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NON-PRECEDENTIAL DECISION - SEE SUPERIOR COURT O.P. 65.37
IN THE INTEREST OF: M.J., A MINOR : IN THE SUPERIOR COURT OF
: PENNSYLVANIA
:
APPEAL OF: A.J., FATHER :
:
:
:
:
: No. 1490 WDA 2022
Appeal from the Order Entered November 23, 2022
In the Court of Common Pleas of Erie County Juvenile Division at No(s):
No. 151 of 2022
IN THE MATTER OF: THE ADOPTION : IN THE SUPERIOR COURT OF
OF M.L.J. : PENNSYLVANIA
:
:
APPEAL OF: A.R.J., FATHER :
:
:
:
: No. 461 WDA 2023
Appeal from the Decree Entered March 21, 2023
In the Court of Common Pleas of Erie County Orphans' Court at No(s):
2C AD 2023
BEFORE: BOWES, J., KUNSELMAN, J., and COLINS, J.*
MEMORANDUM BY KUNSELMAN, J.: FILED: February 9, 2024
In this consolidated matter, A.R.J. (Father) appeals from the decision of
Erie County Court of Common Pleas (the juvenile court) to change the
permanency goal of the dependency proceedings involving his one-year-old
son, M.J. (the Child). See 1490 WDA 2022. Specifically, the juvenile court
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* Retired Senior Judge assigned to the Superior Court.
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changed the primary goal of the permanency plan from reunification to
adoption, pursuant to the Juvenile Act. See generally 42 Pa.C.S.A. § 6351.
Four months later, while Father’s goal change appeal was pending, the court1
terminated Father’s parental rights, pursuant to the Adoption Act. See 23
Pa.C.S.A. § 2511(a)(2), (5); (b). Father appealed that decision as well. See
461 WDA 2023. After review, we affirm both the goal change order and the
termination decree.
The relevant factual and procedural history is as follows. This matter
involves only Father and the Child; C.G. (Mother) voluntarily relinquished her
rights. The Child was born in July 2021. At the inception of this case, Father,
Mother, and the Child lived with Mother’s four other children – the Child’s
siblings.2 On July 24, 2022, the Erie County Office of Children and Youth (the
Agency) learned of allegations involving the physical abuse and improper
discipline of one the siblings. It was reported that Father and Mother had left
Child alone with the siblings. The parents expected the eldest sibling, age 12,
to babysit the siblings, including the one-year-old subject Child. While the
parents were away, another sibling, age 7, went to a neighbor’s house. As
punishment, the parents directed the 7-year-old to stand against a wall for an
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1 At that point, the juvenile court judge was sitting as the orphans’ court.
2 Only the subject Child is at issue in this case. The other children are S.D.
(age 12), A.G. (age 9), C.G. (age 8) and G.G. (age 6) (collectively, the
siblings). The siblings have a different father. The siblings are not the subject
of these proceedings. We note further that Appellant-Father has other
children, who were also involved with the Agency. Those children are placed
outside of Father’s care and are not involved in these proceedings either.
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hour. Father then repeatedly spanked the sibling with a large metal spoon.
Apparently, Father broke the spoon during the punishment. The sibling also
urinated while being hit and was forced to clean it up afterwards. The siblings
subsequently disclosed that the parents routinely used physical discipline.
Three days later, on July 27, 2022, the Agency conducted a home visit.
The 12-year-old sibling showed the caseworker a video of Mother disciplining
one of the Child’s siblings. In the recording, Mother threatened to punch the
sibling and used profanities. The 12-year-old sibling said she is expected to
care for the younger children, including cooking and cleaning. The 12-year-
old sibling said she is beaten if the other children do not do what they are
supposed to do. Another sibling had a burn, which the sibling said was the
result of operating the grill.
The Agency removed the Child and the siblings from the home. The
siblings were placed with the maternal grandmother, while the Child, who was
considerably younger than the siblings and required more attention, was
placed with foster parents who had experience with trauma. See Trial Court
Opinion, dated 1/20/23, regarding 1490 WDA 2022 (T.C.O. 1), at 9 (citing
N.T. (11/21/23) at 19).
The Agency subsequently filed dependency petitions for the Child and
siblings. The Agency alleged in Mother’s petition that she had an extensive
history with the Agency, dating back to 2015. She had been previously
indicated as a perpetrator of abuse, and she had a criminal history for reckless
endangerment. The Agency alleged in Father’s petition that he also had an
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extensive history of Agency involvement, dating back to 2014. Father had a
criminal history for public drunkenness and defiant trespass.
The juvenile court held an adjudicatory hearing on August 9, 2022.
Father stipulated to the allegations in the petition with some amendments.
He agreed to the following permanency plan: 1) contact the agency to sign
releases and schedule home visits; 2) participate in a mental health evaluation
and subsequent recommendations; 3) participate in an anger management
program; 4) participate in a drug and alcohol assessment; 5) participate in
random urinalysis; 6) maintain safe and stable housing; 7) maintain
employment; 8) participate in an approved parenting program; 9) participate
in a separate psychological evaluation with Dr. Peter von Korff; and 10)
participate in a psychiatric assessment.
The juvenile court conducted the first permanency review hearing on
November 21, 2022. The court learned that Mother and Father were criminally
charged for the abuse of one of the siblings, and that the criminal investigation
was still ongoing. The court heard testimony about the parents’ history with
the Agency, including prior instances of abuse. Critically – and most central
to this matter – the court also heard testimony that the one-year-old subject
Child had been abused as well.
The caseworker testified that once the Children were removed, they
were referred to a clinic for a closer medical examination. The medical records
indicated that the Child’s “skeletal survey revealed a definite healed R 10th
posterior rib fracture and concern for a right parietal skull fracture…” See
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T.C.O.1 at 6 (citations to the record omitted). Regarding the parietal skull
fracture, the medical records stated:
Though there are accidental ways a parietal skull fracture
can occur, there would have been swelling of this area and
he would have had pain at the time this injury occurred, and
there is no record of seeking any medical care – in the
setting of the rib fracture, the skull fracture also is
concerning for physical abuse and the situation raises
concern for medical neglect.
Id. (citations omitted).
The caseworker also testified that the Agency was unsure what realistic
services it could provide Father:
Caseworker: We have many services in Erie County. I
don’t know – I’ve been a caseworker for five
years, and I don’t know what service you can
put in the home. A parent should know not
to beat their kid, to not talk to their child that
way. You can put in homemakers family
preservation, provide some education, but
how do you go in and tell a parent – teach –
you don’t talk to your kid – we don’t beat
them. […] There are many – we are blessed
with of services [sic] in Erie, and we have
services in there to help them gauge them in
the right direct, but honestly, how do you get
there to tell them? They should know you
can’t act like that. You can’t abuse your
children. […] You can’t use extreme corporal
punishment. You can’t try to bend and flex
the laws in corporal punishment to where
your children -- we have severely
traumatized children in this case. Years of
abuse as indicated in our system and our
childline calls. I’m not sure what service we
can provide to help.
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T.C.O. 1 at 7 (citing N.T. 11/21/23 at 28)
The caseworker went on to testify that, based on her conversation with
Father, Father believes the Child and siblings were wrongfully detained. She
also testified that Father does not think either he or Mother did anything
wrong. The caseworker also testified that Father supposed the 11-month-old
Child was injured because he always jumps off the bed. Finally, the
caseworker testified that Father had been involved with the Agency for years,
and that the Agency had addressed Father’s parenting before, but to no avail:
Caseworker: [Father,] in his assessment with Dr. von
Korff[,] goes into pretty good detail about his
parenting issues of corporal punishment.
Again, Your Honor, I don’t know what service
we can put in there to teach [the parents] to
not use – we can provide education, but it
appears even with his history – they have
[had open cases] before. They were
provided family preservation. They haven’t
learned anything.
I’m sorry. They haven’t learned anything.
They were open for two years, provided
these services, and yet here we are years
later, a time later, and we’re still doing the
same thing, hurting kids.
Id.
At the conclusion of the November 2022 permanency review hearing,
the guardian ad litem recommended a concurrent goal of reunification and
adoption. The GAL made this recommendation after recognizing the safety
risk posed to the children, as well as the siblings’ stated affection for Mother.
The GAL stated: “I don’t have much belief that anything is going to change,
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but at this point in time, trying to juggle their stated affection has me asking
merely for a concurrent goal at this point.” See N.T., (11/21/23) at 44.
The juvenile court determined that Father had been moderately
compliant with the service plan, but that he had made no progress toward
alleviating the underlying causes of the original placement. The court
ultimately changed the goal of the subject Child’s permanency plan from
reunification to adoption:
[The juvenile court] determined based on the length of time
the Agency had attempted to work with and provide services
to the parents; the nature and extend of the abuse to the
children; the prior physical abuse to [sibling C.G.] at one
year old at the hands of Mother, the prima facie evidence of
abuse to [the subject Child, M.J.,] who was also one year
old; the need for the children to have a safe living
environment; and the pending criminal charges against the
parents; reunification was not in the Children’s best interest
and changed the goal to adoption.
T.C.O. 1 at 9 (citing N.T. (11/21/23) at 44-46).
Although the court relieved the Agency of its obligation to provide
services, we note that the Agency did not allege the existence of “aggravated
circumstances” as defined by the Juvenile Act. See 42 Pa.C.S.A. § 6341(c.1);
§ 6303 (definitions). Instead, the juvenile court was seemingly under the
impression that a goal change order relieved the Agency of its obligation to
provide services.3
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3 Whether a goal change relieves a child protective services agency from
providing reunification services is not a settled question. See In re R.J.T., 9
(Footnote Continued Next Page)
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Father timely appealed the goal change decision. See 1490 WDA 2022.
Even though the appeal was pending, the juvenile court continued to hold
permanency review hearings, as is proper procedure. See In re H.S.W.C.-
B., 836 A.2d 908, 911 (Pa. 2003).
In January 2023, the Agency filed a petition to terminate Father’s rights,
alleging that grounds were established under 23 Pa.C.S.A. § 2511(a)(2) and
(b). Then, on March 14, 2023, two days before the orphans’ court held the
termination hearing the Agency amended its petition to include Section
2511(a)(5). Meanwhile, Mother voluntarily relinquished her rights to the Child
and the siblings. The orphans’ court conducted Father’s termination hearing
on March 16, 2023. 4 We discuss the details of that hearing when we address
Father’s termination appeal, but it suffices to say here that the court
terminated Father’s rights and issued a final decree on the same day. Father
appealed the termination decree as well.
Notably, a prior panel of this Court continued the goal change appeal to
consolidate it with the termination appeal. As an initial matter, we address
the atypical procedural disposition presented in this case. Our Supreme Court
has ruled that an order changing the permanency goal constitutes a final,
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A.3d 1179, 1186 n.9 (Pa. 2010). Ultimately, as we discuss infra, it is a
question we do not reach, because Father failed to preserve the issue.
4 The Child was represented by his GAL during the termination proceeding.
The representation was proper under 23 Pa.C.S.A. § 2313(a), as the Child’s
best interests did not conflict with his legal interests. See In re Adoption of
K.M.G., 240 A.2d 1218, 1223-24 (Pa. 2020).
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appealable order. H.S.W.C.-B., 836 A.2d at 911. However, due to the time
needed for an appellate review, and in order to avoid gamesmanship, orders
changing the goal remain in effect pending appellate review. Id. “[A]ll
statutory review hearings should continue at the prescribed intervals;
generally, a stay should not be ordered and proceedings halted pending the
appeal.” Id.
Relatedly, this Court has held that a termination of parental rights
decree, once affirmed, renders moot any challenge to the dependency court’s
decision to change the goal of the permanency review hearing. See D.R.-W.,
227 A.3d 905, 917 (Pa. Super. 2020) (holding that an issue before a court is
moot if in ruling upon the issue the court cannot enter an order that has any
legal force or effect) (citing In re D.A., 801 A.2d 614, 616 (Pa. Super. 2002))
see also In re Adoption of A.H., 247 A.3d 439, 446 (Pa. Super. 2021)
(holding that a decision to affirm the orphans’ court’s termination decree
necessarily renders moot the dependency court’s decision to change a child’s
goal to adoption).
This Court has relied on D.R.-W. when presented with a goal-change
appeal contemporaneously with a termination appeal. In such cases, the
lower court will typically terminate the appellant’s rights and change the goal
at the same time. The appellant then files separate appeals, seeking to
contest the goal change in the event the appellant successfully overturns the
termination decree. It is our practice, then, to address the termination matter
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first, and if we affirm the decree, we will then deem the goal-change appeal
moot.
Here, by contrast, Father timely appealed the goal change decision
months before the termination decree. For that reason, it is prudent to
address the substance of Father’s goal change appeal. Even if the goal change
issue was later rendered moot by the termination decree, the sequence of
these appeals compels us to address Father’s arguments in full. See In re
D.A., 801 A.2d 614, 616 (Pa. Super. 2002) (holding that the mootness
doctrine applies when, inter alia, the question presented is capable of
repetition and apt to elude appellate review).
I. Goal change appeal, 1490 WDA 2022
Father presents three questions in his goal change appeal:
1. Whether the juvenile court committed an abuse of
discretion and/or error of law when it concluded that
the Agency established, by clear and convincing
evidence, the grounds for a change in goal to
adoption, pursuant to 42 Pa.C.S.A. § 6351(f).
2. Whether the juvenile court committed an abuse of
discretion and/or error of law when it concluded that
the Agency established, by clear and convincing
evidence, that the current permanency goal of
reunification was no longer feasible?
3. Whether the juvenile court committed an abuse of
discretion and/or error of law when it concluded that
the Agency had established, by clear and convincing
evidence, that the Agency shall no longer provide
services to the Appellant?
Father’s Brief (1490 WDA 2022) at ix.
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Although Father presents three separate questions, he subsequently
collapses those questions into a single argument – simply, whether the court
committed a reversible error when it changed the permanency goal. See
generally id. at xv-xix.5
We are guided by the following scope and standard of the review. “[T]he
standard of review in dependency cases requires an appellate court to accept
the findings of fact and credibility determinations of the trial court if they are
supported by the record, but does not require the appellate court to accept
the lower court’s inferences or conclusions of law. Accordingly, we review for
an abuse of discretion.” In re R.J.T., 9 A.3d 1179, 1190 (Pa. 2010) (citations
omitted).
We have explained:
Placement of and custody issues pertaining to dependent
children are controlled by the Juvenile Act [42 Pa.C.S.A. §§
6301-6365], which was amended in 1998 to conform to the
federal Adoption and Safe Families Act (“ASFA”). The policy
underlying these statutes is to prevent children from
languishing indefinitely in foster care, with its inherent lack
of permanency, normalcy, and long-term parental
commitment. Consistent with this underlying policy, the
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5 In contravention of Pa.R.A.P. 2119, Father does not divide the argument
section of his Brief “into as many parts as there are questions to be argued,”
nor includes a “distinctive” header. Critically, when it comes to Father’s third
question presented (relating to cessation of services), Father provides no
discussion or citation to authorities. Thus, to the extent he even meant to
preserve that claim, we deem that issue waived. See Commonwealth v.
Cannavo, 199 A.3d 1282, 1289 (Pa. Super. 2018) (“We shall not develop an
argument for an appellant, not shall we scour the record to find evidence to
support and argument; instead, we will deem the issue to be waived.”).
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1998 amendments to the Juvenile Act, as required by the
ASFA, place the focus of dependency proceedings, including
change of goal proceedings, on the child. Safety,
permanency, and well-being of the child must take
precedence over all other considerations, including the
rights of the parents.
In re A.B., 19 A.3d 1084, 1088 (Pa. Super. 2011) (citing In re N.C., 909
A.2d 818, 823 (Pa. Super. 2006)) (further citations and footnotes omitted)
(emphasis original).
Although the relevant statutory provisions of the Juvenile Act do not
reference the phrase “goal change,” the phrase has become a term of art.
R.J.T., 9 A.3d at 1183, n.6. The concept of a “goal change” is consistent with
42 Pa.C.S.A. § 6351(g), which requires the juvenile court, at the conclusion
of a permanency review hearing, to “order the continuation, modification or
termination of placement or other disposition which is best suited to the
safety, protection and physical, mental and moral welfare of the child.” Id.
Such a decision is synonymous with a decision to continue or change the
permanency plan goal. Id.
To arrive at this decision, the juvenile court must consider the following
matters at the conclusion of each permanency review hearing:
(1) The continuing necessity for and appropriateness of
the placement.
(2) The appropriateness, feasibility and extent of
compliance with the permanency plan developed for the
child.
(3) The extent of progress made toward alleviating the
circumstances which necessitated the original
placement.
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(4) The appropriateness and feasibility of the current
placement goal for the child.
(5) The likely date by which the placement goal for the
child might be achieved.
(5.1) Whether reasonable efforts were made to finalize
the permanency plan in effect.
(6) Whether the child is safe.
[…]
42 Pa.C.S.A. § 6351(f) (some factors omitted).
Based on the determinations under Section 6351(f), the juvenile court
must then determine the best permanency plan option under 42 Pa.C.S.A. §
6351(f.1), which includes reunification and adoption:
(f.1) Additional determination.--Based upon the
determinations made under subsection (f) and all relevant
evidence presented at the hearing, the court shall determine
one of the following:
(1) If and when the child will be returned to the child's
parent, guardian or custodian in cases where the return
of the child is best suited to the safety, protection and
physical, mental and moral welfare of the child.
(2) If and when the child will be placed for adoption, and
the county agency will file for termination of parental
rights in cases where return to the child's parent,
guardian or custodian is not best suited to the safety,
protection and physical, mental and moral welfare of the
child.
[…]
42 Pa.C.S.A. § 6351(f.1)(1)-(2).
“Because the focus is on the child’s best interests, a goal change to
adoption might be appropriate, even when a parent substantially complies
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with a reunification plan.” In re R.M.G., 997 A.2d 339, 347 (Pa. Super. 2010)
(citing In re N.C., 909 A.2d 818, 826-27 (Pa. Super. 2006)). Specifically,
where a parent’s skills remain problematic, a goal change to adoption might
be appropriate, regardless of the parent’s compliance with a permanency plan.
R.M.G., 997 A.2d at 347; see also In re A.K., 936 A.2d 528, 534 (Pa. Super.
2007).
In its Pa.R.A.P. 1925(a) opinion, the court explained its findings and
reasons for the goal change:
As previously set forth, the record reflects Father was
residing with Mother, her four children and M.J. [(the
subject Child)] when the five children were removed from
the home due to allegations of physical abuse perpetrated
on them by both parents. At the time of the hearing, Father
was being criminally charged as a perpetrator of physical
abuse regarding [one sibling], and investigated for
allegations of physical abuse to [another sibling], and M.J.
Additionally, M.J. suffered a fractured rib and skull fracture
while in the care of his parents, yet Father never sought
medical care for his one-year-old, who suffered injuries that
would have caused pain in his ribs and pain swelling to his
skull.
While the court found Father to be moderately compliant
with his treatment plan, the record reflects [he] has failed
to acknowledge the reasons that led to the removal of all of
the children in his home. In his psychological evaluation,
Father told Dr. von Korff he did not do anything wrong and
believes physically disciplining the children was necessary
and appropriate. Further, [the Agency caseworker] testified
that Father has voiced that the children have been
wrongfully detained by the Agency and placed back in his
care.
Regarding Mother, Father stated he believes she goes out of
her way not to hurt the kids. Finally, Father’s only
explanation for M.J.’s injuries is that he jumped off the bed.
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Where a parent fails, as Father does here, to acknowledge
the circumstances that necessitated M.J.’s removal, i.e.,
physical abuse and neglect, it is impossible for the Agency
to provide a service to rectify that.
Ultimately, these children were all living with Father at the
time of the removal; and even assuming he was not the
perpetrator of the physical abuse to M.J., he at a minimum
failed to protect him, or any of the other children from
Mother. Father’s continued belief that neither one of them
has done anything wrong prevents a goal of reunification
from being in M.J.’s best interest.
T.C.O. 1 at 14-15 (style adjusted).
On appeal, Father argues the court abused its discretion for two reasons.
Father argues the court should have ordered a concurrent goal (reunification
and adoption), as suggested by the guardian ad litem. Additionally, Father
cites to the court’s finding that he made moderate progress in his reunification
plan.
In our review, we note the GAL’s concurrent goal recommendation was
based on the children’s statements that they still loved the parents.6 It was
the GAL’s belief that an immediate move toward adoption might not be in the
siblings’ best interest, because even though the parents posed a safety risk,
an immediate severance of their relationship might cause them harm. This
position is reasonable. For one thing, concurrent goal planning is a best
practice recognized by the Dependency Bench Book. R.J.T., 9 A.3d at 1191,
n.14 (citing Pennsylvania Dependency Benchbook (2010) § 10.4 at 96).
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6 The siblings referred to Father as “daddy,” even though he was not their
biological father.
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Moreover, we have said that even though a goal change does not terminate a
parent’s rights, changing the goal to adoption might not be appropriate if
severing an existent parent-child bond would have a detrimental effect. See
Interest of H.J., 206 A.3d 22, 25 (Pa. Super. 2019) (citing In re N.C.,
supra, at 824; In re N.A.M., 33 A.3d 95, 103 (Pa. Super. 2011)).
Here, however, the subject Child was only a year old. We question
whether the GAL’s recommendation pertained to M.J. at all. And we note
further that the GAL provided an appellate brief in support of the goal change.
But more to the point, the GAL’s recommendation is merely that – a
recommendation. The GAL’s position during the dependency proceedings is
not a substitute for the court’s judgment and independent analysis under
Section 6351(f).
We are also unpersuaded by Father’s argument that his participation in
the reunification plan should defeat the goal change. Notwithstanding Father’s
participation, the record supported the court’s finding that Father either does
not understand, or refuses to accept, why the Agency intervened in this case.
The juvenile court heard the caseworker’s testimony that the Agency was at
a loss, that it did not know what services it could provide – beyond those it
already provided – which could make Father understand that his form of
“discipline” constituted child abuse. As noted above, a goal change might be
appropriate where the parent lacks sufficient skills to care for the child, despite
the parent’s participation with the reunification plan. See R.M.G., 997 A.2d
at 347; see also In re A.K., 936 A.2d at 534.
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Although this Child’s dependency case had only been opened for three
months at the time of the goal change, the Agency was involved with Father
for some time. The instant case was not Father’s first experience with a
reunification plan. It was apparent to the court that reunification could not be
achieved any time soon, if at all. We cannot conclude that the juvenile court’s
goal change decision was an error of law or an abuse of discretion.
II. Termination appeal, 461 WDA 2023
Having disposed of Father’s goal change appeal, we turn to Father’s
appeal from the termination decree. Father presents the following issues for
our review:
1. Did the orphans’ court abuse its discretion in
proceeding to hold a hearing on what was, in effect a
new petition without Father having the benefit of
required notice?
2. Did the orphans’ court abuse its discretion in
terminating Father’s parental rights when the record
is comprised of insufficient competent evidence to
establish grounds for termination?
3. Did the orphans’ court abuse its discretion by finding
that severance of Father’s parental rights would serve
the Child’s best interests?
Father’s Brief (461 WDA 2023) at 7 (style adjusted).
In his first appellate issue on the termination appeal, Father alleges the
orphans’ court violated his right to due process when it permitted the Agency
to proceed with its amended petition. Recall that the Agency filed the original
termination petition in January 2023. In the original petition, the Agency
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alleged that termination was warranted under 23 Pa.C.S.A. § 2511(a)(2) and
(b). On March 14, 2023, two days before the court held the termination
hearing, the Agency amended its petition to allege a separate ground –
Section 2511(a)(5). Father claims the amended petition did not comply with
23 Pa.C.S.A. § 2313, which provides that the parent must receive at least ten
days’ notice. Father maintains that the amended petition constitutes an
entirely new petition, and because this new petition lacked proper notice, the
orphans’ court erred when it held the termination hearing. Father concludes
a remand is necessary.
It is well-settled that any individual whose parental rights are to be
terminated must be afforded due process – that is, certain procedural
safeguards. See In re Adoption of K.M.D., 261 A.3d 1055, 1059 (Pa. Super.
2021) (citing In re A.N.P., 155 A.3d 55, 66 (Pa. Super. 2017) and In re
Interest of K.B., 763 A.2d 436, 439 (Pa. Super. 2000)); see also Santosky
v. Kramer, 455 U.S. 745, 753 (1982) (“The fundamental liberty interest of
natural parents in the care, custody, and management of their child does not
evaporate simply because they have not been model parents or have lost
temporary custody of their child to the State.”). “Due process requires nothing
more than adequate notice, an opportunity to be heard, and the chance to
defend oneself in an impartial tribunal having jurisdiction over the matter.”
A.N.P., 155 A.3d at 66. (citation omitted).
Although we have explained that due process “is flexible and calls for
such procedural protections as the situation demands,” we are unwilling to
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allow the termination of parental rights “without strict compliance with the
procedures set forth by the Legislature….” Id. at 66, 68 (citing In re
Adoption of K.G.M., 845 A.2d 861, 865 (Pa. Super. 2004)) (further citation
omitted) (emphasis original). Strict compliance is warranted in termination
matters because of the gravity of such cases.7
Having underscored the constitutional rights implicated, and the
necessity for strict compliance with procedure, we identify the specific
provision at issue here. The Adoption Act explicitly addresses the notice
requirement in matters concerning the involuntary termination of parental
rights, and how that notice shall be served:
§ 2513. Hearing
(a) Time.--The court shall fix a time for hearing on a
petition filed under section 2512 (relating to petition for
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7 See K.M.D., 261 A.3d at 1059-60; see also In re Adoption of M.R.D.,
145 A.3d 1117, 1129 (Pa. 2016) (“termination of parental rights is one of the
most serious and severe steps a court can take”); In Re: Adoption of: C.M.,
--- A.3d ---, 2021 WL 3073624, at *12 (Pa. 2021) (stating that a termination
is the “civil law equivalent to the death penalty, forever obliterating the
fundamental legal relationships between parent and child.”) see also Kimock
v. Jones, 47 A.3d 850, 855 (Pa. Super. 2012) (“termination of parental rights
for all practical purposes ends the parent/child relationship as unequivocally
as the death of the child”); and see Administration Office of Pennsylvania
Court’s Office of Children and Families in the Courts, Pennsylvania
Dependency Benchbook, “Termination of Parental Rights” at § 17.1 (3d ed.
2019) (Termination of parental rights “has often been called the ‘death
penalty’ of dependency court, because of the seriousness and finality of a
termination order severing all ties between a child and the biological
parents.”).
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involuntary termination) which shall be not less than ten
days after filing of the petition.
(b) Notice.--At least ten days' notice shall be given to the
parent or parents, putative father, or parent of a minor
parent whose rights are to be terminated, by personal
service or by registered mail to his or their last known
address or by such other means as the court may
require. […]
23 Pa.C.S.A. § 2513(a)-(b).
Relying on the general, more elastic, notions of due process, the
orphans’ court reasons that the amended petition was proper because Father
was still on notice of the termination generally. See Trial Court Opinion,
6/16/23, regarding 461 WDA 2023 (T.C.O. 2) at 16-17. The court also
reasons the amended petition was proper, because the method of service
was proper. See T.C.O. 2, at 17 (citing Pa.O.C. Rule 15.6(a)). The Agency
argues that its amended petition was proper because the method of service
was proper. See Agency’s Brief at 10.
Upon review, we are troubled by the Agency’s inclusion of a last second
amendment. Although the grounds for termination under Section 2511(a)(2)
are similar as those under Section 2511(a)(5), they are by no means identical.
We share Father’s concern that an untimely amended petition could “in effect
submarine responding parties with a completely different case to defend.” See
Father’s Brief at 11. Contrary to the position of the Agency and the rationale
of the orphans’ court, we do not see how the method of service has any
bearing on the timing of service. The issue is not whether Father properly
received the amended petition, but whether he had enough time to prepare
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to defend the additional ground. Not only did the Agency fail to give Father
10 days’ notice, as set forth in Section 2513, but the Agency hardly gave
Father two days’ notice. Quite clearly, the inclusion of Section 2511(a)(5) was
out of bounds.
The question now becomes whether the improper inclusion of Section
2511(a)(5) constitutes reversible error. Although the orphans’ court
terminated Father’s rights under Section 2511(a)(5), the court also concluded
that the Agency met its burden under Section 2511(a)(2). This Court needs
only agree with the orphans’ court as to any one subsection under Section
2511(a), as well as (b), to affirm the termination of a parent’s rights. See,
e.g., In re B.L.W., 843 A.2d 380, 384 (Pa. Super. 2004) (en banc). And as
we discuss below, we conclude that the record supports the court’s
termination of Father’s rights under Section 2511(a)(2).
Ultimately, we disagree with Father’s argument that improper inclusion
of Section 2511(a)(5) in the amended petition would defeat termination under
Section 2511(a)(2), which was properly noticed in the original petition. We
are guided by our decision in In re Adoption of J.N.F., 887 A.2d 775 (Pa.
Super. 2005). In J.N.F., the father was served with a termination petition.
The court then held a hearing to determine whether the father planned on
contesting the termination. The father did not participate, nor did he respond
to the inquiry of whether he desired to be appointed counsel. At the time,
father was incarcerated. In any event, the termination proceeding was
scheduled. A little more than two weeks before the hearing, the local agency
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filed an amended petition. Although the father received the original
termination petition, father did not receive the amended petition. The court
subsequently terminated the father’s rights. On appeal, he alleged that he
lacked notice, among other issues.
This Court noted the error but found it harmless. We first explained that
the trial court’s jurisdiction was invoked by the original termination petition,
of which the father had proper notice. J.N.F., 887 A.2d at 781. We also noted
that Father did not respond when asked whether he would challenge the
termination. We held:
Technically, [the agency] should have served the amended
petition on [the father] to permit him an opportunity to
respond to its specific allegations. However, inasmuch as
we have already found that [the father] failed to take proper
steps to challenge the termination proceedings, the failure
of [the agency] to inform [the father] of the specific
allegations it was averring against him in the amended
termination petition was irrelevant. Therefore, whatever
error was occasioned by [the agency’s] failure to serve the
amended termination petition on [the father] was harmless.
Id. at 781-82.
Instantly, the orphans’ court, the Agency, and GAL rely on J.N.F. for
the proposition that once Father was properly served with the original petition
in January 2023, thereby invoking the court’s jurisdiction, any subsequent
amendment was allowable. We disagree with this assertion. Instead, we find
J.N.F. to be analogous insofar as we may conclude that an improper
amendment does not necessarily undo the propriety of the original petition.
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Because Father had received proper notice of Section 2511(a)(2), he
was able to defend against that claim. The improper inclusion of Section
2511(a)(5) did nothing to change this fact. We will not conclude that the
inclusion of Section 2511(a)(5), in an improper amendment, renders invalid
the inclusion of Section 2511(a)(2) in the original petition. Instead, the
remedy is to limit our review to the court’s decision under Section 2511(a)(2).
Perhaps in a different case, we would be persuaded by Father’s argument that
an improper amendment sullies the rest of the petition. But as Father
concedes in his Brief, that was not what happened here. See Father’s Brief
at 11. In short, we conclude that the orphans’ court committed an error when
it permitted the Agency to proceed on Section 2511(a)(5); however, we
conclude the error was harmless because the Agency could properly proceed
on Section 2511(a)(2).
We turn now to the substantive termination analysis, beginning with our
well-settled standard of review:
The standard of review in termination of parental rights
cases requires appellate courts to accept the findings of fact
and credibility determinations of the trial court if they are
supported by the record. If the factual findings are
supported, appellate courts review to determine if the trial
court made an error of law or abused its discretion. A
decision may be reversed for an abuse of discretion only
upon demonstration of manifest unreasonableness,
partiality, prejudice, bias, or ill-will. The trial court's
decision, however, should not be reversed merely because
the record would support a different result. We have
previously emphasized our deference to trial courts that
often have first-hand observations of the parties spanning
multiple hearings.
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In re T.S.M., 71 A.3d 251, 267 (Pa. 2013) (citations and quotation marks
omitted).
Our Supreme Court has repeatedly stated that in termination cases,
deference to the trial court is particularly crucial. In re Adoption of L.A.K.,
265 A.3d 580, 597 (Pa. 2021); see also Interest of S.K.L.R., 265 A.3d 1108,
1124 (Pa. 2021) (“When a trial court makes a ‘close call’ in a fact-intensive
case involving…the termination of parental rights, the appellate court should
review the record for an abuse of discretion and for whether evidence supports
that trial court’s conclusions; the appellate could should not search the record
for contrary conclusions or substitute its judgment for that of the trial court.”).
The abuse-of-discretion standard in termination cases “is a highly deferential
standard and, to the extent that record supports the court’s decision, we must
affirm even though evidence exists that would also support a contrary
determination.” In re P.Z., 113 A.3d 840, 849 (Pa. Super. 2015) (citation
omitted).
Clear and convincing evidence is evidence that is so “clear, direct,
weighty and convincing as to enable the trier of fact to come to a clear
conviction, without hesitance, of the truth of the precise facts in issue.” In re
C.S., 761 A.2d 1197, 1201 (Pa. Super. 2000) (en banc) (quoting Matter of
Adoption Charles E.D.M., II, 708 A.2d 88, 91 (Pa. 1998)).
Termination of parental rights is governed by Section 2511 of the
Adoption Act, which requires a bifurcated analysis.
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Initially, the focus is on the conduct of the parent. The party
seeking termination must prove by clear and convincing
evidence that the parent's conduct satisfies the statutory
grounds for termination delineated in section 2511(a). Only
if the court determines that the parent's conduct warrants
termination of his or her parental rights does the court
engage in the second part of the analysis pursuant to section
2511(b): determination of the needs and welfare of the
child[.]
In re C.M.K., 203 A.3d 258, 261-262 (Pa. Super. 2019) (citation omitted).
As we discussed above, the only ground the Agency properly preserved
under Section 2511(a) was Subsection 2511(a)(2). Thus, we address the
court’s decision to terminate Father’s rights under that Subsection, which
provides:
(a) General rule.--The rights of a parent in regard to a
child may be terminated after a petition filed on any of the
following grounds:
(2) The repeated and continued incapacity, abuse,
neglect or refusal of the parent has caused the child to
be without essential parental care, control or subsistence
necessary for his physical or mental well-being and the
conditions and causes of the incapacity, abuse, neglect
or refusal cannot or will not be remedied by the parent.
23 Pa.C.S.A. § 2511(a)(2).
To terminate parental rights under Section 2511(a)(2), the Agency must
prove “(1) repeated and continued incapacity, abuse, neglect or refusal; (2)
that such incapacity, abuse, neglect or refusal cause the child to be without
essential parental care, control or subsistence; and (3) that the causes of the
incapacity, abuse, neglect or refusal cannot or will not be remedied.” C.M.K.,
203 A.3d at 262. The grounds for termination are not limited to affirmative
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misconduct, but concern parental incapacity that cannot be remedied. In re
Z.P., 994 A.2d 1108, 1117 (Pa. Super. 2010). Parents are required to make
diligent efforts toward the reasonably prompt assumption of full parental
duties. Id.
In its Rule 1925(a) opinion, the orphans’ court cited the testimony of
several witnesses it relied upon to reach its decision. Kristine Kirkpatrick, the
Agency’s intake caseworker, testified about the law enforcement’s
investigation into the Child’s injuries. Mother and Father were subsequently
charged with Endangering the Welfare of a Child for failing to obtain medical
care. Father also had pending charges of Simple Assault and Endangering the
Welfare of a Child, as they relate to the abuse of the Child’s sibling. See
T.C.O. 2 at 8 (citations to the record omitted).
Karin Wickwire, a nurse practitioner and forensic examiner, testified as
an expert in the field of child maltreatment. She testified that the Child had
a “parietal skull fracture” and “healing fracture of the right tenth rib in the
back, posterior rib.” She said these injuries likely occurred several weeks
before their discovery, although the rib fracture was more recent. Id. at 9-10
(citations to the record omitted). The rib fracture was diagnostically labeled
as physical child abuse. Id.
Dr. Peter von Korff, an expert in the field of child psychology, conducted
an interview with Father and the siblings; the subject Child was too young to
be interviewed. Dr. von Korff testified that the children lived in a culture of
insecurity, abuse, corporal punishment, and neglect. Id. at 11. Dr. von Korff
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testified that Father did not believe there was anything wrong with disciplining
the sibling, even though the “discipline” resulted in an assault charge. Dr.
von Korff also testified that Father continued to lack insight into the
seriousness of the subject Child’s injuries. For instance, Father did not ask
who hurt the Child or how the Child got hurt. Instead, Father was upset at
the Agency for intervening, which he felt was unwarranted and wrong. Id. at
12. Critically, Dr. von Korff testified that while Father had some basic
parenting skills “that could be worked with,” the services that were already in
place would not benefit Father. Dr. von Korff testified that Father would need
“attachment oriented psychotherapy,” which would be a “long term
commitment” and would require Father’s buy in. Id. (citations to the record
omitted).
Finally, the orphans’ court noted the testimony of the Agency’s
caseworker, Molly Freeborough, who testified about the family’s history with
the Agency. Ms. Freeborough testified that Father began living with Mother
in January 2020. At that time, the household, including Father, had been the
subject of an open investigation, and the family was receiving services. Id. at
13. Between January 2020 and March 2022 – (the Child was born in July
2021) – the Agency had received numerous reports regarding “inappropriate
discipline; drug and alcohol use; poor living conditions; and lack of
supervision.” Id. However, the Child and the siblings were permitted to stay
at home. The case was closed on March 17, 2022.
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In May 2022, the Agency received a report that Father’s son – another
non-subject sibling – had engaged in inappropriate touching with another
sibling in the household. The Agency also received a report that there were
concerning marks and bruises on another sibling. After an investigation, the
case was closed on June 1, 2022. On June 21, 2022, the Agency received
another report about inappropriate touching among the siblings. However,
Father declined services. Id. at 13-14.
The next report was on June 24, 2022, involving Father’s discipline of a
sibling with the spoon – the event which triggered the Child’s removal from
Father’s care. Ms. Freeborough testified that Father had been belligerent and
combative throughout the case, that he had taken no responsibility for the
removal of the Child, and believed that his methods of discipline were
appropriate. Id. at 14.
On appeal, the crux of Father’s argument is that he was compliant with
the reunification plan, that he had made moderate progress, and that the
court terminated his rights too soon. See generally Father’s Brief at 15-18.8
After review, we discern no abuse of discretion or error of law. To the
extent that the Agency filed a termination petition soon after the Child’s
removal, the timing of such a petition is relative. When the Child was removed
____________________________________________
8 Father’s Brief on this appeal (461 WDA 2023), like his Brief concerning the
goal change order (1490 WDA 2022), also circumvents Pa.R.A.P. 2119. Again,
Father does not divide his argument section into corresponding headings. See
Footnote 5, supra. Waiver is not appropriate in this case, however, because
it is still possible to follow his argument.
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in July 2022, the Agency had been involved with the family for over two years,
and nearly a year before the Child’s birth. By the time the court held a hearing
on the Agency’s termination petition in March 2023, Father had demonstrated
all three prongs of the Section 2511(a)(2) inquiry.
First, Father had demonstrated repeated and continuous course of
conduct that involved abuse and neglect. But to the extent that such abuse
and neglect was merely poor parenting skills, Father was also told to adjust
those parenting skills. He refused. And that refusal also constitutes a refusal
to parent. Second, as a result of Father’s conduct, the Child had to be
removed and thus was without necessary parental care. Third, the conditions
which led to the Child’s removal – call it “abuse,” “neglect,” or more
generously, “poor parenting” – cannot or will not be remedied.
As to the third prong, Dr. von Korff testified that Father would need to
participate in long term therapy to improve his parenting skills – that the
standard services, including a 12-week anger management course, would be
insufficient. Critically, however, even this long-term therapy approach would
require Father’s “buy in.” But Father has made it clear that he has no interest
in buying into any remedial effort that would address the underlying cause of
the Child’s removal. Therefore, we conclude that the record supports the
orphans’ court’s termination decision, notwithstanding the fact that the
Agency moved relatively quickly in this case. Father’s second appellate issue
merits no relief.
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Having concluded that the orphans’ court did not err or abuse its
discretion under the first prong of the termination analysis under Section
2511(a), we next review the court’s conclusion that termination would best
serve the Child’s needs and welfare under Section 2511(b). That subsection
provides, in relevant part:
(b) Other considerations.--The court in terminating the
rights of a parent shall give primary consideration to the
developmental, physical and emotional needs and welfare
of the child. The rights of a parent shall not be terminated
solely on the basis of environmental factors such as
inadequate housing, furnishings, income, clothing and
medical care if found to be beyond the control of the parent.
23 Pa.C.S.A. § 2511(b).
This Court has explained:
[S]ection 2511(b) focuses on whether termination of
parental rights would best serve the developmental,
physical, and emotional needs and welfare of the child.
In In re C.M.S., 884 A.2d 1284, 1287 (Pa. Super. 2005),
this Court stated, “Intangibles such as love, comfort,
security, and stability are involved in the inquiry into the
needs and welfare of the child.” In addition, we instructed
that the trial court must also discern the nature and status
of the parent-child bond, with utmost attention to the effect
on the child of permanently severing that
bond. Id. However, in cases where there is no evidence of
a bond between a parent and child, it is reasonable to infer
that no bond exists. In re K.Z.S., 946 A.2d 753, 762-63
(Pa. Super. 2008). Accordingly, the extent of the bond-
effect analysis necessarily depends on the circumstances of
the particular case. Id. at 763.
In re Adoption of J.M., 991 A.2d 321, 324 (Pa. Super. 2010).
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Concerning the bond, the question is not merely whether a bond exists,
but whether termination would destroy this existing, necessary and beneficial
relationship. See C.M.K., 203 A.2d at 264 (citation omitted); see also K.Z.S.,
946 A.2d at 764 (holding there was no bond worth preserving where the child
had been in foster care for most of the child’s life, which caused the resulting
bond to be too attenuated). Moreover, the court is not required to use expert
testimony to resolve the bond analysis. In re Z.P., 994 A.2d 1108, 1121
(citing In re K.K.R.-S., 958 A.2d 529, 533 (Pa. Super. 2008)). Finally, we
emphasize that “[w]hile a parent’s emotional bond with [their] child is a major
aspect of the Section 2511(b) best-interest analysis, it is nonetheless only one
of many factors to be considered by the court when determining what is in the
best interest of the child.” In re N.A.M., 33 A.3d 95, 103 (Pa. Super. 2011)
(citation omitted).
On appeal, Father argues “there is no evidence of record in this matter
that the bonds between the parent and the child were evaluated at all, and it
does not appear that any witness offered testimony as to the negative effect
that severance of the bond may have on the subject Child.” See Father’s Brief
at 18. Father also notes that the Child was not placed with a pre-adoptive
foster parent, and in fact, at the time of the termination hearing, the Agency
was contemplating a kinship placement with a paternal aunt in Arizona. Father
cites the Agency’s permanency case worker – Michael Vicander – who testified
that a kinship placement can have the effect of improving the relationship
between parents and children. Thus, according to Father, termination would
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not be in the Child’s best interest if the plan for the Child’s permanency
involves an improved bond between Father and the Child. See id. at 18-19.
After review, we conclude Father’s argument merits no relief. First, we
recognize that when there is no evidence of a bond, it is reasonable to infer
that none exists. K.Z.S., 946 A.2d at 762-63. Perhaps more to the point, the
bond question is not merely whether one exists, but whether termination
would destroy a necessary and beneficial relationship. See J.M., supra. The
record clearly supports the notion that, to the extent Father and the Child had
a bond, it was not of the sort that should be preserved. The Child suffered
injuries that constituted child abuse. Whether Child suffered these injuries at
the hands of Father, or because of Father was neglectful, neither would
suggest a worthwhile parental bond. Mindful of the “culture of insecurity,
abuse, corporal punishment, and neglect” that was the Child’s homelife prior
to removal, we cannot conclude that the court erred when it determined there
was no bond worth preserving.
Of course, the bond question is one aspect of the best interest analysis.
See N.A.M., supra. To that end, we note that the caseworker testified that
the Child needed extra attention following his removal. Indeed, the Child’s
behavioral issues were significant enough that they proved too great for an
experienced foster family. All taken together, these facts support the court’s
decision that termination would best serve the Child’s needs and welfare under
Section 2511(b). Father’s third appellate issue merits no relief.
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In sum: we conclude that Father’s appeal from the goal change order,
docketed at 1490 WDA 2022, is moot considering the subsequent termination
of his parental rights. Nevertheless, given the sequence of these events and
that this type of goal change appeal was apt to elude appellate review, we
addressed the substance of Father’s claims and conclude that the goal change
was proper. Next, we conclude that the orphans’ court erred when it
entertained termination under Section 2511(a)(5). The Agency’s amended
petition did not afford Father with sufficient notice. However, that error was
harmless, because Father was still provided proper notice of the Agency’s
intention to terminate his rights under Section 2511(a)(2). We further
conclude that the court did not abuse its discretion or commit an error of law
when it ruled that the Agency established grounds for termination by clear
and convincing evidence under Section 2511(a)(2) and (b).
Goal change order affirmed. Termination decree affirmed.
DATE: 02/09/2024
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