IN THE SUPREME COURT OF IOWA
No. 22–0686
Submitted October 10, 2023—Filed January 12, 2024
IN RE THE MARRIAGE OF MARY C. FRAZIER AND SHANNON L. FRAZIER.
Upon the Petition of MARY C. FRAZIER n/k/a MARY C. STREICHER,
Appellant,
and concerning SHANNON L. FRAZIER,
Appellee.
On review from the Iowa Court of Appeals.
Appeal from the Iowa District Court for Clinton County, John Telleen,
Judge.
A father with joint legal custody of two children seeks further review of the
court of appeals decision reversing the dismissal of the mother’s application for
vaccination determination. DECISION OF COURT OF APPEALS VACATED;
DISTRICT COURT JUDGMENT AFFIRMED.
Christensen, C.J., delivered the opinion of the court, in which Mansfield,
Oxley, and McDermott, JJ., joined. McDonald, J., filed a dissenting opinion, in
which May, J., joined. Waterman, J., took no part in the consideration or
decision of the case.
Jacob R. Koller (argued) and Ryan C. Shellady of Simmons Perrine Moyer
Bergman, PLC, Cedar Rapids, for appellant.
Richard A. Davidson (argued) of Lane & Waterman, LLP, Davenport, for
appellee.
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CHRISTENSEN, Chief Justice.
The issue in this case is not whether the district court ever has the
authority to resolve a dispute between separated parents over an important
decision affecting their children, but rather when and how the district court may
resolve that dispute. Here, divorced parents with joint legal custody disagree on
whether their children should receive the COVID-19 vaccine. The parents’
attempt to resolve this dispute through mediation was unsuccessful, prompting
Mom to seek the district court’s authorization to vaccinate the children against
COVID-19 by filing an application for vaccination determination. Without ruling
on the merits of Mom’s application, the district court concluded it lacked the
authority to act and dismissed the case. The court of appeals reversed and
remanded the case with instructions for the district court to hear Mom’s
application on the merits. On further review, we vacate the court of appeals
decision and affirm the district court’s dismissal of Mom’s case.
The language of Iowa Code section 598.1(3) is clear that the parents’ status
as joint legal custodians provides them with equal participation in decisions
affecting their children’s medical care. Mom’s application for vaccination
determination attempts to end-run around the dissolution decree that gave the
parents joint legal custody. Because Mom did not request a modification of the
custody agreement pursuant to statute, the district court does not have the
authority to resolve the parents’ dispute.
I. Background Facts and Proceedings.
Mary Streicher and Shannon Frazier became parents to L.F. in 2011 and
O.F. in 2013 before divorcing in 2014. Their 2014 dissolution decree granted
them joint legal custody of their children and awarded Mary physical care. The
decree incorporated the parties’ stipulation of settlement, which provides in
relevant part:
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Except under emergency circumstances, the parties shall consult
with each other in advance and make mutual decisions with regard
to their child(ren)’s elective surgical or medical procedures, cosmetic
repairs, psychotherapy, orthodontia, and treatment of major
illnesses. Either party may request a second independent,
professional opinion if he/she disagrees with the elective treatment
decision.
Additionally, if the parents cannot resolve a dispute involving the children’s
medical treatment, the stipulation requires them to attempt to resolve the
dispute through either mediation or counseling before initiating court
proceedings over the matter. That is what occurred here in December 2021,
when the parents disagreed over vaccinating the children against COVID-19.
Following an unsuccessful mediation, Mary filed an application for
vaccination determination, asking the district court to authorize the children’s
COVID-19 vaccination. Shannon resisted, arguing that Mary failed to properly
invoke the district court’s jurisdiction and that the district court lacked the
authority to act as a tiebreaker between the parents. Following a hearing, the
district court denied Mary’s application. It explained that the parents’ decree
gave them joint legal custody over the children and stated that “until that
provision of the decree has been modified, each party has the right to equal
participation in decisions concerning medical care.” Because “[n]o application for
modification of the decree has been filed,” the district court continued, “[the
court] is without jurisdiction to resolve this dispute.”
Mary appealed, and we transferred the case to the court of appeals. The
court of appeals reversed the district court’s order, directing the district court to
hear Mary’s application on the merits and issue a decision consistent with the
children’s best interests. One dissenting judge would have affirmed the district
court’s dismissal. We subsequently granted Shannon’s further review
application and review this case de novo because it arises in equity. Iowa R. App.
P. 6.907; see also In re Marriage of Mills, 983 N.W.2d 61, 67 (Iowa 2022).
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II. Analysis.
Mary contends the district court erred in determining it lacked jurisdiction
to function as a tiebreaker in the parents’ dispute over vaccinating their children
against COVID-19. Although the district court ruling and the parties’ briefs use
“jurisdiction” and “authority” interchangeably, we want to clarify that these are
different concepts. Further, the issue in this case is one of authority, not
jurisdiction.
“Subject matter jurisdiction is the power of a court ‘to hear and determine
cases of the general class to which the proceedings in question belong, not merely
the particular case then occupying the court’s attention.’ ” State v. Yodprasit,
564 N.W.2d 383, 385 (Iowa 1997) (quoting Christie v. Rolscreen Co., 448 N.W.2d
447, 450 (Iowa 1989)). Here, the district court certainly had subject matter
jurisdiction over the parties’ decree and any subsequent modifications because
Iowa Code section 598.2 gave it such jurisdiction. See Iowa Code § 598.2 (2022)
(“The district court has original jurisdiction of the subject matter of this
chapter.”). Nevertheless, there may be other reasons why a district court could
not entertain a case. “In such a situation we say the court lacks authority to hear
that particular case.” Yodprasit, 564 N.W.2d at 385 (quoting State v. Mandicino,
509 N.W.2d 481, 482 (Iowa 1993)). This occurs, for example, when the plaintiff
fails to file “some form of allowable pleading” to properly commence a civil action
that would invoke the district court’s authority to hear and decide the plaintiff’s
claim. Stalter by Stalter v. Iowa Res., Inc., 467 N.W.2d 586, 588 (Iowa Ct. App.
1991) (dismissing Iowa Interstate’s appeal because it failed to file any form of
allowable pleading and thus had no claim before the district court for indemnity);
see also Christie, 448 N.W.2d at 450.
Similarly, the issue before us is whether Mary properly invoked the district
court’s authority by filing an application for determination instead of a petition
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to modify the parties’ decree. On plain language alone, Mary failed to properly
commence this action because our rules of civil procedure are clear that “[f]or all
purposes, a civil action is commenced by filing a petition with the court.” Iowa R.
Civ. P. 1.301(1) (emphasis added). But Mary argues she should not be subject to
a “magic word” test and the district court’s authority over post-decree matters
“is not so rigid or limited as to require parties to file for a modification (when a
party isn’t actually seeking to modify prior orders).” In doing so, Mary overlooks
the meaning of “joint legal custody” under Iowa Code section 598.1(3).
As joint legal custodians, “neither parent has legal custodial rights
superior to those of the other parent.” Iowa Code § 598.1(3). Instead, they are
entitled to “equal participation in decisions” affecting their children’s “legal
status, medical care, education, extracurricular activities, and religious
instruction.” Id. (emphasis added). “Medical care” includes vaccinations. See
Armstrong v. Curtis, No. 20–0632, 2021 WL 210965, at *4 (Iowa Ct. App. Jan. 21,
2021) (“[T]he parties should be able to work together on medical issues such as
vaccinations.”). This statutory definition treats joint custody as an all-or-nothing
proposition that “leaves no room for a parceling of rights.” In re Marriage of
Makela, 987 N.W.2d 467, 471 (Iowa Ct. App. 2022). Thus, “[w]hen a court grants
one parent a greater share of the legal rights subsumed within the definition of
joint legal custody, . . . the award is one of sole legal custody rather than joint
legal custody.” Id. Effectively, Mary is asking the district court to diminish—in
one area—Shannon’s right to equal participation in a decision affecting the
children’s medical care.
Practically, this all-or-nothing statutory definition of joint legal custody
tends to favor the status quo. The situation simply remains static until the
parents can either reach a mutually agreeable course of action together or modify
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their custody agreement. Yet, Mary did not file a petition to modify the parents’
status as joint legal custodians.
We acknowledge that a petition to modify has not always been necessary
to invoke the district court’s authority to make custody decisions after the decree
is final. In Helton v. Crawley, 41 N.W.2d 60 (Iowa 1950), we examined whether
a writ of habeas corpus action properly invoked the district court’s jurisdiction
to resolve a custody dispute between parents living in different states. Id. at
68–69. We noted that habeas corpus proceedings ordinarily applied “to one who
is illegally restrained or imprisoned.” Id. at 68. Nevertheless, in the child custody
realm, “the courts generally, and this court rather tardily, have modified and
enlarged the scope and original purpose of the writ” to treat it “as invoking the
broad and highly equitable powers of the court, to the end that the paramount
and ultimate consideration of the court is the best interests and welfare of the
infants and minor children brought before it.” Id. at 69.
In any event, the circumstances of Helton were remarkably different from
the circumstances of this case. Helton stemmed from a custody dispute across
state lines between parents after the mother moved with the children from
Missouri to Iowa without the knowledge or consent of the children’s father or the
Missouri court. Id. at 63. Months prior to the move, the Missouri court had
“decreed that it would be for the best interests of the children that their
permanent custody, care, and control be granted to the father” and “provided
that the children should not be taken from Missouri without express permission
of the court.” Id. Consequently, the father filed a petition for the writ of habeas
corpus alleging “the illegal restraint of the children, and praying that the writ
should direct the officer serving it to bring the children and the defendant before
the court for a hearing” that would award him custody of the children. Id. In
rejecting the father’s request, we explained that the Missouri decree was limited
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to the facts “on which the decree was based” and had “no binding force on the
Iowa courts as to facts and conditions which arose thereafter, and were in
existence when the trial court rendered its decree.” Id. at 78. We subsequently
affirmed the Iowa district court’s decision that it was in the best interests of the
children to give their mother custody. Id. at 79.
Not only is Helton factually distinguishable, but it is also legally
distinguishable now that more than seventy years have passed since we decided
it. Importantly, in 1982, the legislature enacted Iowa Code section 598.41 to
govern child custody proceedings. See 1982 Acts ch. 1250, § 2 (codified at Iowa
Code § 598.41 (1983)); see also In re Marriage of Engler, 532 N.W.2d 747, 750
(Iowa 1995) (explaining that our prior holding that the court entering a
dissolution decree has the exclusive jurisdiction to modify it is no longer valid
because the legislature enacted a statute allowing the parties to seek
modification in other district courts). Under this statute,
The court, insofar as is reasonable and in the best interest of the
child, shall order the custody award, including liberal visitation
rights where appropriate, which will assure the child the
opportunity for the maximum continuing physical and emotional
contact with both parents after the parents have separated or
dissolved the marriage, and which will encourage parents to share
the rights and responsibilities of raising the child unless direct
physical harm or significant emotional harm to the child, other
children, or a parent is likely to result from such contact with one
parent.
Iowa Code § 598.41(1)(a).
It also enumerates factors that the district court must evaluate “[i]n
considering what custody arrangement” is in the best interest of the child when
parents do not agree to joint custody. Id. § 598.41(3); see id. § 598.41(3)(a)–(k)
(enumerating factors). We now have an entire statutory scheme governing
dissolution proceedings and child custody disputes stemming from them. See
generally Iowa Code ch. 598 (regarding the dissolution of marriages and issues
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relating to domestic relations). “Divorce under Iowa law is strictly statutory,”
Bitner v. Bitner, 176 N.W.2d 162, 164 (Iowa 1970), and the district court’s
discretion in child custody proceedings is limited to considering the
circumstances set forth in Iowa Code section 598.41. Beyond the initial custody
decree, where the court is allowed to make decisions in the child’s best interest,
the Iowa statutory scheme places parental decisions with the parents, not the
court. This decree was entered nearly ten years ago, and short of a petition to
modify the decree to award one of the parent’s sole legal custody, the court lacks
authority to do anything else.
Additionally, we cannot say the parents’ decree explicitly reserved the
district court’s authority for future review to modify the decree absent proof of a
change in circumstances. At best, the decree only hints at using court
proceedings to resolve conflicts, stating:
In the event of a dispute that cannot be resolved involving the
child(ren)’s education, religious instruction, medical treatment and
extra-curricular activities, the parties shall initiate the scheduling
of a counseling/mediation session with a qualified
counselor/mediator in an attempt to resolve the dispute. The
unaffected parent shall cooperate in the scheduling of the session
and shall be available within two weeks of the request or as soon
thereafter as the counselor/mediator has an opening. Neither party
shall initiate any legal action regarding the above issues, without first
attempting to resolve the issue through a counselor/mediator.
(Emphasis added.)
Although the dissent does not acknowledge it, it is well established that
our legal system discourages “the retention of jurisdiction to modify divorce
decrees without a showing of change of circumstances.” In re Marriage of
Schlenker, 300 N.W.2d 164, 165 (Iowa 1981); see also In re Marriage of
Vandergaast, 573 N.W.2d 601, 602 (Iowa Ct. App. 1997) (en banc). “Only when
the decree unequivocally provides for later trial court review without the
necessity of showing a change of circumstances will we say this was the trial
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court’s intent.” Schlenker, 300 N.W.2d at 166. The language in this decree is not
unequivocal. Perhaps the parents intended “any legal action” to be a modification
proceeding? Or maybe a contempt action? Regardless, the language in the
parents’ decree did not explicitly reserve the district court’s jurisdiction in this
case.
Therefore, the decree is final, and legal custody remains as determined in
the district court’s original decree unless and until modification occurs pursuant
to statutory authority. A parent seeking modification must prove by a
preponderance of the evidence that the circumstances have so materially and
substantially changed since the decree was entered that the requested
modification is in the children’s best interests. Makela, 987 N.W.2d at 469.
Frankly, that the parents have seemingly been unable to resolve their dispute
over vaccinating the children against COVID-19 despite exhausting resources
over what has now been years of litigation may very well suggest that the
circumstances have changed such that joint legal custody is no longer
appropriate.1 See, e.g., In re Marriage of Rolek, 555 N.W.2d 675, 677 (Iowa 1996)
1The time and resources spent litigating this one issue also speak to the dissent’s claim
that we are perpetuating an “access-to-justice problem in Iowa” by requiring embattled joint legal
custodians to file a petition to modify the custodial agreement to invoke the court’s authority
over an impasse. According to the dissent, this means that “the district court’s docket gets more
congested, litigation costs increase, attorney’s fees increase, delay lengthens, the stakes get
higher, the rancor escalates, and access to justice is limited.” But the same can be said for joint
custodians who would resort to the legal system to resolve any parenting dispute, ranging from
whether the child should play football to whether the child can dye their hair pink. In this
emotionally charged area of the law, the dissent’s approach benefits the parent with greater time
and the resources to hire an attorney and use the court system to resolve every disagreement.
See, e.g., Kilgrow v. Kilgrow, 107 So. 2d 885, 889 (Ala. 1958) (“It would be anomalous to hold
that a court of equity may sit in constant supervision over a household and see that either
parent’s will and determination in the upbringing of a child is obeyed, even though the parents’
dispute might involve what is best for the child. Every difference of opinion between parents
concerning their child’s upbringing necessarily involves the question of the child’s best
interest.”); Griffin v. Griffin, 699 P.2d 407, 410 (Colo. 1985) (en banc) (“Resort to the courts, like
forced negotiations between parents, is likely to foster and magnify parental discord to the
detriment of the child.”); Guertin v. Guertin, 870 A.2d 1011, 1013–14 (R.I. 2005) (per curiam)
(noting that the trial court “remarked that the parties have become ‘attuned to using the [c]ourt
system as a third parent,’ and that ‘[e]ffectively, this Family Court is the triage team of [the
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(“When, following a dissolution decree providing joint custody, the actions of the
parties indicate that they are no longer able to cooperate, a modification of the
custody status is appropriate.”). However, we cannot decide that at this juncture.
Even if we considered Mary’s filing as a petition for modification, she affirmatively
declares in her brief that she “does not wish to remove or alter Shannon’s status
as joint legal custodian” and reiterated this again at oral argument, dooming any
petition at the outset.
We also reject Mary’s claim that parents seeking court intervention in their
disputes have historically filed applications for determination to do so. None of
the cases she cites involved a challenge to the use of an application for
determination to institute those proceedings. See, e.g., In re Marriage of Jacobs,
No. 16–2005, 2017 WL 5185435, at *1 (Iowa Ct. App. Nov. 8, 2017) (noting that
a father once filed an application for determination of postsecondary education
to modify his child support obligation to a postsecondary education subsidy four
years prior to the instant action); In re Marriage of Bieber, No. 10–1273, 2011
WL 1136273, at *1 (Iowa Ct. App. Mar. 30, 2011) (“Adam filed an ‘application for
determination of school district.’ The district court treated the application as a
request to modify the joint physical care arrangement.”); In re Marriage of Beal,
No. 05–0636, 2006 WL 1279054, at *1 (Iowa Ct. App. May 10, 2006)
(documenting the parties’ contentious history involving many court filings,
including two applications for determination).
Mary’s reliance on Harder v. Anderson, 764 N.W.2d 534 (Iowa 2009), is
equally unpersuasive because that case involved a noncustodial parent with joint
legal custody of the children suing a licensed social worker for access to the
parties], as opposed to medical professionals” because “[a]fter they were divorced, . . . the parties
continued to engage in a pattern of accusations and counteraccusations repeatedly denigrating
each other's parenting abilities,” resulting in significant amount of court and stage agency time
spent addressing the parties’ numerous issues with each other (first and second alteration in
original)).
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children’s medical records. Id. at 536. It had nothing to do with resolving a
dispute between parents who have joint legal custody. See Galvin v. Citizens’
Bank of Pleasantville, 250 N.W. 729, 730 (Iowa 1933) (“The binding force of a
decision is coextensive with the facts upon which it is founded . . . .” (quoting
Perfection Tire & Rubber Co. v. Kellogg-Mackay Equip. Co., 187 N.W. 32, 35 (Iowa
1922))). We even acknowledged in Harder that “joint legal custody” under Iowa
Code section 598.1(3) provides parents “the right to equally participate in
decisions affecting a child’s medical care.” 764 N.W.2d at 538. In affirming the
district court’s denial of the parent’s request, we held that “when a mental health
provider claims the release of such information is not in the child’s best interest,
the court must determine whether the records should be released [by] applying
the best-interest-of-the-child test.” Id.
In our discussion leading to this holding, we noted that parents’ legal
access to their children’s medical records under Iowa Code section 598.41(1)(e)
“does not give either parent an absolute right to those records” because the
children’s best interests “always prevail.” Id. As an example, we proclaimed, “[A]
divorced parent with legal custody does not have the absolute right to direct a
child’s medical care.” Id. We also cited a New Jersey case—Pascale v. Pascale,
660 A.2d 485, 494 (N.J. 1995)—for the following proposition: “When joint legal
custodians have a genuine disagreement concerning a course of treatment
affecting a child’s medical care, the court must step in as an objective arbiter,
and decide the dispute by considering what is in the best interest of the child.”
Harder, 764 N.W.2d at 538.
Not only is this language dicta, but it also misconstrues what the New
Jersey Supreme Court said in Pascale. Pascale involved a child support dispute
between divorced parents with joint legal custody that examined whether the
parents’ custody arrangement was “nontraditional” for child support purposes
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and whether the parent acting as the children’s primary caretaker retained
authority over the disbursal of both parents’ child support. 660 A.2d at 487–88.
In holding the parents had a traditional custody arrangement, the New Jersey
Supreme Court remarked,
Divorced parents remain fully responsible for their children,
regardless of the custody arrangement that they choose or the court
orders. When divorced parents are unable to agree on the proper care
and level of financial support for their children, courts must step in
and act as an objective arbiter, always with the best interests of the
children in mind. That is what the trial court did. Because the
Pascales’ combined income exceeds $52,000, the trial court based
the final child-support figures on its consideration of the factors set
forth in N.J.S.A. 2A:34–23—the same factors a court should refer to
in determining child support in a nontraditional custody
arrangement—as well as the governing Child Support Guidelines of
Rule 5:6A.
Id. at 494 (emphasis added). This ruling was completely unrelated to any dispute
between joint legal custodians over their children’s medical care as it only
involved financial issues.
Ultimately, the cases Mary cites as examples of the district court acting as
a tiebreaker are distinguishable because those issues were properly before the
district court on either a trial of the initial dissolution action or an action to
modify their decree. The same goes for many of the cases the dissent cites to
support its claim that “Iowa courts have repeatedly exercised the authority, even
before Harder, to interpret, apply, and enforce decrees to resolve impasses
between joint legal custodians regarding the care of their minor children without
requiring either parent to first file a petition for modification.” For instance, while
the dissent is correct that the court of appeals remanded the case to the district
court to determine which school would be in the child’s best interest in In re
Marriage of Flick, No. 20–1535, 2021 WL 2453111, at *5–6 (Iowa Ct. App. June
16, 2021), that dispute over school choice was properly before the district court
as part of the mother’s petition for modification in which the mother requested
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various changes to the decree. Id. at *1. Likewise, the parents’ disagreement over
removing the child from daycare in In re Marriage of Bakk, No. 12–1936, 2013
5962991, at *2 (Iowa Ct. App. Nov. 6, 2013), was properly before the district
court as part of the parents’ dissolution proceedings, which included the issue
of child custody. Id. So, too, was the parents’ dispute over which school their
daughter should attend in Gaswint v. Robinson, No. 12–2149, 2013 WL
4504879, at *1 (Iowa Ct. App. Aug. 21, 2013), as that case involved never-
married parents seeking to establish a formal custody arrangement upon the
father’s filing of a petition to establish custody, child support, and medical
support. Id.
Similarly, In re Marriage of Comstock, No. 20–1205, 2021 WL 1016601
(Iowa Ct. App. Mar. 17, 2021), arose from the mother’s decision to enroll her
children in private school over the father’s objection while the mother’s petition
for modification was already pending. Id. at *2. That decision prompted the father
to file a motion for determination regarding the school choice, which resulted in
the district court ruling that the mother, as the parent with primary physical
care of the children, held the tiebreaker in the dispute. Id. The court of appeals
reversed this decision and remanded to the district court for a determination as
to which school was in the children’s best interests. Id. But it did so with the
following caveat:
The present appeal, however, involves what we believe to be a
temporary order, issued following the filing of a petition for
modification. A final hearing on the petition for modification has not
yet been held. Therefore, we do not engage in a full discussion of the
issue at this time but reverse the decision of the district court and
remand for the court to make a determination as to whether the
children’s attendance at Waukee School District or St. Francis of
Assisi School is in their best interests.
Id. (footnote omitted). The court of appeals also included a footnote informing the
parties that they “may wish to consider filing a joint stipulated request for
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expedited issuance of procedendo” if they wished to proceed with the
modification hearing scheduled later that month, indicating the school issue was
one of many to be heard at the modification hearing. Id. at *2 n.5.
And as we already noted above, In re Marriage of Jacobs and In re Marriage
of Beal did not involve any challenge to the use of an application for
determination to institute those proceedings. See Jacobs, 2017 WL 5185435, at
*1–2; Beal, 2006 WL 1279054, at *1. Plus, nothing in Beal indicates how the
district court ruled on those applications. See Beal, 2006 WL 1279054, at *1–2.
The appeal in that case stemmed from a petition for modification, which we
reiterate was the proper course of action for Mary to invoke the district court’s
authority here. Id. at *1. That’s also the course that the parents took in In re
Marriage of Laird, No. 11–1434, 2012 WL 1449625, at *2 (Iowa Ct. App. Apr. 25,
2012), when both parents filed petitions for modification after they disagreed
about changing their daughter’s school district. Id.
Notably, various courts in other states have been able to resolve disputes
between joint legal custodians over vaccinating their children against COVID-19
by bifurcating certain decisions to give one parent sole authority over the
COVID-19 vaccination decision while allowing the parents to remain joint legal
custodians on all other important decisions involving the children. See, e.g., A.R.
v. J.A., No. CK14–01551, 2022 WL 11121330, at *3 (Del. Fam. Ct. Sept. 14,
2022) (“The Court finds it is in the best interest of the child for Mother to have
authority over decisions related to COVID-19 and any vaccination designed for
the disease and its variants.”); Jones v. Jones, No. 1–22–1369, 2023
WL 2625862, at *10 (Ill. App. Ct. Mar. 24, 2023) (“[T]he court’s decision that
granted Emily sole decision-making authority only with respect to the COVID-19
vaccination is not against the manifest weight of the evidence.”); Kelley v. Kelley,
535 P.3d 1147, 1150, 1153–54 (Nev. 2023) (en banc) (affirming the district
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court’s decision to award the father “sole legal custody to act singularly to obtain
the COVID vaccine” for his child over the mother’s objections despite their status
as joint legal custodians because the father’s preferred course of action was in
the child’s best interest); B.S. v. A.S., 160 N.Y.S.3d 802, 815 (Sup. Ct. 2021)
(“[T]he immediate question presented is whether it is appropriate for the Court
to continue joint custody on the limited issue of COVID health care or whether
the Court must carve out a sphere of influence on this limited issue.”).2 A number
2The laws governing child custody in these states differ from our statutory scheme by
allowing the courts to unbundle legal custodial rights. For example, section 602.5 of the Illinois
Marriage and Dissolution of Marriage Act governs the “[a]llocation of parental responsibilities:
decision-making” and authorizes the court to “allocate decision-making responsibilities
according to the child’s best interests.” 750 Ill. Comp. Stat. 5/602.5(a) (2023). Unless the parents
otherwise agree in writing on the decision-making allocation, the statute also clarifies, “The court
shall allocate to one or both of the parents the significant decision-making responsibility for each
significant issue affecting the child.” Id. at § 5/602.5(b).
Similarly, New York courts have routinely awarded parents “shared legal custody of the
child with each party having final authority over separate decision-making zones.” Jonathan R.
v. Meredith S., 105 N.Y.S.3d 396, 397 (Sup. Ct. 2019); see also Elizabeth S. v. Edgard N.,
56 N.Y.S.3d 51, 52 (Sup. Ct. 2017) (affirming the family court’s award of joint legal custody to
the parents that gave the mother final decision-making authority in the area of education); Tatum
v. Simmons, 21 N.Y.S.3d 208, 209 (Sup. Ct. 2015) (“The court properly awarded the parties’
shared legal custody of the child with each party having final authority over separate decision-
making zones.”); White v. White, 898 N.Y.S.2d 8, 8–9 (Sup. Ct. 2010) (upholding joint custody in
which the mother had final decision-making on health-related issues, extracurricular activities,
and education through eighth grade and the father had final decision-making on education after
eighth grade and religion). Nevada courts, too, are clear that parents with joint legal custody
“need not have equal decision-making power in a joint legal custody situation,” and joint legal
custodians who “reach an impasse and are unable to agree on a decision . . . may appear before
the court . . . to have the court decide what is in the best interest of the child” under the factors
set forth in Nevada Revised Statute 125C.0045(1)(a). Rivero v. Rivero, 216 P.3d 213, 221–22 (Nev.
2009) (en banc), overruled on other grounds by Romano v. Romano, 501 P.3d 980, 983 (Nev. 2022)
(en banc); see also Kelley, 535 P.3d at 1151. Delaware courts also employ a best-interest analysis
to decide a dispute between joint legal custodians over an important decision affecting the child,
applying the statutory factors laid out in Delaware Code section 722(a)(1)–(8). See e.g., A.R. v.
J.A., No. CK14–01551, 2022 WL 11121330, at *2–3 (Del. Fam. Ct. Sept. 14, 2022) (examining
the statutory factors in awarding the mother authority over decisions related to COVID-19 and
any vaccination for it). Notably, while the COVID-19 vaccine was at issue in A.R. v. J.A., that
case differs from this case because it came before the court upon a petition to modify custody.
Id. at *1–2. Cases in Minnesota have also come out similarly. See, e.g., Wolf v. Oestrich,
956 N.W.2d 248, 257 (Minn. Ct. App. 2021) (“Because the parties here have joint legal custody,
and because the district court neither adopted an agreement between the parties nor filed its
own order modifying the rights and responsibilities established by the award of joint legal
16
of these states and many others also have statutes expressly addressing how
courts should resolve disputes between joint legal custodians over important
decisions affecting their children. See, e.g., 750 Ill. Comp. Stat. 5/602.5(a)
(2023); Mich. Comp. Laws. § 722.25(1) (2023) (“If a child custody dispute is
between the parents, . . . the best interests of the child control.”). Iowa is not one
of them.
Nor does Iowa’s statutory definition of “joint legal custody” allow district
courts to unbundle legal custodial rights to carve out a limited right for one
parent to be the sole decision-maker over the children’s COVID-19 vaccinations
while maintaining joint legal custody. See Makela, 987 N.W.2d at 471; see also
In re Marriage of Sokol, 985 N.W.2d 177, 182 (Iowa 2023) (declining to disturb
the court of appeals decision that granting one parent final decision-making
authority was inconsistent with joint legal custody). “For us to interpret the
statute to achieve some policy objective found nowhere in the statute’s language
. . . invades a sphere reserved for the legislature.” Tripp v. Scott Emergency
Commc’n Ctr., 977 N.W.2d 459, 467–68 (Iowa 2022). “Our task is to interpret the
statute, not improve it.” Id. at 468 (quoting Brakke v. Iowa Dep’t of Nat. Res.,
897 N.W.2d 522, 541 (Iowa 2017)).
On a final note, the dissent’s claim that its position “is in accord with the
‘universal decisions’ of other courts” is misleading as the dissent’s string cite of
cases from other states tends to cherry-pick the favorable portions while ignoring
other parts or cases from the same state that support this court’s position. This
includes its reliance on Morgan v. Morgan, 964 So. 2d 24 (Ala. Civ. App. 2007),
which the dissent cites for its finding “that a trial court with jurisdiction over a
custody matter has inherent authority to decide a dispute between parents with
custody, the district court did not err by determining that father may not unilaterally decide
where child attends school.”).
17
joint custody as to the education of the child, using the best-interests standard.”
Id. at 31. Unlike Iowa, Alabama has specific statutes that allow the trial court to
implement a plan governing important childcare matters when the parents
cannot agree and to give one parent sole power over major decisions concerning
the child. See Ala. Code, §§ 30–3–151(2), 153(b). These statutes were enacted
after the Alabama Supreme Court held, “We do not think a court of equity should
undertake to settle a dispute between parents as to what is best for their minor
child when there is no question concerning the child’s custody.” Kilgrow v. Kilgrow,
107 So. 2d 885, 889 (Ala. 1958) (emphasis added). Anyway, the dispute over
school choice in Morgan was considered as part of the bigger petition to modify
custody, which is what we are stating is required of the parties in this case to
invoke the district court’s authority. See 964 So. 2d at 27.
The dissent is correct that the Kentucky Court of Appeals stated the
following in 2009:
If, as in the instant case, the parties to a joint custody
agreement are unable to agree on a major issue concerning their
child’s upbringing, the trial court, with its continuing jurisdiction
over custody matters, must conduct a hearing to evaluate the
circumstances and resolve the issue according to the child’s best
interest.
Young v. Holmes, 295 S.W.3d 144, 146 (Ky. Ct. App. 2009) (quoting Burchell v.
Burchell, 684 S.W.2d 296, 299–300 (Ky. Ct. App. 1984)). But Kentucky does not
have a statutory definition of “joint legal custody” governing its decision, let alone
one like Iowa’s that does not allow the district court to unbundle legal custodian
rights to give one parent more rights than the other while maintaining joint legal
custody. See Makela, 987 N.W.2d at 471 (explaining that Iowa’s statutory
definition of “joint legal custody” does not allow for the parceling of rights); see
also Iowa Code § 598.1(3). Instead, Kentucky courts are allowed to grant one
parent greater decision-making authority than the other, even under a joint
18
custody arrangement. Gonzalez v. Dooley, 614 S.W.3d 515, 521 (Ky. Ct. App.
2020). Our legislature has not given us the same authority.
Statutory law also distinguishes this case from the Louisiana case that the
dissent quotes for the following: “While a court is justifiably hesitant to involve
itself in the details of parental decisions, . . . it is the trial court’s responsibility
to [e]nsure that the best interest of the child is served.” Harden v. McCorvey,
No. 09–434, 2009 WL 3636865, at *2 (La. Ct. App. Nov. 4, 2009). Contrary to
Iowa law, Louisiana requires the trial court to designate a domiciliary parent in
most joint custody decrees with whom the child shall primarily reside. La. Stat.
Ann. § 335(B)(1)–(2). “And [t]he domiciliary parent shall have authority to make
all decisions affecting the child unless an implementation order provides
otherwise.” Id. § 335(B)(3). Nevertheless, the statute mandates: “All major
decisions made by the domiciliary parent concerning the child shall be subject
to review by the court upon motion of the other parent. It shall be presumed that
all major decisions made by the domiciliary parent are in the best interest of the
child.” Id. Thus, Louisiana law requires the court to review any major decision
that the domiciliary parent makes upon motion of the other parent. There is no
parallel to this in the Iowa Code.
Likewise, the dissent’s reliance on the Arizona Court of Appeals decision
in Jordan v. Rea, 212 P.3d 919, 927 (Ariz. Ct. App. 2009), overlooks statutory
differences between Arizona and Iowa. In Arizona, state law requires parents with
joint legal custody to submit a plan to the court regarding educational decisions
for the child. Id. If the parents disagree over any element of this plan, a statute
specifically requires the court to resolve the disagreement by determining that
element itself, and a dispute over that plan is what was before the court in
Jordan. Id.
19
As the Arizona court clarified, it was “based on this clear statutory
directive” that it had “no difficulty in concluding that when post-decree disputes
arise under the specific terms of a parenting plan included as part of a joint
custody order, a best-interests standard should be applied.” Id. (emphasis
added). We do not have the same clear statutory directive in Iowa. Without the
same clear statutory directive in Iowa, the dissent attempts to flex judicial
muscle to circumvent legislation clearly addressing the procedure.
Consequently, the dissent offers a generous reading of this opinion in citing it to
support the claim that
[o]n the relevant question presented in this appeal, every court in
America has reached the same conclusion: it is a firmly established
principle that at all times, at all levels, and in all forums, courts have
inherent equitable authority to resolve an impasse between joint
custodians according to the best interest of the child without
requiring a parent to file a petition to modify the custodial provisions
of the decree.
(Emphasis added.)
To be clear, we agree with the dissent and other jurisdictions that courts
should apply a best-interest standard to resolve disputes between joint legal
custodians over important issues affecting the child. The issue on appeal is not
what standard we should apply to resolve disputes between joint legal
custodians, and the dissent attempts to put the cart before the horse in claiming
otherwise. Instead, the issue on appeal is whether the court has the authority to
resolve those disputes in the first place. See, e.g., Wallace v. Wildensee,
990 N.W.2d 637, 645 (Iowa 2023) (“If a district court lacks authority to issue a
judgment, decree, or order, it cannot act, even if both parties are in agreement.”).
We cannot express the problems with the dissent’s approach any better
than the Missouri Court of Appeals did almost sixty years ago when it stated,
The protection of the child’s welfare has indeed been the object of
the courts in custody cases from earliest times; but the attainment
20
of that object requires the observance of principles considerably
more practical and less nebulous than a mere declaration of
beneficent purpose. Long experience with wardships has taught the
courts that in this field (as in most others) a prudent regard for their
own limitations is essential to the orderly discharge of their duties.
Courts are not so constituted as to be able to regulate the details of
a child’s upbringing. It exhausts the imagination to speculate on the
difficulties to which they would subject themselves were they to
enter the home or the school or the playground and undertake to
exercise on all occasions the authority which one party or the other
would be bound to ascribe to them. Considerations of the most
practical kind, therefore, dictate that in these cases the duty of
attending to the details of the child’s rearing be delegated to a
custodian . . . .
Jenks v. Jenks, 385 S.W.2d 370, 377 (Mo. Ct. App. 1964) (emphasis added).
Other jurisdictions have expressed similar sentiments. See, e.g., Griffin v. Griffin,
699 P.2d 407, 410 (Colo. 1985) (en banc) (“[T]he court is not in a position to
enforce this agreement by substituting its choice of schools for that of the
parents. The court, a stranger to both child and parents, is ill-equipped to
understand and act upon the needs of the child.”); Lamb v. Wenning, 591 N.E.2d
1031, 1034 (Ind. Ct. App. 1992) (“The courts are simply the wrong tool for the
job [of raising children]. Our divorce courts must not serve as ‘referee parents’
within joint custodial relationships. . . . If a joint legal custody arrangement fails,
it should be modified to a sole legal custody arrangement.”).
In conclusion, the district court said it best: “[U]nless and until the present
Decree’s language providing for joint legal custody is changed after a trial, the
Court is without authority to step into this dispute.” See Wallace, 990 N.W.2d at
645. Because Mary did not file a petition to modify this language, the district
court did not have the authority to resolve the parties’ conflict over vaccinating
their children against COVID-19. Therefore, we affirm the district court’s
dismissal of Mary’s application.
21
III. Conclusion.
For these reasons, we affirm the district court’s judgment and vacate the
decision of the court of appeals.
DECISION OF COURT OF APPEALS VACATED; DISTRICT COURT JUDGMENT
AFFIRMED.
Mansfield, Oxley, and McDermott, JJ., join this opinion. McDonald, J.,
files a dissenting opinion, in which May, J., joins. Waterman, J., takes no part.
22
#22–0686, In re Marriage of Frazier
MCDONALD, Justice (dissenting).
The court takes an unduly narrow view of the power of the district court
(and by extension, this court) to act in the best interests of children in this state.
The district court is a court of general jurisdiction. It has constitutional and
statutory authority to sit as a court in equity. As a court in equity, the district
court “has inherent power and jurisdiction in all proceedings involving the
custody and care of minor children.” Schott v. Schott, 744 N.W.2d 85, 88 (Iowa
2008). The district court’s constitutional, statutory, and equitable authority over
all proceedings involving the care of minor children includes the authority to
interpret, enforce, and apply a decree to resolve disputes between joint legal
custodians regarding the care of minor children without requiring a parent to
petition to modify their joint custodial rights. This is the law in Iowa and in most
other states that have considered the issue. Rather than adhering to Iowa’s
precedents and following the persuasive precedents, the majority overrules our
precedents and rejects the persuasive precedents. The court’s rationale for doing
so is unclear. In some parts of the court’s opinion, the majority seems to indicate
that the district court does not have inherent authority to resolve an impasse
between joint custodians. In other parts of the court’s opinion, the majority
seems to indicate that the district court does have inherent authority to resolve
an impasse between joint custodians but only when allowed by statute. This
latter argument is a self-contradiction: Inherent authority to act only when
allowed by statute is, by definition, not inherent authority. Whatever the
rationale, the court’s opinion is contrary to controlling and persuasive
precedents and contrary to the interests of the families the court is supposed to
serve. I respectfully dissent.
23
I.
To the extent the majority concludes the district court (and this court) does
not have inherent equitable authority to interpret, apply, and enforce a
dissolution decree to resolve an impasse between joint legal custodians without
the necessity of a party filing a petition to modify the dissolution decree, the
majority errs.
By constitution and statute, the district court sits in equity in family law
matters. The Iowa constitution provides that the “district court shall be a court
of law and equity.” Iowa Const. art. V, § 6. The district court has “all the power
usually possessed and exercised by trial courts of general jurisdiction,” including
equitable powers. Iowa Code § 602.6101 (2022). The Code specifically provides
that family law proceedings shall be in equity. See Iowa Code § 598.3 (providing
that “[a]n action for dissolution of marriage shall be by equitable proceedings”);
id. § 600B.7 (providing that actions involving custody and care of children born
out of wedlock shall be based “on principles of law and equity”).
As a court sitting in equity, the district court has the inherent authority
and duty to act in the best interests of children subject to its jurisdiction. See
Schott, 744 N.W.2d at 88 (“A court of equity has inherent power and jurisdiction
in all proceedings involving the custody and care of minor children.”); Addy v.
Addy, 36 N.W.2d 352, 356 (Iowa 1949) (“It is firmly established that equity has
inherent power to protect the rights of minors.”), overruled on other grounds by
Brown v. Brown, 269 N.W.2d 819, 821 (Iowa 1978) (en banc). The district court’s
authority arises, in part, out of the government’s general duty to act as parens
patriae. See In Int. of Welcher, 243 N.W.2d 841, 843–44 (Iowa 1976) (“It is the
duty of the State, as parens patriae, to see that every child within its borders
receives proper care and treatment.”); Cath. Charities of Archdiocese of
Dubuque v. Zalesky, 232 N.W.2d 539, 545 (Iowa 1975) (en banc) (“Surely the
24
sovereign, as parens patriae, has a legitimate socio-humanitarian interest in
every child within its boundaries.”). This power is universally recognized. See
Helton v. Crawley, 41 N.W.2d 60, 71 (Iowa 1950) (stating it is “the substantially
universal decisions of the courts, that a court of equity has inherent power and
jurisdiction in all proceedings involving the custody of minor children”). And this
power is incredibly broad. See In re Marriage of Gallagher, 539 N.W.2d 479, 481
(Iowa 1995) (en banc) (“Courts of equity may exercise broad powers in applying
equitable principles.”).
The district court’s universally recognized authority to act in the best
interests of children subject to its jurisdiction gives the district court authority
to interpret, apply, and enforce its decree to resolve disputes between joint legal
custodians regarding the care of minor children without either parent having to
first file a petition to modify the parent’s joint custodial relationship. This is
well-established Iowa law. In Harder v. Anderson, Arnold, Dickey, Jensen,
Gullickson & Sanger, L.L.P., this court stated that “when joint legal custodians
have a genuine disagreement concerning a course of treatment affecting a child’s
medical care, the court must step in as an objective arbiter, and decide the
dispute by considering what is in the best interest of the child.” 764 N.W.2d 534,
538 (Iowa 2009). The majority correctly notes this statement in Harder was
dictum, but the dictum was a correct statement of Iowa law.
Iowa courts have repeatedly exercised the authority, even before Harder,
to interpret, apply, and enforce decrees to resolve impasses between joint legal
custodians regarding the care of their minor children without requiring either
parent to first file a petition for modification. See, e.g., In re Marriage of Flick,
No. 20–1535, 2021 WL 2453111, at *5–6 (Iowa Ct. App. June 16, 2021)
(remanding to the district court to determine which school would be in the best
interest of the child); In re Marriage of Comstock, No. 20–1205, 2021
25
WL 1016601, at *2 (Iowa Ct. App. Mar. 17, 2021) (remanding to the district court
to determine which school was in the best interests of the children); In re
Marriage of Jacobs, No. 16–2005, 2017 WL 5185435, at *1 (Iowa Ct. App. Nov. 8,
2017) (noting that an application for determination was used to determine
postsecondary education); In re Marriage of Bakk, No. 12–1936, 2013
WL 5962991, at *2 (Iowa Ct. App. Nov. 6, 2013) (stepping in as arbiter to
determine the child’s daycare situation); Gaswint v. Robinson, No. 12–2149,
2013 WL 4504879, at *5 (Iowa Ct. App. Aug. 21, 2013) (affirming a district court
order resolving dispute regarding school choice); In re Marriage of Laird, No. 11–
1434, 2012 WL 1449625, at *2 (Iowa Ct. App. Apr. 25, 2012) (determining which
school was in the best interest of the child); In re M.R.R., No. 10–1996, 2011
WL 4378037, at *7 (Iowa Ct. App. Sep. 21, 2011) (stating that “[i]f issues as to
the type of treatment this child should have continue to exist between the
parents who have joint custody, those issues should be addressed in the district
court in the context of the dissolution decree”); In re Marriage of Beal, No. 05–
0636, 2006 WL 1279054, at *1 (Iowa Ct. App. May 10, 2006) (noting that the
parents had filed applications for determination twice before); In re Name Change
of Quirk, 504 N.W.2d 879, 882 (Iowa 1993) (en banc) (Carter, J., concurring)
(stating that the court had “general equity powers” to resolve a dispute over the
child’s name and stating that “it is not necessary nor legally appropriate for this
court to suggest that this issue be settled by filing a modification petition”).
Iowa law is in accord with the “universal decisions” of other courts. Helton,
41 N.W.2d at 71. Other states have concluded that courts have inherent
equitable power to interpret, apply, and enforce a decree to resolve an impasse
between joint legal custodians regarding the care of their minor children
according to the best interest of the child without the necessity of a parent filing
a petition for modification. See, e.g., Morgan v. Morgan, 964 So. 2d 24, 31 (Ala.
26
Civ. App. 2007) (finding that “a trial court with jurisdiction over a custody matter
has inherent authority to decide a dispute between parents with joint custody as
to the education of the child, using the best-interests standard”); Tamari v.
Turko-Tamari, 599 So. 2d 680, 681 (Fla. Dist. Ct. App. 1992) (per curiam) (“It is
true that the parties have reached an impasse as to which elementary school the
child should presently attend in Israel, and that, accordingly, it was necessary
for the trial court to decide, based on the best interests of the child, which party’s
decision on the issue should prevail. It was unnecessary, however, to turn over
to the wife all future educational decisions affecting the child, especially if the
wife should ever return to the United States with the child.”); Yordy v. Osterman,
149 P.3d 874, 875–76 (Kan. Ct. App. 2007) (“In the all-too-common event of a
dispute on such a fundamental issue between parents who are subject to the
court’s ongoing jurisdiction during the minority of their child, it is the job of the
courts to resolve the dispute in a manner that is in the best interests of the
child.”); Young v. Holmes, 295 S.W.3d 144, 146 (Ky. Ct. App. 2009) (“If, as in the
instant case, the parties to a joint custody agreement are unable to agree on a
major issue concerning their child’s upbringing, the trial court, with its
continuing jurisdiction over custody matters, must conduct a hearing to evaluate
the circumstances and resolve the issue according to the child’s best interest.”
(quoting Burchell v. Burchell, 684 S.W.2d 296, 299–300 (Ky. Ct. App. 1984)));
Harden v. McCorvey, No. 09–434, 2009 WL 3636865, at *2 (La. Ct. App. Nov. 4,
2009) (“While a court is justifiably hesitant to involve itself in the details of
parental decisions, . . . it is the trial court’s responsibility to insure that the best
interest of the child is served.”); Nieber v. Nieber, No. A20–0616, 2021 WL
1525184, at *1 (Minn. Ct. App. Apr. 19, 2021) (“Father wants the children to be
vaccinated. Mother does not. Where joint legal custodians disagree on specific
issues of custodial care, the court “shall consider the best interests” of the
27
children. The law makes no distinction between general determinations of
custody and resolution of specific issues of custodial care.” (citation omitted)
(quoting Novak v. Novak, 446 N.W.2d 422, 424 (Minn. Ct. App. 1989))) Novak,
446 N.W.2d at 424 (stating that a disagreement between joint custodial parents
“must be resolved according to the best interests of the child”); Kelley v. Kelley,
535 P.3d 1147, 1154 (Nev. 2023) (en banc) (“When parents with court-ordered
joint legal custody of a minor child disagree on medical decisions regarding that
child, the district court breaks the tie by determining which course of action is
in the best interest of the child.”); Arcella v. Arcella, 407 P.3d 341, 344 (Nev.
2017) (en banc) (“When parents in a joint legal custody situation disagree as to
a child’s education, they ‘may appear before the court on an equal footing to have
the court decide what is in the best interest of the child.’ ” (quoting Rivero v.
Rivero, 216 P.3d 213, 221–22 (Nev. 2009) (en banc), overruled on other grounds
by Romano v. Romano, 501 P.3d 980 (Nev. 2022) (en banc))); In re Kurowski, 20
A.3d 306, 315 (N.H. 2011) (resolving a school placement issue under the best-
interests standard without first considering whether the circumstances
permitted modification); Scott v. Scott, No. A–0506–22, 2023 WL 3141061, at *2
(N.J. Super. Ct. App. Div. Apr. 28, 2023) (per curiam) (resolving vaccination
dispute and stating that “[w]hen the child’s best interests are stymied by the
inability of parents to compromise, the court is obligated to step in, essentially
serving as a tiebreaker”); C. Madison v. W. Davis, 101 A.3d 1132, 1142–43 (N.J.
Super. Ct. Ch. Div. 2014) (explaining that “where two divorced parties who
cannot get along are at loggerheads . . . , the court must act under parens patriae
jurisdiction, and will break the tie”); J.F. v D.F., 160 N.Y.S.3d 551, 551 (Sup. Ct.
2021) (stating that “[w]hen joint custodial parents can’t agree on the best
interests of their child, a court is thrown into the middle, that uncomfortable—
but ultimately necessary—position of making an important decision for someone
28
else’s child” and ordering COVID-19 vaccination); Rogowski v. Kirven, 291 A.3d
50, 59 (Pa. Super. Ct. 2023) (“It is inherent within the concept of shared legal
custody that a parent is required to seek the trial court’s intervention when an
impasse emerges.”); S.W.D. v. S.A.R., 96 A.3d 396, 403–04 (Pa. Super. Ct. 2014)
(holding that the trial court properly decided a dispute between parents having
joint custody); Nagel v. Nagel, 292 A.3d 1198, 1202–03 (R.I. 2023) (“However,
when both parents are at an impasse, including times when neither acts
unreasonably, their recourse is to return to the Family Court, which has an
obligation to decide and resolve the stalemate by considering the best interests
of the children.”); Ralston v. Henley, No. M2001–02274–COA–R9–CV, 2001
WL 1158952, at *2 (Tenn. Ct. App. Oct. 2, 2001) (“When parents with joint
custody cannot agree upon a major decision regarding their child’s education,
the trial court[] must break the tie.”).
As the Arizona Court of Appeals explained in Jordan v. Rea, a court’s
resolution of a dispute regarding the care of a child is “consistent with ‘the firmly
established principle that at all levels, at all times and in all forums, the welfare
and best interest of the child is of prime and overriding importance.’ ” 212 P.3d
919, 928 (Ariz. Ct. App. 2009) (quoting Funk v. Ossman, 724 P.2d 1247, 1250
(Az. Ct. App. 1986)). A “court must consider whether [a parent’s decision] is in
the best interests of the children” when joint custodians are at loggerheads. Id.
at 929.
The majority attempts to distinguish some of these persuasive precedents
by explaining that, unlike Iowa, some jurisdictions statutorily allow courts to
divide the parents’ legal custodial rights by issue or statutorily allow courts to
serve as a tiebreaker when the parents are at an impasse. The distinctions are
immaterial. The statutory authority of a court in another state to divide custodial
rights does not deny or even address the district court’s equitable authority to
29
resolve an impasse between joint custodians where custodial rights are not
divided. Likewise, the fact that some jurisdictions explicitly created an impasse
procedure does not deny or even address the question of the district court’s
equitable authority to act in the absence of such a statute. On the relevant
question presented in this appeal, the persuasive precedents show that at all
times, at all levels, and in all forums, courts have inherent equitable authority
to resolve an impasse between divorced joint custodians according to the best
interest of the child without requiring a parent to file a petition to modify the
custodial provisions of the decree. See Jordan, 212 P.3d at 928.
II.
To the extent the majority opinion concludes that the district court does
have the inherent authority to resolve an impasse between joint custodians
without the necessity of a party filing a petition for modification but that the
district court’s inherent authority is not authorized by statute or has been
precluded by statute, the majority “proceeds upon a wrong principle, built upon
a false premise, and arrives at an erroneous conclusion.” Stuart v. Pilgrim, 74
N.W.2d 212, 216 (Iowa 1956).
“It is fundamental to our system of government that the authority for
courts to act is conferred by the constitution or by statute.” In re Marriage of
Thatcher, 864 N.W.2d 533, 546–47 (Iowa 2015) (Zager, J., concurring) (quoting
State v. Hoegh, 632 N.W.2d 885, 888 (Iowa 2001)). “Yet, it is equally fundamental
that . . . courts also possess broad powers to do whatever is reasonably
necessary to discharge their traditional responsibilities. This type of judicial
authority is known as inherent power.” Id. (quoting Hoegh, 632 N.W.2d at 888).
Under controlling law, statutes will not be interpreted to “abrogate an inherent
power of the court absent clear legislative intent.” Hoegh, 632 N.W.2d at 889. In
particular, “the grant of statutory power to provide for the custody and care of
30
children in connection with a divorce decree does not abrogate the equitable
powers of the court existing independent thereof.” Wardle v. Wardle, 464 P.2d
854, 856 (Wyo. 1970).
For example, in In re Marriage of Debler, the husband challenged a
mandatory wage assignment for alimony contained within a decree. 459 N.W.2d
267, 269–70 (Iowa 1990). He argued that because the Code specifically permitted
wage assignments for child support but was silent on wage assignments for
alimony, the wage assignment for alimony was impliedly prohibited. See id. at
270. We rejected that argument in short order: “Although this statute makes no
mention of alimony, we fail to see how this is fatal to the district court’s inherent
equitable power to order a comparable wage assignment in case of delinquent
alimony.” Id. The same rationale applies here. Where the Code does not
specifically disallow an exercise of inherent authority, the district court may act
under its general powers. “That no statute prohibits such an action as this is
sufficient answer to the argument there is no specific statutory authorization for
it.” Addy, 36 N.W.2d at 356.
There is no clear expression of legislative intent in chapter 598 that
abrogates the district court’s equitable power to interpret, apply, and enforce a
decree to resolve a dispute between joint custodians on application in accord
with the best interest of the child. There is nothing in chapter 598 that even
addresses an application for determination to resolve disputes between joint
legal custodians. The majority’s reliance on In re Marriage of Engler, 532 N.W.2d
747 (Iowa 1995), is thus misplaced. In In re Adoption of Ellis, this court held the
decretal court had exclusive jurisdiction to modify a decree. 149 N.W.2d 804,
808 (Iowa 1967). In Engler, the mother filed a petition for modification in a county
other than the decretal county. 532 N.W.2d at 748. We concluded that Ellis had
been abrogated by a change to the Code that specifically permitted a petition to
31
be filed in a county other than the decretal county. Id. at 750. Unlike Engler,
there is no provision in chapter 598 that specifically prohibits the district court
from considering an application for determination. That should be the end of the
statutory analysis. In the absence of an express prohibition of the district court’s
constitutional and equitable authority, the district court retains such authority.
It appears the majority recognizes the legislature has not expressly
prohibited the district court from exercising its inherent authority to resolve the
impasse between these joint custodians, so the majority turns to an
implied-conflict argument. As a general matter, the majority’s implied-conflict
approach is contrary to our caselaw. See Hoegh, 632 N.W.2d at 889–90; Debler,
459 N.W.2d at 270; Addy, 36 N.W.2d at 356. Even if the majority’s implied-
conflict approach were not contrary to controlling precedents, the majority fails
to identify any implied conflict.
The majority first explains that the district court has no authority to act
here because Iowa Rule of Civil Procedure 1.301(1) requires a litigant to file a
petition to commence a new action. This misses the point. The whole point of
Mary’s application is that she is not commencing a new action. She does not
seek to modify the parties’ joint custodial rights. Instead, she requests that the
district court interpret, apply, and enforce the joint-legal-custody provision in
the existing decree to determine what is in the best interests of the parties’
children. “In cases involving the custody of minor children,” it does not matter
whether a party invokes the court’s power “by divorce or separation proceeding,
by habeas corpus, petition to the chancellor, or other equitable proceeding.”
Helton, 41 N.W.2d at 70. “[T]he trial court’s . . . broad, equitable powers in
determining what will be best for the future welfare of the children should be
unhampered by narrow technical rules.” McKay v. Ruffcorn, 73 N.W.2d 78, 81
(Iowa 1955) (quoting Mitchell v. Davis, 205 S.W.2d 812, 814 (Tex. Civ. App.
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1947)); see also Ney v. Ney, 891 N.W.2d 446, 450–51 (Iowa 2017) (“A court
exercising equitable jurisdiction generally has the power to identify the relevant
equities and fashion an appropriate remedy.”).
To the extent the majority means that joint custodians at an impasse can
seek relief from the district court only by filing a petition for modification, then
the majority opinion is denying the district court’s inherent authority to act on
application or motion, which, as discussed above, is contrary to our existing
caselaw. See Harder, 764 N.W.2d at 538; Flick, 2021 WL 2453111, at *5–6;
Comstock, 2021 WL 1016601, at *2; Jacobs, 2017 WL 5185435, at *1; Bakk,
2013 WL 5962991, at *2; Gaswint, 2013 WL 4504879, at *5; Laird, 2012 WL
1449625, at *2; M.R.R., 2011 WL 4378037, at *7; Beal, 2006 WL 1279054, at *1.
In addition to these authorities, the majority’s apparent rationale—that a party
can invoke the district court’s authority only by filing a petition for modification—
was explicitly considered and rejected in two recent decisions.
The first case was In re Marriage of Morris, 810 N.W.2d 880 (Iowa 2012).
In that case, the parties divorced in 2003. Id. at 882. In 2010, the wife filed “an
application” to determine her entitlement to her former spouse’s retirement
benefits. Id. at 884. In her application, she asked the court to “exercise its
equitable power” to effectuate a provision in the decree. Id. Like the majority
today, the district court denied the application, concluding that it did not have
the authority to provide relief. Id. This court unanimously reversed the judgment
of the district court, concluding the district court “short-circuited the matter by
characterizing Kathy’s claim as a ‘modification.’ ” Id. at 886. We reasoned the
district court had the authority to resolve an application because “the district
court retains authority to interpret and enforce its prior decree.” Id.
In the second case, In re Marriage of Shipley, the parties were divorced in
2013. No. 15–1418, 2016 WL 757416, at *1 (Iowa Ct. App. Feb. 24, 2016). Several
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years later, the husband filed an “application” to determine his post-secondary
education contribution. Id. The district court treated the application as a petition
to modify the decree, requiring the husband to show a substantial change in
circumstances. Id. at *2. The court of appeals held this was error because the
“district court retains authority to interpret and enforce its prior decree.” Id.
The majority next argues that Mary’s application for determination is
disallowed because the district court’s resolution of the parties’ impasse would
conflict with the parties’ rights and responsibilities as joint legal custodians. I
fail to see any conflict. The Code provides that “[r]ights and responsibilities of
joint legal custody include but are not limited to equal participation in decisions
affecting the child’s legal status, medical care, education, extracurricular
activities, and religious instruction.” Iowa Code § 598.1(3) (emphasis added).
When a party invokes the district court’s authority to interpret, apply, and
enforce the decree to resolve an impasse between joint legal custodians, both
parents still equally participate in the decision-making process by presenting
evidence and argument to the district court. The district court’s involvement does
not “diminish,” as the majority puts it, either parent’s right or responsibility to
equally participate in decisions affecting their children.
The majority’s contention that the district court’s involvement uniquely
“diminishes” the parties’ rights and responsibilities is incorrect for an additional
reason. When parents are faced with a binary choice for their children—for
example, whether the children should be vaccinated or whether the children
should attend school “A” or school “B”—one parent’s decision will always prevail
over the other. The only question presented in this situation is whether the final
decision should be made by one parent exercising a status-quo veto without any
determination of what is in the best interests of the children or whether the
decision should be made by a court based on evidence of what is in the best
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interests of the children. There is no other option. Having a court interpret,
apply, and enforce the decree to determine what is in the best interests of the
children no more diminishes one parent’s rights to equal participation in
decision-making than allowing one parent to trump the other by exercising a
status-quo veto. Just consider the majority’s position in this case. The majority
argues that Mary’s asking for the district court’s authorization to vaccinate the
children over Shannon’s objection “diminish[es] . . . Shannon’s right to equal
participation in a decision affecting the children’s medical care.” If the majority’s
rationale were correct, I am not sure why Shannon’s refusal to authorize
vaccination of the children does not equally diminish Mary’s right to equal
participation in a decision affecting the children’s medical care. See In re
Marriage of Rigdon, No. 19–1497, 2020 WL 7868234, at *2 (Iowa Ct. App.
Dec. 16, 2020) (Ahlers, J., specially concurring) (“I can think of no other scenario
in which two parties with equal voting rights are at loggerheads where we would
permit one of those parties to declare himself or herself the winner as if that
party had won the vote.”); see also Anderson v. Anderson, 56 S.W.3d 5, 8 (Tenn.
Ct. App. 1999) (“We agree that given the joint custody posture, it was appropriate
to ask the divorce court to intercede and, in effect, to ‘break the tie.’ If Mother
has the unilateral right, as she claims, to make the decision of home schooling
vis-a-vis public schooling, Father is thereby relegated to a powerless position and
joint custody is rendered meaningless.”). The majority has no response to this.
Setting all these particulars aside, in the end, the majority’s construction
of the Code to foreclose Mary’s attempt to obtain relief is at odds with the Code
itself. The Code provides that “[i]ts provisions and all proceedings under it shall
be liberally construed with a view to promote its objects and assist the parties in
obtaining justice.” Iowa Code § 4.2. Chapter 598 specifically provides that “[a]n
action for dissolution of marriage shall be by equitable proceedings.” Id. § 598.3.
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Chapter 600B, governing proceedings involving children born out of wedlock,
provides that such proceedings shall be based “on principles of law and equity.”
Id. § 600B.7. The district court’s equitable powers include the power to interpret,
apply, and enforce its decrees on application to determine what is in the best
interests of the children under the terms of a decree. Indeed, the Code imposes
a statutory obligation on the district court to act “in the best interest of the child.”
Id. §§ 598.41(1)(a), (2)(b), (2)(d), (3), (5)(a), (6), (7); see Gallagher, 539 N.W.2d at
481 (stating “the best interest of the child is the dominating consideration in all
child custody disputes”); Finken v. Porter, 72 N.W.2d 445, 446 (Iowa 1955) (“In
cases of [child custody] the primary concern of courts is the welfare and best
interests of the child.”). Rather than construing the Code to assist the parties in
obtaining justice and protecting the best interests of the children, the majority
builds the Code into a rampart to defend the courthouse from the very persons
we are equitably and statutorily obligated to serve.
III.
The court’s decision to defend rather than open the courthouse is not
without real consequence to the families in this state. There is an
access-to-justice problem in Iowa. Litigation and lawyers are expensive. This
court has access to statewide filing information. The most current data shows
that seventy percent of dissolution cases in Iowa involve one pro se party, and
thirty-three percent of cases involve two pro se parties.
Under our existing law, when joint legal custodians were at an impasse,
they could file an application for determination or other similar motion, come to
court, equally participate in the decision-making process by presenting evidence
and argument to the district court, and obtain a determination of what is in the
best interests of their children. Because of the limited nature of the issue
presented, the parents might not have needed legal representation to effectively
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represent themselves. And even if they did obtain legal representation, the costs
and fees would be limited due to the limited nature of the issue.
But no more. After today, when joint legal custodians are at an impasse,
one party must now file a petition to modify the legal custody rights of the parents
even if the party does not want to modify the legal custody rights of the parents.
This new requirement triggers a filing fee, mandatory discovery, mandatory
classes, and mandatory mediation. In addition, because Iowa law does not allow
the division of custodial rights on a per-issue basis, each party is now at risk of
losing his or her custodial rights on all issues even though the parents disagree
about only one discrete issue. Under the majority’s new rule, now that the stakes
are higher, the parties are incented to hire lawyers (if they can afford one),
conduct discovery, and escalate their attacks on each other to prove a
substantial change in circumstances and an ability to minister more effectively
to the needs of the children. In re Marriage of Frederici, 338 N.W.2d 156, 158
(Iowa 1983).
In short, under the majority’s new rule, the district court’s docket gets
more congested, litigation costs balloon, attorney fees increase, delay lengthens,
the stakes get higher, the rancor escalates, and access to justice is limited. Who
are the winners here?
IV.
While it is hard to identify any winners from today’s ruling, the losers are
easily identifiable: stare decisis, the courts, parents, and their children. What is
inexplicable to me is why there need be any losers. The court’s decision today is
contrary to the Iowa Constitution, contrary to the Code, contrary to our own
precedents, contrary to the precedents of courts throughout America, contrary
to the welfare of families in this state, and contrary to this court’s own policy of
improving access to justice. I respectfully dissent.
May, J., joins this dissent.