final shots were justified as well; instead, we found, "it is possible to parse the sequence of events as they occur." Id. Drawing all inferences in favor of the plaintiff, we reasoned, his account, if credited, would substantiate a Fourth Amendment violation: "There is no indication that deadly force was necessary or reasonable once [the plaintiff] was initially shot, thrown to the ground by the force of the bullets, and wounded." Id. (citing Garner , 471 U.S. at 9-11 , 105 S.Ct. 1694 ).
That analysis governs here. Accepting Harris's account and drawing all inferences in his favor, as we must, Pittman - just like the officer in Brockington - would have known that Harris was lying on the ground wounded and unarmed at the time of the final two shots. See id. ("drawing all inferences in favor of [the plaintiff]," it would have been apparent to the officer that the plaintiff was wounded and unarmed). And at that point, "[r]ather than shoot [Harris] as he lay helpless on the ground, a reasonable police officer would have asked him to surrender, called for backup or an ambulance, or retreated," id. In sum, under Brockington , as well as Waterman , the facts alleged by Harris, taken in the light most favorable to him, would allow a reasonable jury to find a violation of his constitutional rights, satisfying the first prong of the qualified immunity analysis. See Meyers , 713 F.3d at 731 .
That leaves us with the district court's alternative holding, under the second prong of the analysis: that even if Pittman could be found to have violated Harris's right to be free of excessive force, Pittman is entitled to qualified immunity because that right was not "clearly established" with sufficient specificity at the time of the incident. See id. We disagree.
The cases on which we rely above, laying out the rule that governs here, were decided in 2005 ( Waterman ) and 2011 ( Brockington ), before the 2012 events of this case. Since 2005, it has been established that "an imminent threat of serious physical harm to an officer is not sufficient to justify the employment of deadly force seconds after the threat is eliminated if a reasonable officer would have recognized when the force was employed that the threat no longer existed." Waterman , 393 F.3d at 482 (emphasis added). Six years later, in Brockington , we held that the Waterman rule was sufficiently specific to "clearly establish[ ]" the right of a suspect, once shot by an officer and lying wounded on the ground, not to be shot again. Brockington , 637 F.3d at 508 . And although an exact factual match is not required to overcome a qualified immunity defense, see Hope v. Pelzer , 536 U.S. 730 , 741, 122 S.Ct. 2508 , 153 L.Ed.2d 666 (2002), Brockington certainly comes close: Under Brockington , it is clear that even a police officer who has just survived a harrowing encounter that necessitated the use of deadly force to extricate himself may not continue to use deadly force once he has reason to know that his would-be assailant is lying on the ground wounded and unarmed, 637 F.3d at 507-08 . This is not a case, in other words, in which an officer would be required to reason backward from case law "at a high level of generality" to determine whether his conduct violated a constitutional right. Cf. Ashcroft v. al-Kidd , 563 U.S. 731 , 742, 131 S.Ct. 2074 , 179 L.Ed.2d 1149 (2011). Here, "pre-existing law makes the unlawfulness" of the conduct in question - as alleged by Harris, and drawing all reasonable inferences in Harris's favor - " 'apparent.' " Clem , 284 F.3d at 553 (quoting Anderson v. Creighton , 483 U.S. 635 , 640, 107 S.Ct. 3034 , 97 L.Ed.2d 523 (1987) ). 6
In so holding, we are cognizant of the reality that "police officers are often forced to make split-second judgments - in circumstances that are tense, uncertain, and rapidly evolving," Graham , 490 U.S. at 397 , 109 S.Ct. 1865 . This is a case in point; even on Harris's account, and certainly on Pittman's, Officer Pittman was faced with a genuine and no doubt terrifying threat to his safety during his struggle with Harris. We do no more today than reiterate what this court repeatedly has held: that even where deadly force initially is justified by a significant threat of death or serious physical injury, a police officer may not continue to employ deadly force when the circumstances change so as to eliminate the threat. Applying that principle to this case, we conclude that Pittman is not entitled to qualified immunity on summary judgment.
This conclusion, of course, does not mean that Harris "will prevail if the action is tried on the merits," Jacobs , 780 F.3d at 568 (internal quotation marks omitted). That decision is not ours - or the district court's - to make at this juncture. Instead, we hold only that there remain genuine disputes of material fact bearing on Pittman's qualified immunity defense, and that summary judgment therefore is not appropriate on this record. 7
III.
For the foregoing reasons, we reverse the judgment of the district court granting summary judgment and remand for further proceedings consistent with this opinion.
REVERSED AND REMANDED
The district court referred to the final "shot," singular, J.A. 393, while Harris's account alleges that, of the three shots Pittman intentionally fired at Harris, both the second and third were fired at him after he had fallen to the ground. See Harris , 668 F. App'x at 487 (referring to final "shots," plural). Nothing in the district court's analysis, however, appears to turn on this distinction.
All of this assumes, of course, the admissibility and credibility of the affidavits and the second-hand accounts they contain. An affidavit used to support or oppose a motion for summary judgment generally "must be made on personal knowledge," Fed. R. Civ. P. 56(c)(4), which these affidavits - consisting of police officers' summaries of witness statements - are not. And even if there were an actual conflict between admissible affidavits and Harris's account, it would be up to a fact-finder to assess credibility and weigh the evidence.
Pittman also suggests that this DNA and photographic evidence contradicts some of Harris's earlier statements about the encounter, in which he denied touching Pittman's gun or engaging in an intense struggle with Pittman. Whether there are meaningful discrepancies between Harris's various accounts of events and, if so, what bearing they have on Harris's ultimate credibility, are questions to be assessed by a finder of fact.
The parties also dispute whether Harris's Alford plea has preclusive effect in this § 1983 action, independent of Pittman's argument under Scott v. Harris . Because we find no conflict between the summary of facts accompanying Harris's Alford plea and Harris's account in this action, we need not resolve that question.
The district court also suggested that Harris had not produced competent evidence to support this part of his account because he relied on "unverified documents." J.A. 392. In fact, Harris's opposition to Pittman's summary judgment motion was verified, and a party opposing summary judgment may rely on verified filings. See Williams v. Griffin , 952 F.2d 820 , 823 (4th Cir. 1991) (explaining that courts treat verified pleadings as "the equivalent of an opposing affidavit for summary judgment purposes, when the allegations contained therein are based on personal knowledge"). And our prior ruling, of course, was premised on the conclusion that Harris indeed had established a genuine dispute of fact as to "whether Harris was standing or lying down," requiring the district court to assume on remand "Harris was lying on the ground when Pittman, still on top of him, fired the final shots." Harris , 668 F. App'x at 487 .
In reaching the opposite result, the district court discussed neither Waterman nor Brockington . Instead, it relied on a series of cases involving suspects who were wounded or fallen but also armed or thought to be armed when the police continued shooting. See J.A. 395 (citing Elliott , 99 F.3d at 641 , 644 ; Maradiaga v. Wilson , 518 F. Supp. 2d 760 , 775 (D.S.C. 2007) ; and Estate of Rodgers ex rel. Rodgers v. Smith , 188 F. App'x 175 , 183 (4th Cir. 2006) ). But as we explained in Brockington itself, such cases - and we mentioned Estate of Rodgers specifically - do not govern where, as here, "[i]n drawing all inferences in favor of [the plaintiff], he was unarmed and this fact was apparent," so that the justification for the initial use of force had been eliminated. 637 F.3d at 507 . Nothing about those cases, in other words, conflicts with Waterman or Brockington , or undermines the clarity of the rule those precedents establish.
We note that Harris on several occasions moved in the district court for the appointment of counsel. In his informal brief before this court, Harris appealed the district court's denial of his most recent motion. Although Harris's counseled brief did not re-raise this issue, we encourage the district court on remand to consider appointing counsel for Harris to assist in the litigation of the case. See Brooks v. Johnson , 924 F.3d 104 , 122 n.9 (4th Cir. 2019).