UNITED STATES DISTRICT COURT
FOR THE DISTRICT OF COLUMBIA
STATE OF ALABAMA, et al.,
Plaintiffs,
and
WATER WORKS AND SANITARY
SEWER BOARD OF THE CITY OF
MONTGOMERY, ALABAMA, et
al.,
Plaintiff-Intervenors,
v. Civil Action No. 15-696 (EGS)
UNITED STATES ARMY CORPS OF
ENGINEERS, et al.,
Defendants,
and
STATE OF GEORGIA, et al.,
Defendant-Intervenors.
ALABAMA POWER COMPANY,
Plaintiff,
v. Civil Action No. 15-699 (EGS)
(Consolidated with No. 15-696)
UNITED STATES ARMY CORPS OF
ENGINEERS, et al.,
Defendants.
MEMORANDUM OPINION
i
Table of Contents
I. Introduction ............................................... 1
II. Background ................................................. 4
A. Statutory and Regulatory Background....................... 4
1. Clean Water Act ......................................... 4
2. National Environmental Policy Act ...................... 11
B. Factual Background....................................... 17
1. Authorized Project Purposes of the Corps’ Reservoir
Projects in the ACT Basin and the Development of Governing
Water Control Manuals ..................................... 17
2. The Allatoona Reservoir Project, Its History, and Its
Authorized Project Purposes ............................... 20
3. Prior Versions of the Allatoona Project’s Water Control
Manual: 1951, 1962, 1968, and a 1993 Draft Version ........ 27
4. The Process for Revising and Adopting the Updated 2015
Master Manual, the Allatoona Project Water Control Manual,
and the FEIS .............................................. 34
5. Key Features of the Updated Master Manual and the
Allatoona Project Water Control Manual, and the Specific
Changes to Which the Alabama Plaintiffs and Intervenor-
Plaintiffs Object ......................................... 38
C. Procedural Background.................................... 43
III. Legal Standard........................................... 48
IV. Analysis................................................. 53
ii
A. Defendants Did Not Violate the CWA or the Corps’
Implementing Engineer Regulations, and the Alabama Plaintiffs’
Water Quality Claims Must Fail .............................. 54
1. Issue Preclusion Does Not Apply to Bar the Alabama
Plaintiffs’ Water Quality Claims .......................... 61
a. The Issue Preclusion Criteria Are Satisfied as Against
the State of Alabama for Its Water Quality Claims Involving
the CWA and ER 1110-2-8154............................... 71
b. Although the Issue Preclusion Criteria Are Satisfied as
Against the State of Alabama’s CWA and ER 1110-2-8154 Water
Quality Claims, the Doctrine Is Inapplicable Here........ 74
i. The “Unmixed Questions of Law” Exception to Issue
Preclusion Applies Here ................................ 75
ii. Policy Considerations and the Presence of Non-Mutual
Parties Also Weigh Against the Application of Issue
Preclusion Here ........................................ 83
2. The Alabama Plaintiffs’ Water Quality Claims Fail on the
Merits .................................................... 97
a. Section 313(a) of the CWA (33 U.S.C. § 1323(a)) ....... 97
b. ER 1110-2-8154 ....................................... 118
c. The Duty Under the APA to Engage in Reasoned Decision-
Making and Not Arbitrarily Depart from Precedent........ 129
B. Defendants Did Not Violate NEPA......................... 133
iii
1. The Corps Reasonably Defined the No-Action Alternative in
the FEIS Using the 1993 Draft Allatoona Manual ........... 136
a. Issue Preclusion Does Not Apply to Bar the Alabama
Plaintiffs’ NEPA No-Action Alternative Claim............ 137
b. The Alabama Plaintiffs’ NEPA No-Action Alternative Claim
Fails on the Merits..................................... 143
2. The Corps Took a “Hard Look” at Environmental Impacts of
the Master Manual and Adequately Analyzed and Disclosed Those
Impacts in the FEIS ...................................... 155
a. Parameters of NEPA’s “Hard Look” Doctrine ............ 156
b. The FEIS Adequately Analyzes and Discloses Impacts of the
Proposed Action Alternative on Hydropower Generation.... 163
c. The FEIS Adequately Analyzes and Discloses Impacts of the
Proposed Action Alternative Associated with the CC-MWA’s
Water Supply Withdrawals................................ 169
d. The FEIS Adequately Analyzes and Discloses Impacts of the
Master Manual on Water Quality at Montgomery, Alabama... 176
e. The FEIS Adequately Analyzes and Discloses Impacts of the
Master Manual on Salt Water Intrusion from Mobile Bay... 188
f. The FEIS Adequately Analyzes and Discloses Impacts of the
Master Manual on Recreation and Economic Development at
Lake Martin............................................. 200
3. The Corps Adequately Considered All Reasonable
Alternatives in the FEIS ................................. 222
iv
C. Defendants Did Not Violate the APA...................... 232
1. The Master Manual Complies with the Corps’ Statutory
Obligations and Properly Balances the Authorized Project
Purposes of the ACT Basin, Including at the Allatoona Project
......................................................... 232
a. The Master Manual Does Not “Deemphasize” Hydropower at
the Allatoona Project................................... 243
i. Hydropower Was Not Abandoned or Reordered for the Sake
of Recreation, Which Was Appropriately Considered Among
Allatoona’s Other Project Purposes .................... 250
ii. Reductions in Hydropower Are Not So “Substantial” or
“Significant” So as to Have the Effect of Materially
Altering the Size of Allatoona’s Hydropower Purpose ... 260
b. The Master Manual Does Not “Deemphasize” Navigation at
the Allatoona Project................................... 279
2. The Master Manual Is Not an “Unexplained and Arbitrary
Departure from Established Operations” ................... 287
V. Conclusion ............................................... 294
v
I. Introduction
Following decades of litigation spanning numerous courts,
on May 4, 2015, the United States Army Corps of Engineers (the
“Corps”) adopted its updated Master Water Control Manual (the
“Master Manual”) governing management of its various dams and
reservoir projects in the Alabama-Coosa-Tallapoosa (“ACT”) River
Basin. See Administrative Record (“A.R.”), ECF No. 61 at D-
00053477-80. 1 The Master Manual, supplemented with separate
manuals for individual basin projects, is the Corps’ first
revised version of the manual since 1951, and was promulgated
pursuant to the public notice and comment process of the
Administrative Procedure Act (“APA”), 5 U.S.C. § 551, et seq.,
and the requirements of the National Environmental Policy Act of
1969 (“NEPA”), 42 U.S.C. §§ 4321-4347. Id. at D-00043862.
Plaintiffs the State of Alabama and Alabama Power Company
(“APC”) (collectively, the “Alabama Plaintiffs”) have sued the
Corps and various U.S. Army and Corps officers in their official
capacities (collectively, “Defendants”) to challenge the Master
1 When citing electronic filings throughout this Opinion, the
Court cites to the ECF header page number, not the original page
number of the filed document, with the exception of the
Administrative Record (“A.R.”), which is to the Bates number
assigned to the relevant corresponding document in Defendants’
certified list of contents of the administrative record. See
generally Defs.’ Notice of Filing of Certified List of Contents
of, and Production of, Administrative R., ECF No. 61, Attachment
B, Parts 1-6 [hereinafter cited as A.R., ECF No. 61].
1
Manual, specifically its updates to operation of the Corps’
federal dam and reservoir project at Allatoona Lake in Georgia,
alleging that it violates the APA, NEPA, and the Clean Water Act
(“CWA”), 33 U.S.C. § 1251, et seq. See Pls.’ Joint Mot. for
Summ. J. (“Pls.’ Mot.”), ECF No. 83 at 11-12. The Alabama
Plaintiffs ask that the Court set aside the Master Manual as
unlawful and direct the Corps to develop a revised manual
consistent with its statutory authority and operational
precedents under the APA, pursuant to a proper environmental
analysis as required by NEPA, and in accordance with the CWA’s
requirements. Id.; Compl., ECF No. 1 at 27-28. The Water Works
and Sanitary Sewer Board of the City of Montgomery, Alabama
(“Montgomery Board”), the Board of Water and Sewer Commissioners
of the City of Mobile (“Mobile Water”), Lake Martin Resource
Association, Inc. (“LMRA”), and Russell Lands, Inc. (“Russell
Lands”) (collectively, “Intervenor-Plaintiffs”) filed complaints
as intervenors, see ECF Nos. 34-35, 75; and have also jointly
moved for summary judgment, see Joint Mot. for Summ J. of
Intervenor-Pls. (“Intervenor-Pls.’ Mot.”), ECF No. 85 at 1.
Defendants have filed a Cross-Motion for Summary Judgment
(“Defs.’ Cross-Mot.”), arguing that the Master Manual “is
neither arbitrary nor in excess of Congressional authorizations”
pursuant to the APA and complies with the Corps’ statutory
obligations under the CWA and NEPA. See Defs.’ Cross-Mot., ECF
2
No. 95 at 9-10. Intervening alongside the Corps as defendants
are the State of Georgia, the Atlanta Regional Commission
(“ARC”), and the Cobb County-Marietta Water Authority (“CC-MWA”)
(collectively, “Intervenor-Defendants” or the “Georgia
Parties”), and they have also jointly filed a cross-motion for
summary judgment. See Georgia Parties’ Joint Cross-Mot. for
Summ. J. & Opp’n to Pls.’ & Intervenor-Pls.’ Mots. for Summ J.
(“Intervenor-Defs.’ Cross-Mot.”), ECF No. 97 at 1.
Pending before the Court are the Alabama Plaintiffs’ Joint
Motion for Summary Judgment, ECF No. 83; Intervenor-Plaintiffs’
Joint Motion for Summary Judgment, ECF No. 85; Defendants’
Cross-Motion for Summary Judgment, ECF No. 96; 2 and Intervenor-
Defendants’ Joint Cross-Motion for Summary Judgment, ECF No. 98. 3
Also pending is Intervenor-Defendants’ supplemental motion for
summary judgment alleging issue preclusion based on an
intervening judgment entered against Alabama by the District
Court for the Northern District of Georgia (“Northern District
of Georgia”) in what they call “parallel litigation challenging
2 Although docketed at ECF No. 96, the complete briefing for
Defendants’ Cross-Motion for Summary Judgment is docketed at ECF
No. 95. Therefore, the Court cites to the ECF header page number
of ECF No. 95 when citing to Defendants’ brief.
3 Although docketed at ECF No. 98, the complete briefing for
Intervenor-Defendants’ Joint Cross-Motion for Summary Judgment
is docketed at ECF No. 97. Therefore, the Court cites to the ECF
header page number of ECF No. 97 when citing to Intervenor-
Defendants’ brief.
3
a similar action by the same defendants in an adjacent river
basin.” See Suppl. Mot. for Summ. J. by Intervenor-Defs.
(“Intervenor-Defs.’ Suppl. Mot.”), ECF No. 129 at 6.
Upon careful consideration of the Alabama Plaintiffs’ and
Intervenor-Plaintiffs’ motions, Defendants’ and Intervenor-
Defendants’ cross-motions, Intervenor-Defendants’ supplemental
motion, the oppositions and replies thereto, the arguments of
amicus curiae, the applicable law and regulations, the full
administrative record, and for the reasons set forth below, the
Court upholds the Master Manual as lawful. Accordingly, the
Court DENIES the Alabama Plaintiffs’ and Intervenor-Plaintiffs’
motions for summary judgment, GRANTS Defendants’ and Intervenor-
Defendants’ cross-motions for summary judgment, and DENIES
Intervenor-Defendants’ supplemental motion for summary judgment.
II. Background
A. Statutory and Regulatory Background
1. Clean Water Act
The Federal Water Pollution Control Act, commonly referred
to as the Clean Water Act, “is a comprehensive water quality
statute designed to ‘restore and maintain the chemical,
physical, and biological integrity of the Nation’s waters.’” PUD
No. 1 of Jefferson Cnty. v. Wash. Dep’t of Ecology, 511 U.S.
700, 704, 114 S. Ct. 1900, 128 L. Ed. 2d 716 (1994) (quoting 33
U.S.C. § 1251(a)). The CWA seeks to eliminate the discharge of
4
pollutants into navigable waters and to attain “water quality
which provides for the protection and propagation of fish,
shellfish, and wildlife.” 33 U.S.C. § 1251(a)(1)-(2). To achieve
these goals, the CWA establishes a two-step approach that
assigns some responsibilities to the U.S. Environmental
Protection Agency (“EPA”) and others to the States “in
furtherance of the Act’s stated purpose of promoting cooperation
between federal and state governments.” Anacostia Riverkeeper,
Inc. v. Jackson, 798 F. Supp. 2d 210, 214 (D.D.C. 2011).
The first step, pursuant to section 301 of the CWA,
requires the EPA to promulgate “effluent limitations,” which are
technology-based restrictions on the maximum allowable
discharges into the country’s navigable waters from individual
point sources. Id.; PUD No. 1, 511 U.S. at 704 (citing 33 U.S.C.
§§ 1311, 1314); see also Arkansas v. Oklahoma, 503 U.S. 91, 101,
112 S. Ct. 1046, 117 L. Ed. 2d 239 (1992) (defining effluent
limitations as caps on “quantities, rates, and concentrations of
specified substances which are discharged from point sources”).
Point sources are “any discernable, confined and discrete
conveyance[s] . . . from which pollutants are or may be
discharged[,]” 33 U.S.C. § 1362(14); such as factory pipes or
sewage drains, and thus “constitute ideal starting points for
the monitoring and regulation of water contamination[,]”
Jackson, 798 F. Supp. 2d at 214. Once developed, effluent
5
limitations are incorporated into the National Pollutant
Discharge Elimination System (“NPDES”), which “is a permit
program through which individual entities responsible for
covered point sources receive permits setting the maximum
discharges of particular contaminants via these sources.” Id. at
214 (citing 33 U.S.C. § 1311(b)(2)). In other words, “discharges
of pollutants into the waters of the United States from ‘point
source[s]’ . . . are normally permissible only if made pursuant
to the terms of a [NPDES] permit.” Am. Paper Inst., Inc. v. EPA,
996 F.2d 346, 348-49 (D.C. Cir. 1993).
NPDES permits must be obtained from the EPA, or, in the
nearly 50 states “the EPA has authorized to administer their own
NPDES program, from a designated state agency.” Id. at 349; see
also NPDES State Program Authority, U.S. ENV’T PROT. AGENCY,
https://www.epa.gov/npdes/npdes-state-program-authority (last
visited July 29, 2023) (listing states with NPDES permitting
authority); 33 U.S.C. § 1342(b) (authorizing each State “to
administer its own permit program for discharges into navigable
waters within its jurisdiction[,]” subject to EPA approval). Of
note, nonpoint sources, which are not defined in the CWA but are
viewed as “diffuse sources of pollution, like farms or roadways,
from which runoff drains into a watershed[,]” Am. Farm Bureau
Fed’n v. EPA, 792 F.3d 281, 289 (3d Cir. 2015); are not subject
to NPDES permits or effluent limitations, In re ACF Basin Water
6
Litig., 467 F. Supp. 3d 1323, 1337-38 (N.D. Ga. 2020); see also
Or. Nat. Res. Council v. U.S. Forest Serv., 834 F.2d 842, 849-50
(9th Cir. 1987) (explaining that “[n]onpoint sources, because of
their very nature, are not regulated under the NPDES[,]” and
effluent limitations, “by definition,” apply only to point
sources). Nonpoint sources are discussed in a separate portion
of the CWA, “which encourages states to develop areawide waste
treatment management plans.” Or. Nat. Res. Council, 834 F.2d at
849 (citing 33 U.S.C. § 1288).
Next, “the CWA’s second step in its approach to water
cleanup requires each State to develop water quality standards
for interstate waters within its borders.” Jackson, 798 F. Supp.
2d at 215. Water quality standards are “promulgated by the
States and establish the desired condition of a waterway.”
Arkansas, 503 U.S. at 101 (citing 33 U.S.C. § 1313); see also
Am. Paper Inst., 996 F.2d at 349 (“[W]ater quality standards
referred to in section 301 are primarily the states’
handiwork.”). These standards “supplement effluent limitations
so that numerous point sources, despite individual compliance
with effluent limitations, may be further regulated to prevent
water quality from falling below acceptable levels.” Arkansas,
503 U.S. at 101 (citation and internal quotation marks omitted);
see also Am. Paper Inst., 996 F.2d at 349 (explaining that
section 301 of the CWA requires every NPDES permit to contain
7
both “(1) effluent limitations that reflect the pollution
reduction achievable by using technologically practicable
controls, . . . and (2) any more stringent pollutant release
limitations necessary for the waterway receiving the pollutant
to meet ‘water quality standards’”).
The EPA provides the States “with substantial guidance in
the drafting of water quality standards[,]” Arkansas, 503 U.S.
at 101; but “[i]n keeping with the interactive process
envisioned in the CWA, a State must submit these standards to
the EPA for review and approval[,]” Jackson, 798 F. Supp. 2d at
215; see also 33 U.S.C. § 1313(c)(2). States must review their
water quality standards at least once every three years, see 33
U.S.C. § 1313(c)(1); and “secure the EPA’s approval of any
revisions[,]” Arkansas, 503 U.S. at 101. Whenever the States
adopt new or revised water quality standards, the CWA requires
them to consider such standards’ “use and value for public water
supplies, propagation of fish and wildlife, recreational
purposes, and agricultural, industrial, and other purposes,” as
well as “their use and value for navigation.” 33 U.S.C. §
1313(c)(2)(A). Although the States primarily promulgate water
quality standards, the EPA can “step in and promulgate water
quality standards itself . . . where (1) it determines that a
state’s proposed new or revised standard does not measure up to
CWA requirements and the state refuses to accept EPA-proposed
8
revisions to the standard[,] or (2) a state does not act to
promulgate or update a standard but, in the EPA’s view, a new or
revised standard is necessary to meet CWA muster.” Am. Paper
Inst., 996 F.2d at 349 (citing 33 U.S.C. § 1313(c)(3)-(4)).
The resulting state water quality standards must contain:
(1) designated uses for the water body; (2) information about
the methodology for choosing those uses; (3) water quality
criteria sufficient to protect the designated uses; (4) an
antidegradation policy to prevent clean waters from falling
below applicable standards; (5) a certification by state
authorities that the standards were properly adopted pursuant to
state law; and (6) general information to aid the EPA’s review.
See 40 C.F.R. § 131.6(a)-(f). Of these six elements, “[t]he
‘designated uses of the navigable waters involved and the water
quality criteria for such waters’ are the heart of water quality
standards.” Jackson, 798 F. Supp. 2d at 215 (quoting 33 U.S.C. §
1313(c)(2)(A)); see also 40 C.F.R. § 130.2(d) (defining water
quality standards as “[p]rovisions of State or Federal law which
consist of a designated use or uses for the waters of the United
States and water quality criteria for such waters based upon
such uses”). A designated use is the way the State classifies a
water body for use by “governments, persons, animals, and
plants” and may include “drinking or reservoir purposes, primary
(e.g., swimming) or secondary (e.g., boating) recreation, and
9
the preservation and support of plant and animal life.” Jackson,
798 F. Supp. 2d at 215 (citing 40 C.F.R. § 131.3(f)). And, water
quality criteria “specify[] the maximum concentration of
pollutants that may be present in the water without impairing
its suitability for designated uses.” Am. Paper Inst., 996 F.2d
at 349. These criteria “come in two varieties: specific numeric
limitations on the concentration of a specific pollutant in the
water . . . or more general narrative statements applicable to a
wide set of pollutants . . . .” Id. The EPA has promulgated
recommended numeric criteria for certain pollutants, which the
States often rely on in establishing water quality standards.
Id. “Whether numeric or narrative, the key aspect of water
quality criteria is that they are dependent upon designated uses
associated with them.” Jackson, 798 F. Supp. 2d at 215. Overall,
States must monitor their waters and, when necessary, identify
those “for which current pollution controls ‘are not stringent
enough to implement any water quality standard applicable to
such waters.’” Id. (citing 33 U.S.C. § 1313(d)(1)(A)).
Pursuant to the CWA, the State of Alabama has adopted water
quality standards intended “to conserve the waters of the State
and to protect, maintain and improve the quality thereof.” Ala.
Admin. Code r. 335-6-10.01 (1991). Alabama’s water quality
criteria “covering all legitimate water uses” for waters in the
State are set out in Alabama’s Administrative Code. See id. at
10
r. 335-6-10.01—.12. The following designated “water use
classifications” are listed in the Code: (1) outstanding Alabama
water; (2) public water supply; (3) swimming and other whole
body water-contact sports; (4) shellfish harvesting; (5) fish
and wildlife; (6) limited warmwater fishery; and
(7) agricultural and industrial water supply. Id. at r. 335-6-
10.03. The Code sets forth the “general conditions applicable to
all water quality criteria,” see id. at r. 335-6-10.05; the
“minimum conditions applicable to all state waters,” see id. at
r. 335-6-10.06; the specific numerical “toxic pollutant criteria
applicable to state waters,” which mirror that recommended by
the EPA, see id. at r. 335-6-10.07; and the “specific water
quality criteria” for each of the seven designated uses, see id.
at r. 335-6-10.09. Alabama also has an antidegradation policy
requiring that “[e]xisting instream water uses and the level of
water quality necessary to protect the existing uses [ ] be
maintained and protected.” See id. at r. 335-6-10.04, 335-6-
10.12. Ultimately, Alabama applies its water quality criteria
and water use classification system to every interstate and
intrastate water body in the various river basins that flows
through the State. See id. at r. 335-6-11.01 to 335-6-11.02.
2. National Environmental Policy Act
Congress enacted NEPA “to use all practicable means,
consistent with other essential considerations of national
11
policy, to improve and coordinate Federal plans, functions,
programs, and resources to the end that the Nation may . . .
fulfill the responsibilities of each generation as trustee of
the environment for succeeding generations[.]” 42 U.S.C. §
4331(b); see also Pub. L. No. 91-190, § 2, 83 Stat. 852, 852
(1970) (establishing NEPA “to promote efforts which will prevent
or eliminate damage to the environment”). NEPA “requires that
federal agencies consider fully the environmental effects of
their proposed actions.” Theodore Roosevelt Conservation P’ship
v. Salazar, 616 F.3d 497, 503 (D.C. Cir. 2010). The statute “is
an ‘essentially procedural’ statute, meant to ensure ‘a fully
informed and well-considered decision, not necessarily’ the best
decision.” Id. (quoting Vt. Yankee Nuclear Power Corp. v. Nat.
Res. Def. Council, Inc., 435 U.S. 519, 558, 98 S. Ct. 1197, 55
L. Ed. 2d 460 (1978)). NEPA “does not mandate particular results
in order to accomplish [its] ends[;]” instead, it only
procedurally requires agencies “to undertake analyses of the
environmental impact of their proposals and actions.” Del.
Riverkeeper Network v. FERC, 753 F.3d 1304, 1310 (D.C. Cir.
2014) (quoting Dep’t of Transp. v. Pub. Citizen, 541 U.S. 752,
756–57, 124 S. Ct. 2204, 159 L. Ed. 2d 60 (2004) (some internal
quotation marks omitted)). This analysis does not, however,
“require agencies to elevate environmental concerns over other
appropriate considerations . . . . [I]t require[s] only that the
12
agency take a ‘hard look’ at the environmental consequences
before taking a major action.” WildEarth Guardians v. Jewell,
738 F.3d 298, 303 (D.C. Cir. 2013) (quoting Balt. Gas & Elec.
Co. v. Nat. Res. Def. Council, Inc., 462 U.S. 87, 97, 103 S. Ct.
2246, 76 L. Ed. 2d 437 (1983) (some internal quotation marks
omitted)); see also Robertson v. Methow Valley Citizens Council,
490 U.S. 332, 350, 109 S. Ct. 1835, 104 L. Ed. 2d 351 (1989)
(noting that agencies are “not constrained by NEPA from deciding
that other values outweigh the environmental costs” of a
proposed action).
“To ensure a well-considered decision, NEPA requires that
when an agency proposes a ‘major Federal action[] significantly
affecting the quality of the human environment,’ the agency must
prepare and circulate for public review and comment an
environmental impact statement [(“EIS”)] that examines the
environmental impact of the proposed action and compares the
action to other alternatives.’” Theodore Roosevelt, 616 F.3d at
503 (quoting 42 U.S.C. § 4332(2)(C)). An EIS is a detailed
statement “prepared in consultation with other federal agencies
with special expertise relevant to the proposed action’s
environmental impact.” Id. “It must [ ] assess the impact the
proposed project will have in conjunction with other projects in
the same and surrounding areas—‘cumulative impact analysis’—and
must include past, present, and reasonably foreseeable future
13
actions of any agency or person.” Id. (citing 40 C.F.R. §§
1508.25, 1508.7). The EIS must also “explain in detail ‘any
adverse environmental effects which cannot be avoided should the
proposal be implemented[,]’” see id. (quoting 42 U.S.C. §
4332(2)(C)(ii)) (noting that implicit in this requirement “is an
understanding that the EIS will discuss the extent to which
adverse effects can be avoided” (citation omitted)); and “any
‘alternatives to the proposed action,’” WildEarth, 738 F.3d at
303 (quoting 42 U.S.C. § 4332(2)(C)(iii)). NEPA’s regulations
also require agencies “to discuss possible mitigation measures”
in the EIS. Theodore Roosevelt, 616 F.3d at 503 (citing 40
C.F.R. §§ 1508.25(b)(3), 1502.14(f), 1502.16(h), 1505.2(c)); see
also Robertson, 490 U.S. at 351 (“[O]ne important ingredient of
an EIS is the discussion of steps that can be taken to mitigate
adverse environmental consequences.”). In sum, the EIS “must
include ‘sufficient detail to ensure that the environmental
consequences have been fairly evaluated.’” Theodore Roosevelt,
616 F.3d at 503 (quoting Robertson, 490 U.S. at 352).
“The statutory requirement that a federal agency
contemplating a major action prepare such an [EIS] serves NEPA’s
‘action-forcing’ purpose in two important respects.” Robertson,
490 U.S. at 349. First, it “places upon an agency the obligation
to consider every significant aspect of the environmental impact
of a proposed action,” Vt. Yankee, 435 U.S. at 553; and second,
14
“it ensures that the agency will inform the public that it has
indeed considered environmental concerns in its decisionmaking
process[,]” Balt. Gas, 462 U.S. at 97; see also 40 C.F.R. §
1502.1 (requiring an EIS to (1) “provide full and fair
discussion of significant environmental impacts[,]” and
(2) “inform decision makers and the public of reasonable
alternatives that would avoid or minimize adverse impacts or
enhance the quality of the human environment”).
However, not all decisions require an EIS. Theodore
Roosevelt, 616 F.3d at 503. “If it is unclear whether an action
will ‘significantly affect[] the quality of the human
environment,’ 42 U.S.C. § 4332(2)(C), agencies may [first]
prepare an environmental assessment [(“EA”),]” id. (citing 40
C.F.R. § 1501.4(a)-(b)); which is “a more limited document,”
Pub. Citizen, 541 U.S. at 757. An EA “[b]riefly provide[s]
sufficient evidence and analysis for determining whether to
prepare an [EIS.]” 40 C.F.R. § 1508.9(a)(1). Even if the agency
determines that it need only perform an EA, it must still
briefly discuss the need for the proposed action, the
alternatives, and the environmental impacts of the proposed
action and alternatives. Id. § 1501.5(c). If the agency
determines that a full EIS is not required, it must issue a
finding of no significant impact, “which briefly presents the
reasons why the proposed agency action will not have a
15
significant impact on the human environment.” Pub. Citizen, 541
U.S. at 757-58; see also 40 C.F.R. § 1501.6.
“[I]nherent in NEPA and its implementing regulations is a
‘rule of reason,’ which ensures that agencies determine whether
and to what extent to prepare an EIS based on the usefulness of
any new potential information to the decisionmaking process.”
Pub. Citizen, 541 U.S. at 767. If the agency determines that the
“the preparation of an EIS would serve ‘no purpose’ in light of
NEPA’s regulatory scheme as a whole,” then the rule of reason
dictates that the agency does not need to prepare one. Id. Thus,
in preparing an EA or EIS, the “agency need not foresee the
unforeseeable, but by the same token neither can it avoid
drafting an impact statement simply because describing the
environmental effects of and alternatives to particular agency
action involves some degree of forecasting.” Scientists’ Inst.
for Pub. Info., Inc. v. Atomic Energy Comm’n, 481 F.2d 1079,
1092 (D.C. Cir. 1973). “Reasonable forecasting and speculation
[are] thus implicit in NEPA, and [courts] must reject any
attempt by agencies to shirk their responsibilities under NEPA
by labeling any and all discussion of future environmental
effects as ‘crystal ball inquiry.’” Id. While NEPA does not
demand forecasting that is “not meaningfully possible[,]” the
agency must, pursuant to the rule of reason, fulfill its
16
“statutory duty of compliance with impact statement procedures
to ‘the fullest extent possible.’” Id. (citation omitted).
B. Factual Background
This action arises from the Corps’ operation of several
dams and federal reservoirs in the ACT River Basin, which is
formed by the Alabama, Coosa, Tallapoosa Rivers, and their
tributaries and drainage areas. A.R., ECF No. 61 at D-00044720.
The ACT Basin comprises 22,739 square miles in Alabama and
Georgia, see id.; with the various rivers flowing from northern
Georgia towards southern Alabama and into the Gulf of Mexico,
see id. at D-00043909. There are seventeen large dams located on
the mainstem rivers of the ACT Basin. Id. at D-00044178. The
Corps owns and operates six of these dams, and the remaining
eleven are privately-owned and operated by APC. Id. Two of the
Corps’ dams, Carters Dam and Allatoona Dam, are located in
Georgia upstream from the other dams, which are located in
Alabama. See id. at D-00043909.
1. Authorized Project Purposes of the Corps’
Reservoir Projects in the ACT Basin and the
Development of Governing Water Control Manuals
All Corps’ projects in the ACT Basin operate pursuant to
federal legislation authorizing certain enumerated project
purposes. Id. at D-00043779. In the River and Harbor Act of
1945, Congress authorized the development of the Alabama-Coosa
River and tributaries for three expressly authorized project
17
purposes—(1) navigation, (2) flood risk management, 4 and
(3) power development—as well as for generalized “other
purposes.” Id.; Pub. L. No. 79-14, § 2, 59 Stat. 10, 17 (1945).
“Other operational objectives” that derive from authorities
generally applicable to all Corps reservoirs have been added
over time and include: (4) fish and wildlife conservation (Fish
and Wildlife Coordination Act of 1958, Pub. L. No. 85-624, and
Endangered Species Act of 1973, Pub. L. No. 93-205);
(5) recreation (Flood Control Act of 1944, Pub. L. No. 78-534);
(6) water quality (Water Pollution Control Act Amendments of
1972, Pub. L. No. 92-500); and (7) water supply (Water Supply
Act of 1958, Pub. L. No. 85-500). A.R., ECF No. 61 at D-
00043779. While Corps’ projects in the ACT Basin operate in “a
system-wide context” to serve these authorized purposes, “each
individual project might not operate for all seven purposes.” 5
Id.
4 In 2006, the Corps began using the term “flood risk management”
in lieu of the term “flood control” to “more appropriately
characterize[]” its mission. A.R., ECF No. 61 at D-00043862. The
Court does the same unless quoting the administrative record.
5 In 1954, Congress suspended parts of the River and Harbor Act
of 1945 to permit APC to develop its own projects on the Coosa
River under a license issued by the Federal Power Commission
(now the Federal Energy Regulatory Commission). A.R., ECF No. 61
at D-00043985. Today, four APC projects (Weiss Lake, H. Neely
Henry Lake, Logan Martin Lake, and R.L. Harris Lake) are
authorized to operate for navigation and flood risk management
in coordination with the Corps and in accordance with Corps
regulations. Id. at D-00043985-86, D-00044178.
18
In practice, authorized project purposes often conflict
with one another, requiring the Corps to develop the Master
Manual and separate water control manuals (“WCMs”) for
individual reservoir projects describing how the Corps will
operate the ACT system to balance conflicting purposes,
consistent with congressional direction. Id. at D-00043772; In
re ACF Basin, 467 F. Supp. 3d at 1328; see also 33 U.S.C. § 709
(“[I]t shall be the duty of the Secretary of the Army to
prescribe regulations for the use of storage allocated for flood
control or navigation at all reservoirs . . . , and the
operation of any such project shall be in accordance with such
regulations[.]”); 33 C.F.R. § 222.5(a) (prescribing the policies
and procedures to be followed by the Corps “in carrying out
water control management activities, including establishment of
water control plans for Corps and non-Corps projects”). These
WCMs provide technical information “that guides the proper
management of reservoirs during times of high water, low water,
and normal conditions” and “specify how the various reservoir
projects will be operated as a balanced system.” A.R., ECF No.
61 at D-00043780. Specifically, the Master Manual contains
“drought plans and storage zones to assist federal water
managers to know when to reduce or increase reservoir releases
and conserve storage in the [Corps’] reservoirs” and guidance on
how to provide for proper “water control regulation and
19
coordination for the safety of dams during extreme conditions
such as floods.” Id. The previous official Master Manual for the
ACT system was adopted in 1951, with individual reservoir
manuals being “completed as the projects came on line.” Id. at
D-00043862.
2. The Allatoona Reservoir Project, Its History,
and Its Authorized Project Purposes
The Allatoona Project, at the center of this litigation, is
located on the Etowah River in Georgia. Id. at D-00013496.0024.
The Etowah River flows from Georgia towards the Coosa River,
which joins with the Tallapoosa River downstream near
Montgomery, Alabama to form the Alabama River, which combines
with the Tombigbee River to become the Mobile River, which
ultimately drains through Mobile Bay to the Gulf of Mexico. Id.
The Allatoona Project consists of the reservoir at Allatoona
Lake formed by Allatoona Dam. Id. at D-00044896-98. The drainage
area for Allatoona Lake is 1,122 square miles, which equates to
less than five percent of the ACT Basin. See id. at D-00043778.
Allatoona is the site of one of the Corps’ storage projects,
“meaning that the Corps varies the reservoir level depending on
whether the season typically is ‘wet’ or ‘dry.’” Pls.’ Mot., ECF
No. 83 at 14. “[T]he need for water in the summer and fall often
is greater than the supply of water in the river basin[,]” so an
important function of many of the Corps’ ACT Basin reservoirs
20
“is to store water when there is an abundance of rain and to
release water when there is less rain, ensuring that all water
needs can be met throughout the year.” A.R., ECF No. 61 at D-
00043910. At the Allatoona Reservoir, the Corps generally stores
water during the spring wet period that is released in the late
summer and fall dry periods to generate hydropower, provide
downstream flows, and support water quality, and it keeps lake
levels low during the winter to provide for additional flood
storage. See id. at D-00043910-11, D-00044948-49. At “full
flood-control pool” level, the reservoir has a total storage
capacity of 670,047 acre-feet. Id. at D-00044898.
The idea for the Allatoona Project began circulating in the
early 1900s, see id. at D-00044902; and in 1934, the Corps
submitted a report to Congress, published in House Document No.
66, recommending construction of a dam and reservoir at the top
of the basin at Allatoona “for the purposes of navigation and
efficient development of water power, the control of floods, and
the needs of irrigation[,]” id. at D-00053515 (H.R. Doc. No. 66,
74th Cong. (1935)). At the time of the report, the economic
aspect of the Allatoona Project appeared unfavorable. Id. at D-
00044902. Several years later, however, Congress requested that
the Board of Engineers for Rivers and Harbors review the Corps’
1934 report “with a view to determining the advisability of
constructing” the Allatoona Project “for the development of
21
hydroelectric power and the improvement of the river below the
dams for navigation as well as for other beneficial effects.”
Id. at D-00013497.0002 (H.R. Doc. No. 674, 76th Cong. (1940)).
“After full consideration of the [Corps’] reports,” in a 1940
report, published in House Document No. 674, the Board of
Engineers recommended construction of the Allatoona Reservoir on
the Etowah River “for the control of floods, regulation of
stream flow for navigation, and the development of hydroelectric
power[.]” Id.; see also id. at D-00013497.0004 (assessing the
Corps’ plan “for the construction of a storage reservoir at the
Allatoona site . . . to be operated in the combined interests of
flood control and power development” and noting that the power
storage provided in the reservoir would increase the minimum
stream flow, which would in turn increase capacity at downstream
hydropower developments). Congress then passed the Flood Control
Act of 1941 authorizing the Corps to build and operate the
Allatoona Project. See Pub. L. No. 77-228, 55 Stat. 638, 638-41
(1941). In that Act, Congress “approved” “the recommendation of
the Chief of Engineers in House Document Numbered 674” and
“authorized $3,000,000 for initiation and partial accomplishment
of the [Allatoona P]roject” in accordance with that document.
Id. at 641; see also A.R., ECF No. 61 at D-00053808.
Due to rapid economic expansion in the basin in the late
1930s, and “in response to outstanding Congressional directives
22
calling for review of earlier comprehensive reports to determine
whether any change in previous recommendations was desirable[,]”
A.R., ECF No. 61 at D-00044756-57; in October 1941, the
Secretary of War submitted to Congress an interim report of the
Corps, printed as House Document No. 414, that “developed a
comprehensive plan for navigation, power generation, and flood
control in th[e] basin” as a whole, see A.R., ECF No. 61 at D-
00053819, D-00053821 ¶ 5 (H.R. Doc. No. 414, 77th Cong. (1941));
to be accomplished step-by-step over a period of years in
accordance with plans prepared by the U.S. Army’s Chief of
Engineers, id. at D-00044757. A few months later, in December
1941, the Corps issued to the Chief of Engineers a “Definite
Project Report,” which presented a “project plan” for the
construction of the Allatoona Dam and Reservoir on the Etowah
River. Id. at SUPPAR027125, SUPPAR027127, D-00013496.0020. This
report made recommendations in substantial agreement with the
original plan, “with the exception that a larger amount of
storage [be] allotted to the production of hydroelectric
power[,] with a corresponding decrease in storage reserved for
flood control.” 6 Id. at SUPPAR027125. The plan called flood risk
6 After construction began on the Allatoona Reservoir, storage
allocations were again reconsidered in 1946. A.R., ECF No. 61 at
D-00013496.0020. Congress’ original authorization in 1941 called
for 422,500 acre-feet of flood control storage and 182,500 acre-
feet of power storage. Id. at D-00013497.0018. Then, in the 1941
Definite Project Report, flood control storage decreased to
23
management and power “the dual purpose[s]” of the reservoir and
anticipated that its hydropower plant “would be used primarily
as a peaking plant 7 or for intermittent operation.” Id. at
SUPPAR027127, SUPPAR027131, SUPPAR027186. The plan also
predicted that the “regulated flow from Allatoona Dam would
increase the minimum flow at the downstream plants . . . and
would increase their firm [electric generating] capacity[.]” Id.
at SUPPAR027187. Ultimately, Congress passed the River and
Harbor Act of 1945, incorporating the Allatoona Project into the
overall plan for the ACT Basin’s “[i]nitial and ultimate
development” for “navigation, flood control, power development,
and other purposes, as outlined in House Document Numbered 414,
. . . with such modifications thereof from time to time as . . .
may be advisable for the purpose of increasing the development
of hydroelectric power[.]” Pub. L. No. 79-14, § 2, 59 Stat. 10,
17 (1945). In 1949, the Corps completed construction at
Allatoona, and the reservoir was filled until normal operations
began in June 1950, with the project reaching full conservation
pool on April 3, 1951. A.R., ECF No. 61 at D-00044759.
212,000 acre-feet, and power storage increased to 456,000 acre-
feet. Id. at SUPPAR027127. The 1946 reconsideration resulted in
389,000 acre-feet allocated to flood control and 253,000 acre-
feet for power generation. Id. at D-00013496.0020.
7 A peaking plant releases water through the turbines of a dam
and generates power at times of most, or “peak” demand.
24
Today, the Allatoona Project operates pursuant to its seven
authorized project purposes: “hydropower, flood risk management,
navigation, recreation, water quality, fish and wildlife
conservation, and water supply.” Id. at D-00044902. To fulfill
the hydropower purpose, the Corps releases water through
turbines at Allatoona Dam to generate daily peak hydropower
during periods of high use, with the number of hours of peaking
operations per day varying based on other system needs. 8 Id. at
D-00043784, D-00043931, D-00013496.0016. These water releases
also “indirectly” benefit navigation, a project purpose for
which Allatoona was authorized but “is not regulated . . .
because it is located distant from the navigation channel[,] and
any releases for that purpose would be captured and reregulated
by the [APC] reservoirs located downstream.” Id. at D-
00013496.0022, D-00044802. Nonetheless, water releases from
Allatoona assist in the creation of downstream flows towards the
Alabama River, which provides an important navigation route for
commercial barge traffic from Montgomery to the Mobile area. Id.
at D-00044801. Additionally, water releases during dry seasons
8 There are eleven daily peaking hours during the winter period
from October 1 through March 31: 5:00 a.m. to 9:00 a.m. and 3:00
p.m. to 10 p.m., Monday through Friday, and six during the
summer period from April 1 through September 30: 1:00 p.m. to
7:00 p.m., Monday through Friday. A.R., ECF No. 61 at D-
00044449. “The maximum daily amount of peak generation for each
plant [is] then defined as the product of the number of daily
peaking hours times the installed capacity of the plant.” Id.
25
provide for an increased water supply and improved water quality
for municipal and industrial uses in downstream metropolitan
areas. Id. at D-00013496.0016. Meanwhile, the Corps also retains
some water in storage, approximately seven percent of
Allatoona’s storage capacity, for local municipal water supply
pursuant to decades-old contracts with the CC-MWA and the City
of Cartersville, Georgia. Id. at 5813, SUPPAR012820. To fulfill
Allatoona’s flood risk management purpose, the Corps maintains
empty space at the top of the reservoir, which is reserved to
store water during flood conditions. Id. at D-00043931. These
operations are intended to provide flood protection at Rome,
Georgia and at APC’s Weiss Dam on the Coosa River. Id. at D-
00013496.0016, D-00044796. Finally, to satisfy Allatoona’s
recreation purpose and allow for activities such as boating,
fishing, and water skiing, lake levels are kept at higher levels
during peak recreation season, generally Memorial Day through
Labor Day, during which time the Corps considers recreational
needs in making water management decisions. Id. at D-00044797.
In sum, as a “multiple purpose project,” the Corps must operate
the Allatoona Project with all seven of its authorized purposes
in mind. Id. at D-00013496.0016.
26
3. Prior Versions of the Allatoona Project’s Water
Control Manual: 1951, 1962, 1968, and a 1993
Draft Version
Following the Corps’ promulgation of the 1951 ACT Master
Manual, it also adopted finalized versions of a separate WCM for
the Allatoona Project in 1951, 1962, and 1968. Pls.’ Mot., ECF
No. 83 at 20. Of note, the 1951 Allatoona Manual stated that the
project was to be “operated as a peaking plant for the
production of hydroelectric power and during off-peak periods
[would] maintain a flow of about 200” cubic feet per second
(“cfs”) through the Allatoona Dam’s smaller “service unit.”
A.R., ECF No. 61 at D-00011308.0018. That manual also stated
that “[d]uring low-water periods such regulation [would] provide
increased flow downstream for navigation, water supply,
pollution abatement, and other purposes[,]” but that “the
primary purpose of the project [was] flood control[.]” Id. To
accomplish these aims, this manual (and subsequent ones) split
Allatoona’s reservoir storage capacity into two “operating
pools”: (1) the “conservation” or “power” pool that operates for
several purposes, including hydropower generation; and (2) above
that, the “flood pool” that extends the reservoir’s operating
capacity to accommodate high flow and prevent downstream floods.
Defs.’ Cross-Mot., ECF No. 95 at 21-22 (citing A.R., ECF No. 61
at D-00044948); A.R., ECF No. 61 at D-00011308.0010 (explaining
the varying elevations for the “power pool” and the “flood-
27
control pool” and the accompanying storage allocations for flood
control and power). The area that splits the top of the
conservation pool and flood pool is the “rule” or “guide” curve
for power operations, which the 1951 Allatoona Manual created
for the first time, see A.R., ECF No. 61 at D-00011308.0043
(graphically depicting the “rule curve”); thereby giving
engineers “targets for reservoir elevations throughout the
year[,]” including when to fill the reservoir, when to maintain
it at a particular level, and when to release, or “draw down,”
the water, Pls.’ Mot., ECF No. 83 at 22. The 1951 Allatoona rule
curve required filling the reservoir in the spring, maintaining
it at a steady elevation during the summer, and drawing it down
by about twenty feet in elevation from September to December to
facilitate the release of water. Id. (citing A.R., ECF No. 61 at
D-00011308.0019, D-00011308.0021, D-00011308.0043).
Studies conducted in 1952 indicated that the Allatoona
Project’s overall benefits could be increased “by varying the
storage allocations in the reservoir on a seasonal basis.” A.R.,
ECF No. 61 at D-00013501.0014. As result, the revised 1962
Allatoona Manual required raising the top of the power pool
during the summer with a compulsory drawdown prior to the flood
season so as to create “increase[s] in power revenue with no
reduction in flood-control benefits.” Id. Under this operating
plan, the top of the power pool was to be kept at elevation 840
28
feet from May through August, drawn down from 840 to 820 feet
from September through December, and elevated from 820 to 840
feet from January through April. Id. As the 1962 manual
explained, the “storage delineation curve,” developed from a
study of past stream-flow records and then-existing power
contract requirements, showed “the seasonal variation” in the
top of the power pool and represented “a firm division” between
the power and flood pools, normally requiring that the reservoir
level “be maintained at or below the curve except when storing
flood waters.” Id. at D-00013501.0028. The manual further stated
that the principal purpose of the guide curve was “to indicate
when excess energy [was] available and when power declarations
[were to] be limited to minimum contract commitments.” Id. Like
the 1951 version, the 1962 manual also stated that Allatoona was
to be operated as a “peaking power plant,” id. at D-
00013501.0016; and it upped the minimum monthly flow from 200 to
240 cfs, id. at D-00013501.0010.
The Corps again revised the Allatoona Manual in 1968,
modifying the top of the power pool to extend the time that the
maximum elevation level could be held at 840 feet for one month,
or through September, so long as adequate flows were available,
id. at D-00011371.0003; a change which was expected to benefit
recreation, power, low-flow control, and navigation, id. at D-
00013501.0015, D-00044904; and provide “more flexibility in the
29
operation of the plant in the system[,]” id. at D-00011371.003.
Under this plan, the revised top-of-power-pool curve had a top
level at elevation 840 feet during May through September
(assuming favorable flow conditions); varied uniformly from 840
to 823 feet during October through December 15 (i.e., commenced
the drawdown on October 1); remained at elevation 823 feet from
December 15 through January 15; and then varied uniformly from
823 feet on January 15 to 840 feet at the end of April. Id. at
D-00044904, D-00013501.0015, D-00011371.0003; see also id. at D-
00013501.0067 (depicting the 1968 “guide curve for power
operation,” which included the “top of power pool” curve and the
lower “power guide curve”), D-00013501.0064 (depicting the 1968
operating rules for the power and flood control pools and the
“seasonal curve”). The Corps later prepared a report, based on
then-available data, concluding that there would be “little, if
any, benefit to recreation and no adverse effects due to the
modification of the top of power pool[,]” instead finding that
the higher pool levels during such periods would “provide
additional head for power generation and also benefit downstream
low flow control and navigation by retaining additional water in
storage for release during the normally dry months of October
and November.” Id. at D-00011371.0004. While the Corps was
conducting its ACT operations under the 1951 Master Manual and
this 1968 Allatoona Manual, NEPA was enacted into law in 1969,
30
thereby requiring the Corps to issue an EIS about any “major
Federal actions significantly affecting the quality of the human
environment” as a result of its ACT operations. 42 U.S.C. §
4332(2)(C). In 1974, in accordance with that obligation, the
Corps issued a final environmental impact statement (“FEIS”)
related to its then-existing Allatoona operations. See generally
A.R., ECF No. 61 at D-00004143.
In 1993, the Corps drafted another revised version of the
Allatoona Manual (the “1993 Draft Manual”) but did not finalize
that version or subject it to NEPA’s environmental review. See
generally id. at D-00013496; see also id. at D-00010026.0005;
Pls.’ Opp’n, ECF No. 83 at 23. According to the Alabama
Plaintiffs, the Corps purported to operate the Allatoona Project
under the 1993 Draft Manual, rather than earlier finalized
versions, from 1993 until its adoption of the 2015 Master
Manual, even though the 1993 Draft Manual made five “significant
changes to Allatoona’s operations” that were never properly
reviewed under NEPA. Pls.’ Opp’n, ECF No. 83 at 23-24; Compl.,
ECF No. 1 at 7 ¶¶ 24-25. First, the 1993 Draft Manual divided
the conservation pool into two “action zones” to be “used as a
guide to the generation to be provided from the Allatoona
[P]roject towards meeting the system hydropower contract.” A.R.,
ECF No. 61 at D-00013496.0041; see also id. at D-00013496.0072
(graphically depicting the two 1993 action zones), D-00044761
31
(explaining that “a system of action zones” was initially
developed in 1989 before being “implemented to guide operations
at Allatoona Lake”); Defs.’ Cross-Mot., ECF No. 95 at 22 n.5
(defining action zones as “essentially lake levels at which the
Corps makes various operational changes”). When the pool was in
Zone 1—the highest lake level—project conditions were “normal to
wetter than normal,” allowing “full consideration” to be given
to meeting hydropower contract amounts, while balancing other
project purposes and Allatoona’s drawdown with other lakes in
the basin. A.R., ECF No. 61 at D-00013496.0041. When the lake
was in Zone 1, the Draft Manual required “between two and six
hours of full powerhouse generation.” Id. at D-00013496.0072. As
pool levels declined into Zone 2, indicating “dry or impending
drought conditions[,]” “[m]ore conservative operations” were
required, and “the minimum generation to support dependable
hydropower capacity would generally be run.” Id. at D-
00013496.0041-42. If drought conditions became severe, resulting
in reductions in reservoir releases, Zone 2 was to be “reserved
for emergency needs, either hydropower or downstream water
supply, water quality or other extreme needs.” Id. at D-
00013496.0042. When projected conditions indicated a strong
possibility of exhausting conservation storage, the manual
allowed for routine hydropower generation to be scaled back or
suspended, among other conservative measures, depending on the
32
drought severity. Id. Nonetheless, minimum continuous releases
of 240 cfs, via the small hydropower unit, “plus two hours peak
power generation each weekday” continued to be the operational
objectives when the pool was in Zone 2. Id. at D-00013496.0072.
In addition, the 1993 Draft Manual continued the “compulsory
drawdown to elevation 823 feet in advance of flood season[,]”
providing “467,280 acre-feet of flood control (elevation 823 to
860) as compared to 302,580 acre-feet of storage (elevation 840
to 860) during the summer season[,]” and it required the
conservation pool to be regulated at a minimum elevation of 800
feet. Id. at D-00013496.0041.
In addition to these changes associated with the two action
zones, the Alabama Plaintiffs argue that the 1993 Draft Manual:
(1) reduced the storage available for Allatoona’s authorized
hydropower purpose; (2) decreased navigation support by not
treating navigation as an “operating purpose” despite it being
an “authorized purpose” of Allatoona; (3) reduced the amount of
storage available for flood risk management to achieve higher
lake levels when it designated a portion of the flood control
storage pool where water could be stored “indefinitely” as a
precaution against possible impending drought; and (4) adopted
new “recreation impact levels” for the Corps to consider when
making water management decisions at Allatoona, to be applied
during peak recreation season. Pls.’ Mot., ECF No. 83 at 25
33
(citing A.R., ECF No. 61 at D-00013496.0050, D-00013496.0064, D-
00013496.0022, D-00013496.0073, D-00013496.0045-46). The 1993
Draft Manual was embroiled in years of litigation between the
Corps, the State of Alabama, and APC, among other parties, but
in 2012, the District Court for the Northern District of Alabama
(“Northern District of Alabama”) dismissed the action’s NEPA
claims for lack of subject matter jurisdiction because the draft
was never finalized and therefore did not represent “final
agency action,” as required by the APA. See Order, Alabama v.
U.S. Army Corps of Eng’rs, No. 90-1331 (N.D. Ala. July 3, 2012),
ECF No. 771 at 1-3.
4. The Process for Revising and Adopting the
Updated 2015 Master Manual, the Allatoona
Project Water Control Manual, and the FEIS
In 2007, after the 2004 expiration of a congressionally-
approved interstate compact for the ACT Basin and a period of
court-ordered mediation, and in the “midst of a severe and
extraordinary drought,” the Corps reinitiated the process of
updating the ACT Master Manual by publishing notice in the
Federal Register that it intended to prepare an EIS for the ACT
WCM update pursuant to NEPA’s requirements. A.R., ECF No. 61 at
D-00043781, D-00043862; Defs.’ Cross-Mot., ECF No. 95 at 11, 17.
Thereafter, the Corps began a public “scoping process” to
“identify all the relevant issues and alternatives that should
be addressed in the EIS[.]” A.R., ECF No. 61 at D-00043865.
34
After identifying key challenges, the Corps adopted “objectives”
for the Master Manual update, which included to: (1) define flow
requirements for APC projects to support navigation; (2) develop
a basin-wide drought management plan, as required by Corps
regulations; (3) improve downstream conditions for fish and
wildlife conservation; (4) “[i]mprove system performance to
achieve congressionally authorized project purposes,”
specifically by modifying hydropower operations at Allatoona
Lake, operations which historically had adverse effects on the
Corps’ ability to balance project purposes during drought; and
(5) incorporate changes in APC project operations due to APC’s
relicensing of its Coosa River project. Id. at D-00044194-96.
Overall, the FEIS notes that conditions in the ACT Basin “have
changed substantially since the federal reservoirs were
authorized and constructed,” and it identified as the “purpose
and need” of the update “determin[ing] how the federal projects
in the ACT Basin should be operated for their authorized
purposes, in light of current conditions and applicable law,”
and implementing those operations. Id. at D-00043862-63; see
also 33 C.F.R. § 222.5(f)(3) (allowing water control plans
developed for specific projects and reservoir systems to be
“revised as necessary to conform with changing requirements
resulting from developments in the project area and downstream,
improvements in technology, new legislation and other relevant
35
factors, provided such revisions comply with existing Federal
regulations and established Corps of Engineers policy”).
In light of the update’s enumerated objectives and purpose,
the Corps identified various “management measures,” defined as
“a feature or activity that can be implemented at a specific
geographical site to address one or more of the objectives.” Id.
at D-00044196. The measures considered were: “variations for
revising reservoir guide curves and conservation storage action
zones; revising hydropower generation plans for water control
regulation; revising drought procedures and environmental flows;
and developing navigation-specific operations.” Id. The Corps
then developed nine screening criteria, see id. at D-00043868;
against which to consider each management measure, eliminating
those which failed and carrying forward the ones that passed and
combining them “to form basin-wide alternative plans[,]” id. at
D-00044197, D-00044227. On March 1, 2013, the Corps released a
draft EIS, id. at D-00043776; evaluating twelve management
alternatives, see id. at D-00044228 (summarizing, in chart form,
the “alternative management measures”); starting with the “No-
Action Alternative,” reflecting the “continuation of the current
water control operations at each of the federal projects in the
ACT Basin[,]” and adding one measure at a time, such that the
alternatives built upon each other, id. at D-00044227.
36
There was a public notice and comment period on the draft
EIS, see 33 U.S.C. § 2319 (requiring the Corps to “provide
significant opportunities for public participation” when
revising WCMs); and on November 7, 2014, the Corps released the
revised ACT Master Manual and a more than 900-page FEIS, which
“included all comments on the Draft EIS and the detailed [Corps]
responses to those comments[,]” A.R., ECF No. 61 at D-00053483.
The Corps also accepted and responded to public comments on the
FEIS. See, e.g., id. at D-00043396, D-00043408, D-00046601, D-
00049511, D-00066475, D-00053483-84. In the FEIS, the Corps used
data models to simulate the effects of the alternative plans
across the entire hydrologic period of record (1939-2011),
“which were then evaluated in terms of project and watershed
criteria (channel availability, generation and capacity,
reservoir recreation impact levels, and other authorized
purposes, intended benefits, and existing uses in the system).”
Id. at D-00053479. The data results led the Corps to briefly
discuss and eliminate eight alternatives, while carrying forward
four for further analysis—the No-Action Alternative and Plans D,
F, and G. See id. at D-00044226-58. The Corps selected Plan G as
its “Proposed Action Alternative” or “Preferred Alternative,”
id. at D-00044246; for consisting “of the combination of water
management measures that are expected to meet the objectives and
best balance system operations[,]” and concluded, based on its
37
analysis, that “[i]mpacts on the human and natural environment
associated with the recommended water management plan compared
to current operations (No-Action Alternative) were found to be
negligible to minor[,]” id. at D-00053479.
On May 4, 2015, the Corps issued its Record of Decision
(“ROD”), thereby formally adopting the revised ACT Master Manual
and individual WCMs and commencing operations under them. See
id. at D-00053477-87. The ROD, representing “final agency
action,” stated that the Corps “took a balanced approach” in
updating the Master Manual and recognized that “there may be
occasions where conflicts exist between the individualized
authorized purposes” for the basin and its various reservoir
projects. Id. at D-00053478-79. Defendants contend that given
“[c]ongressional intent to delegate complex reservoir system
management to the Corps, the agency is entitled to significant
deference” in its revisions to its WCMs. See Defs.’ Cross-Mot.,
ECF No. 95 at 15-16.
5. Key Features of the Updated Master Manual and
the Allatoona Project Water Control Manual, and
the Specific Changes to Which the Alabama
Plaintiffs and Intervenor-Plaintiffs Object
Defendants state that “[i]t is impossible to summarize the
many changes in the expansive Master Manual,” but they note
several “beneficial changes,” including the development of a
drought management plan in coordination with stakeholders
38
(including the Alabama Plaintiffs); seasonal navigation releases
to support commercial navigation; and “adjustments to hydropower
to better match seasonal demands and balance all project
purposes during drought.” Defs.’ Cross-Mot., ECF No. 95 at 17.
The ROD also lists features of the revised water management plan
specific to the Allatoona Project, including: (1) continued
operation of Allatoona Dam to provide for a 240 cfs minimum flow
immediately downstream of the dam; (2) a revised guide curve at
Allatoona Lake to implement a phased fall drawdown period from
early September through December; (3) revised action zones at
Allatoona Lake shaped to mimic the seasonal demands for
hydropower; (4) modifications to the hydropower schedule at
Allatoona Dam to provide greater operational flexibility to meet
power demands while conserving storage; and (5) continued
withdrawal of water from Allatoona Lake by the CC-MWA and the
City of Cartersville, Georgia under existing water supply
storage agreements. A.R., ECF No. 61 at D-00053478.
The FEIS fills in the details regarding Allatoona’s updated
features, stating that “[a] seasonal conservation pool
regulation guide curve and conservation storage action zones
have been developed to guide” the Corps in making balanced water
control management decisions. Id. at D-00044949. The FEIS
explains that Allatoona’s conservation pool is now regulated
between a minimum elevation of 800 feet and a seasonal variable
39
top-of-conservation pool ranging between elevations 823 and 840
feet. Id. at D-00044948. Specifically, the top of conservation
elevation is 840 feet from May 1 to September 5; drawn down to
835 feet by October 1; held steady at 835 feet through November
15; drawn down to 823 feet by December 31 for additional flood
storage; and held steady at 823 feet until the refill period—
back up to 840 feet—begins on January 16. Id. at D-00044949, D-
00044904. This revised guide curve is supplemented by four new
action zones within the conservation storage pool, which are to
be “used as a general guide to the hydropower peaking generation
available from the Allatoona Project to help meet system
hydropower commitments.” Id. at D-00044949. The FEIS describes
the operations for each zone and its accompanying peaking
generation schedule—up to four hours in Zone 1, up to 3 hours in
Zone 2, up to 2 hours in Zone 3, and 0 hours in Zone 4—and
explains that the zones are “used to manage the lake at the
highest level possible within the conservation storage pool
while balancing the needs of all authorized purposes” at
Allatoona. Id. at D-00044949-51. In addition, above the top of
the conservation pool is the flood control pool, divided into
Zones A through E. Id. at D-00045086. “During the fall step down
period the pool may be held at the top of Zone A indefinitely if
all project purposes are met[,]” as Zone A “has the least
urgency for being evacuated.” Id.
40
The Alabama Plaintiffs take issue with three changes at the
Allatoona Project: “(1) the revised action zones, (2) the fall
phased drawdown (or phased) guide curve, and (3) reduced fall
hydropower generation”—all of which they claim raises lake
levels to benefit recreation, while reducing power generation,
navigation support, and flood risk management. Pls.’ Mot., ECF
No. 83 at 27. They argue that: (1) the new action zones reduce
the storage the Corps can use to generate power; (2) the new
phased guide curve reduces downstream flows during a critical
period in the fall; (3) the operational changes give the Corps
unfounded discretion to eliminate hydropower generation at any
time in all of the action zones; (4) the new Master Manual
eliminates navigation support by disclaiming any obligation to
the “distant” navigation channel; and (5) the Master Manual
reduces flood storage by allowing the Corps to store water in
Zone A of the flood pool “indefinitely,” further reducing
downstream flows. Id. at 28-30. As a result of these changes,
the Alabama Plaintiffs argue that there will be “substantially
decrease[d] flows into Alabama during low-flow and drought
periods[,]” which will result in “reduced hydropower generation,
reduced lake levels at [APC]’s Coosa and Tallapoosa River
projects, [ ] impaired water quality, especially in the Coosa
River and at [APC]’s Weiss Lake[,]” and increased frequency in
drought conditions at the Alabama-Georgia state line. Id. at 33.
41
Intervenor-Plaintiffs—the Montgomery Board, Mobile Water,
Russell Lands, and LMRA—also argue that they are harmed by the
Master Manual. The Montgomery Board is a public water utility in
Montgomery, Alabama that provides water and wastewater services.
Intervenor-Pls.’ Mot., ECF No. 85 at 9. Its service area is
located within the watershed of the ACT Basin, as it obtains
over sixty percent of its water supply from the Tallapoosa River
and has wastewater facilities on the Alabama and Tallapoosa
Rivers. Id. The Montgomery Board argues that the Master Manual
reduces water flows, thereby causing “the overall degradation of
water quality, impairment of [its] ability to treat wastewater
adequately, [ ] impairment of [its] ability to conduct and rely
upon long range planning and analysis[,]” and forced
modifications to its facilities so as to maintain compliance
with NPDES permits. Id. at 9-10. Mobile Water provides fresh
water unencumbered with salt or brine from tidal influences of
the Mobile Bay for use in industrial processes and as a source
of drinking water for residential and commercial customers. Id.
at 10. Mobile Water argues that reduced flows will result in
salt water intrusions up the Mobile River that will render the
water unacceptable for some industrial uses. Id. at 10-11. Lake
Martin is an APC reservoir on the Tallapoosa River located near
major population centers in Alabama and Georgia. Id. at 12. Lake
Martin offers “outstanding water quality” to Alabama and various
42
economic benefits resulting from major recreational seasons on
the lake in late spring, summer, and fall. Id. Lake Martin is
also important to the members of LMRA, the business of Russell
Lands, and Alabama’s economy generally, for example in terms of
jobs supported by recreation and real estate activity. Id. Both
Russell Lands and LMRA argue that lower flows from Allatoona, as
required by the updated Master Manual, will cause lower water
levels in Lake Martin in the summer and fall that will hurt APC
projects on the Coosa and Tallapoosa Rivers and damage
recreation at the lake. Id. at 12-13.
C. Procedural Background
The State of Alabama filed suit against Defendants on May
7, 2015, alleging that the Corps: (1) unlawfully abandoned and
reordered the Allatoona Project’s authorized project purposes
(Count One); (2) violated the CWA and Corps’ implementing
regulations requiring it to implement a water-quality management
program that complies with federal and state water quality
standards (Count Two); (3) violated NEPA by conducting a flawed
environmental impacts analysis, along with other modeling and
data errors (Count Three); and (4) violated the APA because the
updated Master Manual is contrary to the requirements of the
Flood Control Act of 1941, the CWA, NEPA, Corps’ regulations,
and prior operational precedents, is in excess of the limits
Congress placed on the Corps’ statutory authority without a
43
reasoned basis, does not meaningfully respond to objections
raised by commenters, and is therefore “arbitrary, capricious,
an abuse of discretion, or otherwise not in accordance with law”
(Count Four). See Compl., ECF No. 1 at 22-27 ¶¶ 95-114. On that
same day, APC filed suit against the same defendants, alleging
similar claims under the APA, CWA, and NEPA. See Compl., Ala.
Power Co. v. U.S. Army Corps of Eng’rs, No. 15-699 (EGS) (D.D.C.
May 7, 2015), ECF No. 1 at 36-42 ¶¶ 103-132. On July 25, 2016,
the Court found that these two cases “involve[d] common issues
of fact and gr[e]w out of the same event or transaction,” and
therefore consolidated the cases pursuant to Federal Rule of
Civil Procedure 42(a). See Min. Order, Ala. Power Co. v. U.S.
Army Corps of Eng’rs, No. 15-699 (EGS) (D.D.C. July 25, 2016).
The Alabama Plaintiffs seek relief pursuant to the APA and
the Declaratory Judgment Act. Compl., ECF No. 1 at 27. First,
they ask the Court to set aside as unlawful: (1) the Master
Manual, “including but not limited to the individual [WCM] for
the Allatoona Project[,]” and (2) the FEIS. Id. at 27 ¶¶ 1-2.
Second, they ask the Court to direct Defendants to either revise
the Master Manual or prepare new manuals “consistent with the
congressionally authorized purposes of the ACT River Basin,
including but not limited to the Allatoona Project, and to
ensure that downstream flow conditions in Alabama are consistent
with historic flows[.]” Id. ¶ 3. Third, they ask the Court to
44
direct Defendants to modify, as necessary, the Master Manual to
protect and maintain Alabama state water quality standards. Id.
at 27-28 ¶ 4. Fourth, they ask the Court to direct Defendants to
either revise the FEIS or prepare a new FEIS for any revised or
new manuals for the ACT Basin consistent with federal law. Id.
at 28 ¶ 5. Finally, they seek attorneys’ fees and costs and any
other relief the Court deems just and proper. Id. ¶¶ 6-7.
The Court granted Intervenor-Plaintiffs’ motions to
intervene in this case on April 4, 2016, see Min. Orders (Apr.
4, 2016) (granting the Montgomery Board and Mobile Water leave
to intervene); and on March 31, 2017 (granting LMRA and Russell
Lands leave to intervene), see Min. Order (Mar. 31, 2017). The
Court also granted Intervenor-Defendants’ motions to intervene
on March 31, 2017. See Min. Orders (Mar. 31, 2017) (granting the
State of Georgia, ARC, and the CC-MWA leave to intervene). On
July 22, 2016, the Court denied Defendants’ motion to change
venue, although it recognized that “this case could have been
brought in the Northern District of Georgia.” See Min. Order
(July 22, 2016). Thereafter, on November 18, 2016, Defendants
served a copy of the administrative record and its accompanying
index on all parties. See Defs.’ Notice of Filing of Certified
List of Contents of, and Production of, Administrative R., ECF
No. 61 at 1, 3 (noting that Attachment B, Parts 1-6, is the
45
indices, or, “the certified list of contents of the
Administrative Record”).
The Alabama Plaintiffs filed their joint motion for summary
judgment on May 30, 2017, see Pls.’ Mot., ECF No. 83; and
Intervenor-Plaintiffs filed their joint motion for summary
judgment on June 13, 2017, see Intervenor-Pls.’ Mot., ECF No.
85. Defendants filed their cross-motion for summary judgment on
August 14, 2017, see Defs.’ Cross-Mot., ECF 96; and Intervenor-
Defendants filed their joint cross-motion for summary judgment
on August, 28, 2017, see Intervenor-Defs.’ Cross-Mot., ECF No.
98. The Alabama Plaintiffs and Intervenor-Plaintiffs filed their
replies in support of their motions and in opposition to
Defendants’ and Intervenor-Defendants’ cross-motions on October
12, 2017 and October 26, 2017, respectively. See Pls.’ Reply,
ECF No. 99; Intervenor-Pls.’ Reply, ECF No. 101. Defendants
filed their reply on November 27, 2017, see Defs.’ Reply, ECF
No. 102; and Intervenor-Defendants filed their reply on December
11, 2017, see Intervenor-Defs.’ Reply, ECF No. 103. The Alabama
Municipal Electric Authority (“AMEA”) filed an amicus curiae
brief in support of the Alabama Plaintiffs’ joint motion for
summary judgment on August 2, 2017. 9 See Amicus Br., ECF No. 94.
9 The Court appreciates the analysis provided by amicus curiae.
46
On August 4, 2020, Intervenor-Defendants filed a notice
informing the Court of a decision by the Northern District of
Georgia that they called “relevant to matters pending before
this Court.” See Intervenor-Defs.’ Notice, ECF No. 119 at 1.
They attached as an exhibit a copy of that court’s 2020 opinion
and order (In re ACF Basin Water Litig., 467 F. Supp. 3d 1323
(N.D. Ga. 2020)), noting that the case presented “a similar
challenge to the Master Manual for a neighboring river basin,
the Apalachicola-Chattahoochee-Flint (“ACF”) River Basin[.]” Id.
at 2. The Alabama Plaintiffs responded to this notice on August
13, 2020, arguing that “[t]he Georgia Court’s reasoning is
erroneous and does not control this challenge to the [WCM] for
the [ACT] River Basin.” See Pls.’ Resp. to Suppl. Authority
Notice, ECF No. 120 at 1. Following another decision in the ACF
case on August 11, 2021, see In re ACF Basin Water Litig., 554
F. Supp. 3d 1282 (N.D. Ga. 2021); Intervenor-Defendants filed a
supplemental motion for summary judgment arguing that these
combined decisions, specifically involving “two legal issues
resolved in the ACF case” relating to the CWA and NEPA, should
be given “preclusive effect” in the instant case. See
Intervenor-Defs.’ Suppl. Mot., ECF No. 129 at 6-8. On April 11,
2022, the State of Alabama, Intervenor-Plaintiffs, and APC filed
their separate oppositions to the supplemental motion. See
Ala.’s Opp’n to Suppl. Mot., ECF No. 134; Intervenor-Pls.’ Opp’n
47
to Suppl. Mot., ECF No. 135; APC’s Opp’n to Suppl. Mot., ECF No.
137. Intervenor-Defendants replied to these oppositions on April
25, 2022. See Intervenor-Defs.’ Suppl. Mot. Reply, ECF No. 139. 10
On November 18, 2022, the Court granted the State of
Alabama leave to file a supplemental complaint arising out of
subsequent revisions Defendants made to the ACT Master Manual in
2021. See Min. Order (Nov. 18, 2022). The Court stated that
while the 2015 and 2021 revisions “relate to each other,” the
“legal claims in the original and proposed supplemental
complaint are distinct[,]” and that granting Alabama “leave to
supplement [would] merely result in a second round of cross
motions for summary judgment.” Id. The Court stated its intent
to address the pending motions before addressing any forthcoming
motions arising out of the 2021 revisions. Id. Therefore, the
parties’ motions and cross-motions for summary judgment, and
Intervenor-Defendants’ supplemental motion for summary judgment,
are now ripe and ready for the Court’s adjudication.
III. Legal Standard
Federal Rule of Civil Procedure 56 governs motions for
summary judgment, which are granted “if the movant shows that
there is no genuine dispute as to any material fact and the
10The Court addresses the arguments from Intervenor-Defendants’
supplemental motion for summary judgment, ECF No. 129; where
relevant to the parties’ pending cross-motions for summary
judgment, see ECF Nos. 83, 85, 95 & 96, and 97 & 98.
48
movant is entitled to judgment as a matter of law.” Fed. R. Civ.
P. 56(a). However, where litigants seek review of final agency
action under the APA, see 5 U.S.C. § 706; Rule 56’s standard
becomes inapplicable “because of the limited role of a court in
reviewing the administrative record[,]” Wilhelmus v. Geren, 796
F. Supp. 2d 157, 160 (D.D.C. 2011). “Under the APA, it is the
role of the agency to resolve factual issues to arrive at a
decision that is supported by the administrative record, whereas
the function of the district court is to determine whether or
not as a matter of law the evidence in the administrative record
permitted the agency to make the decision it did.” Sierra Club
v. Mainella, 459 F. Supp. 2d 76, 90 (D.D.C. 2006) (citation and
internal quotation marks omitted). “Summary judgment thus serves
as the mechanism for deciding, as a matter of law, whether the
agency action is supported by the administrative record and
otherwise consistent with the APA standard of review.” Id.
The APA provides that “[a] person suffering legal wrong
because of agency action, or adversely affected or aggrieved by
agency action within the meaning of a relevant statute, is
entitled to judicial review thereof.” 5 U.S.C. § 702. The Act
requires courts to “hold unlawful and set aside agency action,
findings, and conclusions found to be . . . arbitrary,
capricious, an abuse of discretion, or otherwise not in
accordance with law[,]” or “in excess of [the agency’s]
49
statutory jurisdiction, authority, or limitations, or short of
statutory right[.]” Id. § 706(2)(A), (C). Under the APA’s
“narrow” standard of review, “a court is not to substitute its
judgment for that of the agency[,]” Motor Vehicle Mfrs. Ass’n of
the U.S., Inc. v. State Farm Mut. Auto. Ins. Co., 463 U.S. 29,
43, 103 S. Ct. 2856, 77 L. Ed. 2d 443 (1983); and “will defer to
the [agency’s] interpretation of what [a statute] requires so
long as it is rational and supported by the record,” Oceana,
Inc. v. Locke, 670 F.3d 1238, 1240 (D.C. Cir. 2011) (citation
and internal quotation marks omitted). Thus, review of agency
action is generally deferential, Blanton v. Off. of the
Comptroller of the Currency, 909 F.3d 1162, 1170 (D.C. Cir.
2018); so long as the agency examines the relevant data and
articulates a satisfactory explanation for its decision,
including a “rational connection between the facts found and the
choice made[,]” State Farm, 463 U.S. at 43 (citation omitted).
However, an agency’s decision is considered arbitrary and
capricious if the agency: (1) “has relied on factors which
Congress has not intended it to consider,” (2) “entirely failed
to consider an important aspect of the problem,” (3) “offered an
explanation for its decision that runs counter to the evidence
before the agency,” or (4) “is so implausible that it could not
be ascribed to [a] difference in view or the product of agency
expertise.” Advocs. for Highway & Auto Safety v. Fed. Motor
50
Carrier Safety Admin., 429 F.3d 1136, 1144-45 (D.C. Cir.
2005) (quoting State Farm, 463 U.S. at 43). The plaintiff bears
the burden of showing that the agency violated the APA. Banner
Health v. Sebelius, 715 F. Supp. 2d 142, 153 (D.D.C. 2010).
The APA’s deferential standard cannot, however, “permit
courts merely to rubber stamp agency actions, nor be used to
shield the agency’s decision from undergoing a thorough,
probing, in-depth review.” Flaherty v. Bryson, 850 F. Supp. 2d
38, 47 (D.D.C. 2012) (internal citations and quotation marks
omitted). Instead, courts must evaluate “whether the decision
was based on a consideration of the relevant factors and whether
there has been a clear error of judgment[,]” State Farm, 463
U.S. at 43 (citations omitted); and may “not defer to the
agency’s conclusory or unsupported suppositions[,]” Flaherty,
850 F. Supp. 2d at 47 (citation omitted). Reviewing courts also
“may not supply a reasoned basis for the agency’s action that
the agency itself has not given[,]” but may “uphold a decision
of less than ideal clarity if the agency’s path may reasonably
be discerned.” State Farm, 463 U.S. at 43 (quoting Bowman
Transp., Inc. v. Ark.-Best Freight Sys., 419 U.S. 281, 286, 95
S. Ct. 438, 42 L. Ed. 2d 447 (1974)). However, judicial review
is confined to “the administrative record already in existence,
not some new record made initially in the reviewing court.” Camp
v. Pitts, 411 U.S. 138, 142, 93 S. Ct. 1241, 36 L. Ed. 2d 106
51
(1973); see also Jackson, 798 F. Supp. 2d at 222 (highlighting
“the APA’s command” that courts “review the whole record or
those parts of it cited by a party,” and “evaluate that record
as it was when [the agency] published its Decision Rationale”).
Courts review agency decisions under NEPA and the CWA
pursuant to section 706(2) of the APA, i.e., the APA’s judicial
review provisions. See, e.g., Flaherty, 850 F. Supp. 2d at 47;
Loper Bright Enters., Inc. v. Raimondo, 544 F. Supp. 3d 82, 98
(D.D.C. 2021); see also Karst Env’t Educ. & Prot., Inc. v. EPA,
475 F.3d 1291, 1295 (D.C. Cir. 2007) (noting that when statutes,
like NEPA, “create[] no private right of action, challenges to
agency compliance with the statute must be brought pursuant to
the [APA]”); WildEarth, 738 F.3d at 308 (“We apply the arbitrary
and capricious standard of the [APA] . . . to the merits of the
Appellants’ NEPA . . . challenge[.]”); Sackett v. EPA, 556 U.S.
120, 131, 132 S. Ct. 1367, 182 L. Ed. 2d 367 (2012) (finding
that the CWA does not preclude APA judicial review). Agency
decisions under both statutes involve “complex judgments about
sampling methodology and data analysis that are within the
agency’s technical expertise,” and are therefore accorded “an
extreme degree of deference.” Alaska Airlines, Inc. v. TSA, 588
F.3d 1116, 1120 (D.C. Cir. 2009). In other words, deference to
the agency’s judgment is particularly appropriate where, as
here, the decision at issue “requires a high level of technical
52
expertise[.]” Marsh v. Or. Nat. Res. Council, 490 U.S. 360, 377,
109 S. Ct. 1851, 104 L. Ed. 2d 377 (1989) (citation omitted).
IV. Analysis
The Alabama Plaintiffs assert three independent legal
grounds for why the Master Manual should be deemed unlawful.
First, they argue that the Corps violates the CWA in the Master
Manual by cutting back on releases that will impair downstream
water quality while disclaiming any duty to comply with
Alabama’s state water quality standards, instead improperly
passing mitigation responsibility to state permitting
authorities and other downstream entities. Pls.’ Mot., ECF No.
83 at 11-12. Second, they argue, in conjunction with Intervenor-
Plaintiffs, that the Corps conducted an inadequate environmental
review under NEPA that used an improper baseline for comparison
and did not disclose all significant environmental impacts of
the Master Manual. Id. at 12. Third, they argue that the Master
Manual violates the APA by: (1) exceeding the Corps’ statutory
authority by deemphasizing and reordering the congressionally
authorized project purposes of the Allatoona Project—hydropower,
navigation, and flood risk management—for the sake of lake
recreation; and (2) departing, arbitrarily and capriciously,
from Allatoona’s prior operational precedents that served those
53
three originally identified purposes. Id. at 11, 36, 60. The
Court addresses each of these arguments in turn below. 11
A. Defendants Did Not Violate the CWA or the Corps’
Implementing Engineer Regulations, and the Alabama
Plaintiffs’ Water Quality Claims Must Fail
The Alabama Plaintiffs first argue that the Master Manual
is unlawful because it “violates the Corps’ obligations to
maintain water quality and to avoid environmental degradation
throughout the ACT Basin.” Id. at 48. Specifically, they argue
that the Corps is in violation of section 313(a) of the CWA,
codified at 33 U.S.C. § 1323(a), and the Corps’ implementing
Engineer Regulation (“ER”) 1110-2-8154, see ER 1110-2-8154,
Water Quality and Environmental Management (May 31, 1995)
[hereinafter “ER 1110-2-8154”]; because the decision to reduce
flows from the Allatoona Project will cause violations of
Alabama’s state water quality standards, Pls.’ Mot., ECF No. 83
at 50. They contend that, despite acknowledging “‘that its
operational decisions will have [downstream] water quality
impacts’ during low-flow conditions[,]” the Corps has failed to
select the action alternative “‘that complies with water quality
standards to the maximum extent feasible[,]’” instead shifting
responsibility to the States and other downstream entities to
“‘address the consequences of [its] operational decisions[,]’”
11It is uncontested that the Alabama Plaintiffs have standing to
pursue their claims. See Pls.’ Mot., ECF No. 83 at 35-36.
54
id. at 48 (quoting A.R., ECF No. 61 at D-00049709, D-00049711);
by expecting state permitting authorities to reevaluate their
NPDES permits and set more stringent standards on the effluent
concentrations that downstream permit holders can discharge, id.
at 50-51. According to the Alabama Plaintiffs, and the EPA in
its comments on the FEIS, see A.R., ECF No. 61 at D-00049703-14;
this expectation is an unlawful shift in mitigation
responsibility to the States and a violation of the Corps’
duties under the CWA and ER 1110-2-8154, see Pls.’ Mot., ECF No.
83 at 50-51. 12
Defendants argue in response that the Alabama Plaintiffs
have “overstated the Corps’ obligation with respect to the
consideration of state water quality standards under the [CWA].”
Defs.’ Cross-Mot., ECF No. 95 at 10, 53. They argue that the
Corps is only required to give “appropriate consideration” to
these standards, in conjunction with the “many other factors”
from other statutes that apply in updating the Master Manual.
Id. Defendants claim that “[t]he FEIS shows that the Corps did
give consideration to the water quality standards in analyzing
12Intervenor-Plaintiffs also argue that the Corps did not
adequately address water quality issues in the Master Manual.
See Intervenor-Pls.’ Mot., ECF No. 85 at 15-19. Unlike the
Alabama Plaintiffs, they do not advance this argument under the
CWA and ER 1110-2-8154 but under NEPA. See id. at 15-19. The
Court therefore addresses their water quality arguments in the
NEPA section of this Memorandum Opinion. See infra section IV.B.
55
the alternatives[,]” and that “[t]he alternative chosen
represents the Corps[’] decision regarding the balancing of the
factors at issue[,]” which suffices to meet its CWA obligations.
Id. at 53 (citing A.R., ECF No. 61 at D-00044030, D-00058007).
The Georgia Parties also argue that the Alabama Plaintiffs do
not have a valid claim under section 313(a) of the CWA because
Alabama’s “water quality standards are not ‘requirements’ within
the meaning of this provision[,]” Intervenor-Defs.’ Cross-Mot.,
ECF No. 97 at 22; and neither are the non-binding ERs, including
ER 1110-2-8154, Intervenor-Defs.’ Reply, ECF No. 103 at 15-16.
Because they contend Alabama has not pointed to any “enforceable
requirements” that the Corps has violated, Intervenor-Defendants
ask the Court to deny the Alabama Plaintiffs’ CWA and water
quality claims. Id. at 24-25.
The Alabama Plaintiffs seek to rebut the Georgia Parties’
argument, arguing that “[n]othing in [section] 1323(a)’s text
excludes water-quality standards from the ‘requirements’ to
which the Corps must adhere . . . in the same manner, and to the
same extent as any nongovernmental entity.” Pls.’ Reply, ECF No.
99 at 22-23 (quoting 33 U.S.C. § 1323(a)). Further, they contend
that the Corps is “doubl[ing] down,” without any legal support,
“on the position . . . that the ‘risk of non-attainment of
downstream water quality standards’ is not its problem[,]” and
has failed to point to any evidence in the record that it
56
engaged in a “‘balancing’ process that [determined that] water
quality needed to be sacrificed for the sake of other legitimate
project purposes.” Id. at 25-26.
On May 22, 2020, the Northern District of Georgia issued a
decision in which it ruled against Alabama as to its water
quality (and other) claims in an action against the same federal
defendants involving the ACT’s neighboring ACF River Basin,
specifically, dismissing the portions of Alabama’s complaint
relating to the CWA and ER 1110-2-8154 pursuant to a motion for
judgment on the pleadings under Federal Rule of Civil Procedure
12(c). See In re ACF Basin, 467 F. Supp. 3d at 1336-41. The ACT
Basin covers portions of Alabama and Georgia, while the ACF
Basin covers portions of Alabama, Georgia, and Florida.
Intervenor-Defs.’ Suppl. Mot., ECF No. 129 at 6. Both the ACT
and ACF cases are challenges by Alabama (among other parties) to
the Corps’ updated Master Manuals governing operations in the
respective river basins. Id. While the Corps first issued the
ACT Master Manual and the Allatoona Project WCM in 1951, it
issued the ACF Master Manual in 1958 and a separate WCM for the
Buford Project, located in that basin, in 1959. Ala.’s Opp’n to
Suppl. Mot., ECF No. 134 at 9.
By way of background, the Corps initially proposed draft
updates to the ACT and ACF Master Manuals in 1989 and began
operating pursuant to them without finalizing them or conducting
57
a formal EIS, thereby leading Alabama to challenge both drafts
in a single case before the Northern District of Alabama in
1990, alleging, among other claims, that the Corps did not
comply with NEPA. See Compl., Alabama v. U.S. Army Corps of
Eng’rs, No. 90-1331 (N.D. Ala. June 28, 1990), ECF No. 1 at 1,
14-21. Specific to the ACF Basin, Alabama argued it was unlawful
for the Corps to permit the Georgia Parties to make water
withdrawals from the Buford Project pursuant to interim water
supply contracts because, per the Water Supply Act of 1958,
Congress had to preapprove such withdrawals. Id. at 9-10 ¶ 17.
APC later intervened as a plaintiff, see Alabama v. U.S. Army
Corps of Eng’rs, 229 F.R.D. 669, 676 (N.D. Ala. 2005) (granting
APC intervention as of right); and in 2007, this case was
bifurcated along basin lines, with the ACF claims consolidated
as multidistrict litigation in the District Court for the Middle
District of Florida, while the ACT claims remained with the
Northern District of Alabama, see In re Tri-State Water Rts.
Litig., 481 F. Supp. 2d 1351, 1353 (J.P.M.L. 2007) (concluding
that the ACT and ACF cases did “not share sufficient questions
of fact”).
In 2011, the Court of Appeals for the Eleventh Circuit
dismissed the Alabama Parties’ challenges to the ACF Master
Manual, holding that most of their claims were not final agency
action under the APA and not subject to judicial review. See In
58
re MDL-1824 Tri-State Water Rts. Litig., 644 F.3d 1160, 1185
(11th Cir. 2011). In 2012, the Northern District of Alabama also
dismissed the majority of the Alabama Parties’ ACT claims,
concluding, as well, that the 1993 Draft Manual could not be
construed as “final agency action” under the APA. See Order,
Alabama v. U.S. Army Corps of Eng’rs, No. 90-1331 (N.D. Ala.
July 3, 2012), ECF No. 771 at 2-3; see also Final Order of
Dismissal, Alabama v. U.S. Army Corps of Eng’rs, No. 90-1331
(N.D. Ala. Oct. 23, 2012), ECF No. 786 at 1-2 (dismissing with
prejudice “all remaining claims,” thereby drawing “the saga of
the Water Wars that began [on] June 28, 1990 to a close”).
Following these dismissals, “the way was clear for the
Corps to update both Master Manuals[,]” which it completed,
pursuant to NEPA’s requirements, for the ACT Basin in 2015 and
the ACF Basin in 2017. Intervenor-Defs.’ Suppl. Mot., ECF No.
129 at 9. Alabama challenged both updates, first filing the
instant ACT case in May 2015, see Compl., ECF No. 1; and filing
a second case in this district challenging the ACF Master Manual
in April 2017, see Compl., Alabama v. U.S. Army Corps of Eng’rs,
No. 17-607 (JDB) (D.D.C. Apr. 5, 2017), ECF No. 1; which was
later transferred to the Northern District of Georgia pursuant
to a joint motion by the Corps and the Georgia Parties, see
Alabama v. U.S. Army Corps of Eng’rs, 304 F. Supp. 3d 56, 62, 70
(D.D.C. 2018). Following its earlier 2020 decision denying
59
Alabama’s CWA and ER 1110-2-8154 water-quality claims, on August
11, 2021, that court entered summary judgment in favor of the
Corps, and as relevant here, denied Alabama’s remaining water
quality claim under the APA and all plaintiffs’ NEPA claims. 13 In
re ACF Basin, 554 F. Supp. 3d at 1302-08. Of note, neither APC
nor any of Intervenor-Plaintiffs are parties to the ACF case,
while Intervenor-Defendants all intervened in the ACF case,
along with several Atlanta-based municipalities. Id. at 1287-88;
Ala.’s Opp’n to Suppl. Mot., ECF No. 134 at 15.
In their supplemental motion for summary judgment, the
Georgia Parties use the Northern District of Georgia’s 2020 and
2021 decisions to argue that their resolution of legal issues as
to the ACF Basin “is correct, preclusive, and dispositive of
claims currently pending before this Court.” Intervenor-Defs.’
Suppl. Mot., ECF No. 129 at 7. They contend that “the Court can
either hold that the ACF Court decided the issues common to
these two cases correctly, or it can apply the doctrine of issue
preclusion to conclude that issues dispositive to the Alabama
Parties’ claims are res judicata.” Id. at 7-8. The Court
addresses these supplemental issue preclusion arguments, first
13An appeal of this decision is currently pending in the Court
of Appeals for the Eleventh Circuit (“Eleventh Circuit”). See
Pl. State of Ala.’s Notice of Appeal, In re ACF Basin Water
Litig., No. 1:18-MI-43 (N.D. Ga. Sept. 10, 2021), ECF No. 236 at
1; Notice of Appeal, In re ACF Basin Water Litig., No. 1:18-MI-
43 (N.D. Ga. Oct. 6, 2021), ECF No. 243 at 1.
60
as to the parties’ water quality claims in this section of the
Memorandum Opinion, and later turns to the remaining preclusion
arguments under the NEPA section of the Memorandum Opinion. 14 See
infra section IV.B.1.a. For the reasons discussed below, the
Court declines to apply issue preclusion to both sets of claims
and will proceed to analyzing their merits.
1. Issue Preclusion Does Not Apply to Bar the
Alabama Plaintiffs’ Water Quality Claims
Issue preclusion, also known as collateral estoppel,
“refers to the effect of a prior judgment in foreclosing
successive litigation of an issue of fact or law actually
litigated and resolved in a valid court determination essential
to the prior judgment, whether or not the issue arises on the
same or a different claim.” New Hampshire v. Maine, 532 U.S.
742, 748-49, 121 S. Ct. 1808, 149 L. Ed. 2d 968 (2001). The
doctrine serves “to conserve judicial resources, avoid
inconsistent results, engender respect for judgments of
predictable and certain effect, and to prevent serial forum-
shopping and piecemeal litigation.” Hardison v. Alexander, 655
F.2d 1281, 1288 (D.C. Cir. 1981). Pursuant to the doctrine’s
rules, “the parties to a suit and their privies 15 are bound by a
14 The pendency of the above-referenced Eleventh Circuit appeal
does not affect the Court’s preclusion analysis. See El-Amin v.
Virgilio, 251 F. Supp. 3d 208, 211 (D.D.C. 2017).
15 “The term ‘privity’ signifies that the relationship between
two or more persons is such that a judgment involving one of
61
final judgment and may not relitigate any ground for relief
which they already have had an opportunity to litigate even if
they chose not to exploit that opportunity[, regardless of]
whether the initial judgment was erroneous or not.” Id. This is
because the objective of issue preclusion is “judicial finality”
and “the conclusive resolution of disputes . . . .” Yamaha Corp.
of Am. v. United States, 961 F.2d 245, 254 (D.C. Cir. 1992)
(citation omitted). Issue preclusion is properly raised on a
motion for summary judgment. See, e.g., Canonsburg Gen. Hosp. v.
Burwell, 807 F.3d 295, 307 (D.C. Cir. 2015).
Three elements must be present for a judgment to preclude
litigation of an issue in a subsequent case: “‘[1], the same
issue now being raised must have been contested by the parties
and submitted for judicial determination in the prior case[; 2],
the issue must have been actually and necessarily determined by
a court of competent jurisdiction in that prior case[; and] [3],
preclusion in the second case must not work a basic unfairness
to the party bound by the first determination.’” Martin v.
DOJ, 488 F.3d 446, 454 (D.C. Cir. 2007) (quoting Yamaha, 961
F.2d at 254). The party invoking issue preclusion “bears the
burden of establishing that the conditions for its application
them may justly be conclusive upon the others, although those
others were not party to the lawsuit.” Gill & Duffus Servs.,
Inc. v. A. M. Nural Islam, 675 F.2d 404, 405 (D.C. Cir. 1982).
62
have been satisfied[,]” Lardner v. DOJ, 638 F. Supp. 2d 14, 22
(D.D.C. 2009) (citation and internal quotation marks omitted);
and once an issue is determined to have preclusive effect, the
court “does not review the merits of the determinations in the
earlier litigation[,]” Consol. Edison Co. of N.Y. v. Bodman, 449
F.3d 1254, 1257 (D.C. Cir. 2006). Indeed, “even a ‘patently
erroneous’ first judgment is insufficient to bar issue
preclusion.” Canonsburg, 807 F.3d at 306 (quoting Otherson v.
DOJ, 711 F.2d 267, 277 (D.C. Cir. 1983)); see also Montana v.
United States, 440 U.S. 147, 162, 99 S. Ct. 970, 59 L. Ed. 2d
210 (1979) (“[A] fact, question or right distinctly adjudged in
the original action cannot be disputed in a subsequent action,
even though the determination was reached upon an erroneous view
or by an erroneous application of the law.” (emphasis in
original)). Furthermore, “it is the prior judgment that matters,
not the court’s opinion explicating the judgment[,]” such that
“once an issue is raised and determined, it is the entire issue
that is precluded, not just the particular arguments raised in
support of it in the first case.” Yamaha, 961 F.2d at 254
(emphasis in original).
Even when collateral estoppel would otherwise apply, courts
have recognized exceptions to the doctrine’s applicability.
Pharm. Care Mgmt. Ass’n v. Dist. of Columbia, 522 F.3d 443, 446
(D.C. Cir. 2008). “Of particular importance in this case[,]”
63
discussed below, “is the exception for cases presenting ‘unmixed
questions of law.’” Id. Under this exception, “[c]ollateral
estoppel does not apply with the same force to unmixed questions
of law as it does to mixed questions of law and fact or to pure
questions of fact.” Id. (citing United States v. Stauffer Chem.
Co., 464 U.S. 165, 170–71, 104 S. Ct. 575, 78 L. Ed. 2d 388
(1984)). “Although the Supreme Court has acknowledged that the
purpose and application of this exception are not entirely
clear, the exception continues to have force.” Id. (citing
Stauffer, 464 U.S. at 171-72).
In addition, while “[t]here is no general public policy
exception to the operation of res judicata[,]” courts have
recognized equitable exceptions to issue preclusion in “limited
circumstances[.]” Apotex, Inc. v. FDA, 393 F.3d 210, 219 (D.C.
Cir. 2004). First, “issue preclusion is inappropriate if there
has been an intervening ‘change in controlling legal
principles.’” Canonsburg, 807 F.3d at 306 (quoting Apotex, 393
F.3d at 219). Second, courts “have recognized that issue
preclusion would be unfair ‘if the party to be bound lacked an
incentive to litigate in the first trial, especially in
comparison to the stakes of the second trial.’” Id. (quoting
Otherson, 711 F.2d at 273). Third, issue preclusion is
inappropriate if the “prior proceedings were seriously
defective.” Martin, 488 F.3d at 455 (quoting Blonder-Tongue
64
Lab’ys, Inc. v. Univ. of Ill. Found., 402 U.S. 313, 333, 91 S.
Ct. 1434, 28 L. Ed. 2d 788 (1971)). The Court of Appeals for the
District of Columbia Circuit (“D.C. Circuit”) is “reluctant to
expand these equitable exceptions.” Canonsburg, 807 F.3d at 306.
This case involves the defensive use of issue preclusion,
meaning that a defendant is seeking to “preclude[] a plaintiff
from contesting an issue it has previously litigated and lost in
another case[.]” Pharm. Care, 522 F.3d at 446. Here, the Georgia
Parties, intervening as defendants in both the ACF and ACT
cases, argue that Alabama, a plaintiff in both cases, should be
precluded from relitigating issues in the instant case that the
Northern District of Georgia already decided against it. See
Intervenor-Defs.’ Suppl. Mot., ECF No. 129 at 6-7. This amounts
to defensive, mutual issue preclusion, meaning the defendant
seeking to invoke preclusion and the plaintiff against whom
preclusion is being invoked have both appeared in the first and
second suits. Cf. Menkes v. DHS, 637 F.3d 319, 334 (D.C. Cir.
2011). While the Supreme Court has “emphasize[d] the fundamental
nature of the general rule that a litigant is not bound by a
judgment to which [it] was not [previously] a party[,]” it has
also “endeavored to delineate discrete exceptions that apply in
‘limited circumstances[,]’” Taylor v. Sturgell, 553 U.S. 880,
898, 128 S. Ct. 2161, 171 L. Ed. 2d 155 (2008); i.e., where
“issue preclusion does not require mutuality of parties[,]”
65
Gov’t of Rwanda v. Johnson, 409 F.3d 368, 374 (D.C. Cir. 2005);
see also Blonder-Tongue, 402 U.S. at 328-29 (abandoning the
mutuality requirement in certain situations).
One exception of when “a nonparty may be bound by a
judgment” is when it “was adequately represented by someone with
the same interests who [wa]s a party to the [first] suit.”
Sturgell, 553 U.S. at 894 (citation and internal quotation marks
omitted). Using this exception to “the rule against nonparty
preclusion,” id. at 893; Intervenor-Defendants argue that “[t]he
preclusive effect of the ACF Court’s prior judgments is clear
[not only] as to Alabama,” but “extends to” APC and Intervenor-
Plaintiffs, who, although not parties to the ACF case, are
Alabama municipalities (the Cities of Mobile and Montgomery) or
Alabama-incorporated corporations (APC, Russell Lands, and
LMRA), and are thus “Alabama citizen[s] whose interests were
adequately represented by the State of Alabama in the ACF
Case[,]” Intervenor-Defs.’ Suppl. Mot., ECF No. 129 at 29-30.
To determine whether issue preclusion applies to bar the
Alabama Plaintiffs’ water quality claims in this case, the Court
first summarizes Alabama’s three ACF water quality claims and
the Northern District of Georgia’s rulings on those claims. For
its first two claims, Alabama argued that the ACF Master Manual
should be set aside because it would cause violations of
Georgia’s water quality standards contrary to: (1) section
66
313(a) of the CWA; and (2) the Corps’ internal ER 1110-2-8154.
See Compl., Alabama v. U.S. Army Corps of Engr’s, No. 17-607
(JDB) (D.D.C. Apr. 5, 2017), ECF No. 1 at 16-18 ¶¶ 60-67, 23 ¶¶
95-99; In re ACF Basin, 467 F. Supp. 3d at 1336. Third, Alabama
advanced “an independent water-quality claim under the APA[,]”
Ala.’s Opp’n to Suppl. Mot., ECF No. 134 at 16; based on the
Corps’ “failure to acknowledge and offer a reasoned explanation
for its departure from its own water-quality policy[,]” In re
ACF Basin, 554 F. Supp. 3d at 1303; even if ER 1110-2-8154
“cannot be directly enforced[,]” Intervenor-Defs.’ Suppl. Mot.,
ECF No. 129 at 7; 16 see also Compl., Alabama v. U.S. Army Corps
of Engr’s, No. 17-607 (JDB) (D.D.C. Apr. 5, 2017), ECF No. 1 at
18 ¶¶ 67-68, 24-25 ¶¶ 104-05. In its 2020 decision granting
partial judgment on the pleadings, the Northern District of
Georgia ruled against Alabama on its first two water quality
claims. See In re ACF Basin, 467 F. Supp. 3d at 1336-41. First,
that court concluded that under section 313(a) of the CWA, state
water quality standards are not “requirements” with which
federal agencies must comply, but are instead “limited to
objective state standards of control, such as effluent
limitations in permits,” or State-created programs imposing
16The Georgia Parties call this Alabama’s “fallback” CWA
argument, which they contend Alabama has asserted in the ACT and
ACF cases. Intervenor-Defs.’ Suppl. Mot., ECF No. 129 at 7.
67
enforceable conditions. Id. at 1336-38. Second, the Northern
District of Georgia determined that ER 1110-2-8154 is a non-
binding internal guidance document that is unenforceable by
third parties like the State of Alabama. Id. at 1340-41. Lastly,
in its 2021 decision granting summary judgment to the
defendants, that court concluded that “even if the Corps did not
follow its [ER] guidance as Alabama allege[d],” it acknowledged
that guidance and adequately explained its choice “to select the
preferred alternative despite potential impacts to water
quality.” In re ACF Basin, 554 F. Supp. 3d at 1303.
Intervenor-Defendants now argue that the Northern District
of Georgia’s rulings against Alabama are “preclusive” as to
whether: (1) state water quality standards are “requirements”
within the meaning of section 313(a) of the CWA; and (2) ER
1110-2-8154 is legally binding in Corps reservoir operations,
and therefore “dispositive” in answering both questions in the
negative for the purposes of Alabama’s instant ACT water quality
claims. See Intervenor-Defs.’ Suppl. Mot., ECF No. 129 at 6-7,
15-16. The Georgia Parties argue that pursuant to the rules of
issue preclusion, these two “issue[] of law” conclusions from
the ACF case lead to the “law application” that “[a] Corps’
Master Manual is not contrary to law” under the CWA or ER 1110-
2-8154 “because it does not ensure that Water Quality Standards
will be achieved[,]” and therefore Alabama has failed to state a
68
claim for relief under those legal theories. Id. at 15-16. Next,
they argue that the Northern District of Georgia’s ruling on
whether the Corps engaged in an “unexplained departure” from ER
1110-2-8154 in violation of the APA when adopting a Master
Manual with acknowledged downstream water quality impacts is
“persuasive,” even if not “preclusive,” “[b]ecause the Corps
provided essentially the same explanations for the ACT [Master
M]anual” as the ACF Master Manual. Id. at 7, 20-23.
In its opposition, Alabama argues that “[t]he differences
between the ACT and ACF cases are more than just ‘place names’
and ‘specific operational details[,]’” as Intervenor-Defendants
argue, but instead involve entirely separate river basins,
different operations manuals, and “vastly different procedural
issues[,]” Ala.’s Opp’n to Suppl. Mot., ECF No. 134 at 19—
quoting language from the Georgia Parties’ 2017 reply brief in
support of their motion to transfer venue of the ACF case from
this district to the Northern District of Georgia, see Def.-
Intervenor the State of Georgia’s Reply in Support of its Mot.
to Transfer Venue, Alabama v. U.S. Army Corps of Eng’rs, No. 17-
607 (JDB) (D.D.C. Aug. 11, 2017), ECF No. 35 at 18-19 (arguing
that there is “no overlap between the ACT-manual litigation and
[the ACF] case that would make it convenient or efficient to
litigate them in th[e] same jurisdiction” because the cases are
“so dissimilar”). Alabama further argues that “the specific
69
‘issues’ that the Georgia Parties seek to preclude Alabama from
litigating in this case constitute either pure questions of law,
or mixed questions of law and fact involving dissimilar facts to
which the issue preclusion doctrine does not apply.” Ala.’s
Opp’n to Suppl. Mot., ECF No. 134 at 19.
Next, Alabama argues that policy considerations weigh
against applying issue preclusion because of the broad public
interests at stake in such a case “involving the federal and two
State governments” and because applying the doctrine will not
conserve judicial resources, discourage forum shopping, or
prevent inconsistent results. See id. at 8, 32-36. Instead,
Alabama argues that the Northern District of Georgia’s ACF
rulings are “neither binding nor persuasive” in this ACT case
and that “the Court should bring its own judgment to bear” on
the merits of the issues. Id. at 8-9. Alabama also argues that
APC and Intervenor-Plaintiffs are not barred from litigating the
allegedly precluded issues because they were not parties to the
ACF case, nor were they adequately represented by Alabama in
that suit. See id. at 36-38. Intervenor-Plaintiffs and APC have
adopted Alabama’s opposition to the Georgia Parties’
supplemental motion for summary judgment, each adding a few
arguments of their own, discussed below. See Intervenor-Pls.’
Opp’n to Suppl. Mot., ECF No. 135 at 1-2; APC’s Opp’n to Suppl.
Mot., ECF No. 137 at 1-3.
70
a. The Issue Preclusion Criteria Are Satisfied
as Against the State of Alabama for Its
Water Quality Claims Involving the CWA and
ER 1110-2-8154
As an initial matter, the Court agrees with the State of
Alabama that issue preclusion need only be analyzed regarding
the first two issues raised in the Georgia Parties’ supplemental
motion for summary judgment. See Ala.’s Opp’n to Suppl. Mot.,
ECF No. 134 at 27-28. On the third issue, whether the Corps
engaged in an “unexplained departure” from ER 1110-2-8154 in
violation of the APA by adopting the ACF and ACT Master Manuals,
see Intervenor-Defs.’ Suppl. Mot., ECF No. 129 at 7, 20-23;
Intervenor-Defendants have acknowledged that the Northern
District of Georgia’s ruling that the Corps adequately explained
the reasons for its substantive actions in the ACF Basin
impacting water quality “is not necessarily preclusive here,”
id. at 20-21. Given this admission, the Court declines to engage
in the preclusion analysis as to this issue.
For the remaining two water quality issues involving the
CWA and ER 1110-2-8154, the Court first determines that the
preclusion criteria appear to be satisfied as against the State
of Alabama, a party to both the ACF and ACT cases. In reaching
this conclusion, the Court “does not review the merits of” the
Northern District of Georgia’s earlier rulings. Consol. Edison,
449 F.3d at 1257. Instead, it assesses whether: (1) the same
71
issues now being raised in the ACT case were “contested by the
parties and submitted for judicial determination” in the ACF
case; (2) those issues were “actually and necessarily determined
by a court of competent jurisdiction[;]” and (3) preclusion
would “work a basic unfairness to” Alabama, “the party bound by
the first determination.” See Yamaha, 961 F.2d at 254.
In both the ACF and ACT cases, the parties have contested
and submitted for judicial determination the identical issue of
whether state water quality standards are directly enforceable
“requirements” under section 313(a) of the CWA. Compare In re
ACF Basin, 467 F. Supp. 3d at 1336-39, with Intervenor-Defs.’
Cross-Mot., ECF No. 97 at 21-25, and Pls.’ Reply, ECF No. 99 at
22-25; see also Intervenor-Defs.’ Suppl. Mot., ECF No. 129 at 17
(comparing Alabama’s ACT and ACF pleadings, both contending that
the CWA “require[s]” the Corps “to implement a water-quality
management program that” complies with state water quality
standards, and that the Master Manuals are “contrary to” this
statutory requirement). The Northern District of Georgia, “a
court of competent jurisdiction,” “actually and necessarily”
decided this issue against Alabama, Yamaha, 961 F.2d at 254;
concluding, after surveying caselaw from the Supreme Court and
other federal district courts, that water quality standards are
not self-enforcing, substantive legal “requirements” with which
72
federal agencies must comply under section 313(a) of the CWA, 17
see In re ACF Basin, 467 F. Supp. 3d at 1336-39. This conclusion
led the Northern District of Georgia to determine that Alabama
failed to state a claim under 33 U.S.C. § 1323(a), which was
essential to its judgment dismissing that count of Alabama’s ACF
complaint. Id. at 1339, 1341. Finally, because Alabama’s
incentives to litigate this issue “were no less present in the
prior case, nor are the stakes of the present case of ‘vastly
greater magnitude[,]’” Martin, 488 F.3d at 455 (quoting Yamaha,
961 F.2d at 254); and “there is no change in the controlling
law” or “concern about procedural defects in the [ACF]
litigation, the application of issue preclusion is unlikely to
result in a ‘compelling’ showing of unfairness to” the State of
Alabama, Canonsburg, 807 F.3d at 306.
The Court reaches the same conclusion as to the State of
Alabama regarding the identical issue of whether ER 1110-2-8154
creates legally binding duties on the Corps in its reservoir
operations. Compare In re ACF Basin, 467 F. Supp. 3d at 1339-41,
with Pls.’ Mot., ECF No. 83 at 49-50; see also Intervenor-Defs.’
Suppl. Mot., ECF No. 129 at 17 (comparing Alabama’s ACT and ACF
pleadings, both contending that “the Corps’ implementing
17This conclusion did not turn on any specifics about the State
of Georgia’s water quality standards and was therefore intended
to apply to water quality standards across states, including
Alabama’s water quality standards at issue in the ACT case.
73
regulations and guidance require it to implement a water-quality
management program” in line with that guidance and that the
Master Manuals are “contrary to th[o]se regulations and
guidance”). The Northern District of Georgia “actually and
necessarily” decided this issue against Alabama, concluding,
after reviewing the history and purpose of the ERs and caselaw
from “[n]umerous courts,” that those regulations are “not
binding on the agency” and “not enforceable” by third parties.
In re ACF Basin, 467 F. Supp. 3d at 1340. This conclusion was
essential to that court’s judgment dismissing the related counts
of Alabama’s ACF complaint. Id. at 1341. Lastly, as noted, the
State of Alabama “had every incentive to forcefully litigate”
this issue, such that requiring it to adhere to this conclusion
“does not create any basic unfairness.” Robinson v. U.S. Dep’t
of Educ., 502 F. Supp. 3d 127, 135 (D.D.C. 2020).
b. Although the Issue Preclusion Criteria Are
Satisfied as Against the State of Alabama’s
CWA and ER 1110-2-8154 Water Quality Claims,
the Doctrine Is Inapplicable Here
However, even if the three elements of issue preclusion are
met, Alabama argues that the Northern District of Georgia’s 2020
water quality rulings do not bar Alabama’s ACT water quality
clams for two reasons. First, Alabama argues that “an exception”
to the doctrine applies, namely the “unmixed questions of law”
exception, Ala.’s Opp’n to Suppl. Mot., ECF No. 134 at 20-21;
74
which dictates that “[c]ollateral estoppel does not apply with
the same force to unmixed questions of law as it does to mixed
questions of law and fact or to pure questions of fact[,]”
Pharm. Care, 522 F.3d at 446. This exception thus requires “a
determination as to whether an ‘issue of fact’ or an ‘issue of
law’ is sought to be relitigated and then a determination as to
whether the ‘issue of law’ arises in a successive case that is
so unrelated to the prior case that relitigation of the issue is
warranted.” Stauffer, 464 U.S. at 171. Second, Alabama argues
that policy considerations, along with the presence of APC and
Intervenor-Plaintiffs as non-mutual parties, weigh against
preclusion. See Ala.’s Opp’n to Suppl. Mot., ECF No. 134 at 8-9,
32-38. For the reasons discussed below, the Court agrees with
Alabama on both arguments and declines to apply issue preclusion
to bar the Alabama Plaintiffs’ water quality claims.
i. The “Unmixed Questions of Law”
Exception to Issue Preclusion
Applies Here
“In cases involving mutual collateral estoppel,” as this is
for the State of Alabama, the “unmixed questions of law”
exception “applies only if the issue is one of law and the facts
of the cases are substantially unrelated.” Pharm. Care, 522 F.3d
at 446 (citing RESTATEMENT (SECOND) OF JUDGMENTS § 28(2) (Am. L. Inst.
1982) [hereinafter “RESTATEMENT (SECOND) OF JUDGMENTS”]); see also
Montana, 440 U.S. at 162 (“[W]hen issues of law arise in
75
successive actions involving unrelated subject matter,
preclusion may be inappropriate.”); 18 Charles Alan Wright &
Arthur R. Miller, FEDERAL PRACTICE AND PROCEDURE § 4425 (3d ed. 2023)
[hereinafter “FEDERAL PRACTICE AND PROCEDURE § 4425”] (“[I]ssue
preclusion does not attach to abstract rulings of law, unmixed
with any particular set of facts[.]”). This contrasts with
situations in which “‘the claims in two separate actions between
the same parties are the same or are closely related [such that]
it is not ordinarily necessary to characterize an issue as one
of fact or of law for purposes of issue preclusion . . . . ’”
Stauffer, 464 U.S. at 171 (quoting RESTATEMENT (SECOND) OF JUDGMENTS §
28(2), cmt. b). In such a case, it would be unfair to the
winning party and burdensome on the courts “‘to allow repeated
litigation of the same issue in what is essentially the same
controversy, even if the issue is regarded as one of law.’” See
id. at 171-72 (declining to apply the exception and “allow the
government to litigate twice with the same party an issue
arising in both cases from virtually identical facts” (quoting
RESTATEMENT (SECOND) OF JUDGMENTS § 28(2), cmt. b)). Thus, “where the
legal issue[s are] identical and the factual settings so closely
related, the exception simply does not apply.” Beverly Health &
Rehab. Servs., Inc. v. NLRB, 317 F.3d 316, 323 n.2 (D.C. Cir.
2003).
76
Since the parameters of the “unmixed questions of law”
exception are “far from clear[,]” Stauffer, 464 U.S. at 172; and
“the journey from a pure question of fact to a pure question of
law is one of subtle gradations[,]” RESTATEMENT (SECOND) OF JUDGMENTS
§ 28(2), cmt. b; the Supreme Court “regularly turns to the
Restatement (Second) of Judgments” when deciding whether to
apply this “challenging” exception to issue preclusion, see B &
B Hardware, Inc. v. Hardis Indus., Inc., 575 U.S. 138, 148, 135
S. Ct. 1293, 191 L. Ed. 2d 222 (2015). The Restatement states
that when: (1) “the issue is one of the formulation or scope of
[an] applicable legal rule[;]” and (2) “if the claims in the two
actions are substantially unrelated,” then the rule of law
declared in the first action between the two parties “should not
be binding on them for all time” because “the more flexible
principle of stare decisis is sufficient to protect [them] and
the court from unnecessary burdens.” RESTATEMENT (SECOND) OF JUDGMENTS
§ 28(2), cmt. b; accord Gruver v. La. Bd. of Supervisors for La.
State Univ. Agric. & Mech. Coll., 959 F.3d 178, 182 n.3 (5th
Cir. 2020).
The first element of this test applies here, as the
Northern District of Georgia addressed two pure questions of
law, i.e., not based on any underlying ACF case facts, to
enunciate legal rules regarding the statutory meaning of the
word “requirements” under section 313(a) of the CWA and the
77
enforceability of the agency’s ERs under the APA. The “unmixed
questions of law” exception applies in such situations “with
particular force[,]” since the issues to be re-litigated involve
“‘the formulation or scope’ of a statute [and an] applicable
legal rule[.]” Nat’l Org. of Veterans’ Advocs., Inc. v. Sec’y of
Veterans Affs., 260 F.3d 1365, 1373 (Fed. Cir. 2001) (quoting
RESTATEMENT (SECOND) OF JUDGMENTS § 28(2), cmt. b); see also U.S. ex
rel. Stinson, Lyons, Gerlin & Bustamante, P.A. v. Blue Cross
Blue Shield of Ga., Inc., 755 F. Supp. 1040, 1046 (S.D. Ga.
1990) (“Issue preclusion is least favored where the pure
question of law is one of statutory construction.”); Holland v.
Nat’l Mining Ass’n, 309 F.3d 808, 815 (D.C. Cir. 2002)
(“Allowing one circuit’s statutory interpretation to foreclose
APA review of the question in another circuit would squelch the
circuit disagreements that can lead to Supreme Court review.”);
FEDERAL PRACTICE AND PROCEDURE § 4425 (“It is reasonably clear that
preclusion does not extend to principles of law formulated in
abstract terms that could apply to completely separate fact
settings.”). As Alabama argues, the Northern District of
Georgia’s rulings “did not involve any fact findings” but
instead “turned strictly on [its] interpretation of the CWA’s
statutory scheme and the case law[,]” its understanding of the
history and purpose of the Corps’ ERs, and APA caselaw on
determining whether agency statements have the force of law.
78
Ala.’s Opp’n to Suppl. Mot., ECF No. 134 at 22, 26. In fact, it
appears that “[b]oth parties agree that the issues presented
here are legal[,]” Pharm. Care, 522 F.3d at 447; since the
Georgia Parties’ own brief draws a line between “issues of law”
and “law application,” seemingly relegating the Northern
District of Georgia’s two 2020 water quality rulings to the
former camp, while labeling it “law application” to conclude
that Alabama’s complaints in the ACT and ACF cases “fail to
state a claim for relief under [those] legal theories[,]”
Intervenor-Defs.’ Suppl. Mot., ECF No. 129 at 15-16. Overall,
“[t]o foreclose [the Court’s] reconsideration of [such pure]
legal issues would not aid judicial economy[,]” and would
instead “freeze” the Court’s ability to develop the law “in an
area of substantial public interest.” Pharm. Care, 522 F.3d at
447 (citing RESTATEMENT (SECOND) OF JUDGMENTS § 29, cmt. i).
For the second part of the Restatement’s test, the Court
concludes that the facts of the ACF and ACT cases are
“substantially unrelated,” such that the Northern District of
Georgia’s conclusions should not be binding on the parties “for
all time.” RESTATEMENT (SECOND) OF JUDGMENTS § 28(2), cmt. b. Although
the Supreme Court and the D.C. Circuit have not articulated a
standard for determining when two cases are “substantially
unrelated,” the Court is persuaded by the history of the Water
Wars litigation and by Intervenor-Defendants’ own statements
79
that the two cases not only involve different river basins and
geographical locations but “different contexts.” 18 Intervenor-
Defs.’ Suppl. Mot., ECF No. 129 at 21. In 2007, when the
original ACT and ACF cases were bifurcated, the Judicial Panel
on Multidistrict Litigation (“JPML”) concluded that “claims in
the Northern District of Alabama relating to the conduct of the
Corps vis-à-vis the flow of water in the [ACT] River basin do
not share sufficient questions of fact with claims relating to
the flow of water in the ACF River basin.” In re Tri-State Water
Rts. Litig., 481 F. Supp. 2d at 1353. And in 2017, when the
State of Georgia argued for transferring the ACF case from this
district to the Northern District of Georgia, it cited this
portion of the JPML’s decision when arguing that there is “no
overlap between” the ACT and ACF cases “that would make it
convenient or efficient to litigate them in th[e] same
jurisdiction.” See Def.-Intervenor the State of Georgia’s Reply
in Support of its Mot. to Transfer Venue, Alabama v. U.S. Army
Corps of Eng’rs, No. 17-607 (JDB) (D.D.C. Aug. 11, 2017), ECF
No. 35 at 18-19.
18The Georgia Parties argue that the Court should follow the
Court of Appeals for the Third Circuit’s standard for assessing
when two cases are “substantially unrelated” under the “unmixed
questions of law” exception, as articulated in Burlington
Northern Railroad Co. v. Hyundai Merchant Marine Co., 63 F.3d
1227, 1236 (3d Cir. 1995). See Intervenor-Defs.’ Suppl. Mot.
Reply, ECF No. 139 at 9-10. Given its above analysis, the Court
declines this invitation.
80
Intervenor-Defendants now argue that Georgia’s earlier
statements in support of its motion to transfer venue are not
inconsistent with its arguments in favor of applying issue
preclusion here because there is still “some overlap [between
the ACF and ACT cases], even if the overlap is not enough to
warrant keeping the cases together.” Intervenor-Defs.’ Suppl.
Mot. Reply, ECF No. 139 at 17. Although they claim that “the law
and facts relating to the[ water quality] issues are exactly the
same,” id. at 18; the Court agrees with Alabama that “[a]s it
relates to the CWA issues in both cases, the affected lakes and
rivers are different, the State water-quality standards that
will be violated are different, and the Corps’ stated
justifications for adopting operations that will violate these
standards are different[,]” see Ala.’s Opp’n to Suppl. Mot., ECF
No. 134 at 23, 24-25, 27-28 (enumerating other factual
differences between the ACF and ACF cases 19); see also Def.-
Intervenor the State of Georgia’s Reply in Support of its Mot.
19Alabama claims that “[o]ne specific and critical factual
difference is that in this case, the Corps’ operations under the
ACT Manual will contribute to violations of water-quality
standards that were incorporated in a ‘Total Maximum Daily
Load,’ or ‘TMDL,’ at Weiss Lake in Alabama.” Ala.’s Opp’n to
Suppl. Mot., ECF No. 134 at 24. The Court agrees that this is a
factual difference between the ACT and ACF cases, as the
Northern District of Georgia did not analyze TMDLs in-depth in
its 2020 decision. See In re ACF Basin Water Litig., 467 F.
Supp. 3d 1323, 1338 (N.D. Ga. 2020). The Court therefore
addresses ACT water quality arguments regarding TMDLs on the
merits. See infra section IV.A.2.a.
81
to Transfer Venue, Alabama v. U.S. Army Corps of Eng’rs, No. 17-
607 (JDB) (D.D.C. Aug. 11, 2017), ECF No. 35 at 18 (arguing that
the ACT case “involves an entirely separate river basin,
challenges a different operations manual, and has vastly
different procedural issues”). Such differences establish that
these actions do not involve “essentially the same controversy”
or “virtually identical facts” and instead involve “factual
differences . . . of . . . legal significance,” Stauffer, 464
U.S. at 172; making them sufficiently unrelated so as to warrant
applying “the unmixed question of law exception to the
collateral estoppel doctrine[,]” Ctr. for Biological Diversity
v. Hamilton, 385 F. Supp. 2d 1330, 1338 (N.D. Ga. 2005).
Furthermore, “[l]ess is required for the exception to apply
in a case of non-mutual estoppel—such as this case.” Pharm.
Care, 522 F.3d at 446. In such a non-mutual case, i.e., where
APC and Intervenor-Plaintiffs were not also parties to the ACF
case, “an issue is not precluded if it is one of law and
treating it as conclusively determined would inappropriately
foreclose opportunities for obtaining reconsideration of the
legal rule upon which it was based.” Id. at 446-47 (citation and
internal quotation marks omitted). As the D.C. Circuit has
concluded, “[t]o apply collateral estoppel under these
circumstances would prevent the [C]ourt from performing its
function of developing the law.” Id. at 447. Thus, contrary to
82
Intervenor-Defendants’ claim that the instant case “stands in
sharp contrast to” the D.C. Circuit’s decision in Pharmaceutical
Care Management Ass’n v. District of Columbia, 522 F.3d 443
(D.C. Cir. 2008), see Intervenor-Defs.’ Suppl. Mot. Reply, ECF
No. 139 at 19; that case supports applying the “unmixed
questions of law” exception when other players, like APC or
Intervenor-Plaintiffs, “could readily avoid the estoppel
consequence of a loss by” instead bringing the lawsuit, Pharm.
Care, 522 F.3d at 447.
ii. Policy Considerations and the
Presence of Non-Mutual Parties
Also Weigh Against the Application
of Issue Preclusion Here
Even if the Court had declined to apply the “unmixed
questions of law” exception, practical and equitable policy
considerations, including the presence of several non-mutual
parties, “counsel against application of collateral estoppel in
this case.” Id.
Issue preclusion “must be evaluated in light of the policy
concerns underlying the doctrine[,]” Stauffer, 464 U.S. at 176
(White, J., concurring); see also PJ United, Inc. v. Camron, No.
7:15-cv-00955, 2016 WL 10100762, at *4 (N.D. Ala. Mar. 23, 2016)
(“Defensive collateral estoppel is largely grounded in several
different policy concerns.”); which include conserving judicial
resources, avoiding inconsistent results across jurisdictions,
83
preventing forum shopping and piecemeal litigation, and
encouraging reliance on adjudication, see Hardison, 655 F.2d at
1288; Allen v. McCurry, 449 U.S. 90, 94, 101 S. Ct. 411, 66 L.
Ed. 2d 308 (1980). “[T]here is no justification for applying
collateral estoppel, which is a flexible, judge-made doctrine,
in situations where the policy concerns underlying it are
absent.” Stauffer, 464 U.S. at 176 (White, J., concurring).
Here, the Court concludes that none of these policy
concerns are implicated so as to warrant applying issue
preclusion to bar the Alabama Plaintiffs’ ACT water quality
claims. First, as Alabama argues, applying the doctrine against
it “will not conserve the parties’ or the Court’s resources”
because the Court is presently ruling on the merits of the
parties’ cross-motions for summary judgment. Ala.’s Opp’n to
Suppl. Mot., ECF No. 134 at 33. Additionally, as discussed
below, APC is a non-mutual party to which preclusion does not
apply, such that the Court “would not save any resources because
it still has to adjudicate [APC’s] same claims.” Id.; see also
PJ United, 2016 WL 10100762, at *4 (“Defendants [still] have to
litigate against the Operating Companies here, meaning they are
already allocating resources to litigating these issues.”); In
re Light Cigarettes Mktg. Sales Prac. Litig., 691 F. Supp. 2d
239, 251 (D. Me. 2010) (“[E]ven if issue preclusion were
appropriate against PM, there is a significant question as to
84
whether it may be used against Altria. Applying issue preclusion
to PM and not to Altria would yield few efficiency
benefits[.]”).
Second, the doctrine’s goals of discouraging forum shopping
and preventing piecemeal litigation are not implicated here, as
Alabama filed the ACT case two years prior to filing the ACF
case, and therefore could not possibly have “adopt[ed] a ‘wait
and see’ attitude, in the hope that the [ACF] action . . .
[would] result in a favorable judgment.” Parklane Hosiery Co. v.
Shore, 439 U.S. 322, 330, 99 S. Ct. 645, 58 L. Ed. 2d 552
(1979). Moreover, forum shopping entails filing suit in
different jurisdictions, but Alabama filed both the ACT and ACF
cases in this district, and the ACF case was only later
transferred to the Northern District of Georgia upon motion by
the State of Georgia, thereby diminishing any concern
Intervenor-Defendants might now have over piecemeal litigation.
See Ala.’s Opp’n to Suppl. Mot., ECF No. 134 at 35-36.
Third, because the Court has already determined that the
facts underlying the ACT and ACF cases are sufficiently
unrelated, the Court agrees with Alabama’s contention that
“[a]ny ruling on the fact issues will not result in inconsistent
results because the facts are different[.]” Id. at 33. And
because the Court has also determined that the Northern District
of Georgia’s water quality holdings involved pure questions of
85
law, any collateral estoppel policies are not advanced by
precluding reconsideration of “a legal issue involving different
facts.” Hamilton, 385 F. Supp. 2d at 1335.
In addition, to the extent there is a risk of inconsistent
rulings on pure legal issues affecting the Corps’ management of
its two multi-state river basins, see Intervenor-Defs.’ Suppl.
Mot. Reply, ECF No. 139 at 20 (expressing this concern); other
substantive policy considerations, such as the development of
the law on important questions of national public interest, can
outweigh the “interests of finality and judicial economy.”
United States v. Alcan Aluminum Corp., 990 F.2d 711, 719 (2d
Cir. 1993) (citation omitted); see also Am. Med. Int’l, Inc. v.
Sec’y of Health, Educ. & Welfare, 677 F.2d 118, 122 (D.C. Cir.
1981) (“It can hardly be gainsaid that complex questions of
national import can wholesomely and profitably be explored by
more than a single court.”). “Were this a case involving only
private litigants or only simple issues of fact,” the Court
might hesitate less in the application of issue preclusion. Am.
Med. Int’l, 677 F.2d at 121. However, this is a lawsuit by a
State government (and the State’s largest utility company)
against a federal agency, in which another State government and
numerous municipalities have intervened, about the legality of
operations “in a multi-state river basin that affects tens of
millions of people.” Ala.’s Opp’n to Suppl. Mot., ECF No. 134 at
86
34. In this context of “agency relitigation of legal issues with
substantial public policy implications, inquiry by other
[courts] should not be foreclosed; indeed a conflict among the
[courts in different] circuits could be a healthy matter.” Am.
Med. Int’l, 677 F.2d at 122 (citation and internal quotation
marks omitted); see also United States v. Mendoza, 464 U.S. 154,
160, 104 S. Ct. 568, 78 L. Ed. 2d 379 (1984) (stating that a
rule allowing nonmutual collateral estoppel in cases involving
the government “would substantially thwart the development of
important questions of law by freezing the first final decision
rendered on a particular legal issue”); PJ United, 2016 WL
10100762, at *4 (noting that any potential inconsistencies on
legal issues can be resolved via appeals). Therefore, “with the
aim of producing a sound and well-reasoned decision[,]” the
Court declines, based on these underlying policy considerations,
to preclude consideration of the Alabama Plaintiffs’ water
quality claims. Am. Med. Int’l, 677 F.2d at 123.
A final equitable consideration that also weighs against
the application of issue preclusion in this instance is the
presence of several non-mutual plaintiffs—APC and Intervenor-
Plaintiffs—who were not parties to the ACF case. See Nat’l R.R.
Passenger Corp. v. Pa. Pub. Util. Comm’n, 288 F.3d 519, 525 (3d
Cir. 2002) (recognizing the lack of “mutuality of estoppel” as
an “equitable exception” to issue preclusion (citing Blonder-
87
Tongue, 402 U.S. at 328-29)). Intervenor-Defendants nonetheless
argue that like the State of Alabama, “[t]he remaining Alabama
Parties should also be barred from relitigating the issues
decided in the ACF case” because as Alabama citizens, they
cannot “complain that Alabama’s representation of their
interests in the ACF Case was ‘inadequate.’” Intervenor-Defs.’
Suppl. Mot., ECF No. 129 at 29-30. The Georgia Parties claim
that since APC co-signed Alabama’s brief and Intervenor-
Plaintiffs “adopt[ed] and incorporate[d] by reference in toto”
Alabama’s arguments, Intervenor-Pls.’ Mot., ECF No. 85 at 7; the
Alabama Parties have “endorsed” Alabama as an adequate
representative of their interests, Intervenor-Defs.’ Suppl.
Mot., ECF No. 129 at 30.
In response, Alabama argues that APC and Intervenor-
Plaintiffs are not barred from litigating the disputed water
quality issues because there are no indications that Alabama
served as their “legal representative in the ACF case [or] . . .
understood itself to be representing any of them, or that any of
them understood itself to be represented by Alabama.” Ala.’s
Opp’n to Suppl. Mot., ECF No. 134 at 37-38. Intervenor-
Plaintiffs “adopt and incorporate” Alabama’s opposing arguments
to the Georgia Parties’ supplemental motion and add that they
have each “raised distinct issues in this case that were not
present in the ACF litigation.” Intervenor-Pls.’ Opp’n to Suppl.
88
Mot., ECF No. 135 at 1-2. Likewise, APC adopts Alabama’s
arguments but limits its own response “to the non-party
preclusion issue[,]” arguing that: (1) due process bars the
application of collateral estoppel to APC because it was not a
party to the ACF case and had no opportunity to be heard on the
issues; and (2) APC “seeks to vindicate rights in this case that
are separate and apart from those represented by the State of
Alabama, and as such, the State of Alabama does not ‘adequately
represent’ [APC].” APC’s Opp’n to Suppl. Mot., ECF No. 137 at 2,
5. The Court is persuaded by the Alabama Parties’ opposition
arguments and concludes that these circumstances do not warrant
carving out an exception to issue preclusion’s general rule
requiring mutuality of parties. See Proctor v. Dist. of
Columbia, 74 F. Supp. 3d 436, 452 (D.D.C. 2014) (stating the
rule that “[i]ssue preclusion may not be asserted against one
who was not a party in the first case”).
Generally, pursuant to due process principles, a nonparty
to a suit is not deemed to have had “a full and fair opportunity
to litigate the claims and issues settled in that suit” because
of “the deep rooted historic tradition that everyone should have
[their] own day in court.” Sturgell, 553 U.S. at 892-93
(citation and internal quotation marks omitted); see also
Parklane, 439 U.S. at 327 n.7 (“It is a violation of due process
for a judgment to be binding on a litigant who was not a party
89
or a privy and therefore has never had an opportunity to be
heard.”). However, the Supreme Court has noted that “in certain
limited circumstances,” nonparties may be precluded from
litigating issues previously decided where they were “adequately
represented” by a party to the first suit “with the same
interests.” Sturgell, 553 U.S. at 894 (citation and internal
quotation marks omitted). For a party’s representation of a
nonparty to be considered “adequate,” “at a minimum:” (1) the
interests of the nonparty and its representative must be
aligned; and (2) either the party must have understood itself to
be acting in a representative capacity “or the original court
took care to protect the interests of the nonparty.” Id. at 900.
Examples of such “[r]epresentative suits with preclusive effect
on nonparties” include “properly conducted class actions, and
suits brought by trustees, guardians, and other fiduciaries[.]”
Id. at 894 (internal citations omitted).
Here, none of these “limited circumstances” are present,
nor can it be said that the State of Alabama “adequately
represented” APC and Intervenor-Plaintiffs’ water quality claims
in the ACF case. First, legal representatives for preclusion
purposes are “restricted to five specific categories: trustees,
persons authorized by the nonparty, executors, authorized public
officials, and class representatives designated by a court[,]”
In re Salas, No. 18-00260, 2018 WL 4621930, at *12 (Bankr.
90
D.D.C. Sept. 24, 2018); and nothing in the record indicates that
the State of Alabama embodied any of these categories to APC or
Intervenor-Plaintiffs, even though they are Alabama corporations
and municipalities, see Ala.’s Opp’n to Suppl. Mot., ECF No. 134
at 37.
Second, while Intervenor-Defendants claim that the Alabama
Parties’ interests, in relation to both water quality and NEPA
claims, are “perfectly aligned” with the State of Alabama, and
that “the Alabama Intervenors do not identify a single point
where their interests actually diverge from those of their
State[,]” see Intervenor-Defs.’ Suppl. Mot. Reply, 139 at 7, 23-
24; each of the four Intervenor-Plaintiffs has identified
“distinct issues” of particular interest to them that “were not
present in the ACF litigation[,]” see Intervenor-Pls.’ Opp’n to
Suppl. Mot., ECF No. 135 at 2 (noting the Montgomery Board’s
concern that reduced flows caused by the ACT Master Manual
“could adversely affect wastewater discharge assimilation and
its ability to comply with its NPDES permits,” Mobile Water’s
concern that the reduced flows will impact salinity levels in
the Alabama River, and Russell Lands’ and LMRA’s concerns that
the reduced flows will hurt reservoir levels at Lake Martin in
late summer and early fall and hinder economic and recreational
development); as has APC, see APC’s Opp’n to Suppl. Mot., ECF
No. 137 at 14 (noting its “‘unique and substantial’ interests in
91
the broader ACF and ACT litigation as a result of its federal
[Federal Energy Regulatory Commission (“FERC”)] licenses in the
ACT and [its] Nuclear Regulatory Commission license in the ACF—
an interest that especially does not concern the State of
Alabama”). These unique concerns negate the “perfect” alignment
of interests between Alabama, APC, and Intervenor-Plaintiffs on
both water quality and NEPA issues. 20
Third, the Georgia Parties fail to point to anything other
than Alabama’s status as a State to argue that it understood
itself to be “acting in a representative capacity” for APC and
Intervenor-Plaintiffs. Sturgell, 553 U.S. at 900. Although they
argue that courts have found nonparty citizens and “creatures of
the State” to be adequately represented by their States in prior
judgments, see Intervenor-Defs.’ Suppl. Mot. Reply, ECF No. 139
at 24-25; especially “in cases involving sovereign resources
such as water[,]” see Intervenor-Defs.’ Suppl. Mot., ECF No. 129
at 30-31; they cite no recent, apposite cases from this circuit
to support this argument, see APC’s Opp’n to Suppl. Mot., ECF
No. 137 at 12-13 (demonstrating why each of the cases cited by
the Georgia Parties are “inapplicable here”). 21 Furthermore,
20 As noted above, Intervenor-Plaintiffs do not even make the
same water quality claims as APC and Alabama, instead advancing
those claims solely under NEPA and not the CWA or the Corps’
ERs, as the Alabama Plaintiffs do. See supra note 12.
21 As APC notes in its opposition, “[t]hough they never use the
phrase, the Georgia Parties appear to claim that [APC] was
92
although Alabama stated in its ACF complaint that injury would
befall “its citizens,” Compl., Alabama v. U.S. Army Corps of
Eng’rs, No. 17-607 (JDB) (D.D.C. Apr. 5, 2017), ECF No. 1 at 8 ¶
32; the Court is unpersuaded that this statement alone indicates
that Alabama understood itself to be specifically representing
the interests of the Montgomery Board, Mobile Water, LMRA, and
Russell Lands. See Sturgell, 553 U.S. at 901 (rejecting the
“expansive” idea of “virtual representation” that “would
authorize preclusion based on identity of interests and some
kind of relationship between parties and nonparties”). Finally,
neither did the Northern District of Georgia take “care to
‘adequately represented’ because the State of Alabama was
supposedly appearing as parens patriae.” APC’s Opp’n to Suppl.
Mot., ECF No. 137 at 9. “[U]nder the doctrine of parens patria,
a state is deemed to represent all of its citizens, when the
state is a party in a suit involving a matter of sovereign
interest.” Menzel v. Cnty. Utils. Corp., 501 F. Supp. 354, 357
(E.D. Va. 1979). However, the ACT and ACF cases do not involve
matters of one sovereign’s interest but rather multi-state river
basins controlled not by any one State but by a federal agency.
Further, “a state cannot proceed as parens patriae when the
United States, the superior ‘parent of the country,’ is the
defendant.” Gov’t of Province of Manitoba v. Zinke, 273 F. Supp.
3d 145, 165 (D.D.C. 2017). The D.C. Circuit has “decided that
the extent to which a state may sue as a representative of its
residents ‘must be qualified by [a] statement of the type and
extent of the interests to be represented, and of the defendants
against whom the action is brought.’” Id. at 166 (quoting
Pennsylvania v. Kleppe, 533 F.2d 668, 673 (D.C. Cir. 1976)
(emphasis in original)). Thus, even if the Georgia Parties had
argued for the application of parens patriae, the federal nature
of the Corps and their officers as defendants implicates “policy
concerns, apart from the injury itself,” and prevents the
doctrine from being used here to claim Alabama was fit to
represent the Alabama Parties’ claims in the ACF case. Id.
93
protect the interests of” APC or Intervenor-Plaintiffs in the
ACF case such that it would now be fair to bind them, as non-
parties, to its 2020 and 2021 decisions. See id. at 898, 900
(requiring “special procedures to safeguard the interests of
absentees”).
In its opposition briefing, APC also argues that the
Northern District of Alabama’s decision in 2005 to allow APC to
intervene as a plaintiff in the original Water Wars litigation
based on a finding that APC’s interests were not “adequately
represented” by the State of Alabama, see Alabama, 229 F.R.D. at
672; supports concluding that APC “seeks to vindicate rights” in
this case that “differ” from those represented by Alabama, see
APC’s Opp’n to Suppl. Mot., ECF No. 137 at 7. The Northern
District of Alabama made this finding in the context of various
motions to intervene, where it noted that because Alabama had
explicitly filed suit as parens patriae, see supra note 21
(defining this doctrine); APC, as a citizen of the State of
Alabama, could only intervene as a matter of right if it showed
that Alabama would not adequately protect an interest APC shared
with other citizens of the State, or that APC sought to pursue
an interest apart from a shared interest with the class of all
other Alabama citizens, see Alabama, 229 F.R.D. at 673. The
Northern District of Alabama concluded that APC had demonstrated
that its interest “differ[ed] from that of Alabama[,]” as
94
Alabama was concerned with “the management of all water
resources in the ACF and ACT river basins” and “all its
citizens,” while APC “specifically desire[d] to protect the
supply of water needed for its power generation operations” and
“its interest in obtaining the Corps’ approval for its
development plan.” Id. at 674 (emphasis in original). In
addition to finding that APC’s specific interests “diverge[d]
from Alabama’s general interest[,]” that court also found that
the State would “not adequately represent” APC’s specific
interests, thereby concluding that APC overcame the parens
patriae presumption that Alabama would represent its interests
in the case. Id. at 674-75. APC now argues that “[t]he same is
true here[,]” especially since Intervenor-Defendants were
parties to the Northern District of Alabama’s 2005 ruling. APC’s
Opp’n to Suppl. Mot., ECF No. 137 at 11.
The Court agrees with APC that this 2005 decision provides
persuasive evidence in favor of concluding that the State of
Alabama does not now adequately represent the interests of APC
and Intervenor-Plaintiffs so as to permit defensive non-mutual
issue preclusion. See South Carolina v. North Carolina, 558 U.S.
256, 271-73, 130 S. Ct. 854, 175 L. Ed. 2d 713 (2010) (finding
that Duke Energy, an entity operating dams and reservoirs in
both the plaintiff and defendant States, had “demonstrated
powerful interests” likely to “shape the outcome of [the]
95
litigation” that were separate from the interests represented by
the States). Although the Georgia Parties argue that the
standard for “adequate representation” under a Rule 24(a) motion
to intervene differs from the standard used in the issue
preclusion analysis, see Intervenor-Defs.’ Suppl. Mot. Reply,
ECF No. 139 at 26-27; two of the key authorities relied on in
their briefings, see id. at 24; Intervenor-Defs.’ Suppl. Mot.,
ECF No. 129 at 31; in fact note that “the underlying principle”
of “adequate representation” involved in a motion to intervene
in regard to the doctrine of parens patriae is “applicable” to
preclusion cases, see Menzel v. Cnty. Utils. Corp., 501 F. Supp.
354, 357 (E.D. Va. 1979); United States v. Olin Corp., 606 F.
Supp. 1301, 1304, 1307 (N.D. Ala. 1985) (noting that “the rule
regarding intervention in a parens patriae action [ ] is equally
appropriate” in a res judicata preclusion case). Therefore, the
Court concludes that Intervenor-Defendants have failed to
establish the two requisite criteria for the “carefully
circumscribed ‘adequate representation’ exception to the bar
against nonparty preclusion[.]” Nationwide Mut. Fire Ins. Co. v.
George V. Hamilton, Inc., 571 F.3d 299, 313 (3d Cir. 2009);
Sturgell, 553 U.S. at 893-94, 900.
Accordingly, because the water quality issues raised by
Intervenor-Defendants’ supplemental motion for summary judgment
are “unmixed questions of law” excluded from the application of
96
the issue preclusion doctrine, and because policy and equity
considerations, including the presence of non-mutual parties,
further weigh against its application, the Court declines to
preclude the Alabama Plaintiffs’ water quality claims in the
instant action based on the Northern District of Georgia’s ACF
water quality rulings regarding the CWA and ER 1110-2-8154.
2. The Alabama Plaintiffs’ Water Quality Claims
Fail on the Merits
Because the Court has declined to apply issue preclusion to
the Alabama Plaintiffs’ water quality claims, it will proceed to
analyze the merits. As discussed, the Alabama Plaintiffs argue
that the ACT Master Manual should be set aside because it
violates: (1) section 313(a) of the CWA, 33 U.S.C. § 1323(a);
and (2) ER 1110-2-8154 of the Corps’ water quality guidance. See
supra section IV.A. They also advance a third argument—that by
adopting the Master Manual despite acknowledging its adverse
water quality impacts, the Corps engaged in an “unexplained
departure” from precedent in violation of the APA’s duty to make
reasoned decision-making. See Ala.’s Opp’n to Suppl. Mot., ECF
No. 134 at 13, 28-30; Compl., ECF No. 1 at 25-26 ¶ 114. The
Court addresses each argument in turn.
a. Section 313(a) of the CWA (33 U.S.C. §
1323(a))
The Alabama Plaintiffs argue that operations under the
Master Manual, resulting in reduced flows from the Allatoona
97
Project, will degrade downstream waters and lead to violations
of Alabama’s state water quality standards, see Ala. Admin. Code
r. 335-6-10.01 (1991); including the standards for nutrient
concentrations in Weiss Lake, an APC reservoir located in
Alabama, see Pls.’ Mot., ECF No. 83 at 48-50; Intervenor-Defs.’
Cross-Mot., ECF No. 97 at 21-22. As Defendants note, this
“argument boils down to the assertion that the Corps has an
obligation under 33 U.S.C. §§ 1313 and 1323 [of the CWA] to
avoid operational decisions that could contribute to non-
attainment of the state water quality standards applicable
downstream from the dams[.]” Defs.’ Cross-Mot., ECF No. 95 at
51. Defendants respond that they have fulfilled their duties
under the CWA because they gave the requisite consideration to
water quality standards, in addition to their obligations under
other relevant governing statutes. Id. at 53. The Georgia
Parties add that the Corps could not have violated Alabama’s
water quality standards because these standards are not, within
the meaning of section 313(a), “requirements” with which the
Corps must comply, and thus, the Alabama Plaintiffs’ CWA claim
must fail. Intervenor-Defs.’ Cross-Mot., ECF No. 97 at 22. For
the reasons discussed below, the Court agrees that Alabama’s
water quality standards are not enforceable “requirements” under
the statute and that the Alabama Plaintiffs have failed to state
a claim pursuant to the CWA.
98
The Alabama Plaintiffs’ argument that the Corps must comply
with state water quality standards is premised on the following
language in the CWA:
Each . . . agency . . . of the Federal
Government (1) having jurisdiction over any
property or facility, or (2) engaged in any
activity resulting, or which may result, in
the discharge or runoff of pollutants, . . .
shall be subject to, and comply with, all
Federal, State, interstate, and local
requirements, administrative authority, and
process and sanctions respecting the control
and abatement of water pollution in the same
manner, and to the same extent as any
nongovernmental entity . . . .
33 U.S.C. § 1323(a) (emphasis added). Using this language, they
argue that because the Corps, a federal agency, has jurisdiction
over the Allatoona Project, it is subject to and required to
comply with State requirements, specifically state water quality
standards. See Pls.’ Mot., ECF No. 83 at 48-50. Section 301 of
the CWA requires the States to establish these standards for all
of their waters. See 33 U.S.C. § 1313.
The Court first concludes that section 313(a) “does not
qualify as a requirement in and of itself.” In re ACF Basin, 467
F. Supp. 3d at 1336; see also New York v. United States, 620 F.
Supp. 374, 381-82 (E.D.N.Y. 1985) (explaining that section
313(a) does “not expand the category of applicable substantive
requirements with which federal facilities must comply”
(citation and internal quotation marks omitted)); Intervenor-
99
Defs.’ Cross-Mot., ECF No. 97 at 22 (agreeing that section
1323(a) does not “impose[] a general duty on the Corps”).
Instead, to state a claim under section 313(a), the Alabama
Plaintiffs must allege that, in updating the Master Manual, the
Corps has violated some applicable “requirement” within the
meaning of that section, which thus requires that the Court
determine whether state water quality standards, as the Alabama
Plaintiffs contend, are themselves such “requirements.” See
Ala.’s Opp’n to Suppl. Mot., ECF No. 134 at 25 n.5.
The Supreme Court has concluded that “the requirements that
can be enforced against federal agencies under Section 313(a)
are limited to objective state standards of control, such as
effluent limitations in permits, compliance schedules[,] and
other controls on pollution applicable to dischargers.” In re
ACF Basin, 467 F. Supp. 3d at 1337; see EPA v. Cal. ex rel.
State Water Res. Control Bd., 426 U.S. 200, 215, 96 S. Ct. 2022,
48 L. Ed. 2d 578 (1976) (noting that “certain parts of the
legislative history would seem to indicate that the
‘requirements’ language of Section 313 refers simply and solely
to substantive standards, to effluent limitations and standards
and schedules of compliance” (some internal quotation marks
omitted)); 22 New York, 620 F. Supp. at 381 (“[T]he Supreme Court
22The CWA was amended after the Supreme Court’s decision in EPA
v. Cal. ex rel. State Water Res. Control Bd., 426 U.S. 200, 96
100
seems to equate ‘requirements’ in § 313 with effluent
limitations and standards.”); see also Hancock v. Train, 426
U.S. 167, 187-89, 96 S. Ct. 2006, 48 L. Ed. 2d 555 (1976)
(concluding that nearly identical “requirements” language from
the Clean Air Act contemplates only “emission standards and
compliance schedules”). As the Northern District of Georgia
noted in its 2020 ACF decision, “most [CWA] requirements
ultimately arise from the foundational requirement to obtain a
permit before discharging any pollutant into waters of the
United States[,]” with each permit including “effluent
limitations and other requirements sufficient to protect water
quality standards.” In re ACF Basin, 467 F. Supp. 3d at 1337
(citing 33 U.S.C. § 1311(a), (b)(1)(C)).
While water quality standards and effluent limitations “are
related, . . . the two are entirely different concepts and the
difference is at the heart of the [Federal Water Pollution
Control Act Amendments of 1972].” Bethlehem Steel Corp. v. EPA,
538 F.2d 513, 515 (2d Cir. 1976). Before the 1972 Amendments,
S. Ct. 2022, 48 L. Ed. 2d 578 (1976), but these amendments
“merely expanded the federal government’s obligation to comply
with both procedural and substantive ‘requirements.’” See
Intervenor-Defs.’ Cross-Mot., ECF No. 97 at 22 n.10 (citing New
York v. United States, 620 F. Supp. 374, 383 (E.D.N.Y. 1985)).
Thus, to the degree the Supreme Court’s ruling “construed the
substantive ‘requirements’ of § 313 to mean effluent
limitations, such ruling was unaffected by the 1977 amendments
enacted by Congress.” New York, 620 F. Supp. at 382.
101
water quality standards “were the keystone of the federal
pollution control program[,]” under which “if wastes discharged
into receiving waters reduced the quality below permissible
standards, legal action could be commenced against the
discharger.” Id. (citation and internal quotation marks
omitted). However, “[t]his program based on water quality
standards . . . proved ineffective[,]” problems which “stemmed
from the character of the standards themselves,” Cal. ex rel.,
426 U.S. at 202; and “[i]t was this dissatisfaction with water
quality standards as a method of pollution control that led to
the proposal that they be replaced or supplemented with
‘effluent limitations[,]’” Bethlehem, 538 F.2d at 515.
Thereafter, the concept of strict technology-based effluent
limitations was “offered as a logical alternative to” water
quality standards, so that “[i]nstead of indirectly measuring
discharges by their effect on water quality, monitoring
equipment would directly measure discharges at their source.”
Id. (citation omitted); Cal. ex rel., 426 U.S. at 204-05. Today,
effluent limitations, established pursuant to sections 301, 304,
and 306 of the CWA, see 33 U.S.C. §§ 1311, 1314, 1316; and
defined as restrictions established by the States “on
quantities, rates, and concentrations” of constituent substances
“discharged from point sources into navigable waters,” id. §
1362(11); are readily distinguishable from water quality
102
standards, which “encompass[] all designated uses of a water
body and all water quality criteria that define pollutant levels
necessary to protect those uses[,]” Jackson, 798 F. Supp. 2d at
227-28; 33 U.S.C. § 1313(c)(2)(A). So while the CWA “provides
for two primary sets of water quality measures: (1) effluent
limitations; and (2) water quality standards[,]” Nat’l Wildlife
Fed’n v. U.S. Army Corps of Eng’rs, 92 F. Supp. 2d 1072, 1074
(D. Or. 2000); the Court concludes that history and precedent
regarding the CWA and its amendments indicate that enforceable
“requirements” within the meaning of section 313(a) include only
the former and not the latter, see Or. Nat. Res. Council, 834
F.2d at 850 (stating that while “effluent limitations may be
derived from state water quality standards[,]” only these
limitations “may be enforced when included in a discharger’s
permit[,]” as opposed to “water quality standards themselves”).
Therefore, the Court rejects the Alabama Plaintiffs’ textual
approach to arguing that “[n]othing in § 1323(a)’s text excludes
water-quality standards from the ‘requirements’ to which the
Corps must adhere.” See Pls.’ Reply, ECF No. 99 at 22-23.
The Court notes that under the CWA, dams in the ACT Basin,
including Allatoona Dam at issue here, are considered “nonpoint
sources,” to which effluent limitations do not apply, and thus
are not subject to NPDES permit requirements, see Or. Nat. Res.
Council, 834 F.2d at 849-50; Nat’l Wildlife Fed’n, 92 F. Supp.
103
2d at 1075; regardless of whether the dams are operated by
private citizens or by the Corps as a federal agency, see, e.g.,
In re ACF Basin, 467 F. Supp. 3d at 1337-38 (concluding that
nonpoint sources, like dams in the ACF Basin “are not subject to
NPDES permits . . . or effluent limitations”); Nat’l Wildlife
Fed’n v. Gorsuch, 693 F.2d 156, 167, 182-83 (D.C. Cir. 1982)
(same); U.S. ex rel. Tenn. Valley Auth. v. Tenn. Water Quality
Control Bd., 717 F.2d 992, 998 (6th Cir. 1983) (same); L.A.
Cnty. Flood Control Dist. v. Nat. Res. Def. Council, 568 U.S.
78, 82, 133 S. Ct. 710, 184 L. Ed. 2d 547 (2013) (explaining
that “discharge of pollutants” does not occur when water “flows
from one portion of a river that is a navigable water of the
United States, through a concrete channel or other engineered
improvement in the river,” and then “into a lower portion of the
same river”). Certification obligations from section 401 of the
CWA, see 33 U.S.C. § 1341 (providing that whenever a federal
agency issues a license or permit for any activity that may
result in a discharge of pollutants into navigable waters, the
State in which the activity occurs may issue a section 401
certification imposing any conditions to ensure compliance with
applicable water quality standards, and the certification is
then incorporated into the license or permit); “often a source
of enforceable ‘requirements’ applicable to federal agencies[,]”
also do not apply to nonpoint sources such as dams, In re ACF
104
Basin, 467 F. Supp. 3d at 1337-38. In sum, the Alabama
Plaintiffs cannot point to: (1) effluent limitations; (2) NPDES
permits; (3) section 401 certification requirements; or
(4) water quality standards as sources of enforceable
“requirements” under the CWA for the Corps’ ACT projects, all of
which involve dams and are governed by the Master Manual’s
operational updates.
The Court’s conclusion is buttressed by the Northern
District of Georgia’s identical conclusion that state “water
quality standards are not directly enforceable under the [CWA,]”
but “rather they provide the basis for specific, enforceable
requirements designed to achieve them.” In re ACF Basin, 467 F.
Supp. 3d at 1337-38; see also Or. Nat. Res. Council, 834 F.2d at
850 (similarly concluding that “it is not the water quality
standards themselves that are enforceable . . . but it is the
‘limitations necessary to meet’ those standards, or ‘required to
implement’ the standards” that are enforceable); Intervenor-
Defs.’ Suppl. Mot., ECF No. 129 at 13 (correctly contending that
although water quality standards “‘establish the desired
condition of a waterway,’” and are foundational to the CWA,
“they do not create ‘requirements’ that can be ‘violated’ within
the meaning of Section 1323(a)” (quoting Arkansas, 503 U.S. at
101)). Despite state water quality standards not being “self-
enforcing,” the Northern District of Georgia concluded that to
105
ensure the attainment of those standards, the States can “create
specific, enforceable ‘requirements’ of nonpoint sources through
programs such as: ‘Best Management Practices’ or ‘BMPs’ to
control runoff and ‘total maximum daily load[s]’ or ‘TMDLs’ that
impose conditions on nonpoint source users.” In re ACF Basin,
467 F. Supp. 3d at 1337-38; see also Tenn. Water Quality Control
Bd., 717 F.2d at 999 (“Water pollution arising from nonpoint
sources is to be dealt with differently, specifically through
the device of areawide waste treatment management by the
states.”); Ctr. for Native Ecosystems v. Cables, 509 F.3d 1310,
1332 (10th Cir. 2007) (concluding that by implementing BMPs to
address water pollution, the agency complied with Wyoming’s
state water quality “requirements” under section 1323(a) of the
CWA); Ctr. for Biological Diversity v. Wagner, No. 08-302, 2009
WL 2176049, at *16, *18 (D. Or. June 29, 2009) (finding that the
agency’s implementation of BMPs “constitutes compliance with”
Oregon’s state water quality “requirements” and thus section
1323(a)), R. & R. adopted by Ctr. for Biological Diversity v.
Wagner, No. 08-302, 2009 WL 2208023 (D. Or. July 22, 2009).
Therefore, once the States create such “requirements” to serve
as the enforcement mechanisms for achieving the underlying water
quality standards, federal facilities must comply with them “to
the same extent as any nongovernmental entity.” 33 U.S.C. §
1323(a); see also Cables, 509 F.3d at 1332 (holding federal
106
agencies to the same water pollution control requirements “as if
they were private citizens”).
In concluding that state water quality standards are not
“requirements” under section 313(a) of the CWA and that the
State of Alabama failed to identify any other “requirement” that
the Corps had violated, the Northern District of Georgia relied
heavily on the Supreme Court’s decision in EPA v. California ex
rel. State Water Resource Control Board, 426 U.S. 200, 96 S. Ct.
2022, 48 L. Ed. 2d 578 (1976), and the District Court for the
Eastern District of New York’s (“Eastern District of New York”)
decision in New York v. United States, 620 F. Supp. 374
(E.D.N.Y. 1985). See In re ACF Basin, 467 F. Supp. 3d at 1337-
38. The New York plaintiffs, like the Alabama Plaintiffs here,
argued that “requirements” under section 313(a) include water
quality standards such that an alleged violation of those
standards is actionable under the CWA. 620 F. Supp. at 381-82.
Using the Supreme Court’s discussion of the meaning of section
313(a)’s “requirements” language in EPA v. California ex rel.,
the Eastern District of New York concluded that state water
quality standards fail to equate to substantively enforceable
“requirements” under that provision because they are not “an
objective, administratively predetermined effluent standard or
limitation or administrative order upon which to measure the
prohibitive levels of water pollution.” See id. at 381-84. While
107
the Georgia Parties label New York “instructive,” Intervenor-
Defs.’ Cross-Mot., ECF No. 97 at 24; the Alabama Plaintiffs call
it “an inapposite non-APA case” because they claim it made
conclusions under the CWA’s citizen-suit provision, section 505
codified at 33 U.S.C. § 1365, that do not apply “to an APA suit
challenging the Corps’ compliance with § 1323(a)[,]” see Pls.’
Reply, ECF No. 99 at 24-25. So too have the Alabama Plaintiffs
claimed that this Court should reject the Northern District of
Georgia’s reasoning in the ACF case because they allege it
erroneously analyzed “Alabama’s water-quality claims as if they
were under the citizen-suit provision of the [CWA,]” as opposed
to being under the APA. See Pls.’ Resp. to Suppl. Authority
Notice, ECF No. 120 at 1. The Court rejects both of these
arguments for the same reason the Northern District of Georgia
did: “The New York court examined both Section 313(a) and
Section 505[,] explicitly holding that the two should be
‘construed as coextensive[,]’ . . . [and] held that water
quality standards do not constitute ‘requirements’ under either
code section.” In re ACF Basin, 467 F. Supp. 3d at 1338 (citing
New York, 620 F. Supp. at 381-84).
The Court is therefore unpersuaded by the contrary cases
the Alabama Plaintiffs cite in their reply, many of which were
also considered by the Northern District of Georgia and duly
rejected because they arose from “violations of Section 401
108
Certification or NPDES requirements, [or] . . . from specific
state regulations adopted by the states to implement these
regulatory programs and not directly from the water quality
standards themselves.” In re ACF Basin, 467 F. Supp. 3d at 1338-
39; see, e.g., S.D. Warren Co. v. Me. Bd. of Env’t Prot., 547
U.S. 370, 374-75, 126 S. Ct. 1843, 164 L. Ed. 2d 625 (2006)
(addressing section 401 certification requirements); Ohio v.
U.S. Army Corps of Eng’rs, 259 F. Supp. 3d 732, 749-52 (N.D.
Ohio 2017) (same); Fla. Wildlife Fed’n, Inc. v. U.S. Army Corps
of Eng’rs, No. 4:12-cv-355, 2013 WL 5436707, at *3 (N.D. Fla.
Sept. 27, 2013) (analyzing a Florida statute creating a private
right of action against individuals who violate the State’s
water quality standards). In addition, although the Court of
Appeals for the Ninth Circuit (“Ninth Circuit”) has stated that
section 313(a) of the CWA requires the Corps to comply with
state water quality standards, Nat’l Wildlife Fed’n v. U.S. Army
Corps of Eng’rs, 384 F.3d 1163, 1167 (9th Cir. 2004); see also
Nat’l Wildlife Fed’n v. U.S. Army Corps of Eng’rs, 132 F. Supp.
2d 876, 889 (D. Or. 2001); it not only did not actually analyze
whether such standards constitute enforceable “requirements”
within the meaning of the CWA, see Intervenor-Defs.’ Cross-Mot.,
ECF No. 97 at 24; Defs.’ Reply, ECF No. 102 at 34; but it also
noted that the CWA’s directive to agencies to comply with such
standards “must be construed in pari materia with” other
109
congressional statutes governing federal dams, Nat’l Wildlife
Fed’n, 384 F.3d at 1178; as the Corps now argues in defense to
the Alabama Plaintiffs’ CWA claims, see Defs.’ Cross-Mot., ECF
No. 95 at 52-53; see also 33 C.F.R. § 222.5(f)(1) (listing some
of the “applicable Congressional Acts”). 23
The Court is instead persuaded by an earlier Ninth Circuit
case that explicitly analyzed the enforceability of “state water
quality standard violations from nonpoint sources pursuant to
the APA,” as is the case here, in which that court specified
that while the CWA “requires each state to develop and implement
‘water quality’ standards to protect and enhance the quality of
water within the state[,]” federal agencies need only comply
23Another district court has suggested that National Wildlife
Federation v. U.S. Army Corps of Engineers, 132 F. Supp. 2d 876
(D. Or. 2001), can be “significant[ly]” distinguished from cases
like the instant action, since it “involved a series of dams
which were all located in the same state, thus requiring the
enforcement of only one set of water quality standards.” North
Dakota v. U.S. Army Corps of Eng’rs, 270 F. Supp. 2d 1115, 1127
(D.N.D. 2003). That court wrote that when “other downstream
states may assert similar violations of their respective water
quality standards[,] . . . the complexity of the issues
present[ed] . . . appears to lessen the probability of . . .
success on the merits.” Id. It therefore held that “[a]lthough
the Corps of Engineers has been held liable for non-compliance
with state water quality laws in one other reported decision,
the courts have yet to see one state along a major river system
comprised of several dams and reservoirs spread over many states
succeed in a state water quality standards enforcement action.”
Id. at 1128. Applied here, while Allatoona Dam is in Georgia,
operations under the Master Manual can affect Georgia’s, as well
as, Alabama’s water quality standards, thereby limiting the
persuasive effect of National Wildlife Federation in this case.
110
with “state requirements,” and that it is “not the water quality
standards themselves that are enforceable” “requirements” but
rather “the ‘limitations necessary to meet’ those standards[.]”
Or. Nat. Res. Council, 834 F.2d at 848, 850.
The Alabama Plaintiffs cite two more cases which the Court
finds similarly unpersuasive. They point to North Dakota v. U.S.
Army Corps of Engineers, 270 F. Supp. 2d 1115 (D.N.D. 2003), see
Pls. Reply, ECF No. 99 at 24; which they note cites the D.C.
Circuit’s decision in National Wildlife Federation v. Gorsuch,
693 F.2d 156 (D.C. Cir. 1982), to argue for “[t]he concept that
state water quality standards should apply to the activities of
the Corps . . . . ” 270 F. Supp. 2d at 1125 n.6 (citing Gorsuch,
693 F.2d at 182-83 n.78). However, in Gorsuch, the D.C. Circuit
merely stated that “it may well be that state areawide water
quality plans are the better regulatory tool” than the NPDES
permit program for nonpoint sources and that “new dams cannot be
built unless they comply with state water quality requirements.”
693 F.2d at 182-83. Nothing in these statements differs from the
Court’s conclusions, as it has already concluded that NPDES
permit requirements do not apply to the Allatoona Dam at issue
and that section 313(a) mandates compliance with applicable
“requirements.” Because the D.C. Circuit did not distinguish
between state water quality standards and the enforceable
“requirements” that lead to attainment of those standards, any
111
dicta in a footnote referencing such standards is not binding
here, see id. at 183 n.78; and in any event, the D.C. Circuit
later stated that “water quality standards by themselves have no
effect on pollution; the rubber hits the road when the state-
created standards are used as the basis for specific effluent
limitations in NPDES permits[,]” Am. Paper Inst., 996 F.2d at
350. Furthermore, the North Dakota court wrote that “[t]here is
no mechanism in the [CWA] for the enforcement of water quality
standards adopted by the states; rather the enforcement is left
to the states[,]” a conclusion shared by this Court and the
Northern District of Georgia. North Dakota, 270 F. Supp. 2d at
1124; see In re ACF Basin, 467 F. Supp. 3d at 1338. And in that
case, North Dakota’s governor signed an emergency bill into law
amending North Dakota’s water quality statute to “enable[]” the
action to be brought by the State against the Corps for
“reduc[ing] the quality of [State] waters below the water
quality standards established,” i.e., creating an enforceable
“requirement.” North Dakota, 270 F. Supp. 2d at 1124. As the
Northern District of Georgia concluded in the ACF case, “Alabama
has not alleged violations of a similar provision in Georgia or
Alabama[,]” and the same is true here in the ACT case. In re ACF
Basin, 467 F. Supp. 3d at 1139.
Since the Court has concluded that Alabama’s water quality
standards are not “requirements,” it next assesses whether the
112
Alabama Plaintiffs have identified any enforceable “requirement”
to state a claim under section 313(a) of the CWA. As the Corps
notes, “the only water body where [the Alabama] Plaintiffs
specifically contend that the Alabama water quality standards
will be exceeded” is Weiss Lake, Alabama. Defs.’ Reply, ECF No.
102 at 36. The Alabama Plaintiffs argue that, as confirmed by
the FEIS, reduced flows under the Master Manual “will exacerbate
nutrient concentrations in Weiss Lake, thus contributing to a
violation of the limits [the Alabama Department of Environmental
Management (“ADEM”)] has placed there[,]” and will also
adversely impact the lake’s water temperature and concentrations
of dissolved oxygen, nitrogen, phosphorous, and chlorophyll a,
which “all affect marine habitat.” Pls.’ Mot., ECF No. 83 at 31,
50 (citing A.R., ECF No. 61 at D-00043827, D-00044389, D-
0004390-44393). They contend that downstream releases “are
important because the EPA has determined that the Coosa River,
including Weiss Lake, has impaired water quality because of
discharges originating mostly in Georgia[,]” and that “[t]o that
end,” there is “a specific Total Maximum Daily Load for the
lake, providing limits on pollutants causing a nutrient problem
in the lake.” Id. at 17-18 (citing A.R., ECF No. 61 at D-
00027171-73, D-00027183); see also A.R. ECF No. 61 at D-00027171
(explaining that this TMDL “addresses impairment due to
nutrients in Weiss Lake by providing an estimate of the total
113
phosphorus concentrations allowable in the lake from the point
sources and non-point sources in the watershed” and functions in
conjunction with Alabama’s established numeric chlorophyll a
criterion for Weiss Lake). The Alabama Plaintiffs argue that
“the ACT Manual will contribute to violations of water-quality
standards that were incorporated in a” TMDL at Weiss Lake,
Ala.’s Opp’n to Suppl. Mot., ECF No. 134 at 24; and thus appear
to contend that even if Alabama’s water quality standards are
not themselves enforceable “requirements” under section 313(a)
of the CWA, the Weiss Lake TMDL is, see id. at 25 n.5; Pls.’
Mot., ECF No. 83 at 50. The Georgia Parties argue in response
that the “water quality standards for nutrients at Weiss Lake .
. . are not ‘requirements’ within [the CWA’s] framework” with
which the Corps must comply. Intervenor-Defs.’ Cross-Mot., ECF
No. 97 at 22. The Court agrees.
A TMDL specifies “the absolute amount of particular
pollutants the entire water body can take on while still
satisfying all water quality standards.” Jackson, 798 F. Supp.
2d at 216 (citing 33 U.S.C. § 1313(d)(1)(C)). Thus, when a state
identifies an impaired waterbody, it must establish a TMDL for
the pollutants causing the impairment. Nat. Res. Def. Council,
Inc. v. EPA, 301 F. Supp. 3d 133, 137 (D.D.C. 2018). Although
the CWA does not define the phrase “total maximum daily load,”
see generally 33 U.S.C. § 1362; it states that “[s]uch load
114
shall be established at a level necessary to implement the
applicable water quality standards with seasonal variations and
a margin of safety which takes into account any lack of
knowledge concerning the relationship between effluent
limitations and water quality[,]” id. § 1313(d)(1)(C). The
States submit proposed TMDLs to the EPA, which either approves
or rejects them. Id. § 1313(d)(2). Rejection of the proposal
“triggers [the] EPA’s duty to develop a substitute TMDL for the
water body in question[,]” Jackson, 798 F. Supp. 2d at 216
(citing 33 U.S.C. § 1313(d)(2)); but if the EPA approves the
proposal, “the implementation of the TMDL rests largely with the
state[,] . . . [as t]he CWA requires states to engage in a
‘continuing planning process’ to implement their TMDLs,” Nat.
Res. Def. Council, 301 F. Supp. 3d at 137-38 (citing 33 U.S.C. §
1313(e)(3)(C)). TMDLs are thus “not self-implementing
instruments, but instead serve as informational tools utilized
by [the] EPA and the States to coordinate necessary responses to
excessive pollution in order to meet applicable water quality
standards.” Jackson, 798 F. Supp. 2d at 216; see also Anacostia
Riverkeeper, Inc. v. Wheeler, 404 F. Supp. 3d 160, 165 (D.D.C.
2019) (“TMDLs themselves have no self-executing regulatory
force.”); Pronsolino v. Nastri, 291 F.3d 1123, 1129 (9th Cir.
2002) (“TMDLs are primarily informational tools that allow the
states to proceed from the identification of waters requiring
115
additional planning to the required plans.”). Even though they
are not themselves requirements, TMDLs are “central” to the CWA
because “they tie together point-source and nonpoint-source
pollution issues in a manner that addresses the whole health of
the water.” Sierra Club v. Meiburg, 296 F.3d 1021, 1025 (11th
Cir. 2002) (citation and internal quotation marks omitted). “On
the federal side,” they “are incorporated into the NPDES system
through permit regulation of point sources[,]” and “[o]n the
state side, the maximum levels and allocations of pollutants in
a TMDL are incorporated into the State’s water quality
management plan.” Jackson, 798 F. Supp. 2d at 216-17. In sum,
although not self-executing, TMDLs “serve as the cornerstones
for pollution-reduction plans that do create enforceable rights
and obligations[,]” Am. Farm Bureau Fed’n, 792 F.3d at 291; and
provide “information for federal, state and local actors in
furtherance of the cooperative efforts to improve water quality
envisioned in the CWA[,]” Jackson, 798 F. Supp. 2d at 217.
Based on this caselaw, although the Northern District of
Georgia suggested that States can create specific “requirements”
of nonpoint sources through TMDLs, see In re ACF Basin, 467 F.
Supp. 3d at 1338; the Court concludes that the Weiss Lake TMDL
raised by the Alabama Plaintiffs is not a directly enforceable
116
requirement within the meaning of the CWA. 24 Neither are the
chlorophyll a standards for Weiss Lake “requirements,” but are
instead examples of specific numeric water quality criteria,
which are merely a piece of what makes up the unenforceable
water quality standards. See Jackson, 798 F. Supp. 2d at 215;
A.R., ECF No. 61 at D-00027171 (“Alabama has established a
numeric chlorophyll a criterion of 20 ųg/L for Weiss Lake.”);
see also Ala. Admin. Code r. 335-6-10.11 (1991) (“Water Quality
Criteria Applicable to Specific Lakes”); Intervenor-Defs.’
Cross-Mot., ECF No. 97 at 23. Because the Alabama Plaintiffs
have failed to identify an enforceable legal “requirement” under
section 313(a) of the CWA that the Master Manual violates, the
Court concludes, as did the Northern District of Georgia in the
ACF case, that they have failed to state a claim pursuant to 33
U.S.C. § 1323(a). See In re ACF Basin, 467 F. Supp. 3d at 1339.
And, even if operations under the Master Manual end up
causing or contributing to future violations of Alabama’s water
quality standards, the Alabama Plaintiffs will continue to lack
an actionable CWA claim. 25 Intervenor-Defs.’ Cross-Mot., ECF No.
24 The Georgia Parties also correctly note that the Weiss Lake
TMDL only mentions the Corps once and does not purport to impose
specific requirements on the Corps or on any of its operations,
including at Allatoona Lake. See Intervenor-Defs.’ Suppl. Mot.
Reply, ECF No. 139 at 14; A.R., ECF No. 61 at D-00027180-81.
25 The Alabama Plaintiffs seem to distinguish between whether the
Corps has already violated the CWA or whether it will “in the
future.” See Pls.’ Resp. to Suppl. Authority Notice, ECF No. 120
117
97 at 24; see Wagner, 2009 WL 2176049, at *16-18 (viewing the
agency’s implementation of BMPs as compliance with Oregon’s
applicable state “requirements,” even if the agency’s actions
contributed to an existing violation of water quality
standards); Cables, 509 F.3d at 1332-33 (same conclusion for
BMPs under Wyoming’s state “requirements” even though the
agency’s action did not “necessarily stop nonpoint-source
pollution from exceeding water quality standards”). Finally, to
the extent the Alabama Plaintiffs argue that they did not have
to identify any “requirement” at all under section 313(a)
because their cause of action is under the APA, see Ala.’s Opp’n
to Suppl. Mot., ECF No. 134 at 25 n.5; Pls.’ Resp. to Suppl.
Authority Notice, ECF No. 120 at 1; the Court rejects the
argument, as APA review “requires reference to the legal duty
set forth in the governing substantive statute[,]” here being
the CWA, Nat’l Wildlife Fed’n, 132 F. Supp. 2d at 889.
b. ER 1110-2-8154
The Alabama Plaintiffs next argue that the Corps’ own
guidance in ER 1110-2-8154 provides a source of independent
at 2. The Court views this distinction as immaterial since the
Alabama Plaintiffs cannot identify any enforceable CWA
“requirement,” either now or in the future. See North Dakota,
270 F. Supp. 2d at 1126 (“North Dakota has alleged future
violations of the [CWA] and state water quality standards. [Its]
failure to show . . . how the Corps . . . is currently in
violation of the [CWA] or state water quality standards weighs
against its success on the merits . . . .”).
118
“requirements” beyond those in the CWA and mandates that the
Corps “avoid creating water-quality conditions that impair
‘existing instream water uses’ ‘throughout the area’ its dam
operations will affect.” Pls.’ Mot., ECF No. 83 at 49 (quoting
ER 1110-2-8154 at 2 ¶ 6a-b). They argue that ER 1110-2-8154
requires the Corps to “‘[e]nsure that water quality, as affected
by the project and its operation is suitable’ not only ‘for
project purposes,’ but also for ‘existing water uses, and public
health and safety and [is] in compliance with applicable Federal
and state water quality standards.’” Id. (citing ER 1110-2-8154
at 3 ¶ 8a). The Georgia Parties argue—and the Court agrees—that
the ERs, including ER 1110-2-8154, are not binding on the Corps.
See Intervenor-Defs.’ Reply, ECF No. 103 at 15-16.
While “[i]t is axiomatic that an agency is legally bound to
respect its own regulations and commits procedural error if it
fails to abide them[,]” Algonquin Gas Transmission Co. v. FERC,
948 F.2d 1305, 1315 (D.C. Cir. 1991) (citation and internal
quotation marks omitted); it is likewise “axiomatic” that courts
“will not review allegations of noncompliance with an agency
statement that is not binding on the agency[,]” United States v.
Alameda Gateway Ltd., 213 F.3d 1161, 1167 (9th Cir. 2000)
(citation and internal quotation marks omitted); specifically,
what amounts to “a general statement of policy” as opposed to a
binding “substantive rule,” Pac. Gas & Elec. Co. v. Fed. Power
119
Comm’n, 506 F.2d 33, 37 (D.C. Cir. 1974). Whereas substantive
rules are adopted pursuant to the APA’s formal notice and
comment process, see 5 U.S.C. § 553; and have the force of law,
a general statement of policy does not result from a rulemaking
or an adjudication; “it is neither a rule nor a precedent but is
merely an announcement to the public of the policy which the
agency hopes to implement in future rulemakings or
adjudications[,]” Pac. Gas, 506 F.2d at 38. Rather than
establish binding norms that determine issues or rights, a
general statement of policy is “an informational device” by
which an agency expresses its views “prior to their actual
application in particular situations.” Id. Accordingly, the
agency, as well as third parties, cannot rely upon a general
statement of policy as law because it merely announces “the
agency’s tentative intentions for the future[,]” and when
applied in a particular situation, the agency “must be prepared
to support the policy just as if the policy statement had never
been issued.” Id. When determining whether an agency standard
carries the force and effect of law or is instead a non-binding
statement of policy, courts will look to the agency’s expressed
intent, including the “agency’s own characterization of a
particular order,” id.; whether the standard “was meant to
create substantive rights in third parties,” Armstrong v.
Accrediting Council for Continuing Educ. & Training, Inc., 980
120
F. Supp. 53, 66 (D.D.C. 1997); and whether it was promulgated
only after public notice and comment, see Nat’l Mining Ass’n v.
McCarthy, 758 F.2d 243, 250 (D.C. Cir. 2014).
The Court concludes, as did the Northern District of
Georgia in the ACF case, that ER 1110-2-8154 “is an internal
guidance document that cannot be enforced by third parties.” In
re ACF Basin, 467 F. Supp. 3d at 1340. First, the “Purpose”
section of ER 1110-2-8154 states that it “establishes a policy
for the water quality management program at Corps civil works
projects.” ER 1110-2-8154 at 1 ¶ 1. This text indicates that the
purpose of ER 1110-2-8154 is to memorialize the general policy
behind the Corps’ water quality management program and to guide
Corps personnel in working on related civil works projects. See
Alameda Gateway, 213 F.3d at 1168 (reaching the same conclusion
based on similar “Purpose” text in a different ER). The Alabama
Plaintiffs point to excerpts of ER 1110-2-8154 from the “Policy”
section, which states that “[t]he Corps’ policy is to take a
leadership role in carrying out the goals and objectives of the
national policy by managing the nation’s water resources,” ER
1110-2-8154 at 2 ¶ 6(b); and from the “Management” section,
which states that “[d]ivisions should adopt and implement
[certain] general water quality management objectives for all
Corps water resources projects[,]” id. at 3 ¶ 8. However, this
text does not establish a specific plan for any particular Corps
121
project. See Pac. Gas, 506 F.2d at 40. Instead, as the Northern
District of Georgia concluded regarding this language, “[a]n
agency statement regarding factors that should be considered and
‘leaves the agency free to exercise its discretion to follow or
not to follow that general policy in an individual case’ is
merely a general statement of policy without force of law.” In
re ACF Basin, 467 F. Supp. 3d at 1340 (quoting Nat’l Mining
Ass’n v. Sec’y of Lab., 589 F.3d 1368, 1371 (11th Cir. 2009)
(emphasis added)). Second, ER 1110-2-8154 “was not published in
either the Code of Federal Regulations or the Federal Register,
providing further evidence that [it] was not intended to be
binding.” Alameda Gateway, 213 F.3d at 1168. Finally, ER 1110-2-
8154 “does not appear to affect any individual rights or
obligations[,]” In re ACF Basin, 467 F. Supp. 3d at 1340; and
therefore cannot create substantive rights in third parties like
the Alabama Plaintiffs, Alameda Gateway, 213 F.3d at 1168.
While the D.C. Circuit has not considered the issue,
numerous courts have concluded that the ERs are non-binding
general policy statements. See, e.g., Alameda Gateway, 213 F.3d
at 1168 (concluding that ER 1165-2-131 was a policy statement
intended “to guide the practice of district engineers” rather
than a substantive rule); Pearce v. United States, 261 F.3d 643,
648-49 (6th Cir. 2001) (holding that ER 1130-2-341 was “not a
substantive agency regulation” but part of the Corps’ “internal
122
operating manual” and therefore created no enforceable duties);
Slappey v. United States, No. 1:11-cv-93, 2013 WL 5406431, at *5
(M.D. Ga. Sept. 25, 2013) (agreeing that the ERs “provide[]
general objectives and guidelines” and do “not mandate any
particular” features at Corps projects), aff’d, Slappey v. U.S.
Army Corps of Eng’rs, 571 F. App’x 855 (11th Cir. 2014); Jones
v. Rose, No. 00-cv-1795, 2008 WL 552666, at *39 (D. Or. Feb. 28,
2008) (“[T]he [ERs] are not legislative in nature; do not have
the force and effect of law; and, therefore, are not reviewable
by the Court.”). Accordingly, because ER 1110-2-8154 is not
binding, the Corps “retains the discretion and authority to
change its position . . . in any specific case[,]” and the
Alabama Plaintiffs have no right to enforce it as against the
Master Manual’s updates. Ass’n of Flight Attendants v. Huerta,
785 F.3d 710, 716 (D.C. Cir. 2015) (citation omitted).
Instead of pointing to any enforceable “requirements” under
the CWA or the ERs, the Alabama Plaintiffs direct the Court to
public comments the EPA made on the FEIS. See Pls.’ Mot., ECF
No. 83 at 48, 51; A.R. ECF No. 61 at D-00049703-14 (EPA’s
complete letter in the record). However, the EPA’s comment
letter does not identify a legal requirement that the Court can
enforce and instead makes many of the same arguments the Court
has rejected, including claiming that enforceable “requirements
are found in the CWA, Executive Orders, promulgated regulations,
123
and the [Corps’] own guidance.” A.R. ECF No. 61 at D-00049710.
In addition, the language which the Alabama Plaintiffs cite
comes from the “Recommendations” section of the letter, in which
the EPA only “recommend[ed]” that the Corps consider and
maximally comply with water quality standards. Id. at D-
00049711. Further, while the Alabama Plaintiffs highlight EPA
statements that the Corps “cannot, through its operational
decisions, create conditions (e.g., decreased flow) that cause
permittees to fall out of compliance[,]” id. at D-00049704; and
force “States and other [downstream] stakeholders [to] address
the consequences of” these decisions, id. at D-00049709; these
are again comments not grounded in a specific source of legal
obligations, see id. at D-00049705 (contending, without
authority, that the Master Manual “should provide for operations
that comply with state water quality standards”).
And, even if operations under the Master Manual end up
affecting downstream water quality under low flow conditions, as
the FEIS admits could happen, id. at D-00043827; which then
could cause state agencies to adjust their NPDES permits to
impose more stringent effluent limitations on permit holders,
see id. at D-00044390 (explaining that “permit conditions may be
temporarily changed [by the States] during extreme low-flow
conditions”); such a result is not an illicit shift in
mitigation responsibility or an unlawful expectation by the
124
Corps, but rather its valid reliance on the actual legal
requirements imposed by the CWA’s statutory permitting scheme.
Specifically, section 301 of the CWA requires effluent
limitations in NPDES permits to be as stringent as necessary to
meet water quality standards, see 33 U.S.C. § 1311(b)(1)(C); and
mandates that States continually monitor their waters covered by
the CWA to identify those for which current pollution controls
“are not stringent enough,” so as to force them to update those
limitations, Jackson, 798 F. Supp. 2d at 215 (quoting 33 U.S.C.
§ 1313(d)(1)(A)). Section 301 is thus a source of an enforceable
obligation applicable to the States, but nothing in it or any
other CWA section makes the Corps responsible for ensuring
States’ compliance. As the Corps states in the FEIS, it has no
duty “to ensure that other entities meet their federal clean
water compliance requirements in the future[,]” nor is it
“authorized to operate projects to ensure compliance by
others[.]” A.R., ECF No. 61 at D-00043784; see also Intervenor-
Defs.’ Suppl Mot., ECF No. 129 at 12 n.6 (“[T]he [CWA] prohibits
the Corps from planning to use reservoir releases to off-set the
impacts of pollution caused by others.”). Instead, it is
allowable for agencies to “recognize that other entities are in
the best position to take appropriate action.” See In re ACF
Basin, 554 F. Supp. 3d at 1307 (rejecting the plaintiffs’ ACF
claim that the Corps erred by “punting mitigation to [the State
125
of] Georgia”). Thus, contrary to the Alabama Plaintiffs’
contention, the Corps cannot “den[y]” obligations that do not
exist, nor does it have “its own obligations” under section
313(a) of the CWA or ER 1110-2-8154 that the Master Manual
violates. Pls.’ Mot., ECF No. 83 at 51. 26
Emerging from all the failed “requirements” the Alabama
Plaintiffs have pointed to are the Corps’ binding regulations
published in the Federal Register, one of which states:
The water control plans will be prepared
giving appropriate consideration to all
applicable Congressional Acts relating to
operation of Federal facilities, i.e., Fish
and Wildlife Coordination Act (Pub. L. 85-
624), Federal Water Project Recreation Act-
Uniform Policies (Pub. L. 89-72), National
Environmental Policy Act of 1969 (Pub. L. 91-
190), and Clean Water Act of 1977 (Pub. L. 95-
217).
33 C.F.R. § 222.5(f)(1) (emphasis added). According to
Defendants, this regulation “explains the Corps’ approach to
balancing CWA ‘obligations’ with the several other statutes that
26To the extent the Alabama Plaintiffs argue that reduced flows
from the Allatoona Project under the Master Manual also impact
APC’s obligations under its FERC license for its Coosa Project
and make it “more burdensome” for APC to comply with the
license’s dissolved-oxygen requirements at Weiss Dam and Lake,
see Pls.’ Mot., ECF No. 83 at 18; the Court declines to analyze
this claim, as the Alabama Plaintiffs do not actually address
whether FERC licenses serve as a source of “requirements” within
the meaning of section 313(a) of the CWA as against the Corps.
And, it may well be that the FERC is “in the best position to
take appropriate action” by adjusting the requirements in APC’s
Coosa license. In re ACF Basin, 554 F. Supp. 3d at 1307.
126
also establish obligations [it] must address in developing the
Manual.” Defs.’ Cross-Mot., ECF No. 95 at 52. The Court agrees
that this regulation embodies the Corps’ “significant discretion
to balance the often competing interests at its multi-purpose
reservoirs[,]” In re ACF Basin, 554 F. Supp. 3d at 1302; and
indicates that no one congressional act “takes priority over”
other applicable statutes, Defs.’ Cross-Mot., ECF No. 95 at 51.
Courts of Appeal in two circuits that have considered how
the CWA fits into the Corps’ overall water control scheme have
concluded that: (1) the CWA must be construed together with
other governing statutes; and (2) a relevant federal statute can
preempt the enforcement of state water quality standards when
the two conflict. First, the Ninth Circuit has determined that
“[t]he CWA’s directive to federal agencies requiring compliance
with state water standards must be construed in pari materia
with” the River and Harbor Act of 1945, authorizing construction
of reservoir projects in the ACT Basin in the first instance,
and noted that “‘when two statutes are capable of coexistence,
it is the duty of the courts . . . to regard each as
effective.’” Nat’l Wildlife Fed’n, 384 F.3d at 1178 (quoting
Radzanower v. Touche Ross & Co., 426 U.S. 148, 155, 96 S. Ct.
1989, 48 L. Ed. 2d 540 (1976)).
Second, the Court of Appeals for the Eighth Circuit
(“Eighth Circuit”) has found that the Flood Control Act of 1944
127
“vests the Corps with the duty to balance” various water-use
interests, “including the interests of the reservoir states[,]”
and that allowing the States “to use their water-quality
standards to control how the Corps balances [these] interests
would frustrate the design of” that Act. In re Operation of Mo.
River Sys. Litig., 418 F.3d 915, 919-20 (8th Cir. 2005).
Accordingly, the Eight Circuit concluded that the Flood Control
Act of 1944 preempted the enforcement of North Dakota’s state
water quality standards against the Corps. Id. at 920; see also
CSX Transp., Inc. v. Easterwood, 507 U.S. 658, 663, 113 S. Ct.
1732, 123 L. Ed. 2d 387 (1993) (“Where a state statute conflicts
with, or frustrates federal law, the former must give way.”). In
another decision, the Eighth Circuit wrote that “[c]ourts are
simply not empowered to review every decision of the Corps to
ensure that it maximizes the benefits of the [river basin] for
all interests[,]” as “such a standard would be impossible to
meet[.]” South Dakota v. Ubbelohde, 330 F.3d 1014, 1031 (8th
Cir. 2003). As such, “certain operations that might be optimal
from a water quality standpoint might not be consistent with
operations for [all] authorized purposes” at the Corps’ various
basin projects. A.R., ECF No. 61 at D-00058008.
The Court therefore agrees with Defendants that the Alabama
Plaintiffs have “overstated” the Corps’ duty to follow water
quality standards. Defs.’ Cross-Mot., ECF No. 95 at 10. And in
128
any event, since water quality standards are not “requirements”
under the CWA, 27 the Corps’ decision to give them “appropriate
consideration” in analyzing the action alternatives, see Defs.’
Cross-Mot., ECF No. 95 at 53 (citing A.R., ECF No. 61 at D-
00044030, D-00058007); before determining that the Manual’s
overall effect on water quality would be “negligible,” A.R., ECF
No. 61 at D-00043827; further supports the Court’s conclusion
that the Corps has met any obligations it has under the CWA and
ER 1110-2-8154 in updating the Master Manual.
c. The Duty Under the APA to Engage in Reasoned
Decision-Making and Not Arbitrarily Depart
from Precedent
Finally, the Alabama Plaintiffs argue that by adopting the
Master Manual despite acknowledging the potential for adverse
water quality impacts downstream, the Corps engaged in an
“unexplained departure” from precedent, specifically from its
own water quality guidance in ER 1110-2-8154, and thereby failed
to engage in reasoned decision-making in violation of an
27In its reply briefing, the Corps raises a new argument that
“even if the water quality standards were ‘requirements,’
Congress has not authorized their application to the Corps’
decisions regarding the Master Manual” because “[t]he scope of
section 1323(a) is limited by 33 U.S.C. § 1371(a), which
provides that the CWA ‘shall not be construed as . . . affecting
or impairing the authority of the Secretary of the Army to
maintain navigation.’” Defs.’ Reply, ECF No. 102 at 35. The
Court finds it unnecessary to address this claim, and also, it
does not consider arguments raised for the first time in a reply
brief. Carter v. Geo. Wash. Univ., 387 F.3d 872, 883 (D.C. Cir.
2004).
129
“independent” duty under the APA. See Ala.’s Opp’n to Suppl.
Mot., ECF No. 134 at 13, 28-30; Compl., ECF No. 1 at 25-26 ¶
114; Pls.’ Reply, ECF No. 99 at 26-27; see also Pls.’ Resp. to
Suppl. Authority Notice, ECF No. 120 at 2 (“The Corps’
obligation to engage in reasoned decisionmaking is an
‘independent’ APA obligation and applies whether or not the
Corps has also transgressed a binding legal ‘requirement’
imposed by the CWA or Corps regulations.”).
The Court declines to reach the merits of this “unexplained
departure” argument as it relates to ER 1110-2-8154 because the
Alabama Plaintiffs did not raise it in their opening summary
judgment brief. See Carter v. Geo. Wash. Univ., 387 F.3d 872,
883 (D.C. Cir. 2004) (rejecting arguments raised for the first
time in the movant’s reply brief as opposed to its opening
brief). As the Georgia Parties note, this argument was raised
for the first time in the Alabama Plaintiffs’ reply brief, see
Intervenor-Defs.’ Suppl. Mot., ECF No. 129 at 21 n.12 (citing
this gap as the reason why this argument has “received so little
attention in this case”); Pls.’ Reply, ECF No. 99 at 26 (“[E]ven
if the [CWA] and the Corps’ own regulations did not require the
Corps to comply with water-quality standards, the agency still
would have an overarching obligation under the APA to engage in
reasoned decision-making[.]”); and in the Alabama Plaintiffs’
response to the Georgia Parties’ notice of supplemental
130
authority, see Pls.’ Resp. to Suppl. Authority Notice, ECF No.
120 at 3 (citing ER 1110-2-8154 to argue that the ERs “establish
the Corps’ precedent” to comply with state water quality
standards and that failure to do so without a reasoned
justification is an “unexplained departure” from this
precedent). This argument was not made in the section of the
Alabama Plaintiffs’ opening brief where they specifically argued
that the Manual “is an unexplained and arbitrary departure from
established operations.” See Pls.’ Mot., ECF No. 83 at 43-47
(providing other reasons why the Manual constitutes an
“arbitrary departure” from precedent). While the Georgia Parties
have responded to the Alabama Plaintiffs’ “unexplained
departure” from ER 1110-2-8154 claim as it relates to water
quality standards in their supplemental motion for summary
judgment briefings, see Intervenor-Defs.’ Suppl. Mot., ECF No.
129 at 20-23; Intervenor-Defs.’ Suppl. Mot. Reply, ECF No. 139
at 20-21; the Court need not consider the merits of those
arguments since they were raised in the context of the issue
preclusion analysis. Accordingly, the Court will only proceed to
analyze the Alabama Plaintiffs’ remaining “unexplained and
arbitrary departure” claims under the APA section of this
Memorandum Opinion and the adequacy of the Corps’ explanations
regarding water quality impacts in choosing the action
alternative in this Memorandum Opinion’s NEPA section.
131
Having determined that the Corps has not violated any
enforceable “requirements” within the meaning of section 313(a)
of the CWA and that ER 1110-2-8154 is a non-binding statement of
policy rather than a “limitation[] on the Corps’ discretion[,]”
Ubbelohde, 330 F.3d at 1030; there is no independent basis for
the Court to conclude that the Corps acted arbitrarily and
capriciously in adopting the Master Manual as it relates to the
Alabama Plaintiffs’ water quality claims, see Intervenor-Defs.’
Suppl. Mot. Reply, ECF No. 139 at 7 (arguing that “there is no
‘departure’ to be explained” since neither the CWA nor the
Corps’ internal guidance document require the Corps “to release
water to ensure water quality standards are maintained”); see
also Nat’l Wildlife Fed’n, 132 F. Supp. 2d at 889, 895
(concluding that final agency action is “arbitrary and
capricious” under the APA when it violates “the legal duty set
forth in the governing substantive statute”); Seeger v. U.S.
Dep’t of Def., 306 F. Supp. 3d 265, 276 (D.D.C. 2018)
(explaining that a court has subject-matter jurisdiction over an
APA claim if the claim alleges a violation of an underlying
statute or if the claim alleges agency action that is “arbitrary
and capricious”). For all these reasons, with regard to the
Alabama Plaintiffs’ water quality claims under the CWA and the
Corps’ internal ERs, the Court GRANTS summary judgment to
Defendants and Intervenor-Defendants on these issues.
132
B. Defendants Did Not Violate NEPA
The Alabama Plaintiffs and Intervenor-Plaintiffs next argue
that the Master Manual and FEIS violate NEPA and are therefore
unlawful. See Pls.’ Mot., ECF No. 83 at 52-60 (arguing that “the
Corps has deprived the public of its right to review the
environmental impacts of the Corps’ operations under NEPA,” as
“the FEIS does not adequately communicate, and in some respects
affirmatively conceals, important environmental impacts
associated with the Manual”); Intervenor-Pls.’ Mot., ECF No. 85
at 7 (arguing that the Master Manual’s “significant cascading
effects downstream [ ] have not been analyzed properly or
disclosed fully pursuant to [NEPA]”).
NEPA challenges are reviewed under the APA’s arbitrary and
capricious standard, which is applied to review both the
agency’s procedural compliance with NEPA and the adequacy of the
FEIS. City of Olmsted Falls v. FAA, 292 F.3d 261, 269 (D.C. Cir.
2002). The Court is mindful that its role is not to “flyspeck”
the Corps’ “environmental analysis, looking for any deficiency
no matter how minor.” Nevada v. Dep’t of Energy, 457 F.3d 78, 93
(D.C. Cir. 2006). Neither may the Court “substitute its own
policy judgments for those of the [Corps].” Tongass Conservation
Soc’y v. Cheney, 924 F.2d 1137, 1140 (D.C. Cir. 1991). Rather,
the Court must ensure that the Corps “has adequately considered
and disclosed the environmental impact of its actions and that
133
its decision is not arbitrary or capricious.” Balt. Gas, 462
U.S. at 97-98. This requires reviewing the FEIS to confirm that
the Corps took a “hard look” at the environmental consequences
before deciding to proceed with finalizing the Master Manual
update. See id. at 97. In evaluating those consequences, the
Corps was required to consider and discuss in the FEIS:
(i) the environmental impact of the proposed
action, (ii) any adverse environmental effects
which cannot be avoided should the proposal be
implemented, (iii) alternatives to the
proposed action, (iv) the relationship between
local short-term uses of man’s environment and
the maintenance and enhancement of long-term
productivity, and (v) any irreversible and
irretrievable commitments of resources which
would be involved in the proposed action
should it be implemented.
42 U.S.C. § 4332(2)(C). Despite these requirements, “NEPA is a
purely procedural statute, and [the Corps] therefore enjoys
latitude” in its preparation of the FEIS. Ctr. for Biological
Diversity v. FERC, 67 F.4th 1176, 1181 (D.C. Cir. 2023); see
also Robertson, 490 U.S. at 350 (“NEPA itself does not mandate
particular results, but simply prescribes the necessary
process.”). The Court will thus not set aside the Master Manual
under NEPA if the FEIS “‘contains sufficient discussion of the
relevant issues and opposing viewpoints’” to enable the Court to
conclude that “‘the agency’s decision [was] fully-informed and
well-considered[.]’” Gulf Restoration Network v. Haaland, 47
F.4th 795, 799-800 (D.C. Cir. 2022) (quoting Nevada, 457 F.3d at
134
93); see also Indian River Cnty. v. U.S. Dep’t of Transp., 945
F.3d 515, 533 (D.C. Cir. 2019) (requiring “deference to agency
judgments as to how best to prepare an EIS”).
The Alabama Plaintiffs contend that Defendants have
violated NEPA because: (1) the “proffered ‘No Action’ baseline
wrongly incorporates operations from the 1993 draft manual and
other ‘incremental changes in project operations’ that were
never legally implemented or subjected to NEPA review[;]”
(2) the FEIS did not accurately analyze and disclose the impacts
associated with operations under the Proposed Action
Alternative; and (3) the FEIS did not consider any proposed
alternatives requiring the Corps to generate hydropower. See
Pls.’ Mot., ECF No. 83 at 52-60. Intervenor-Plaintiffs also
argue that the Corps violated NEPA because the FEIS fails to
adequately analyze the Master Manual’s impacts downstream at
Montgomery, Mobile Bay, and Lake Martin—all of which negates the
Corps’ fulfillment of NEPA’s “hard look.” See Intervenor-Pls.’
Mot., ECF No. 85 at 7, 15-31. The Corps responds to each of the
Plaintiffs’ arguments and contends that “it took a ‘hard look’
at the environmental impacts of the [Master Manual] in a
lengthy, well-reasoned, and thorough FEIS.” Defs.’ Cross-Mot.,
ECF No. 95 at 27. For the reasons explained below, the Court
rejects the Alabama Plaintiffs’ and Intervenor-Plaintiffs’
various arguments under NEPA.
135
1. The Corps Reasonably Defined the No-Action
Alternative in the FEIS Using the 1993 Draft
Allatoona Manual
An EIS must describe in detail “alternatives to the
proposed action,” 42 U.S.C. § 4332(2)(C)(iii); one of which is
the “No-Action Alternative,” which “establishes a baseline for
comparing the environmental consequences of the action
alternative[,]” Mainella, 459 F. Supp. 2d at 83-84; see also 40
C.F.R. § 1502.14 (requiring an EIS to evaluate “reasonable
alternatives” to the proposed action, including the “no action
alternative”). The Corps was thus required to evaluate the
impacts of the proposed Master Manual “on various environmental
conditions ‘as compared to’ a set of conditions it deemed to be
the ‘No-Action Alternative.’” Pls.’ Mot., ECF No. 83 at 52.
The Alabama Plaintiffs first argue that the 1993 Draft
Manual “and other ‘incremental changes in project operations’”
cannot be used to define the No-Action Alternative because they
“were never legally implemented or subjected to NEPA review”
since the Corps began implementing the Draft Manual in the early
1990s but never conducted “the required NEPA analysis either
then or in the years since[,]” despite seeking to “grandfather”
that draft “into an extrapolated NEPA baseline now.” Pls.’ Mot.,
ECF No. 83 at 53. The Alabama Plaintiffs contend that the
correct baseline comparison would instead incorporate the Corps’
“‘last major evaluations of the environmental consequences of
136
the individual [Corps] reservoirs in the ACT Basin,’ which the
Corps acknowledged occurred ‘in the 1970s.’” Pls.’ Mot., ECF No.
83 at 30 (citing A.R., ECF No. 61 at D-00044248). As Intervenor-
Defendants note, the Alabama Plaintiffs appear to argue that
“instead of comparing alternatives to the status quo operations
prior to adoption of the ACT Manual, the no action alternative
must instead be the 1968 [Allatoona] Manual, because that is the
last manual to undergo NEPA review.” 28 Intervenor-Defs.’ Cross-
Mot., ECF No. 97 at 25. The Court disagrees with the Alabama
Plaintiffs, instead concluding, as explained below, that the
1993 Draft Manual, under which the Corps was operating the
Allatoona Project at the time it prepared the FEIS, was the
correct no-action baseline.
a. Issue Preclusion Does Not Apply to Bar the
Alabama Plaintiffs’ NEPA No-Action
Alternative Claim
As an initial matter, in their supplemental motion for
summary judgment, the Georgia Parties argue that the Northern
District of Georgia’s 2021 decision should preclude the Alabama
28As discussed in the Factual Background, prior to the updates
that spurred this litigation, the last finalized ACT Master
Manual was adopted in 1951, along with a WCM for the Allatoona
Project in 1951, 1962, and 1968. See supra section II.B. at 27.
Although the 1968 Allatoona Manual was adopted prior to NEPA’s
passage in 1969, the Corps issued a FEIS for its then-existing
Allatoona operations under that manual in 1974. Id. at 29-31. As
the Alabama Plaintiffs note, the 1993 Allatoona Draft Manual was
not similarly subjected to NEPA review. Id. at 31.
137
Plaintiffs’ argument that the Corps violated NEPA by using
current operations under the 1993 Draft Manual to represent the
No-Action Alternative, “rather than its last ‘NEPA reviewed’
manual[.]” See Intervenor-Defs.’ Suppl. Mot., ECF No. 129 at 7,
11. In the ACF case, the Northern District of Georgia rejected
Alabama’s similar assertion that NEPA requires the Corps to use
the last NEPA-approved manual as the No-Action Alternative, as
opposed to then-current operations under a draft manual never
subjected to NEPA review. In re ACF Basin, 554 F. Supp. 3d at
1305. At the time the ACF Master Manual was updated in 2017, the
Corps chose its existing operations under a 1989 draft ACF
Master Manual and a 1991 draft Buford Project Manual to serve as
the no-action baseline “instead of the environment as it existed
when the 1958 and 1959 [NEPA-reviewed] manuals were adopted.”
Id. at 1302. The Northern District of Georgia concluded that the
Corps “correctly defined the ‘no action’ alternative as the
current operations of the ACF Basin, rather than a hypothetical
set of conditions that may have existed 63 years ago, and that
do not reflect the current status quo or management practices.”
Id. at 1305. Pointing to this conclusion, the Georgia Parties
argue that because “the factual context giving rise to the
[Alabama Plaintiffs’ NEPA] claim is the same in both basins” and
“the law and facts are the same,” Intervenor-Defs.’ Suppl. Mot.
Reply, ECF No. 139 at 15-16; the Court should conclude that
138
“[a]ll three criteria for issue preclusion are met[,]” see
Intervenor-Defs.’ Suppl. Mot., ECF No. 129 at 26-29. Alabama
responds that issue preclusion cannot apply because its claims
“in the ACF case and the ACT case require the application of
NEPA to different sets of facts[,]” thereby negating the
elements of preclusion. Ala.’s Opp’n to Suppl. Mot., ECF No. 134
at 30. The Court agrees with the State of Alabama.
Although this supplemental claim presents a “mixed
question[] of law and fact” rather than an “unmixed question of
law,” see Pharm. Care, 522 F.3d at 446; Ala.’s Opp’n to Suppl.
Mot., ECF No. 134 at 30; as the Court found to be the case for
the Alabama Plaintiffs’ water quality claims, see supra section
IV.A.1.b.i.; “changes in facts essential to a judgment will
render collateral estoppel inapplicable in a subsequent action
raising the same issues[,]” Montana, 440 U.S. at 159; see also
Env’t Def. v. EPA, 369 F.3d 193, 202 (2d Cir. 2004) (“Collateral
estoppel does not apply [ ] when the essential facts of the
earlier case differ from the instant one, even if they involve
the same legal issues.”). Here, the Court agrees with Alabama
that there are “significant factual distinctions” between the
ACT and ACF cases as they relate to the parallel NEPA No-Action
Alternative claims. Env’t Def., 369 F.3d at 202. First, in the
ACF case, Alabama argued that operations under the 1989 and 1991
draft manuals should not serve as the no-action baseline because
139
they abandoned, without disclosure to the public, a guide curve
in the NEPA-reviewed 1958 and 1959 manuals which required the
Corps to draw down Buford’s elevation by six feet in the fall
months and release water through the dam. Ala.’s Opp’n to Suppl.
Mot., ECF No. 134 at 30-31 (citing Pl. State of Ala.’s Corrected
Consolidated Mot. for Summ. J., In re ACF Basin Water Litig.,
No. 1:18-MI-43 (N.D. Ga. Apr. 6, 2021), ECF No. 220 at 38, 64-
65). Here in the ACT case, Alabama makes a similar but factually
distinct argument regarding the 1993 Draft Manual’s addition of
action zones, “the very concept of” which they allege was not
present in the 1968 NEPA-reviewed manual and the main reason
they argue that the 1993 Draft Manual should not serve as the
no-action baseline. See Pls.’ Mot., ECF No. 83 at 53-54.
Another factual difference is that in the ACF case, Alabama
argued that the No-Action Alternative could not be defined as
“current operations” because at the time of the ACF Manual
update, the Corps had been allowing Georgia to make unauthorized
direct withdrawals from Buford (i.e., without water supply
contracts). Ala.’s Opp’n to Suppl. Mot., ECF No. 134 at 31
(citing Pl. State of Ala.’s Corrected Consolidated Mot. for
Summ. J., In re ACF Basin Water Litig., No. 1:18-MI-43 (N.D. Ga.
Apr. 6, 2021), ECF No. 220 at 65-66). In the ACF case, the Corps
had decided that both “current reservoir operations” and the
“current level of direct withdrawals,” regardless of their
140
legality, should formulate the no-action baseline for
comparison. Pl. State of Ala.’s Corrected Consolidated Mot. for
Summ. J., In re ACF Basin Water Litig., No. 1:18-MI-43 (N.D. Ga.
Apr. 6, 2021), ECF No. 220 at 65. In affirming the ACF No-Action
Alternative as neither arbitrary nor capricious, the Northern
District of Georgia specifically noted that the Corps had
“considered current reservoir operations and the current level
of direct withdrawals.” In re ACF Basin, 554 F. Supp. 3d at
1302-03, 1305. In contrast, here, the Alabama Plaintiffs make a
similar but factually distinct argument that the FEIS fails to
disclose the impact of the CC-MWA’s water supply withdrawals in
excess of its contractual limits, and that the Proposed Action
Alternative, rather than the No-Action Alternative, was
improperly modeled on an assumption that the CC-MWA would abide
by its contractual limits in the future. See Pls.’ Mot., ECF No.
83 at 58-59. Finally, as Alabama notes, its argument in this
case in favor of applying principles of judicial estoppel based
on the Corps’ prior success convincing the Northern District of
Alabama that the 1993 Draft Manual was not final agency action
(detailed below) was not an issue in the ACF case since “the
Corps had not obtained similarly inconsistent court rulings
concerning NEPA claims against the prior draft ACF manuals.”
Ala.’s Opp’n to Suppl. Mot., ECF No. 134 at 32. The Northern
District of Georgia could thus not have considered this claim.
141
The Court therefore rejects the Georgia Parties’ argument
that “[t]he decision to use current operations as the NEPA No
Action Alternative was made by the same Corps personnel, for the
same reasons, based on the same facts, in both basins.”
Intervenor-Defs.’ Suppl. Mot. Reply, ECF No. 139 at 15. Because
“the facts essential to a judgment are distinct in the two
cases, the [NEPA] issues in the [ACT] case cannot properly be
said to be identical to those in the [ACF case], and collateral
estoppel is inapplicable.” Env’t Def., 369 F.3d at 202 (citing
Montana, 440 U.S. at 159). And regardless, just as the Court
concluded regarding the Alabama Plaintiffs’ water quality
claims—practical and equitable policy considerations, including
the presence of additional non-mutual parties who were not
adequately represented by Alabama in the ACF litigation—weigh
against precluding the Alabama Plaintiffs’ NEPA No-Action
Alternative claim in this case. See supra section IV.A.1.b.ii.
Accordingly, for the reasons explained here and in the
CWA/water quality claims section of this Memorandum Opinion, the
Court declines to preclude any of the Alabama Plaintiffs’ or
Intervenor-Plaintiffs’ claims based on the results of the ACF
litigation in the Northern District of Georgia. The Court
therefore DENIES Intervenor-Defendants’ Supplemental Motion for
Summary Judgment Based on the Preclusive Effect of an
142
Intervening Judgment, ECF No. 129; and turns to the merits of
the Alabama Plaintiffs’ NEPA No-Action Alternative claim.
b. The Alabama Plaintiffs’ NEPA No-Action
Alternative Claim Fails on the Merits
NEPA requires an agency to present “the environmental
impacts of the proposal and the alternatives in comparative
form, thus sharply defining the issues and providing a clear
basis for choice among options by the decisionmaker and the
public.” City of Grapevine v. Dep’t of Transp., 17 F.3d 1502,
1506 (D.C. Cir. 1994) (citing 40 C.F.R. § 1502.14). As part of
this analysis, agencies are required to “[i]nclude the no action
alternative.” 40 C.F.R. § 1502.14(c). The purpose of the no-
action alternative is to “compare the potential impacts of the
proposed major federal action to the known impacts of
maintaining the status quo.” Custer Cnty. Action Ass’n v.
Garvey, 256 F.3d 1024, 1040 (10th Cir. 2001); see also Nat. Res.
Def. Council, Inc. v. Hodel, 624 F. Supp. 1045, 1054 (D. Nev.
1985), aff’d, 819 F.2d 927 (9th Cir. 1987) (defining “no action”
as the “continuation of the status quo ante, in the absence of
any of the proposed actions”). Although the phrase “No-Action
Alternative” is not defined by statute or regulation, the
Council on Environmental Quality (“CEQ”)—the federal agency
created to oversee NEPA—has explained that for “an action such
as updating a land management plan where ongoing [federal]
143
programs initiated under existing legislation and regulations
will continue, . . . ‘no action’ is ‘no change’ from current
management direction or level of management intensity.” Forty
Most Asked Questions Concerning CEQ’s National Environmental
Policy Act Regulations, 46 Fed. Reg. 18,026, 18,027 (Mar. 23,
1981). The No-Action Alternative may thus “be thought of in
terms of continuing with the present course of action until that
action is changed[,]” id.; “because the existing federal program
will continue even if the new plan is not adopted[,]”
Intervenor-Defs.’ Cross-Mot., ECF No. 97 at 26; see also Custer
Cnty., 256 F.3d at 1040 (“In other words, the current level of
activity is used as [the no-action] benchmark.”).
Here, the Corps reasonably developed the No-Action
Alternative baseline for comparison using the status quo—that
is, the “continuation of the current water control operations at
each of the federal projects in the ACT Basin[,]” A.R., ECF No.
61 at D-00043793; including operations consistent with the 1951
ACT Master Manual, as well as project-specific manuals like
Allatoona’s 1993 Draft Manual, Defs.’ Cross-Mot., ECF No. 95 at
48-49 (citing A.R., ECF No. 61 at D-00043793-95); see also A.R.,
ECF No. 61 at D-00046584 (“[F]or purposes of the ACT WCM update
process, ‘no action’ reflects current reservoir operations as
they have evolved over time in response to laws, regulations,
policy, and new technical information.”). As the FEIS states,
144
the No-Action Alternative “represents no change from the current
management direction or level of management intensity[,]” A.R.,
ECF No. 61 at D-00043793; because “[b]asing the description of
‘no action’ on a pre-NEPA WCM as a basis for comparison to
alternative WCM update plans would not accurately reflect
current baseline operations or be consistent with ‘no action’ as
defined in the CEQ memorandum[,]” id. at D-00046584.
As the Georgia Parties note, the Allatoona Project WCM has
not been formally updated since 1968, and subsequent attempts to
update it were embroiled in years of litigation and interstate
negotiations, which forced the Corps “to make practical
management decisions at Allatoona Lake” in the interim.
Intervenor-Defs.’ Cross-Mot., ECF No. 97 at 30. In addition,
since the 1970s, “incremental changes in project operations have
occurred because of changes in hydropower contracts and
operating schedules, changes in navigation flow requirements,
and other changes related to water quality, environment, or
other uses of the [ACT] system.” A.R., ECF No. 61 at D-00043794.
These changes have rendered the 1968 Manual “obsolete” and
inadequate for comparison to today’s operations for many of the
reasons cited by the Georgia Parties, including that it was
written before: (1) many of the major projects in the ACT Basin
were constructed, including the reservoir at Carter’s Lake which
operates in conjunction with Allatoona Lake; (2) there was any
145
requirement to have a drought management plan, as implemented in
the 1993 Draft Manual; and (3) any of the major environmental
laws had been enacted, including NEPA. Intervenor-Defs.’ Cross-
Mot., ECF No. 97 at 26-27. As a result of the many changes
between 1968 (or even 1974 when the 1968 Manual underwent NEPA
review) and 2015, “the 1968 Manual cannot provide a meaningful
baseline for comparing the effects of the alternatives under
consideration.” Id. at 27. Thus, the Court agrees that “using
the 1993 [Draft] Manual—the Corps’ historical operations over
the past 25 years—as the status quo and the point of comparison
was a reasonable choice[,]” id. at 30; Defs.’ Cross-Mot., ECF
No. 95 at 50; especially since “judgments regarding the
development of the baseline against which alternatives would be
assessed are the sorts of expert analytical judgments to which
courts typically defer[,]” Vill. of Bensenville v. FAA, 457 F.3d
52, 72 (D.C. Cir. 2006); see also Am. Rivers v. FERC, 201 F.3d
1186, 1195-99 (9th Cir. 1999) (deferring to the agency’s choice
“to use an existing project environmental baseline” as the No-
Action Alternative rather than “a theoretical reconstruction of
what” the basin “would be like today had [certain] projects not
been in place for the greater part of this century”).
Nonetheless, the Alabama Plaintiffs argue that the 1993
Draft Manual cannot serve as the no-action baseline because it
was not NEPA-reviewed, and its implementation was therefore “not
146
lawful.” Pls.’ Mot., ECF No. 83 at 53. Even if the Court agreed
that the 1993 Draft Manual was not lawfully implemented “under
‘existing legislation and regulations[,]’” id. at 56; the result
would be the same because “NEPA does not impose an independent
requirement of setting a ‘legal’ environmental baseline[,]” Ctr.
for Biological Diversity v. U.S. Bureau of Land Mgmt., 746 F.
Supp. 2d 1055, 1090 (N.D. Cal. 2009). Rather than “an
independent legal requirement,” a baseline is “a practical
requirement in environmental analysis often employed to identify
the environmental consequences of a proposed agency action.” Am.
Rivers, 201 F.3d at 1195 n.15. As such, numerous courts have
interpreted the No-Action Alternative as the status quo of
“current management” or existing operations—whether NEPA
reviewed or not—because this “fulfill[s] NEPA’s goal of
providing the public with information to assess the impact of a
proposed action[.]” See U.S. Bureau of Land Mgmt., 746 F. Supp.
2d at 1090-91 (rejecting a no-action baseline “as it existed in
1980” because “the 1980 network has not been the status quo
since 1980, decades before the proposed action” and finding that
the status quo “accurately reflect[ed] the baseline as it
currently existed,” which is “all that is required under the
law”); see also, e.g., Custer Cnty., 256 F.3d at 1039-40
(rejecting the argument that “a ‘true’ no-action alternative”
only reflects “the impacts of lawful activity” that was
147
“properly subject[ed] to environmental review” and concluding
that the CEQ “intended that agencies compare the potential
impacts of the proposed major federal action to the known
impacts of maintaining the status quo”); San Juan Citizens’ All.
v. Salazar, No. 00-cv-00379, 2009 WL 824410, at *17-18 (D. Colo.
Mar. 30, 2009) (upholding status quo activities as the no-action
baseline regardless of whether they were “subject to a
sufficient NEPA review”). 29 Thus, the Corps’ use of the status
quo and its evolved practices under the 1993 Draft Manual as the
No-Action Alternative comports with NEPA, regardless of the
“lawfulness” of those operations. Such was the Northern District
of Georgia’s conclusion in the ACF case, where it held that the
Corps properly evaluated the proposed ACF Master Manual against
a No-Action Alternative defined “as the environment as it
existed at the time that the Corps updated the [draft] manual in
1989[,]” as opposed to “an environment that ha[d] not existed
29Many other courts have concluded that the status quo is the
only proper interpretation of the No-Action Alternative,
regardless of the legality of current operations. See, e.g.,
Biodiversity Conservation All. v. U.S. Forest Serv., 765 F.3d
1264, 1269-70 (10th Cir. 2014) (finding that the agency properly
included unlawful use of federal lands as part of its no-action
baseline); Tenn. Env’t Council v. Tenn. Valley Auth., 32 F.
Supp. 3d 876, 887 (E.D. Tenn. 2014) (requiring the defendant “to
employ a ‘no action’ alternative of the status quo, as opposed
to the future consequences of [a] consent decree”); Colo. Off-
Highway Vehicle Coal. v. United States, 505 F. Supp. 2d 808, 817
(D. Colo. 2007) (“The validity of earlier decisions affecting
the status quo is not an issue in the no-action analysis.”).
148
for decades” under the outdated NEPA-approved manuals which
Alabama had instead advocated for as the appropriate baseline.
See In re ACF Basin, 554 F. Supp. 3d at 1302-03. That court
ultimately upheld the Corps’ No-Action Alternative, which as
here, “considered current reservoir operations.” Id. at 1303.
The cases cited by the Alabama Plaintiffs in support of
their position are distinguishable and do not alter the Court’s
decision. For example, in Friends of Yosemite Valley v.
Kempthorne, 520 F.3d 1024 (9th Cir. 2008), the Ninth Circuit
held that the agency “did not set forth a true ‘no-action’
alternative” where the baseline incorporated a plan that the
Ninth Circuit had explicitly held invalid in prior litigation.
Id. at 1037-38. “These extreme circumstances,” i.e., the need to
enforce a court’s prior decision, “are not present here, as no
court has ever held that the 1993 Manual is substantively
unlawful, much less enjoined its use.” Intervenor-Defs.’ Cross-
Mot., ECF No. 97 at 28-29. Next, in North Carolina Wildlife
Federation v. North Carolina Department of Transportation, 677
F.3d 596 (4th Cir. 2012), the court did not address whether the
No-Action Alternative was properly defined, but rather concluded
that the agencies violated NEPA by mischaracterizing the data
underlying the baseline, and “the NEPA process itself relied on
those mischaracterizations.” See id. at 603-05. Likewise,
National Wildlife Federation v. Andrus, 440 F. Supp. 1245
149
(D.D.C. 1997) does not address how an agency should define the
No-Action Alternative, instead addressing “a different context,”
as the Alabama Plaintiffs admit, Pls.’ Mot., ECF No. 83 at 54;
namely an agency’s failure to properly consider alternatives,
see Andrus, 440 F. Supp. at 1253-54. Finally, the Alabama
Plaintiffs’ reference to the EPA’s guidance, see Pls.’ Mot., ECF
No. 83 at 56 (citing ENV’T PROT. AGENCY OFF. OF FED. ACTIVITIES,
CONSIDERATION OF CUMULATIVE IMPACTS IN EPA REVIEW OF NEPA DOCUMENTS ¶ 4.4
(1999), https://www.epa.gov/sites/default/files/2014-
08/documents/cumulative.pdf [hereinafter “EPA Cumulative Impacts
Guidance”]); is inapposite here, as this guidance is not about
the No-Action Alternative but an EIS’s cumulative impacts
analysis, which the EPA states can be incorporated into the no-
action alternative’s baseline, see EPA Cumulative Impacts
Guidance ¶ 4.4. And in any event, this guidance defines the No-
Action Alternative “as reflecting existing conditions” under the
status quo, in line with the Court’s conclusion. Id.
The Alabama Plaintiffs argue that ruling in favor of
Defendants on this issue “would create incentives for federal
agencies to evade their NEPA obligations.” Pls.’ Mot., ECF No.
83 at 54. They contend that “‘if agencies are allowed to
undertake major federal actions without complying with NEPA and
then to compound their error by basing later decisions on their
previous illegal actions, then NEPA’s protections will be
150
rendered worthless.’” Id. at 54 (quoting Andrus, 440 F. Supp. at
1255). The Court disagrees. Instead, the Court is persuaded that
using the last NEPA reviewed manual as the baseline—here, the
1968 Allatoona Manual—“would mask effects of the management
choices under consideration, as the relative differences between
the alternatives would be dwarfed by changes necessitated” by
the significant evolution of the ACT Basin since the 1970s. See
Intervenor-Defs.’ Cross-Mot., ECF No. 97 at 27; Intervenor-
Defs.’ Reply, ECF No. 103 at 5 (calling the 1968 Manual “long-
abandoned” as compared to the Corps’ “then-current Draft 1993
Manual”). In addition, the FEIS “is replete with discussion of
pre-1993 (historical) operations[,]” such that the Court can
conclude that the public has been adequately informed of how the
Corps’ ACT Basin operations “have changed over the past half-
century.” See Intervenor-Defs.’ Reply, ECF No. 103 at 19
(summarizing the portions of the administrative record that
discuss historical changes and impacts). NEPA “serves the twin
purposes of ensuring that” agencies: (1) carefully consider
environmental impacts before taking major actions; and (2) fully
inform the public of these impacts, Sierra Club v. U.S. Army
Corps of Eng’rs, 803 F.3d 31, 36-37 (D.C. Cir. 2015); and a no-
action baseline that embodies historical operations of the ACT
Basin over the past several decades achieves NEPA’s goal of
151
informed decision-making, 30 see Nw. Env’t Def. Ctr. v. U.S. Army
Corps of Eng’rs, 817 F. Supp. 2d 1290, 1313 (D. Or. 2011) (“The
Corps was not required to develop a no-action alternative, in
which it completely reverses or abandons a[] historical
pattern[.]”); Pac. Coast Fed’n of Fishermen’s Ass’ns v. U.S.
Dep’t of the Interior, 929 F. Supp. 2d 1039, 1053 (E.D. Cal.
2013) (confirming “it is appropriate for a no action alternative
to reflect ‘historical uses’ of a resource”); Hodel, 624 F.
Supp. at 1054 (considering “a historical pattern of use over 100
years old” as the no-action baseline). Ultimately, “resetting to
pre-1993 operations is not a proper baseline[,]” Defs.’ Reply,
ECF No. 102 at 20; as it would be resetting to “a hypothetical
status quo that would have existed had the Corps not made
changes pursuant to the 1993 Allatoona manual[,]” Defs.’ Cross-
30In their reply, the Alabama Plaintiffs argue that the FEIS
“deprived the public” of information because it “did not
disclose the impacts of certain operations in the new Manual,
such as its inclusion of action zones, that the agency started
using when it chose to implement the 1993 draft manual.” Pls.’
Reply, ECF No. 99 at 28. They claim that this “conceal[ed] a
significant component of impact.” Id. at 29. The Court
disagrees, as the FEIS explains in detail historical changes to
the guide curves and action zones at the Allatoona Project. And,
in any event, this reply argument that the public was “deprived”
of information on action zones differs from how the Alabama
Plaintiffs’ styled their concerns in their opening brief, where
they only contended that the absence of action zones “in the
1968 NEPA-reviewed manual” would mean that “allowing the 1993
draft manual to serve as the baseline would wrongly ‘assume[]
the existence of [the] proposed project,’ rendering the baseline
meaningless.” Pls.’ Mot., ECF No. 83 at 54.
152
Mot., ECF No. 95 at 49; see also In re ACF Basin, 554 F. Supp.
3d at 1303 (“[A]n agency cannot know if its proposal will
significantly affect the quality of the human environment if it
considers hypotheticals as opposed to realities.”).
Finally, the Alabama Plaintiffs argue that principles of
judicial estoppel should apply in light of the Corps’ successful
position during prior litigation before the Northern District of
Alabama that “no ‘legal consequences . . . flow[ed]’ from” the
1993 Draft Manual “because the draft was not ‘final agency
action.’” Pls.’ Mot., ECF No. 83 at 54-55 (quoting Bennett v.
Spear, 520 U.S. 154, 177-78, 117 S. Ct. 1154, 137 L. Ed. 2d 281
(1997)); see Order, Alabama v. U.S. Army Corps of Eng’rs, No.
90-1331 (N.D. Ala. July 3, 2012), ECF No. 771 at 2-3. The
Alabama Plaintiffs argue that, having previously taken that
position, the Corps “cannot now prevent NEPA review of the draft
manual’s change in operations by claiming that [its] provisional
implementation had the ‘legal consequence’ of making those
operations a part of the established ‘No Action’ baseline.”
Pls.’ Mot., ECF No. 83 at 55. However, the Alabama Plaintiffs
have not provided any caselaw suggesting that judicial estoppel
would be appropriate in this case. Both Kern v. U.S. Bureau of
Land Management, 284 F.3d 1062 (9th Cir. 2002), and Northcoast
Environmental Center v. Glickman, 136 F.3d 660 (9th Cir. 1998),
concern whether an agency can “tier”—or “avoid[] detailed
153
discussion by referring to another document containing the
required discussion”—to documents that were never subject to
NEPA review, which is not an issue here because the Corps did
not attempt to tier its analysis. See Kern, 284 F.3d at 1073-74;
Glickman, 136 F.3d at 670; Intervenor-Defs.’ Reply, ECF No. 103
at 17 (“[T]he Final EIS does not ‘tier’ to any other document;
its analysis stands on its own.”). And, regardless of the Corps’
positions from prior litigation, all NEPA requires is a
comparison of “the impacts of the original proposal and
preferred alternative to the impacts of” the “current level of
activity.” Custer Cnty., 256 F.3d at 1040. The requirement to
consider a No-Action Alternative thus does not provide “a
vehicle in which to pursue allegations that past [agency]
actions received insufficient environmental analysis.” See id.
(“The time has passed to challenge [such] actions.”); Metro.
Edison Co. v. People Against Nuclear Energy, 460 U.S. 766, 779,
103 S. Ct. 1556, 75 L. Ed. 2d 534 (1983) (concluding that NEPA
“does not create a remedial scheme for past federal actions”).
The Corps are therefore correct that the Alabama Plaintiffs
cannot “revive” their claims against the 1993 Draft Manual in
the present action. Defs.’ Cross-Mot., ECF No. 95 at 50.
In view of the analysis above, the Court concludes that
using the 1993 Draft Manual as the baseline for the No-Action
Alternative was a reasonable choice and an accurate
154
representation of current operations of the ACT Basin to which
the Corps could and did compare the impacts of the updated
Master Manual in the FEIS, and it thus satisfies NEPA standards.
See Friends of Congaree Swamp v. Fed. Highway Admin., 786 F.
Supp. 2d 1054, 1067 (D.S.C. 2011) (“The Court is unaware of any
authority for finding an [EIS] inadequate because an agency
chose, as the baseline from which to measure the potential
impacts of a proposed project, the environment in its current
condition.”).
2. The Corps Took a “Hard Look” at Environmental
Impacts of the Master Manual and Adequately
Analyzed and Disclosed Those Impacts in the FEIS
The Alabama Plaintiffs and Intervenor-Plaintiffs next argue
that the Corps failed to take NEPA’s required “hard look” at the
environmental consequences of the Proposed Action Alternative,
and that as a result, the FEIS does not adequately analyze and
disclose to the public the Master Manual’s various “cascading”
impacts. See Pls.’ Mot., ECF No. 83 at 52-53, 56-59; Intervenor-
Pls.’ Mot., ECF No. 85 at 7, 15-31. The Alabama Plaintiffs offer
“two critical respects” in which they claim that the FEIS fails,
namely its failure to disclose the impact of: (1) “the Corps’
[newfound] discretion not to generate hydropower” at Allatoona
Lake; and (2) the CC-MWA’s water supply withdrawals from
Allatoona Lake that have historically been above its contractual
limits. See Pls.’ Mot., ECF No. 83 at 53, 57-59; Pls.’ Reply,
155
ECF No. 99 at 32-34. Intervenor-Plaintiffs add three additional
arguments that the FEIS fails to adequately analyze the Master
Manual’s impacts on: (1) water quality at Montgomery, Alabama;
(2) salt water intrusion from Mobile Bay; and (3) recreation and
economic development at Lake Martin. Intervenor-Pls.’ Mot., ECF
No. 85 at 15-31. The Court first addresses the parameters of
NEPA’s requisite “hard look,” including as applied to the Corps’
choice of modeling software in the FEIS, before addressing each
of these five arguments in turn.
a. Parameters of NEPA’s “Hard Look” Doctrine
Courts review the EIS “to ensure that the agency took a
‘hard look’ at the environmental consequences of its decision to
go forward with the project.” City of Grapevine, 17 F.3d at
1503-04; see 42 U.S.C. § 4332(2)(C)(i); 40 C.F.R. § 1502.16
(defining “environmental consequences”). “Although the contours
of the ‘hard look’ doctrine may be imprecise,” a court’s task is
“‘simply to ensure that the agency has adequately considered and
disclosed the environmental impact of its actions and that its
decision is not arbitrary or capricious.’” Nevada, 457 F.3d at
93 (quoting Balt. Gas, 462 U.S. at 97-98). This “hard look”
“includes considering all foreseeable direct and indirect
impacts[,]” Loper, 544 F. Supp. 3d at 117 (citation and internal
quotation marks omitted); as well as cumulative environmental
impacts, meaning the impacts the proposed action “will have in
156
conjunction with other projects in the same and surrounding
areas[,]” and the past, present, and reasonably foreseeable
future actions of other individuals and entities, Theodore
Roosevelt, 616 F.3d at 503. Further, a “hard look” must consider
all relevant aspects of the problem, see State Farm, 463 U.S. at
43; and discuss adverse impacts in a way that “does not
improperly minimize negative side effects[,]” Loper, 544 F.
Supp. 3d at 117 (citation and internal quotation marks omitted).
While NEPA sets forth procedural safeguards, it does not
“require particular substantive results.” Young v. Gen. Servs.
Admin., 99 F. Supp. 2d 59, 67 (D.D.C. 2000), aff’d, 11 F. App’x
3 (D.C. Cir. 2000). Instead, an agency’s “hard look” is guided
by the “rule of reason,” which dictates that an agency’s EIS
analysis is deferred to despite “inconsequential or technical
deficiencies[,]” id. at 75; unless those deficiencies “are
significant enough to undermine informed public comment and
informed decisionmaking[,]” Sierra Club v. FERC, 867 F.3d 1357,
1368 (D.C. Cir. 2017). A reasoned “hard look” thus requires
articulating a satisfactory explanation for the action,
including a “rational connection between the facts found and the
choice made.” State Farm, 463 U.S. at 43. This means the agency
must go “beyond mere assertions” and “explicate[] its course of
inquiry, its analysis[,] and its reasoning.” Young, 99 F. Supp.
2d at 75 (citation and internal quotation marks omitted).
157
“[S]imple, conclusory statements of ‘no impact’ are not enough
to fulfill an agency’s duty under NEPA.” Del. Riverkeeper
Network, 753 F.3d at 1313 (citation omitted); see also Mainella,
459 F. Supp. 2d at 100 (noting that “[m]erely describing an
impact and stating a conclusion of nonimpairment is
insufficient”). However, agencies are not required to consider
environmental effects which lack “a reasonably close causal
relationship” to the proposed action. Pub. Citizen, 541 U.S. at
767; see also Metro. Edison Co., 460 U.S. at 773-74 (explaining
that NEPA requires analyzing effects “proximately related” to
the major action but not ones that are too “remote” or
“attenuated” in the causal chain). Finally, “an extreme degree
of deference” to the agency is warranted where, as here, the
agency is evaluating scientific data “within [its] technical
expertise[.]” Alaska Airlines, 588 F.3d at 1120; see also Ocean
Conservancy v. Gutierrez, 394 F. Supp. 2d 147, 157 (D.D.C. 2005)
(advocating deference on “technical issues that implicate
substantial agency expertise”).
Because courts must be “at [their] most deferential” in
reviewing scientific determinations “as opposed to simple
findings of fact,” Balt. Gas, 462 U.S. at 103; the Court rejects
Intervenor-Plaintiffs’ argument that the Corps should have used
“a more precise modeling framework” to model operations under
the Master Manual, see Intervenor-Pls.’ Mot., ECF No. 85 at 16-
158
17. As its model for conducting water quality, flow, and lake
level modeling, the Corps used the Hydrologic Engineering Center
– Reservoir Simulation Model (“HEC-ResSim”), Defs.’ Cross-Mot.,
ECF No. 95 at 29; “a state-of-the-art tool for simulating flow
operations in managed systems” that was developed by the Corps’
to “perform water resources studies in predicting the behavior
of reservoirs and to help reservoir operators plan releases in
real-time during day-to-day and emergency operations[,]” A.R.,
ECF No. 61 at D-00044062. This software has become “the
standard” for Corps reservoir operations modeling, id. at D-
00044196; and its use is described in the FEIS itself and in a
separate modeling report comprising two appendices, see id. at
D-00047850, D-00047852-48275 (Appendix C, “HEC-ResSim Modeling
Report”), D-00048276-469 (Appendix D, “HEC-ResSim and HEC-5Q
Simulation of Water Quality in the [ACT] River Basin”). In these
reports, the Corps explains that it selected HEC-ResSim
following completion of a three-year model development and
verification process, which included presentation of the model
to stakeholders for input. Id. at D-00044196-97, D-00047860. The
resulting software incorporates characteristics of the ACT Basin
and individual reservoirs, “including physical constraints
(spillway capacities, area-discharge curves, flows associated
with hydropower, and such) and operational procedures (action
zones, balancing, and the like)[,]” leading the model to become
159
“generally accepted as a promising improvement to ACT reservoir
system modeling.” Id. at D-00044196. Using HEC-ResSim, the Corps
was able to model the effects of changing “individual and
multiple operational measures,” like “revising hydropower
generation per action zone or reshaping action zones,” both at
individual reservoirs and across the ACT Basin, which resulted
in data outputs (hydropower generation, reservoir levels, river
flows and stages, etc.), across the entire hydrologic period of
record (1939 to 2011) that were evaluated according to specific
criteria and authorized project purposes. See id. at D-00044197
(depicting the “iterative process refining current operations”).
Based on this detailed information from the record and
because of the extreme deference accorded to an agency’s
“complex judgments about sampling methodology and data analysis
that are within [its] technical expertise,” Alaska Airlines, 588
F.3d at 1120; the Court concludes that the Corps’ decision to
use HEC-ResSim to model the “complex hydrology of the ACT
Basin,” Defs.’ Cross-Mot., ECF No. 95 at 29; furthered its
ability to take the requisite “hard look” at environmental
impacts and reflects reasoned decision-making, see Citizens
Against Burlington, Inc. v. Busey, 938 F.2d 190, 201 (D.C. Cir.
1991) (stating that the deferential rule of reason guides the
agency’s “choice of scientific method”). As the D.C. Circuit has
explained, an agency’s modeling must be deferred to unless it is
160
“so flawed” that the resulting findings “bore no rational
relationship to the characteristics of the data to which it is
applied[.]” Alaska Airlines, 588 F.3d at 1120 (citation and
internal quotation marks omitted); see also Ethyl Corp. v. EPA,
541 F.2d 1, 36 (D.C. Cir. 1976) (“[The Court] must look at the
decision not as the chemist, biologist or statistician that [it
is] qualified neither by training nor experience to be, but as a
reviewing court exercising [its] narrowly defined duty of
holding agencies to certain minimal standards of rationality.”).
The same degree of deference applies to the HEC-5Q Model, which
the Corps selected as the “logical choice for the water quality
model” to evaluate water management alternatives due to its
compatibility with HEC-ResSim. A.R., ECF No. 61 at D-00036295;
see also id. at D-00044353-54 (explaining that the HEC-5Q model
can “simulate the entire riverine and reservoir system in a
single model” and create modeled outputs that provide a
“longitudinal presentation of conditions for comparison between
various operations scenarios”). 31
31The Court therefore rejects Intervenor-Plaintiffs’ arguments
against the Corps’ use of the HEC-5Q Model, see Intervenor-Pls.’
Mot., ECF No. 85 at 17 n.3; especially since they only point to
acknowledgements the Corps already made and considered regarding
that model’s “assumptions and limitations,” see A.R., ECF No. 61
at D-00036296; see also Defs.’ Reply, ECF No. 102 at 24 n.11
(stating that despite disclosing the model’s limitations, the
Corps “is entitled to deference in its determination that the
model was nevertheless appropriate”). Nor will the Court
consider the extra-record report cited to by Intervenor-
161
The Court agrees with Defendants that although the Corps’
modeling was criticized by the EPA, that “does not demonstrate
that its decision [was] arbitrary.” Defs.’ Cross-Mot., ECF No.
95 at 30; see A.R., ECF No. 61 at D-00049704, D-00049707 (the
EPA arguing that the Corps should “use a more precise modeling
framework in determining impacts to water quality” because its
model “lacks the temporal, spatial, and mechanistic precision”
to quantify such impacts). “Although an agency should consider
the comments of other agencies, it does not necessarily have to
defer to them when it disagrees.” Theodore Roosevelt
Conservation P’ship v. Salazar, 605 F. Supp. 2d 263, 276 (D.D.C.
2009) (citation omitted), aff’d, 616 F.3d 497 (D.C. Cir. 2010);
see also Busey, 938 F.2d at 201 (“[U]nder the rule of reason, a
lead agency does not have to follow the EPA’s comments
slavishly—it just has to take them seriously.”); Fuel Safe Wash.
v. FERC, 389 F.3d 1313, 1332 (10th Cir. 2004) (requiring an
agency “to consider the views of other agencies,” like the EPA,
but not obligating it to defer to those views). Therefore, even
if the Court had otherwise concluded that Intervenor-Plaintiffs
raised “plausible criticisms of the methodology chosen by the”
Corps, they have failed to show that this choice was arbitrary
or capricious. See Colo. River Cutthroat Trout v. Salazar, 898
Plaintiffs regarding modeling problems in a case involving the
ACF Basin. Intervenor-Pls.’ Mot., ECF No. 85 at 17.
162
F. Supp. 2d 191, 205 (D.D.C. 2012) (“[A]n agency’s choice of
methodology need only be reasonable to be upheld.”).
b. The FEIS Adequately Analyzes and Discloses
Impacts of the Proposed Action Alternative
on Hydropower Generation
Having established both the parameters of the “hard look”
doctrine and the reasonableness of the Corps’ decision to use
HEC-ResSim to conduct that “hard look,” the Court turns to the
Alabama Plaintiffs’ first argument regarding “flaws” in the
FEIS, namely involving the Master Manual’s division of the
conservation pool into four action zones, as opposed to the two
previously existing action zones, and its “reduced power
generation in all action zones, as compared with the 1993 draft
manual.” Pls.’ Mot., ECF No. 83 at 28-29, 56-57. They argue that
“the Corps’ modeling of the Proposed Action Alternative failed
to disclose the impact of one of the new Manual’s most
fundamental changes—the Corps’ discretion not to make any
hydropower releases in any of the action zones at Lake
Allatoona.” Id. at 57. In support of this argument, they direct
the Court to Figure 5.4-1 in the record, titled “Operations
under the Proposed Action Alternative at Allatoona Lake,” which
depicts the four action zones and their corresponding hydropower
generation schedule. A.R., ECF No. 61 at D-00044258. In Zone 1,
the minimum hydropower generation schedule ranges from 0 to 4
hours, in Zone 2 from 0 to 3 hours, in Zone 3 from 0 to 2 hours,
163
and in Zone 4, 0 hours. See id. Based on this figure, the
Alabama Plaintiffs contend that the Corps can now “eliminate
hydropower generation completely at any time in any of the
proposed action zones[,]” in contrast to the 1993 Draft Manual,
under which Zone 1 required between two and six hours of
hydropower generation. Pls.’ Mot., ECF No. 83 at 29.
The Alabama Plaintiffs further argue that although the
Master Manual gives the Corps discretion to generate zero
hydropower, the modeling for the Proposed Action Alternative
assumes that the Corps will make sufficient releases to generate
the maximum amount of hydropower each day when Allatoona is in
Zone 1 or 2 during nine months of the year, and fifty percent of
the maximum for those zones during the remaining three months of
the year. Id. at 31, 57. They argue that such assumptions are
“not realistic in light of the Corps’ operational history[,]”
and that the Corps should have modeled “realistic circumstances”
under which it generated less or even no hydropower to reveal
the resulting decrease in flows and accompanying environmental
effects. Id. at 57; Compl., ECF No. 1 at 20-21 ¶ 89. Intervenor-
Plaintiffs likewise argue that the Corps should have modeled its
authority “under the Manual to reduce hydropower releases at
Lake Allatoona to zero[,]” which they claim will occur during
the driest periods in the ACT Basin “when assimilative capacity
is most affected by low-flow conditions.” Intervenor-Pls.’ Mot.,
164
ECF No. 85 at 18. Defendants respond that “[i]n fact it is
Plaintiffs’ focus on the possibility of at times lowering
releases to zero that is unrealistic[,]” Defs.’ Cross-Mot., ECF
No. 95 at 31; as the Corps has not claimed discretion “not to
generate hydropower at all from its hydropower dams in the ACT
Basin[,]” Defs.’ Reply, ECF No. 102 at 21.
The Court agrees with the Corps that its modeling of
hydropower releases was reasonable and complied with NEPA
because “[n]othing in the FEIS suggests that the Corps has
‘newfound discretion not to generate hydropower[.]’” Id. at 20
(quoting Pls.’ Reply, ECF No. 99 at 32). To the contrary, the
FEIS recognizes that “[h]ydropower is one of the congressionally
authorized purposes in the ACT Basin.” A.R., ECF No. 61 at D-
00043784. The FEIS explains that hydropower facilities at Corps
projects in the basin are operated as peaking plants “to meet
daily peak electric power demands during periods of high use”
and that “[t]he number of hours of peaking operations on any
given day at any specific project may vary as necessary to
balance with meeting other authorized project purposes.” Id.
Regardless of this daily variation, however, at Allatoona Dam,
the service unit is operated to continuously release minimum
flows of 240 cfs, which generate hydropower while providing
constant flows downstream. Id. at D-00043939. Under the Master
Manual’s “[r]efined operations at Allatoona Lake,” the action
165
zones were intentionally “shaped to mimic the seasonal demands
for hydropower,” and modifications to the hydropower schedule
were “put in place to provide greater operational flexibility to
meet power demands while conserving storage.” Id. at D-00043797.
The FEIS explains that under the Proposed Action Alternative,
the typical daily hydropower generation range for Allatoona Lake
is actually retained, while generation is only reduced during
September through November “to facilitate implementation of the
fall phased down guide curve[,]” which the Corps expects to
provide additional benefits to “overall hydropower production.”
Id. at D-00044244-45. The record therefore negates the Alabama
Plaintiffs’ claim that the Corps has sought to eliminate
hydropower generation completely. See id. at D-00044949
(explaining that the action zones serve as a guide to meeting,
not negating, “system hydropower commitments”).
Furthermore, while the Master Manual has changed the peak
generation hours available for the four action zones based on
seasonal demand, it has merely implemented a range of hours—from
0 to 2, 3, or 4 hours—see id. at D-00044258; except for 0 hours
at Zone 4, which is reserved for when reservoir elevations
reflect “severe drought conditions” and peaking operations “will
typically be suspended,” id. at D-00044950. Thus, the FEIS
frames peaking generation as a “range,” Defs.’ Reply, ECF No.
102 at 21; under which the hours identified in the action zones
166
are to represent “the most likely hydropower demand during
normal conditions[,]” see A.R., ECF No. 61 at D-00046589
(“Modeling is not intended to capture the exact operation of
every day.”). Here, the FEIS’ modeling may have assumed the
maximum amount identified in each action zone, but the Corps has
explained that while it agrees that actual operations may not be
this amount, using the maximum value per zone “capture[s]
typical reductions[,]” allows for meaningful comparisons, and
has been used in prior modeling approaches in earlier ACT/ACF
studies. Id.; see Defs.’ Reply, ECF No. 102 at 21 n.9
(explaining that because the Manual “frames peaking generation
as ‘up to’ certain hours[,]” Plaintiffs cannot show that the
Corps “overestimated” hydropower generation in the FEIS (citing
A.R., ECF No. 61 at D-00044949-51)). The FEIS even notes that
peak generation “could exceed” the maximum ranges in zones 1 to
3 in unique situations. See A.R., ECF No. 61 at D-00044792-93.
On the other end of the range involving “zero hours on certain
days in certain circumstances[,]” the FEIS “explains the limited
and infrequent circumstances in which such generation might not
occur[,]” Defs.’ Reply, ECF No. 102 at 21; such as “maintenance
and repair of turbines; emergency situations such as a drowning
or chemical spill; draw-downs because of shoreline maintenance;
drought operations; increased or decreased hydropower demand;
and other circumstances[,]” A.R., ECF No. 61 at D-00044949-50.
167
And even in those rare situations of zero peaking generation,
hydropower production continues from the Allatoona service unit
at minimum flows of 240 cfs, id. at D-00043939, D-00044950;
thereby negating the Alabama Plaintiffs’ contention that the
Corps ignored their comments about Allatoona’s authorizing
legislation requiring the Corps to provide minimum levels of
hydropower releases, see Pls.’ Reply, ECF No. 99 at 32-33.
Because the FEIS does not indicate that the Corps now has
“absolute discretion to wholly withhold hydropower releases”
wherever and whenever it wants, Pls.’ Mot., ECF No. 83 at 57;
the Court agrees with Defendants that the Corps did not need to
separately model a less or no-hydropower scenario since the
range of hydropower hours per action zone adequately captures
scenarios resulting from the Corps balancing various factors or
activities impacting peaking operations, and as the FEIS
demonstrates, it is “not realistic” that the range of peak
generation for each zone will near zero on typical days, Defs.’
Cross-Mot., ECF No. 95 at 31; see Izaak Walton League of Am. v.
Marsh, 655 F.2d 346, 377 (D.C. Cir. 1981) (“Detailed analysis is
required only where impacts are likely. . . . So long as the
[EIS] identifies areas of uncertainty, the agency has fulfilled
its mission under NEPA.”). Accordingly, the Court agrees with
Defendants that while Plaintiffs “may have more pessimistic
assumptions about what might happen” to hydropower impacts under
168
the Master Manual, this is not a reason to set aside the FEIS.
Defs.’ Reply, ECF No. 102 at 21.
c. The FEIS Adequately Analyzes and Discloses
Impacts of the Proposed Action Alternative
Associated with the CC-MWA’s Water Supply
Withdrawals
The Court now turns to the Alabama Plaintiffs’ second
argument—that the Proposed Action Alternative conceals
environmental impacts related to the CC-MWA’s water supply
withdrawals from Allatoona Lake. Pls.’ Mot., ECF No. 83 at 58.
The authority upon which the Corps relies to use Allatoona for
local water supply derives from the Water Supply Act of 1958.
Id. at 19. Pursuant to that Act, the Corps has authority,
without the need for prior congressional approval, to modify its
reservoir projects “to provide storage for municipal and
industrial water supply, so long as adding the modifications
would not cause a ‘major structural or operational change’ from
the structures and operations authorized by Congress or
‘seriously affect’ the congressionally authorized project
purposes.” In re ACF Basin, 554 F. Supp. 3d at 1296 (quoting 43
U.S.C. § 390b(e)). Using this authority, the Corps has
reallocated about seven percent of Allatoona’s storage capacity
from normal power operations to municipal water supply based on
a 1963 storage contract with the CC-MWA. See Pls.’ Mot., ECF No.
83 at 19; A.R., ECF No. 61 at SUPPAR012820 (explaining that the
169
storage contract conveyed to the CC-MWA “the right to utilize
storage space at Lake Allatoona to store water granted to [the]
CC-MWA by the State of Georgia”). According to the FEIS, water
supply usage has increased over time, with 2006 amounting to a
drought year with the highest water demand on record, A.R., ECF
No. 61 at D-00043790; leading the Corps to recognize that “the
available storage under existing water supply agreements at
[Corps] reservoirs may not be sufficient to accommodate the 2006
level of water supply withdrawals under all conditions[,]” id.
at D-00043824.
The Alabama Plaintiffs argue that historically the CC-MWA
has withdrawn more water from Allatoona Lake than its contract
allows, which they claim the Corps has acknowledged despite not
seeking to enforce the contract’s limits. Pls.’ Mot., ECF No. 83
at 58; see A.R., ECF No. 61 at SUPPAR012820 (calculating that in
2007, the CC-MWA “substantially exceeded the storage allocation
provided in the water supply storage contract”). Due to “this
reality,” they claim that the Corps properly modeled the No-
Action Alternative using the CC-MWA’s actual withdrawals from
2006, “rather than the substantially lower contractual limits”
that the CC-MWA “routinely has violated,” yet improperly modeled
the Proposed Action Alternative “on the inconsistent assumption
that [the] CC-MWA would abide by its contractual limits in the
future.” Pls.’ Mot., ECF No. 83 at 31, 58; Pls.’ Reply, ECF No.
170
99 at 33. By modeling the Proposed Action Alternative this way,
the Alabama Plaintiffs claim that “the FEIS is representing that
far more water will be available to improve downstream
conditions than is realistic[,]” and therefore, the Corps did
not fulfill the parameters of NEPA’s “hard look” doctrine and
instead deprived the public of relevant information. 32 See Pls.’
Mot., ECF No. 83 at 58-59. Defendants respond that it was
reasonable to model the No-Action Alternative to reflect “actual
withdrawals from Allatoona Lake” in 2006, while modeling
withdrawals under the proposed action alternatives “consistent
with the amount of storage available in existing water supply
storage agreements.” Defs.’ Cross-Mot., ECF No. 95 at 32. They
explain that the FEIS “took the highly conservative approach of
utilizing water demand data from 2006—a year of historic drought
and the highest net withdrawals in system history—when
estimating future withdrawals basin-wide for each alternative,”
Defs.’ Reply, ECF No. 102 at 22; which enabled the Corps “to
32The Georgia Parties agree but do not provide arguments in
support of the contention that the Corps erred in the FEIS by
assuming that the CC-MWA’s “current water supply withdrawals
from Allatoona Lake would be capped at levels below its actual
use.” See Intervenor-Defs.’ Cross-Mot., ECF No. 97 at 6 n.1, 25
n.13. Instead, they disputed this claim in separate litigation
challenging the ACT Manual and FEIS. See generally Compl.,
Georgia v. U.S. Army Corps of Eng’rs, No. 1:14-cv-03593 (N.D.
Ga. Nov. 7, 2014), ECF No. 1. As the Court explains below, this
claim was rejected by the Northern District of Georgia in 2017.
See Order, Georgia v. U.S. Army Corps of Eng’rs, No. 1:14-cv-
03593 (N.D. Ga. Sept. 29, 2017), ECF No. 61 at 43-45.
171
analyze the circumstances in which there were the highest
possibility of adverse impacts[,]” Defs.’ Cross-Mot., ECF No. 95
at 32. Thus, Defendants claim that the Alabama Plaintiffs have
failed to show “any meaningful understatement of impacts.”
Defs.’ Reply, ECF No. 102 at 22.
The Court agrees that it was reasonable for the FEIS to
model water supply withdrawals from Allatoona Lake for the
action alternatives consistent with the CC-MWA’s 1963 contract.
As the Northern District of Georgia has concluded in separate
litigation involving the ACT Master Manual and FEIS over this
identical issue, “there is no evidence that suggests use of
current contract values is an unacceptable standard in assessing
the environmental impacts of operational changes in a
reservoir.” See Order, Georgia v. U.S. Army Corps of Eng’rs, No.
1:14-cv-03593 (N.D. Ga. Sept. 29, 2017), ECF No. 61 at 43-45
(rejecting an identical argument from the Georgia Parties that
the FEIS violates NEPA because the Corps used the CC-MWA’s
“existing contract allocation amounts in evaluating
alternatives, and assumed that water use would not be permitted
to exceed those quantities” when “in reality” the CC-MWA’s
“current withdrawals exceed the contractual amounts”). The Court
is persuaded by the Northern District of Georgia’s conclusion
that concerns regarding the renegotiation of water supply
contracts are beyond the scope of this action, id. at 44; see
172
A.R., ECF No. 61 at D-00046599 (“A reallocation of storage at
Lake Allatoona for water supply is outside the scope of the
[WCM] update process.”); and that “while the Corps’ methodology
may be inaccurate in some respects, the Court is not authorized
to substitute its judgment ‘concerning the wisdom or prudence of
the proposed action[,]’” Order, Georgia v. U.S. Army Corps of
Eng’rs, No. 1:14-cv-03593 (N.D. Ga. Sept. 29, 2017), ECF No. 61
at 44 (citation omitted). Instead, the Court must be
particularly deferential given that the agency is evaluating
complex “scientific matters in its area of technical expertise.”
Nat’l Wildlife Fed’n v. EPA, 286 F.3d 554, 560 (D.C. Cir. 2002).
Therefore, the Court defers to the Corps’ decision in the FEIS
to model withdrawals in the proposed action alternatives
consistent with the CC-MWA’s current water supply contract
amounts, and concludes, as did the Northern District of Georgia,
that this choice was not arbitrary or capricious. 33 See Order,
Georgia v. U.S. Army Corps of Eng’rs, No. 1:14-cv-03593 (N.D.
Ga. Sept. 29, 2017), ECF No. 61 at 44-45 (concluding that NEPA’s
33The Court is not persuaded by the Alabama Plaintiffs’ attempt
to point to the number of customers served by the CC-MWA’s
withdrawals as evidence to support their “implication that
future withdrawals will nevertheless exceed [the FEIS’]
conservative estimation,” which as Defendants note, “already
accounts for [the CC-MWA’s] existing water supply contract” that
it uses to supply those customers.” See Defs.’ Reply, ECF No.
102 at 22; Pls.’ Reply, ECF No. 99 at 34.
173
procedural requirements “were adhered to” and denying summary
judgment on the Georgia Parties’ NEPA claims).
In any event, the Court agrees with Defendants that it was
“conservative” of the Corps to use water demand data from 2006
in estimating future basin-wide withdrawals for each of the
alternatives. Defs.’ Cross-Mot., ECF No. 95 at 32. The record
indicates that net water withdrawals in 2006 were not only the
highest in ACT Basin history, A.R., ECF No. 61 at D-00043790;
but also much higher than the estimated daily requirements in
the CC-MWA’s water supply storage agreement with the Corps, see
id. at D-00053482; Defs.’ Cross-Mot., ECF No. 95 at 32. In 2006,
the CC-MWA withdrew an average of 47.19 million gallons per day
(“mgd”) from Allatoona Lake, compared to the estimated daily
requirement of 34.5 mgd allotted in its 1963 water supply
contract. A.R., ECF No. 61 at D-00053482. Since 2006, the CC-
MWA’s withdrawals have averaged 37.10 mgd annually. Id. Despite
this lower average number, the Corps used 2006’s “actual, record
water supply withdrawals” number of 47.19 mgd for the No-Action
Alternative, Proposed Action Alternative, “and all other
alternatives,” but then used modeling parameters to limit the
withdrawals for the action alternatives “to those that would be
available, under the modeled circumstances, from existing water
supply storage allocations. . . .” Id. at D-00053483; see id. at
D-00043790 (stating that the Corps “took into account the
174
current (2006) demand, as well as the availability of storage
under existing water supply storage agreements at [Corps]
reservoirs, in evaluating the alternatives”), D-00046589
(explaining that “[u]sing the same water supply numbers for each
reservoir alternative operation allow[ed] for proper comparative
impact analysis”). The modeling results for the Proposed Action
Alternative indicated that withdrawals from the existing water
supply storage would average 43.34 mgd annually, more than the
34.5 mgd requirement in the 1963 contract but less than the
47.19 mgd average that was withdrawn in 2006. Id. at D-00053483.
Therefore, by using 2006’s unprecedented demand level to model
withdrawals, the Corps conservatively analyzed the alternatives
in comparison to scenarios with “the highest possibility of
adverse impacts.” Defs.’ Cross-Mot., ECF No. 95 at 32.
Furthermore, the administrative record indicates that the
Corps conducted a sensitivity analysis to measure the effects of
greater water supply withdrawals than anticipated, i.e., the
sensitivity of the Proposed Action Alternative to increased
future water demands. See A.R., ECF No. 61 at D-00044478, D-
00047882-84 (Figures 6, 7, and 8). This analysis demonstrated
that a thirty percent increase in overall water supply demand,
above the 2006 level already used in the impacts analysis, would
not impact the overall results of the modeling. See id.; Defs.’
Cross-Mot., ECF No. 95 at 32. This analysis confirmed that “even
175
an unprecedented level of water supply withdrawals from
Allatoona Lake would not have significantly different impacts
than those analyzed[,]” thereby negating the Alabama Plaintiffs’
contention that the FEIS understates impacts of the CC-MWA’s
water supply withdrawals. Defs.’ Reply, ECF No. 102 at 22-23.
d. The FEIS Adequately Analyzes and Discloses
Impacts of the Master Manual on Water
Quality at Montgomery, Alabama
The Court next turns to Intervenor-Plaintiffs’ three
additional arguments as to why the FEIS should be set aside,
beginning with the Montgomery Board’s claim that the FEIS fails
to adequately analyze the Master Manual’s impacts on water
quality issues at Montgomery, Alabama. See Intervenor-Pls.’
Mot., ECF No. 85 at 15-19. The Montgomery Board, a public water
utility providing water and wastewater services, states that it
relies on reliable water flows in the ACT Basin, particularly
from the Tallapoosa and Alabama Rivers, “for critical water
supply and wastewater assimilation purposes[,]” and that it “has
long objected to the Corps’ actions at Allatoona that impair
water flows within Alabama.” Id. at 9, 15. It argues that the
Master Manual will lead to further flow reductions that harm the
Montgomery Board and its customers, including by degrading water
quality, impairing its ability to treat wastewater, and reducing
flows below minimum amounts mandated by its NPDES permits, such
that changes to its permits will be required and subsequent
176
modifications to its water and wastewater treatment facilities
will be necessary to maintain permit compliance. Id. at 9-10.
To support its claims, the Montgomery Board points to
ADEM’s prediction that the Master Manual will cause water
quality violations in Alabama, and the Corps’ acknowledgement
that reduced flows may necessitate changes in and reevaluation
of NPDES permits throughout the ACT Basin. Id. at 15 (citing
A.R., ECF No. 61 at D-00043396-405, D-00043827, D-00043860).
Instead of addressing these issues, the Montgomery Board claims
that the FEIS uses “vague, conclusory terms” to minimize the
Manual’s downstream effects on water quality and used improper
modeling, incorrect forecasting of future water supply demands,
and incorrect Allatoona discharge data to further mask these
adverse effects. See id. at 16-19. The Montgomery Board also
argues, as do the Alabama Plaintiffs, that “the Corps has
impermissibly attempted to shift all responsibility for water
quality to other parties” to avoid NEPA’s requirements. Id. at
19. Defendants respond that the Corps fully and reasonably
analyzed water quality impacts, including at Montgomery, in
“hundreds of pages in the FEIS and two full appendices.” Defs.’
Reply, ECF No. 102 at 23. They argue that the Corps’ reliance on
its choice of water quality modeling and accompanying analyses,
despite contrary comments from the EPA, and on its own data
sets, was legal, rational, and entitled to deference. Id. at 23-
177
24; Defs.’ Cross-Mot., ECF No. 95 at 33-34. For the reasons
explained below, the Court agrees with Defendants and rejects
each of the Montgomery Board’s water quality claims under NEPA.
First, the Court reiterates its earlier conclusion that
deference is due to the Corps’ modeling choices—HEC-ResSim as
the overall “flow model” and HEC-5Q as the water quality model.
See supra section IV.B.2.a. Intervenor-Plaintiffs argue that
these models are “improper” because comments from the EPA and
ADEM indicate that “more appropriate” and “site-specific
sophisticated modeling frameworks” developed by federal and
state agencies should have been used instead, and that the
Corps’ “failed to take a ‘hard look’ at water quality impacts by
using a model that the nation’s primary regulator for water
quality cautioned against.” Intervenor-Pls.’ Reply, ECF No. 101
at 6-7 (quoting A.R., ECF No. 61 at D-00049707). However, the
record indicates that the Corps considered these comments but
concluded that those site-specific models, designed for use in
assessing TMDLS, “are of limited value in making water release
decisions and selecting alternative operations at reservoirs.”
See A.R., ECF No. 61 at D-00053484 (“The [Corps] technical team
of subject matter experts has reviewed the comments from the EPA
and determined that the evaluation of water quality impacts
contained in the [FEIS] complies with NEPA requirements.”).
Having taken these explanatory steps, “the Corps was entitled to
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rely on its own modeling[,]” Defs.’ Reply, ECF No. 102 at 24; a
reasonable decision to which the Court must defer, see Nat. Res.
Def. Council, Inc. v. Herrington, 768 F.2d 1355, 1385 (D.C. Cir.
1985) (deferring “to an agency’s judgment to use a particular
model if the agency examines the relevant data and articulates a
reasoned basis for its decision”). The same conclusion applies
to the Corps’ use of its own historical Allatoona discharge
data, as opposed to Intervenor-Plaintiffs’ preferred data
reported by the U.S. Geological Survey. See Defs.’ Cross-Mot.,
ECF No. 95 at 30; Defs.’ Reply, ECF No. 102 at 25 n.12; see also
Sierra Club v. Watkins, 808 F. Supp. 852, 862 (D.D.C. 1991)
(stating that “NEPA does not require a federal agency to
consider and discuss every viewpoint in the scientific community
on a given matter[,]” and noting that when specialists disagree,
agencies “have discretion to rely on the reasonable opinions of
its own qualified experts”).
Second, the Court rejects the Montgomery Board’s claim that
the Corps incorrectly forecasted future water demands by Georgia
entities, just as it rejected the Alabama Plaintiffs’ similar
argument that the Corps incorrectly assessed the impacts of the
CC-MWA’s water supply withdrawals under the Proposed Action
Alternative. See supra section IV.B.2.c. Here, the Montgomery
Board argues that by using “outdated” data from 2006 addressing
projected water demands through 2030, as opposed to accessible
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data projecting demands through 2040, the Corps understated
foreseeable water supply demands and the resulting “cumulative
environmental impacts of the Manual.” Intervenor-Pls.’ Mot., ECF
No. 85 at 17-18. The Court disagrees, concluding that the Corps
reasonably used data from 2006 and its accompanying 2030
projections, as this data provided sufficient information to
evaluate the action alternatives and reasonably choose among
them. See A.R., ECF No. 61 at D-00043998-4026. That the
Montgomery Board would prefer a different dataset making
projections through 2040 is unpersuasive, as the D.C. Circuit
has concluded that “while it is ‘desirable . . . for agencies to
use the most current and comprehensive data available when
making decisions,’ an agency’s reliance on outdated data is not
arbitrary or capricious[.]” Theodore Roosevelt, 605 F. Supp. 2d
at 273 (quoting Vill. of Bensenville, 457 F.3d at 71); see also
Selkirk Conservation All. v. Forsgren, 336 F.3d 944, 962 (9th
Cir. 2003) (“NEPA does not impose a requirement that the
[agency] analyze impacts for any particular length of time.”).
Third, the Court concludes that the FEIS goes beyond
“conclusory terms” to explain how and why the Corps determined
that water quality effects of the Master Manual would be
“minor.” Intervenor-Pls.’ Mot., ECF No. 85 at 16; see A.R., ECF
No. 61 at D-00043827 (“The overall effect of the Proposed Action
Alternative on water quality would be expected to be
180
negligible.”), D-00043853 (“The Proposed Action Alternative
(Plan G) with reduced basin inflow . . . would have minor
impacts on water quality in the ACT Basin.”). As discussed, the
Corps developed its “highly technical HEC-ResSim model to
analyze the ACT Basin’s hydrology[,]” Defs.’ Cross-Mot., ECF No.
95 at 33; and modified this model via the HEC-5Q Model to
thoroughly analyze water quality impacts, specifically “each
water quality parameter . . . over multiple periods, as outlined
in the water quality modeling report (Appendix D)[,]” see A.R.,
ECF No. 61 at D-00046824 (explaining that a “wide range of flows
was modeled and analyzed” and “[m]odel results were summarized
for three hydrologic periods, including high flows, low flows,
and ‘normal’ flows”). The performance of this modeling enabled
the Corps to discuss water quality impacts on the environment in
detail in the FEIS, see, e.g., id. at D-00044353-95 (assessing
various sub-topics under section 6.1 “Water Resources” for each
of the action alternatives, such as “Water Withdrawals,” “Water
Quality Environmental Consequences,” and “Water Temperatures,”
among other pertinent water quality subjects), D-00044031-49
(analyzing “surface water quality,” including “water quality
standards” at point and nonpoint sources); and the Corps even
performed additional analysis following ADEM’s comments on the
FEIS, which confirmed its original conclusion that there would
be “little impact under the [Proposed Action Alternative] to the
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water quality in the ACT Basin[,]” id. at D-00053485. As the
Corps has explained, water quality impacts “as a whole [were]
thoroughly discussed” when updating the WCMs, Defs.’ Cross-Mot.,
ECF No. 95 at 33; and were also explicitly addressed in a
comparison of the impacts of the various alternatives on the
Alabama River at Montgomery, A.R., ECF No. 61 at D-00043820-42.
The FEIS also discusses direct and indirect effects 34 of each
alternative on water quality indicators such as water
temperature, oxygen demand, and levels of phosphorous, nitrogen,
and chlorophyll a, see id. at D-00043825-27, D-00044353-95, D-
00046824; “including in areas far downstream of Corps projects
and at projects operated by others—as influenced over time by
hydrological conditions and pollution sources in the basin[,]”
Defs.’ Reply, ECF No. 102 at 26. Accordingly, the Court
concludes that the Montgomery Board has not shown “that the
Corps failed to sufficiently analyze any discrete environmental
impact that is subject to the Corps’ control nor has [it] shown
that the agency’s discussion of impacts was arbitrary or
capricious.” In re ACF Basin, 554 F. Supp. 3d at 1306. To the
34Direct effects “are caused by the action and occur at the same
time and place[,]” while indirect effects “are caused by the
action and are later in time or farther removed in distance, but
are still reasonably foreseeable.” 40 C.F.R. § 1508.1(g). To
satisfy NEPA, agencies must consider both direct and indirect
environmental effects of the project under consideration. Sierra
Club v. FERC, 867 F.3d 1357, 1371 (D.C. Cir. 2017).
182
extent Intervenor-Plaintiffs “would prefer a more extensive
discussion of [the water quality] issues, that is not a reason
to overturn the [FEIS,]” id. at 1307; or to find that “the
requisite ‘hard look’ was not taken[,]” Intervenor-Pls.’ Reply,
ECF No. 101 at 8.
Despite this record evidence, the Montgomery Board argues
that the Corps failed to address certain indirect environmental
effects, notably the Master Manual’s “increased potential for
triggering drought operations and the corresponding impact to
water quality” at Montgomery, as modeled by APC under a “no
power scenario.” Intervenor-Pls.’ Reply, ECF No. 101 at 9.
According to APC’s “no power” analysis, in which the Corps
exercises its “discretion to not make releases for hydropower,”
Alabama would only receive minimum flows during the critical
late summer months about half the time, A.R., ECF No. 61 at D-
00049609; and state-line flows would trigger drought operations
in Alabama 17% of the time, an 82% increase compared to the No-
Action Alternative, id. at D-00043422, D-00045989. Given APC’s
modeling, the Montgomery Board is concerned that the Corps can
“artificially” trigger the Master Manual’s new drought plan “by
curtailing releases from Allatoona (which comprise much of the
flow at the state line), further reducing flow in the basin,
particularly on the Alabama River[,]” thereby degrading
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Montgomery’s water quality. Intervenor-Pls.’ Reply, ECF No. 101
at 9; Intervenor-Pls.’ Mot., ECF No. 85 at 19-20 n.4.
The Court rejects the Montgomery Board’s “indirect effects”
argument. First, the Corps addressed and explicitly negated
comments that the Proposed Action Alternative “will make drought
operations in Alabama more frequent and drought effects more
severe[,]” and explains its reasons for concluding that the
drought management plan will not increase drought severity. See,
e.g., A.R., ECF No. 61 at D-00046596. Second, given that the
Corps’ choice of modeling is entitled to deference, the Court
concludes that the Corps was reasonably “entitled to rely on its
own modeling and expertise,” even though its modeling differs
from that performed by APC or another third party. Defs.’ Cross-
Mot., ECF No. 102 at 26. This conclusion is further supported by
the Court’s earlier conclusion that the Corps need not
separately model a no-hydropower scenario, see supra section
IV.B.2.b.; as the FEIS, contrary to the Montgomery Board’s
claim, does not indicate that the Corps has newfound discretion
to generate zero hydropower, 35 nor is it likely that peak
generation for each action zone will near zero on a given day,
35Like the Alabama Plaintiffs, the Montgomery Board argues that
the Corps failed to “model its discretion to reduce hydropower”
releases at Allatoona Lake to zero. See Intervenor-Pls.’ Mot.,
ECF No. 85 at 18-19. The Court already rejected this argument
for the Alabama Plaintiffs and does not address it again here.
184
see, e.g., A.R., ECF No. 61 at D-00044949-51. Thus, APC’s “no
power” scenario, which “assumes that the Corps generates no
hydropower at Allatoona[,]” id. at D-00043422, D-00049609; is
premised on an unrealistic assumption, and the Montgomery
Board’s concerns based on this model are not reasonable.
Regardless, the FEIS explains, using data from the
simulated period of hydrologic record, that the new drought
management plan (only activated under specific triggers) is
expected to “result in improved storage conditions and higher
lake levels . . . than would be expected without the drought
plan, while continuing to meet downstream flow requirements and
targets as well as essential water needs (quantity and quality)
for municipal and industrial users to the extent possible.” See
A.R., ECF No. 61 at D-00044340-52 (Section 6.1.1.4 “Drought
Management” and Section 6.1.1.5 “Navigation Flow Targets—Alabama
River”). In assessing the impacts of the drought plan, the FEIS
specifically modeled water quality impacts under dry flow
conditions, id. at D-00044354; before determining that there is
only a “minor increase in susceptibility to drought operations
over the modeled period of record” under the Proposed Action
Alternative, id. at D-00044342. In sum, the Court agrees with
Defendants that “since there is no merit to Intervenors’ claims
of deficiency in the Corps’ choices of data and models, . . .
their claim that the water quality analysis was compromised by
185
those data and model choice deficiencies . . . also fails.”
Defs.’ Reply, ECF No. 102 at 27.
Finally, the Court rejects the Montgomery Board’s argument
that the Corps has improperly shifted the burden to the States
to address the Master Manual’s water quality impacts. See
Intervenor-Pls.’ Mot., ECF No. 85 at 15, 19; Intervenor-Pls.’
Reply, ECF No. 101 at 8-9. While the FEIS concedes that “[w]ater
management activities may affect water quality under low flow
conditions such that the state regulatory agencies may consider
reevaluation of NPDES permits to confirm the system’s
assimilative capacity[,]” it identifies this adaptive management
technique[,]” A.R., ECF No. 61 at D-00043827; as one mitigation
measure the States could “elect . . . to limit discharges during
certain in-stream flow conditions” and “ensure that NPDES
permitted facilities do not violate water quality standards
under extreme low flow conditions” in the future, see id. at D-
00043860, D-00044364 (explaining that some dischargers could be
required, by their NPDES permit, “to change the way they operate
during low-flow conditions”). While the Montgomery Board “may
not like the fact that some permittees may have to treat their
pollution better, rather than relying on the Corps to dilute
it,” Intervenor-Defs.’ Suppl. Mot. Reply, ECF No. 139 at 21; it
is permissible for agencies to “recognize that other entities
are in the best position to take appropriate action[,]” In re
186
ACF Basin, 554 F. Supp. 3d at 1307. Although the Montgomery
Board argues that the potential permit changes make future
planning difficult, Intervenor-Pls.’ Mot., ECF No. 85 at 16;
under NEPA, the Corps “need not delay adopting its preferred
alternatives while those other entities choose ‘what mitigating
measures they consider necessary[,]’” In re ACF Basin, 554 F.
Supp. 3d at 1307 (quoting Robertson, 490 U.S. at 353).
This conclusion applies equally to APC, which is in the
“best position” to make mitigating discharge decisions at its
seven reservoir projects on the Coosa River—between the City of
Montgomery and the two upstream Corps projects in Georgia
(Carters Dam and Allatoona Dam)—and its four projects upstream
of Montgomery on the Tallapoosa River. A.R., ECF No. 61 at D-
00046675. As the FEIS notes, flow conditions in the Alabama
River at Montgomery “are mainly controlled by water management
activities at APC projects upstream on the Coosa and Tallapoosa
rivers and are minimally affected by projects in the upper
portion of the basin” controlled by the Corps, id. at D-
00044421; such that APC’s “operational decisions are the primary
factors determining flows” at Montgomery, id. at D-00046675.
While APC projects are generally affected by the overall flow of
water through the ACT Basin, see Intervenor-Pls.’ Mot., ECF No.
85 at 19; they are directly governed by their own minimum
release targets pursuant to FERC licenses that were “established
187
to meet downstream navigation objectives as well as provide
waste assimilation, hydropower generation, and other downstream
benefits[,]” A.R., ECF No. 61 at D-00044421, D-00043960-61.
Therefore, as the Corps has asserted in response to comments, it
“is not responsible to ‘ensure suitable water quality’ at
Montgomery as asserted” by the Montgomery Board, id. at D-
00046675; and it reasonably analyzed water quality impacts
downstream near Montgomery in lesser detail because these
impacts in this area “depend on a series of third party actions—
including by [APC] in making decisions regarding the quantity of
releases from its reservoirs—rather than the Corps’ operations
far upstream,” Defs.’ Cross-Mot., ECF No. 95 at 33.
For these reasons, the Court concludes that the FEIS
adequately and reasonably considers and discloses impacts of the
Master Manual on water quality, including at Montgomery,
Alabama.
e. The FEIS Adequately Analyzes and Discloses
Impacts of the Master Manual on Salt Water
Intrusion from Mobile Bay
Next, the Court considers Intervenor-Plaintiff Mobile
Water’s claim that the FEIS fails to adequately evaluate salt
water intrusion from Mobile Bay that it argues results from
reduced flows under the Master Manual. See Intervenor-Pls.’
Mot., ECF No. 85 at 20-23. Mobile Water is “a downstream user of
the water resources at issue,” Min. Order (Apr. 4, 2016); as it
188
operates an industrial water supply that provides fresh water
unencumbered with salt or brine from tidal influences of the
Mobile Bay to customers in the Mobile Area, A.R., ECF No. 61 at
D-00046635-36. According to Mobile Water, it operates freshwater
intakes in the lower portion of the ACT Basin “that are
susceptible to salt water intrusion from Mobile Bay[,]” and that
without adequate flows from the Basin into the Mobile River,
“there is a substantial risk of increased salinity[.]”
Intervenor-Pls.’ Mot., ECF No. 85 at 10, 20. Mobile Water
explains that to operate its water and wastewater service, it
depends on reliable waters from the Alabama River, which
terminates into the Mobile River. A.R., ECF No. 61 at D-
00046636. The Alabama River is the source of ninety percent of
Mobile Water’s industrial water supply, and it argues that
reduced flows in that river have allowed the intrusion of
“salty, brackish water from Mobile Bay,” which is “caused by the
tidal action of salty Mobile Bay when the flow of fresh water in
Mobile River is too low to keep the denser Bay water from
extending upriver.” Id. In comments submitted on the draft EIS,
Mobile Water contended that the “encroachment of salt water
upstream is directly related to the reducing volume of Mobile
River flow[,]” which is only worsening with reduced flows from
the Alabama River and resulting in water intake that “contains
salt levels in excess of limits acceptable for some industrial
189
uses[,]” harm to Mobile Water’s industrial customers, and the
diminishment of a standby source of drinking water for its
residential and commercial customers. Id. at D-00046635-37.
Mobile Water claims that the Corps’ conclusion that the
Master Manual will only cause a negligible impact to Mobile
Water and its customers is “arbitrary and capricious” for two
reasons: (1) “the 2014 FEIS is directly inconsistent with [the
Corps’] findings on the same issue in 2007[;]” and (2) “no
detailed information or scientific studies relating to salt
water intrusion in the Mobile River appear in the Administrative
Record, except for a stale 70-year-old study.” Intervenor-Pls.’
Mot., ECF No. 85 at 20 (emphasis in original). Defendants
respond that the Corps did not make inconsistent factual
findings and properly limited the scope of its review, “while
still analyzing the impacts of changing salinity levels on
downstream resources.” Defs.’ Cross-Mot., ECF No. 95 at 35. The
Court addresses each of Mobile Water’s two arguments in turn.
First, Mobile Water argues that the Corps has based its
salt water intrusion conclusions on “inconsistent findings.”
Intervenor-Pls.’ Mot., ECF No. 85 at 20. It references the
Corps’ statement in a “Public Notice,” dated May 31, 2007, in
which the Corps solicited public comments on a proposal from APC
to reduce minimum flows on the Alabama River to conserve
reservoir storage as a result of record drought conditions. Id.
190
at 10-11 (citing A.R, ECF No. 61 at D-00049910). In this notice,
the Corps wrote that “approximately two-third of the flow into
the Mobile River comes from the Alabama River system during low
flow conditions[,] compared to approximately one-third from the
Tombigbee River system[,]” 36 and it expressed concern that the
flow reduction in APC’s proposal could “potentially affect
flows, water quality, salt water intrusion, and environmental
resources in the Mobile Delta and Bay area.” A.R., ECF No. 61 at
D-00049910-11 (emphasis added). Mobile Water contrasts this 2007
Public Notice with the 2014 FEIS, which states that “flows from
the ACT Basin are roughly half of the total flow in the Mobile
River downstream of the juncture of the Alabama and Tombigbee
rivers.” Id. at D-00043910. Using the change from the 66/33 flow
percentages in the 2007 Public Notice to the 50/50 percentages
in the 2014 FEIS, Mobile Water argues that the Corps “completely
reversed course” without explanation in violation of NEPA. See
Intervenor-Pls.’ Mot., ECF No. 85 at 11, 20-21.
The Court rejects Mobile Water’s argument and agrees with
Defendants that “the percentages in those documents are used for
two different purposes in discussion of two different facts[.]”
Defs.’ Reply, ECF No. 102 at 27. The 2007 Public Notice
36The Tombigbee River is not part of the ACT Basin “per se” but
joins the Alabama River to form the Mobile River upstream of
Mobile Bay. Intervenor-Pls.’ Mot., ECF No. 85 at 11 n.1.
191
approximates the percentages of water coming from the Alabama
and Tombigbee Rivers “during [the] low flow conditions” proposed
in APC’s specific drought operations request, A.R., ECF No. 61
at D-00049910; while the calculations in the 2014 FEIS were not
restricted to low flows but covered simulations for high flows,
low flows, and “normal” flows over three hydrologic periods, id.
at D-00046824; Defs.’ Cross-Mot., ECF No. 95 at 37; Defs.’
Reply, ECF No. 102 at 28. Further, not only does the 2007
statement merely “approximate[]” the relative percentage of flow
contributions from each river, see A.R., ECF No. 61 at D-
00049910; but also the context was a public notice soliciting
comments about APC’s drought proposal, rather than a fully
studied environmental analysis containing factual findings, as
was the 2014 FEIS. Because the Public Notice was not final
agency action, the Court agrees with Defendants that the FEIS is
not arbitrary for being “inconsistent” with the notice’s
approximations for (solely) low flow conditions. Defs.’ Cross-
Mot., ECF No. 95 at 37. Further, the caselaw Mobile Water cites
regarding “the importance of consistency,” see Intervenor-Pls.’
Mot., ECF No. 85 at 20-21; only supports the Court’s conclusion,
as it indicates that an agency acts unlawfully when it
disregards prior factual determinations or pronouncements made
in studies “about the environmental impacts of a proposed agency
action.” Organized Vill. of Kake v. U.S. Dep’t of Agric., 795
192
F.3d 956, 969 (9th Cir. 2015); Sierra Club v. Salazar, 177 F.
Supp. 3d 512, 534 (D.D.C. 2016). The 2007 Public Notice clearly
falls outside this umbrella. See Cottonwood Env’t L. Ctr. v.
U.S. Sheep Experiment Station, 827 F. App’x 768, 769 (9th Cir.
2020) (explaining that Kake involved “a change of decision” by
the agency “on the same factual record within a two-year
period,” which is not the case here).
Second, Mobile Water argues that the FEIS lacks scientific
studies on salt water intrusion in the Mobile River apart from a
“70-year-old study” in the record dated January 15, 1947, which
is “stale” and not “of any use today,” Intervenor-Pls.’ Mot.,
ECF No. 85 at 12, 21-23 (citing A.R., ECF No. 61 at D-00011212-
D-00011212.0043); and it claims that the conclusion that the
Manual will have “negligible” impacts on salt water intrusion
“is solely predicated on the relative percentage of water
flowing into the Mobile River from the ACT and the Tombigbee[,]”
which cannot constitute a “hard look.” Id. at 20-21. To support
its argument, Mobile Water points to a Corps drought management
planning document from 1988, which stated that “there has been
little attempt to quantify” benefits of preventing salt water
intrusion and advocated for establishing “guidelines and
methodologies . . . for estimating these types of benefits.” Id.
at 12 (quoting A.R., ECF No. 61 at D-00050045). Mobile Water
also points to the Corps’ acknowledgement in the FEIS “that it
193
did not address ‘resources downstream’ (at the juncture of the
Alabama and Tombigbee rivers) ‘to the level of detail of other
resources in the ACT Basin . . . .’” Id. at 21 (quoting A.R.,
ECF No. 61 at D-00043910). While the Corps states in the FEIS
that it did not discuss resources downstream at that juncture in
detail “because of the limited overall effect of operation of
the ACT projects on Mobile River and Mobile Bay resources[,]”
A.R., ECF No. 61 at D-00043910; Mobile Water argues that the
Corps had no valid basis to conclude this “because it did not
study the issue[,]” Intervenor-Pls.’ Mot., ECF No. 85 at 21.
As an initial matter, Defendants argue that Mobile Water
waived its argument regarding the Corps’ reliance on “stale
data” because it did not raise this issue prior to the start of
the instant action. Defs.’ Reply, ECF No. 102 at 27. They argue
that since Mobile Water did not alert the Corps to the “stale
data” issue in its comments on the draft EIS, “much less propose
the use of more recent studies[,]” it thereby deprived the Corps
of an opportunity to respond during the comment process. Id.;
Defs.’ Cross-Mot., ECF No. 95 at 36. The Court agrees that
Mobile Water’s EIS comments do not reference the 1947 study, nor
do they point the Corps to a more recent, existing study to use
in lieu of that study, or ask the Corps to conduct a new and
updated salt water intrusion study. See A.R., ECF No. 61 at D-
00046634-37. Despite this clear failure, Mobile Water replies
194
that “[t]he facts of this case are unique” because the Corps
should not have needed reminding that the 1947 study was seventy
years old, especially given its 1988 recognition of the benefits
of preventing salt water intrusion, and it claims that in light
of the “obvious” data flaws, the Corps was under “an affirmative
mandate” to ensure the scientific integrity of the FEIS.
Intervenor-Pls.’ Reply, ECF No. 101 at 10 (quoting Env’t Def. v.
U.S. Army Corps of Eng’rs, 515 F. Supp. 2d 69, 78 (D.D.C.
2007)). The Court is unpersuaded by these arguments, concluding
that if Mobile Water sought different modeling and measuring of
potential salt water intrusion, it should have alerted the Corps
to its concerns about the 1947 study during the comment process
and pointed to the specific flaws that led it to believe that
study was stale. As the Supreme Court has stated, entities
“challenging an agency’s compliance with NEPA must ‘structure
their participation so that it . . . alerts the agency to the
[parties’] positions and contentions,’ in order to allow the
agency to give the issue meaningful consideration.” Pub.
Citizen, 541 U.S. at 764 (quoting Vt. Yankee, 435 U.S. at 553).
Because none of Mobile Water’s comments identified alternative
salt water intrusion studies or raised “particular objections”
to the 1947 study, the Corps did not have the chance to consider
the issue, determine whether it should conduct a new study based
on any potential flaws, or actually engage in the lengthy
195
process of undertaking a new study. Id.; see also Nw. Env’t
Advocs. v. Nat’l Marine Fisheries Serv., 460 F.3d 1125, 1142
(9th Cir. 2006) (rejecting the plaintiff’s claim that the
agency’s choice of modeling for salinity was “outdated,” since
it “offer[ed] no evidence that the passage of time ha[d]
decreased its effectiveness”); Theodore Roosevelt, 605 F. Supp.
2d at 273 (“[W]hile it is ‘desirable . . . for agencies to use
the most current and comprehensive data available when making
decisions,’ an agency’s reliance on outdated data is not
arbitrary or capricious, ‘particularly given the many months
required to conduct full [analysis] with [ ] new data.’”
(quoting Vill. of Bensenville, 457 F.3d at 71)). Although the
Court acknowledges that with the passage of seventy years comes
change, and that reliance on data that is “too stale” can amount
to unlawful agency action, see N. Plains Res. Council, Inc. v.
Surface Transp. Bd., 668 F.3d 1067, 1086 (9th Cir. 2011); it
concludes that Mobile Water “forfeited any objection” on this
ground, Pub. Citizen, 541 U.S. at 764-65; as NEPA’s “affirmative
mandate” requires both “[a]ccurate scientific analysis” and
“expert agency comments,” Env’t Def., 515 F. Supp. 2d at 78.
Neither is the Court persuaded that the Corps’ 1988 drought
management planning document put the agency on notice of the
need for updating the 1947 study, as the 1988 document does not
mention that study, instead only briefly recognizing that the
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benefits of preventing salt water intrusion should be
quantified. See A.R., ECF No. 61 at D-00050045.
Even if Mobile Water wanted the Corps to give salt water
intrusion “more consideration, courts afford ‘considerable
deference to the agency’s expertise and policy-making role’ in
defining its objectives and grant agencies discretion to
determine,” In re ACF Basin, 554 F. Supp. 3d at 1305 (quoting
Theodore Roosevelt Conservation P’ship v. Salazar, 661 F.3d 66,
73 (D.C. Cir. 2011)); “the appropriate scope of the analysis
required[,]” Sierra Club v. U.S. Army Corps of Eng’rs, 295 F.3d
1209, 1215 (11th Cir. 2002). Here, the Corps defined the overall
scope of the FEIS based on the “affected environment,” which
serves as a baseline for identifying the potential environmental
and socioeconomic effects that will likely result from proposed
changes and affect the functioning of the ACT Basin as a whole.
A.R., ECF No. 61 at D-00043908. The level of detail provided in
the FEIS “is commensurate with the intensity, context, and
duration of the potential effects” of the action on a particular
resource or topic in the affected environment. Id. As such, the
Corps defined the “affected environment” as follows:
This ACT Basin EIS includes the Alabama,
Coosa, and Tallapoosa rivers and all areas in
the basin boundaries from the headwaters
downstream to the mouth of the Alabama River,
where it joins the Tombigbee River to form the
Mobile River. The overall scope of the EIS
also addresses the area downstream of the
197
confluence of the Alabama and Tombigbee
rivers, including Mobile River and Mobile Bay.
The ACT Basin (22,739 sq mi) has approximately
the same drainage area size as the Tombigbee
River basin (20,200 sq mi). Thus, flows from
the ACT Basin are roughly half of the total
flow in the Mobile River downstream of the
juncture of the Alabama and Tombigbee rivers.
This EIS addresses resources downstream from
that point but not to the level of detail of
other resources in the ACT Basin because of
the limited overall effect of operation of the
ACT projects on Mobile River and Mobile Bay
resources.
Id. at D-00043910 (emphasis added). The “rule of reason”
dictates deference to the Corps’ delineation of the FEIS’ scope
and its decision to allocate less discussion to Mobile River and
Mobile Bay. See Busey, 938 F.2d at 195-96. In addition, the
Corps need only analyze impacts with “a reasonably close causal
relationship” to the proposed action, Pub. Citizen, 541 U.S. at
767; and here, there are lengthy distances between the Corps’
most downstream project—Claiborne Lock and Dam—and Mobile River
and Mobile Bay, which make impacts of the Master Manual on salt
water intrusion there “not reasonably foreseeable,” see Sierra
Club v. FERC, 867 F.3d at 1371 (defining “indirect environmental
effects” as those which are “reasonably foreseeable,” i.e.,
“sufficiently likely to occur that a person of ordinary prudence
would take [them] into account in reaching a decision”); A.R.
ECF No. 61 at D-00043967, D-00043971 (stating that the Claiborne
198
Project is 72 miles upstream of Mobile River and 118 miles
upstream of Mobile Bay).
Furthermore, the Corps analyzed stream flow conditions and
minimum flow targets (which impact salinity) for the Alabama
River downstream of Claiborne Locke and Dam, and modeling
results indicate that minimum flow targets south of the
Claiborne Project are met a high percentage of time under all
the alternatives. See A.R. ECF No. 61 at D-00044336-39. Under
the No-Action Alternative, the minimum flow target downstream of
the Claiborne Project would be met 97% of the time, id. at D-
00044337; and 95% of the time under the other alternatives, id.
at D-00044339. So, while the Corps acknowledged in 2007 that
flow reduction can “potentially affect” salt water intrusion in
the Mobile Bay area, id. at D-00049911; and the 1947 study may
have “put the Corps on notice that the phenomenon of salt water
intrusion (caused by low freshwater flows) exists in the Mobile
River and Mobile Bay[,]” Intervenor-Pls.’ Reply, ECF No. 101 at
13; the FEIS’ stream flow modeling supports the Corps rationally
concluding that impacts of the Master Manual on salt water
intrusion at Mobile River and Mobile Bay would be “limited,”
A.R., ECF No. 61 at D-00043910; see also id. at D-00044428 (“For
all alternatives evaluated in detail, the hydrodynamic changes
within Mobile Bay and contiguous estuarine areas are expected to
be minimal or non-detectable, . . . [and] differences in the
199
flow regime at the most downstream points in the ACT Basin
(e.g., Claiborne Lock and Dam) compared to current conditions
would be negligible.”), D-00046639 (“[T]he Mobile-Tensaw Delta
and the Mobile Bay further downstream are not likely to be
affected any differently by the Proposed Action Alternative than
current water management operations in the ACT Basin.”).
Accordingly, the Court concludes that the FEIS’ chosen
amount of analysis on the topic of salt water intrusion from
Mobile Bay does not violate NEPA. See Nevada, 457 F.3d at 93
(“[W]e do not think that the inadequacies to which Nevada points
make the FEIS inadequate.”). That the Corps may continue to
assess potential impacts to salinity levels in this area “as
more information becomes available does not indicate that [it]
failed to take a ‘hard look’ at the environmental consequences
of its proposed action” in the FEIS. Wilderness Soc’y v.
Salazar, 603 F. Supp. 2d 52, 62 (D.D.C. 2009).
f. The FEIS Adequately Analyzes and Discloses
Impacts of the Master Manual on Recreation
and Economic Development at Lake Martin
Finally, the Court assesses four more claims by Intervenor-
Plaintiffs Russell Lands and LMRA that the FEIS failed to
analyze impacts of the Master Manual at Lake Martin. See
Intervenor-Pls.’ Mot., ECF No. 85 at 23-31. Lake Martin is an
APC reservoir on the Tallapoosa River that covers 40,000 acres,
has 880 miles of shoreline in three Alabama counties, and is
200
located near major population centers in Alabama and Georgia,
including Birmingham, Montgomery, Auburn, and Atlanta. Id. at
12. Recognized as a “Treasured Alabama Lake,” Lake Martin offers
“outstanding water quality” to Alabama, and recreation at the
lake provides various economic benefits, including recreation-
based jobs, millions of dollars of recreation-based visitor
spending, and a billion-dollar real estate market. Id. at 12-13.
According to Intervenor-Plaintiffs, these benefits, including
increased recreational spending and demand for real property
around the lake, “are directly correlated with [higher] water
levels during the major recreational seasons in the late spring,
summer, and fall.” Id. However, they claim that when flows from
Allatoona are curtailed under the Master Manual, less water
flows down the Coosa River into Alabama, and this reduction,
combined with downstream flow requirements mandating that APC
make releases from its projects on the Coosa and Tallapoosa
Rivers, will cause lower water levels at APC projects, including
Lake Martin, in the summer and fall. Id. at 13.
Russell Lands and LMRA first argue that the Corps
“improperly limited its analysis of the Manual’s recreational
and economic impacts to” only Corps projects in the ACT Basin,
despite modeling indicating that the Master Manual will cause a
decline in reservoir levels at Lake Martin and an accompanying
impairment of recreation there. Id. at 24. They claim that the
201
Corps’ “myopic focus on recreation at Allatoona while ignoring
recreation” and other economic interests at Lake Martin violates
NEPA, as “impacts must be considered throughout the area
impacted.” Id. at 24-25. To support their claim, Russell Lands
and LMRA cite statistics about the dollar amounts spent by
visitors to Lake Martin, compared to visitors to Allatoona Lake,
and the total appraised value of real estate on Lake Martin. Id.
at 12-13, 24. In their related second argument, Russell Lands
and LMRA argue that the FEIS improperly concludes that the
Manual “will have ‘minor beneficial’ impacts at Lake Martin[,]”
which they claim has “no discernable meaning.” Id. at 25-26.
They argue that without studying the Manual’s impacts on the
recreation-based economy at Lake Martin, or at other non-Corps
reservoirs, the Corps’ assertion that lower lake levels will
have “minor beneficial” effects is “entirely unsupported” and
cannot satisfy NEPA’s “hard look” doctrine. Id. at 26.
In addressing their first two arguments, the Court notes at
the outset that Russell Lands and LMRA have alleged
socioeconomic impacts of the Master Manual, not purely economic
ones. While economic and monetary interests alone do not fall
within NEPA’s zone of interests, since “[t]he zone of interest
protected by NEPA is, as its name implies, environmental[,]”
Gunpowder Riverkeeper v. FERC, 807 F.3d 267, 274 (D.C. Cir.
2015); socioeconomic interests do, see Hammond v. Norton, 370 F.
202
Supp. 2d 226, 242-43 (D.D.C. 2005). CEQ regulations state that
when an EIS “is prepared and economic or social and natural or
physical environmental effects are interrelated, then the [EIS]
will discuss all of these effects on the human environment.” 40
C.F.R. § 1508.14. The key word is “interrelated,” as “economic
or social effects are not intended by themselves to require
preparation of an [EIS].” Id.; see also Hammond, 370 F. Supp. 2d
at 243 (“Only when socioeconomic effects somehow result from a
project’s environmental impact must they be considered.”).
Whether an impact on the “human environment” is determined to be
sufficiently “interrelated” to qualify as socioeconomic depends
on the “closeness of the relationship between the change in the
environment and the ‘effect’ at issue.” Metro. Edison Co., 460
U.S. at 772. Here, the alleged environmental impact of the
Manual is decreased lake levels at Lake Martin, which Russell
Lands and LMRA claim directly causes damaging socioeconomic
impacts on recreational opportunities and spending, the job
market, and real property values in the area around the lake.
Intervenor-Pls.’ Mot., ECF No. 85 at 12-13, 24; Intervenor-Pls.’
Reply, ECF No. 101 at 17-18. Therefore, as the Corps concedes,
it was required to analyze both the “interrelated” environmental
and socioeconomic impacts of the Master Manual at Lake Martin in
the FEIS. Defs.’ Reply, ECF No. 102 at 28.
203
Contrary to Intervenor-Plaintiffs’ claims, however, the
Court concludes that the FEIS sufficiently analyzes the Manual’s
(1) environmental, and (2) socioeconomic impacts at Lake Martin.
The Court begins its analysis by isolating the FEIS’ discussion
of the environmental impacts of the alternatives at Lake Martin,
specifically on lake levels. As Defendants note, the FEIS, based
on modeling for the period of record, discusses the potential
environmental consequences of the various alternatives on flow,
water quantity, and lake levels (i.e., water surface elevations)
at both Corps and APC lakes, including Lake Martin. Defs.’
Cross-Mot., ECF No. 95 at 37-38 (citing A.R., ECF No. 61 at D-
00043808-17, D-00044296-307). This modeling shows that for each
action alternative, “median daily water surface elevations” in
Lake Martin would be expected to “generally match” the guide
curve elevations used by APC 37 for January through June and from
mid-October through December, and from July through mid-October,
those water surface elevations would fall only “slightly below
those for the No Action Alternative in the range of zero to 0.5
[feet].” See A.R., ECF No. 61 at D-00043815-16, D-00044304-07,
D-00044296 (Figure 6.1-28). The FEIS also indicates that daily
water surface elevations for the action alternatives at Lake
37According to the FEIS, “APC actually manages the summer pool
[of Lake Martin] to elevation 489.5 [feet], and the use of that
elevation for the modeling was coordinated with the APC.” A.R.,
ECF No. 61 at D-00044296.
204
Martin at the ninety percent exceedance level “would be nearly
equivalent to elevations for the No Action Alternative[,]” with
the only difference being that between late April and mid-
September, lake levels would be “slightly lower than the No
Action Alternative by amounts varying from zero up to 0.8
[feet].” Id. at D-00043816, D-00044304, D-00044297 (Figure 6.1-
29). The FEIS explains that the “slight differences in water
surface elevations (median and 90 percent exceeded)” between the
action alternatives and the No-Action Alternative are
“attributable to inclusion of a specific strategy for flows to
support downstream navigation” and drought management strategies
expected to benefit the basin as a whole. Id. at D-00043816, D-
00044304. Thus, contrary to Russell Lands’ and LMRA’s claims
that the Corps’ modeling “shows that significantly less water
will be available in Lake Martin during the peak recreation
season from late spring to early fall[,]” and that the Corps
“simply ‘eyeball[ed]’ these modeling results,” Intervenor-Pls.’
Reply, ECF No. 101 at 13-15; the resulting data, including the
two FEIS graphs reproduced in Intervenor-Plaintiffs’ reply
brief, see id. at 14 (reproducing Figures 6.1-28 and 6.1-29,
A.R., ECF No. 61 at D-00044296-97); indicates that there is
minimal difference in daily lake levels between the action
alternatives and the no-action baseline for most of the year,
and only a slight difference between July and mid-October—“a
205
0.6-1.2 foot difference at lake elevations of 480-488 feet[,]”
Defs.’ Reply, ECF No. 102 at 29; A.R., ECF No. 61 at D-00043815-
16, D-00044304-07. Further, the FEIS indicates that the action
alternatives “offer a significant benefit” over the No-Action
Alternative “in terms of the lower [lake] levels expected in
winter and under drought conditions,” Defs.’ Cross-Mot., ECF No.
95 at 39; as “[t]he lowest pool elevation” that is expected
under the action alternatives would “reflect[] an improvement of
about 17.5 [feet] above the lowest lake level expected at Lake
Martin for the No Action Alternative[,]” A.R., ECF No. 61 at D-
00043816. As a result, the Court rejects Intervenor-Plaintiffs’
claim that the Corps never explained “how any reduction in lake
levels can be ‘beneficial’ at Lake Martin[.]” Intervenor-Pls.’
Mot., ECF No. 85 at 25.
Based on this modeling data, the Court has no reason to
doubt the Corps’ conclusion that “[w]ith respect to the entire
ACT Basin area,” including Lake Martin, the action alternatives
“would have inconsequential effects on lake levels compared to
the No Action Alternative under normal conditions and would
generally provide for improved lake levels under extreme drought
conditions compared [to] the No Action Alternative.” A.R., ECF
No. 61 at D-00044471. Instead, the Corps accurately summarized
the impacts of the action alternatives, compared to the no-
action baseline, on “lake level conditions” at Lake Martin using
206
the term “minor beneficial” in a summary table in the executive
summary of the FEIS. Id. at D-00043804 (Table ES-5, “Summary of
Impacts”). The Court therefore disagrees with Intervenor-
Plaintiffs’ labeling of this term as “conclusory” and “not
defined,” Intervenor-Pls.’ Mot., ECF No. 85 at 25-26; as the
data for the period of record, in addition to descriptive
information provided in the pages following the summary table
and other parts of the FEIS, amounts to quantitative and
qualitative “discernable meaning,” see Young, 99 F. Supp. 2d at
75 (finding the requisite “hard look” when the agency goes
“beyond mere assertions” and “fully explicate[s]” its reasoning
and analysis). The Court also rejects Russell Lands’ and LMRA’s
reliance on a 1998 draft appendix, which included a table
analyzing the relationship between seasonal water levels at Lake
Martin and recreational visitor spending, as evidence to
discredit the FEIS’ use of the term “minor beneficial.” See
Intervenor-Pls.’ Mot., ECF No. 85 at 25 (citing A.R., ECF No. 61
at D-00021990). As Defendants note, this decades-old study was
part of an appendix to a never-completed draft EIS that was
prepared “for a different agency decision” analyzing different
alternatives in the 1990s ACT Basin litigation. See Defs.’
Cross-Mot., ECF No. 95 at 39-40 (citing A.R., ECF No. 61 at D-
00021820, D-00021338-725). It thus has no relevance here.
207
Having accepted the Corps’ “hard look” at environmental
impacts of the action alternatives at Lake Martin, the Court
next turns to the “interrelated” socioeconomic impacts resulting
from slightly decreased lake levels for a few months of the
year. Russell Lands and LMRA argue that given the “adverse”
impacts to lake levels from late spring to early fall—what they
label “peak recreation season”—the FEIS should have studied the
Master Manual’s impacts on “recreation or recreation-based
spending at Lake Martin” but instead “simply declare[d] them
insignificant.” Intervenor-Pls.’ Reply, ECF No. 101 at 13-15;
Intervenor-Pls.’ Mot., ECF No. 85 at 24-25. The Court disagrees,
concluding instead that since the modeling results indicate that
the action alternatives would only cause “inconsequential
effects on lake levels,” A.R., ECF No. 61 at D-00044471; the
FEIS made the logical conclusion to analyze any accompanying
socioeconomic impacts in lesser detail, see Defs.’ Cross-Mot.,
ECF No. 95 at 40. As the FEIS explains under section “6.6
Socioeconomics,” the Corps “decided to complete a preliminary
economic analysis using a qualitative level of detail to
determine if greater detailed analysis was required[,]” but
concluded, “[b]ased on the preliminary analysis results,” that
“more detailed analysis was not warranted . . . .” A.R., ECF No.
61 at D-00044438.
208
Applied to the topic of recreation at Lake Martin, the
Court concludes that, since water levels from July to mid-
October would only be impacted by “slight” reductions and that
Lake Martin would overall experience minor beneficial impacts
under the Master Manual, Intervenor-Plaintiffs’ claim that
significant harm to recreation would causally ensue, see
Intervenor-Pls.’ Reply, ECF No. 101 at 13; is disproved by the
data. As such, the Corps did not need to allocate more space in
the FEIS to analyzing those impacts. 38 See Izaak Walton, 655 F.2d
at 377 (“NEPA does not require federal agencies to examine every
possible environmental [or socioeconomic] consequence. Detailed
analysis is required only where impacts are likely.”). That
Russell Lands and LMRA considered the Corps’ methodology
“flawed” and would have preferred APC’s modeling or the
inclusion of an economic study of recreation impacts at all
reservoirs, see Intervenor-Pls.’ Mot., ECF No. 85 at 24 n.5;
Intervenor-Pls.’ Reply, ECF No. 101 at 14 (citing A.R., ECF No.
61 at D-00044296-97 (Corps’ modeling) and D-00049519-20 (APC’s
modeling)); is irrelevant, as the Corps’ choice of methodology
38Section “6.6 Socioeconomics” of the FEIS notes that “[i]mpact
analyses were evaluated on socioeconomic resource areas relative
to project purposes in the ACT Basin[,]” A.R., ECF No. 61 at D-
00044438; so if Intervenor-Plaintiffs are correct in their
contention that “recreation is not an authorized operating
purpose at Allatoona,” Intervenor-Pls.’ Mot., ECF No. 85 at 23;
then they have directly contradicted their own argument that
recreation should have been analyzed in greater detail.
209
and data need only be reasonable to be deferred to, Colo. River
Cutthroat Trout, 898 F. Supp. 2d at 205. Neither have they shown
that the absence of an in-depth socioeconomic impact study at
Lake Martin renders the Corps’ analysis arbitrary or capricious.
See Nw. Env’t Advocs., 460 F.3d at 1143.
In fact, the FEIS addresses some socioeconomic effects of
the Master Manual, such as the potential impact of lake level
variations on property values and taxes, environmental justice,
and aesthetic resources “with respect to the entire ACT Basin,”
A.R., ECF No. 61 at D-00044471-73; contrary to Intervenor-
Plaintiffs’ claim that only pieces of “the whole” (i.e., Corps
vs. non-Corps projects) were analyzed, Intervenor-Plaintiffs’
Mot., ECF No. 85 at 24-25. The FEIS concludes that the action
alternatives would have “a negligible overall impact on lake
levels, an important aesthetic consideration, under normal
operating conditions[,]” and that there would be “a neutral to
minor positive impact with respect to property values and tax
revenues in the immediate vicinity of the reservoirs[,]”
including at Lake Martin and other non-Corps projects. A.R., ECF
No. 61 at D-00044471-73. As Defendants note, property values and
local tax revenues are “spending of types associated with
recreation[,]” Defs.’ Cross-Mot., ECF No. 95 at 40-41; a concept
further explained in the FEIS, which notes that the lands
bordering reservoirs “have relatively high values and often
210
represent a significant local economic base and an important
source of property tax revenue for local and state
governments[,]” A.R., ECF No. 61 at D-00044471. That the Corps
did not analyze the Manual’s recreational impacts to Lake Martin
or other non-Corps reservoirs in the level of detail desired by
Russell Lands and LMRA is not a reason to set aside the FEIS,
especially since non-Corps reservoirs are operated by APC,
meaning that the Corps does not even have authority to maintain
lake levels there. See, e.g., id. at D-00043784-85 (“Such
measures [regarding operational changes to APC projects] are
beyond the authority of the [Corps] to address.”), D-00043955-59
(discussing APC’s operation and management of Lake Martin).
The Court is likewise not convinced by Russell Lands’ and
LMRA’s third argument that the Corps violated NEPA by failing
“to quantify or estimate” the Master Manual’s “net impacts to
recreation throughout the ACT Basin,”—“net benefits or net
detriments”—particularly “at other reservoirs” that are not
Allatoona. Intervenor-Pls.’ Mot., ECF No. 85 at 27 (emphasis in
original). They claim that this failure violates ER 1105-2-100,
Planning Guidance Notebook (Apr. 22, 2000) [hereinafter “ER
1105-2-100”], which they argue “require[s] assessment of the net
recreational benefits associated with any project or plan[,]”
determined “‘based on the gross value of recreation use of the
resource for the project condition less the gross loss in
211
recreation use caused by the project or plan.’” Id. at 27-28
(quoting ER 1105-2-100 at E-188). By failing to quantify
beneficial recreational impacts at Allatoona, Intervenor-
Plaintiffs argue that the FEIS makes it impossible to compare
those benefits to alleged recreational losses elsewhere in the
basin. Id. at 28. Defendants respond—and the Court agrees—that
“neither NEPA nor the cited Corps regulation imposes any such
duty.” Defs.’ Cross-Mot., ECF No. 95 at 42.
First, the Court rejects Intervenor-Plaintiffs’ contention
that ER 1105-2-100 requires the Corps to assess net recreational
benefits of the Master Manual because it has already concluded
that the ERs are a non-binding general statement of policy. See
supra section IV.A.2.b. ER 1105-2-100 is no exception, as on its
face, it is merely part of the “Principles and Guidelines” used
by the Corps in carrying out its water resources projects. ER
1105-2-100 at 1-1. Thus, the portion cited by Intervenor-
Plaintiffs, to the extent it is applicable at all, provides
guidance, rather than binding requirements, to the Corps in
evaluating whether to participate in projects designed for
recreational purposes. See Intervenor-Pls.’ Mot., ECF No. 85 at
28 (citing ER 1105-2-100 at E-179-199).
Second, NEPA’s required cost-benefit analysis “is concerned
primarily with environmental costs affecting the public, not
with private economic” or socioeconomic costs, such as those
212
borne through reductions in recreational spending or property
values around reservoirs. See Nat’l Wildlife Fed’n v. Marsh, 568
F. Supp. 985, 1000 (D.D.C. 1983). An EIS does not require “a
formal and mathematically expressed cost-benefit analysis” in
economic or monetary terms, Trout Unlimited v. Morton, 509 F.2d
1276, 1286 (9th Cir. 1974); see also Sierra Club v. Stamm, 507
F.2d 788, 794 (10th Cir. 1974) (rejecting the view that an EIS
requires “the fixing of a dollar figure to either environmental
losses or benefits”); and is considered adequate so long as it
conducts a cost-benefit analysis “as it bears upon the function
of insuring that the agency has examined the environmental
consequences of a proposed project[,]” Nat’l Wildlife Fed’n v.
Marsh, 568 F. Supp. at 1000. For reviewing courts to determine
that NEPA’s “hard look” at environmental impacts is satisfied,
they must consider “‘whether the economic [or socioeconomic]
considerations, against which the environmental considerations
are weighed, were so distorted as to impair fair consideration
of those environmental consequences. Without such a showing
there is no review of economic [or socioeconomic] benefits.’”
Id. (quoting S. La. Env’t Council, Inc. v. Sand, 629 F.2d 1005,
1011-12 (5th Cir. 1980)). Here, given the Master Manual’s
“inconsequential effects” on lake levels throughout the ACT
Basin, A.R., ECF No. 61 at D-00044471; and only “slight” impacts
on Lake Martin’s water levels specifically, id. at D-00043816;
213
the Court concludes that the lack of a study quantifying the
potentially resulting “indirect” or “net” recreational impacts
at Allatoona Lake or elsewhere, see Intervenor-Pls.’ Reply, ECF
No. 101 at 15-17; “‘does not change the cost-benefit ratio to
such a degree that it actually distorts the context in which the
environmental analysis occur[red,]’” Nat’l Wildlife Fed’n v.
Marsh, 568 F. Supp. at 1000 (quoting Sand, 629 F.2d at 1013).
The Court’s conclusion is not altered by the cases cited by
Russell Lands and LRMA, “which merely sustain agencies’
assessments of a particular type of environmental impact[,]”
Defs.’ Cross-Mot., ECF No. 95 at 42-43; rather than support the
proposition that socioeconomic or monetary costs and benefits
must be quantified in an EIS, Defs.’ Reply, ECF No. 102 at 30.
This is true for Sierra Club v. FERC, 867 F.3d 1357 (D.C. Cir.
2017), on which Intervenor-Plaintiffs heavily rely. See
Intervenor-Pls.’ Reply, ECF No. 101 at 15-16. In that case, the
D.C. Circuit required the FERC to quantitively evaluate the
indirect climate change impacts of its approval of a natural gas
pipeline, specifically the indirect impact of increased
greenhouse gas emissions from natural gas transported by the new
pipeline. Sierra Club v. FERC, 867 F.3d at 1374-75. The D.C.
Circuit found that the FERC had not provided a satisfactory
explanation for why it did not quantify the “total emissions, on
net,” but again, the ask of the agency was, in the EIS, to
214
quantify direct and indirect environmental impacts, rather than
economic, monetary, or socioeconomic impacts. Id. Accordingly,
the Court concludes that the FEIS’ analysis of environmental
impacts, including the resulting minor decreases in water levels
at Lake Martin, was thorough, and not arbitrary or capricious
for not evaluating net recreational impacts.
In their final argument, Russell Lands and LMRA argue that
the Corps failed, pursuant to the duty to evaluate cumulative
impacts under NEPA, to assess “reasonably foreseeable”
operational changes at Lake Martin under a new FERC operating
license for the lake that was finalized on December 17, 2015.
Intervenor-Pls.’ Mot., ECF No. 85 at 29. That license “sets new
operating parameters for Lake Martin by adopting a ‘Conditional
Fall Extension’ (‘CFE’) and higher winter pool levels,” id.;
thereby modifying the lake’s operating curve “to extend the
recreation season under certain hydrologic conditions[,]”
Intervenor-Pls.’ Reply, ECF No. 101 at 18. According to the
FEIS, the Lake Martin FERC relicensing process, which APC
initiated in June 2008 in anticipation of the existing license
expiring on June 8, 2013, was aimed at evaluating “the
possibility of raising the winter guide curve elevation of Lake
Martin or extending the time that Lake Martin is at summer
215
pool.” A.R., ECF No. 61 at D-00043959. 39 APC’s proposal suggested
raising the winter pool at Lake Martin by three feet and
extending the summer pool elevation from September 1 until
October 15. Id. The FERC issued a draft EIS analyzing the
proposal in June 2013, and Intervenor-Plaintiffs argue that
these changes were adopted in December 2015 “with minor
modifications” and with the intent of benefitting recreation and
the recreation-based economy at and around Lake Martin.
Intervenor-Pls.’ Mot., ECF No. 85 at 13, 29. While they
acknowledge that the ACT FEIS—published on November 7, 2014
following the FERC’s 2013 draft EIS but before the license’s
39In explaining the operating changes pursuant to Lake Martin’s
new FERC license, Russell Lands and LMRA cite to an extra-record
exhibit filed by the Alabama Plaintiffs with their motion for
summary judgment. See Intervenor-Pls.’ Mot., ECF No. 85 at 13,
29 (citing Ex. 3, Decl. of Alan L. Peeples, ECF No. 83-3). This
extra-record exhibit is one of seven exhibits, totaling over
seven hundred pages, that the Alabama Plaintiffs filed in
support of their motion. See generally Exs. 1-7, ECF Nos. 83-1—
83-7. However, parties are not allowed to supplement the
administrative record “unless they can demonstrate unusual
circumstances justifying a departure from this general rule.”
City of Dania Beach v. FAA, 628 F.3d 581, 590 (D.C. Cir. 2010)
(citation omitted). As Defendants argue, such extra-record
evidence is appropriate to show standing but has no other use in
an APA case, Defs.’ Cross-Mot., ECF No. 95 at 14 n.1, 44 n.16;
nor have the Alabama Plaintiffs attempted to make a showing of
unusual need to supplement the record, see Am. Wildlands v.
Kempthorne, 530 F.3d 991, 1002 (D.C. Cir. 2008) (elaborating on
the three “unusual circumstances” in which parties may
supplement the record); Intervenor-Defs.’ Cross-Mot., ECF No. 97
at 17 n.7 (“Alabama does not try to justify its resort to extra-
record evidence.”). Accordingly, the Court does not consider any
of these extra-record exhibits on the merits, whether cited by
the Alabama Plaintiffs or, as here, by Intervenor-Plaintiffs.
216
2015 final approval—discusses the FERC re-licensing process,
they argue that the Corps failed to adequately consider “the
pending actions of a sister agency,” specifically, the effects
of the Manual on the proposed operational changes at Lake
Martin, in violation of NEPA. Id. at 29. Russell Lands and LMRA
claim these effects were “foreseeable” since the Corps
“participated in the relicensing process at Lake Martin,”
submitted formal comments on the FERC’s draft EIS in 2013, and
received comments during the ACT EIS process requesting
consideration of the potential changes at Lake Martin. Id. at 30
(citing A.R., ECF No. 61 at D-00043959, D-00049767).
In response, Defendants argue that the Corps “disclosed
what was reasonably foreseeable at the time of its analyses—”
that the FERC relicensing changes, as described in the FEIS,
were a “possibility,” but that NEPA did not require it “to
speculate on the license’s eventual parameters and redo its
modeling,” as no final decision was made on the license until
more than six months after the ACT ROD was issued on May 4, 2015
and more than a year after the issuance of the FEIS. Defs.’
Cross-Mot., ECF No. 95 at 43-44. As such, Defendants note that
the FEIS did not consider “specific future changes in Lake
Martin’s operations” that had not yet been approved by the FERC,
and it instead conducted modeling in accordance with the
existing FERC license, which “was all that was required under
217
NEPA.” Id.; see also A.R., ECF No. 61 at D-00043959 (“A change
in the winter guide curve for Lake Martin was not considered as
part of the ACT WCM update process.”).
NEPA requires agencies proposing a major federal action to
consider the “cumulative impacts,” which the CEQ regulations
define as “the impact on the environment which results from the
incremental impact of the action when added to other past,
present, [and] reasonably foreseeable future actions” of any
agency or person. Young, 99 F. Supp. 2d at 78 (quoting 40 C.F.R.
§ 1508.7 (emphasis added)). “The identification of cumulative
effects is a task committed to the special competency of the
agency preparing an EIS.” Hammond, 370 F. Supp. 2d at 245
(citation and internal quotation marks omitted). Here, Russell
Lands and LMRA take issue with the FEIS’ failure to analyze the
Master Manual’s impacts on only one specific element of the new
FERC license at Lake Martin—the CFE. See Intervenor-Pls.’ Mot.,
ECF No. 85 at 29; Intervenor-Pls.’ Reply, ECF No. 101 at 18-19
(“The [CFE] was definite enough for NEPA analysis.).
The Court concludes that the FEIS’ discussion of the
pending FERC relicensing proposal at Lake Martin complies with
NEPA. Although the Court acknowledges that Intervenor-
Plaintiffs’ correctly note that the Corps “was actually aware of
[the] FERC’s contemporaneous actions at Lake Martin while it was
preparing the FEIS” and that the “re-licensing efforts were
218
‘reasonably definite and contemporaneous’ and had ‘advanced
beyond the point of conjecture and speculation’ when the Corps
released the FEIS[,]” Intervenor-Pls.’ Mot., ECF No. 85 at 30-31
(quoting Prince George’s Cnty., Md. v. Holloway, 404 F. Supp.
1181, 1186 (D.D.C. 1975)); it concludes that impacts associated
with the CLE were not reasonably foreseeable, such that the
Corps was not required to analyze those effects in the FEIS. The
Court is particularly persuaded by Defendants’ claim that the
FERC was originally opposed to including the CLE in the new
license, and only changed its approach in the FEIS it released
in April 2015, many months after the issuance of the ACT FEIS in
November 2014. See Defs.’ Cross-Mot., ECF No. 85 at 44. As
Defendants argue, at the time the ACT FEIS “was prepared and
finalized, the hypothetical ‘conditional fall extension’
proposal appeared likely to be rejected, let alone not accepted
in its precise proposed form[,]” thereby making it “far from
reasonably foreseeable that” the CLE as proposed would
eventually be approved. Defs.’ Reply, ECF No. 102 at 31. Russell
Lands and LMRA ignore this argument in their reply, instead
claiming, without support, that the CFE was “well defined and
known to the Corps” and that the proposed modifications had
“broad support.” Intervenor-Pls.’ Reply, ECF No. 101 at 18-19.
As they themselves note, “effects are reasonably foreseeable if
they are sufficiently likely to occur that a person of ordinary
219
prudence would take [them] into account in reaching a
decision[,]” id. at 18 (citation and internal quotation marks
omitted); and the FERC’s initial opposition to the CFE during
the EIS process negated the likeliness of the CFE’s approval and
the need for the Corps to assess its impacts in the FEIS, see
Defs.’ Cross-Mot., ECF No. 95 at 44 (arguing that the “mere
fact” that relicensing was “pending” did “not mean that the
final contents of that license were reasonably foreseeable and
should have been assessed”); Nat’l Parks Conservation Ass’n v.
United States, 177 F. Supp. 3d 1, 27 (D.D.C. 2016) (“[W]here a
future action is too inchoate to permit an agency to analyze its
impacts, it is not arbitrary and capricious for the agency to
exclude it from, or lessen its relative import in, its
cumulative impacts analysis, even if the agency has labeled the
action ‘reasonably foreseeable.’”). While there “is no litmus
test to determine what should or should not be covered in an
impact statement[,] . . . the totality of all the facts and
circumstances” indicate that Intervenor-Plaintiffs’ cumulative
impacts claim must fail. Holloway, 404 F. Supp. at 1186.
The Court therefore concludes that the Corps reasonably
conducted modeling at Lake Martin using the existing FERC
license, A.R., ECF No. 61 at D-00047052; and adequately informed
the public of the “combination of the changes” that could result
from the adoption of the FERC re-license and the updated ACT
220
Master Manual, Defs.’ Cross-Mot., ECF No. 95 at 45; so as “to
facilitate meaningful comment on the issue[,]” Young, 99 F.
Supp. 2d at 79; see, e.g., A.R., ECF No. 61 at D-00043959
(disclosing the ongoing process of the FERC re-licensing at Lake
Martin and the relevant proposed operational changes), D-
00046831-34 (responding to comments about changes resulting from
the FERC’s relicensing efforts and stating that “[r]evisions
based upon renewed licenses will be updated when necessary”).
“The ‘rule of reason’ requires that consideration be given to
practical limitations on the agency’s analysis, such as the
information available at the time[,]” and that the Corps “may
continue to assess impacts as more information becomes available
[about the new FERC license] does not indicate that [it] failed
to take a ‘hard look’ at the environmental consequences of” the
Master Manual before issuing the FEIS in 2014. Wilderness Soc’y,
603 F. Supp. 2d at 61-62. Further, given that the FERC’s FEIS
was issued after the Corps signed the ACT ROD, it was the FERC’s
responsibility in that EIS to analyze the cumulative impacts
arising from the relationship between the new license and the
updated ACT Master Manual. Since Intervenor-Plaintiffs have
raised no other challenges to the FEIS’ treatment of the Master
Manual’s cumulative impacts analysis, see A.R., ECF No. 61 at D-
00044551-55 (Section 6.10, “Cumulative Effects”); the Court
221
concludes that the Corps’ assessment of such impacts was
reasonable and not arbitrary or capricious.
For all the foregoing reasons disposing of the NEPA claims
advanced by the Montgomery Board, Mobile Water, Russell Lands,
and LMRA, the Court DENIES Intervenor-Plaintiffs’ Joint Motion
for Summary Judgment, ECF No. 85. Because it has also rejected
each of the Alabama Plaintiffs’ “hard look” arguments, the Court
concludes that the Corps adequately took a “hard look” at the
environmental impacts of the Master Manual as mandated by NEPA.
See, e.g., A.R. ECF No. 61 at D-00043804-08 (Table ES-5 “Summary
of Impacts,” summarizing the list of “environmental
consequences” of implementing each alternative that the Corps
considered, “as compared to the No-Action Alternative”).
3. The Corps Adequately Considered All Reasonable
Alternatives in the FEIS
For their final NEPA argument, the Alabama Plaintiffs
contend that Defendants failed to consider an adequate range of
alternatives. See Pls.’ Mot., ECF No. 83 at 59. Specifically,
they argue that the Corps unreasonably excluded consideration of
an alternative, other than the No-Action Alternative, that would
require the Corps to generate minimum amounts of hydropower. Id.
An EIS must “[e]valuate reasonable alternatives to the
proposed action, and for alternatives that the agency eliminated
from detailed study, briefly discuss the reasons for their
222
elimination.” 40 C.F.R. § 1502.14(a); see also 42 U.S.C. §
4332(2)(C)(iii). An alternative is deemed reasonable if it is
“technically and economically practical or feasible and meet[s]
the purpose and need of the proposed action.” 43 C.F.R. §
46.420(b). Consideration of such alternatives is at the “heart”
of the EIS, Nevada, 457 F.3d at 87; and the “existence of a
viable but unexamined alternative renders an [EIS]
inadequate[,]” Morongo Band of Mission Indians v. FAA, 161 F.3d
569, 575 (9th Cir. 1998) (citation omitted). However, “an
alternative is properly excluded from consideration . . . if it
would be reasonable for the agency to conclude that the
alternative does not ‘bring about the ends of the federal
action[,]’” City of Alexandria v. Slater, 198 F.3d 862, 867
(D.C. Cir. 1999) (quoting Busey, 938 F.2d at 195); when the
effects of the alternative “cannot be readily ascertained[,] and
[when] the alternatives are deemed only remote and speculative
possibilities,” Vt. Yankee, 435 U.S. at 551; see also Ctr. for
Biological Diversity v. FERC, 67 F.4th at 1182 (“Because some
alternatives will be impractical or fail to further the proposed
action’s purpose, agencies may reject [such] unreasonable
alternatives after only brief discussion.”). “Nor is an agency
required to undertake a separate analysis of alternatives which
are not significantly distinguishable from alternatives actually
considered, or which have substantially similar consequences.”
223
Westlands Water Dist. v. U.S. Dep’t of Interior, 376 F.3d 853,
868 (9th Cir. 2004) (citation and internal quotation marks
omitted). Thus, the range of alternatives to be considered is
“not infinite,” City of Grapevine, 17 F.3d at 1506; but is
rather “bounded by some notion of feasibility[,]” see Vt.
Yankee, 435 U.S. at 551 (“Common sense also teaches us that the
‘detailed statement of alternatives’ cannot be found wanting
simply because the agency failed to include every alternative
device and thought conceivable by the mind of man.”).
Courts “must evaluate the adequacy of an EIS discussion of
alternatives according to [the] ‘rule of reason,’ which governs
both ‘which alternatives the agency must discuss’ and ‘the
extent to which it must discuss them.’” Tongass, 924 F.2d at
1140 (quoting Nat. Res. Def. Council, Inc. v. Hodel, 865 F.2d
288, 294 (D.C. Cir. 1988) (emphasis in original)). “As the
phrase ‘rule of reason’ suggests, [courts] review an agency’s
compliance with NEPA’s requirements deferentially[,]” and will
“uphold its discussion of alternatives so long as the
alternatives are reasonable and the agency discusses them in
reasonable detail.” Busey, 938 F.2d at 196. Thus, the Corps’
“detailed discussion of alternatives as it relates to this
highly technical series of decisions, so long as it is not
arbitrary and capricious, should be upheld.” In re ACF Basin,
554 F. Supp. 2d at 1306.
224
The Corps “bears the responsibility for defining at the
outset the objectives” in updating the Master Manual, Busey, 938
F.2d at 195-96; and its choice of alternatives are then
“evaluated in light of these stated objectives[,]” Slater, 198
F.3d at 867; see also 40 C.F.R. § 1502.13 (requiring the agency
to provide a statement that “briefly specif[ies] the underlying
purpose and need to which the agency is responding in proposing
the alternatives including the proposed action”). Based on this
obligation, the Corps defined the objectives of the update, see
A.R. ECF No. 61 at D-00044226, D-00044196 (listing five defined
objectives for the WCM update); see also supra section II.B.4.
at 35; and pursuant to these objectives, the Corps “formulated
and considered eleven different alternatives [ ] based on
different formulations of management measures, as well as the
no-action alternative that was [ ] based on current operations
and conditions[,]” Defs.’ Cross-Mot., ECF No. 95 at 46 (citing
A.R., ECF No. 61 at D-00044227-28). According to the FEIS, the
formulation strategy used to develop alternatives “involved
starting with the No Action Alternative and adding one measure
at a time, determining the operation for that measure that might
best satisfy the objectives, and then developing another
alternative by adding another measure, or in some instances,
considering a variation of the last added measure.” A.R., ECF
No. 61 at D-00044227. As a result, the Corps intended for the
225
alternatives to build upon each other, “ultimately establishing
the recommended plan for water management in the ACT Basin.” Id.
During this process, some management measures were eliminated
because they did not pass the screening criteria established to
define the scope of the action. Id. at D-00044198. Of the twelve
alternatives, eight were briefly discussed and rejected, while
four alternatives—the No-Action Alternative and Plans D, F, and
G (the Proposed Action Alternative)—were carried forward for
further analysis. See id. at D-00044226-58.
The Alabama Plaintiffs argue that the FEIS’ alternatives
analysis was deficient because it did not consider alternatives
requiring the Corps “to generate minimum levels of hydropower.”
Pls.’ Mot., ECF No. 83 at 59. They claim that “[b]y failing to
consider an alternative that would serve Allatoona’s hydropower
purpose in that way, the Corps failed to consider an adequate
range of alternatives for its NEPA analysis.” Id. Defendants
counter that “[t]he Corps’ consideration of alternatives was
fully reasonable and complied with NEPA.” Defs.’ Cross-Mot., ECF
No. 95 at 47. They argue that “every alternative studied in the
FEIS includes hydropower generation[,] and its treatment of
hydropower generation throughout the document is reasonable. . .
. . Therefore the FEIS did not need a separate alternative that
required additional hydropower generation.” Id. at 47-48. The
Alabama Plaintiffs object to this “non-sequitur” in their reply,
226
arguing that “the action zones in each proposal allowed the
Corps to generate zero hydropower if it so desired.” Pls.’
Reply, ECF No. 99 at 34-35. However, because the Court has
already rejected the claim that the Corps has discretion under
the Master Manual to generate zero hydropower, and for the
additional reasons discussed below, the Court concludes that the
Alabama Plaintiffs have not shown that the Corps’ selection and
discussion of the alternatives was arbitrary or capricious.
Applying the deferential “rule of reason,” the Court
concludes that the twelve alternatives the Corps considered
“enabled reasoned choices considering the objectives” identified
in the FEIS, especially in light of the Corps’ “competing goals”
and “the extensive explanations that the Corps provided for its
screening decisions.” Id. at 1306; see, e.g., A.R., ECF No. 61
at D-00044198-99 (Section 4.1, “Management Measures Eliminated
from Consideration”), D-00044199-26 (Section 4.2, “Management
Measures Considered for Further Evaluation”), D-00044226-58
(Section 4.3, “Basin-wide Alternatives Evaluated,” and Section
5, “Description of the Proposed Action and Alternatives”).
First, the record supports the Corps’ claim that every
alternative studied in the FEIS “involved satisfying the
hydropower purpose, through peaking operations as well as
through continuous operation of certain generating units[.]”
Defs.’ Reply, ECF No. 102 at 21 n.10; see A.R., ECF No. 61 at D-
227
00044226-58. Next, the Court looks to the objectives of the
proposed action, as “[t]he range of alternatives that must be
considered in the EIS need not extend beyond those reasonably
related to the purposes of the project.” Westlands, 376 F.3d at
868 (citation and internal quotation marks omitted). As relevant
here, an objective of the Master Manual update was to “[i]mprove
system performance to achieve congressionally authorized project
purposes[,]” A.R., ECF No. 61 at D-00044226; with the FEIS
specifically stating that each alternative “should address one
or more of the congressionally authorized project purposes[,]”
id. at D-00043868. Since “[h]ydropower is one of the
congressionally authorized purposes in the ACT Basin[,]” the
FEIS explains that “[r]ecommended measures for off-peak
hydropower operations to achieve other objectives or benefits
were determined to be inconsistent with the authorized
hydropower purpose” and “recommended measures that would dictate
non-peak hydropower operations or would otherwise have a
significant adverse effect on the hydropower function were not
carried forward for detailed consideration.” Id. at D-00043784.
Thus, while there are changes to hydropower operations under the
Master Manual, each action alternative contemplated generating
hydropower, including the Proposed Action Alternative. See supra
section IV.B.2.b. (concluding that the FEIS properly modeled
hydropower impacts resulting from the modified action zone
228
hydropower generation schedule); A.R., ECF No. 61 at D-00046477
(“Although the Proposed Action Alternative would result in an
insignificant decrease (approximately 0.6%) in hydropower
production, the authorized project purpose would continue to be
met year round.”). As a result, the FEIS did not need to
consider a separate alternative that alone contemplated minimum
hydropower production, as such a concern was already embodied in
each of the alternatives. See Native Ecosystems Council v. U.S.
Forest Serv., 428 F.3d 1233, 1249 (9th Cir. 2005) (“NEPA does
not require federal agencies to consider alternatives that are
substantially similar to other alternatives.”); Westlands, 376
F.3d at 868 (same conclusion for alternatives “not significantly
distinguishable from alternatives actually considered”).
Since the Alabama Plaintiffs do not claim that the Corps
“improperly defined its objectives,” Slater, 198 F.3d at 867;
the Court agrees with Defendants that “[i]t was reasonable for
the Corps to evaluate hydropower in the alternatives as
undertaken in the FEIS,” since this evaluation entailed “a
recognition that the Corps must balance hydropower with other
basin purposes, and need not prioritize hydropower at the
expense of other project purposes,” Defs.’ Cross-Mot., ECF No.
95 at 48; see also A.R., ECF No. 61 at D-00044198 (explaining
that the Corps cannot “prioritize project purposes,” except for
flood risk management during a flood event, and that any measure
229
that “recommended prioritization of project purposes was not
carried forward for further consideration”), D-00043979
(explaining that droughts experienced over the past several
decades have revealed that during extended low-flow periods, ACT
projects’ hydropower operations did not previously “provide
sufficient flexibility to adequately meet other authorized
purposes[,]” thus providing the impetus for the resulting
changes in the Master Manual).
Accordingly, because the record demonstrates that
Defendants properly defined the objectives of the Master Manual
update and identified alternatives that would accomplish those
objectives while eliminating those that would not, the Alabama
Plaintiffs’ challenge to the adequacy of the Corps’ alternatives
analysis must fail. See Custer, 256 F.3d at 1041; Busey, 938
F.2d at 198. The fact that the FEIS “may not have considered a
specific alternative preferred by” the Alabama Plaintiffs, i.e.,
one focused solely on minimum levels of hydropower, “is simply
not grounds for finding that the agency failed to meet its
obligations in preparing the [FEIS], or that the agency’s
decision was ‘arbitrary and capricious.’” City of Roseville v.
Norton, 219 F. Supp. 2d 130, 170 (D.D.C. 2002), aff’d, 348 F.3d
1020 (D.C. Cir. 2003); see also In re ACF Basin, 554 F. Supp. 3d
at 1306 (stating that the Corps is not required to consider a
party’s “preferred alternatives” or “to analyze any specific
230
number or scope of alternatives”); Env’t Def., 515 F. Supp. 2d
at 87 (concluding that the plaintiffs failed to show that the
Corps’ rejection of other alternatives for a flood control
project in Missouri “suggest[ed] a lapse of rational
decisionmaking”); Order, Georgia v. U.S. Army Corps of Eng’rs,
No. 1:14-cv-03593 (N.D. Ga. Sept. 29, 2017), ECF No. 61 at 43
(concluding in separate litigation over the ACT Manual “that the
Corps complied with NEPA in setting the scope of the update and
considered ample alternatives while excluding others”).
For all these reasons, the Court GRANTS summary judgment to
Defendants and Intervenor-Defendants on the Alabama Plaintiffs’
and Intervenor-Plaintiffs’ NEPA claims, concluding and agreeing
with Defendants that the Corps’ “complex, multi-year, and
iterative study process,” which involved “sophisticated
modeling” and several rounds of public comment, and culminated
in “thousands of pages of data and analysis[,]” satisfies NEPA’s
procedural requirements. Defs.’ Reply, ECF No. 102 at 17; see
also In re ACF Basin, 554 F. Supp. 3d at 1307 (concluding in the
ACF case that the Corps fulfilled its obligations under NEPA to
identify potential alternatives, subject those alternatives to
“a thorough analysis,” and consider potential environmental
impacts, and that “simply” disagreeing with “the Corps’ analysis
or methodological choices” is insufficient to overturn the
federal action absent “substantial procedural flaws”).
231
C. Defendants Did Not Violate the APA
The Court lastly addresses the Alabama Plaintiffs’
remaining claims under the APA, taking into consideration the
related amicus arguments provided by AMEA. The Alabama
Plaintiffs make two overarching arguments as to why the Corps
has violated the APA in adopting the Master Manual: the Corps
(1) acted in excess of its statutory authority; and (2) acted
arbitrarily and capriciously by departing from its prior
operational precedents without a reasoned basis for doing so.
Pls.’ Mot., ECF No. 83 at 36. Pursuant to the APA, the Court
reviews these challenges to ensure the Corps acted within the
scope of its statutory authority, 5 U.S.C. § 706(2)(C); and that
its decision was based on a consideration of all the relevant
factors and was supported by substantial evidence in the record,
see State Farm, 463 U.S. at 43-44. In other words, the Court
must decide, “on the basis of the record the agency provides,
whether [this] action passes muster under the appropriate APA
standard of review.” Fla. Power & Light Co. v. Lorion, 470 U.S.
729, 744, 105 S. Ct. 1598, 84 L. Ed. 2d 643 (1985).
1. The Master Manual Complies with the Corps’
Statutory Obligations and Properly Balances the
Authorized Project Purposes of the ACT Basin,
Including at the Allatoona Project
The Alabama Plaintiffs first argue that under the Master
Manual, the Corps is operating the Allatoona Project “contrary
232
to the direction of Congress in the Flood Control Act of 1941.”
Pls.’ Mot., ECF No. 83 at 36. They contend that the Manual
“‘materially change[s]’ the nature of the Allatoona Project” by
“substantially deemphasizing” the congressional authorized
project purposes of hydropower generation and navigation “for
the sake of recreation.” Id. at 36-43. By advancing recreation
over hydropower and navigation, the Alabama Plaintiffs argue
that the Corps has engaged in an unlawful “reordering of project
purposes” without congressional approval and has thus exceeded
its authority in violation of the APA. See id. In response to
these claims, Defendants argue that the Master Manual is
“reasonable” and “consistent” with all congressional
authorizations, including but not limited to the Flood Control
Act of 1941. See Defs.’ Cross-Mot., ECF No. 95 at 13-18. They
contend that for the Allatoona Project, recreation was
appropriately considered and did not “illegally supplant” other
authorized project purposes, including hydropower (to which the
Corps only made small, authorized adjustments) and navigation
(to which the Corps made no substantive operational changes).
See id. at 18-27; Defs.’ Reply, ECF No. 102 at 7 (“Plaintiffs
have created any purported ranking of project purposes out of
whole cloth.”). Because they argue that the Master Manual does
not “abandon[]” hydropower, navigation, or any other project
purpose, and instead reasonably explains the Corps’ actions “in
233
balancing all authorized purposes through its updated
operations[,]” Defendants claim that the highly technical Manual
is entitled to deference. Defs.’ Cross-Mot., ECF No. 95 at 27;
see Defs.’ Reply, ECF No. 102 at 14-17. The Georgia Parties
likewise argue that the Master Manual is consistent with the
Corps’ statutory obligations and does not “abandon,” “reorder,”
or “deemphasize” authorized project purposes but rather properly
balances them within the Corps’ discretion. See Intervenor-
Defs.’ Cross-Mot., ECF No. 97 at 9-20.
The Corps, as a federal agency, is “a creature of
statute[,]” and in operating its various reservoirs, it has
“only those authorities conferred upon it by Congress.” Michigan
v. EPA, 268 F.3d 1075, 1081 (D.C. Cir. 2001). It is established
that the Corps operates projects in the ACT Basin “pursuant to
‘specific’ and ‘general’ authorities established by Congress.”
In re ACF Basin, 554 F. Supp. 3d at 1288. “Specific authorities
are established in the original legislation authorizing
construction of a certain project” and can be thought of as
creating the project-specific authorized purposes. Id. These
authorizing statutes often “refer to and incorporate ‘reports’
that the Corps presents to Congress as part of the authorization
process to provide recommendations regarding the benefits of the
projects.” Id. Specific authorities are supplemented by general
authorities, which “apply to all federal agencies or Corps
234
reservoirs,” id. at 1288-89; and include the Fish and Wildlife
Coordination Act of 1958, the Endangered Species Act of 1973,
the Flood Control Act of 1944, the Water Pollution Control Act
Amendments of 1972, and the Water Supply Act of 1958, A.R., ECF
No. 61 at D-00043779; see also 33 C.F.R. § 222.5(f)(1)
(requiring water control plans to consider “all applicable
Congressional Acts,” including those “established after project
construction”). The FEIS lists the seven authorized project
purposes applicable to the entire ACT Basin that derive from
specific and general authorities: (1) flood risk management;
(2) hydropower; (3) navigation; (4) fish and wildlife
conservation; (5) recreation; (6) water quality; and (7) water
supply. A.R., ECF No. 61 at D-00043779. It identifies the first
three as the “expressly authorized project purposes” of the ACT
Basin and the latter four as the general “operational
objectives” that supplement the three specific ones. Id.
To determine the specific and general authorities
applicable to the Allatoona Project, the Court begins its
analysis with the Flood Control Act of 1941, the statute which
authorized the Corps to build and operate Allatoona Lake and
Dam. See Pub. L. No. 77-228, 55 Stat. 638, 638-41 (1941). That
Act stated that “[t]he plan for the Allatoona Reservoir . . .
for flood control and other purposes” was to be carried out “in
accordance with the recommendation of the Chief of Engineers in
235
House Document Numbered 674,” id. at 641; which in turn provided
the Corps’ recommendation to Congress that construction of the
Allatoona Project be authorized “for the control of floods,
regulation of stream flow for navigation, and the development of
hydroelectric power,” A.R., ECF No. 61 at D-00013497.0002. As a
result, the Allatoona Reservoir’s project-enabling legislation,
the Flood Control Act of 1941, authorized it as a “multipurpose
project” for the specific authorities of flood risk management,
hydropower, and navigation. Id. at D-00044902.
However, it is not just the Flood Control Act of 1941 that
“unambiguously” identifies the congressionally authorized
purposes at Allatoona. Intervenor-Defs.’ Reply, ECF No. 103 at 6
(quoting Pls.’ Reply, ECF No. 99 at 8); Defs.’ Cross-Mot., ECF
No. 95 at 14 (stating that the “Basin- and Project-specific
authorities are not the entirety of the legislative landscape”).
The above-referenced general statutory authorities, applicable
to all Corps projects, also make “recreation, water quality,
fish and wildlife conservation, and water supply” authorized
project purposes at Allatoona, even though those authorities
were established after Allatoona’s construction began. A.R., ECF
No. 61 at D-00044902, D-00044948; 33 C.F.R. § 222.5(f)(1). The
Allatoona Project and its seven purposes were later incorporated
into Congress’ plan for the whole ACT Basin, enacted in the
River and Harbor Act of 1945, which authorized the development
236
of the basin for the purposes of “navigation, flood control,
power development, and other purposes, as outlined in House
Document Numbered 414[.]” Pub. L. No. 79-14, § 2, 59 Stat. 10,
17 (1945); see also A.R., ECF No. 61 at D-00053821 ¶ 7 (H.R.
Doc. No. 414, 77th Cong. (1941) (calling for “a comprehensive
plan” of development of the ACT Basin system “for navigation,
hydroelectric power, flood control, and other purposes”).
Using this historical context and the text of these
enabling statutes, the Court concludes that the Corps has “a
good deal of discretion” in its management of the ACT Basin to
“balance the[] various [specific and general] interests” at play
at its numerous reservoirs, including at the Allatoona Project.
Ubbelohde, 330 F.3d at 1027. The text of the authorizing
legislation does not provide “a method of deciding whether the
balance actually struck by the Corps in a given case is correct
or not.” Id. For example, the Flood Control Act of 1941 simply
states that the Allatoona Reservoir should be constructed “for
flood control and other purposes” as outlined in House Document
No. 674, Pub. L. No. 77-228, 55 Stat. 638, 641 (1941); which in
turn lists, in no apparent order of importance, flood risk
management, navigation, and hydropower generation as the three
specific authorized purposes of the project, A.R., ECF No. 61 at
D-00013497.0002; see also id. at D-00044902 (describing the
Allatoona Project as “multipurpose”). Similarly, the River and
237
Harbor Act of 1945 created a development plan for the entire ACT
Basin for “navigation, flood control, power development, and
other purposes,” again in no ranking order. Pub. L. No. 79-14, §
2, 59 Stat. 10, 17 (1945); see also In re ACF Basin, 554 F.
Supp. 3d at 1302 (“Congress did not order the priorities of the
project purposes in the Rivers and Harbors Act[.]”). The Court
agrees with Defendants that this textual evidence demonstrates
that these two laws do not “rank, prioritize, emphasize, or
otherwise provide direction for the Corps to prefer one purpose
or another[,]” but rather “merely list[]” and “discuss” all
three specific purposes—hydropower, navigation, and flood risk
management—“in general terms.” Defs.’ Reply, ECF No. 102 at 8-9.
Furthermore, neither statute indicates how to treat any of
the generally applicable authorized purposes as compared to the
specific ones, nor could they, since all of the general
statutory authorities—“P.L. 78-534, P.L. 85-500, P.L. 85-624,
P.L. 92-500, and P.L. 93-205”—were enacted later in time than
the Flood Control Act of 1941 and the River and Harbor Act of
1945 (with the exception of the Flood Control Act of 1944).
A.R., ECF No. 61 at D-00044902. Although there is a textual
argument to be made that later-in-time authorities are broadly
encompassed by the “and other purposes” language that appears in
both enabling statutes, the Corps’ policy settles the issue, as
it “states that legally authorized purposes recognized after
238
project construction receive appropriate consideration,” again
in no specified ranking order, “when making water control
decisions just as those for which costs have been allocated.”
Id. at D-00043977; 33 C.F.R. § 222.5(f)(1).
Therefore, the principal requirement for the basin itself
and at the Allatoona Project is that the Corps consider, through
the proper procedures and a transparent public process, each
authorized purpose in order to strike an appropriate balance for
WCM updates. See In re ACF Basin, 554 F. Supp. 3d at 1302 (“The
Corps has significant discretion to balance the often competing
purposes at its multi-purpose reservoirs.”); Ubbelohde, 330 F.3d
at 1027 (requiring courts to “review the Corps’ decisions to
ensure that it considered each of the[ authorized] interests
before making a decision”); accord In re Operation of Mo. River
Sys. Litig., 421 F.3d 618, 629 (8th Cir. 2005). Consistent with
this mandate, the Corps did “not assign priorities to [ ]
project purposes” in the Master Manual, but instead,
“consider[ed] all of the authorized purposes when making
[balanced] water management decisions in the basin” so as to
minimize conflict “between the individual authorized purposes.”
A.R., ECF No. 61 at D-00053478. The Court does not conclude,
however, as the Alabama Plaintiffs claim, that the Corps has
“virtually unreviewable discretion to ‘balance’ project
purposes.” Pls.’ Reply, ECF No. 99 at 9. Rather, the Court has
239
concluded that the Corps is empowered “to develop a Master
Manual to describe how it will operate the [ACT] system to
balance conflicting purposes[,]” In re ACF Basin, 554 F. Supp.
3d at 1289 (citing 33 U.S.C. § 709); and that at the Allatoona
Project, there are seven combined general and specific
authorized project purposes, A.R., ECF No. 61 at D-00044902.
On the “balancing” point, the parties present opposing
views of South Dakota v. Ubbelohde, 330 F.3d 1014 (8th Cir.
2003), a case involving state challenges to the Corps’
management of the Missouri River. Id. at 1019. In that case, the
Eighth Circuit analyzed the Flood Control Act of 1944 to
determine that its text “sets up a balance between” flood
control and navigation, which it identifies as “the dominant
functions of the River’s reservoir system[,]” and recreation and
other interests, which it calls the “secondary uses” provided by
the Act. Id. at 1027 (citing ETSI Pipeline Project v. Missouri,
484 U.S. 495, 512, 108 S. Ct. 805, 98 L. Ed. 2d 898 (1988)). The
Eighth Circuit determined that the Flood Control Act of 1944
“provides some law to apply,” although given its “minimal
guidance,” courts need only ensure that the Corps gives equal
consideration to project purposes, which does not necessarily
amount to “equal results.” Id. at 1027, 1031. Ultimately, based
on the evidence, including the legislative history and “the
sequential listing of interests” in the text of the Act, the
240
Eighth Circuit concluded that for the Missouri River system,
“the Corps’ primary concerns should be flood control and
navigation” before recreation. Id. at 1032. The Alabama
Plaintiffs argue that Ubbelohde indicates that the Corps has
“limited” authority to operate its projects for certain purposes
and “is precluded, at the very least, from abandoning those
project purposes in either a de facto or de jure manner.” Pls.’
Mot., ECF No. 83 at 41. The Georgia Parties claim, however, that
Ubbelohde supports theirs and Defendants’ argument that the
Flood Control Act of 1941 “does not dictate the balance of
purposes” or the “‘priority the Corps can or must give to
different interests[.]’” Intervenor-Defs.’ Reply, ECF No. 103 at
6-7 (quoting Ubbelohde, 330 F.3d at 1032).
The Court agrees with Defendants and Intervenor-Defendants
that, as with the Flood Control Act of 1944 at issue in
Ubbelohde, the Flood Control Act of 1941, the authorizing
legislation for Allatoona, “provides no basis to determine
whether the balance the Corps struck in the ACT Manual is
appropriate.” Intervenor-Defs.’ Reply, ECF No. 103 at 7;
Ubbelohde, 330 F.3d at 1027. Rather, the Flood Control Act of
1941 is even less helpful than the Flood Control Act of 1944, as
the 1944 Act textually references both specific and general
authorities, thereby “set[ting] up a balance” between dominant
and secondary interests, Ubbelohde, 330 F.3d at 1027; whereas
241
the 1941 Act, in conjunction with House Document No. 674, only
enumerates flood risk management, hydropower, navigation, “and
other purposes” as the authorized project purposes at Allatoona,
since the general authorities went into effect later in time.
At the same time, however, the Court agrees with the
Alabama Plaintiffs that Ubbelohde and a later Eighth Circuit
case, In re Operation of Missouri River System Litigation, 421
F.3d 618 (8th Cir. 2005), provide support for the contention
that under the APA, the Corps is prohibited from wholly
“reorder[ing]” and/or “abandon[ing]” Allatoona’s seven
congressionally authorized project purposes. Pls.’ Reply, ECF
No. 99 at 9. Even if the Court were to adopt the Eighth
Circuit’s divide between dominant and secondary uses of a
reservoir system, for example labeling Allatoona’s “expressly
authorized project purposes” of hydropower, flood risk
management, and navigation as the dominant functions, and the
later in time “operational objectives” of recreation, water
quality, water supply, and fish and wildlife conservation as the
secondary uses, A.R., ECF No. 61 at D-00043779; the Court agrees
that the Corps cannot abandon any of these priorities—especially
the “dominant” ones, see In re Operation of Mo. River, 421 F.3d
at 629 n.7 (“If, due to extreme conditions, the Corps is faced
in the future with the unhappy choice of abandoning flood
control or navigation on the one hand or recreation, fish and
242
wildlife on the other, the priorities established by the [Flood
Control Act of 1944] would forbid the abandonment of flood
control or navigation.”). The question thus becomes whether the
Alabama Plaintiffs are correct that at the Allatoona Project,
the Master Manual abandons the “dominant” authorized project
purposes of hydropower and navigation in favor of the
“secondary” interest of recreation. See id. (explaining that
changes amounting to “some more limited degree of support for”
dominant functions “could be held to constitute ‘abandonment’”).
For the reasons explained below, the Court concludes that
under the Master Manual, the Corps has not actually or
functionally abandoned or deemphasized the congressionally
authorized project purposes of (1) hydropower, and (2)
navigation at the Allatoona Project, nor has it “reordered” or
“materially altered” them in any impermissible way. Instead, the
Court agrees with Defendants that the Corps crafted “modest
incremental changes to” the ACT Master Manual that appropriately
considered and balanced the various applicable specific and
general project purposes, and therefore “in no way has exceeded
its authority.” Defs.’ Reply, ECF No. 102 at 8.
a. The Master Manual Does Not “Deemphasize”
Hydropower at the Allatoona Project
The Alabama Plaintiffs argue that the Master Manual should
be set aside because it “substantially deemphasizes the
243
congressionally authorized purpose of hydropower generation” at
the Allatoona Project. Pls.’ Mot., ECF No. 83 at 37. They claim
that under the Master Manual, the Corps plans to raise lake
levels “to the maximum extent possible” by reducing releases
from Allatoona Dam, implementing new action zones, using a new
guide curve or “fall phased draw down” that holds water in
Allatoona later in the year, and “asserting unprecedent
discretion not to generate any power” via changes to hydropower
generation schedules, all of which they claim “changes Allatoona
from a power project with incidental recreation benefits to a
recreational project with incidental power benefits.” Pls.’
Reply, ECF No. 99 at 10; Pls.’ Mot., ECF No. 83 at 27. To
support their argument, the Alabama Plaintiffs pull language
from the FEIS to argue that a stated “goal of the new Manual is
to have ‘substantially higher lake elevations’ than historical
averages[,]” Pls.’ Mot., ECF No. 83 at 27 (citing A.R., ECF No.
61 at D-00044278); and that the Corps’ intent behind the new
action zones—the source of the Corps’ alleged newfound
discretion to generate zero hydropower—is “‘to manage the lake
at the highest level possible for recreation and other’
unspecified ‘purposes’ to the detriment of hydropower generation
releases,” id. at 28 (citing A.R., ECF No. 61 at D-00044402).
They claim that the resulting reduction in hydropower and
downstream flows occurs at various levels in all seasons but “is
244
especially acute” during the August to November “critical low-
flow period[]” “when peak hydropower and downstream flow support
are needed most.” Id. at 38. By eliminating minimum hydropower
requirements, “substantially reduc[ing] the volume of water
available for hydropower[,]” and reallocating that storage to
benefit recreation, the Alabama Plaintiffs contend that the
Master Manual “constitutes a ‘material alteration’ in its
operation” and in Allatoona’s authorized project purposes that
cannot occur without prior congressional approval. Id. at 37,
39-40, 43; Pls.’ Reply, ECF No. 99 at 10.
In response, Defendants argue that “hydropower operations
under the Master Manual are similar to historical norms and not
the drastic departure that Plaintiffs suggest.” Defs.’ Reply,
ECF No. 102 at 11. They contend, like the Georgia Parties, that
impacts to hydropower are “minor,” “modest,” and “small,” and
“fully consistent with the general congressional directive to
operate the ACT projects for multiple purposes, including but
not limited to hydropower generation.” Defs.’ Cross-Mot., ECF
No. 95 at 20; Intervenor-Defs.’ Cross-Mot., ECF No. 97 at 13-14.
As a result, they claim that the Alabama Plaintiffs “cannot
credibly contend [that] the minor operational adjustments in the
ACT Manual constitute fundamental or material changes” to the
authorized project purpose of hydropower, Intervenor-Defs.’
Cross-Mot., ECF No. 97 at 15; or that such changes, actually
245
“contemplated for drought operations[,] were [solely] intended
to benefit recreation[,]” Defs.’ Cross-Mot., ECF No. 95 at 20.
The Corps issued the updated Master Manual pursuant to 33
C.F.R. § 222.5, which requires the Corps to develop WCMs “to
conform with objectives and specific provisions of authorizing
legislation and applicable Corps of Engineers reports.” 33
C.F.R. § 222.5(f)(1). At the same time, “[i]t has long been the
custom of Congress to approve” Corps projects on the basis of
“preliminary plans and to authorize the Chief of Engineers to
make such modifications as later studies indicate are
necessary.” United States v. 2,606.84 Acres of Land, 432 F.2d
1286, 1292 (5th Cir. 1970), cert. denied, 402 U.S. 916, 91 S.
Ct. 1368, 28 L. Ed. 2d 658 (1971); see also United States v.
255.25 Acres of Land, 712 F.2d 1263, 1266-67 (8th Cir.
1983); Creppel v. U.S. Army Corps of Eng’rs, 670 F.2d 564, 572
(5th Cir. 1982). “The reports with reference to which such
projects are adopted are ‘never intended to be the final plans
for the . . . project,’ United States v. 2,606.84 Acres of
Land, 432 F.2d 1292, but are merely ‘planning document[s] that
explore[] in general rather than detailed terms the feasibility
of the engineering and economic aspects of the Project,’ United
States v. 255.25 Acres of Land, 712 F.2d at 1266.” Britt v. U.S.
Army Corps of Eng’rs, 769 F.2d 84, 89 (2d Cir. 1985). As such,
the rule is that “[e]ven when a project’s purpose is authorized
246
by Congress, the executive officer charged with responsibility
for the project may modify its purpose unless this action is so
foreign to the original purpose as to be arbitrary or
capricious.” Creppel, 670 F.2d at 572 (emphasis added).
Otherwise, it would “impart[] both stupidity and impracticality
to Congress to conclude that the [authorizing] statute impliedly
forbids any change in a project once approved, and thus prevents
the agency official from providing for the unforeseen or the
unforeseeable, . . . or from adjusting for changes in physical
or legal conditions.” Id. at 572-73; see also 33 C.F.R. §
222.5(f)(3) (allowing revisions “as necessary” to WCMs due to
“developments in the project area and downstream” and changes in
technology, legislation, and “other relevant factors”).
Both Congress and the Corps have long recognized that the
Corps’ discretion to make certain improvements to its authorized
water projects “is an important delegation of [its] authority.”
See A.R., ECF No. 61 at SUPPAR022996; H.R. Rep. No. 2165,
Authorizations for Reservoirs, Levees, and Flood Walls for Flood
Control, Flood Control Act of 1946, 79th Cong. (1946) (“[I]t has
been the policy of . . . the Congress to recognize that changing
conditions often make plans obsolete, and to avoid undue
rigidity they have given . . . the Chief of Engineers the
authority to modify plans as may be found necessary and
desirable.”). However, post-authorization changes are subject to
247
certain restrictions, Env’t Def. Fund, Inc. v. Alexander, 467 F.
Supp. 885, 899 (N.D. Miss. 1979), aff’d, 614 F.2d 474 (5th Cir.
1980); and any change must “serve the original purpose of the
project[,]” Creppel, 670 F.2d at 573; such that modifications
that “[m]aterially alter the scope or function of the project”
or “change the authorized plan of improvement” require prior
congressional approval, A.R., ECF No. 61 at SUPPAR022997.
“No hard-and-fast rule can be cited as governing when a
project modification should be presented to Congress for further
consideration.” Alexander, 467 F. Supp. at 901; see also A.R.,
ECF No. 61 at SUPPAR022997 (calling it “a matter of judgment”
whether a proposed post-authorization change “is or is not a
permissible one”). The Corps has provided some guidance in a
1951 Chief of Engineers’ report regarding “the scope of
executive authority to modify projects previously approved by
Congress,” and reaffirmed these principles in a later 1969 legal
memorandum to the Special Assistant to the Secretary of the
Army. Alexander, 467 F. Supp. at 900-01. Based on this guidance,
material alterations include “the deletion or addition of
project purposes where not otherwise authorized by law, or
substantial changes in the relative sizes of project purposes,”
whereas “engineering changes” which involve changes to “the
location, dimension, method of construction, minor variations in
the allocation of storage for the various project purposes, and
248
changes in the size and scope of the project to meet needs which
differ from those which existed at the time of authorization”
are permissible “so long as the scope and function of the
project are not materially altered.” Id. at 901 (quoting the
1969 memorandum—A.R., ECF No. 61 at SUPPAR022997). In sum, the
Corps’ authority to make changes to water projects without first
seeking congressional approval is broad but not unlimited.
The Court turns to the administrative record to determine
whether the Alabama Plaintiffs are correct in arguing that the
Corps exceeded its statutory authority by materially changing,
without congressional approval, the hydropower “purpose or
function” of the Allatoona Project “for the sake of recreation.”
Pls.’ Mot., ECF No. 83 at 37, 42 (quoting Alexander, 467 F.
Supp. at 908-09). For the Alabama Plaintiffs to successfully
argue that “the Corps has illegally shifted priority from
hydropower to recreation,” the record must show that:
(1) “recreation is a focus of the updated manuals,” such that
reductions in hydropower operations “were intended to benefit
recreation[;]” or (2) such reductions were so significant in
relative size so as to have the effect of “substantially
deemphasizing” hydropower while elevating recreation. Defs.’
Cross-Mot., ECF No. 95 at 20; A.R., ECF No. 61 at SUPPAR022997.
For the reasons explained below, the Court concludes that
neither argument is supported by the record.
249
i. Hydropower Was Not Abandoned or
Reordered for the Sake of
Recreation, Which Was
Appropriately Considered Among
Allatoona’s Other Project Purposes
The Alabama Plaintiffs claim that the Master Manual’s
“stated goal is to cut back on releases and hold as much water
in the [Allatoona L]ake as possible so the Corps can promote
local recreational uses of the lake” to the alleged illegal
“diminishment of hydropower generation[.]” Pls.’ Mot., ECF No.
83 at 11. However, the FEIS does not identify recreation as an
objective of the Master Manual, see, e.g., A.R., ECF No. 61 at
D-00043862-63 (Section 1.2, “Purpose and Need”), D-00043868-70
(screening criteria), D-00044226, D-00044196; and it explains
that any proposed changes “that would significantly affect other
project purposes or . . . would require . . . congressional
authorization[,]” are “not consistent with the purpose and need
of updating the WCM[,]” see id. at D-00043863 (“[T]his EIS does
not address any proposed changes to water management practices
that exceed existing congressional authority.”).
Instead, the FEIS identifies as a primary objective of the
update the development of a basin-wide drought management plan,
id. at D-00044196; because changing conditions and droughts
experienced in the ACT Basin over the past decades have revealed
that peaking hydropower operations “would need to be more
flexible to avoid drawing down the pools so low that the Corps
250
could not meet other authorized purposes[,]” like navigation,
water quality, and recreation, Defs.’ Cross-Mot., ECF No. 95 at
17 (citing A.R., ECF No. 61 at D-00043979); see also A.R., ECF
No. 61 at D-00043785 (explaining that during the 2006 to 2008
drought, the Corps did not have an applicable drought plan
across the ACT Basin and “generally responded to drought
conditions by reducing hydropower generation at Allatoona Lake
and Carters Lake as the reservoir pools dropped throughout the
summer and fall”). The FEIS adds that at Allatoona Lake in the
past, sustained hydropower operations during times of drought
have adversely affected the Corps’ balancing of project purposes
there. A.R., ECF No. 61 at D-00044196. Thus, a goal of the
update was to implement drought contingency plans, as required
by Corps regulations, id.; see also ER 1110-2-1941, Drought
Contingency Plans (Sept. 15, 1981); to improve operational
flexibility to reduce water uses during severely dry times,
A.R., ECF No. 61 at D-00043773, D-00044196; see also id. at D-
00043785-87 (explaining the drought management plan, its key
features, and the reasons for its implementation).
At Allatoona Lake, the newly created drought management
plan “consist[s] of progressively reduced hydropower generation
as pool levels decline[,]” and a modified hydropower generation
schedule based on the action zones’ four ranges of power so as
to create flexibility during drought. Id. at D-00044206, D-
251
00044224, D-00044258. As the FEIS explains, this plan results in
“substantially higher lake elevations under drought conditions
than the No Action Alterative” or other action plans, and this
“improvement in water surface elevation conditions at Allatoona
Lake . . . would largely be attributable to the proposed phased
drawdown guide and revised action zones” that “call for more
conservative project operations to conserve storage with the
onset of extremely dry conditions in the basin.” Id. at D-
00044278. Thus, when the Alabama Plaintiffs quote the FEIS to
argue that a goal of the updated Manual was to have
“substantially higher lake levels,” see Pls.’ Mot., ECF No. 83
at 47 (arguing that higher lake levels mean “less, not more,
hydropower generation”); they tellingly excluded portions of the
text clarifying that those higher lake levels would be “under
drought conditions” pursuant to the drought management plan,
rather than for the sole purpose of benefiting recreation at the
expense of hydropower under normal conditions, compare Pls.’
Mot., ECF No. 83 at 27, 42, and Pls.’ Reply, ECF No. 99 at 17,
with A.R., ECF No. 61 at D-00044278.
The same is true for other statements in the FEIS that the
Alabama Plaintiffs cite to as evidence of the Manual’s alleged
improper focus on recreation. For example, they claim that the
FEIS “expressly justified the new four-hour cap on hydropower
production in the top action zone as creating ‘an overall
252
benefit to recreational use of the lake[,]’” and “that as a
general matter, the ‘action zones would be used to manage the
lake at the highest level possible for recreation and other
purposes.’” Pls.’ Reply, ECF No. 99 at 17 (citing A.R., ECF No.
61 at D-00044235-36, D-00044402, D-00044406). However, they fail
to include the related portions of the FEIS explaining that
Allatoona’s four action zones are “shaped to mimic the seasonal
demands for hydropower” and that this reshaping, coupled with
adjustments to the range of power generation hours per day, are
aimed at creating “operational flexibility to meet power
demands” and “provid[ing] for more effective management of
conservation storage” and overall improvement in lake levels,
“particularly under drier conditions[,]” changes which would
“likely provide for improved conditions in APC lakes and [Corps]
projects downstream of Allatoona Lake” during droughts. A.R.,
ECF No. 61 at D-00044402-03, D-00044406, D-00043788-89; see also
id. at D-00044248 (“Action zones are used to manage the lakes at
the highest level possible within the conservation storage pool
while balancing the needs of all authorized purposes with water
conservation as a national priority used as a guideline.”).
Similarly, the Alabama Plaintiffs claim that the “FEIS
touted the ‘guide curve revision in the fall’ as ‘further
benefit[ting] recreational uses at Allatoona Lake . . . . ’”
Pls.’ Reply, ECF No. 99 at 18 (citing A.R., ECF No. 61 at D-
253
000444245). However, this language is from a sub-section titled
“Recreation” (under a larger section titled “Relationship to
Water Management Objectives and Project Purposes”) dedicated to
describing the effects of the Proposed Action Alternative on
recreational uses at Allatoona Lake. A.R., ECF No. 61 at D-
000444244-45. Meanwhile, one of the other sub-sections in this
portion of the FEIS is titled “Hydropower,” and there the FEIS
explains that the phased fall drawdown guide curve “provide[s]
additional benefit[s] for hydropower generation compared to the
current guide curve,” in addition to benefits to recreation and
flood risk management. Id. The Court therefore agrees with
Defendants that the Alabama Plaintiffs’ portrayal of recreation
as a focus of the Master Manual is a “red herring” based on the
Alabama Plaintiffs’ reliance on “out of context statements,”
Defs.’ Cross-Mot., ECF No. 95 at 19; and that benefits to
recreation were “one reason among others for selecting the”
Proposed Action Alternative, Intervenor-Defs.’ Cross-Mot., ECF
No. 97 at 12; see also A.R., ECF No. 61 at D-00044245 (“Plan G
would be likely to provide improvements with respect to flood
risk management, hydropower generation, navigation, fish and
wildlife conservation, recreation, and water quality.”).
The FEIS further explains that conserving water in storage
upon the onset of drought, which results in higher Allatoona
lake levels, benefits all project purposes. See, e.g., A.R., ECF
254
No. 61 at D-00043789, D-00044278, D-00044266; Defs.’ Cross-Mot.,
ECF No. 95 at 19; Intervenor-Defs.’ Cross-Mot., ECF No. 97 at
11-12, 17. For example, the “additional measure in Plan G to
reduce hydropower production during September through November
to facilitate implementation of the phased fall guide curve
drawdown” is expected to provide additional benefits at
Allatoona with respect to recreation but also “overall
hydropower production.” A.R., ECF No. 61 at D-00044245. Other
benefits include, but are not limited to, “higher median lake
levels” at Allatoona for all purposes for more months of the
year, id. at D-00044278; improved flood risk management
operations at Allatoona Lake, 40 id. at D-00044244, D-00044266;
40The Georgia Parties and the Alabama Plaintiffs dispute whether
higher lake levels benefit Allatoona’s flood risk management
purpose. Compare Pls.’ Mot., ECF No. 83 at 29-30, 47, and Pls.’
Reply, ECF No. 99 at 18-19, with Intervenor-Defs.’ Cross-Mot.,
ECF No. 97 at 11-12, 17, 20, and Intervenor-Defs.’ Reply, ECF
No. 103 at 14. According to the Alabama Plaintiffs, holding
water in Zone A of the flood control pool “indefinitely” during
the fall period amounts to higher lake levels, which means
“less, not more, flood control[.]” Pls.’ Mot., ECF No. 83 at 29-
30, 47. The Court rejects this argument, as the FEIS conducted a
technical analysis of the effects of adopting the phased
drawdown on flood control impacts downstream of Allatoona Lake,
and the results indicated that such changes reduce flooding
overall and would not “significantly affect flood risk
management at Allatoona Lake.” See A.R., ECF No. 61 at D-
00044218-21, D-00044462-66, D-00043876-77; see also Intervenor-
Defs.’ Cross-Mot., ECF No. 97 at 12 (explaining that delaying
releases through the phased drawdown provides flood protection).
The FEIS thereby identifies flood control as a benefit of the
Manual’s changes at Allatoona. A.R., ECF No. 61 at D-00044243-
44, D-00044266. The Alabama Plaintiffs do not challenge the
results of this analysis. Further, the Allatoona Manual
255
and benefits to fish and wildlife conservation resources in the
Alabama River resulting from drought plan enhancements, id. at
D-00044245.
Although some effects of the Master Manual are expected to
benefit recreation, see id. at D-00044470 (anticipating that the
Proposed Action Alternative can avoid lake level declines into
the most severe recreational impact category by “an additional
2,416 days over the 73-year modeled period of record compared to
the No Action Alternative”); “others are expected to be slightly
adverse[,]” Defs.’ Cross-Mot., ECF No. 95 at 19 n.3. A
recreational impacts study at Allatoona Lake, see A.R., ECF No.
61 at D-00044468 (Table 6.6.-27, “Allatoona Lake recreation
impacts”); indicates that the amount of time that lake levels
will be categorized in the “Recreation Impact” range increases
from 28.4% under the No-Action Alternative to 37.7% of the time
under the Proposed Action Alternative, id. at D-00044470; which
translates to an increase in the amount of time that Corps
(Appendix A to the FEIS) explains how the “prime objective” of
flood risk management is attained at Allatoona via the “five
flood action zones defined above the top of the conservation
storage[.]” See id. at D-00044952-57, D-00045086. The Court thus
defers to the Corps’ “complex judgments” about this flood
control methodology and data analysis. Alaska Airlines, Inc. v.
TSA, 588 F.3d 1116, 1120 (D.C. Cir. 2009). Regardless, flood
risk management is still one benefit out of many, and thus, the
Alabama Plaintiffs fail to demonstrate that “[t]he Manual
deemphasizes congressionally authorized purposes for the sake of
recreation.” Pls.’ Mot., ECF No. 83 at 42.
256
beaches and swim areas are “unusable” and marinas and slip docks
are detrimentally affected, id. at D-00044467-68; see also id.
at D-00044958 (explaining that at the “Recreation Impact Level,”
recreation is “more severely affected,” as regular swim areas
are exposed, two boat ramps are closed, and almost half of
private docks are affected). Overall, the Allatoona Manual
specifically states that water managers will “attempt to
maintain reasonable lake levels, especially during the peak
recreational use periods,” but notes that “there are no specific
requirements relative to maintaining recreational levels” and
that “[o]ther project functions usually determine releases from
the dam and the resulting lake levels.” Id. at D-00044958. This
directly undermines the Alabama Plaintiffs’ claim that
recreation is driving the changes to the Master Manual.
The Alabama Plaintiffs attempt to rebut Defendants’
explanations by contending that the Master Manual’s changes
(i.e., “the action zones, reduced generation schedule,
eliminating of minimum hydropower, and fall phased guide curve”)
“apply not just in drought, but in all operating conditions” and
that “any regulatory requirement to have a drought plan does not
negate the Corps’ responsibility to operate Allatoona for its
authorized hydropower . . . purpose[].” Pls.’ Reply, ECF No. 99
at 18. The Court rejects this argument and concludes that in
view of hydrological changes over the years and prior droughts,
257
the FEIS has adequately explained the need to develop a basin-
wide drought plan that “incorporate[s] variable hydropower
generation requirements” from Allatoona Lake, A.R., ECF No. 61
at D-00044205; based on seasonal demands and creates operational
flexibility to in fact support hydropower and other purposes in
low flow conditions, which is what the Corps historically did in
response to reservoir pools dropping during the summer and fall
of the 2006 to 2008 drought, id. at D-00043785-90, D-00043979
(“[H]ydropower production has [historically] been curtailed, as
necessary, to balance the entire system operation.”). The
record, including a study analyzing the effects of the Manual
“on hydropower benefits,” indicates that these changes do not
“negate” Allatoona’s authorized hydropower purpose, both in
periods of drought and non-drought, but instead provide capacity
and energy benefits compared to the No-Action Alternative. See
id. at D-00044444-60; Defs.’ Reply, ECF No. 102 at 12 (“The FEIS
discusses hydropower and the proposed changes at great length
and in great detail.” (citing A.R., ECF No. 61 at D-00043788-89,
D-00043877-78, D-00043979-80, D-00044158-62).
Based on the above analysis, the Court concludes that
recreation was not the sole focus of the updates to the Master
Manual, or even an intended target of any resulting changes to
hydropower operations, and it rejects the Alabama Plaintiffs’
claim that the Corps improperly reordered, abandoned,
258
deemphasized, or “elevate[d] this secondary project purpose over
the originally authorized” hydropower purpose. Pls.’ Reply, ECF
No. 99 at 17. And, to the extent that the Alabama Plaintiffs
dispute the Corps’ ability to consider recreation at all, the
Court concludes that at a minimum, the Corps was statutorily
authorized to consider impacts and benefits to recreation at
Allatoona Lake and at the rest of its projects. As noted above,
“[f]unctions such as recreation, water quality, and water
supply, and fish and wildlife conservation are considered
[project] purposes under general legislation” since Corps’
policy equally recognizes legally authorized purposes that were
enacted “after project construction . . . just as those for
which costs [were] allocated.” A.R., ECF No. 61 at D-00043977;
33 C.F.R. § 222.5(f)(1). As relevant here, the Flood Control Act
of 1944, despite being enacted after the Flood Control Act of
1941, also applies to the Allatoona Project, and authorizes the
Corps “to construct, maintain, and operate public park and
recreational facilities in reservoir areas” under its control.
Pub. L. No. 78-534, § 4, 58 Stat. 887, 889 (1944); see also 16
U.S.C. § 460d (adding that the “water areas” of Corps projects
“shall be open to public use generally for boating, swimming,
bathing, fishing, and other recreational purposes”). As such,
recreation was not an “illegitimate” consideration in the Master
Manual but rather appropriately considered and reasonably
259
balanced, even if “secondar[ily],” among Allatoona’s other
authorized project purposes. Pls.’ Reply, ECF No. 99 at 17.
ii. Reductions in Hydropower Are Not
So “Substantial” or “Significant”
So as to Have the Effect of
Materially Altering the Size of
Allatoona’s Hydropower Purpose
Relatedly, the Alabama Plaintiffs appear to argue that
regardless of the Corps’ specific intent as to recreation, by
eliminating minimum hydropower requirements and “substantially
reduc[ing] the volume of water available for hydropower[,]” the
Corps has engaged in an unauthorized reallocation of Allatoona’s
reservoir storage away from power generation that has the effect
of benefitting recreation “at the expense of” hydropower. Pls.’
Mot., ECF No. 39 at 39, 42. Using changes in the percentages of
conservation storage available for hydropower releases in the
new four action zones alleged by APC, the Alabama Office of
Water Resources, and the State of Alabama in their comments on
the FEIS, the Alabama Plaintiffs argue that this reallocation
adversely affects the size of Allatoona’s authorized hydropower
purpose, amounting to a “material alteration” in operation that
requires prior congressional approval. Id. at 39-40, 42-43.
Relying on these comments, the Alabama Plaintiffs contend that
during the summer May 1 to September 1 period, the amount of
storage available for normal hydropower releases in action zones
1 and 2 is reduced by 43%, compared to Zone 1 storage under the
260
1993 Draft Manual; that as of October 1, Zones 1 and 2 combined
experience a 67% reduction in storage compared to the 1993
draft’s Zone 1; and that “[d]uring the critical July-August
period, when peak generation is needed most, 45% to 55% of the
total conservation storage is in Zone 4, which is off-limits to
normal hydropower generation.” Id. at 28, 39 (citing A.R., ECF
No. 61 at D-00049516, D-00049593-95, D-00043419-20, D-00045583-
85). They claim that the new action zones provide a “stark
illustration of how the Corps has disregarded Congress’
direction that power generation was one of Allatoona’s primary
purposes[,]” especially since the 1968 NEPA-approved Allatoona
Manual “contained no action zones,” and the 1993 Draft Manual
introduced action zones but still required minimum levels of
hydropower generation. Id. at 38-39. Additionally, the Alabama
Plaintiffs fault the FEIS for not isolating hydropower loss at
the Allatoona Project “during the dry season or during any
particular month[,]” and instead only computing monthly data for
the ACT system “as a whole,” especially since APC has provided
the Corps with data “about Allatoona-specific losses” in monthly
hydropower generation. Pls.’ Reply, ECF No. 99 at 11.
Regarding this issue, the Corps concluded that “the effects
of the phased drawdown, action zones, and hydropower generation
schedules are either trivial or beneficial to hydropower.” See
Intervenor-Defs.’ Cross-Mot., ECF No. 97 at 13-17; Defs.’ Cross-
261
Mot., ECF No. 95 at 20 (calling adjustments to hydropower
operations “small” and “modest overall”). The Corps and its
Hydropower Analysis Center conducted an analysis to understand
how updated system operations would affect hydropower
generation, comparing the results under the No-Action
Alternative with the “three alternative flow scenarios” under
the action Plans D, F, and G. See A.R., ECF No. 61 at D-00044444
(explaining that this complete report is included in Appendix E
to the FEIS), D-00044457-60. This analysis found that total
system generation under the Proposed Action Alternative would
increase slightly (by 282 megawatt-hours or about 0.1%) compared
to the No-Action Alternative, while the projected average annual
energy benefits for all ACT projects would decrease slightly (by
$255,000 out of more than $222 million or about 0.11%). Id. at
D-00044460. The simulation also showed an overall system
increase in hydropower generation of up to 2% from January
through August, only minor losses in generation in the fall (a
2% decrease in September, under a 6% decrease in October, and
just over a 3% decrease in November), and an increase in
generation in December. Id. at D-00044456-57, D-00044460.
At Allatoona specifically, the FEIS indicates that the
Proposed Action Alternative results in an annual decrease of
only 0.4% in total system energy benefits compared to the No-
Action Alternative. See A.R., ECF No. 61 at D-00048486
262
(comparing the total system energy benefits baseline number of
$5,081,000 to the Proposed Action number of $5,062,000, which
equates to only a $19,000 decrease), D-00044458 (variation of
the same chart); Defs.’ Reply, ECF No. 102 at 11; Pls.’ Reply,
ECF No. 99 at 11 n*. As discussed, the Alabama Plaintiffs do not
contest these numbers on their own terms, but instead present
alternative sets of data from APC and other Alabama-interested
entities that are computed in different ways. 41
The Court first notes its agreement with Defendants and the
Georgia Parties that in calculating hydropower impacts, the
41The Alabama Plaintiffs also cite to extra-record exhibits,
including a declaration from its own expert, in opposing the
hydropower projections made by the Corps. See, e.g., Pls.’
Reply, ECF No. 99 at 11 (citing Ex. 3, Decl. of Alan L. Peeples,
ECF No. 83-3), 19-20 (same); Pls.’ Mot., ECF No. 83 at 34, 38.
They attempt to use these exhibits, which include additional
data and public records, to argue that “a material alteration of
the Allatoona Project,” including changes in the relative size
of its hydropower purpose, “is not hypothetical” but “already
has followed” the changes made to the Master Manual. Pls.’
Reply, ECF No. 99 at 19-20; Pls.’ Mot., ECF No. 83 at 38.
Although they claim they are not contending that these extra-
record exhibits “should be formally part of the administrative
record[,]” they argue that judicial review should not be “an
artificial game” and should consider the developments at the
Allatoona Project that have followed the implementation of the
Master Manual. Pls.’ Reply, ECF No. 99 at 20. As the Court has
already concluded, see supra note 39, this “use of extra-record
evidence to allege negative impacts to hydropower as a result of
the Master Manual’s changes is improper and should be
disregarded[,]” Defs.’ Cross-Mot., ECF No. 95 at 20 n.4. “It is
black-letter administrative law that in an [APA] case, a
reviewing court should have before it neither more nor less
information than did the agency when it made its decision.” CTS
Corp. v. EPA, 759 F.3d 52, 64 (D.C. Cir. 2014) (citation and
internal quotation marks omitted).
263
Alabama Plaintiffs “err[] by focusing on the individual projects
rather than the entire system as a whole, which contradicts
congressional intent for the AC[T] Basin.” In re ACF Basin, 554
F. Supp. 3d at 1301; see Intervenor-Defs.’ Reply, ECF No. 103 at
12 (rejecting the claim that it was improper for the Corps “to
consider impacts to hydropower from a system-wide perspective,
rather than focusing just on the output of Allatoona Lake”). The
Corps operates the Allatoona Project as part of the larger ACT
system, see A.R., ECF No. 61 at D-00043977 (“ACT projects
(including APC projects) are operated as a system to the maximum
extent possible rather than as a series of individual,
independent projects.”); and the power produced there is
marketed throughout the southeast and sold on a system-wide
basis, id. at D-00043979. Further, Allatoona Lake provides only
a small portion of the overall hydropower generated within the
ACT system—72 marketable capacity (“MW”) out of 2,215 MW—or 3%
of total basin-wide dependable capacity, id. at D-00044450; and
only 2% of the ACT Basin’s total energy benefits, id. at D-
00044458. Likewise, the conservation storage in Allatoona Lake
is only 10.8% of total conservation storage for the entire ACT
Basin, see id. at D-00043778; with APC controlling the majority
(about eighty percent) of the available storage in the basin,
id. at D-00043928. Given this data, the Court defers to the
Corps’ projections of system-wide hydropower impacts, showing a
264
0.1% increase in overall system generation, a 0.11% decrease in
average annual energy benefits project-wide, and a 0.4% annual
decrease in energy benefits at Allatoona specifically. Id. at D-
00044460, D-00048486; see A.L. Pharma, Inc. v. Shalala, 62 F.3d
1482, 1490 (D.C. Cir. 1995) (affording “a high level of
deference to an agency’s evaluations of scientific data within
its area of expertise”). As the FEIS explains, “[t]he dependable
capacity calculation procedure for the ACT Basin projects began
by approximating each project’s contribution . . . in meeting
the system capacity requirements,” A.R., ECF No. 61 at D-
00044450; and based on the resulting numbers, it concluded that
“[a]t the majority of plants, no noteworthy differences would be
expected between the No Action Alternative and the Proposed
Action Alternative[,]” id. at D-00044460.
For the same reasons, the Court also rejects the Alabama
Plaintiffs’ argument that “the FEIS’ projections for ‘overall’
hydropower production during the course of an entire year . . .
[was] not the appropriate frame of reference[,]” and that the
Corps should have instead focused on the low-flow August to
November fall period. Pls.’ Reply, ECF No. 99 at 10-11. As
discussed above, the FEIS analyzes changes in system-wide
monthly hydropower generation, comparing the No-Action and
action alternatives, and concludes that there is up to a 2%
increase from January through August, a 2% decrease in
265
September, under a 6% decrease in October, just over a 3%
decrease in November, and a 3% increase in December. See id. at
D-00044456-57 (explaining that “it was necessary to look at how
the generated energy is distributed on a monthly basis”), D-
00044460. So although the FEIS concedes that operational changes
cause “a loss in generation from September through November[,]”
id. at D-00044460; it explains and graphically demonstrates that
these percentages of overall hydropower generation loss are
small, even during the alleged “critical season for hydropower
production” to which the Alabama Plaintiffs point, Pls.’ Reply,
ECF No. 99 at 11. These numbers further indicate that depending
on the season, hydropower levels may increase or decrease,
thereby contradicting the Alabama Plaintiffs’ assertion that
there are “substantial” reductions in hydropower generation
“across the board—in all seasons of the year.” Pls.’ Mot., ECF
No. 83 at 38. That public commenters have criticized the changes
in hydropower operations under the Master Manual as not focusing
on “‘critical demand months’” at Allatoona and as not reflecting
“‘the most valuable use of hydropower[,]’” and that other
entities have computed “Allatoona-specific losses” that differ
from the Corps’ system-wide projections for those fall months,
Pls.’ Reply, ECF No. 99 at 11 (quoting A.R., ECF No. 61 at D-
00046481); does not dissuade the Court from concluding that the
FEIS reasonably explained its decision to use “net effect”
266
projections data for the entire ACT Basin, see Intervenor-Defs.’
Reply, ECF No. 103 at 11-12; and therefore, supplied a rational
connection between the evidence and the technical decision made,
see State Farm, 463 U.S. at 43. Instead, the Court agrees with
Defendants and the Georgia Parties that the numbers in the FEIS
indicate that impacts of the Master Manual on hydropower are not
“material,” “substantial,” or “significant” in relative size but
rather “small,” “modest,” and within the Corps’ discretion to
manage the hydropower purpose of the Allatoona Project, and of
the ACT Basin as a whole—in tandem with the other authorized
project purposes. See Defs.’ Reply, ECF No. 102 at 11 (arguing
against the finding of a “material alteration” here because the
Master Manual does not change the size of any project purpose,
or prescribe any physical or structural changes, at Allatoona or
elsewhere in the basin).
An assessment of the administrative record and its
discussion of the Master Manual’s changes to the phased guide
curve drawdown, action zones, and the hydropower peak generation
schedule further supports the Court’s conclusion that any
resulting adjustments in hydropower operations at the Allatoona
Project are not drastically different from prior operations
under earlier manuals so as to create a “material alteration.”
For example, it has been the Corps’ historic practice to
reduce the conservation pool in the fall months “to increase the
267
flood pool storage in anticipation of the wet spring season by
‘drawing down’ the guide curve to lower levels.” Defs.’ Cross-
Mot., ECF No. 95 at 22 (citing A.R., ECF No. 61 at D-00044948,
D-00013501.0064). The Corps began seasonally varying the storage
allocations at Allatoona Lake in the 1950s after studies
indicated this could increase the project’s overall benefits,
and as a result, the 1962 Allatoona Manual required raising the
conservation pool elevation during the summer, with a drawdown
beginning in the fall. A.R., ECF No. 61 at D-00013501.0014. By
segmenting the conservation pool based on a “power guide curve”
“developed from a study of past stream-flow records[,]” id. at
D-00013501.0028; this version of the Allatoona Manual introduced
“an early form of action zones,” Defs.’ Cross-Mot., ECF No. 95
at 22 n.5. An actual system of action zones was later developed
and implemented at Allatoona Lake in 1989 to address low-flow
conditions, A.R., ECF No. 61 at D-00044761; and these zones,
divided into Zones 1 and 2, were incorporated into the 1993
Draft Manual, along with adjustments to the drawdown that were
made over time, see id. at D-00044250, D-00044904, D-
00013496.0041, D-00013496.0072, D-00011371.0003-04. The 1993
action zones allowed for scaling back or suspending routine
hydropower operations during times of drought to conserve
storage, see id. at D-00013496.0041-42, D-00013496.0072; as is
also the case for the updated four action zones as part of the
268
Master Manual’s drought management plan, see, e.g., id. at D-
00044205-221, D-00044257, D-00044224 (explaining that in the
update, the Corps considered varying the amount of generation
for each action zone and reducing the amount of available
generation “under drought protocols”). For example, Zone 3,
which indicates drier than normal conditions or impending
drought conditions, allows for “a reduced amount of peaking
generation . . . to meet system hydropower demand” while
ensuring that the reservoir refills to elevation 840 feet by May
1. Id. at D-00044950. The FEIS explains that “[s]hould drier
than normal hydrologic conditions exist or persist, the reduced
peak generation will continue until the reservoir level rises to
a higher action zone.” Id. Only in Zone 4, which indicates
“severe drought conditions,” can peak generation be suspended,
albeit never interrupting the 240 cfs minimum flow release, 42 a
requirement which also existed under 1993 Draft Manual’s version
of Zone 2. Id. at D-00044950, D-00013496.0072.
As Defendants explain, contrary to the Alabama Plaintiffs’
claims that the Master Manual, via the four action zones,
reallocates significant percentages of conservation storage away
from hydropower generation to favor recreation, as compared to
42“With normal seepage from the [Allatoona P]roject, the actual
minimum flow released to meet[] the minimum flow is around 300
cfs.” A.R., ECF No. 61 at D-00044970.
269
the 1993 Draft Manual, see Pls.’ Mot., ECF No. 83 at 39, 42;
“[a]ction zones do not reduce storage for hydropower,” but
rather “segment the conservation pool to indicate lake levels at
which releases for any purpose—including hydropower—should be
reduced during progressively dry conditions so that other
authorized purposes can be managed as well[,]” Defs.’ Cross-
Mot., ECF No. 95 at 23. Through its analyses and data
collection, the Corps determined that the four refined action
zones, along with changes to the seasonal shaping of the guide
curve and daily hydropower generation ranges, “provide greater
flexibility and capacity to better meet peak hydropower demands
when most needed, generally June through August[,]” and would
not adversely affect hydropower operations at APC or other Corps
projects in the ACT Basin. A.R., ECF No. 61 at D-00044236, D-
00044244. Furthermore, because the action zones continue to be
“used as a general guide to the hydropower peaking generation
available from the Allatoona Project to help meet system
hydropower commitments[,]” id. at D-00044949; the Court rejects
the Alabama Plaintiffs’ claim that Allatoona is no longer being
operated as a peaking plant at times “when hydropower is needed
most[,]” Pls. Reply, ECF No. 99 at 12. Rather, the Court agrees
with Defendants and concludes that the Master Manual’s action
zone operational changes are not “stark” deviations from prior
manuals but “similar in nature to adjustments made from the
270
first days of the project and continuing until the present
update.” Defs.’ Cross-Mot., ECF No. 95 at 22; see A.R., ECF No.
61 at D-00044949 (explaining that the evolution of the Allatoona
Project’s decades-long operations has culminated in “[a]
seasonal conservation pool regulation guide curve and
conservation storage action zones” that balance all authorized
project purposes). 43
The same is true for changes to the shape of the power
guide curve over the years. See Pls.’ Mot., ECF No. 83 at 21
(1951 Manual’s guide curve), 23 (1968 Manual’s rule curve), 24
(1993 Draft Manual’s guide curve), 27 (2015 Master Manual’s
updated rule curve). Using these graphs, the Georgia Parties
describe the differences between these various rule curves as
only “a slight shift from a straight drawdown generally starting
later in the prior versions to the phased drawdown generally
starting earlier in this one[,]” which the Corps determined
would not affect overall hydropower generation. See Intervenor-
43The Court is therefore unpersuaded by 2001 statements the
Alabama Plaintiffs cite to made by a federal commissioner
regarding a previous multistate compact for the ACT Basin. See
Pls.’ Mot., ECF No. 83 at 39; Pls.’ Reply, ECF No. 99 at 13. Not
only do these statements come from a different time period and
context, but they are only “current impressions” rather than
“final conclusions.” See A.R., ECF No. 61 at SUPPAR026150
(“Nothing we say here today should be considered to indicate
that we either concur or non concur with regard to any or all of
the items on a specific proposal submitted by the ACT
Commission.”).
271
Defs.’ Cross-Mot., ECF No. 97 at 16-17 (explaining that in line
with prior manuals, the drawdown, although now “phased,” reduces
the reservoir from full pool in the summer by about 20 feet to a
lower winter pool level); A.R., ECF No. 61 at D-00044949, D-
00044904 (explaining the Manual’s seasonal changes to elevation
levels—drawing down to 835 feet by October 1, holding steady at
835 feet through November 15, and drawing down to 823 feet by
December 31). Defendants also noted the similarities in shape
and level between the 1962 guide curve and Zone 3 of the updated
Master Manual. See Defs.’ Cross-Mot., ECF No. 95 at 23. The
Court therefore rejects the Alabama Plaintiffs’ claim that the
new phased guide curve “marks a substantial break from previous
guide curves[,]” Pls.’ Mot., ECF No. 83 at 28; and agrees with
Defendants to conclude that the resulting changes cannot be
material simply because “the current drawdown no longer occurs
precisely when Alabama wants,” especially since Allatoona’s
authorizing legislation did not include a fall drawdown or any
accompanying specifications—“this was a discretionary change
first made on the Corps’ initiative in the 1950s[,]” Intervenor-
Defs.’ Cross-Mot., ECF No. 97 at 16; see H.R. Rep. No. 2165,
Authorizations for Reservoirs, Levees, and Flood Walls for Flood
Control, Flood Control Act of 1946, 79th Cong. (1946)
(recognizing the Corps’ authority “to modify plans” if
272
“necessary and desirable” so long as the changes support the
original project purposes).
Furthermore, the Court has already rejected the Alabama
Plaintiffs’ contention that the Corps has newfound discretion
not to generate hydropower “not only in ‘emergency conditions,’
. . . but at all times.” Pls.’ Reply, ECF No. 99 at 18. As
explained above, the Corps continues to operate the Allatoona
Project as a peaking plant, with the action zones guiding the
process for achieving, rather than abandoning, system hydropower
peaking generation commitments. See A.R., ECF No. 61 at D-
00044949-51 (explaining each action zone’s range of hours for
peaking generation). Only in emergency situations or severe
drought conditions is peaking generation sometimes suspended,
id. at D-00044949-50 (defining these limited circumstances), D-
00043979-80; and even then, hydropower is generated through the
small Allatoona service unit that “maintain[s] the 240 cfs
minimum flow release” that provides constant flows downstream,
id. at D-00044950, D-00043939. As the Georgia Parties explain,
“[r]etaining discretion to curtail peaking hydropower generation
during drought conditions is not the same as ‘eliminating’
peaking hydropower generation at Allatoona Lake.” Intervenor-
Defs.’ Reply, ECF No. 103 at 10; see also Defs.’ Cross-Mot., ECF
No. 95 at 23-24 (explaining that the action zones do not abandon
“peaking hydropower operations as an overall project purpose”
273
but “recognize that in certain circumstances, peak releases will
have to be reduced” due to a lack of water in storage).
Finally, as the Court concluded that the Master Manual is
not a material change from prior operations, so too does it
conclude that it is not a “material alteration” from the
Allatoona Project’s original congressional authorization, as the
Corps’ modest adjustments to hydropower are not “so foreign to
the original purpose as to be arbitrary or capricious.” Creppel,
670 F.2d at 572. Instead, “hydropower benefits have increased—
both in terms of allocated storage and generation capacity—
compared to Congress’ original 1941 authorization.” Intervenor-
Defs.’ Cross-Mot., ECF No. 97 at 14 (emphasis in original).
For example, Allatoona Lake’s turbine capacity has
increased from the originally authorized 30,000 kilowatts of
generating capacity, A.R., ECF No. 61 at D-00013497.0005; to
82,200 kilowatts, as reflected in the Master Manual, id. at D-
00044893, D-00044896. This increase aligns with the Chief of
Engineers’ endorsement of “future extensions” and “enlargement”
of power capacity at the Allatoona Project stated in House
Document No. 674. Id. at D-00013497.0002, D-00013497.0004. Also,
the Board of Engineers originally recommended “providing for a
maximum power pool at elevation 830” so as to “provide a
reasonable degree of flood control without unduly affecting the
interests of power development[.]” Id. at D-00013497.0004. And
274
yet, under the Master Manual, the maximum power pool elevation
is ten feet higher at 840 feet. Id. at D-00044893.
In addition, more storage has now been allocated to
hydropower than Congress initially planned, as under the Master
Manual, total conservation storage available for hydropower
generation is 284,580 acre-feet at maximum elevation 840 feet,
id. at D-00044904, D-00044906; compared to the original
allotment of 182,500 acre-feet of maximum hydropower storage
capacity, id. at D-00013497.0018. As elaborated above, see supra
note 6; the specific number of acre-feet allotted to both flood
control and hydropower storage was discretionarily changed twice
following Congress’ original authorization, Intervenor-Defs.’
Cross-Mot., ECF No. 97 at 15; and by 1946, the allocation was
389,000 acre-feet between elevation 835 and 860 feet for flood
control and 253,000 acre-feet between elevations 800 and 835
feet for power generation and conservation, A.R., ECF No. 61 at
D-00013496.0020. Today’s number of allotted acre-feet for
hydropower generation remains higher than the 1941 original
number and the 1946 adapted number, and it is also higher than
the number adopted in the first 1951 Allatoona Manual (228,570
acre-feet). Id. at D-00011308.0010. As a result, any
reallocations in hydropower storage the Alabama Plaintiffs now
complain of as “material” cannot be considered so because
hydropower generation under the Master Manual “would still far
275
outpace congressional expectations for the project in the
authorizing legislation.” In re ACF Basin, 554 F. Supp. 3d at
1301. As the Northern District of Georgia has stated in relation
to the ACF Basin, “[a] reallocation cannot cause a serious
effect on the hydropower purpose established by Congress where
the project will still be generating significantly more
hydropower than Congress expected even after the reallocation.”
Id. Furthermore, it is not possible for the Corps’ discretionary
changes to the peaking generation schedule to deviate from the
Allatoona Project’s original authorization, as the Flood Control
Act of 1941 and the related subsequent Corps reports did not
specify the level of peaking generation that is to be required.
See, e.g., In re Operation of Mo. River, 421 F.3d at 629
(rejecting challenge to the Corps’ consideration of navigation
support because the authorizing legislation “does not set forth
what level of river flow or length of navigation season is
required”).
Despite this evidence that hydropower benefits under the
Master Manual have exceeded congressional expectations, the
Alabama Plaintiffs argue that the Master Manual nonetheless
deviates from the Flood Control Act of 1941 and its “polestar”
principle that the Allatoona Project must not just increase but
maximize hydropower storage, while minimizing storage for other
project purposes. Pls.’ Reply, ECF No. 99 at 14. The Court
276
rejects this argument, as it has already determined that the
Allatoona Reservoir was authorized as a “multipurpose” project
that does not prioritize any one of the hydropower, navigation,
or flood risk management specific purposes over the others.
A.R., ECF No. 61 at D-00044902. In addition, the statements to
which the Alabama Plaintiffs cite in support of this argument do
not persuasively create a “polestar” principle for the Allatoona
Project, as one is from a Division Engineer’s report that was
never referenced by Congress, the Chief of Engineers, or the
Board of Engineers in the authorization of the project, see
Intervenor-Defs.’ Reply, ECF No. 103 at 8 (citing A.R., ECF No.
61 at D-000053805, D-00053808, D-00013497.0002); and the other
comes from House Document No. 414, which was prepared only after
the Flood Control Act of 1941 was enacted and did not discuss or
revise the Allatoona Reservoir plans but rather recommended
construction of other ACT Basin projects, id. at 8-9 (citing
A.R., ECF No. 61 at D-00053821-22). House Document No. 414
advocates not only for changes like the aforementioned ones that
“increas[e] the development of hydroelectric power” but also
“[d]esirable modifications” within the Corps’ discretion that
“arise much more frequently than in normal times, and should
often be put into effect more rapidly than extensive and
detailed investigations and reports can be made and presented to
Congress.” H.R. Doc. No. 414, 77th Cong. at 5-6 (1941).
277
In sum, the record does not support the Alabama Plaintiffs’
overall claim that a “reallocation[] of storage ‘to provide more
stable recreation levels’ without prior Congressional approval”
occurred. 44 Pls.’ Mot., ECF No. 83 at 20. As a result, the Court
concludes that the Corps’ adjustments to hydropower operations
under the Master Manual do not exceed its statutory authority
because they “serve the original purpose[s] of the [Allatoona
P]roject[,]” Creppel, 670 F.2d at 573; do not have the effect of
materially deemphasizing the relative size of Allatoona’s
hydropower purpose to elevate recreation, both in comparison to
prior operations and Allatoona’s authorizing legislation, see
Alexander, 467 F. Supp. at 901; and are “reasonable and
reasonably explained,” thus “deserv[ing] significant deference
from this Court[,]” In re ACF Basin, 554 F. Supp. 3d at 1301.
44Similar to the Alabama Plaintiffs, amicus curiae AMEA argues
that the Flood Control Act of 1944, specifically “the limited
reach of” section 4, “does not grant the Corps independent
authority to manage storage for recreational purposes.” Amicus
Br., ECF No. 94 at 21. They claim that “[t]he statutory
authority for the support for a full pool to accommodate
recreation in summer months is simply missing in [s]ection 4 of
the Flood Control Act or any statute relied upon by the Corps to
promulgate the WCM.” Id. at 22. Given that the Court has
concluded that the updated Master Manual’s changes were not
“predicated on using storage to support recreational
purposes[,]” id.; the Court is unpersuaded by AMEA’s further
arguments on this point.
278
b. The Master Manual Does Not “Deemphasize”
Navigation at the Allatoona Project
Neither does the record support the Alabama Plaintiffs’
argument that the Master Manual abandons or “effectively deletes
navigation as an Allatoona project purpose.” Pls. Mot., ECF No.
83 at 40. The Alabama Plaintiffs claim that although Congress
authorized Allatoona for navigation, “the Corps disclaims any
obligation to operate Allatoona for the express purpose of
navigation support[,]” which they state “is needed most in the
fall low-flow season, . . . the exact season when the new Manual
proposes to reduce or eliminate hydropower releases in the
interest of higher lake levels for recreation.” Id. They contend
that the Corps is “offload[ing] its navigation responsibilities”
onto APC on the inadequate bases that the Allatoona Project is
“‘distant from the navigation channel,’” id. at 40-41 (quoting
A.R., ECF No. 61 at D-00043980); and “‘has never been regulated
to make specific releases to support downstream navigation[,]’”
Pls.’ Reply, ECF No. 99 at 15 (quoting Defs.’ Cross-Mot., ECF
No. 95 at 24); which results in cutting “incidental navigation
benefits[,]” id. at 17. In response, Defendants argue that
“[n]avigation remains a fully implemented purpose in the basin”
and that “[m]arginal changes to the management of Allatoona
Lake—which is far upstream of navigable waterways—in no way
279
undermine [ ] the basin’s broad navigation purpose.” Defs.’
Reply, ECF No. 102 at 12. The Court agrees.
“[R]egulation of stream flow for navigation” was one of the
three specific project purposes for which construction of the
Allatoona Reservoir was initially recommended, see A.R., ECF No.
61 at D-00013497.0002 (recommending, in House Document No. 674,
construction at Allatoona Lake for “the improvement of the river
below the dams for navigation”); and later authorized via the
Flood Control Act of 1941, see Pub. L. No. 77-228, 55 Stat. 638,
638-41 (1941) (approving House Document No. 674’s plan). Four
years later, the River and Harbor Act of 1945 adopted the same
specific authorized purposes for the ACT Basin, sanctioning
development of the Alabama-Coosa River and its tributaries for
“navigation, flood control, power development, and other
purposes[.]” Pub. L. No. 79-14, § 2, 59 Stat. 10, 17 (1945).
Therefore, Congress intended that navigation be balanced among
the other competing purposes at both the Allatoona Project and
for the ACT Basin as a whole. Defs.’ Reply, ECF No. 102 at 12-
13.
The FEIS states that although Allatoona Lake was originally
authorized to support downstream navigation, it is “not
regulated for navigation because [it is] distant from the
navigation channel, and any releases for that purpose would be
captured and reregulated by APC reservoirs downstream.” A.R.,
280
ECF No. 61 at D-00043980; see also id. at D-00044961 (“Due to
the intervening APC projects, there are no specific reservoir
regulation requirements to support navigation at Allatoona
Dam.”). Navigation “occurs only on the Alabama River downstream
of Montgomery, Alabama, the head of navigation[,]” id. at D-
00044199 (emphasis in original); and flow in the Alabama River
“is largely controlled by APC impoundments on the Coosa and
Tallapoosa Rivers above Robert F. Henry Dam[,]” id. at D-
00044803. Therefore, water released at the Allatoona Project,
located “far upstream in Georgia, must travel more than 360
river miles and pass through” several APC dams before converging
with the Coosa River and eventually reaching the Alabama River.
Defs.’ Cross-Mot., ECF No. 95 at 25 (citing A.R., ECF No. 61 at
D-00043909); Intervenor-Defs.’ Cross-Mot., ECF No. 97 at 18
(citing A.R., ECF No. 61 at D-00043916, D-00044199). As a
result, the FEIS explains that “[d]ownstream navigation in the
Alabama River benefits indirectly from the operation of the
Allatoona Lake . . . project[] for the other authorized
purposes.” A.R., ECF No. 61 at D-00043980; see also id. at D-
00044961 (“[T]he seasonal variation in reservoir storage does
redistribute downstream flows and other operations at Allatoona
provide a benefit to downstream navigation.”). As Defendants
explain, “the Allatoona Project has never been regulated to make
specific releases to support downstream navigation[,]” but
281
“[r]ather releases from Allatoona for other purposes support
navigation incidentally, and the entire Basin is managed to
accomplish this purpose.” Defs.’ Cross-Mot., ECF No. 95 at 24;
see also A.R., ECF No. 61 at D-00044803 (explaining that a
“critical component in the water control plan for navigation
involves using an amount of storage from APC storage projects
similar to that which has historically been used,” a plan which
“does not include flow requirements from Allatoona” because it
is “not regulated specifically for navigation”). These
operational choices make functional sense given that APC
controls eighty percent of the available conservation storage in
the ACT Basin (above areas where navigation occurs), A.R., ECF
No. 61 at D-00043928; and is required, pursuant to FERC
licenses, to release minimum discharges from its reservoirs to
support navigation on the Alabama River, id. at D-00044803-04,
D-00043960; see id. at D-00044199 (“Releases by APC together
with local inflows downstream of the Coosa and Tallapoosa
Rivers’ confluence are expected to provide the required flow in
the Alabama River . . . . ”). 45 Therefore, the Corps is not, as
the Alabama Plaintiffs claim, “offload[ing] its navigation
45Moreover, in updating the Master Manual, the Corps worked with
APC to create “a navigation plan that provides necessary
navigable channel flows,” i.e., releases that support navigation
when basin inflows meet or exceed seasonal targets, but also
allows for APC to reduce or suspend such releases during low-
flow drought periods. See A.R., ECF No. 61 at D-00044199-201.
282
responsibilities” onto APC, Pls.’ Mot, ECF No. 83 at 40-41; but
rather looking to the entity “in the best position to take
appropriate action[,]” In re ACF Basin, 554 F. Supp. 3d at 1307.
This “decades-old practice of supporting navigation more
than 300 miles downstream on the Alabama River incidentally
through releases for other purposes, rather than making
dedicated releases from Allatoona Lake” has been the Corps’
practice since the reservoir was constructed and fits with the
original vision Congress adopted in the project’s authorizing
legislation. Intervenor-Defs.’ Cross-Mot., ECF No. 97 at 18
(emphasis added). For example, House Document No. 674 included
commentary that “[t]he estimate of annual benefits indicates
that in effect the [Allatoona P]roject is essentially a power
project with important benefits in flood protection and
incidental benefits to navigation[,]” A.R., ECF No. 61 at D-
00013497.0006; and it specifically stated that the reservoir was
to be constructed “in the combined interests of flood control
and power development,” with regulated stream flow providing
benefits “to navigation should the Alabama and Coosa Rivers be
further improved at some future time[,]” id. at D-00013497.0004;
see also id. at D-00013497.0018-21 (elaborating on the project’s
anticipated benefits to and storage allocations for hydropower
and flood control but not navigation, instead stating that “the
development of Allatoona Dam for flood control and power will
283
fit” into the comprehensive ACT scheme “for flood control,
navigation, and power”). Additionally, the 1941 Definite Project
Report, substantially in agreement with House Document No. 674’s
plan adopted by Congress, similarly discusses in detail the
operational plan of the Allatoona Reservoir and Dam “for flood
control” and “for power” but not for navigation. Id. at
SUPPAR027131-32. Several decades later, in 1992, the Corps
issued a report in response to a congressional request that it
survey its various reservoir projects to identify the purposes
for which each project was authorized, as compared to the
purposes for which each project was actually being operated. Id.
at D-00006416.0002. For the Allatoona Project, the Corps
informed Congress, using identical language repeated in the 2014
FEIS, that although navigation was an authorized purpose,
[t]he project is not regulated for navigation
because it is located distant from the
navigation channel and any releases for that
purpose would be captured and reregulated by
the [APC] reservoirs located downstream.
Navigation benefits indirectly from the
operation of the project for the other
authorized purposes.”
Id. at D-00006416.0010 (emphasis added).
In line with this historical congressional awareness and
tacit approval of operating the Allatoona Project for indirect
navigation benefits, none of the authorizing legislation or
founding supplemental reports contained any regulations
284
specifically addressing navigation, see, e.g., id. at
SUPPAR027115-27215, D-00013497; which is also true of the
earlier ACT Basin Master Manuals from 1951, 1962, and 1993, see
Defs.’ Cross-Mot., ECF No. 95 at 25 (citing A.R., ECF No. 61 at
D-00013495, D-00013501, D-00013496.0022). Therefore, contrary to
the Alabama Plaintiffs’ claims that the Corps has altogether
abandoned navigation as an authorized purpose at the Allatoona
Project, the record indicates that navigation is being treated
as it always has been, both at Allatoona, and balanced among
other project purposes for the entire ACT Basin. See In re
Operation of Mo. River, 421 F.3d at 629 (explaining that when
the authorizing legislation “does not set forth what level of
river flow or length of navigation season is required” to serve
the navigation project purpose, courts need only review the
changes to ensure that the Corps considered downstream
navigation in balancing competing interests).
Furthermore, the record shows that improving navigation
support, particularly during drought conditions, was an
objective of the updated Master Manual. See A.R., ECF No. 61 at
D-00044196 (aiming to “[m]ore accurately define flow
requirements for APC projects to support navigation on the
Alabama River downstream”), D-00044342 (calling it a “primary
goal” to determine minimum flow requirements to support
navigation year-round “on balance with the other needs and
285
requirements in the basin”), D-00044199-205 (assessing various
management measures for supporting navigation). The resulting
changes provide “for seasonal navigation releases, coupled with
seasonal maintenance dredging, to support commercial navigation
in the Alabama River for a 9.0-foot or 7.5-foot channel depth as
long as sufficient basin inflow above the APC projects . . . is
available.” Id. at D-00053478.
The record indicates that these changes will increase, not
decrease, navigational benefits in comparison to prior
operations. See, e.g., A.R., ECF No. 61 at D-00044344-52
(explaining that under the No-Action Alternative, “navigation
channel conditions are likely to continue to deteriorate,” but
that under the Proposed Action Alternative, there is expected to
be “a notable increase in the number of years during which full
9-ft navigation channel depths would be available for commercial
navigation”), D-00044442-43. The FEIS graphically demonstrates
that “in all months of the year except November, the navigation
flow conditions for [the Proposed Action Alternative] equal or
represent an improvement under conditions for the No Action
Alternative[,]” and that there are only slight adverse effects
during November resulting from the phased drawdown with reduced
hydropower production. Id. at D-00044352. Using this data, the
FEIS logically deduces that the “overall effect of operations at
Allatoona Lake” under the Master Manual “on navigation
286
conditions in the Alabama River downstream of Montgomery . . .
would likely be inconsequential according to the results of the
model simulations.” Id.
Accordingly, as with the Allatoona Project’s hydropower
purpose, the Court concludes that the Corps has not, in any of
the relevant updates to the Master Manual, abandoned or
deemphasized the project’s congressionally authorized navigation
purpose, and therefore the Corps cannot be deemed to have
exceeded its statutory authority in this regard. Instead, in
accordance with congressional directives, its own regulations,
and its technical expertise, the Corps has made reasonable and
sufficiently explained “incremental changes” to navigation in
the ACT Basin, Defs.’ Cross-Mot., ECF No. 95 at 27; that do not
impermissibly advance recreational interests over navigation at
the Allatoona Project, and that are therefore to be afforded “an
extreme degree of deference[,]” Alaska Airlines, 588 F.3d at
1120.
2. The Master Manual Is Not an “Unexplained and
Arbitrary Departure from Established Operations”
In their final argument, the Alabama Plaintiffs contend
that “[a]t the very least, the Corps’ reordering of project
purposes” was, even if statutorily permissible, “arbitrary” and
“an unexplained departure from established operations” of the
Allatoona Project. See Pls.’ Mot., ECF No. 83 at 43-44
287
(criticizing the Master Manual for “sharply depart[ing] from [ ]
precedent without acknowledging, let alone explaining, its
departure from its prior practices”). They argue that the Corps
has ignored and failed to meaningfully respond to public
comments indicating that retaining more water at Allatoona “when
it is most needed” in other places will reduce hydropower
generation, eliminate critical navigation flow support, and
cause harmful downstream impacts, and that, “in choosing to
preference recreational interests at the expense of hydropower,
navigation, flood control, and, most critically, the
environment[,]” the Corps has “failed to engage in reasoned
decision-making,” as mandated by the APA. Id. at 44, 47.
In response to these claims, Defendants contend that the
Master Manual “provides a well-reasoned explanation for changes
in operations that support all project purposes and comply with
subsequent legislation and regulations[,]” and is therefore
entitled to substantial deference under Chevron, U.S.A., Inc. v.
Nat. Res. Def. Council, Inc., 467 U.S. 837, 104 S. Ct. 2778, 81
L. Ed. 2d 694 (1984). See Defs.’ Reply, ECF No. 102 at 14-17;
Defs.’ Cross-Mot., ECF No. 95 at 15-16. Likewise, the Georgia
Parties argue that the Master Manual does not reflect a change
in Corps policy or practice, and that even if it did, the Corps
has adequately justified all changes. See Intervenor-Defs.’
Cross-Mot., ECF No. 97 at 20-21.
288
The Court is unpersuaded by the Alabama Plaintiffs’
“alternative showing” argument, Pls.’ Reply, ECF No. 99 at 20;
as it merely reiterates, albeit in slightly different form, many
of the arguments that the Court has already considered and
rejected. For example, the Alabama Plaintiffs argue that the
Master Manual departs from the Corps’ “historical practices” by
adopting action zones at Allatoona Lake that are “intended ‘to
manage the lake at the highest level possible for recreation and
other purposes.’” Pls.’ Mot., ECF No. 83 at 44-45. To support
this argument, they point to “prior decisions” by the Corps (one
of which comes from inadmissible extra-record evidence) which
they claim “establish[] that the Allatoona Project should not
maintain high reservoir levels to benefit recreation at the
expense of generation and navigation[.]” See id. at 45-46.
However, the Court has already explained why the FEIS does
not support concluding that the Master Manual deemphasizes the
Allatoona Project’s authorized hydropower and navigation
purposes to favor recreation. The Court has also already
rejected: (1) the Alabama Plaintiffs’ characterization of the
four action zones as providing the Corps with newfound,
unbounded discretion to not generate any hydropower at any time;
and (2) their use of out-of-context statements regarding higher
lake levels focusing on recreation, and has instead explained
how conserving water in storage during drought, which does
289
result in higher lake levels, benefits all project purposes.
Furthermore, based on the record, the Court has already
concluded that the Master Manual’s operational changes to both
hydropower and navigation are modest, incremental, and
reasonably explained, in other words, “similar in nature” to
historic changes, Defs.’ Cross-Mot., ECF No. 95 at 22; rather
than the “unexplained and arbitrary departure” towards
recreational interests as the Alabama Plaintiffs contend, see
Pls.’ Mot., ECF No. 83 at 46-47. Therefore, even if the Master
Manual could be deemed a departure in some ways from prior
Manuals, the Corps has acknowledged the pertinent operational
adjustments and “adequately explained the reasons for its
substantive action[,]” In re ACF Basin, 554 F. Supp. 3d at 1304;
specifically, why it chose the Proposed Action Alternative over
all other options, including the No-Action Alternative. The
Court must “uphold a decision of less than ideal clarity if the
agency’s path may reasonably be discerned[,]” and here, the
Court concludes that the Corps’ path towards the Master Manual
is sufficiently clear. 46 Bowman Transp., 419 U.S. at 286.
46The Georgia Parties proffer some additional arguments on this
point that the Court finds unnecessary to consider, as it agrees
that at base, “[a]ll that is required” of the Corps in updating
the Master Manual is to “follow the appropriate procedures and
explain its choices[,]” which it has done. See Intervenor-Defs.’
Reply, ECF No. 103 at 14-15; Intervenor-Defs.’ Cross-Mot., ECF
No. 97 at 20-21; see also FCC v. Fox Television Stations, Inc.,
556 U.S. 502, 515, 129 S. Ct. 1800, 173 L. Ed. 2d 738 (2009)
290
Throughout this Memorandum Opinion, this Court, similar to
many others, has concluded that the Corps “has significant
discretion to balance” the competing purposes at its various
reservoirs. In re ACF Basin, 554 F. Supp. 3d at 1302; accord
Ubbelohde, 330 F.3d at 1027; In re Operation of Mo. River, 421
F.3d at 629; Am. Rivers v. U.S. Army Corps of Eng’rs, 271 F.
Supp. 2d 230, 252-53 (D.D.C. 2003). Specifically, the Corps has
the power to issue WCMs governing its reservoir projects by
developing a binding Master Manual detailing how it will operate
the ACT River Basin “to balance conflicting purposes.” In re ACF
Basin, 554 F. Supp. 3d at 1289 (citing 33 U.S.C. § 709, section
7 of the Flood Control Act of 1944); see also Ubbelohde, 330
F.3d at 1027 (elaborating on the “good deal of discretion” the
Flood Control Act of 1944 provides to the Corps in its
management of river systems). Pursuant to this statutory
authority, the Corps has promulgated regulations that explicitly
contemplate updating those manuals “to conform with changing
requirements resulting from” basin developments and changes in
technology, legislation, and other relevant factors. 33 C.F.R. §
222.5(f)(3). As a result, the “Purpose and Need” section of the
FEIS, citing to section 7 of the Flood Control Act of 1944,
(requiring agencies that are updating prior policies to “display
awareness” of any changes and provide “a reasoned explanation”
for those changes).
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states that the updated plans and manuals, promulgated pursuant
to the APA’s notice and comment process, “comply with existing
[Corps] regulations and reflect operations under existing
congressional authorizations, taking into account changes in
basin hydrology and demands from years of growth and
development, new/rehabilitated structural features, legal
developments, and environmental issues.” A.R., ECF No. 61 at D-
00043772.
Ultimately, the Court concludes, based on all of the above-
referenced evidence and data analysis from the administrative
record, that it appropriately accords deference to the updated
Master Manual because it does not, as the Alabama Plaintiffs
contend, amount to the Corps “transgress[ing]” the Flood Control
Act of 1941 by materially altering or “transform[ing]” the
Allatoona Project, Pls.’ Reply, ECF No. 99 at 8; nor does it
exceed any other statutory authority the Corps administers in
managing the ACT River Basin, 47 Defs.’ Cross-Mot., ECF No. 95 at
47Amicus curiae AMEA argues that the Corps has exceeded its
statutory authority and violated the APA by promulgating the
Master Manual pursuant to section 7 of the Flood Control Act of
1944 (33 U.S.C. § 709), which it argues only authorizes the
Corps to develop regulations or WCMs addressing storage changes
to flood control and navigation, not hydropower generation.
Amicus Br., ECF No. 94 at 8-9. It argues that the Corps’
interpretation of section 7 and its “plain language” to sanction
“chang[ing] storage for hydropower and recreation is not
entitled to deference” under the test laid out in Chevron,
U.S.A., Inc. v. Nat. Res. Def. Council, Inc., 467 U.S. 837, 104
S. Ct. 2778, 81 L. Ed. 2d 694 (1984), see id. (“Nowhere in
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Section 7 did Congress grant the Corps the authority to alter or
change hydropower generation through the promulgation of
regulations or a WCM.”); and that the same is true for sections
4 and 5 of the Flood Control Act of 1944, which AMEA claims “do
not lend support to the concept that the statute as a whole
authorizes the Corps to re-order project purposes at Lake
Allatoona[,]” see id. at 10-11. Although the Alabama Plaintiffs
likewise contest “the Corps’ plea for Chevron deference[,]” they
do not assert a similar argument challenging the Corps’
authority to promulgate the Master Manual under section 7 of the
Flood Control Act of 1944, instead claiming that “Chevron has no
role to play” because they are not asking the Court “to
determine whether a Corps regulation interpreting the 1941 Flood
Control Act’s terms is reasonable” but rather that the Corps
“transgressed th[at] Act in adopting a Manual that transforms
Allatoona.” Pls. Reply, ECF No. 99 at 8. Nonetheless, because
the Court has already concluded that the Master Manual does not
materially alter hydropower storage at the Allatoona Reservoir
in favor of recreation and that the Corps has not attempted to
“reorder” the hydropower project purpose, the Court rejects,
without further consideration, AMEA’s statutory argument based
on section 7 of the Flood Control Act of 1944. In any event,
many courts have accepted 33 U.S.C. § 709 as one of the primary
federal laws, among other authorities, that provides the Corps
with wide discretion in its comprehensive management of various
river basins and its issuance of WCMs governing operations of
those reservoir projects, which include information on balancing
hydropower generation among other interests at play. See, e.g.,
In re ACF Basin Water Litig., 554 F. Supp. 3d 1282, 1290 (N.D.
Ga. 2021); South Dakota v. Ubbelohde, 330 F.3d 1014, 1019-20,
1029-30 (8th Cir. 2003); Am. Rivers v. U.S. Army Corps of
Eng’rs, 271 F. Supp. 2d 230, 252-53 (D.D.C. 2003); ETSI Pipeline
Project v. Missouri, 484 U.S. 495, 503-04, 108 S. Ct. 805, 98 L.
Ed. 2d 898 (1988); accord In re Operation of Mo. River Sys.
Litig., 421 F.3d 618, 630 (8th Cir. 2005) (“The Corps’ balancing
of water-use interests in the 2004 Master Manual is in
accordance with the [Flood Control Act of 1944].”). As such,
contrary to AMEA’s request, the Court declines to engage in a
complete Chevron analysis of 33 U.S.C. § 709, instead agreeing
with Defendants that AMEA’s argument “is much to[o] narrow and
would tie the Corps’ hands in direct contravention of Congress’
broad grant of authority to the Corps to manage multiple use
projects.” Defs.’ Cross-Mot., ECF No. 95 at 15 n.2.
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14-16. Instead, the Court agrees with Defendants that the Master
Manual “represents the culmination of the Corps’ detailed study
and in-depth decision making process” regarding “a technical
judgment within its expertise[,]” Defs.’ Reply, ECF No. 102 at
15; and “[w]hen examining this kind of scientific determination,
as opposed to simple findings of fact,” the Court must be “at
its most deferential[,]” Balt. Gas, 462 U.S. at 103.
V. Conclusion
For the foregoing reasons, the Court DENIES the Alabama
Plaintiffs’ Joint Motion for Summary Judgment, ECF No. 83;
DENIES Intervenor-Plaintiffs’ Joint Motion for Summary Judgment,
ECF No. 85; GRANTS Defendants’ Cross-Motion for Summary
Judgment, ECF No. 96; GRANTS Intervenor-Defendants’ Joint Cross-
Motion for Summary Judgment, ECF No. 98; and DENIES Intervenor-
Defendants’ Supplemental Motion for Summary Judgment Based on
the Preclusive Effect of an Intervening Judgment, ECF No. 129.
An appropriate Order accompanies this Memorandum Opinion.
SO ORDERED.
Signed: Emmet G. Sullivan
United States District Judge
November 9, 2023
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