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FILE
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THIS OPINION WAS FILED
FOR RECORD AT 8 A.M. ON
AUGUST 3, 2023
IN CLERK’S OFFICE
SUPREME COURT, STATE OF WASHINGTON
AUGUST 3, 2023 ERIN L. LENNON
SUPREME COURT CLERK
IN THE SUPREME COURT OF THE STATE OF WASHINGTON
STATE OF WASHINGTON, No. 100922-4
Respondent, EN BANC
v. Filed: August 3, 2023
PAUL RIVERS,
Petitioner.
STEPHENS, J.—The state and federal constitutions guarantee the right to trial
by an impartial jury drawn from a fair cross section of the community. Jury diversity
is central to a fair and democratic system of justice, as diverse juries bring broader
perspectives that foster rich deliberations and lead to better informed decisions. Paul
Rivers, a Black man, was convicted on two criminal charges in King County by a
jury drawn from a panel that lacked any Black potential jurors. Rivers argues this
venire, as well as certain aspects of the King County jury selection system that
produced this venire, violated his state and federal fair cross section rights.
Though Rivers argues his convictions must be reversed under existing United
States Supreme Court precedent, he urges that article I, sections 21 and 22 of the
Washington Constitution provide greater protection of the fair cross section guaranty
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State v. Rivers, No. 100922-4
than does the Sixth Amendment to the federal constitution. Rivers, supported by
amici, 1 proposes a new test under state law in which a defendant establishes a per se
constitutional violation by showing a comparative disparity level of 20 percent or
more in a single jury venire.2 Alternatively, if the court continues to evaluate
disparities across all jury venires rather than by considering only the defendant’s
jury panel, Rivers proposes to eliminate the requirement of showing a systematic
cause for the disparity. See Duren v. Missouri, 439 U.S. 357, 364, 99 S. Ct. 664, 58
L. Ed. 2d 579 (1979) (violation of Sixth Amendment’s fair cross section guaranty
requires showing that underrepresentation of a distinctive group “is due to
systematic exclusion of the group in the jury-selection process”).
No one in this case disputes that jury diversity is lacking in Washington and
that more can and must be done to promote juror diversity statewide. This court and
others have an administrative responsibility to address the policy question of how to
facilitate juror participation and achieve greater jury diversity across Washington.
However, the case before us invokes our appellate jurisdiction, not our
1
The Fred T. Korematsu Center for Law and Equality, the American Civil Liberties Union
of Washington, the King County Department of Public Defense, and the Public Defender
Association filed a joint amici curiae brief in support of Rivers. The Washington
Association of Criminal Defense Lawyers also filed an amicus curiae brief in support of
Rivers.
2
Comparative disparity is one of numerous statistical methods, discussed in greater detail
infra, that courts employ to measure jury representativeness when assessing fair cross
section claims.
2
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State v. Rivers, No. 100922-4
administrative function, and the legal question presented is whether Rivers has
established a violation of his fair cross section rights under either the federal or state
constitution. Because Rivers has not shown that the Washington Constitution
requires the heightened test he proposes for assessing fair cross section claims, we
analyze his claim using the existing Sixth Amendment framework, which this court
has applied in prior cases. See Duren, 439 U.S. at 364; see also In re Pers. Restraint
of Yates, 177 Wn.2d 1, 20, 296 P.3d 872 (2013). Applying that framework, we
conclude that Rivers’s venire and King County’s jury selection system satisfy
constitutional minimums.
Because Rivers is not entitled to a new trial based on his fair cross section
claim, we address his additional challenge to the trial court’s admission of expert
testimony regarding the correlation between strangulation and memory loss as well
as the trial court’s decision not to answer a written question from the jury regarding
the mens rea of assault by suffocation. We affirm on each claim because the trial
court acted within its discretion in both instances. We remand for resentencing,
however, because Rivers is entitled to the benefit of RCW 9.94A.647, which no
longer allows a persistent offender life sentence based on prior second-degree
robbery convictions.
3
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State v. Rivers, No. 100922-4
BACKGROUND ON KING COUNTY JURY SELECTION AND RACE
DEMOGRAPHICS
As Rivers’s principal challenge is to the composition of his jury venire, some
background is necessary regarding the jury summons process in King County and,
more generally, race demographic data for the county.
A. Jury Summons Procedures in King County
Across Washington, courts randomly select prospective jurors from master
jury lists. RCW 2.36.010(12). Master jury lists are compiled from jury source lists,
which contain names and addresses of registered voters, licensed drivers, and
identicard holders who reside in a particular county. RCW 2.36.010(10); see also
RCW 2.36.054; GR 18(c). The court clerk notifies individuals randomly selected
for jury service by issuing a summons. RCW 2.36.095. Low juror response rates
are typical in many counties, including King County. See, e.g., PETER A. COLLINS
& BROOKE MILLER GIALOPSOS, AN EXPLORATION OF BARRIERS TO RESPONDING TO
JURY SUMMONS: TECHNICAL REPORT TO THE WASHINGTON STATE ADMINISTRATIVE
OFFICE OF THE COURTS 8-9 (June 24, 2021),
https://www.courts.wa.gov/subsite/mjc/docs/2021_Jury_Study_Final_Report.pdf
(over a four-month period in 2021, King County reached only a 10 percent response
rate to jury summonses). Those who do respond to a jury summons can request
excusal on the basis of undue hardship, for example, due to work obligations or a
medical condition. See RCW 2.36.100(1). Otherwise, summoned jurors generally
4
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State v. Rivers, No. 100922-4
complete a questionnaire before appearing in court, which helps the court determine
eligibility and fitness to serve. See, e.g., How a Jury Is Chosen, SEATTLE MUN. CT.
https://www.seattle.gov/courts/jury/reporting-for-jury-duty/how-a-jury-is-chosen.
Eligible jurors who appear for service form the venire panel, at which point the
attorneys conduct voir dire and select veniremembers to serve on the petit jury and
to decide the case. See, e.g., id.
B. Seattle and Kent Jury Assignment Areas
King County has two full-service superior courthouses: the King County
Courthouse in Seattle and the Norm Maleng Regional Justice Center in Kent. State
v. Lanciloti, 165 Wn.2d 661, 664, 201 P.3d 323 (2009). Until 2007, King County
summoned prospective jurors to either courthouse randomly regardless of proximity.
Id. Superior Court judges began to observe that jurors were more likely to appear
for jury service when summoned to the courthouse closest to their home. Id. One
judge compiled detailed demographic data that tended to show “distance to the
courthouse had a disproportionate impact on poor and minority jurors, making juries
overall less representative of King County.” Id.
In response to requests from King County Superior Court judges, the
legislature amended the jury summons statutes to permit counties with two or more
courthouses to create multiple jury districts within the county. Id.; see also LAWS
OF 2005, ch. 199, codified as RCW 2.36.055. The express purpose of this legislative
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State v. Rivers, No. 100922-4
amendment was to “lessen the burdens borne by jurors fulfilling their civic duties by
providing a mechanism that narrows the geographic area from which the jurors are
drawn while maintaining a random and proportionate jury pool.” LAWS OF 2005,
ch. 199, § 1. In 2007, the King County Superior Court promulgated Local General
Rule (LGR) 18, which creates separate geographic jury assignment areas for Seattle
and Kent. LGR 18 divides the jury source list so that prospective jurors are
summoned to the courthouse closest to their residence, based on zip code. LGR
18(1). The “Seattle Case Assignment Area” includes roughly all of the city of Seattle
and north of Interstate 90; the “Kent Case Assignment Area” encompasses
everything else sprawling south of Seattle. Lanciloti, 165 Wn.2d at 665; see also
Local Civil Rule (LCR) 82(e)(3).
C. King County’s Racially Disparate Neighborhood Demographics
The United States has a shameful history of segregating neighborhoods
through the use of racially restrictive covenants. See In re That Portion of Lots 1 &
2, 199 Wn.2d 389, 395-96, 506 P.3d 1230 (2022) (tracing the history of racial
covenants across the country). Seattle is no exception.
Seattle’s first known racially restrictive covenant was written in 1924.
Catherine Silva, Racial Restrictive Covenants History: Enforcing Neighborhood
Segregation in Seattle, SEATTLE CIV. RTS. & LABOR HIST. PROJECT,
https://depts.washington.edu/civilr/covenants_report.htm [https://perma.cc/NY93-
6
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State v. Rivers, No. 100922-4
3G34]. Similar covenants quickly proliferated throughout the city, spurred in large
part by land developers and real estate companies. Id. Many neighborhoods used
racially restrictive covenants and deeds to exclude non-White and Jewish families.
Id. These restrictions “played a major role in dictating municipal demographics”
throughout the first half of the twentieth century. Id. As a result, Black residents
had few housing options and were heavily concentrated in Seattle’s Central District
and International District. Id.
Redlining also contributed to racial segregation in Seattle. “Redlining” is
“[c]redit discrimination . . . by an institution that refuses to provide loans or
insurance on properties in areas that are considered to be poor financial risks or to
the people who live in those areas.” BLACK’S LAW DICTIONARY 1531 (11th ed.
2019). Lenders relied on maps drawn to indicate the “best” Seattle area
neighborhoods in which banks should invest; banks generally refused to lend money
for properties in “declining” and “hazardous” neighborhoods. See HOME OWNERS’
LOAN CORPORATION SECURITY MAP AND AREA DESCRIPTIONS (January 10, 1936),
https://cdm16118.contentdm.oclc.org/digital/collection/p16118coll2/id/379
[https://perma.cc/CTP4-PRL6]; see also Bruce Mitchell & Juan Franco, HOLC
“Redlining” Maps: The Persistent Structure of Segregation and Economic
Inequality, NAT’L CMTY. REINVESTMENT COAL. (Mar. 20, 2018),
https://ncrc.org/holc/ [https://perma.cc/JWQ7-MZL5].
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State v. Rivers, No. 100922-4
Redlining “essentially divided cities according to their racial demographics in
order to determine the economic desirability of certain neighborhoods.” Silva,
supra. A 1976 Seattle task force reported that banks assigned “higher risks to
neighborhoods whose residents differ in race,” which “penalize[d] neighborhoods
because of the diversity of their residents or because of concentrations of racial and
ethnic minorities.” DRAFT REPORT OF THE MAYOR’S REINVESTMENT TASK FORCE 14
(Jan. 1, 1976), http://archives.seattle.gov/digital-
collections/media/collectiveaccess/images/1/9/3/8/3616_ca_object_representations
_media_193823_original.pdf [https://perma.cc/MFS8-EJC9]. This practice
prevented Black, Indigenous and People of Color (BIPOC) from purchasing homes
because they could not obtain mortgages in the only neighborhoods where they were
legally permitted to live. Silva, supra. As a result, Black residents faced significant
barriers to accumulating generational wealth and, over time, they continued to
spread south into areas that were historically redlined and underinvested compared
to the largely white neighborhoods north of Seattle. James Gregory, Seattle’s Race
and Segregation Story in Maps 1920-2020, SEATTLE CIV. RTS. & LABOR HIST.
PROJECT, https://depts.washington.edu/civilr/segregation_maps.htm
[https://perma.cc/NXM4-5U6B].
The consequences of this history remain. Racially restrictive covenants and
redlining “have had a profound and lingering impact on the Seattle area, reflected
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State v. Rivers, No. 100922-4
even today in the distribution of minorities through the city and its suburbs.” Silva,
supra. Today, the majority of Black residents in King County continue to live “in
the Central District and sprawling southward through Rainier Valley and into the
southern suburbs.” Id.; see also Gregory, supra (mapping the distribution of Black
residents in the Seattle area by percentage of population over time).
The Seattle-Kent jury district divide tracks these racial disparities because it
separates King County into two distinct northern and southern jury assignment areas.
The record in this case contains data indicating that while King County’s overall
population in 2015 was 5.60 percent Black, the Seattle assignment area population
was only 4.14 percent Black while the Kent area’s was 8.11 percent Black. In other
words, the Kent jury assignment area had nearly twice as many Black residents as
the Seattle jury assignment area.
CASE FACTS AND PROCEDURAL HISTORY
A. Background Facts of Paul Rivers’s Case
Paul Rivers met Summer Power in 2017 and they began a sporadic dating
relationship. At approximately 2:00 a.m. on February 11, 2018, Seattle police
responded to a 911 call in which the caller reported a female assaulting a male in the
street. When officers arrived, both parties admitted to having a verbal argument but
denied physical contact. The officers decided to separate the parties; one officer
drove Rivers home while another drove Power to the precinct to call her own ride
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State v. Rivers, No. 100922-4
home. Both Rivers and Power had been drinking that night. Power does not recall
this 2:00 a.m. incident, nor the police response, nor being driven to the precinct.
Later that morning around 4:00 a.m., Power went to Rivers’s home, and the
two resumed arguing. The first thing Power remembers from the night is the
altercation that ensued. Power alleges that when she tried to leave Rivers’s house,
Rivers pushed her onto the bed and got on top of her. He lifted her shirt and
forcefully bit her breast. Rivers then placed his hand on Power’s throat and began
“choking” her. 2 Verbatim Rep. of Proc. (VRP) at 914. Rivers also covered her
nose and mouth, blocking her breathing. When Rivers stood up, Power ran out of
the house and attempted to call the police using her cell phone. Rivers followed and
grabbed Power’s phone. Power ran to a neighbor’s house and began screaming for
help while banging on the front door. A resident called 911.
Officers soon arrived and observed that Power appeared “very flustered,”
“was crying,” and “seemed out of breath.” 2 VRP at 568. Power told police Rivers
had choked her. One officer noticed “her neck was visibly red” and had
“marks . . . where she stated she was choked.” 2 VRP at 572, 574-75. When Rivers
spoke to officers at the scene, he denied choking Power but stated that the two had
been drinking and that Power was his girlfriend. He admitted to grabbing Power’s
phone but claimed he had done so playfully like “a game.” 2 VRP at 625-26. Police
arrested Rivers for domestic violence. The State charged Rivers with one count of
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State v. Rivers, No. 100922-4
second degree assault by strangulation and suffocation and one count of interfering
with domestic violence reporting.
B. Pretrial Motion for a Jury Venire Drawn from a Fair Cross Section
Before trial, Rivers filed a motion seeking a jury venire drawn from a fair
cross section of the community, raising arguments under both the federal and state
constitutions. In support of his motion, Rivers provided statistical data from a report
by University of Washington Professor Katherine Beckett titled “The Under-
Representation of Blacks in the King County Jury Pool.” Clerk’s Papers (CP) at
106. Beckett’s report analyzes demographic data collected from jurors summoned
in King County over a period of 20 consecutive court days in 2015. From this data,
Beckett found a general trend of underrepresentation of Black jurors in King County.
For example, although the county’s overall population was 5.60 percent Black, only
3.61 percent of King County jurors were Black. Black jurors were also
underrepresented in the individual jury pools of both Kent (5.33 percent) and Seattle
(2.29 percent) when compared to the overall Black population of King County.
Rivers argued in his motion that the underrepresentation of Black jurors in
Seattle was the result of systematic exclusion because King County’s summons
procedures combined with low juror response rates produce an “oversampling” of
predominantly white zip codes and an “undersampling” of more racially diverse zip
codes. He further argued that King County’s choice to divide itself into two separate
11
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State v. Rivers, No. 100922-4
jury districts along racially disparate demographic lines amounted to systematic
exclusion of Black residents from Seattle juries. The trial court denied Rivers’s
motion, ruling he failed to demonstrate systematic exclusion as required by Duren.
The court declined to consider Rivers’s arguments under the Washington
Constitution. The court later noted for the record that Rivers’s particular jury panel
had no potential jurors who appeared to be Black, though “it’s always hard to tell
with appearances.” 1 VRP at 275-76.
C. Facts Relating to Rivers’s Evidentiary Challenge to the Admission of Expert
Witness Testimony
At trial, Power testified for the State. She admitted to having no memory of
most events from the evening in question but described her experience being pushed
onto the bed, bitten, choked, and smothered. The State offered expert testimony
from Theresa Stewart, a sexual assault nurse examiner (SANE). Rivers objected to
Stewart’s testimony regarding the connection between strangulation and memory
loss, arguing she was not an expert on the subject. The court conducted voir dire on
Stewart’s qualifications outside the presence of the jury. Stewart had worked at
Harborview Medical Center for 17 years treating sexual assault and domestic
violence patients, including those who suffered strangulation. She participated in
and conducted trainings on the topic of sexual assault strangulation. Stewart had
previously been qualified as an expert and testified in court on the topic of
strangulation approximately 20 times.
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State v. Rivers, No. 100922-4
Based on her professional experience and training, the court permitted
Stewart’s expert testimony. Stewart described to the jury signs and symptoms of
strangulation. She also testified in general terms regarding the correlation between
strangulation and memory loss. 2 VRP at 778-79 (“As part of our sexual assault
training and part of the work that we do, we learn and [are] trained around . . . what
happens to people who experience trauma, which would include both sexual assault,
strangulation, domestic violence. . . . [I]n a traumatic event, people have difficulty
recording the memories . . . there may be things that they don’t remember, and they
definitely—certainly in my experience with sexual assault patients, really struggle
to give a history that is a nice clean linear history that goes from A to Z.”).
D. Facts Relating to the Trial Court’s Response to the Jury’s Question
During jury deliberations, the jury sent out a question about the criminal intent
required if someone were killed by suffocation: “Regarding instruction 14: If
someone accidentally killed someone by impairing their ability to breathe without
the intent of obstructing airflow, would the defend[a]nt be found guilty of
suffocation?” CP at 62. Instruction 14 defined “suffocation”: “‘Suffocation’ means
to block or impair a person’s intake of air at the nose and mouth, whether by
smothering or other means, with the intent to obstruct the person’s ability to
breathe.” CP at 50. The court was concerned about the hypothetical nature of the
jury’s question, given that no homicide charge was at issue, and it invited proposed
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State v. Rivers, No. 100922-4
responses from both sides. The prosecution preferred to refer the jury to the
instructions already given. The defense proposed two possible responses: tell the
jury a person who blocks another’s air intake without intending to obstruct the
person’s ability to breathe does not commit suffocation or, alternatively, that
suffocation requires the intent to obstruct another’s ability to breathe.
The court decided not to give the jury further instructions in response to the
hypothetical question and told the jury to refer to the instructions already given. The
given instructions included a standard pattern instruction defining “intent”: “A
person acts with intent or intentionally when acting with the objective or purpose to
accomplish a result that constitutes a crime.” CP at 48; 11 WASHINGTON PRACTICE:
WASHINGTON PATTERN JURY INSTRUCTIONS: CRIMINAL 10.01 (5th ed. 2021). It is
undisputed that the jury instructions concerning the mens rea for assault reflected an
accurate statement of the law, requiring the jury to find the defendant acted with
intent.
E. Facts Relating to Rivers’s Sentencing and Appeal
The jury convicted Rivers on both charges. At sentencing, the trial court
found Rivers to be a persistent offender based on his convictions for three “most
serious offense[s],” including two prior convictions for second degree robbery. CP
at 194, 200. The Court sentenced Rivers to life imprisonment without parole on
count one based on the persistent offender statute, RCW 9.94A.570, and to a
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State v. Rivers, No. 100922-4
concurrent sentence of 364 days’ confinement and 36 months’ community custody
on count two.
Rivers appealed, raising numerous challenges, including violation of his
constitutional right to an impartial jury panel drawn from a fair cross section of the
community. Following oral argument on March 2, 2022, the Court of Appeals
determined pursuant to RCW 2.06.030 that this case presents a fundamental and
urgent issue of broad public import requiring prompt and ultimate determination:
Whether article I, section 21 and/or section 22 of the Washington
State Constitution provide greater protection of the right to a jury venire
drawn from a fair cross section of the community than the Sixth
Amendment to the United States Constitution.
Ord. of Certification, State v. Rivers, No. 81216-5-I, at 1 (Wash. Ct. App. May 11,
2022). The Court of Appeals accordingly certified this case to our court, and we
accepted the transfer of the appeal for determination on the merits.
ANALYSIS
We first address Rivers’s fair cross section claim before turning to his
remaining challenges to his conviction and sentence. Constitutional issues are
questions of law we review de novo. State v. Jorgenson, 179 Wn.2d 145, 150, 312
P.3d 960 (2013) (citing State v. Sieyes, 168 Wn.2d 276, 281, 225 P.3d 995 (2010)).
We generally review a trial court’s decisions admitting testimony and determining
how to respond to a deliberating jury’s questions for abuse of discretion. State v.
Thomas, 150 Wn.2d 821, 856, 83 P.3d 970 (2004) (admission of testimony); State
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State v. Rivers, No. 100922-4
v. Sublett, 176 Wn.2d 58, 82, 292 P.3d 715 (2012) (plurality opinion) (questions
from deliberating jury).
Rivers has not shown a violation of his fair cross section rights under either
the state or federal constitution. We decline to adopt his proposed tests under article
I, sections 21 and 22 of the Washington State Constitution. While Rivers and Amici
identify serious ongoing concerns about jury diversity in King County and statewide,
Rivers fails to demonstrate how his proposed tests are constitutionally required to
address these concerns. We adhere to the test set forth by the United States Supreme
Court in Duren, which this court has long applied. Because Rivers has not shown a
constitutional violation under the analysis established in Duren, we decline to order
a new trial on this basis.
We also decline to order a new trial based on the trial court’s decision to admit
expert testimony from a sexual assault nurse and its decision not to further instruct
the jury in response to its question during deliberations. In both instances, the abuse
of discretion standard applies and the trial court reasonably exercised its discretion.
We therefore affirm Rivers’s convictions, though he is entitled to resentencing
because his life sentence as a persistent offender is no longer authorized by RCW
9.94A.570.
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State v. Rivers, No. 100922-4
I. Rivers Does Not Establish a Violation of His Right to an Impartial Jury
A criminal defendant is entitled to a trial by an impartial jury, and this
constitutional right includes the right to have jury panels drawn from a fair cross
section of the community. Duren, 439 U.S. at 358-59 (citing Taylor v. Louisiana,
419 U.S. 522, 526-31, 95 S. Ct. 692, 42 L. Ed. 2d 690 (1975)); State v. Hilliard, 89
Wn.2d 430, 440, 573 P.2d 22 (1977) (citing Taylor, 419 U.S. at 528). Rivers argues
he was deprived of his fair cross section right under both the federal and state
constitutions when King County’s jury selection system produced his venire
containing no apparent Black potential jurors. To prove a fair cross section violation
under the Sixth Amendment, the Duren test requires a defendant to show (1) a
distinctive group (2) is unreasonably underrepresented in his own venire and in jury
venires generally, (3) as a result of systematic exclusion in the jury selection process.
Duren, 439 U.S. at 364, 366. Washington has consistently applied this test in past
cases considering claims of underrepresentation on juries. See, e.g., Yates, 177
Wn.2d at 18-23; State v. Cienfuegos, 144 Wn.2d 222, 230-32, 25 P.3d 1011 (2001);
State v. Rupe, 108 Wn.2d 734, 746-48, 743 P.2d 210 (1987).
In Rivers’s view, the Duren test has failed to adequately guard the fair cross
section right. He urges us to interpret our state constitution to require a more
stringent test for assessing fair cross section claims. Rivers, supported by Amici,
proposes we eliminate Duren’s requirement of showing underrepresentation
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State v. Rivers, No. 100922-4
generally so that a constitutional violation occurs when a person shows
underrepresentation in the particular venire panel at 20 percent or greater
comparative disparity. Alternatively, he urges that we eliminate the systematic
exclusion requirement so that defendants must only show underrepresentation of a
distinctive group.3 For the reasons below, we find insufficient justification to
announce a new test and instead analyze Rivers’s fair cross section claim using the
existing Duren framework. Applying that framework here, we conclude that Rivers
has not demonstrated a constitutional violation because the evidence does not
establish systematic exclusion.
A. Background on the Fair Cross Section Right
The Sixth Amendment to the United States Constitution, as applied to the
states through the Fourteenth Amendment, grants all criminal defendants the right
to trial “by an impartial jury.” U.S. CONST. amend. VI. In Taylor, the United States
Supreme Court recognized that “a jury drawn from a venire constituting a fair cross
section of the community” is an “essential” component of the Sixth Amendment’s
3
The Washington Association of Criminal Defense Lawyers offers yet another alternative,
interim test: “Given that the Duren standard has been so ineffectual in promoting diverse
jury venires, this Court may be concerned that adopting Mr. Rivers’ proposed test will
create short-term disruptions to the court system. To the extent the Court views such
concerns are valid, this Court should not simply leave Duren in place, but instead adopt an
alternative, interim rule: if underrepresentation in jury venire exceeds 20% comparative
disparity, it is presumptively unconstitutional unless the state shows that all reasonable
steps have been taken to overcome the history of systematic exclusion.” Amended Amicus
Curiae Br. of Crim. Def. Laws. of Wash. at 12-13 (emphasis omitted).
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State v. Rivers, No. 100922-4
impartial jury guaranty. 419 U.S. at 526. The fair cross section right is a means of
effectuating the constitutional right to an impartial jury, and it must be understood
in this context. Id. at 525-26; Holland v. Illinois, 493 U.S. 474, 480, 110 S. Ct. 803,
107 L. Ed. 2d 905 (1990) (“The Sixth Amendment requirement of a fair cross section
on the venire is a means of assuring, not a representative jury (which the Constitution
does not demand), but an impartial one (which it does).”).
Shortly after deciding Taylor, in Duren, the United States Supreme Court
announced a three-part test for assessing fair cross section claims. Under Duren, a
claimant must show
(1) that the group alleged to be excluded is a “distinctive” group in the
community; (2) that the representation of this group in venires from
which juries are selected is not fair and reasonable in relation to the
number of such persons in the community; and (3) that this
underrepresentation is due to systematic exclusion of the group in the
jury-selection process.
439 U.S. at 364. Once a claimant makes a prima facie showing of a fair cross section
violation by satisfying each of Duren’s three requirements, the burden shifts to the
State to “justify[] this infringement by showing attainment of a fair cross section to
be incompatible with a significant state interest.” Id. at 368-69 (State failed to meet
this burden because “the preclusive domestic responsibilities of some women is
insufficient justification for their disproportionate exclusion on jury venires”).
Most litigation centers on Duren’s second and third requirements. Regarding
the second requirement to date, neither this court nor the United States Supreme
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State v. Rivers, No. 100922-4
Court has endorsed a particular method of measuring underrepresentation. See
Berghuis v. Smith, 559 U.S. 314, 329-30, 130 S. Ct. 1382, 176 L. Ed. 2d 249 (2010)
(finding “no cause to take sides . . . on the method or methods by which
underrepresentation is appropriately measured”). Courts are free to use whatever
they believe is the best model. The two most popular methods of measuring
underrepresentation are absolute disparity and comparative disparity. Absolute
disparity is determined by subtracting the percentage of a distinctive group in the
jury pool from the percentage of that group in the overall jury eligible population.
Smith, 559 U.S. at 323. For example, if “Group X” comprises 10 percent of the
population but only 4 percent of the jury pool, there is an absolute disparity of 6
percent.
Comparative disparity expresses the absolute disparity as a percentage of the
group’s overall representation in the community. It purports to state “the diminished
likelihood that members of an underrepresented group, when compared to the
population as a whole, will be called for jury service.” Ramseur v. Beyer, 983 F.2d
1215, 1231-32 (3d Cir. 1992). Comparative disparity is measured by dividing the
absolute disparity figure by the percentage of a distinctive group in the overall jury
eligible population. For example, if Group X comprises 10 percent of the population
but only 4 percent of the jury pool, there is a comparative disparity of 60 percent.
20
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State v. Rivers, No. 100922-4
This signifies that 60 percent of the jurors from Group X are missing from the
average venire.
Neither statistical method is perfect. Both have been criticized as poor
indicators of underrepresentation when the distinctive group comprises a relatively
small percentage of the overall population. See, e.g., Smith, 559 U.S. at 329 (both
methods “can be misleading when, as here, ‘members of the distinctive group
comp[ose] [only] a small percentage of those eligible for jury service’” (alterations
in original) (quoting People v. Smith, 463 Mich. 199, 203-04, 615 N.W.2d 1
(2000))). Absolute disparity tends to “understate[] the systematic representative
deficiencies” of small groups. United States v. Rogers, 73 F.3d 774, 776-77 (8th
Cir. 1996). For example,
if we assume a group makes up 90% of the population, but 80% of the
jury pool, there would be a 10% absolute disparity. Under those
circumstances, it is doubtful that any court would consider the group
underrepresented. However, if a population group constituted 10% of
the population, but had no representation in a jury pool, that result
might give rise to fair cross-section concerns. Yet, the absolute
disparity—10%—would be identical under both scenarios.
United States v. Hernandez-Estrada, 749 F.3d 1154, 1162 (9th Cir. 2014). In
contrast, comparative disparity tends to “overstate the underrepresentation of a
group that has a small population percentage.” Id. at 1163. For example,
[l]et’s assume . . . that a group constitutes .1% of the population, with
no representation in the jury pool. The comparative disparity of that
group would be 100%. Few would argue that the absence of a group
representing just 0.1% of the population violates the fair cross-section
21
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State v. Rivers, No. 100922-4
requirement, yet comparative disparity analysis would suggest
otherwise.
Id. To account for these problems, courts tend to use a combination of both
methods, sometimes in combination with other statistical methods. See, e.g., id. at
1162-64 (discussing standard deviation, the absolute impact test, and the disparity-
of-risk test); United States v. Orange, 447 F.3d 792, 799 (10th Cir. 2006) (using
combination of absolute and comparative disparity); Mosley v. Dretke, 370 F.3d 467,
479 n.5 (5th Cir. 2004) (using absolute disparity as primary method and permitting
comparative disparity in some instances); Ramseur, 983 F.2d at 1231 (using
combination of absolute disparity, comparative disparity, and deviation from
expected random selection).
Next, Duren’s third component requires the claimant to show the
impermissible underrepresentation is caused by systematic exclusion. This
requirement implements Taylor’s and Duren’s fundamental premise: that a process
that systematically excludes distinctive groups from the jury pool is constitutionally
intolerable because it deprives the defendant of an impartial jury. Taylor, 419 U.S.
at 538 (“Defendants are not entitled to a jury of any particular composition, but the
jury wheels, pools of names, panels, or venires from which juries are drawn must
not systematically exclude distinctive groups in the community and thereby fail to
be reasonably representative thereof.” (citations omitted)).
22
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State v. Rivers, No. 100922-4
“Systematic” means “inherent in the particular jury-selection process
utilized.” Duren, 439 U.S. at 366. For example, in Taylor, the United States
Supreme Court invalidated a Louisiana statute that required women to file a written
declaration stating their interest in serving on a jury before becoming eligible for
jury service. In effect, the statute systematically excluded the vast majority of
women from jury service. Taylor, 419 U.S. at 531. Although women comprised 53
percent of the population in the defendant’s judicial district, women comprised no
more than 10 percent of eligible jurors. Id. at 524. This was constitutionally
intolerable because the jury was not “drawn from a source fairly representative of
the community.” Id. at 538. The case United States v. Osorio provides another
example. 801 F. Supp. 966 (D. Conn. 1992). There, two errors—one computer and
one unexplained—in the Hartford Division of the District of Connecticut’s jury
selection system mistakenly excluded from the master jury wheel all residents of
both Hartford and New Britain, which were home to a large concentration of Black
and Hispanic residents. United States v. Jackman, 46 F.3d 1240, 1242-43 (2d Cir.
1995) (citing Osorio, 801 F. Supp. at 969-71). As a result, “the exclusion of
approximately two-thirds of [B]lacks and Hispanics in the Division as a source of
names for jury selection constitute[d] ‘systematic exclusion’ of those groups from
the jury-selection process.” Osorio, 801 F. Supp. at 979.
23
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State v. Rivers, No. 100922-4
Importantly, systematic exclusion is not the same as systemic exclusion. See
Paula Hannaford-Agor, Systematic Negligence in Jury Operations: Why the
Definition of Systematic Exclusion in Fair Cross Section Claims Must Be Expanded,
59 DRAKE L. REV. 761, 769-79 (2011) (explaining the difference between
“systematic” and “nonsystematic” factors, which generally include “factors not
inherent in the jury selection process itself, but rather ‘private sector’ influences
beyond the control of the court”). Whereas “systemic” exclusion broadly
encompasses all forms of institutional racism that collectively produce
underrepresentation in juries, “systematic” exclusion is much narrower. It requires
the claimant to identify a specific jury selection practice that causes persistent and
constitutionally significant exclusion of a particular group from the jury pool. In
Taylor, for example, the “systematic” apparatus causing unconstitutional disparity
was the Louisiana statute that operated to exclude most women from jury service.
In Osorio, it was two errors that mistakenly excluded all residents of Hartford and
New Britain from the jury pool, which in turn excluded significant numbers of Black
and Hispanic potential jurors.
While systemic and systematic mean different things, we note that it remains
an open question whether systemic factors can nonetheless inform the systematic
exclusion analysis; the United States Supreme Court has expressly declined to
address the issue. Smith, 559 U.S. at 333 n.6 (“We have also never ‘clearly’ decided,
24
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State v. Rivers, No. 100922-4
and have no need to consider here, whether the impact of social and economic factors
can support a fair-cross-section claim.”). At the same time, however, Duren requires
a defendant to identify something more discrete about the jury selection system itself
that produces persistent and traceable exclusion, beyond the myriad of systemic
factors that likely combine to produce exclusion. See id. at 332 (defendant could not
establish prima facie case under Duren by “pointing to a host of factors that,
individually or in combination, might contribute to a group’s underrepresentation”).
And the defendant must tie the disparity to a particular practice with evidence;
statistically significant disparities alone are not enough. See id. at 330-31.
With this background, we now turn to Rivers’s fair cross section claim under
the Washington Constitution.
B. We Decline To Adopt Rivers’s Proposed Tests for Assessing Fair Cross
Section Claims under the Washington Constitution
As noted, Rivers and amici urge us to interpret article I, sections 21 and 22
independently from the Sixth Amendment and to adopt a separate state constitutional
analysis to assess fair cross section claims. This court has a duty, where feasible, to
resolve constitutional questions first under our own state constitution before relying
on federal law. In re Pers. Restraint of Williams, 198 Wn.2d 342, 353, 496 P.3d 289
(2021).
Article I, section 21 provides, in relevant part, “[t]he right of trial by jury shall
remain inviolate.” WASH. CONST. art. I, § 21. Article I, section 22 guarantees the
25
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State v. Rivers, No. 100922-4
right to trial “by an impartial jury” in all criminal prosecutions. WASH. CONST. art.
I, § 22. We have previously considered whether article I, section 21 supports
heightened protections in related contexts. See, e.g., City of Pasco v. Mace, 98
Wn.2d 87, 99, 653 P.2d 618 (1982) (article I, section 21 guarantees the right to trial
by jury for petty offenses, even though the Sixth Amendment guarantees no such
right); State v. Hicks, 163 Wn.2d 477, 492, 181 P.3d 831 (2008) (relying on
“increased protection of jury trials under the Washington Constitution” to uphold
finding of prima facie case of discrimination under Batson v. Kentucky, 476 U.S. 79,
106 S. Ct. 1712, 90 L. Ed. 2d 69 (1986)); State v. Saintcalle, 178 Wn.2d 34, 49, 309
P.3d 326 (2013) (plurality opinion) (“We should also recognize that there is
constitutional value in having diverse juries . . . . Article I, section 21 of our state
constitution declares, ‘The right of trial by jury shall remain inviolate.’”). We have
at least once interpreted section 22’s impartial jury guaranty coextensively with the
Sixth Amendment. See State v. Brown, 132 Wn.2d 529, 598, 940 P.2d 546 (1997)
(in the context of death qualification procedures, Washington Constitution does not
afford broader protection of the right to an impartial jury than recognized under the
Sixth Amendment).
Not all claims encompassed within a particular constitutional provision are
the same, so our analysis centers on Rivers’s specific claim: that article I, sections
21 and 22 require a more stringent assessment of fair cross section claims than the
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State v. Rivers, No. 100922-4
Sixth Amendment’s Duren test. “‘Even where it is already established that the
Washington Constitution may provide enhanced protections on a general topic,
parties are still required to explain why enhanced protections are appropriate in
specific applications.’” Williams, 198 Wn.2d at 354 (quoting State v. Ramos, 187
Wn.2d 420, 454, 387 P.3d 650 (2017)). To determine whether our state constitution
extends broader rights than the federal constitution in a particular context, we
examine the constitutional guaranties in light of the six criteria outlined in State v.
Gunwall.4 Claimants who propose an alternative, more stringent test to analyze state
constitutional rights independently from their federal counterparts must explain how
the Washington Constitution commands the proposed test. See, e.g., State v.
Gocken, 127 Wn.2d 95, 101-07, 896 P.2d 1267 (1995) (adhering to the “same
elements” test in Blockburger 5 to assess double jeopardy claims and holding the
Gunwall factors did not support the proposed “same conduct” test in Grady6).
4
106 Wn.2d 54, 720 P.2d 808 (1986). These factors are (1) the state constitutional text,
(2) significant differences between the state’s text and the text of any parallel provisions of
the federal constitution, (3) state constitutional and common law history, (4) preexisting
state law, (5) structural differences in state and federal constitutions, and (6) whether the
subject matter is of particular state interest or local concern. Id. at 61-62.
5
Blockburger v. United States, 284 U.S. 299, 52 S. Ct. 180, 76 L. Ed. 306 (1932).
6
Grady v. Corbin, 495 U.S. 508, 110 S. Ct. 2084, 109 L. Ed. 2d 548 (1990), overruled by
United States v. Dixon, 509 U.S. 688, 113 S. Ct. 2849, 125 L. Ed. 2d 556 (1993)
(plurality opinion).
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State v. Rivers, No. 100922-4
We find insufficient grounds to adopt Rivers’s proposed tests under article I,
sections 21 and 22 because he fails to explain how these tests are rooted in our state
constitution. Rivers principally argues that recognition of an “inviolate” jury trial
right in article I, section 21 necessarily shows that the Washington Constitution
demands a more stringent test for assessing fair cross-section claims because the
“federal constitution contains no words sanctifying the jury right to such a degree.”
Br. of Appellant at 23. Rivers is correct that section 21 has no federal analog, and
that “‘inviolate’ connotes deserving of the highest protection.” Sofie v. Fibreboard
Corp., 112 Wn.2d 636, 656, 771 P.2d 711 (1989). But we fail to see how the term
“inviolate” commands that we find a per se constitutional violation every time a
Washington defendant demonstrates a 20 percent or greater comparative disparity in
the jury venire. We similarly fail to see how the term “inviolate” obviates the
requirement that defendants show systematic exclusion of a distinctive group.
Beyond the Gunwall factors, Rivers urges an independent state constitutional
analysis on the ground that the Duren test fails to adequately protect the fair cross
section right. Rivers compares Duren to Batson, noting how our “observation that
‘Washington appellate courts have never reversed a conviction’ under Batson
spurred [this court] to adopt a new standard for peremptory challenges.” Supp. Br.
of Pet’r at 11 (quoting Saintcalle, 178 Wn.2d at 45-46). Out of the 20 cases that
Rivers cites in which Washington appellate courts assessed fair cross section
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State v. Rivers, No. 100922-4
challenges, he is correct that not one resulted in a reversal on fair cross section
grounds. But Rivers’s analogy to Batson does not help his argument concerning
how to interpret the Washington Constitution. In seeking to better address racial
bias during jury selection, we never modified Batson on state constitutional grounds.
Rather, we enacted GR 37 under our rule-making authority through legitimate rule-
making procedures. And in Jefferson, we modified Batson using not our state
constitution but our “authority under federal law to create new procedures within
existing Fourteenth Amendment frameworks.” State v. Jefferson, 192 Wn.2d 225,
242, 429 P.3d 467 (2018) (plurality opinion). Our Batson jurisprudence therefore
does not support modifying Duren in the manner that Rivers proposes.
This is not to say that Rivers’s concerns about jury diversity in King County
and across Washington are unfounded or trivial. Rivers identifies a number of
systemic barriers that contribute to persistent and troubling underrepresentation in
Washington jury pools and petit juries. These include, among other things, low juror
pay, work obligations, lack of family care, and lack of transportation. See COLLINS
& GIALOPSOS, supra, at 31-33. We know these socioeconomic barriers to jury
service disproportionately impact BIPOC communities and operate to produce less
diverse and more homogenous juries. See JURY DIVERSITY TASK FORCE, MINORITY
& JUST. COMM’N, 2019 INTERIM REPORT 2-3 (2019),
https://www.courts.wa.gov/subsite/mjc/docs/Jury%20Diversity%20Task%20Force
29
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%20Interim%20Report.pdf (“lower income and minority populations are
disproportionally affected by the financial hardships of jury service” and “are
disproportionately likely to seek economic hardship excusals”). And we know that
structural racism contributes to juror underrepresentation in other ways, too. For
example, BIPOC people are incarcerated at disproportionately high rates and for
longer periods of time than non-BIPOC people. RSCH. WORKING GRP., TASK FORCE
2.0, RACE AND WASHINGTON’S CRIMINAL JUSTICE SYSTEM: 2021 REPORT TO THE
WASHINGTON SUPREME COURT 17-21 (2021),
https://digitalcommons.law.seattleu.edu/cgi/viewcontent.cgi?article=1116&context
=korematsu_center. This translates to a disproportionately small population of jury-
eligible BIPOC individuals from which to summon potential jurors.
A lack of jury diversity results from many systemic contributors and, as a
result, any effective approach to the problem requires multifaceted solutions.
Adversarial litigation and appellate review certainly provide one avenue to effect
change, but within limitations. Our role here, sitting as a court in review, is not to
decide the best method for optimizing jury diversity or juror participation generally.
These policy questions are best answered through legislative action or the judiciary’s
formal rule-making process, as with GR 37 in the Batson context.
Still, we emphasize the critical importance of jury diversity and the urgent
need to promote juror participation and representation statewide. It is beyond
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State v. Rivers, No. 100922-4
dispute that “[f]ully representational jury pools and fairly selected juries are required
. . . to make our trials fair, our judgments legitimate, and our democracy inclusive.”
Rocha v. King County, 195 Wn.2d 412, 438, 460 P.3d 624 (2020) (González, J.,
dissenting). Indeed, research shows that diverse juries spend more time deliberating,
engage in more thorough and detailed deliberations, are more willing to discuss
racial bias, and make fewer factual errors. Samuel R. Sommers, On Racial Diversity
and Group Decision Making: Identifying Multiple Effects of Racial Composition on
Jury Deliberations, 90 J. PERSONALITY & SOC. PSYCH. 597, 606-08 (2006)
[https://perma.cc/29WP-SL7U]. Conversely, “[w]hen any large and identifiable
segment of the community is excluded from jury service, the effect is to remove
from the jury room qualities of human nature and varieties of human experience, the
range of which is unknown and perhaps unknowable.” Peters v. Kiff, 407 U.S. 493,
503, 92 S. Ct. 2163, 33 L. Ed. 2d 83 (1972) (Marshall, J.) (plurality opinion). Our
holding today does not foreclose the judiciary or the legislature from taking new and
different steps toward eradicating systemic barriers to jury service in order to
maximize jury diversity in Washington. We acknowledge the legislature’s efforts
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State v. Rivers, No. 100922-4
on this front to date, 7 but we recognize that more can and must be done. 8 See, e.g.,
JURY DIVERSITY TASK FORCE, supra, at 3-7 (making formal recommendations for
improving jury diversity in Washington).
7
Most recently, the 2023 legislature enacted Second Substitute Senate Bill (SSSB) 5128,
which addresses juror participation and representation in several ways. Notably, SSSB
5128 directs the administrative office of the courts to “provide all courts with a method to
collect data on a juror’s race, ethnicity, age, sex, employment status, educational
attainment, and income, as well as any other data approved by order of the chief justice of
the Washington state supreme court.” LAWS OF 2023, ch. 316, § 1. SSSB 5128 also
permits courts to issue juror summons electronically by e-mail and directs the
administrative office of the courts to “establish a work group to make recommendations
for the creation of a child care assistance program for individuals reporting for jury
service.” LAWS OF 2023, ch. 316, §§ 2-4.
8
One available solution, which we have previously discussed in detail, is higher juror pay.
See Rocha, 195 Wn.2d at 431 (concluding jurors are not employees entitled to minimum
wage under the Minimum Wage Act or otherwise but noting that “low juror reimbursement
is a serious issue that has contributed to poor juror summons response rates”); see also id.
at 433 (Yu, J., concurring in part and dissenting in part) (“All too often inadequate juror
compensation is a barrier to jury service that disproportionately impacts low income and
minority populations. I would hold that the system is exclusory, but the remedy for this
exclusion lies with the legislature, not with the courts.” (emphasis added)); id. at 440
(González, J., dissenting) (concluding the court should imply a cause of action for higher
juror pay because King County’s “low pay and low reimbursement rate amounts to an
exclusion on the basis of economic status, denying such jurors the opportunity to serve as
promised in RCW 2.36.080(1)”). RCW 2.36.150 directs Washington counties to
compensate jurors through expense payments ranging between $10 and $25 per day of
service, plus mileage reimbursement. King County, like many other counties, has chosen
to pay jurors the statutory minimum of just $10 per day. Rocha, 195 Wn.2d at 417. King
County’s present $10 daily rate is no different than it was in 1959—over 60 years ago.
See LAWS OF 1959, ch. 73, § 1. This token $10 rate plus a modest travel reimbursement
does not meaningfully compensate jurors for a day of missed work in 2023 and beyond.
Such low juror pay imposes a significant financial barrier that keeps many low-income and
BIPOC citizens out of King County jury pools. Accordingly, the Minority and Justice
Commission Jury Diversity Task Force has offered policy recommendations to increase
juror pay statewide and to explore the feasibility of tax credits or deductions for jury
service. See JURY DIVERSITY TASK FORCE, supra, at 4.
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State v. Rivers, No. 100922-4
C. Rivers Does Not Establish a Fair Cross Section Violation under Duren
Turning to the merits of Rivers’s fair cross section claim, we adhere to our
precedent and apply the three-part test set forth in Duren. Rivers bears the burden
of proving that his jury selection system is unconstitutional and warrants a new trial.
Hilliard, 89 Wn.2d at 440. Under the Duren test, he must show (1) a distinctive
group (2) is unreasonably underrepresented on venires generally and on his own
venire, and (3) this underrepresentation is the result of systematic exclusion. Duren,
439 U.S. at 364, 366. When a defendant makes a prima facie showing of a fair cross
section violation under Duren, the burden shifts to the State to justify the
infringement by demonstrating that attainment of a fair cross section is incompatible
with a significant state interest. Id. at 367-68.
Rivers easily meets Duren’s first element. Black people form a distinctive
group for Duren purposes. Yates, 177 Wn.2d at 20. This case, like most, turns on
Duren’s second and third elements: underrepresentation and systematic exclusion.
With respect to Duren’s second requirement, we take this opportunity to
clarify that Washington courts are not confined to any one statistical method of
measuring underrepresentation. We decline to adopt any particular methodology as
constitutionally mandated and instead endorse a flexible approach because different
factual scenarios will require different statistical methods. We hold that Washington
courts may use one or more statistical models, including but not limited to absolute
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State v. Rivers, No. 100922-4
and comparative disparity, as the circumstances may warrant. Washington courts
must also consider statistics in light of the real people they purportedly represent.
For example, the Ninth Circuit embraces both absolute and comparative disparity
measures while requiring a showing of
not only statistical significance, but also legal significance. The results
of any statistical method must be examined in the context of the likely,
actual, “real life” impact on the jury pool at issue. As we have observed
in earlier cases, “we look to people not percentages.”
Hernandez-Estrada, 749 F.3d at 1165 (quoting United States v. Kleifgen, 557 F.2d
1293, 1297 (9th Cir. 1977)). If a statistical analysis shows underrepresentation, but
the disparity “does not substantially affect the representation of the group in the
actual jury pool, then the underrepresentation does not have legal significance in the
fair cross-section context.” Id. This approach strikes the appropriate balance and
we adopt it here, recognizing that statistics can be helpful but only when understood
in light of the actual people and groups they measure.
However, we do not reach the question of underrepresentation in this case
because Rivers does not meet Duren’s third element, systematic exclusion.
Systematic exclusion means underrepresentation of the distinctive group is “inherent
in the particular jury-selection process utilized.” Duren, 439 U.S. at 366. Rivers
offers two theories of systematic exclusion. First, he argues that low juror response
rates combined with King County’s summons practices produce an “oversampling”
of predominantly white zip codes and an “undersampling” of more diverse zip codes.
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Framing exclusion in this way does not satisfy Duren, as low juror response rates
may be due to systemic or other nonsystematic factors external to the county’s
summons procedures.
Rivers next claims that King County’s summons procedures are exclusionary
because the county chose to divide itself into two demographically disparate jury
districts: Seattle and Kent. He argues the Seattle-Kent divide constitutes systematic
exclusion because, as a result of historically racist housing policies, King County’s
Black population is more heavily concentrated in the Kent jury assignment area.
This means fewer Black residents are summoned for jury service in the Seattle jury
assignment area and, consequently, Seattle juries are less diverse than Kent juries.
The State responds that the Seattle-Kent divide was created in an effort to promote
jury participation and diversity by eliminating long travel distances. As noted, the
legislature enacted RCW 2.36.055 in response to evidence showing that “distance to
the courthouse had a disproportionate impact on poor and minority jurors, making
juries overall less representative of King County.” Lanciloti, 165 Wn.2d at 664.
Rivers’s argument about the geographic subdivision of King County could
establish a form of systematic exclusion under Duren, but he has failed to prove this
argument with evidence. Although racial demographics combined with jury
districting “might contribute to a group’s underrepresentation,” there must be proof
of causation. See Smith, 559 U.S. at 330-32 (a Kent County, Michigan jury
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State v. Rivers, No. 100922-4
assignment order allegedly “siphoned” Black jurors from the racially diverse city of
Grand Rapids to district courts located in less diverse regions of the county and, in
theory, systematically excluded such jurors from service in Grand Rapids, but
defendant failed to prove this theory with evidence). Professor Beckett’s data shows
that during a 20-day period, the prospective Kent jury pool was 5.33 percent Black
while Seattle’s was 2.29 percent Black. 9 CP at 74, 115. However, this data does not
reveal “‘how the alleged siphoning of [Black] jurors . . . affected the . . . jury pool.’”
Smith, 559 U.S. at 325 (quoting Smith, 463 Mich. at 205). In particular, Rivers does
not offer data predating the geographic divide to establish a baseline for assessing
how separate jury districts have impacted jury diversity in King County. It is
possible that eliminating long travel distances by summoning jurors to their nearest
courthouse actually increased BIPOC participation and representation in the jury
9
We note that Professor Beckett’s data does not provide a complete picture of juror
demographics in King County given that she performed this study over a 20-day period in
2015, reached only a 73.6 percent response rate, and did not record the race of those who
declined to take the survey. We also acknowledge the serious lack of available data
concerning jury diversity in Washington, as well as the substantial barrier that this lack of
data creates for defendants seeking to prove a fair cross section violation. The Minority
and Justice Commission Jury Diversity Task Force has “unanimously agreed on the
importance of collecting jury demographic data and recommends the permanent statewide
implementation of a system to collect juror demographics.” JURY DIVERSITY TASK
FORCE, supra, at 6. Commendably, the enactment of SSSB 5128 represents an important
first step in implementing this recommendation, directing a system for collecting juror
demographic data. Supra n.5 (quoting LAWS OF 2023, ch. 316, § 1). This centralized data
collection system will not only aid criminal defendants in the context of fair cross section
claims but is crucial to “help the state monitor whether and to what extent each [of the Task
Force’s] proposed [solutions] affect[] minority juror participation.” JURY DIVERSITY
TASK FORCE, supra, at 6.
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State v. Rivers, No. 100922-4
system, as intended. Without predivide data, it is difficult to know whether the
divide has produced systematic exclusion rather than inclusion, whether there is an
offset, or what other consequences flow from the decision to subdivide the areas. A
showing of statistical disparity over a short period in 2015, on its own, is insufficient
under Smith, 559 U.S. 314, and does not persuade us that the decision to divide King
County into Seattle and Kent jury districts has produced systematic exclusion within
the meaning of Duren.
Rivers has not substantiated his theory of systematic exclusion with evidence
as required by Duren, and for this reason we hold Rivers fails to establish a fair cross
section violation.
II. Rivers’s Remaining Claims Do Not Warrant a New Trial, Though He
Is Entitled to Resentencing
Beyond his fair cross section claim, Rivers seeks a new trial due to (1) the trial
court’s admission of expert testimony from an experienced Harborview nurse
regarding the correlation between strangulation and memory loss and (2) the trial
court’s decision not to answer a written question from the jury regarding the mens
rea of assault by suffocation and to instead refer the jury to its instructions. We hold
that the trial court did not abuse its discretion on either occasion. However, Rivers
argues and the State does not dispute that he is entitled to resentencing as a result of
recent legislative amendments. We agree and remand to the trial court for a new
sentencing hearing.
37
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State v. Rivers, No. 100922-4
A. The Trial Court Acted within Its Discretion in Qualifying a Nurse Witness as
an Expert on the Relationship between Strangulation and Memory Loss
Rivers claims the trial court erred in permitting expert testimony by a SANE,
Theresa Stewart, on the correlation between strangulation and memory loss.
Specifically, Rivers alleges Stewart lacked training as a psychologist,
neurobiologist, or neuroscientist; that she had not researched the connection between
strangulation and memory loss; and that her experience on this subject was limited
to anecdotal observations and a single training video. According to Rivers, the
testimony was beyond Stewart’s area of expertise and therefore not helpful to the
jury’s understanding of the evidence.
We review the admission of expert testimony for abuse of discretion. State v.
Thomas, 150 Wn.2d 821, 856, 83 P.3d 970 (2004). Reversal is warranted only where
“no reasonable person would have decided the matter as the trial court did.” Id. The
evidence rules permit expert testimony “[i]f scientific, technical, or other specialized
knowledge will assist the trier of fact to understand the evidence or to determine a
fact in issue.” ER 702. An expert may be qualified based on “knowledge, skill,
experience, training, or education.” Id. It is well established that an expert may be
qualified by experience alone. Johnston-Forbes v. Matsunaga, 181 Wn.2d 346, 355,
333 P.3d 388 (2014) (quoting In re Marriage of Katare, 175 Wn.2d 23, 38, 283 P.3d
546 (2012) (no abuse of discretion where trial court permitted expert testimony on
topic of child abduction by attorney who worked in the field of child abduction for
38
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State v. Rivers, No. 100922-4
17 years)). “‘The witness need not possess the academic credentials of an expert;
practical experience may suffice.’” Harris v. Robert C. Groth, MD, Inc., 99 Wn.2d
438, 449, 663 P.2d 113 (1983) (quoting 5A KARL B. TEGLAND, WASHINGTON
PRACTICE: EVIDENCE LAW AND PRACTICE § 289 (2d ed. 1982)).
The trial court sustainably qualified Stewart as an expert on the correlation
between strangulation and memory loss. Stewart obtained her bachelor of science
in nursing in 1989. In 2002, she completed a 40-hour didactic SANE training to
become a forensic nurse. At the time of trial, Stewart had worked as a nurse
examiner at Harborview Medical Center for 17 years. She has seen over 500 patients
for sexual assault exams and estimates that approximately 15 percent of all sexual
assault victims report strangulation. Stewart has performed strangulation
examinations on both sexual assault and domestic violence patients in the course of
her work at Harborview. Stewart occasionally performs forensic examinations
specifically related to strangulation. When Stewart evaluates patients, the first thing
she does is obtain a patient history of “as much as they’re able to remember about
what’s happened to help guide the exam and the care” provided to the patient. 2
VRP at 735. Stewart also regularly attends trainings and conferences on sexual
assault strangulation, pattern injuries, neurobiology, and related topics. She has
trained other nurse examiners, law enforcement, prosecutors, and advocates on the
39
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State v. Rivers, No. 100922-4
topic of sexual assault strangulation. She has been qualified as an expert and testified
in court on the topic of strangulation approximately 20 times.
We cannot say that no reasonable person would have ruled as the trial court
did here. Based on her experience and training, Stewart was qualified to render her
expert opinion that memory loss is a symptom of strangulation. That Stewart lacked
academic credentials on this particular subject goes to the weight of her testimony,
not admissibility. See State v. Flett, 40 Wn. App. 277, 285, 699 P.2d 774 (1985)
(“[O]nce basic requisite qualifications are established, any deficiencies in an
expert’s qualifications go to weight, rather than admissibility of testimony.”). The
record does indicate, as Rivers points out, that many of the trainings on strangulation
that Stewart has either attended or planned recycle the same training video created
by Dr. Rebecca Campbell, a neurobiologist who studies the effects of trauma. This,
too, goes to the weight of Stewart’s testimony, not admissibility. Moreover, the
testimony was helpful to the trier of fact because it established that strangulation
could have contributed to Power’s memory loss from the evening of the alleged
assault. The trial court acted well within its discretion in permitting Stewart’s expert
opinion on this topic.
B. The Trial Court Acted within Its Discretion in Declining To Answer the Jury’s
Written Question
Next, Rivers claims he is entitled to a new trial because the trial court declined
to answer a question from the deliberating jury concerning the mens rea for assault
40
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State v. Rivers, No. 100922-4
by suffocation. According to Rivers, the trial court was obligated to answer this
question because it demonstrated the jury’s confusion over the intent required to
convict him of assault. The court’s refusal to answer, he claims, relieved the
prosecution of its burden of proving every element of the offense beyond a
reasonable doubt. We disagree.
We review a trial court’s decision of how best to respond to a deliberating
jury’s question for abuse of discretion. State v. Becklin, 163 Wn.2d 519, 529-30,
182 P.3d 944 (2008). Jurors are presumed to follow the court’s instruction. State v.
Weaver, 198 Wn.2d 459, 467, 496 P.3d 1183 (2021). We presume they read the
instructions as a whole to discern the relevant legal standard. Id. A single jury
question “does not create an inference that the entire jury was confused, or that any
confusion was not clarified before a final verdict was reached.” State v. Ng, 110
Wn.2d 32, 43, 750 P.2d 632 (1988) (no abuse of discretion where trial court declined
to answer jury question because instructions already answered that question).
There was no abuse of discretion here. It is undisputed that the jury’s
instructions reflected an accurate statement of the law. Instruction No. 14 defined
suffocation and expressly stated that it requires a person act with intent to block
another’s ability to breathe. The trial court acted reasonably when it declined to
answer a question involving hypothetical facts about death by suffocation and
instead referred the jury to the instructions already given, which contained an answer
41
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State v. Rivers, No. 100922-4
to the jury’s question. The instructions were legally correct, and we presume the
jury followed them. Weaver, 198 Wn.2d at 467.
Rivers cites three primary cases in support of his argument, but each is readily
distinguishable. In State v. Sanjurjo-Bloom, the trial court erred by admitting
character evidence without a limiting instruction. 16 Wn. App. 2d 120, 127-28, 479
P.3d 1195 (2021). When the jury asked a question indicating it was considering this
evidence for improper propensity purposes, the court “compounded” the existing
error by failing to correct the jury’s misunderstanding. Id. The Court of Appeals
reversed not because the lower court declined to answer a jury question, but because
the court permitted the jury to consider improper propensity evidence. Id. at 129-
30. In Rivers’s case, however, there was no existing evidentiary error the court was
obligated to correct.
In State v. Campbell, one of the jury’s instructions did not accurately inform
the jury of the law. 163 Wn. App. 394, 401, 260 P.3d 235 (2011). When read as a
whole, the instructions did not cure the deficiency. Id. “This error was compounded
when, in response to the jury’s question, the trial court referred the jurors back to the
instructions already given rather than clarifying the applicable law.” Id. at 401-02.
Unlike Campbell, the jury instructions here correctly stated the law on assault,
including the element of intent, and the trial court did not compound an existing error
by declining to answer the jury’s question.
42
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State v. Rivers, No. 100922-4
In State v. Backemeyer, the jury asked multiple questions indicating it did not
understand the law of self-defense. 5 Wn. App. 2d 841, 849, 428 P.3d 366 (2018).
The issue on appeal was not whether the trial court abused its discretion in declining
to answer the jury’s questions, but whether defense counsel performed deficiently in
repeatedly agreeing to tell the jury to simply refer to its instructions. Id. (holding
defense counsel performed deficiently because he “had no legitimate strategy” in
answering the jury’s questions). Courts are particularly sedulous in ensuring that
the standard for self-defense be manifestly clear to the jury, so the court
appropriately found deficient performance by counsel in Backemeyer in light of the
jury’s obvious confusion. But that case does not compel the result that Rivers seeks
here because he has not shown juror confusion on the elements of assault and he
makes no claim that trial counsel performed deficiently.
In sum, the trial court acted well within its discretion when it responded to the
jury’s question by referring the jury to its instructions, which reflected an accurate
statement of the law.
C. Rivers Is Entitled to Resentencing
Although Rivers’s other claims fail, he is entitled to a new sentencing hearing.
Under the Persistent Offender Accountability Act, persistent offenders are sentenced
to life imprisonment without the possibility of parole. RCW 9.94A.570. A
“persistent offender” is one who has been convicted of three or more felonies
43
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State v. Rivers, No. 100922-4
constituting “most serious offense[s].” RCW 9.94A.030(37)(a). In 2019, the
legislature amended the categories of crimes constituting most serious offenses.
After Engrossed Substitute Senate Bill 5288, second degree robbery no longer
qualifies as a most serious offense. LAWS OF 2019, ch. 187, § 1 (amending RCW
9.94A.030(33)). In 2021, the legislature passed Engrossed Senate Bill 5164, which
provides that defendants “must have a resentencing hearing if a current or past
conviction for robbery in the second degree was used as a basis for the finding that
the offender was a persistent offender.” LAWS OF 2021, ch. 141, § 1 (effective July
25, 2021), codified as RCW 9.94A.647.
Rivers is entitled to resentencing under the amended statutes. He was
sentenced in 2020 to life imprisonment without the possibility of parole under the
Persistent Offender Accountability Act. This sentence was based in part on his two
prior convictions for second degree robbery. Rivers therefore must receive a
resentencing hearing because his “past conviction[s] for robbery in the second
degree” served as the basis for his sentence as a persistent offender. RCW
9.94A.647.
CONCLUSION
We affirm Rivers’s convictions and remand for a resentencing hearing. We
decline to adopt Rivers’s proposed state constitutional tests and instead analyze his
fair cross section claim under the existing Duren test. Applying that test here, we
44
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State v. Rivers, No. 100922-4
conclude Rivers fails to establish systematic exclusion and therefore has not carried
his burden of demonstrating a constitutional violation. In addition, we hold that the
trial court reasonably exercised its discretion in permitting Ms. Stewart’s expert
testimony on the correlation between strangulation and memory loss and in
answering the jury’s question regarding assault by suffocation by referring the jury
to its instructions. While Rivers is not entitled to a new trial, we vacate his sentence
and remand for resentencing because RCW 9.94A.647 no longer allows a persistent
offender life sentence based on prior second degree robbery convictions.
____________________________
WE CONCUR:
___________________________ ____________________________
____________________________ ____________________________
____________________________ ____________________________
____________________________ ____________________________
45
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No. 100922-4
GONZÁLEZ, C.J. (concurring) — Those charged with a crime have a right to
be tried before a jury drawn from a fair cross section of the community. Taylor v.
Louisiana, 419 U.S. 522, 527, 95 S. Ct. 692, 42 L. Ed. 2d 690 (1975). A fair cross
section of the community on venires, panels, or lists from which juries are drawn
“is essential to the fulfillment of the Sixth Amendment’s guarantee of an impartial
jury trial in criminal prosecutions.” Id. at 526; U.S. CONST. amend. VI. It also
“preserv[es] ‘public confidence in the fairness of [our] criminal justice system.’”
Lockhart v. McCree, 476 U.S. 162, 174-75, 106 S. Ct. 1758, 90 L. Ed. 2d 137
(1986) (quoting Taylor, 419 U.S. at 530-31).
Long-standing precedent puts the burden on the defendant to show that the
pool of potential jurors does not represent a fair cross section of the community.
While this accords with the regular course of judicial review, the truth is that the
defendant does not have access to the information that would allow them to meet
that burden. Whether the jury pool in fact represents a fair cross section of the
community is a matter courts have all too often taken on faith, often in the face of
considerable reasons to think otherwise. When a defendant cannot meaningfully
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State v. Rivers, No. 100922-4 (González, C.J., concurring)
challenge the cross section from which their jury panel is drawn it undermines both
the fairness of the process and public confidence.
As the majority properly acknowledges, jury pools have historically not been
drawn from that fair cross section. Justice demands more than we have done.
Under the impossible burden established by Duren v. Missouri, 439 U.S. 357, 99 S.
Ct. 664, 58 L. Ed. 2d 579 (1979), the controlling federal precedent, Paul Rivers has
not established that he is entitled to relief. Nor has he done the work to establish a
right to a different result under our state constitution. Accordingly, I reluctantly
concur with the majority.
I write separately to express my deep concern with the unworkable legal
framework set forth in Duren and the inadequate steps we have taken to make our
jury pools represent a fair cross section of our communities. Duren has failed and
we have failed. We—judges, court clerks, and the legislature—must do more.
I. APPLICATION OF DUREN STANDARD
Duren articulated a three-pronged test for fair cross section challenges.
When a defendant raises a fair cross section challenge, they must make a prima
facie showing:
(1) that the group alleged to be excluded is a “distinctive” group in the
community; (2) that the representation of this group in venires from
which juries are selected is not fair and reasonable in relation to the
number of such persons in the community; and (3) that this
underrepresentation is due to systematic exclusion of the group in the
jury-selection process.
2
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State v. Rivers, No. 100922-4 (González, C.J., concurring)
Id. at 364. The defendant is not required to show intentional or purposeful
discrimination. As Justice Rehnquist noted in his dissenting opinion in Duren,
“under equal protection analysis prima facie challenges are rebuttable by proof of
absence of intent to discriminate, while under Sixth Amendment analysis intent is
irrelevant.” Id. at 371. Once the defendant has made this prima facie showing, the
burden shifts to the State to justify the infringement “by showing attainment of a
fair cross section to be incompatible with a significant state interest.” Id. at 368
(citing Taylor, 419 U.S. at 533-35).
Duren had challenged a state law that exempted women from jury service
upon their request. Id. at 360. Near the time of Duren’s trial, women represented
approximately 54 percent of the population eligible for jury service but only 26.7
percent of those summoned and 14.5 percent of those on venires. Id. at 362-63,
367.
The Court rejected the State’s argument that Duren failed to show the
exemption of women on request had “‘any effect’ on or was responsible for the
underrepresentation of women on venires.” Id. at 368. The Court held Duren had
made a “prima facie showing of an infringement” of his fair cross section right. Id.
at 368. In essence, the Duren Court did not require a stringent showing of
causation to meet the systematic exclusion prong. See Nina W. Chernoff, Wrong
3
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State v. Rivers, No. 100922-4 (González, C.J., concurring)
About the Right: How Courts Undermine the Fair Cross-Section Guarantee by
Confusing It with Equal Protection, 64 HASTINGS L.J. 141, 163 (2012).
The Court arguably required a more particularized showing of the cause of
the disparity in Berghuis v. Smith, 559 U.S. 314, 130 S. Ct. 1382, 176 L. Ed. 2d
249 (2010). There, Smith challenged Kent County’s jury assignment order that
assigned jurors first to district courts then to circuit courts. The city of Grand
Rapids made up 37 percent of Kent County, and Black residents made up 85
percent of Grand Rapids. Id. at 322. Smith alleged that the order siphoned Black
jurors from the circuit court to the district court, resulting in an underrepresentation
of Black jurors in the circuit court where his trial was held. He provided evidence
showing a drop in the comparative underrepresentation of Black jurors from 18.0
percent to 15.1 percent after the order was discontinued, but the court concluded
that Smith failed to show that the order caused the underrepresentation. Id. at 331.
In my view, the constitutional guaranty to a fair cross section should not be so
constrained.
Nevertheless, our court has followed federal courts and repeatedly applied
this strict reading of Duren in consistently rejecting fair cross section claims. See
In re Pers. Restraint of Yates, 177 Wn.2d 1, 20-23, 296 P.3d 872 (2013); State v.
Cienfuegos, 144 Wn.2d 222, 232, 25 P.3d 1011 (2001); In re Pers Restraint of
Lord, 123 Wn.2d 296, 312, 868 P.2d 835 (1994); State v. Rupe, 108 Wn.2d 734,
4
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State v. Rivers, No. 100922-4 (González, C.J., concurring)
747-48, 743 P.2d 210 (1987); see also David M. Coriell, An (Un)fair Cross
Section: How the Application of Duren Undermines the Jury, 100 CORNELL L.
REV. 463, 465 (2015) (concluding that a strict reading of Duren places “a high bar
[on the defendant] that often renders the fair cross section guarantee illusory”)
Today, we add Rivers to this unpleasant legacy of fair cross section claims.
Rivers contends that King County Superior Court’s procedure of dividing its
jury source list into two assignment areas systematically excludes Black panel
members from the “Seattle Jury Assignment Area.” His contention is supported by
a report by Professor Katherine Beckett, albeit a report that was limited by
considerable constraints. Dr. Beckett analyzed (1) juror summons information for
each zip code in King County and the separate assignment areas for the year of
2015, aggregated with the latest United States census data, and (2) juror survey
responses conducted in both the Seattle and Kent courthouses from January to
April 2015. Clerk’s Papers (CP) at 111-13. This data showed that only 4 percent
of eligible jurors in the Seattle Jury Assignment Area were Black, whereas more
than 8 percent of the “Kent Jury Assignment Area” were Black. CP at 113. The
numbers are even more concerning when we consider that only 2 percent of jurors
who showed up for jury duty in the Seattle Jury Assignment Area were Black. Id.
But without equally powerful analysis comparing the disproportionality of the jury
pools that would exist without the assignment areas, I am constrained to agree with
5
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State v. Rivers, No. 100922-4 (González, C.J., concurring)
the majority that under Duren, this is insufficient to demonstrate systematic
exclusion. See majority at 36. However, it strongly suggests we need to do better.
II. BURDEN UNDER DUREN
The majority suggests that Rivers could have made a prima facie showing by
providing juror data predating the adoption of King County Superior Court’s Local
General Rule (LGR) 18 to test if the rule had operated as intended and, if not,
whether it systematically excluded Black jurors. Id. LGR 18 was adopted after
King County judges observed that the general inverse relationship between the
distance from the courthouse and the likelihood of appearing in response to a juror
summons was more pronounced when the juror was lower income or a person of
color. State v. Lanciloti, 165 Wn.2d 661, 664, 201 P.3d 323 (2009). Whether
LGR 18 has worked as intended is absolutely something that should be tested. The
majority suggests this data might have shown “whether the divide has produced
systematic exclusion rather than inclusion . . . or what other consequences flow
from the decision to subdivide the areas.” Majority at 36. But it is unrealistic to
think that this is a showing an individual defendant should be able to make in the
heat of trial. It illustrates the difficulty defendants face when trying to enforce
their Sixth Amendment fair cross section right.
6
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State v. Rivers, No. 100922-4 (González, C.J., concurring)
a. DEFENDANT’S BURDEN AND LACK OF JUROR INFORMATION
Such an approach to establishing the prima facie case demonstrates the
nearly impossible burden under Duren today. Defendants depend largely on our
courts for access to jury information. This information is not complete and cannot
be easily analyzed. In addition, some courts do not consistently track juror
demographic information.1 Under our court rules, such information is presumed to
be private, and, in most cases, requests for this information will be granted by the
court only upon a showing of good cause and after the conclusion of the trial. GR
31(j). The record in this case shows that King County does not regularly collect
data regarding the race of its jurors. CP at 159. However, to mount a successful
fair cross section challenge, defendants “need the government’s data about the race
of potential jurors . . . [and] access to the operation of the system to understand the
source of the disparity.” Nina W. Chernoff, No Records, No Right: Discovery &
the Fair Cross-Section Guarantee, 101 IOWA L. REV. 1719, 1734-35 (2016). An
inability to access such information can be fatal to Sixth Amendment fair cross
section claims.
1
See JURY DIVERSITY TASK FORCE, MINORITY & JUST. COMM’N, 2019 INTERIM REPORT 6 n.7
(2019), https://www.courts.wa.gov/subsite/mjc/docs/Jury%20Diversity%20Task%20Force%20
Interim%20Report.pdf (citing N.Y. JUD. LAW § 528) (concluding that New York is the only state
collecting juror demographics and recommending that juror demographic data be collected on a
permanent statewide basis in Washington State).
7
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State v. Rivers, No. 100922-4 (González, C.J., concurring)
This was illustrated in Cienfuegos, 144 Wn.2d 222, and State v. Lopez-
Ramirez, No. 75546-3-I (Wash. Ct. App. Feb. 12, 2018) (unpublished),
https://www.courts.wa.gov/opinions/pdf/755463.PDF. On appeal, Cienfuegos
argued that he was prevented from making a prima facie showing of a fair cross
section violation because he did not have access to racial demographics about the
potential jurors—either by the trial court’s refusal to provide him the jury list so he
could contact the jurors to determine their race for purposes of his appeal or by the
compilation of the jury list itself because it does not collect information about the
juror’s race. Cienfuegos, 144 Wn.2d at 232. There, the court concluded that his
bare allegations that the jury list was not representative of the community was not
sufficient enough to bring the issue into play. We held that Cienfuegos did not
meet the requisite prima facie showing. Id.
In Lopez-Ramirez, the defendant moved for a jury drawn from a fair cross
section of the community before trial, arguing that Black residents in King County
were underrepresented in jury venires. He requested access to demographic
information on potential jurors in the jury assembly room, but the trial judge
declined to provide such information. Lopez-Ramirez, No. 75546-3-I, slip op. at 8-
9. Similar to Rivers, Lopez-Ramirez relied on the same report from Professor
Beckett. The Court of Appeals held that Lopez-Ramirez failed to meet his burden
under Duren. Id. at 13.
8
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State v. Rivers, No. 100922-4 (González, C.J., concurring)
The “cross-section requirement [is] without meaning if a defendant [is]
denied all means of discovery in an effort to assert that right.” State ex. rel.
Garrett v. Saitz, 594 S.W.2d 606, 608 (Mo. 1980). The Iowa Supreme Court
recognized this in State v. Plain, where it held that the defendant could not make
his prima facie case because he was denied access to historical data regarding jury
information to which he was entitled. 898 N.W.2d 801, 828, 836-37 (Waterman, J.,
concurring specially) (Iowa 2017). 2 The New Jersey courts have taken great
strides toward making the promise of a fair cross section meaningful in the wake of
State v. Andujar, 247 N.J. 275, 254 A.3d 606 (2021). See N.J. CTS., JURY
SELECTION UPDATES: (1) STRATEGIES TO ADDRESS BIAS; (2) AMENDMENTS TO
COURT RULES; AND (3) NEW RULE 1:8-3A (Aug. 2022),
https://www.njcourts.gov/sites/default/files/attorneys/jury-
reforms/statewidejuryreforms.pdf [https://perma.cc/G9ZZ-9E6A]. I applaud the
legislature for taking a substantial step toward making the promise of a fair cross
section meaningful. See, e.g., LAWS OF 2023, ch. 316. But more is required.
b. STATE’S BURDEN TO JUSTIFY INFRINGEMENT
Even under the existing inadequate Duren test, I am concerned that putting
the burden on the defendant to show a difference before and after adoption of LGR
2
Plain also discusses several jurisdictions that have established that the Constitution requires
that defendants have access to juror information in order to enforce their Sixth Amendment fair
cross section right. 898 N.W.2d at 828.
9
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State v. Rivers, No. 100922-4 (González, C.J., concurring)
18 makes rebutting the State’s justification part of the prima facie case. It also
confuses the State’s burden in a fair cross section challenge under the Sixth
Amendment—to show that attaining a fair cross section is incompatible with some
significant state interest—with its burden in an equal protection challenge. Once a
defendant makes a prima facie case of intentional discrimination under the equal
protection clause, the State bears the burden of showing there is no intentional
discrimination. No such showing of intent is required under the Sixth Amendment.
Duren, 439 U.S. at 368. Once the defendant shows systematic exclusion exists, the
only remaining question is whether the infringement on defendant’s right is
justified. See id. at 368 n.26.
The State seems to suggest that since its intentions are good and the rule
rational, the Sixth Amendment has not been violated. Br. of Resp’t at 38. That is
not sufficient as “‘[t]he right to a proper jury cannot be overcome on merely
rational grounds.’” Duren, 439 U.S. at 367 (alteration in original) (quoting Taylor,
419 U.S. at 534). The State must provide proof. See also Smith, 559 U.S. at 332-
33 (explaining that when the State argued that the exemption complained of did not
cause the systematic exclusion, the State must demonstrate how the other
exemptions, that would justify failure to achieve a fair cross section, are the cause
of the systematic exclusion).
10
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State v. Rivers, No. 100922-4 (González, C.J., concurring)
III. ENFORCING THE RIGHT TO A FAIR CROSS SECTION
Our state has made considerable efforts over the years to make our juries
more reflective of the community. I commend the ongoing work of stakeholders to
find and fund ways to track and increase juror participation. However, the lack of
diverse juries in our criminal justice system still persists. Therefore, it is important
that a defendant be able to enforce their Sixth Amendment cross section right with
access to appropriate juror demographic information essential to making a prima
facie case of systematic exclusion. See Letter from Wash. State Sup. Ct. to
Members of Judiciary & Legal Cmty. 1 (June 4, 2020),
https://www.courts.wa.gov/content/publicUpload/Supreme%20Court%20News/Ju
diciary%20Legal%20Community%20SIGNED%20060420.pdf
[https://perma.cc/QNT4-H5P7] (“[W]e must recognize the harms that are caused
when meritorious claims go unaddressed due to systemic inequities.”)
We should hold ourselves accountable and scrutinize our own court rules
and procedures that govern the jury selection process and access to juror records to
amend or craft such rules to reflect what we have learned about the shortcomings
of Duren. See GR 31(j) (allowing defendants access to limited juror information
upon a showing of good cause and only after the conclusion of the trial); GR 18(b)
(requiring that jury source lists include only the juror’s name, date of birth, gender,
mailing and residential address).
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For the current opinion, go to https://www.lexisnexis.com/clients/wareports/.
State v. Rivers, No. 100922-4 (González, C.J., concurring)
Our state legislature should also consider how Congress has responded to the
challenge that defendants face in obtaining information to support such claims in
the federal courts. See Garrett, 594 S.W.2d at 608. Federal law commands that
courts preserve all jury records and papers for “public inspection for the purpose of
determining the validity of the selection of any jury.” 28 U.S.C. § 1868; see also
28 U.S.C. § 1867 (allowing defendants to present such records as evidence in
challenging the jury selection process).
I concur with the majority that under existing law and based on the factual
showing made, Rivers is not entitled to relief. But his case starkly points out how
jury pools in this state do not resemble the people of this state. Now that we know
better, we must do better.
With these observations, I concur with the majority.
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