UNPUBLISHED
UNITED STATES COURT OF APPEALS
FOR THE FOURTH CIRCUIT
UNITED STATES OF AMERICA,
Plaintiff-Appellee,
v.
No. 95-5412
OMAR SHAHID ZAKI, a/k/a Edward
Shahid Zaki,
Defendant-Appellant.
Appeal from the United States District Court
for the Eastern District of Virginia, at Alexandria.
Albert V. Bryan, Jr., Senior District Judge.
(CR-94-503-A)
Submitted: November 26, 1996
Decided: December 20, 1996
Before HALL, LUTTIG, and WILLIAMS, Circuit Judges.
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Affirmed in part and dismissed in part by unpublished per curiam
opinion.
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COUNSEL
Cheryl J. Sturm, West Chester, Pennsylvania, for Appellant. Helen F.
Fahey, United States Attorney, Michael E. Rich, Assistant United
States Attorney, Andrew G. McBride, Assistant United States Attor-
ney, Alexandria, Virginia, for Appellee.
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Unpublished opinions are not binding precedent in this circuit. See
Local Rule 36(c).
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OPINION
PER CURIAM:
Omar Shahid Zaki entered a guilty plea to two counts of mail
fraud, 18 U.S.C.A. § 1341 (West Supp. 1996). He was sentenced to
a term of 51 months and fined $250,000. He appeals his conviction,
asserting that the district court failed to determine that he was men-
tally competent to enter a plea. He also seeks to appeal his sentence,
contending that the waiver provision in his plea agreement is invalid
on a number of grounds. We affirm the conviction and dismiss Zaki's
appeal of his sentence.
Zaki practiced medicine in northern Virginia from the late 1970's
until an investigation into his billing practices in 1991 caused him to
surrender his medical license and leave the state. He was diagnosed
with myasthenia gravis (a disorder causing muscle weakness) and
underwent surgery related to the disease in 1989. Between 1992 and
December 1994 when he was indicted on 76 counts of mail fraud and
money laundering, Zaki obtained numerous evaluations of his mental
condition, including at least two ordered by the district court in the
months preceding his indictment, in anticipation of a possible insanity
defense. In June 1994, the district court found Zaki competent to
stand trial after the court received the report of a month-long evalua-
tion at the hospital of Zaki's choice and the parties waived a hearing
on his competency. The evaluator concluded that Zaki appeared to be
mentally ill but also appeared to be exaggerating and manipulating his
symptoms, making a diagnosis of his mental condition difficult. An
evaluation by a different doctor in the fall of 1994 found no mental
disease or defect. All the reports mentioned that various medications
had been prescribed for Zaki but that he did not take them consis-
tently. In February 1995, Zaki entered his guilty plea.
Zaki did not try to withdraw his plea in the district court, but now
contends that, during the hearing pursuant to Fed. R. Crim. P. 11, the
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district court committed reversible error by not inquiring whether he
was under the influence of prescription drugs and thus failing to
ensure that his guilty plea was voluntary. We review the adequacy of
a guilty plea de novo; however violations of Rule 11 are reviewed
under a harmless error standard. United States v. Goins, 51 F.3d 400,
402 (4th Cir. 1995). Before accepting a guilty plea, the district court
is required to determine whether the defendant is competent to enter
a plea and whether the plea is knowing and voluntary and not the
result of force or threats or promises not contained in the plea agree-
ment. Fed. R. Crim. P. 11(d); Godinez v. Moran, 509 U.S. 389, 396-
400 (1993).
Zaki does not allege that he was actually taking any medication on
the day of his plea or that his plea was in fact involuntary as a result.
The district court had previously determined that Zaki was competent
to stand trial, and the standard is the same for competence to enter a
guilty plea. Id. at 399. We find that the court was adequately informed
about Zaki's mental competence to enter a plea and that any error in
failing to inquire about his condition on the day of the plea was harm-
less error at most.
Zaki's attempt to raise issues concerning his sentence is foreclosed
by his valid waiver of that right in the plea agreement. Although he
argues that the government breached the agreement by requesting an
upward departure and thus relieved him of his own obligations under
the agreement, no breach occurred. The government did not promise
in the agreement that it would not ask for a departure, and Zaki stated
at the Rule 11 hearing that no other promises had been made to
induce his plea. He specifically acknowledged that he agreed to the
waiver provision. The court's failure to ask about his medication does
not render this portion of his plea involuntary.
Finally, the court did not impose a sentence above the statutory
maximum.* Zaki was convicted of violating 18 U.S.C.§ 1341, which
provides for a fine of not more than $1000. However, 18 U.S.C.A.
§ 3571(b) (West Supp. 1996) provides that an individual's fine may
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*Even a valid waiver would not prevent a defendant from appealing
a sentence in excess of the maximum penalty permissible under the stat-
ute. United States v. Marin, 961 F.2d 493, 496 (4th Cir. 1992).
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be the greatest of the fine specified in the law setting forth the offense
or, for a felony, not more than $250,000. Zaki's sentence thus did not
exceed the statutory maximum.
The conviction is therefore affirmed. We dismiss that portion of the
appeal which seeks review of the sentence. We dispense with oral
argument because the facts and legal contentions are adequately pres-
ented in the materials before the court and argument would not aid the
decisional process.
AFFIRMED IN PART, DISMISSED IN PART
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