NOT DESIGNATED FOR PUBLICATION
No. 125,156
IN THE COURT OF APPEALS OF THE STATE OF KANSAS
STATE OF KANSAS,
Appellee,
v.
JASON M. GLEASON SR.,
Appellant.
MEMORANDUM OPINION
Appeal from Reno District Court; TRISH ROSE, judge. Submitted without oral argument. Opinion
filed February 2, 2024. Reversed and remanded.
Randall L. Hodgkinson, of Kansas Appellate Defender Office, for appellant.
Andrew R. Davidson, deputy district attorney, Thomas Stanton, district attorney, and Kris W.
Kobach, attorney general, for appellee.
Before ATCHESON, P.J., ISHERWOOD and HURST, JJ.
PER CURIAM: A jury convicted Jason M. Gleason Sr. of one count of battery of a
state corrections officer and he brings this appeal to challenge the validity of that
conviction. Gleason claims that insufficient evidence, as well as errors in the jury
instructions and erroneous statements uttered by the prosecutor, warrant reversal of his
conviction. We are not persuaded that the first two issues, viewed independently,
necessitate that outcome, but find the same cannot be said concerning the prosecutor's
conduct. Rather, the State's repeated efforts to focus the jury's attention on the traumatic
injuries Officer Spencer sustained during the overall melee triggered by Gleason, rather
1
than confining its efforts to the singular instance of criminal conduct that occurred—the
physical contact Gleason made with Spencer at the outset of the incident—is
considerably problematic. That approach created a very real risk that the foundational
theory for the jury's guilty verdict was battery which resulted in bodily harm, rather than
merely making physical contact in a rude, insulting, or angry manner. Given that a
criminal conviction cannot be grounded in irrelevant evidence and a defendant may only
be convicted of the crime charged or its lesser included offenses, the prosecutor's errors,
standing alone, would warrant reversal of Gleason's conviction and remand for a new
trial. But our analysis does not end there. Rather, the integrity of his conviction is further
called into question when the instructional error is viewed in conjunction with the State's
legal fallacies. Two sources are traditionally relied upon to ensure the jury has a proper
understanding of its obligation. First, the purpose of the district court's instructions is to
inform the jury concerning the elements of the crime charged in the complaint and to
advise it regarding the possible verdicts in light of the evidence adduced. Next, the
arguments and remarks of counsel are intended to aid the jury in understanding the
evidence and how to apply the law. The deficiencies in Gleason's trial undermined those
objectives and the result is a conviction of questionable validity. Accordingly, we reverse
Gleason's battery conviction and remand his case for a new trial.
FACTUAL AND PROCEDURAL BACKGROUND
Hutchinson Correctional Facility Officers Austin Spencer and Edwin Towers were
on duty and chatting with one another as they monitored the dining hall when inmate
Jason Gleason Sr. approached them with his fists clenched by his sides. Gleason reached
Spencer first and swung a punch at him while Spencer was not looking in his direction.
Spencer caught sight of the movement and threw his left arm up to block the impact as he
ducked. Gleason nevertheless managed to land a blow to Spencer's head and knock his
glasses to the floor.
2
Gleason targeted Towers next giving rise to a brief scuffle between them. Other
officers eventually arrived and attempted to subdue Gleason, but he managed to jump up,
flee, and hurl a table at the pursuing officers in an effort to slow their advance. Towers
succeeded in grabbing Gleason around the waist and bringing him back to the ground.
Spencer launched himself in their direction to assist Towers, but flew over the two men
and collided, headfirst, with a dining hall bench. He received a large indentation in his
forehead for his efforts but promptly returned to his feet and supported his fellow officers
in restraining Gleason.
Spencer sought medical treatment for the injuries he received when he collided
with the bench and was diagnosed with a traumatic brain injury and skull fracture which
required the insertion of plates and screws into his head. The injury also stripped him of
any detailed memories concerning Gleason's initial attack and the punch he sustained to
his head.
The State charged Gleason with three counts of battery against a state corrections
officer, under the theory that he caused physical contact with Officers Spencer, Jack
McLaurine, and Towers in a rude, insulting, or angry manner. It ultimately dismissed the
latter two charges and opted to proceed solely with the count involving Spencer.
Following a brief trial, the jury returned a guilty verdict, and the court sentenced him to
serve 130 months' imprisonment.
Gleason now brings the matter to our court to analyze whether his trial was tainted
by errors that require reversal of his conviction.
3
LEGAL ANALYSIS
When the evidence adduced at trial is reviewed in a light most favorable to the State, as
required by our standard of review, it is sufficient to sustain Gleason's conviction for
battery of a corrections officer.
For his first claim of error, Gleason contends the State failed to bring forth
sufficient evidence to demonstrate that he made physical contact with Spencer as required
to support his battery conviction. The State asserts that it sustained its burden by
introducing video and photographic evidence at trial which captured the incident as it
occurred that day.
When the sufficiency of the evidence supporting a criminal conviction is
challenged, appellate courts review "'the evidence in a light most favorable to the State to
determine whether a rational factfinder could have found the defendant guilty beyond a
reasonable doubt.'" State v. Aguirre, 313 Kan. 189, 209, 485 P.3d 576 (2021). While
reviewing the evidence, we specifically will not "reweigh evidence, resolve conflicts in
the evidence, or pass on the credibility of witnesses." State v. Potts, 304 Kan. 687, 694,
374 P.3d 639 (2016). Overturning a conviction for insufficient evidence "is a high
burden, and only when the testimony is so incredible that no reasonable fact-finder could
find guilt beyond a reasonable doubt should we reverse a guilty verdict." State v.
Meggerson, 312 Kan. 238, 247, 474 P.3d 761 (2020).
"'A conviction of even the gravest offense can be based entirely on circumstantial
evidence and the inferences fairly deducible therefrom. If an inference is a reasonable
one, the jury has the right to make the inference.' [Citation omitted.]" Potts, 304 Kan. at
694. It is not necessary that circumstantial evidence exclude every other reasonable
conclusion to be considered sufficient. State v. Colson, 312 Kan. 739, 750, 480 P.3d 167
(2021).
4
In order to sustain a conviction for battery of a state corrections officer in this
case, the State was required to prove that Gleason knowingly caused physical contact
with Spencer, a state corrections officer, in a rude, insulting, or angry manner, while
Spencer was engaged in the performance of his duties as an officer. K.S.A. 2019 Supp.
21-5413(a)(2), (c)(3)(A). Again, Gleason's challenge targets the State's evidence as
deficient with respect to its obligation to prove that he made "physical contact" with
Spencer when he swung his fist at him.
In conducting a thorough analysis of the evidence, we had the opportunity to
review the video from the dining hall that the State played for the jury, which provided a
view of the incident from various angles due to the existence of multiple security cameras
in that area. The record also contains still images captured from that video. While the
resolution of those photographs falls short of exceptional, they nevertheless arguably
evidence that Gleason accomplished his goal to land a punch to Spencer's head. The
question before us is simply whether a reasonable juror could conclude from the evidence
that Gleason committed the act alleged, and we conclude the answer to that inquiry is an
affirmative one. We are satisfied the evidence sufficiently demonstrates that Gleason
made physical contact with Spencer's head and conceivably also made contact with him
when Spencer raised his hand to block Gleason's attack. Finally, the conclusion we
extrapolate from those images is buttressed by the existence of an injury Spencer
sustained to the bridge of his nose, which a reasonable juror could find occurred when his
glasses came off during that initial scuffle.
In seeking to overturn his conviction, Gleason outlines the testimonial evidence
from trial and asserts it amounts to a failure by the State to present any evidence of
physical contact through the accounts provided by those witnesses. Essentially, this is a
thinly veiled request for us to step into the shoes of the jurors and reweigh that testimony.
This we cannot do. A thorough review of the entirety of the evidence submitted at trial
5
leaves us satisfied that it was sufficient to sustain Gleason's conviction for battery of a
state corrections officer.
The district court erred in issuing a jury instruction that failed to require the jury to
weigh whether the physical contact Gleason allegedly committed was carried out in a
rude, insulting, or angry manner, but such error was harmless.
Gleason next contends the district court neglected to issue a jury instruction that
included every element for the charged crime, resulting in a violation of his federal and
state constitutional rights to a jury trial. The State responds that while the instruction was
erroneous, Gleason fails to establish clear error occurred as required to overturn his
conviction under the facts and circumstances of this case.
We review claims of instructional error in multiple steps. First, we must consider
jurisdiction and determine whether the issue is preserved. Then we move on to an
analysis of whether the instruction was both legally and factually appropriate. The final
step is to review any error we identify for harmlessness. The standard applied in this final
step varies somewhat dependent upon its context and whether the claim was properly
preserved. State v. Martinez, 317 Kan. 151, 162, 527 P.3d 531 (2023). It is without
question that the trial court has the duty to inform the jury of every essential element of
the crime that is charged. See State v. Crawford, 247 Kan. 223, 227, 795 P.2d 401 (1990).
But even when the allegation charges that an element of a crime was omitted, our
Supreme Court has turned to the harmless error analysis and analyzed whether the
omitted element was uncontested and supported by such overwhelming evidence that the
jury verdict would have been the same without the omission. State v. Richardson, 290
Kan. 176, 182-83, 224 P.3d 553 (2010); see also State v. Daniels, 278 Kan. 53, 62, 91
P.3d 1147 (2004) (citing Neder v. United States, 527 U.S. 1, 4, 119 S. Ct. 1827, 144 L.
Ed. 2d 35 [1999], holding that the harmless error analysis of Chapman v. California, 386
U.S. 18, 87 S. Ct. 824, 17 L. Ed. 2d 705 [1967], applies to a jury instruction that omits an
element of an offense).
6
Gleason concedes that he did not object to the challenged instruction at trial except
for an aspect of the instruction that was removed and is not at issue in this appeal. The
State acknowledges that the instruction should have included the words "'in a rude,
insulting, or angry manner'" and that its absence rendered the instruction legally
inappropriate. Because of Gleason's failure to object, we will proceed with a
harmlessness analysis through the lens provided by Richardson. That is, whether the
emotion underlying Gleason's conduct "was uncontested and supported by such
overwhelming evidence that the verdict would have been the same" had that element
been included in the instruction. 290 Kan. at 182-83.
As discussed above, it was alleged that Gleason battered Spencer in violation of
K.S.A. 2019 Supp. 21-5413(a)(2), (c)(3)(A). The court instructed the jury as follows:
"In Count One, Jason Gleason is charged with the crime of battery against a state
correctional officer. Jason Gleason pleads not guilty.
"To establish this charge, each of the following claims must be proved:
"1. Jason Gleason knowingly caused physical contact with Austin Spencer.
"2. Jason Gleason was in the custody of the secretary of corrections.
"3. Austin Spencer was a state correctional officer.
"4. Austin Spencer was engaged in the performance of his duty.
"5. This act occurred on or about the 27th day of August 2019, in Reno County,
Kansas.
"The state must prove that the defendant committed the crime knowingly.
"A defendant acts knowingly when the defendant is aware that his conduct was
reasonably certain to cause the result complained about by the state."
The record before us reflects that the aggressive or belligerent nature of Gleason's
contact was never a contested issue at trial. Rather, Gleason's defense focused solely on
the absence of any physical contact at all. He argued to the jury that if he was "guilty of
anything in this case it would be attempted battery of a law enforcement officer as you
can see in the video." Counsel then elaborated:
7
"The biggest contention that is the Defense has in this matter is that Mr. Gleason did not
make physical contact with, with the officers in this case. You heard from several
officers, including Officer Towers, who testified that, that Mr. Gleason attempted to try
to contact—have contact with them. He didn't know if it actually occurred."
Turning to the video, we are satisfied it is evident that the punch Gleason threw at
Spencer was borne of ill feelings and intended to be "rude, insulting or angry." See
K.S.A. 2019 Supp. 21-5413(a)(2), (c)(3)(A). To be sure, the recording captured Gleason
as he rapidly approached Spencer and Towers, from Spencer's blindside, with his fists
clenched at his sides. He then turned directly toward the officers and lashed out at
Spencer while Spencer's attention was focused elsewhere. Spencer threw his arm up to
try and deflect the blow and his glasses landed on the ground as a product of his fracas
with Gleason. Gleason swung at Towers next and then attempted to flee across the dining
hall, throwing a table at one point to stymie the officers' efforts to apprehend him. In our
view, it is clear from the video that this was an unprovoked, hostile act that is undeniably
rude or angry in nature. That is, it does not lend itself to an interpretation that Gleason's
conduct was innocuous or otherwise undertaken as participation in harmless, jovial
horseplay.
Gleason's jury had the opportunity to acquit him based on his allegation that there
was no physical contact, but it chose not to, nor did it view his actions as merely an
attempted battery. Rather, its verdict seemingly reflects a finding that Gleason made
physical contact with Spencer. Accordingly, we are satisfied "the omitted element was
uncontested and supported by such overwhelming evidence that the jury verdict would
have been the same" had the court specifically instructed that the jury was required to
assess whether the alleged physical contact was made in a rude, insulting, or angry
manner. Richardson, 290 Kan. at 182.
8
Gleason also urges us to find that this issue necessitates reversal because it
amounts to a structural error that violated his state and federal constitutional rights. To
support his claim, he directs our attention to the Mississippi Supreme Court's
interpretation of its constitution as a guide because it contains language similar to that of
the Kansas Constitution. See Harrell v. State of Mississippi, 134 So. 3d 266, 275 (Miss.
2014). The Harrell court held that the omission of an element from an instruction is the
functional equivalent of placing a decision regarding the sufficiency of the evidence
against a defendant with the court, rather than a jury, in violation of their state
constitution's "inviolate" right to a jury trial. 134 So. 3d at 274. But, as discussed above,
that is not precisely on par with the standard the Kansas Supreme Court utilizes when the
instructional error is that of a missing element. See Richardson, 290 Kan. at 182-83
(utilizing a harmless error type framework when jury instruction is missing an element).
This court is duty bound to follow Kansas Supreme Court precedent unless there is some
indication that court is departing from its previous position. State v. Patton, 315 Kan. 1,
16, 503 P.3d 1022 (2022). Gleason has not identified any such indication.
We agree with the parties' assertion that the instruction was legally erroneous but
conclude it was harmless under Richardson. This issue does not independently entitle
Gleason to a reversal of his conviction for battering Officer Spencer.
The prosecutor committed reversible error during closing arguments when he focused
too heavily on the traumatic head injuries Spencer sustained, encouraged the jury to use
that evidence for an irrelevant and unlawful purpose, and created a risk that it would
convict Gleason of an offense with which he was not, and could not be, charged.
Gleason's next contention of error consists of a claim that the prosecutor
essentially misstated the law during his opening and closing remarks when he went
beyond the scope of the complaint and focused the jury's attention on the extensive
injuries Spencer suffered during his attempted apprehension of Gleason, rather than
confine his statements to the actual physical contact Gleason perpetrated against Spencer.
9
He asserts an additional error occurred when the prosecutor told the jury that Gleason
was guilty of aggravated battery. The State responds that the comments fell within the
wide latitude prosecutors are afforded during closing arguments and, in part, were only
uttered for the purpose of countering Gleason's argument that there was "no evidence" of
physical contact.
Prosecutorial error claims are fact specific, and outcomes depend on the
particulars of each case. State v. Thomas, 311 Kan. 905, 911, 468 P.3d 323 (2020). We
review such claims using a two-step process that requires an assessment of whether error
occurred and, if so, whether the defendant suffered prejudice as a result. State v. Sieg, 315
Kan. 526, 535, 509 P.3d 535 (2022). Under the first step we examine whether the
challenged conduct or statements fell outside the wide latitude afforded prosecutors to
pursue the State's case and sought to obtain a conviction through means that offended the
defendant's right to a fair trial. State v. Sherman, 305 Kan. 88, 109, 378 P.3d 1060
(2016). The wide latitude the State enjoys in arguing its case extends to opening and
closing remarks alike and, in determining whether a particular comment exceeds proper
boundaries, a reviewing court considers it in the context in which it was made, rather than
analyzing it in isolation. State v. Timley, 311 Kan. 944, 949-50, 469 P.3d 54 (2020).
Misstating the law falls well outside this latitude. State v. Becker, 311 Kan. 176, 182, 459
P.3d 173 (2020).
If we determine that error occurred, we next consider whether that error
"prejudiced the defendant's due process rights to a fair trial." Sherman, 305 Kan. at 109.
In evaluating potential prejudice, we apply the traditional constitutional harmlessness
inquiry. Chapman v. California, 386 U.S. 18, 24, 87 S. Ct. 824, 17 L. Ed. 2d 705 (1967);
State v. Fraire, 312 Kan. 786, 791-92, 481 P.3d 129 (2021). A prosecutorial error is
harmless if we are ultimately convinced beyond a reasonable doubt, following a thorough
review of the entire record, "that the error did not affect the outcome of the trial." 312
10
Kan. at 792. Or stated another way, that "there is no reasonable possibility that the error
contributed to the verdict." 312 Kan. at 792.
Before delving into the analysis, a brief recap is important to establish the
necessary context. The record reflects that Gleason was charged with battery in violation
of K.S.A. 2019 Supp. 21-5413(c)(3)(A), under the theory that he perpetrated offensive
physical contact against Officer Spencer in a rude, insulting, or angry manner. The
precise language of the complaint consisted of the following:
"That on or about the 27th day of August, 2019, in Reno County, Kansas, JASON M
GLEASON SR, while in the custody of the secretary of corrections, then and there being
present did unlawfully, feloniously and knowingly cause physical contact in a rude,
insulting or angry manner to Austin T Spencer, a state correctional officer or employee,
while such officer or employee was engaged in the performance of such officer's or
employee's duty." (Emphasis added.)
At trial, the court issued a largely corresponding instruction which stated that the
jury could convict Gleason if it found the State proved each of the following claims:
"1. Jason Gleason knowingly caused physical contact with Austin Spencer.
"2. Jason Gleason was in the custody of the secretary of corrections.
"3. Austin Spencer was a state correctional officer.
"4. Austin Spencer was engaged in the performance of his duty.
"5. This act occurred on or about the 27th day of August 2019, in Reno County,
Kansas.
"The state must prove that the defendant committed the crime knowingly.
"A defendant acts knowingly when the defendant is aware that his conduct was
reasonably certain to cause the result complained about by the state." (Emphasis added.)
Additional preliminary information that is equally important is an overview of a
few of the analytical tools that play a compulsory role in our analysis. We are mindful
that opening statements are intended to afford prosecutors the opportunity to acquaint the
11
jury with the evidence it plans to introduce and the criminal offense it will endeavor to
prove. See State v. Love, 305 Kan. 716, 728, 387 P.3d 820 (2017) (The opening statement
has a narrow purpose and scope and is given only to assist the jury in understanding what
each side expects its evidence to establish and to advise the jury what questions will be
presented for its decision.). In a somewhat similar vein, closing arguments enable the
prosecutor to provide the jury with a condensed, logically assembled summation of the
evidence introduced which demonstrates how, when viewed in conjunction with the
controlling law, the State established a defendant's guilt beyond a reasonable doubt. See
State v. Whiters, 206 Kan. 770, 773, 481 P.2d 992 (1971) (The primary purpose of
closing argument is to enlighten the jury so it may render a correct verdict.); State v.
Genzel, No. 120,602, 2020 WL 3481499, at *4 (Kan. App. 2020) (unpublished opinion)
(The proper purpose of a closing argument is to afford the lawyers the opportunity to
discuss how the jurors should evaluate the evidence and how that evidence guides their
application of the law in the district court's written instructions to reach a verdict.).
With those principles as our backdrop, we turn to Gleason's contentions. The first
question he asks us to resolve is whether statements made during the prosecutor's opening
and closing remarks impermissibly focused the jury's attention on the bodily harm
Spencer sustained after colliding with the bench. As support for his claim that the
challenged remarks constitute error, Gleason first directs our attention to the following
italicized portion of the prosecutor's opening statement:
"This afternoon you're going [to] hear from several witnesses and what the State expects
the evidence to show is that on August 27th, 2019, while Mr. Gleason was in the custody
of the secretary of corrections he knowingly caused physical contact in a rude angry and
insulting manner with Austin Spencer, who was a corrections officer in the performance
of his official duty during that time. What you will see and hear from the witnesses is
during lunch in the chow hall in the Hutchinson Correctional Facility Mr. Gleason
finished eating. He put his tray away. He marched up to Austin Spencer, who was
standing with another corrections officer, Edwin Towers. While talking with Edwin
12
Towers, Mr. Gleason swung at Mr. Spencer striking him and then taking off running
through the chow hall as officers attempted to gather Mr. Gleason up because of what he
had just done. There will be a couple other officers who responded who helped take Mr.
Gleason into custody at that time, but you will hear from officers who were directly
involved. You will hear from some officers that investigate the incident and there's
surveillance video that shows what happened. Austin Spencer, when he was trying to take
Mr. Gleason to the ground, collided with a metal table in the chow hall which caused
great damage to his forehead, and you will hear the injuries he sustained from that, and
at the conclusion of this case the State will ask you to find Mr. Gleason guilty of battery
on a state's corrections officer with regard to Austin Spencer. Thank you." (Emphasis
added.)
Gleason buttresses his claim of error with a segment of the State's rebuttal closing
that he asserts is indicative of another instance where the prosecutor erroneously assigned
legal significance to Spencer's head injuries:
"The injuries were the proximate cause of Jason Gleason's actions. He is the one
who you watched swing at Austin Spencer. They go around the table because he won't
listen to what their commands are. Mr. Gleason did attack Austin Spencer. You can
watch it. It happened. You have to determine whether or not he caused physical contact
with Austin Spencer. The State would leave you with this one statement that when Austin
Spencer received this injury, did you hear Edwin Towers talk about how it looked like a
perfect impression of the seat he collided with in his head it made a dent line in his head.
If you look at that and put his head right there, that's where that injury came from. This
one is on the bridge of the nose where his glasses were. That injury happened probably
when he got struck by Mr. Gleason. None of Austin Spencer's injuries would have
happened had Jason Gleason not attacked him. It sounds like they're not arguing Jason
Gleason is innocent, that he did attack him. Mr. Bravi said he attempted to strike Mr.
Spencer. Mr. Gleason is guilty of aggravated battery of Officer Spencer. And you can
take this video back and watch it from each one of the angles of that camera. You'll be
able to watch it. Up here in the top corner you will be able to see his approach in the
other corner. Ladies and Gentlemen, that's battery of a law enforcement or state
corrections officer. Thank you."
13
It is Gleason's position that the remarks set out above amounted to a misstatement
of the law because they paved the way for the jury to impermissibly convict him of
battery based on bodily harm, rather than physical contact, which was the only criminal
conduct that occurred during the entire course of events. Following a thorough review of
the parties' opening and closing statements, we agree and find that the State's multiple
references to Spencer's traumatic head injuries gave rise to a dual pronged error.
First, the prosecutor essentially informed the jury that it could look to the evidence
concerning Spencer's head injuries to find that Gleason perpetrated unlawful physical
contact against Spencer and encouraged them to do the same. Returning to the
prosecutor's opening statement we note that he informed the jury that Spencer sustained
"great damage to his forehead" as he attempted "to take Mr. Gleason to the ground" and
that the jury would "hear" evidence about those injuries after which it would be asked "to
find Mr. Gleason guilty of battery on a state's corrections officer." That is, the final
portion of the trial roadmap the jury received informed them that they would hear
evidence concerning the bodily harm Spencer suffered, which was evidence it could then
use to determine whether Gleason was guilty beyond a reasonable doubt of making
unlawful physical contact with Spencer. The punch or physical blow that gave rise to the
charge received merely a passing reference in the overall summary of the incident while
Spencer's collision with the table and his corresponding injuries were directly linked to
the State's request for the jury to return a guilty verdict for battery.
The State's rebuttal closing included a manifestation of the same misstep as
reflected in the phrases that again intimated the physical contact and substantial head
injuries were related. That is, immediately on the heels of the State's reminder to the jury
of its obligation to determine whether Gleason was guilty of battery, the prosecutor "[left
it] with this one statement that when Austin Spencer received this injury," it was the
result of his collision with the bench as evidenced by the nature of the dent in his
forehead.
14
Evidence is relevant if it has "any tendency in reason to prove any material fact."
K.S.A. 60-401(b); State v. Srack, 49 Kan. App. 2d 761, 772, 314 P.3d 890 (2013). Both
manners of presentation were misleading given that any evidence concerning the injuries
Spencer suffered after colliding with the bench during the apprehension of Gleason,
several moments after the initial punch giving rise to the criminal charge was thrown, is
wholly irrelevant to establishing whether that hit constituted physical contact. We
recognize that the opening blow Gleason delivered to Spencer's head set off a series of
events which ultimately culminated in Spencer's collision with the bench and remarkable
head injuries. But to sustain a conviction for unlawful physical contact, the jury needed to
hear evidence that Gleason made physical contact with Spencer in some way, and that
was not the State's focus when addressing the jury at the outset and conclusion of its case.
The injuries that Spencer sustained when Gleason was finally apprehended have no
bearing on the question of whether Gleason committed the initial act, and it was
erroneous for the prosecutor to inform the jury it could apply the evidence in such a way
to ultimately find Gleason guilty.
The prosecutor was seemingly attempting to persuade the jury that but-for the
initial blow Gleason struck, Spencer's injuries would not have occurred. But the legal
accuracy of that assertion is questionable. The State was simply required to prove beyond
a reasonable doubt whether Gleason made physical contact with Spencer in a rude,
insulting, or angry manner. The head injuries Spencer sustained did not provide the
foundation for the physical contact alleged in the complaint and were wholly irrelevant to
the resolution of that inquiry. Stated another way, the fact Spencer injured himself when
he crashed into the table while attempting to assist with Gleason's apprehension does not
make it any more or less true that Gleason had physical contact with Spencer when
Gleason first attacked him. In short, the prosecutor fell short in his duty to accurately
inform the jury how to analyze the facts under the controlling law.
15
Additionally, and perhaps the greater cause for concern, is that the prosecutor's
statements created the risk that Gleason was convicted of battery under a theory for
which he was not charged and could not even be charged under the law. The charging
document sets out the specific offense alleged so that a defendant is precisely informed of
the nature of the accusation against him or her. That notice then allows for development
of the best defense to meet that accusation and, ideally, insulate the defendant from the
risk of a conviction based on facts not contemplated in the accusation. State v. Phillips,
312 Kan. 643, 668, 479 P.3d 176 (2021). Accordingly, the State is bound by the wording
it chooses to rely on in its complaint. State v. McClelland, 301 Kan. 815, Syl. ¶ 4, 347
P.3d 211 (2015).
The State specifically charged Gleason with battery under the physical contact
theory. But the statements it employed when acquainting the jury with its case and then
summarizing the same at the conclusion of trial failed to protect Gleason from the risk the
charging document is designed, in part, to eliminate. Again, the prosecutor's assertions
during his opening statements indicated that Spencer sustained "great damage to his
forehead" when he attempted "to take Mr. Gleason to the ground" and following receipt
of the evidence concerning those injuries the jury would be asked "to find Mr. Gleason
guilty of battery on a state's corrections officer." Such statements are more akin to those
articulated when conviction for battery under the theory that bodily harm occurred is an
available option, rather than mere physical contact.
The State's closing remarks are similarly problematic. After reminding the jurors
that their role was to determine whether Gleason was guilty of battery, the prosecutor
focused their attention on Spencer's injuries by "[leaving them] with this one statement,"
that the seat Spencer collided with left a corresponding indentation in his forehead, and
that "[n]one of Austin Spencer's injuries would have happened had Jason Gleason not
attacked him." Highlighting the evidence in that way arguably communicates to the jury
16
that there is no stronger evidence of Gleason's culpability for physical contact than that
which depicts Spencer's injuries.
Both sets of statements gave rise to legally flawed opening and closing remarks
that failed to assist the jury in understanding how they are to properly analyze the facts in
light of the law they were given. The wording of the State's complaint was limited to
"physical contact." Thus, that is the theory it committed itself to for trial. See State v.
Haberlein, 296 Kan. 195, 210, 290 P.3d 640 (2012) ("The State is bound by the wording
of its complaint and limits itself to pursue only that 'version of the offense' or 'theory' of
the case at trial."). The boundaries erected by virtue of that complaint were not honored
here.
In State v. O'Connor, No. 118,519, 2019 WL 1868327 (Kan. App. 2019)
(unpublished opinion), a panel of this court addressed a similar situation in the context of
lesser included offense instructions and their conclusion provides some measure of
guidance when resolving the issue before us. In that case, O'Connor was charged with the
aggravated battery of her boyfriend under the theory that she caused "physical contact
with another person, to-wit [T.C.], when done in a rude, insulting or angry manner with a
deadly weapon or in any manner whereby great bodily harm, disfigurement or death can
be inflicted." 2019 WL 1868327, at *2. Over O'Connor's objection, the trial court
instructed the jury that it could convict O'Connor under any of the four theories of
aggravated battery, or the lesser offense of battery. The jury ultimately convicted
O'Connor of aggravated battery upon finding that she "'recklessly caused bodily harm to
[T.C.] in a manner whereby great bodily harm, disfigurement or death can be inflicted.'"
2019 WL 1868327, at *2.
O'Connor appealed and argued the lesser included instruction was legally
inappropriate because it improperly expanded the possible actus reus to include the
uncharged act of causing bodily harm when the complaint only alleged that she caused
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physical contact with T.C. The reviewing panel found O'Connor's argument persuasive
and concluded the district court committed reversible error in issuing the instruction
because "'[a] jury instruction on the elements of a crime that is broader than the complaint
charging the crime is erroneous.'" 2019 WL 1868327, at *5, 7 (quoting McClelland, 301
Kan. at 828). In so finding it noted that the State "boxed itself into" proving O'Connor
committed aggravated battery under the theory of physical contact "because it limited
itself accordingly in the complaint." 2019 WL 1868327, at *5.
Our Supreme Court reached a similar conclusion in State v. Charles, 304 Kan.
158, 372 P.3d 1109 (2016), abrogated on other grounds by State v. Huey, 306 Kan. 1005,
399 P.3d 211 (2017). In that case, the State charged Charles with aggravated battery
under the theory that he "'intentionally cause[d] bodily harm to another person . . . with a
deadly weapon, to-wit: 1995 Nissan Pathfinder.'" 304 Kan. at 162. The trial court opted
to go one step further, however, and instructed the jury it could convict Charles of
reckless aggravated battery if it found he "'recklessly caused bodily harm to another
person with a deadly weapon, to-wit: a car, or in any manner whereby great bodily
harm, disfigurement or death can be inflicted.'" 304 Kan. at 162. The jury returned a
guilty verdict based on this additional theory.
Charles appealed and argued the instruction was erroneous because it was broader
than the specific allegations the State chose to rely on in its complaint. The Supreme
Court agreed and found the district judge erred by issuing an instruction that was neither
legally nor factually appropriate. Rather, it expanded the lesser included instruction to
enable the jury to return a guilty verdict if it found that Charles inflicted bodily harm on
the victim "in any manner whereby great bodily harm, disfigurement, or death can be
inflicted," instead of confining its deliberations to the specific allegation charged, that
bodily harm was inflicted with an SUV. (Emphasis added.) 304 Kan. at 168-69.
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It is for very similar reasons that we determine the State committed error here.
While the prosecutor serves a distinctly different role and is not vested with the duty of
formally instructing the jury, he nevertheless carried the obligation to aid the jury in
understanding how it should apply the law to the facts of the case. When he encouraged
the jury to analyze the evidence through a lens that was not legally available to them, he
failed to fulfill that obligation.
Notably, it is not simply that the State essentially argued a theory that was not
charged; the error is compounded by the fact that the chosen theory is not one that is even
available under the facts of this case. As mentioned briefly in the analysis concerning the
relevancy error, the evidence fails to establish a connection between Gleason striking
Spencer and the injuries Spencer sustained several moments later as he attempted to
assist his colleagues when they finally managed to restrain Gleason. State v. Hobbs, 301
Kan. 203, 340 P.3d 1179 (2015), offers a helpful analog. In that case, Hobbs punched a
man who was simply trying to help him calm down outside a bar. The man immediately
lost consciousness and struck his head on the bumper of a car as he collapsed, which left
him with a significant head injury. The State charged Hobbs with aggravated battery
under the theory that he knowingly caused great bodily harm. On appeal, our Supreme
Court found sufficient evidence to sustain the conviction and support the existence of
knowing conduct because Hobbs knew that some type of great bodily injury "was
reasonably certain to result from the punch, even if he did not anticipate [the victim's]
precise injury." 301 Kan. at 212. Using Hobbs as a backdrop, if the State in this case were
to charge Gleason with battery for the infliction of bodily injury, it would have the
burden to prove that Spencer's traumatic head injuries resulted from the initial blow
Gleason struck or that the punch he delivered created a substantial risk that the resulting
particular head injury would occur. However, the strike and the injury are too attenuated
here as it is not one where Spencer simply fell and struck his head in direct response to
Gleason's initial blow.
19
Given that we have determined the statements at issue are erroneous, our next step
is to ascertain whether that error prejudiced Gleason's due process rights to a fair trial. In
evaluating prejudice, we simply adopt the traditional constitutional harmlessness inquiry
demanded by Chapman. That is, an instance of prosecutorial error is deemed harmless
when the State demonstrates "'beyond a reasonable doubt that the error complained of
will not or did not affect the outcome of the trial in light of the entire record, i.e., where
there is no reasonable possibility that the error contributed to the verdict.'" Sherman, 305
Kan. at 109. The statutory harmlessness test also applies to prosecutorial error issues, but
when "'analyzing both constitutional and nonconstitutional error, an appellate court need
only address the higher standard of constitutional error.'" 305 Kan. at 109.
The State attempts to mitigate the effect of its remarks by asserting that they were
made in response to defense counsel's closing arguments and, therefore, "both parties" are
guilty of discussing Spencer's injuries. "[A] prosecutor commits [error] by making an
improper argument, even if the improper argument is made in response to arguments or
statements by defense counsel. The open-the-door rule does not insulate a prosecutor
from a finding of [error]." State v. Marshall, 294 Kan. 850, 860, 281 P.3d 1112 (2012);
see also State v. Stimec, 297 Kan. 126, 130, 298 P.3d 354 (2013). Again, it is not the
mere utterance of the occurrence of Spencer's injuries that gives us cause for concern. It
is the manner in which the State encouraged the jury to use that information—that those
injuries established Gleason was guilty of physical contact.
The video and photographic evidence introduced by the State to establish physical
contact was sufficient to sustain Gleason's conviction on evidentiary grounds, but it was
not overwhelming, or even necessarily strong enough to overcome a constitutional
deficiency. The video depicts the incident to some degree but requires the viewer to
surmise, based on body language, that the actual impact occurred. Spencer's later brain
trauma robbed him of the ability to recall the specifics of the events, and the other
officers present were likewise unable to affirmatively and unequivocally state that
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physical contact occurred. Thus, given the repetitive nature of the prosecutor's statements
and the use of the evidence he advocated for, one cannot definitively say whether the jury
concluded Gleason was guilty under the theory of physical contact or bodily harm. A
questionable verdict cannot be permitted to stand.
Gleason also argues that prosecutorial error occurred when the prosecutor stated
during its rebuttal closing argument that "Gleason is guilty of aggravated battery of
Officer Spencer." The State tacitly concedes that his statement was an accidental
misstatement of the crime charged, thereby resulting in an error. Because this statement
was undeniably an error, we next consider whether it prejudiced Gleason's right to a fair
trial. See Sieg, 315 Kan. at 535.
The statement must be analyzed in conjunction with the instructions given and in
so doing, we find no room for prejudice on this particular claim. The jury was only
instructed on battery of a state corrections officer and a corresponding instruction for
merely attempting to commit the same offense. Thus, the jury was never placed in a
position to afford the prosecutor's misstatement any weight.
Cumulative error deprived Gleason of his right to a fair trial.
Finally, Gleason argues that cumulative error deprived him of a fair trial.
"Cumulative error analysis aggregates all errors and assesses whether their cumulative
effect is such that they cannot be determined to be harmless, even though individually
those errors are harmless." State v. Carr, 314 Kan. 615, 721, 502 P.3d 546 (2022).
Cumulative errors may require reversal when the totality of the circumstances establishes
that the defendant was substantially prejudiced by the errors and denied a fair trial. In
assessing the cumulative effect of errors during trial, appellate courts examine the errors
in context, consider how they were dealt with, the nature and number of errors and
whether they were interrelated, and the strength of the evidence. If any of the errors being
21
aggregated are constitutional, the party benefiting from the error must establish beyond a
reasonable doubt that the cumulative effect did not affect the outcome. State v. Alfaro-
Valleda, 314 Kan. 526, 551-52, 502 P.3d 66 (2022).
We have identified two errors in Gleason's trial and considering those errors in the
aggregate we find Gleason was denied a fair trial. To explain our conclusion, we return to
the evidence elicited at trial. Unfortunately, the nature of Spencer's traumatic injuries left
him with no memory of the incident. Officer Towers, the colleague with whom Spencer
was chatting when Gleason initiated his attack, also could not testify with certainty
whether Gleason succeeded in making physical contact with Spencer. The video and still
photos that captured the incident, however, reveal that Spencer raised his arm and ducked
as Gleason swung his fist at his head and allows for the interpretation by a reasonable
juror that contact was made. Finally, evidence was admitted that Spencer suffered a
minor laceration to his nose and his glasses ended up on the floor, both of which arguably
indicate Gleason landed the initial punch he intended to deliver. While we concluded that
Gleason's instructional challenge could not meet the clearly erroneous standard given the
sufficiency of this collective evidence, we find the instruction strains the bounds of
fairness when considered in conjunction with the prosecutor's legally infirm statements
concerning the significance of the bodily harm Spencer ultimately suffered.
Had the elements for the battery instruction properly informed the jurors that the
physical contact must be committed in a rude, insulting, or angry manner, they would
have focused on the punch Gleason threw at Spencer, thereby lessening the likelihood
they would afford the prosecutor's discussion of Spencer's head injury any consideration
when arriving at a verdict. Without that safeguard, however, the instructional error
intensified the impact of the prosecutor's improper statements. The combined effect of
those errors substantially exceeded the adverse effect of either alone. See State v.
Conaway, No. 121,848, 2021 WL 4704029, at *7 (Kan. App. 2021) (unpublished
opinion) (instructional error on culpable mental state combined with prosecutor's
22
misstatements about criminal intent had "synergistic effect" depriving defendant of fair
trial).
A defendant is entitled to a fair trial, and where Gleason's jury was not accurately
instructed or appropriately advised as to the law controlling the case they were called
upon to analyze, we cannot confidently state that fairness ideal was achieved.
Reversed and remanded.
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