[J-36-2023]
IN THE SUPREME COURT OF PENNSYLVANIA
MIDDLE DISTRICT
TODD, C.J., DONOHUE, DOUGHERTY, WECHT, MUNDY, BROBSON, JJ.
IN RE: NOMINATION PETITION OF : No. 78 MAP 2022
MICHAEL DOYLE AS CANDIDATE FOR :
REPRESENTATIVE IN CONGRESS FOR : Appeal from the Order of the
THE TWELFTH CONGRESSIONAL : Commonwealth Court at No. 119
DISTRICT : MD 2022 dated June 23, 2022.
:
OBJECTION OF: ERIC SLOSS AND : SUBMITTED: April 19, 2023
SANDOR ZELEKOVITZ :
:
APPEAL OF: ERIC SLOSS AND SANDOR :
ZELEKOVITZ :
OPINION
CHIEF JUSTICE TODD DECIDED: November 22, 2023
In this direct appeal we are asked to determine whether the Commonwealth Court
abused its discretion in ordering Appellants, Eric Sloss and Sandor Zelekovitz,
(“Objectors”) to pay the counsel fees of Appellee, Michael Doyle, a candidate for the
Republican nomination for Representative of Pennsylvania’s 12th Congressional District
(“Candidate”) in the May 17, 2022 Primary Election. These fees were incurred during the
litigation of Objectors’ petition to set aside Candidate’s nominating petitions for lack of a
sufficient number of legally valid signatures from Republican electors. After review, for
the reasons we explain herein, we conclude that the Commonwealth Court abused its
discretion in ordering Objectors to pay such fees. We therefore reverse its order in that
respect.
I. Factual Background and Procedural History
Given the issue before us, our review of the background and procedural history of
this case, and in particular the hearings before the Commonwealth Court, is necessarily
detailed.
Following the 2020 United States Census, the number of Representatives
Pennsylvania was entitled under the United States Constitution to send to Congress was
reduced from 18 to 17. This necessitated the implementation of a new congressional
districting plan for our Commonwealth’s remaining 17 congressional seats. Because the
Governor and the General Assembly failed to agree upon such a suitable districting plan,
the task fell to our Court to select a plan from among 13 proposed districting plans
submitted for our Court’s consideration, using the requirements for such districts
mandated by the Constitution and federal law. Ultimately, our Court issued an order on
February 23, 2022 selecting the present Congressional District Map, first used in the May
17, 2022 Primary Election. Carter v. Chapman, 273 A.3d 499 (Pa. 2022) (order).
In order to guarantee an orderly election process for that approaching primary, our
order in Carter also modified the election calendar for that contest. In relevant part, the
order specified that candidates for office were permitted to circulate nominating petitions
from February 25, 2022 until March 15, 2022. Id. Our Court’s order also set March 22,
2022 as the deadline for any objections to be filed to those nominating petitions, and it
required the Commonwealth Court to schedule hearings on such objections to begin no
later than March 25, 2022, as well as required that tribunal to render a decision on all
objections by March 29, 2022. Id. The order further set April 2, 2022 as the last day for
county boards of elections to send remote military-overseas absentee ballots. Id.
After the entry of our Carter order, Candidate began circulating nominating
petitions as a candidate for the Republican Party nominee for Representative in the newly
configured 12th Congressional District. He was required to obtain the “valid signatures”
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of 1,000 “registered and enrolled members” of the Republican Party in order to
accomplish this. 25 P.S. § 2872.1(12). On March 15, 2022, Candidate filed nominating
petitions containing 1,351 signatures with the Secretary of the Commonwealth.
One week later, Objectors, who were registered Republican voters residing in the
12th Congressional District, filed in the Commonwealth Court a Petition to Set Aside
Candidate’s nominating petitions (“Petitions”), under 25 P.S. § 2937.1 Objectors alleged
1 Section 2937 provides, in relevant part:
All nomination petitions and papers received and filed within
the periods limited by this act shall be deemed to be valid,
unless, within seven days after the last day for filing said
nomination petition or paper, a petition is presented to the
court specifically setting forth the objections thereto, and
praying that the said petition or paper be set aside. A copy of
said petition shall, within said period, be served on the officer
or board with whom said nomination petition or paper was
filed. Upon the presentation of such a petition, the court shall
make an order fixing a time for hearing which shall not be later
than ten days after the last day for filing said nomination
petition or paper, and specifying the time and manner of notice
that shall be given to the candidate or candidates named in
the nomination petition or paper sought to be set aside. On
the day fixed for said hearing, the court shall proceed without
delay to hear said objections, and shall give such hearing
precedence over other business before it, and shall finally
determine said matter not later than fifteen (15) days after the
last day for filing said nomination petitions or papers. If the
court shall find that said nomination petition or paper is
defective under the provisions of [25 P.S. § 2936] or does not
contain a sufficient number of genuine signatures of electors
entitled to sign the same under the provisions of this act, or
was not filed by persons entitled to file the same, it shall be
set aside. If the objections relate to material errors or defects
apparent on the face of the nomination petition or paper, the
court, after hearing, may, in its discretion, permit amendments
within such time and upon such terms as to payment of costs,
as the said court may specify. In case any such petition is
dismissed, the court shall make such order as to the payment
of the costs of the proceedings, including witness fees, as it
shall deem just. If a person shall sign any nomination petitions
or papers for a greater number of candidates than he is
(continued…)
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that, of the signatures Candidate submitted, only 634 were valid and that the remaining
717 signatures were “defective in at least one way—and often in multiple ways.” Petition
to Set Aside the Nomination Petitions of Michael Doyle, 3/22/22, at ¶ 11 (R.R. at 33a)
(emphasis omitted).2
The next day, on March 23, 2022, the Commonwealth Court issued a “Scheduling
and Case Management Order” which set a hearing on the Petition for April 4, 2022.
(Scheduling and Case Management Order, 3/23/22, at 1 (R.R. at 251a)). The order
provided that “Objectors shall immediately arrange to meet with Candidate or Candidate’s
representative and, if appropriate, with a SURE system operator,3 to review before the
hearing each and every challenged signature line.” Id. at 3. The order additionally
directed Objectors and Candidate to file, prior to the scheduled hearing, a stipulation
identifying: the total number of completed signature lines submitted; the number of
uncontested completed signature lines; the total number of signature lines which were
permitted under the provisions of this act, if said signatures
bear the same date, they shall, upon objections filed thereto,
not be counted on any petition or paper and if they bear
different dates, they shall be counted in the order of their
priority of date, for only so many persons as there are
candidates to be nominated or elected.
Act of June 3,1937, P.L. 1333, No. 320, art. IX, § 977, as amended, 25 P.S. 2937. The
Commonwealth Court has “exclusive original jurisdiction of [c]ontested nominations.” 42
Pa.C.S. § 764(1).
2 R.R. denotes the Reproduced Record filed in this matter with our Court.
3 SURE is an acronym for the “Statewide Uniform Registry of Electors.” 25 Pa.C.S. §
1222. This registry is a “single, uniform integrated computer system” maintained by the
Pennsylvania Department of State which is “ a database of all registered electors in this
Commonwealth.” Id. § 1222(c)(1). The database contains individual information for each
registered elector collected during the voter registration process, i.e., the elector’s name,
address, party affiliation, the last four digits of their Social Security number, their driver's
license or state ID number if they have such documentation, and their signature. McLinko
v. Department of State, 279 A.3d 539, 575 (Pa. 2022). Registrars, employees, and clerks
of a commission who are responsible for voter registration in each Pennsylvania county
are required to undergo training by the Department of State and be certified in order to
operate the SURE System. 4 Pa. Code § 183.9.
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challenged; each and every signature line to which there was an objection and the basis
for such objection; and the total number of signature lines which the parties stipulated
should be stricken, or the objections thereto withdrawn. Id. The order also indicated that
failure to comply with any of its provisions “may result in the imposition of monetary
sanctions.” Id. at 4.
After the entry of this scheduling order, due to the fact that the time scheduled for
the hearing was two days beyond the deadline set by our Court for county boards of
elections to send remote military-overseas absentee ballots, Objectors filed an application
for emergency relief with the Commonwealth Court requesting that the hearing be
rescheduled in accordance with the time deadlines established by our Court’s order in
Carter. That application was denied, and so Objectors turned to our Court for redress, by
filing an emergency application for a writ of mandamus and/or extraordinary relief on
March 25, 2022 to compel the Commonwealth Court to conduct all hearings and issue
any decisions within the time periods set forth in our Court’s order, which they viewed as
mandatory, and, if not complied with, could result in erroneous ballots being mailed to
remote military-overseas voters.
While this emergency application was pending, on March 24-25, 2022, Objectors
and Candidate conferred with a SURE system operator. During this meeting, each of
Objectors’ challenged signature lines were jointly reviewed with the operator by counsel
for Objectors and Candidate. Case Management Report, 3/29/22 (R.R. at 399a).4 As a
4 In this Case Management Report, which was filed with the Commonwealth Court,
Objectors set forth their understanding of the parties’ agreement as to the status of
particular signature objections based on the completion of the review, and Candidate
does not dispute Objectors’ recounting therein of the timing and manner in which this
process was conducted. Moreover, the transcript of the hearing held in this matter
confirms that counsel for Objectors and Candidate reviewed the disputed signatures
during this time process. See, e.g., N.T., 3/29/22, at 197 (“[Counsel for Candidate]: This
is [a challenge] I distinctly remember seeing during the meet and confer.”); id. at 291
(continued…)
[J-36-2023] - 5
result of this review, Objectors agreed to withdraw their challenges to 89 signature lines,
and Candidate agreed to stipulate that 148 signature lines were invalid. Objectors’
Answer to Candidate’s Fee Petition, 4/12/22, at 3 (R.R. at 655a). However, the parties
could not reach agreement on the validity of the remaining signature lines which had been
challenged by Objectors. Objectors informed Candidate that they intended to “follow up”
on some of these challenges. Id.
At 3:00 p.m. on March 28, 2022, the Commonwealth Court issued a new
scheduling order setting a hearing on the challenges for 10:00 a.m. the following day,
before the Honorable Patricia McCullough. As a result of that rescheduling decision, our
Court dismissed Objectors’ application for emergency relief as moot, given that the
Commonwealth Court would be timely holding the hearings pursuant to our Court’s order
in Carter. In re Avery & Doyle, 275 A.3d 946 (Pa. 2022) (order).5
At the commencement of the Commonwealth Court hearing, and based on
Objectors’ completion of their promised follow-up investigation of some of their signature
line challenges, the parties stipulated that 148 of Objectors’ signature line challenges
were valid, and 239 other challenges would be withdrawn by Objectors. N.T., 3/29/22, at
53-54. This left 330 of Objectors’ original 717 challenges unresolved. In re Nomination
Petition of Michael Doyle, No. 119 MD 2022 (Pa. Cmwlth. filed April 5, 2022) (unpublished
memorandum) (“Doyle I”), slip op. at 7, 10. Given these unresolved challenges,
Candidate possessed only 873 valid uncontested signatures, which was 127 less than
the statutorily required number of 1,000. Id. at 17. Both parties requested that the
(“[Counsel for Objectors]: I confirm that we did look at all of these [signatures] and we
had concerns at the meet and confer and could not reach an agreement with opposing
counsel.”).
5 Justice Wecht authored a concurring statement to this order, joined by this author,
Justice Donohue, and Justice Dougherty. See In re Avery & Doyle, 275 A.3d at 946-952
(Wecht, J., concurring). Justice Brobson also authored a separate concurring statement.
See id. at 952-956 (Brobson, J., concurring).
[J-36-2023] - 6
Commonwealth Court rule on the validity of the remaining 330 signature line challenges.
Id.
The grounds for each of these remaining challenges fell into one or more of the
following categories: (1) the illegibility of the voter’s signature, or other required
nominating petition information, such as the voter’s home address or date of signing, so
as to render the signatory incapable of identification as a registered voter; (2) “In The
Hand of Another” (“IHA”) challenges, i.e., challenges alleging that a signature or other
required petition information was not actually entered on the petition by the signatory as
is required by the Election Code, but rather by another person; 6 (3) duplication of
signatures; (4) defects in the form of some signatures, such as not actually being the
signature of the voter, but rather a printing of his or her name, or improper use of a
nickname or initials; and (5) signatures not matching those on the voter’s registration
6 Section 2868 of the Election Code provides in relevant part:
Each signer of a nomination petition shall sign but one such
petition for each office to be filled, and shall declare therein
that he is a registered and enrolled member of the party
designated in such petition . . . He shall add his address where
he is duly registered and enrolled, giving city, borough or
township, with street and number, if any, and shall legibly print
his name and add the date of signing, expressed in words or
numbers[.]
25 P.S. § 2868.
If a voter’s signature, or entry of the other information required by this section on
a signature line of a nominating petition is determined not to be genuine, the
Commonwealth Court has ruled that the signature line must be stricken. In re Morrison-
Wesley, 946 A.2d 789, 796 (Pa. Cmwlth. 2008). However, in situations where one person
signs and supplies the requisite information for himself on a nominating petition, and also
does so on behalf of another, such as when a husband signs and completes a petition
signature line himself, and then does so on behalf of his wife, the validly signed and
completed line will be counted, and the other must be rejected. Id.
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cards. Case Management Report, 3/29/22, at 11-23.7 Two SURE system operators were
present in the courtroom for the hearing.
Before the parties and the court addressed the outstanding challenges, Candidate
made an overarching due process challenge, contending that the expedited nature of the
hearing hindered his ability to prepare. N.T., 3/29/22 at 11, 14. More specifically,
Candidate averred that, because many of the objections as to the validity of signatures
necessitated the examination of a voter’s signature, expert testimony would be necessary
to make a proper handwriting analysis. Id. at 93-94. Alternatively, Candidate argued that
he should be permitted to offer the testimony of individual voters to verify they had, in fact,
signed the petition and entered all information required by the Election Code thereon. 8
Id.
Objectors countered that such expert or witness testimony was not required and
that the court was competent to make the necessary “common sense” evaluations of the
signatures. Id. at 95. Ultimately, the court did not require either the testimony of an expert
or individual voters and it proceeded to adjudicate the challenges based on the
information in the SURE system as well as the nominating petitions; however, the court
also indicated it was reserving judgment on Candidate’s challenge to this procedure, and
noted its concern “that there is nothing else for the Court to look at a SURE card and a
petition, which I don’t know, they may sign their name differently”. Id. at 103.
7 Objectors also made a global challenge to invalidate signatures on page 56 of
candidate’s nominating petition because the signature of the circulator did not match the
one in the SURE database. However, based on the testimony of Candidate’s election
consultant and an affidavit of the circulator introduced at the hearing, the court concluded
that the circulator’s signature was valid; hence, the court rejected this global challenge.
Doyle I, slip op. at 28. All but five of those signature lines were also the subject of
individual challenges, and the court separately ruled on those signatures.
8 See supra note 1.
[J-36-2023] - 8
Candidate also challenged Objectors’ standing to maintain this action to set aside
his nominating petition. Specifically, he claimed that Objector Sloss was not a resident
of the 12th Congressional District, but, rather, the 17th Congressional District, and that
he could not confirm that Objector Zelekovitz was a registered elector in the 12th
Congressional District. Id. at 17. Further, Candidate contended that neither Objector
had standing because they lacked a substantial interest in the outcome of this case, given
that, if they were successful, there would be no one for them to vote for in the primary
election. Id. at 18.
Objectors countered by asserting that all that was required for an individual to have
standing to bring a challenge to a nominating petition under our Court’s decision in In re
Samms, 674 A.2d 240 (Pa. 1996), is that the individual be registered in the district holding
the primary election and have membership in the political party for which the candidate is
seeking nomination.9 Thus, Objectors contended that consideration of the additional
factors Candidate suggested was irrelevant. N.T., 3/29/22, at 22.
Although the court indicated it would reserve final judgment on this question as
well, pending further briefing of the parties, the court nevertheless took testimony from
both Sloss and Zelekovitz. Sloss testified that he was a registered Republican who
previously lived at an address in the 17th Congressional District, but that he had recently
moved with his family to a residence with an address in the 12th Congressional District
and changed his voter registration information to reflect this new address; however, he
remained a registered Republican. Id. at 82, 85-86. His current address in the 12th
Congressional District was confirmed by the SURE system operator, who likewise
9 See Samms, 674 A.2d at 242 (holding that “to have standing to challenge a nomination
petition, one must be registered to vote in the district holding the primary election and be
a member of the political party to which the nomination pertains. . . there are no other
requirements.”)
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confirmed Zelekovitz was a registered Republican living in the 12th Congressional
District. Id. at 68, 83.
With respect to the court’s consideration of the remaining 330 contested
challenges, this process involved the retrieval of relevant voter registration information
from the SURE system, which was displayed on a viewing screen in the courtroom, along
with copies of the nominating petitions, after which counsel for Objector and Candidate
offered argument to the court regarding the merits of each particular challenge. 10 In the
course of this process, which lasted through the afternoon and evening hours of March
29, and resumed again the morning of March 30, the parties and the court sequentially
addressed these challenges.
The first group of challenges involved the illegibility of the signatures and/or
required information on the petition and the voter’s registration card. However, the parties
also addressed other challenges to signatures in this group: that they were facially invalid
because they did not match those which appeared on the voter’s registration card — “a
signature mismatch”; that the writing of the signature or other information was done in the
hand of someone other than the putative signatory (IHA); that the voter improperly used
initials when signing; or that the signatures were duplicates appearing elsewhere on the
petition. For several signature lines there were multiple challenges on these various
grounds. Id. at 102-133.
In order to verify that a petition signatory was a registered voter living at the
address entered on the petition, and who properly signed the petition and entered the
correct required information thereon, the SURE system operator looked up the signer’s
name and/or address in the SURE system. The operator often was directed, either by
10 During this examination, the court relied on the original nominating petitions, which it
possessed, the writing on which it described as “a little clearer” than the copies used by
the parties. N.T., 3/29/22, at 121.
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counsel for the parties or the court, to enter various permutations of proper name spellings
and addresses into the SURE system, in order to determine if a valid voter registration
card existed which corresponded to the signature and required information as entered on
the nominating petition. During this process, if a registration card was found and
displayed by the SURE system operator which satisfied Objectors that a disputed
signatory was validly registered, and that he or she had properly signed the petition and
entered other required information thereon, the Objectors withdrew the objection and
stipulated to the signature’s validity. Likewise, if efforts to find a registered voter proved
fruitless, or the signature and information contained in the SURE system did not match
that which was entered on the petition, Candidate stipulated to the invalidity of the
signature. Id.
When the search results yielded no conclusive evidence satisfactory to both
parties, the court heard often vigorous argument from respective counsel comparing
various structural features of the handwriting and printed information on the petition with
that in the SURE database. Id. At the conclusion of this phase of the hearing, due to the
stipulations of the Objectors and the Candidate as to the validity or invalidity of signatures
based on the information retrieved from the SURE system, as well as rulings of the court,
it was determined that Candidate had 896 valid signatures. Id. at 133.
The parties next addressed a group of challenges to multiple pairs of signature
lines, which were based only on IHA grounds, although many of those signature lines
were also challenged on other bases as well, such as being duplicates, or signature
mismatches. Id. at 134-73. After visual inspection of the petition signatures and the
corresponding information in the SURE file for each of these pairings, Objectors and
Candidate once more stipulated to the results of some of the disputed challenges – i.e.,
that both, one, or none of the pairs of signatures should be counted – and, absent such
[J-36-2023] - 11
stipulations, the court, after considering the parties’ competing arguments, again ruled on
the challenge, or deferred a final decision thereon. At the completion of this evaluation
process, because of the parties’ stipulations and court rulings, it was calculated by mutual
agreement of the parties and the court that Candidate had 926 valid signatures. Id. at
174-75.
At this point, Objectors suggested that the court address the remaining signature
challenges on a line by line basis, inasmuch as many of them were the subject of multiple
challenges as this procedure would enable the court to consider these myriad challenges
“once and for all.” Id. at 176. The court heeded that suggestion, and the parties and the
court began to sequentially review all challenges made to the remaining disputed
signature lines, again utilizing the same procedures described above.
Thus, once more, the parties reviewed the petition signatures and the
corresponding information after the operators located it in the SURE database and
displayed it on the viewing screen in the courtroom. As before, the SURE system operator
was frequently prompted by the parties’ counsel and the court to enter multiple proposed
spellings of the voter’s name and different suggested addresses in order to find and
display the SURE system information. Again, both parties conceded the validity or
invalidity of some of the signature line challenges based on the information located by the
operator, presented arguments on the ones they would not stipulate to, and the court
either issued a ruling or reserved judgment on them. Id. at 176-212.
Notably, however, with respect to challenges based on the facial invalidity of a
signature, or the signatory using initials or otherwise not providing a full signature,
Candidate renewed his earlier due process objection that it would be “unfair” to have
signature lines declared invalid on these grounds because the truncated timing of the
hearing precluded him from offering rehabilitative evidence, such as affidavits or voter
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testimony. Id. at 213. While not expressly ruling on this objection, the trial court
seemingly accepted Candidate’s argument that due process required the opportunity for
the candidate to establish the validity of a signature via witness or affidavit, as, thereafter,
it rejected 14 such challenges in whole or in part on the basis of “due process,” reasoning
that the expedited timing of the hearing deprived Candidate of the opportunity to secure
such rehabilitative evidence. Id. at 213, 225, 232, 235-38, 240-43.
Additionally, Objectors voluntarily withdrew 16 challenges to signature lines, based
on the voter having “flipped” his signature (signing in the box provided for the voter’s
printed name and printing his name in the signature box). Objectors agreed to do this
because of Candidate’s argument to the court, raised for the first time during the hearing,
that a signature line executed in this fashion had been previously ruled valid by the
Commonwealth Court. Id. at 210-11, 232 (citing In re Thompson, No. 500 C.D. 2014 (Pa.
Cmwlth. April 8, 2014) (unpublished memorandum)).
Thus, by the close of the hearing on March 29, 57 additional challenged signature
lines were determined by stipulation of the parties or court rulings to be valid, leaving
Candidate with 973 valid signatures — 27 short of the required 1,000. Id. at 245.
When the hearing resumed on March 30, this sequential evaluation of the
remaining disputed signature lines by the parties and the court continued as described
above. After the court made multiple rulings in Candidate’s favor regarding disputed
signature lines alleged to have been facially invalid, in whole or in part on the basis of due
process, and after Objectors withdrew three challenges which were based on the validity
of the voter’s registration information which had not been previously confirmed at the
initial meet and confer, but apparently located by the SURE system operator at the
hearing, the parties agreed that Candidate possessed the requisite 1,000 valid
signatures. Id. at 297. Nevertheless, given the compressed time frame under the revised
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election calendar, the court continued the hearing, opining that it was appropriate to afford
a sufficient “cushion” in the event its decisions on individual objections were overturned
on appeal. Id. at 385. Candidate agreed. Id. at 439.
Consequently, for the balance of the hearing, which ended at 9:20 in the evening,
the court issued further rulings on outstanding challenges. As before, when the court
ruled on challenges based on facial validity, it rejected the majority of them in whole or in
part on the basis of due process. Id. at 298-532. Objectors also withdrew several
additional challenges which were based on various asserted grounds See, e.g., id. at
423, 427. At the completion of the hearing, according to the calculations of counsel and
the court, Candidate had 1,146 valid signature lines. Id. at 532.11
At the close of the hearing, the court directed that the parties file briefs addressing
the issues raised by Candidate concerning Objectors’ standing to maintain an action to
set aside his nominating petition, and his due process challenge to the propriety of the
court ruling on facial challenges to signature lines in the absence of expert handwriting or
voter testimony. N.T., 3/30/22, at 521. At that time, counsel for Candidate informed the
court that he would be putting an additional issue in the brief relating to “costs,” and the
court responded, “[y]ou’ll have to file that.” Id. at 524.
Objectors and Candidate both filed briefs with the Commonwealth Court on March
31, 2022. In his brief, Candidate included a section in which he argued that the court
should award “costs” under Section 2937,12 because, in his view, Objectors “should have
known that the chance of success on their Petition was remote” and that Objectors were
not prepared to meet their burden because they had allegedly failed to review their
11 This tally was ultimately the court’s final determination of the number of valid signature
lines possessed by the Candidate. Doyle I, slip op. at 32.
12 See 25 P.S. § 2937 (“In case any such petition is dismissed, the court shall make such
order as to the payment of the costs of the proceedings, including witness fees, as it shall
deem just.” (emphasis added)).
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objections before the hearing. Candidate’s Post-Hearing Memorandum of Law, 3/31/22,
at 29-30.
In response to Candidate’s request for costs, Objectors filed an application for
emergency relief on April 1, 2022, asking that the court strike that section of Candidate’s
memorandum, given that they understood the court to have directed Candidate to file a
separate motion for costs, and, because they expected the issue to be raised by motion,
they did not address this issue in their own brief. Objectors asked the court to direct
Candidate to file a separate motion to address this issue, or, in the alternative, that they
be given leave to respond to Candidate’s arguments on this issue after receipt of the
transcript of the proceedings. Application for Emergency Relief, 4/1/22 (R.R. 599a).
The next day, the Commonwealth Court issued an order denying Objectors’
Petition to Set Aside Candidate’s nominating petition. The order also denied Objectors’
application for emergency relief. The order further stated:
Costs and attorneys fees [sic] incurred by Candidate Michael
Doyle are assessed against Objectors Eric Sloss and Sandor
Zelekovitz. See Section [2937] of the Pennsylvania Election
Code, Act of June 3, 1937, P.L. 1333, as amended, 25 P.S.
§2937 (authorizing the court to "make such order as to the
payment of costs of the proceedings ... as it shall deem just").
Commonwealth Court Order, 4/2/22 (emphasis added). Additionally, the order directed
the Candidate to file a “bill of costs” within 5 days. Id.
On April 5, 2022, the court filed an opinion, later amended that same day, in which
the court addressed the standing issue and stated its rationale for awarding costs and
counsel fees.
On the issue of whether Objectors had standing to maintain their action to set aside
Candidate’s nominating petition, the court found that, while Candidate had made a
“notable argument that Objector Sloss failed to adduce sufficient, credible evidence to
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establish the fact that he ‘resided’ in the district on the date the Petition was filed,
Candidate admits that the other objector, Objector Zelekovitz, demonstrated that he had
standing as a matter of fact.” Doyle I, slip op. at 5. While the court recognized that it was
bound by our Court’s decision in In re Samms, supra, it nevertheless expressed
discomfort at what it perceived to be Objectors’ motivation for filing the Petition:
[T]he fact that an objector seeks to disqualify the only
candidate of his political party affiliation that is running in the
primary provides this Court with grave concern that the
objector can only be advancing the agenda and goals of the
Democratic Party, thereby jeopardizing the bright line of
demarcation in primary election voting between the
Democratic and Republican Parties in Pennsylvania and
implicating the rule that a registered Democrat lacks standing
to challenge a nomination petition filed by a Republican.
Doyle, I, slip op. at 5-6.
Regarding its decision to award costs and counsel fees, in a section of its opinion
entitled “Costs,” the court gave the following explanation for why it had awarded both
costs and counsel fees:
In Court and in his post-hearing memorandum of law,
Candidate requested an award of costs and attorney’s fees,
pursuant to section [2937] of the Election Code, on the ground
that “Objectors should have known that the chance of success
on their Petition was remote, as evidenced by the manner in
which the proceedings unfolded.” (Candidate’s Mem. of Law
at 29-30.)[13] By order dated April 2, 2022, this Court granted
Candidate’s request and provides the following in support of
its determination. . . .
Under section [2937] of the Election Code, in the event
a petition to set aside “is dismissed, the court shall make such
order as to the payment of the costs of the proceedings,
including witness fees, as it shall deem just.” 25 P.S. §2937.
Although the Election Code does not permit an automatic
13 Our independent review of the certified record indicates that Candidate made no such
request for counsel fees in his post-hearing memorandum, or at any other time prior to
the court’s award of such fees in its April 2 order.
[J-36-2023] - 16
award of costs to the prevailing party on a petition to set aside
a nomination petition, costs may be awarded where fraud, bad
faith, or misconduct by the losing party is shown, or where it
is shown that the losing party should have known that the
chance of success was remote or that his legal position was
foreclosed by existing law. Morley v. Farnese, [infra].
Here, after requesting an expedited trial, Objectors’
attorney represented to the Court that he was fully prepared
to present Objectors’ case, had reviewed the SURE cards,
and had a good faith basis for doing so. As the hearing
unfolded, however, it became readily apparent to the Court
that Objectors were not prepared to present those objections
which remained in dispute after the parties’ preliminary
consultation with the SURE System operator and the parties’
stipulation that was entered at the beginning of hearing.
Importantly, after the stipulations were entered into the record,
Candidate had 1,203 presumptively valid signatures and there
were only 330 signatures in dispute - not 717. During the
hearing, Objectors occupied an extremely considerable
amount of the Court’s and Candidate’s time in reviewing and
assessing the information on the SURE System and/or the
signatures on the Nomination Petition, which they were to
have done prior to the trial based on this Court’s Case
Management Order of March 23, 2022, only to concede to the
Court, after conducting such review, that another 112
signatures were indeed valid and withdrew their various
objections to those signature lines as meritless.
Consequently, Objectors withdrew approximately half of their
objections at trial, in essence, without the need for any ruling
on any signature line by the Court. Taking into account the
objections based on “in the hand of another” - Objectors
should have accounted for the additional valid lines as
discussed above and acknowledged that Candidate had
enough signatures to be on the ballot.
In these circumstances, the Court finds that Objectors
contravened the Court’s Order that the parties, in a good faith
effort, were to meet and confer with the SURE System
operator before the hearing in order to winnow down needless
objections that had no basis in fact or law. In the Court’s view,
this was not a close case. The Court finds Objectors did not
exercise good faith in this challenge based on their failure to
concede before trial that Candidate undisputedly had 985
valid signatures, only 15 short of the 1,000 signatures he
needed to be on the ballot, based on Objectors’ own
[J-36-2023] - 17
stipulations and withdrawals. Moreover, as explained above,
Objectors should have known that if the Court sustained
challenges to all 24 sets of their “in the hand of another
challenges,” at the very least, 24 more valid signature lines
would be added to Candidate’s total number of valid
signatures, bringing the total to 1,009 valid signatures.
Objectors could have, and should have, winnowed down their
objections before trial, instead of compelling the attendance
of multiple Court staff, two SURE operators, a court reporter,
and sheriff and Candidate, his witness and his attorneys while
they did so. Objectors should have known that their Petition
to Set Aside was frivolous and their chance of success nearly
(if not) non-existent[.]
That said, the Court reiterates its finding that Objectors
unnecessarily expended a vast amount of judicial resources.
Given the lack of any legal foundation for the Petition to Set
Aside, and the fact that if successful there would be no
Republican candidate on the ballot for the primary, the Court
is left with the impression that Objectors sole motive in
pursuing this matter was to disqualify the only potential
Republican candidate for the 12th District that they could vote
for in the primary election, even though Objectors, quite
curiously, testified that they intended to vote for a Republican
candidate in the primary. [] Paradoxically, the goal of this
litigation appears to the Court to be nothing more than a futile
attempt by Objectors to negate their own right to vote in the
upcoming primary election.
For these reasons, the Court granted Candidate’s
request for attorney’s fees and costs under section [2937] of
the Election Code.
Doyle I, slip op., at 29-32 (emphasis and alterations original).
The court made no specific ruling on the questions of whether Objectors were
required to present expert testimony to establish their facial validity challenges to
signature lines, or whether the court was required, as a matter of due process, to provide
Candidate with the opportunity to respond to such challenges through the use of expert
or witness testimony, and the court’s opinion included no discussion of these questions.
[J-36-2023] - 18
Nevertheless, the court twice observed in its opinion that Objectors did not present any
expert testimony on any category of signature challenge. Id. at 4, 26.
On April 7, 2022, Candidate filed a “Fee Petition” rather than the bill of costs
ordered by the Commonwealth Court. Therein, he requested, for the first time in this
litigation, that he be awarded counsel fees under 42 Pa.C.S. § 2503(7), which establishes
the entitlement of a participant in a matter to “payment of a reasonable counsel fee” if he
or she “is awarded counsel fees as a sanction against another participant for dilatory,
obdurate or vexatious conduct during the pendency of [the] matter.” Candidate averred
that the court had discretion to award such fees because the Petition was denied, and
that he was entitled to $78,117 in counsel fees “as a direct result of having to defend this
matter on behalf of Candidate.” Doyle Fee Petition, 4/7/22, at 2 (R.R. at 643a). Candidate
also sought the award of $4,515.50 in costs for travel expenses, meals, and mileage. Id.
Candidate later filed an Amended Fee Petition seeking an additional $3,898.35 in
transcription costs. Amended Fee Petition, 4/18/22.
Objectors filed an answer to the Fee Petition on April 12, 2022, in which they
contended that, under 42 Pa.C.S. § 1726(a)(1), counsel fees are not recoverable as
taxable costs by a litigant, except in the limited circumstances enumerated in the section,
one of which is when they are authorized by 42 Pa.C.S. § 2503. 42 Pa.C.S. §
1726(a)(1).14 Objectors noted that 42 Pa.C.S. § 2503(10) permits recovery “in such
14 This section provides in relevant part:
(a) Standards for costs.--The governing authority shall
prescribe by general rule the standards governing the
imposition and taxation of costs, including the items which
constitute taxable costs, the litigants who shall bear such
costs, and the discretion vested in the courts to modify the
(continued…)
[J-36-2023] - 19
circumstances as may be specified by statute,” but the statute relied on by the court,
Section 2937 of the Election Code, did not authorize the imposition of such fees.
Objectors also responded to Candidate’s claim raised in his Fee Petition that
imposition of counsel fees was warranted under Section 2503(7). Objectors averred that
the record did not support a finding that their conduct in the litigation was dilatory,
obdurate, or vexatious as required to justify the award of such fees.
On June 23, 2022, the Commonwealth Court issued an order awarding Candidate
$78,117.00 in counsel fees and $3,898.35 in costs “pursuant to Section [2937] of the
Pennsylvania Election Code and sections 2503 (7) and (9) of the Pennsylvania Judicial
Code, 42 Pa.C.S. § 2503(7) and (9).” Commonwealth Court Order, 6/23/22. Objectors
appealed this order to our Court.
The Commonwealth Court authored a supplemental opinion in support of its June
23, 2022 order. In re Nomination Petition of Michael Doyle, No. 119 MD 2022 (Pa.
Cmwlth. filed June 23, 2022) (unpublished memorandum) (“Doyle II”). Therein, the court
concluded that, because Objectors failed to appeal its April 2, 2022 order, Objectors
waived any challenge to its imposition of counsel fees “and are now barred from
challenging the imposition of fees.” Doyle II, slip op., at 8. The court further opined that
amount and responsibility for costs in specific matters. All
system and related personnel shall be bound by such general
rules. In prescribing such general rules, the governing
authority shall be guided by the following considerations,
among others:
(1) Attorney's fees are not an item of taxable
costs except to the extent authorized by section
2503 (relating to right of participants to receive
counsel fees).
42 Pa.C.S. § 1726(a)(1).
[J-36-2023] - 20
Objectors could have appealed its determination that they acted in bad faith after it issued
its amended opinion on April 5 explaining the rationale for its order, but they did not.
Because of its finding of waiver, the court explained its rationale for making its
award for counsel fees “by way of background only.” Id. Although the court
acknowledged that the Commonwealth Court had previously determined, in In re
Nomination Paper of Rogers, 942 A.2d 915 (Pa. Cmwlth. 2008), that Section 2937 of the
Election Code did not authorize the imposition of counsel fees, the court noted that
counsel fees had been awarded in that case under Section 2503(7) because of the
conduct of the candidate. Doyle II, slip op., at 9. The court concluded that an award of
counsel fees was likewise warranted in the instant matter under Section 2503(7) and 42
Pa.C.S. § 2503(9)15 and cited some of the prior findings made in its April 5 opinion, as
factors supporting its award:
(1) Objectors did not have a reasonable factual or legal basis
to file the petition to set aside; (2) Objectors failed to comply
with this Court’s direction that they adequately review the
SURE System and advise candidate’s counsel of the
necessary withdrawal of invalid challenges, and ended up
withdrawing over 100 challenges in open court in addition to
15 These provisions state in relevant part:
§ 2503. Right of participants to receive counsel fees
The following participants shall be entitled to a reasonable
counsel fee as part of the taxable costs of the matter:
* * *
(7) Any participant who is awarded counsel fees as a sanction
against another participant for dilatory, obdurate or vexatious
conduct during the pendency of a matter.
* * *
(9) Any participant who is awarded counsel fees because the
conduct of another party in commencing the matter or
otherwise was arbitrary, vexatious or in bad faith.
42 Pa.C.S. § 2503(7), (9).
[J-36-2023] - 21
the 239 challenges withdrawn as the result of pre-trial
stipulations; and (3) Objectors ultimately conceded that over
1,000 signatures were valid, which meant Candidate had
more than enough valid signatures to remain on the ballot and
indicated that no objection should have been made to these
signatures. Objectors’ failure to make these concessions
before filing the petition to set aside, or withdrawing it per
stipulation, thus necessitated Candidate spending an
additional two full days in court until almost 10:00 p.m., and
incurring unnecessary costs for legal counsel and transcripts,
let alone the resultant necessity of participation by the court
reporter, SURE System operators, deputy sheriffs, court crier
and other staff, during an intensely busy election season. In
this Court’s view, this clearly constitutes dilatory, obdurate,
and vexatious conduct and bad faith during the pendency of
and in commencing this matter.
Doyle II, slip op. at 10-11.
The court rejected Objectors’ argument that they withdrew many of their
challenges only after the court had issued rulings which it had made earlier in the hearing,
something that they could not do before trial. In the court’s view, even if this were the
basis for their withdrawal, “that means Objectors ultimately agreed with the Court that
there was no initial basis for the challenge.” Id. at 11.
Additionally, the court found that Objectors had acted in bad faith merely by filing
the Petition, opining:
Candidate is the only candidate in the Republican party who
is running for the Office of Representative in Congress for the
12th Congressional District in Pennsylvania. Both Objectors
testified that they intended to vote in the primary election. Both
Objectors admitted at the hearing, if their petition to set aside
were successful, there would be no candidate for the
Republican Party in the May primary. One Objector even
admitted that he changed his voter registration from
Democratic to Republican on the day the petition to set
[J-36-2023] - 22
aside was filed.[16] Thus, by their own admissions, Objectors’
proposed remedy for the primary election would result in no
Republican candidate on the ballot to vote for. As stated in our
prior opinion, we have serious concerns about whether
Objectors filed their petition to set aside in good faith[.]
Id. at 11-12 (emphasis original).
On appeal to our Court, Objectors now assert that the Commonwealth Court
abused its discretion by awarding counsel fees under Sections 2503(7) and (9) of the
Judicial Code. Objectors Brief at 2.17
II. Waiver
Before turning to the merits of this issue, we must first determine whether it has
been properly preserved for our review, inasmuch as the Commonwealth Court found,
and Candidate presently argues, that it has been waived due to Objectors’ failure to file
an appeal from the Commonwealth Court’s April 2, 2022 order in which it awarded costs
as requested by Candidate, and sua sponte awarded Candidate counsel fees.
Objectors argue that they have not waived their claim by failing to appeal the
Commonwealth Court’s April 2, 2022 order, given that it was not a final appealable order:
while it awarded costs and counsel fees, it did not specify the amount of either. Objectors
stress that it was not until the court’s June 23, 2022 order that it specified these amounts.
Objectors posit that, under In re Nader, 905 A.2d 450, 457 (Pa. 2006) (where
Commonwealth Court issued two orders, one assessing costs against a litigant and the
16 Our independent review of the record does not support this finding. As we recounted
earlier, Objector Sloss testified that he had changed his registration on his voter
registration card to reflect the fact that he had moved into a new residence in the 12th
Congressional District, but he testified that he did not change his party affiliation, as he
remained a registered Republican.
17 Objectors do not challenge the portion of the court’s order awarding $3,898.35 for the
costs of the hearing below.
[J-36-2023] - 23
second directing the litigant to pay a specific dollar amount based on invoices submitted
to the court after the issuance of the first order, only the second order is final and
appealable), only the Commonwealth Court’s June 23, 2022 order was a final appealable
order. Objectors Brief at 14.
Objectors submit that an appeal from the April 2 order would have been
interlocutory, and they were under no obligation to seek permission to file an appeal from
an interlocutory order, particularly when our Court has made plain that such piecemeal
litigation is disfavored. Id. (citing Basile v. H and R Block, 973 A.2d 417 (Pa. 2009) (failure
to file permissive interlocutory appeal pursuant to Pa.R.A.P. 1311 does not result in
waiver of issue in appeal from final order); Pa. Bankers Association v. Pa. Department of
Banking, 948 A.2d 790, 798 (Pa. 2008) (emphasizing Pennsylvania’s policy of
discouraging piecemeal litigation)).
Moreover, Objectors highlight the fact that the April 2, 2022 order made no
reference to awarding counsel fees under Section 2507, but rather the court therein
improperly awarded such fees under Section 2937 of the Election Code. Objectors note
that Candidate only sought such fees pursuant to Section 2503(7) in his Fee Petition,
which was filed after the entry of the court’s April 2 order, and the court first ruled that
such an award was appropriate under that provision, as well as Section 2503(9), in its
June 23, 2022 order. Thus, Objectors contend, this appeal represents their first
opportunity to contest those statutory grounds for the award, as well as the specific dollar
amount fixed by the court.
Candidate responds by averring that, typically, counsel fees are sought only after
a court issues a final order resolving the merits of the case, and concedes that, in such
[J-36-2023] - 24
instances, the order awarding fees is not final until the Court specifies the amount of the
fees, given that, when the request for fees is made by motion after the entry of an order
adjudicating the merits of the case, it is treated as a separate or ancillary matter from the
underlying action. Candidate Brief at 20 (citing Old Forge School District v. Highmark,
924 A.2d 1205 (Pa. 2007) (treating appeal from counsel fees order as a separate,
ancillary matter because question of counsel fees was not disposed of in prior order
dismissing underlying matter)). However, Candidate contends that this case is unlike Old
Forge or In re Nader, supra, because, in Candidate’s view, the question of the
appropriateness of the imposition of counsel fees was not addressed by a separate order,
but rather was fully adjudicated by the Court’s April 2 order, and that, in its April 5 opinion,
the court “made the requisite findings of fact and conclusions of law . . . to support its fee[]
award.” Candidate Brief at 21. Thus, Candidate argues that the merits of the court’s
counsel fee decision should have been challenged in an appeal from the April 2 order,
and so he agrees with the Commonwealth Court’s conclusion that Objectors’ present
claim is waived.
Our Court “has only that jurisdiction as is provided by law.” In re Nader, 905 A.2d
at 457 (internal quotation marks omitted). Our jurisdiction over appeals from the
Commonwealth Court is conferred by 42 Pa.C.S. § 723, which limits our jurisdiction to
“appeals from final orders . . . entered in any matter which was originally commenced in
the Commonwealth Court.” 42 Pa.C.S. § 723 (emphasis added). Thus, our Court has no
jurisdiction to review an order of the Commonwealth Court in matters such as this one
unless it constitutes a final order, as defined by Pa.R.A.P. 341(d)(1) – that is, unless it
“disposes of all claims and all parties.” In re Nader, 905 A.2d at 457 (quoting Rule
[J-36-2023] - 25
341(d)(1)). Stated another way, the order must completely dispose of all claims raised in
the entire case. Id.
In this matter, the court’s April 2, 2022 order denied Objectors’ Petition but did not
completely dispose of Candidate’s claim for counsel fees, which Candidate had
theretofore not made. As discussed previously, the court sua sponte raised and
interjected the counsel fees issue into the case in that order. While the April 2 order
generically “assessed” counsel fees on Objectors, it quite plainly did not establish the
amount of such fees, which was presumably to be fixed by the court at a later point in
time; thus, because that order did not finally dispose of that claim, it was interlocutory in
nature. Consequently, Objectors could not have appealed that order as a matter of right
to our Court at that time. Pa.R.A.P. 341(d); 42 Pa.C.S. § 723.18 Moreover, Objectors
were not obligated to seek permission to appeal the April 2 order under Pa.R.A.P. 1311
in order to preserve their challenges to it, given that, as we have made clear, such review
is permissive not mandatory. Basile, 973 A.2d at 422 n.6.
18 We also reject Candidate’s assertion that the Commonwealth Court’s April 5, 2022
opinion fully addressed his entitlement to counsel fees and furnished a basis for Objectors
to appeal at that time. First, Section 2937 of the Election Code which the court relied on
therein as its basis for assessing counsel fees does not, by its plain terms, confer any
authority on a court to impose such fees. In re Nomination Paper of Rogers, 942 A.2d
915, 927-28 (Pa. Cmwlth 2008); City of Wilkes-Barre v. Urban, 915 A.2d 1230, 1234 (Pa.
Cmwlth. 2007). Additionally, the court’s April 5, 2022 opinion does not reference, nor
discuss, the specific statutory grounds for the court’s subsequent award of those fees,
Sections 2503(7) and (9) of the Judicial Code. Most importantly, however, Candidate’s
argument contravenes the fundamental principle that an appeal cannot be taken from an
opinion authored by a court, but only from an order. Cohen v. Jenkintown Cab Company,
446 A.2d 1284, 1290 n.4 (Pa. Super. 1982) (an appeal to a higher court is from the order
of the lower court, not its opinion); White v. W.C.A.B. (Denny), 648 A.2d 361, 365 n.4 (Pa.
Cmwlth. 1994) ("It is always the judgment of the lower court or order of the administrative
agency that is appealed, not the opinion or rationale underlying the judgment or order.”).
[J-36-2023] - 26
Accordingly, it was not until the court’s June 23, 2022 order which directed
Objectors to pay $78,117.00 in counsel fees (and $3,898.35 in costs) that the counsel
fees issue was finally disposed of. See In re Nader, 905 A.2d at 457 (order “which
established the amount that the Appellants were required to pay [] ended the litigation
and is a final order from which an appeal was permitted”). Thus, given that the June 23,
2022 order was the final order in this matter, it was appealable as of right by Objectors
and, having timely filed such an appeal, they are entitled to appellate review of their claim,
arising out of that order, that the Commonwealth Court’s imposition of $78,117 in counsel
fees constituted an abuse of discretion. We will therefore proceed to consider this issue.
III. Arguments of the Parties
Objectors aver that the imposition of counsel fees by the Commonwealth Court
was an abuse of discretion, as the evidence of record did not support its award of such
fees under either Section 2503(7), or Section 2503(9). First, Objectors reject the
Commonwealth Court’s conclusion that they somehow acted in bad faith by filing this
Petition for an improper political purpose. Objectors note that, under our caselaw, a
litigant can be charged with filing a lawsuit in bad faith if they file the suit “for purposes of
fraud, dishonesty, or corruption,” Objectors Brief at 18 (quoting Thunberg v. Strause, 682
A.2d 295, 299 (Pa. 1996)), and they contend that the record demonstrates no such
improper purposes in their bringing of this lawsuit. To the contrary, they maintain that the
Commonwealth Court’s conclusion that they acted in bad faith rests on findings it made
which are “erroneous and legally irrelevant to the bad faith analysis.” Id. at 19.
Specifically, they point to the court’s erroneous finding that Objector Sloss had
changed his voter registration from Democratic to Republican on the day the Petition was
[J-36-2023] - 27
filed, which they aver was plainly wrong, as both his testimony and that of the SURE
System operator confirmed that he had only changed his registration to reflect his current
address in the 17th Congressional District, and that he remained, as he always had been,
a registered Republican. Thus, Objectors contend that this error undermined the court’s
conclusion regarding Objectors’ putative bad faith motive in bringing this action — to
disqualify the only Republican candidate on the ballot and to “advanc[e] the agenda and
goals of the Democratic Party.” Id. at 18
Further, according to Objectors, the court’s contention that if Objectors were
successful they would have no candidate to vote for is misplaced. Objectors point out
that nomination petition challenges serve an important interest, which is to ensure that a
candidate has demonstrated an adequate level of support from party members to be
placed on the ballot. They assert that the Election Code does not require a party’s voters
to accept a nominee who cannot meet the Election Code’s legal requirements, nor does
it guarantee a right to vote for or against a particular candidate. Additionally, Objectors
note that the court failed to acknowledge that, in the event Candidate was disqualified
from the ballot, primary voters retained the option to write in a qualified person of their
choice.
Most importantly, according to Objectors, the allegation of their purported motive
is legally irrelevant to the question of whether they acted in bad faith by filing the petition
to challenge Candidate’s nominating petition. Objectors point out that our Court has
specifically held in In re Samms, that factors, such as “the challenger’s underlying
intentions and motivations . . . are simply not relevant when the requirements of standing
. . . have been met.” Objectors Brief at 21 (internal quotation marks omitted) (quoting In
[J-36-2023] - 28
re Samms, 674 A.2d at 242). Thus, in that case, even though there was credible evidence
that the challenge to the Democratic candidate was done at the behest of members of the
Republican Party, we deemed that evidence insufficient to defeat the challenger’s suit to
set aside the nominating petition. Objectors reason that, if evidence that a challenger
sued at the direction of the opposing party is insufficient to defeat the challenger’s
standing to bring and maintain the suit, such a motive certainly cannot support a finding
that the challenger, in bringing the suit, was acting in bad faith so as to justify the award
of counsel fees.
Objectors next aver that their conduct was not vexatious as our Court has defined
that term – namely, that the litigant bringing the suit filed it “without sufficient grounds in
either law or in fact and if the suit served the sole purpose of causing annoyance.”
Thunberg, 682 A.2d at 299. Objectors remind that our Court has mandated that, in order
for a court to conclude that conduct is vexatious, it must make specific findings that
support both prongs of the Thunberg test, and, thus, the court below needed to make a
specific finding that “the suit served the sole purpose of causing annoyance.” Old Forge,
924 A.2d at 1213. Objectors argue that, because the court in this matter did not make
this requisite finding, its conclusion that their conduct was vexatious is unsupported by
the record.
Objectors then proceed to address the specific factors enumerated in the court’s
June 23, 2022 opinion, which it relied on to support its award of counsel fees. First,
Objectors argue that they had an adequate basis in law and fact to file the petition. They
submit that in election challenges of this nature, the reality that both parties must operate
under the compressed mandatory timing deadlines afforded by the Election Code must
[J-36-2023] - 29
be acknowledged. Objectors Brief at 23-24 (citing In re Farnese, 17 A.3d 357 (Pa. 2011)).
They emphasize that, in the instant matter, those already short timelines were further
reduced as a result of this Court’s adoption of a congressional redistricting map following
the impasse between the legislative and executive branches, and concomitant adjustment
of the election calendar. They note that the time available to them was further reduced
because they were required to seek emergency and expedited relief in order to have their
Petition heard and adjudicated within the mandatory deadlines established by our Court’s
order in Carter, supra, and due to the Commonwealth Court’s decision to abruptly
reschedule the hearing in this matter with only hours’ notice.
Objectors point out that, despite these “difficult circumstances,” they nonetheless
“conducted an extensive pre-filing review” of the 1,351 petition signatures; performed their
own review of the SURE system; and complied with the Commonwealth Court’s directive
that they meet and confer with counsel for Candidate and a SURE system operator for
nine hours over a two-day period, during which time they mutually reviewed the
challenged signature lines with Candidate’s counsel and “substantially” winnowed down
some of the challenges. Id. at 25-26. Objectors aver that this demonstrates that they
complied with the Commonwealth Court’s scheduling order to the fullest extent possible
under the accelerated time frame they were working under.
Objectors therefore strenuously dispute the court’s conclusion that they had
contravened the court’s order directing them to do so, as they contend it is unsupported
by the record, which indicated that the parties “confirmed to the court that they met and
conferred and reviewed each challenged signature in the SURE system.” Id. at 26-27
(quoting N.T., 3/29/22, at 197 (“[Counsel for Candidate] . . . We went through nearly 1300
[J-36-2023] - 30
of these lines.”); N.T. Hearing, 3/30/22, at 291 (“THE COURT: “Did you check the SURE
system before the hearing? [Counsel for Objectors]: We did. We’ve looked at every
signature line, Your Honor.”)). Moreover, Objectors highlight that, ultimately, as a result
of the meet and confer session, and their own follow-up review of some of the signature
lines on the SURE system, they and Candidate reduced the number of outstanding
challenges, and stipulated on the record at the hearing that 239 signatures were valid and
148 were invalid. Id. at 27.
Objectors acknowledge that they withdrew 112 additional challenges during the
hearing; however, they argue that this does not indicate that those challenges had no
basis in law or fact, as the court below found. To the contrary, Objectors explain they did
so “based upon rulings made by the Commonwealth Court during the course of [the]
hearing on similar challenges . . . . Thus, rather than belabor the same legal questions
repeatedly, Objectors withdrew numerous challenges that were effectively resolved by
the Commonwealth Court’s legal rulings on similar signatures as the hearing progressed.”
Id. at 27-28. Objectors add that, during the course of the hearing, Candidate conceded
the invalidity of 31 signatures which he had previously defended as valid.
Objectors cite as an example of valid reasons for withdrawing certain challenges
their withdrawal of signature challenges based on legibility grounds, because they were
previously unable to discern the handwritten name or address of the voter on the
nominating petition, and, thus, were unable to identify that person on the SURE system
prior to the hearing. However, they point out that, at the hearing, often in response to the
court’s direction, the SURE system operator entered multiple possible combinations of
names and addresses based on the court’s or the parties’ suggested interpretation of the
[J-36-2023] - 31
handwriting. Objectors aver that, “once the voter was located, [they] appropriately
withdrew the challenge.” Id. at 29.
Objectors also highlight that the court indicated it would not invalidate signature
lines based on facial invalidity challenges such as signature mismatch, use of initials, or
printed signatures absent the testimony of a handwriting expert,19 and, further note that
the court was not going to require Candidate to provide evidence, such as voter testimony,
to rehabilitate challenged signatures, the lack of which the court found implicated due
process concerns.
Objectors emphasize that these withdrawals did not establish the challenges had
no basis in law or fact, that they failed to previously review the challenged signatures in
the SURE system, or that they agreed there was no basis for the initial challenge, as the
court found. To the contrary, Objectors maintain that their “withdrawals were good faith
attempts to narrow the issues for decision in light of new information and streamline the
hearing given the Commonwealth Court’s repeated complaints about the length of the
proceedings.” Id. at 31 (quoting, e.g., N.T., 3/30/22, at 443 (“And I’m not going to stay
here until midnight tonight”); id. at 484 (“I'm not staying here until, you know, 10:00 o'clock,
midnight to get through this. Can you go -- if you tell the Court you can zip through these,
19 Objectors observe that the Commonwealth Court had not previously required expert
testimony in ruling on signature challenges and has, instead, relied on its own visual
comparison of signatures against voter registration cards. Objectors Brief at 30 (citing In
re Petition of Thompson, 516 A.2d 1278, 1283 (Pa. Cmwlth. 1984) (“After careful
examination and close scrutiny, the Court is of the opinion that by a comparison of the
signature on the registration card with the signature on the nominating petition, nineteen
of the signatures are not genuine and were in fact placed on the respondent's nomination
petition by persons other than the registered voters whose signatures they purport to
be.”)).
[J-36-2023] - 32
we'll do it.”)). Objectors aver that, in sum, the majority of the signatures they withdrew —
61 — were after Candidate had passed the 1,000-vote signature mark, but the court, in
conjunction with Candidate, agreed to continue. Objectors Brief at 31.
Objectors point out that, even if their withdrawals of signature challenges could
somehow be construed as concessions that no objection to those signatures should have
been made — which, again, they deny — Candidate had only 985 valid signatures after
these withdrawals, not 1,000 as the court found.
Objectors note that the court could support its tally of 1,009 valid signatures only
by incorrectly concluding that Objectors should have known that 48 of their IHA
challenges would result in “at least 24 of these signatures [being] valid, because where
there are two lines filled out in the same handwriting, one of those two lines would be
valid.” Id. at 32 (quoting Doyle I, slip op., at 31). Objectors argue that this assumption
was unwarranted, given that, in addition to IHA challenges to pairs of signature lines, they
also challenged more than half of those individual signature lines on other grounds, such
as that there was no registered Republican in the SURE system associated with the name
on the petition, that the signatures were duplicates, that the signature and registration
cards were a mismatch, or that the handwriting of the signatures or other information on
the petition did not match the handwriting in the printed box on the petition, indicating one
person signed it and another printed the required information. Objectors contend that, if
both signatures in a signature pair challenged on IHA grounds were stricken on these
alternative grounds, none of the signatures would have counted, so the court erred in
assuming that at least one of the signatures in the challenged pairs would always be
counted.
[J-36-2023] - 33
Lastly, Objectors aver that their conduct was not “dilatory or obdurate.” Objectors
Brief at 36. Although acknowledging that our Court has never precisely defined those
terms, they contend the widely accepted meaning of the term “dilatory,” as reflected in
Black’s Law Dictionary, is “designed or tending to cause delay,” id. (quoting “dilatory” in
Black's Law Dictionary (11th ed. 2019) (Westlaw)), and “obdurate” as defined by
Webster’s dictionary is “stubbornly persistent in wrongdoing,” id. (quoting Merriam-
Webster, https://www.merriam-webster.com/dictionary/obdurate). Objectors argue their
conduct in this litigation meets neither of those two definitions, given that the record
reflects that they sought to expedite the hearing in the Commonwealth Court, and that
“far from ‘stubbornly persisting’ in pressing their already-rejected legal arguments, [they]
withdrew challenges to expedite proceedings rather than belabor the same legal
questions repeatedly.” Id. at 37 (emphasis original).
In response Candidate first contends that the evidence of record supports the
court’s findings that Objectors’ conduct in filing the Petition was arbitrary since it had no
basis in law or fact. Candidate avers that this was established by the fact that Objectors
eventually conceded that the Petition had over 1,000 valid signatures.
Candidate denies that the accelerated time frames we established in Carter
relieved Objectors of their duty to ensure that their signature challenges had a sufficient
factual and legal basis. Candidate reiterates that Objectors’ concessions before and
during trial that Candidate had over 1,000 valid signatures supports the lower court’s
conclusion that Objectors “filed their petition well beyond the point where they had any
prospect of succeeding.” Candidate Brief at 27 (quoting Doyle II, slip op. at 7 n.7).
Moreover, Candidate proffers that our Court’s order in Carter did not alter the 7-day time
[J-36-2023] - 34
period afforded by the Election Code for filing objections to nominating petitions, and thus
did not absolve Objectors of their duty not to file such a petition lacking a sufficient factual
or legal basis.
Candidate further contends, in this regard, that if Objectors were unprepared to
proceed, they should not have sought to expedite these proceedings. He avers that our
Court’s order in Carter was “an unavoidable adjustment intended to accommodate the
entities responsible for administering elections . . . [,] not a right of expedited hearing
granted to those seeking to interfere with the nomination of congressional candidates.”
Id. at 33. Candidate asserts that, because Objectors chose to seek an expedited hearing,
they cannot avoid the consequences of doing so, and, in any event, he quotes the court
denying that it would punish Objectors for seeking an expedited resolution:
This is a matter which was expedited after it was
scheduled for next week. And it was at the request of the
Objectors.
But the problem is that we are dealing with some very
tight deadlines via the election code and the Supreme Court's
schedule and getting ballots out to people, military et cetera.
So some form of expediting this was necessary. I don’t want
to penalize the party just for that.
N.T., 3/29/22, at 13-14; Candidate Brief at 34.
Candidate continues that, because Objectors withdrew certain signature
challenges, they are now foreclosed from essentially relitigating questions of their validity.
Additionally, Candidate asserts that Objectors do not support their claim that they
withdrew the challenges in response to rulings of the court on similar challenges because
they did not cite to any specific instances in which they stated on the record they were
[J-36-2023] - 35
doing so for that reason. Candidate maintains that, to the contrary, these challenges
were withdrawn because they were shown to be “baseless.” Id. at 37.
For instance, Candidate claims that 42 of the challenges based on signature
illegibility, or because they did not match the voter registration information in the SURE
system, were withdrawn after the elector’s voter file was found in the SURE system, often
without any search prompts being given by the court or the parties. Id. at 38, 40. Other
challenges based on flipped signatures (where the voter signed in the area of the petition
for printed information and printed information in the signature area) were withdrawn on
the basis of Candidate’s citation to In re Thompson, No. 500 C.D. 2014 (Pa. Cmwlth. filed
April 8, 2014), and, thus, represented a concession by Objectors that this specific
challenge had no merit.
Candidate notes that in many instances no reason was given for the withdrawal of
a challenge, so, in his view, this supported a finding that there was no basis for the
challenge. Regarding some of the facial validity challenges involving use of an initial,
Candidate claims they were rejected by the court based on its own visual inspection in
which the court claimed that it “had no difficulty” determining the identity of the signer,
that the signer was a registered elector, the signature did not contain an initial, or that the
signature was genuine. Candidate Brief at 43 (citing Doyle I, slip op. at 26-27). Thus,
Candidate reasons that Objectors should have known that these challenges were
meritless.
Candidate also disputes Objectors’ contention that their withdrawal of challenges
after it was determined that he had exceeded the 1,000-valid signature requirement
demonstrated their intent to expedite the proceedings. Candidate notes that the court
[J-36-2023] - 36
had already ruled that some of those challenges, based on instances where the candidate
printed their full name but rendered a signature using initials or a truncated version of
their name, was not a defect that was sufficient to invalidate a signature line. Yet,
Candidate argues, “Objectors continued to present their case on each such objection—
as was their right,” id. at 44, and pressed on with other challenges that Candidate claims
Objectors should have known were meritless, for example, where the voter signed well
outside of the box on the petition, or used improper abbreviations for required address
information. Candidate also defends the court’s inclusion of 24 of the 48 signatures
challenged on IHA grounds on the basis of his assertion that those signatures were
challenged only on IHA grounds, not on other grounds as Objectors claim. In sum,
according to Candidate, Objectors “knew or should have known that even if they
succeeded on every claim they pursued, [Candidate] would have finished with
approximately 1,023 signatures.” Id. at 48.20
20 Objectors respond to these arguments by highlighting the fact that they withdrew
challenges to many signature lines only after voter registration information was found for
the first time at the hearing in the SURE system, something Candidate acknowledged.
Moreover, they point out that many of their legibility challenges were based on the fact
that “they were unable to make out enough details to identify the voter prior to the
hearing.” Objectors Reply Brief at 22. Additionally, they point out that, in many instances,
despite the attempts of the court to categorize signatures as obviously valid, it took
multiple attempts by the SURE system operator to find a valid registered voter. Id. at 22-
23 (citing N.T., 3/29/22, at 122-23). As for flipped printed information and signature
information, Objectors observe that the case cited by Objectors for the first time at the
hearing, In re Thompson, was unpublished and non-precedential; however, they withdrew
the challenges based on their desire to not “litigate the issue on the fly.” Id. at 24. Even
so, they deny this was a concession that the initial challenges were frivolous, citing In re
Flaherty, 770 A.2d 327, 333 (Pa. 2001) (holding that printed name on petition is not to be
construed as a signature, absent substantial proof the person intended it to be such);
thus, they aver they had a good faith basis to contend that the printing in the signature
boxes were not valid signatures. Regarding the IHA challenges, once more Objectors
dispute Candidate’s assertion that the 48 challenged signature pairs were solely
(continued…)
[J-36-2023] - 37
Candidate also defends the Commonwealth Court’s finding that Objectors’ conduct
was vexatious. While conceding that the court did not expressly make a finding that
Objectors filed their petition for the sole purpose of causing annoyance, as required by
Thunberg, such a conclusion is nevertheless supported by “its finding that the petition
was frivolous, stood no chance of success, and cost a considerable amount of human
and monetary resources.” Id. at 49. In Candidate’s view, this demonstrated that “[t]he
only objective accomplished by Objectors was to annoy all participants.” Id.
Candidate also contends that the record supports the court’s conclusion that suit
was filed for an improper purpose and, thus, in bad faith. While acknowledging that the
court erred in concluding that Objector Sloss had changed his party registration from
Democratic to Republican, Candidate nonetheless contends that the court was correct in
recognizing the effect of his last-minute change of address, namely, that it “reflected a
motive to deprive the Republican party of a candidate it could nominate in the 2022
General Election.” Id. at 56. This subjective intent may not be relevant to a standing
analysis, as our Court found in In re Samms, but Candidate proffers it does demonstrate
that Objectors’ actions were in derogation of what the challenge process is intended and
designed to accomplish: “a good faith review of nomination petitions to secur[e] the
probity of the electoral process.” Id. at 57.
Candidate also claims that, even putting aside the issue of the alleged motive of
Objectors in filing the Petition focused on by the court and highlighted by Objectors, the
challenged on IHA grounds. They reiterate that they advanced other challenges to the
individual signatures as well which, had they been upheld, would have invalidated both
signatures.
[J-36-2023] - 38
remainder of the court’s findings enumerated in its June 23, 2022 opinion, see Doyle II,
slip op. at 10-11, sufficiently support the court’s conclusion.
Lastly, Candidate claims the record supports the court’s conclusion that Objectors
acted in a dilatory and obdurate fashion because they did not withdraw all of their
challenges at the first opportunity and, instead, forced the Commonwealth Court to spend
two full days until almost 10:00 p.m. reviewing them. Candidate Brief at 59. Candidate
cites additional examples of conduct which he claims was dilatory and obdurate, such as
Objectors filing a case management report at the start of the hearing rather than a joint
stipulation, forcing the court to read the stipulations into the record in a line by line fashion
which took “over an hour of the [c]ourt’s time,” id., as well as failing to supply the court
with a thumb drive containing its excel spreadsheet of objections. Candidate avers that
the net result of Objectors’ actions was that he and the court were forced to expend
valuable time examining the information on the SURE system and the nominating
petitions which should have been done before the hearing.21
IV. Discussion
Our review of a lower court’s order awarding counsel fees involves determining
whether the court “palpably abused its discretion” in making such an award. Thunberg,
682 A.2d at 299. As we have oft stated: “[a]n abuse of discretion is not merely an error
of judgment, but if in reaching a conclusion the law is overridden or misapplied, or the
21 Objectors acknowledge that they did not file a formal joint stipulation as required by
the scheduling order, but rather the aforementioned case management report. They
assert they did so only because the sudden change of the hearing date by the court to
the next morning precluded the preparation and filing of a stipulation within the three-
business-day period before the hearing as required by the court’s scheduling order.
Additionally, Objectors point out they provided a thumb drive to the court after the hearing
and before it had finalized its opinion. Objectors Reply Brief at 29-30.
[J-36-2023] - 39
judgment exercised is manifestly unreasonable, or the result of partiality, prejudice, bias
or ill-will, as shown by the evidence or the record, discretion is abused.” In re Farnese,
17 A.3d at 367. If the record furnishes sufficient evidence to support the court’s findings
of fact that a litigant violated the conduct provisions of the relevant statute or statutes
under which it awarded counsel fees, the award will not be disturbed on appeal.
Thunberg, 682 A.2d at 299.
As indicated, the two statutory provisions on which the Commonwealth Court relied
to award counsel fees are 42 Pa.C.S. § 2503(7) and (9), which provide:
The following participants shall be entitled to a reasonable
counsel fee as part of the taxable costs of the matter:
***
(7) Any participant who is awarded counsel fees as a sanction
against another participant for dilatory, obdurate or vexatious
conduct during the pendency of a matter.
***
(9) Any participant who is awarded counsel fees because the
conduct of another party in commencing the matter or
otherwise was arbitrary, vexatious or in bad faith.
42 Pa.C.S. § 2503 (7), (9).
As a general matter, as our Court has explained recently, conduct by a party is
considered dilatory within the meaning of Section 2503(7) “where the record
demonstrates that counsel displayed a lack of diligence that delayed proceedings
unnecessarily and caused additional legal work.” County of Fulton v. Secretary of the
Commonwealth, 292 A.3d 974, 1062 (Pa. 2023). Obdurate conduct under this statutory
provision is when counsel stubbornly persists in a course of wrongdoing during the course
of the litigation. Id.
[J-36-2023] - 40
Additionally, under Section 2503(9), a litigant is deemed to have acted vexatiously
if he brought a legal action “without sufficient grounds in either law or in fact and if the suit
served the sole purpose of causing annoyance.” Thunberg, 682 A.2d at 299 (emphasis
added). As our Court subsequently underscored, a court which finds that a suit was
brought “vexatiously” under this statutory provision must have also made a specific finding
that the suit was brought with the “sole purpose of causing annoyance,” and articulated
its reasoning for this conclusion. Old Forge, 924 A.2d at 1213.22 Lastly, under Section
2503, a party will be found to have commenced a suit in bad faith if he filed it “for purposes
of fraud, dishonesty, or corruption.” Thunberg, 682 A.2d at 299.
In accordance with these principles, we must determine whether the record in this
matter provides sufficient evidence to support the court’s findings of fact, enumerated in
its June 23, 2022 opinion, in support of its conclusion that Objectors’ conduct in bringing
and pursuing this litigation satisfied Sections 2503(7) and (9). See Doyle II, slip op. at
10-11 (concluding that Objectors engaged in “dilatory, obdurate, and vexatious conduct
and bad faith during the pendency of and in commencing this matter”).
The court’s first finding was that “Objectors did not have a reasonable factual or
legal basis to file the petition to set aside.” Id. at 10. This was the equivalent of a finding
that the Objectors’ initial decision to file the Petition was “arbitrary,” as that term is used
in Section 2503(9) - that is, “based on random or convenient selection or choice rather
than on reason or nature.” Thunberg, 682 A.2d at 299; see also id. at 301 (“By definition,
where there is no basis in law or fact for the commencement of an action, the action is
22 The Commonwealth Court did not make such a finding in its opinion in this matter.
[J-36-2023] - 41
arbitrary.”). As we made clear in Thunberg, however, such a finding will be justified only
if the allegations made in the complaint are “wholly unsubstantiated.” Id.
In regard to petitions to set aside a candidate’s nominating petitions under the
Election Code, our Court has reminded:
[R]equirements as to form and contents of nomination petitions
are “not mere technicalities but are necessary measures to
prevent fraud and to preserve the integrity of the election
process.” The ability of a party to object to nomination papers
when requirements are not met “provides an important check
on the nomination process.”
In re Farnese, 17 A.3d at 372 (citations omitted). Further, we cautioned therein that
courts, in assessing a party’s decision to file such a petition, must be cognizant of the fact
that “prospective objectors often have a limited opportunity for extensive investigation of
signatures prior to expiration of the period for forwarding objections. Thus, objectors often
must determine whether to proceed at a point where the prospect of success is uncertain.”
Id. at 373.
Here, the record reflects that, after Candidate filed his nominating petition,
Objectors undertook a review of the 1,351 signature lines thereon, and, that, based on
that examination, they reasonably believed that 717 of them did not conform to the legal
mandates of the Election Code. Specifically, Objectors claimed that the signatures
violated the requirements of 25 P.S. § 2868 (requiring voter to sign the petition, print his
or her name, and provide his or her party affiliation and address thereon), which
necessitated them being found invalid and not counted towards the 1,000-signature
requirement. Petition to Set Aside Nominating Petitions of Michael Doyle, 3/22/02, at 2-
3.
[J-36-2023] - 42
Our examination of the record simply does not support a conclusion that these
allegations were “based on random or convenient selection or choice rather than on
reason or nature,” and were “wholly unsubstantiated,” Thunberg, supra, given that the
subsequent joint review of the petitions conducted by counsel for Objectors and
Candidate, as well as the hearing before the court, determined that 205 of those signature
lines were, in fact, invalid for the reasons Objectors cited. We cannot find that, merely
because Objectors did not prevail on each and every one of the 717 initial challenges
they made, their petition lacked a sufficient factual or legal basis. Cf. In re Farnese, 17
A.3d at 373 (“simple fact that candidate prevailed” is not a just reason for the imposition
of costs on challenger); see also Morley v. Farnese, 178 A.3d 910, 917 (Pa. Cmwlth.
2018) (fact that challengers to nominating petition withdrew or were unsuccessful on
some of their challenges to circulator affidavits and signature lines did not show that there
was no valid basis to bring such challenges) (citing In re Farnese, 17 A.3d at 372-73).
Courts are obligated to acknowledge the practical reality that the initial review process of
a nominating petition relies on a visual examination of often inscrutable handwriting and
printing which, unsurprisingly, can yield multiple, reasonable interpretations. Thus, a
party challenging a nominating petition is not required to possess certitude of the outcome
of his challenges in order to avoid the severe penalty of payment of counsel fees if he is
ultimately unsuccessful; rather, the challenger must, at the time of filing the petition,
possess a good faith factual and legal basis to conclude that the candidate’s nominating
petition lacks the sufficient number of legally valid signatures required under the Election
Code. We conclude that the record in this matter simply does not establish that Objectors
lacked such a good faith basis to file their petition.
[J-36-2023] - 43
The second finding of fact the court made to support its award of counsel fees was
that “Objectors failed to comply with this Court’s direction that they adequately review the
SURE System and advise candidate’s counsel of the necessary withdrawal of invalid
challenges, and ended up withdrawing over 100 challenges in open court in addition to
the 239 challenges withdrawn as the result of pre-trial stipulations.” Doyle II, slip op. at
10. Once more, the record does not support the court’s finding in this regard.
As recounted above, even counsel for Candidate acknowledged at the hearing that
the parties’ pretrial meet and confer session ordered by the court had taken place and
that they had jointly reviewed the SURE system information during that session. See
supra note 4 and accompanying text. Indeed, by counsel for Candidate’s own
recollection, the parties jointly reviewed almost all of the signature lines on the petition
during that session — nearly 1,300. See N.T., 3/29/22, at 197. Moreover, the record also
establishes that, after this session ended, counsel for Objectors continued to review the
SURE system information on his own with respect to signatures that he had indicated he
would follow up on, and, based on that independent review, Objectors withdrew an
additional 150 challenges prior to the start of the hearing. Id. at 53-54. In our view, then,
the court’s conclusion that Objectors subsequent decision to withdraw some of their
remaining objections during the hearing was due to a failure to comply with its order to
review the challenged signatures in the SURE system prior to the hearing is altogether
unsubstantiated.
The court’s next finding of fact in support of its decision to award counsel fees was
that “Objectors ultimately conceded that over 1,000 signatures were valid, which meant
Candidate had more than enough valid signatures to remain on the ballot and indicated
[J-36-2023] - 44
that no objection should have been made to these signatures.” Doyle II, slip op. at 10. In
essence, the court treated Objectors’ decision to withdraw objections at the hearing, after
additional information was adduced therein by the SURE system operators, and after the
court made rulings on similar objections earlier during the hearing, as a de facto
admission by Objectors that they had no basis to bring the objections in the first place.
This novel proposition has been rejected previously by the Commonwealth Court, see
Morley, supra, and it finds no support in our caselaw. Moreover, the factual record in this
matter does not support such a finding.
To the contrary, the record supports the conclusion that Objectors’ decision to
withdraw objections at the hearing was their reasonable response to events that
transpired therein. For instance, many of the objections that were withdrawn pertained
to illegible voter information, such as the signature and address, which precluded the
validity of the voter’s registration from being confirmed in the SURE system prior to the
hearing. Objectors were not required to abandon such objections at the hearing, as they
had a good faith basis to pursue them. See, e.g., In re Gales, 54 A.3d 855, 859-60 (Pa.
2012) (“[W]here it is not obvious that the signature on the nomination petition reflects the
same name that appears on the elector’s voter registration card, absent other evidence,
the signature should be stricken.”); In re Flaherty, 770 A.2d 327, 332-33 (Pa. 2001) (“[A]n
elector who prints her name on a nomination petition has not properly signed the petition,
as required by the plain language of . . . 25 P.S. § 2868.” (footnote omitted)). On this
[J-36-2023] - 45
record, Objectors were entitled to receive a definitive resolution of these challenges
through the judicial process.23
As related above, during the hearing, the SURE system operators were ultimately
able to confirm the registration information for these challenged signature lines, but often
only after they performed multiple searches using different criteria as directed by the court
or counsel. Once this registration information was confirmed, and a valid voter
registration card found and displayed, then, lacking any further basis to pursue the
challenge, Objectors withdrew their objection. Such a withdrawal at that point in time, as
Objectors correctly perceived and explained to the court when it complained of some of
the withdrawals, was required by their duty of candor to the tribunal. N.T., 3/30/22, at
291.
Further, the record supports Objectors’ assertion that their decision to withdraw
other challenges to signatures based on facial invalidity was based on the court’s rulings
regarding similar objections, and to accommodate its wishes to have the hearing conclude
at what it deemed a reasonable hour. Although the court did not explicitly rule that expert
testimony was required to prevail on such a challenge, the court nevertheless expressed
skepticism about being able to make such an assessment without it. Id. at 103.
Moreover, and most importantly, the court, while not expressly endorsing Candidate’s
argument that due process required he be given the opportunity to confirm signatures
challenged on this basis through the introduction of rehabilitative evidence, nevertheless
rejected the majority of these challenges in whole or in part on the basis of due process,
23 It is noteworthy in this regard that, when it ruled on these challenges, the court had the
benefit of viewing the original filings in its possession, which it admitted were “clearer”
than the copies relied on by Objectors in preparing their Petition. N.T., 3/29/22, at 121.
[J-36-2023] - 46
prior to the Candidate having established that he possessed 1,000 valid signatures. Id.
at 213-43; N.T., 3/30/22, at 262-297. Thus, given this pattern of adverse rulings, and the
court’s stated desire to bring the hearing to a close as rapidly as possible, it was not
unreasonable for Objectors to withdraw the majority of those remaining unresolved
objections after Candidate reached the required 1,000 vote threshold.
Finally, we reject the court’s conclusion, endorsed by the Candidate, that
Objectors’ bad faith in commencing this challenge was evidenced by the fact that they
were motivated to do so in order to deprive the Republican Party of a candidate it could
nominate for the 2022 General Election. As we have previously held in In re Samms, an
individual’s motivation in bringing a challenge to a nominating petition is wholly irrelevant
to their right to do so. Consequently, given that a registered voter of a political party has
an unqualified right to bring such an action, for any reason, by virtue of their status as a
member of that political party, Objectors’ decision to commence this action, in and of itself,
cannot be deemed to be bad faith, regardless of the ultimate outcome of that legal
process.
Furthermore, the court, in concluding that Objectors were acting in bad faith,
assigned great weight to its finding that one of the Objectors switched parties solely for
the purpose of challenging Candidate’s nominating petition. Doyle II, slip op. at 11.
However, as discussed above, this finding was plainly erroneous, and there is no
evidence in the record to support the court’s conclusion that Objectors’ intent in filing this
petition was to deprive the Republican Party of a candidate it could nominate for the 2022
General Election.
[J-36-2023] - 47
In this regard, we reiterate the foundational principles we emphasized in our
decision in In re Farnese that “[r]equirements as to form and contents of nomination
petitions are not mere technicalities but are necessary measures to prevent fraud and to
preserve the integrity of the election process. The ability of a party to object to nomination
papers when requirements are not met provides an important check on the nomination
process.” 17 A.3d at 372 (citations and internal quotations omitted).
V. Conclusion
The Commonwealth Court’s factual findings in support of its decision to award
counsel fees under 42 Pa.C.S. §§ 2503(7), and (9) are lacking in record support, and,
thus, its determination that Objectors’ conduct in commencing and pursuing this litigation
was dilatory, obdurate, vexatious, and in bad faith was unfounded. We therefore
conclude that the Commonwealth Court abused its discretion in making such an award
and, accordingly, reverse the portion of the Commonwealth Court’s order of June 23,
2022 directing Objectors to pay such fees.
Jurisdiction relinquished.
Justices Wecht, Mundy and Brobson join the opinion.
Justices Donohue and Dougherty did not participate in the consideration or
decision of this matter.
[J-36-2023] - 48