Case: 22-2119 Document: 77 Page: 1 Filed: 02/21/2024
United States Court of Appeals
for the Federal Circuit
______________________
W. J., BY HIS PARENTS AND LEGAL GUARDIANS,
R.J. AND A.J.,
Petitioner-Appellant
v.
SECRETARY OF HEALTH AND HUMAN
SERVICES,
Respondent-Appellee
______________________
2022-2119
______________________
Appeal from the United States Court of Federal Claims
in No. 1:21-vv-01342-KCD, Judge Kathryn C. Davis.
______________________
Decided: February 21, 2024
______________________
W. J., Staten Island, NY, pro se.
CASEN ROSS, Appellate Staff, Civil Division, United
States Department of Justice, Washington, DC, argued for
respondent-appellee. Also represented by BRIAN M.
BOYNTON, ABBY CHRISTINE WRIGHT; C. SALVATORE
D’ALESSIO, LARA A. ENGLUND, HEATHER LYNN PEARLMAN,
SARAH BLACK RIFKIN, Torts Branch, Civil Division, United
States Department of Justice, Washington, DC.
ANGELA M. OLIVER, Haynes and Boone, LLP, Washing-
ton, DC, argued as amicus curiae counsel.
______________________
Case: 22-2119 Document: 77 Page: 2 Filed: 02/21/2024
2 W. J. v. HHS
Before LOURIE, DYK, and STARK, Circuit Judges.
PER CURIAM.
This is a case brought under the National Childhood
Vaccine Injury Act of 1986, 42 U.S.C. §§ 300a-1 to -34, as
amended (“the Vaccine Act”). R.J. and A.J., acting on be-
half of appellant W.J. (“Appellant”), their son, and appear-
ing without counsel, appeal from a decision of the United
States Court of Federal Claims denying their petition for
review and affirming a special master’s grant of a motion
to dismiss as untimely under the Vaccine Act’s statute of
limitations. We affirm.
I
W.J. was born on February 4, 2004. Although he is now
over the age of 18, his parents, R.J. and A.J. (“Parents”),
remain his legal guardians, a role they have held through-
out his life. W.J. was administered a Measles, Mumps, and
Rubella (“MMR”) vaccine on February 24, 2005. About a
year later, on March 7, 2006, W.J. was diagnosed with a
speech delay. Another year later, on January 5, 2007, W.J.
was diagnosed with autism. In the years that followed,
W.J. experienced several bouts of immune-related blood
disorders, including at least one resulting in hospitaliza-
tion. After genetic testing in February 2019, Parents were
informed that W.J. had been born with a chromosomal ab-
erration known as an Xq28 duplication.
On May 7, 2021, Parents filed a petition on behalf of
W.J. requesting compensation under the Vaccine Act for
chronic encephalopathy and immunodeficiency issues
caused either by the MMR vaccine or by its significant ag-
gravation of pre-existing injuries relating to W.J.’s chromo-
somal abnormality. Parents argued that due to W.J.’s
Xq28 chromosomal duplication, the MMR vaccine was in-
appropriately administered to him in contravention of the
vaccine’s warnings.
Parents filed the petition in the Court of Federal
Claims without the assistance of counsel. As is required by
the Vaccine Rules, the petition was assigned to a special
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W. J. v. HHS 3
master. See Vaccine Rule 3(a); see also 42 U.S.C. § 300aa-
12(d)(1). On June 3, 2021, the special master held an ini-
tial status conference, largely focusing on the petition’s re-
quest for equitable tolling. During the conference, the
following exchange occurred:
[Special Master]: Okay. So I know you probably are
aware of this based on the petition, there is a statute
of limitations issue that we will need to address
since that’s a threshold issue, that is, if the statute
of limitations has expired, then the case will be dis-
missed because it can no longer be brought. And I
think that is something we probably need to deal
with sooner rather than later so that we don’t use a
lot of your time, energy, and money and the Court’s
time and energy litigating a case where the statute
of limitations has expired.
And by talking about this I’m not diminishing in any
way the experiences and the difficulty that your fam-
ily has had. I just don’t want to lead you to have any
unrealistic expectations about how the case may pro-
ceed.
So I think the best course of action, [Government
Counsel], is probably for the Government to file a
Rule 4 report with any motion to dismiss or other
legal filing with regard to the statute of limitations.
And then I can ask [R.J.] to file any reply or response
which he may [wish] to do so, and then I can rule on
that issue.
[Government Counsel], what are your thoughts
about that plan?
[Government Counsel]: Yes, Special Master, that
sounds like an appropriate plan.
[Special Master]: [R.J.], does that plan – is that plan
acceptable with you?
[R.J.]: That sounds fair. Yes.
App’x 68-69 at 4:6-5:9.
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4 W. J. v. HHS
On August 2, 2021, the Secretary of the Department of
Health and Human Services (“Secretary”) filed a motion to
dismiss the petition as untimely. Parents responded to the
motion, arguing that equitable tolling was appropriate due
to fraudulent concealment and/or extraordinary circum-
stances.
Upon review, the special master noted that the latest
possible time at which any timely claim could have been
filed, based on the dates of manifestation asserted in the
petition, was in April 2017, with many of the other claims
having become untimely a decade earlier. 1 The special
master found that Parents’ petition, which was not filed
until May 7, 2021, thus exceeded the Vaccine Act’s 36-
month statute of limitations. The special master rejected
Parents’ equitable tolling arguments on the grounds that
(1) W.J.’s mental incapacity did not qualify as an extraor-
dinary circumstance because Parents failed to plead facts
demonstrating that they, as W.J.’s legal guardians, were
unable to file a claim on his behalf; and (2) Parents failed
to demonstrate that the government’s alleged fraudulent
concealment prevented them from timely pursuing com-
pensation. Accordingly, the special master granted the
Secretary’s motion and dismissed the case as untimely.
Parents then filed a motion for review of the special
master’s decision in the Court of Federal Claims, arguing
that the special master inappropriately raised the statute
of limitations issue sua sponte, relied on an incorrect legal
standard to reject their equitable tolling arguments, and
impermissibly ruled on the merits of their claims. The
court affirmed the special master’s decision and denied the
motion for review, rejecting Parents’ arguments and find-
ing that the special master acted within her discretion,
1 Parents alleged that W.J. suffered (1) an encepha-
lopathy Table injury, (2) a chronic encephalopathy injury,
(3) a variety of immunodeficiency issues, and (4) significant
aggravation of pre-existing cerebral and immunological
damage. These different alleged injuries had different
dates of manifestation.
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W. J. v. HHS 5
properly applying both the correct standard of review and
precedent governing equitable tolling.
Parents, continuing to act pro se and on behalf of W.J.,
timely appealed to us. We appointed amicus counsel (“Ami-
cus”) to elaborate on certain issues in this appeal, and she
has done so admirably. 2
We have jurisdiction under 28 U.S.C. § 1295(a)(3) and
42 U.S.C. § 300aa-12(f).
II
The Court of Federal Claims may only set aside a spe-
cial master’s findings of fact or conclusions of law if they
are “arbitrary, capricious, an abuse of discretion, or other-
wise not in accordance with law.” 42 U.S.C. § 300aa-
12(e)(2)(B). Findings of fact receive deferential review un-
der an “arbitrary and capricious” standard, legal conclu-
sions are reviewed de novo under the “not in accordance
with the law” standard, and discretionary rulings are re-
viewed for “abuse of discretion.” Munn v. Sec’y of Health &
Human Servs., 970 F.2d 863, 870 n.10 (Fed. Cir. 1992). We
apply the same legal standards when reviewing a Court of
Federal Claims judgment affirming that of a special mas-
ter. See id. at 870. “That is, we may not disturb the judg-
ment of the [Court of Federal Claims] unless we find that
judgment to be arbitrary, capricious, an abuse of discre-
tion, or otherwise not in accordance with law.” Id.
It is within a special master’s discretion to weigh evi-
dence. See id. at 871. For this and other reasons, “reversi-
ble error is extremely difficult to demonstrate” unless the
special master has failed to consider the relevant evidence
of record, drawn implausible inferences, or failed to provide
a rational basis for the decision. Lampe v. Sec’y of Health
& Human Servs., 219 F.3d 1357, 1360 (Fed. Cir. 2000) (in-
ternal quotation marks omitted); see also Munn, 970 F.2d
2 The court expresses its gratitude to Angela Oliver,
who accepted the amicus representation and, in that capac-
ity, filed three briefs and delivered oral argument.
Case: 22-2119 Document: 77 Page: 6 Filed: 02/21/2024
6 W. J. v. HHS
at 870 (noting that arbitrary and capricious standard is
“well understood to be the most deferential possible”).
A motion to dismiss for failure to state a claim upon
which relief may be granted “is appropriate when the facts
asserted by the claimant do not entitle him to a legal rem-
edy.” Lindsay v. United States, 295 F.3d 1252, 1257 (Fed.
Cir. 2002). A complaint “must contain sufficient factual
matter, accepted as true, to ‘state a claim to relief that is
plausible on its face.’” Ashcroft v. Iqbal, 556 U.S. 662, 678
(2009) (quoting Bell Atl. Corp. v. Twombly, 550 U.S. 544,
570 (2007)).
This appeal concerns numerous issues, most raised by
Parents but others introduced by Amicus or raised sua
sponte by the court. We address each in turn below.
III
Before turning our attention to the arguments initially
raised by Parents and Amicus, we address two questions
that arose as this case proceeded before us: (i) whether a
non-lawyer may proceed pro se in pressing an appeal of a
Vaccine Act claim that was filed in the Court of Federal
Claims on behalf of another person, and (ii) whether the
general statute of limitations and tolling provision set out
in 28 U.S.C. § 2501 applies to Vaccine Act claims.
A
R.J. and A.J., the parents of W.J., are not lawyers. In
the Court of Federal Claims, they filed a petition setting
out a Vaccine Act claim on behalf of W.J. and proceeded to
prosecute that claim pro se in front of the special master
and then again before a judge. Doing so is, at present, ex-
pressly authorized by the Rules of the Court of Federal
Claims (“RCFC”), see RCFC 83.1(a)(3) (“An individual who
is not an attorney may represent oneself or a member of
one’s immediate family.”), and Vaccine Rule 14(a)(2)
Case: 22-2119 Document: 77 Page: 7 Filed: 02/21/2024
W. J. v. HHS 7
(same). 3 The Court of Federal Claims held in Kennedy
v. Sec’y of Health and Human Servs., 99 Fed. Cl. 535, 542
n.7 (Fed. Cl. May 16, 2011), aff’d, 485 F. App’x 435 (Fed.
Cir. 2012), that because the Vaccine Act “authorizes par-
ents to file petitions on behalf of their offspring it also au-
thorizes parents to prosecute those cases once filed” (citing
42 U.S.C. § 300aa-11(b)(1)(A)) (emphasis added).
When the panel reviewed the appellate briefing sub-
mitted by Parents and the Secretary, we determined we
would benefit from appointment of Amicus counsel to ad-
dress the issue of equitable tolling. When Amicus and the
Secretary appeared at oral argument, 4 we inquired, sua
sponte, as to whether pro se representation by one family
member of another is permitted in federal courts. See Oral
Arg. at 1:01-2:26. 5 Our inquiry was based on 28 U.S.C.
§ 1654, which provides that in all United States courts
“parties may plead and conduct their own cases personally
or by counsel,” which other circuit courts have interpreted
as prohibiting non-lawyer parents from “litigat[ing] the
claims of their minor children in federal court.” Myers
v. Loudon Cnty. Pub. Schs., 418 F.3d 395, 401 (4th Cir.
2005); see also 28 U.S.C. § 2503(a) (“Parties to any suit in
the United States Court of Federal Claims may appear be-
fore a judge of that court in person or by attorney.”). It is
also true that Fed. Cir. R. 47.3 provides that “[a]n individ-
ual . . . may choose to be represented by counsel or to pro-
ceed without counsel but may not be represented by a non-
3 The Vaccine Act directed the Court of Federal
Claims to promulgate procedural rules for Vaccine Act
cases to “provide for a less-adversarial, expeditious, and in-
formal proceeding for the resolution of petitions.” 42
U.S.C. § 300aa-12(d)(2)(A).
4 Parents did not participate in oral argument but
did submit a memorandum in lieu of oral argument. See
ECF No. 58.
5 Available at https://oralarguments.cafc.us
courts.gov/default.aspx?fl=22-2119_09262023.mp3.
Case: 22-2119 Document: 77 Page: 8 Filed: 02/21/2024
8 W. J. v. HHS
member of the bar of this court,” and our court has on at
least one occasion applied this rule to deny parents the op-
portunity to represent their child in appealing denial of a
Vaccine Act claim. See Brice v. Sec’y of Health & Human
Servs., 358 F.3d 865, 866 (Fed. Cir. 2004) (“[C]iting Federal
Circuit Rule 47.3, the Clerk of Court informed [the minor
Vaccine Act claimant]’s parents that they could not repre-
sent their son’s interests . . . in this court.”). Moreover, the
Vaccine Act includes a provision for reimbursement of at-
torney’s fees, which permits courts to award attorney’s fees
and costs even for unsuccessful petitions “brought in good
faith” and prohibits attorneys from charging their clients
more than the fees that are awarded. See 42 U.S.C.
§ 300aa-15(e); see also Sebelius v. Cloer, 569 U.S. 369, 373-
74 (2013).
Following argument, the court ordered supplemental
briefing on the representation question. See ECF No. 60.
Having reviewed the supplemental briefing, we have deter-
mined that this case does not require us to answer our own
question. As we have already noted, no party raised this
issue. Even after we ordered supplemental briefing, the
government does not ask us to dismiss this appeal based
on lack of a proper representative for Appellant. Addition-
ally, in permitting Parents to proceed before us pro se, we
are acting consistent with some of our own non-preceden-
tial decisions. See, e.g., Miles v. Sec’y of Health & Human
Servs., 769 F. App’x 925, 925 (Fed. Cir. 2019); Rogero
v. Sec’y of Health & Human Servs., 748 F. App’x 996, 997
(Fed. Cir. 2018); Padmanabhan v. Sec’y of Health & Hu-
man Servs., 638 F. App’x 1013, 1013 (Fed. Cir. 2016).
Moreover, it would be highly inefficient, and we think un-
fair to Parents – who proceeded precisely as the Vaccine
Rules and RCFC prescribe, and then proceeded here in a
manner we have previously permitted, all without objec-
tion from the government – to dismiss this now fully
briefed and argued appeal, especially as it relates to a pe-
tition filed nearly three years ago (based on injuries alleg-
edly suffered beginning more than 17 years ago).
We are aware that at least one judge of the Court of
Federal Claims has recently suggested that the RCFC
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W. J. v. HHS 9
permitting this type of pro se representation may need to
be reexamined. See Ricks v. United States, 159 Fed. Cl.
823, 824 n.1 (Fed. Cl. May 6, 2022) (contending that RCFC
83.1(a)(3) “creates a disturbing uncertainty, i.e., whether
[a claimant] consents to [a family member’s] representa-
tion,” and consequently advocating that “[t]he Court’s
Rules Committee should examine and potentially reform
RCFC 83.1(a)(3)”). Nevertheless, for the reasons we have
given above, we do not find it appropriate in this case to
decide the representation question we alone injected into
this appeal.
B
A question first raised in Parents’ memorandum in lieu
of oral argument is whether the tolling provision of 28
U.S.C. § 2501, which sets out the statute of limitations that
applies generally in the Court of Federal Claims, has ap-
plicability in Vaccine Act cases. See Memorandum in Lieu
of Oral Argument of Appellant W.J., ECF No. 58 at 1-2
(Sep. 6, 2023). We received post-argument briefing on this
subject as well. Because resolution of this issue could be
dispositive, and it presents a pure question of law, we will
resolve it. We decide that § 2501’s statute of limitations
and tolling provision are not applicable here.
Section 2501 sets forth the general statute of limita-
tions, and a tolling provision, for claims filed in the Court
of Federal Claims. It provides that:
[1] Every claim of which the United States Court of
Federal Claims has jurisdiction shall be barred un-
less the petition thereon is filed within six years af-
ter such claim first accrues. . . .
[2] . . .
[3] A petition on the claim of a person under legal
disability . . . at the time the claim accrues may be
filed within three years after the disability ceases.
28 U.S.C. § 2501 (numbers added). Paragraph [1] sets the
statute of limitations at six years after the claim accrues,
but not for a person under legal disability at the time his
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10 W. J. v. HHS
claim accrues; paragraph [3] permits such a person to file
his claim as late as three years after his disability ceases,
a time which could be far longer than six years after it ac-
crues. If paragraph [3], the tolling provision of § 2501, is
applicable here, Appellant’s claim is timely because it is
undisputed that W.J. still suffers from a legal disability
and has at all pertinent times. We conclude, however, that
neither § 2501’s statute of limitations nor its tolling provi-
sion applies to Vaccine Act petitions.
As an initial matter, paragraphs [1] and [3] go along
with one another, such that claims subject to the six-year
statute of limitations are also subject to the three-year toll-
ing provision. Likewise, only claims that are governed by
paragraph [1] are also governed by paragraph [3]. Para-
graphs [1] and [3] are directly related to one another. Alt-
hough in isolation paragraph [3] may appear as if it applies
broadly to all claims filed in the Court of Federal Claims,
in context it is clear that paragraph [3] only applies to
claims with statutes of limitations established by para-
graph [1]. These conclusions about the relationship be-
tween paragraphs [1] and [3] are confirmed by the
statutory history leading up to the present version of
§ 2501.
Initially, the tolling provision appeared in § 1069 of the
Revised Statutes of the United States as a proviso that was
plainly linked to the six-year statute of limitations set out
in that same section. See United States v. Greathouse, 166
U.S. 601, 602-06 (1897) (discussing former statute); see also
United States v. Morrow, 266 U.S. 531, 534-35 (1925) (“The
general office of a proviso is to except something from the
enacting clause, or to qualify and restrain its generality
and prevent misinterpretation. Its grammatical and logi-
cal scope is confined to the subject-matter of the principal
clause. And although sometimes used to introduce inde-
pendent legislation, the presumption is that, in accordance
with its primary purpose, it refers only to the provision to
which it is attached.”) (internal citations omitted). In 1911,
the tolling provision was explicitly incorporated into the
Tucker Act as a proviso to that statute’s six-year statute of
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W. J. v. HHS 11
limitations. See Judicial Code of 1911, Pub. L. No. 61-475,
§ 156, 36 Stat. 1087, 1139 (1911). In 1926, when the stat-
ute of limitations was codified in the first version of the
U.S. Code as 28 U.S.C. § 262 (1926 ed.), the proviso lan-
guage was omitted. Finally, in 1948, the current version of
28 U.S.C. § 2501 incorporated the phrase “person under le-
gal disability” but, consistent with the U.S. Code in 1926
(and the 1940 ed.), left out the proviso language. Pub. L.
No. 80-773, § 2501, 62 Stat. 869, 976 (1948).
Notwithstanding the change in the codified language,
we see no reason why the tolling provision in § 2501 should
not still be read as a proviso to the six-year statute of limi-
tations. The change in language between the Statute at
Large and the U.S. Code in 1926, and thereafter, appears
to be a purely editorial one. Furthermore, the parties have
pointed to no authority nor any persuasive argument for
reading the tolling provision of § 2501 independent from
the six-year statute of limitations provision. Thus, the par-
agraph [3] tolling provision is inapplicable to any petition
not governed by the paragraph [1] six-year statute of limi-
tations.
Next, we conclude that § 2501’s six-year statute of lim-
itations does not apply to Appellant’s Vaccine Act claim. In
the Vaccine Act, Congress established a specific statute of
limitations for claims based on vaccines (including MMR)
set forth in the Vaccine Injury Table: 36 months after “the
occurrence of the first symptom or manifestation of onset
or of the significant aggravation of such injury.” 42 U.S.C.
§ 300aa-16(a)(2). The Vaccine Act contains no tolling pro-
vision. As we have previously explained, § 2501’s general
provisions may be superseded by specific statutes setting
out different periods for particular types of claims. See,
e.g., Adams v. United States, 350 F.3d 1216, 1229 (Fed. Cir.
2003) (holding that two- or three-year statute of limitations
under Fair Labor Standards Act (“FLSA”) governs FLSA
violation claims brought in Court of Federal Claims); Inter-
Coastal Xpress, Inc. v. United States, 296 F.3d 1357, 1367-
68 (Fed. Cir. 2002) (holding that three-year filing period
under Interstate Commerce Act (“ICA”), rather than six-
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12 W. J. v. HHS
year period of § 2501, governs all actions brought under
ICA); Pathman Constr. Co. v. United States, 817 F.2d 1573,
1580 (Fed. Cir. 1987) (“Once a contractor elects to proceed
under the Disputes Act, the six-year statute of limitations
in 28 U.S.C. § 2501 is not applicable.”). As specific statutes
typically control over more general ones, see, e.g., First Na-
tionwide Bank v. United States, 431 F.3d 1342, 1348 (Fed.
Cir. 2005), it follows that the specific limitations provision
in the Vaccine Act governs Vaccine Act claims and the gen-
eral provision of § 2501 does not.
Since § 2501’s six-year statute of limitations does not
apply to Vaccine Act claims, the tolling provision of § 2501
is equally inapplicable. To be timely, then, Parents must
have filed the petition no later than 36 months after the
“occurrence of the first symptom or manifestation of onset
or of the significant aggravation of” W.J.’s MMR vaccine-
related injuries.
IV
We now turn to the principal arguments raised by Par-
ents and Amicus. We begin with equitable tolling, which
is the focus of this appeal, and then address additional is-
sues pressed by Parents.
A
Parents and Amicus argue that the statute of limita-
tions should have been equitably tolled, which would result
in their petition being treated as having been timely filed.
As we have already noted, Section 16(a)(2) of the Vaccine
Act governs claims resulting from vaccines administered
after October 1, 1988, and reads:
if a vaccine-related injury occurred as a result of
the administration of such vaccine, no petition may
be filed for compensation under the Program for
such injury after the expiration of 36 months after
the date of the occurrence of the first symptom or
manifestation of onset or of the significant aggra-
vation of such injury.
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W. J. v. HHS 13
42 U.S.C. § 300aa-16(a)(2). This statute of limitations be-
gins to run from “the first symptom or manifestation of an
alleged vaccine injury,” regardless of whether or not that
symptom is sufficient for diagnosis. See Carson v. Sec’y of
Health & Human Servs., 727 F.3d 1365, 1369 (Fed. Cir.
2013).
Parents and Amicus assert that the petition filed on be-
half of W.J. was timely because of equitable tolling. Equi-
table tolling pauses or “tolls” a statutory limitations period,
serving to extend otherwise explicit time limitations on fil-
ing set by Congress. See Arellano v. McDonough, 598 U.S.
1, 6 (2023). Such tolling is generally available “when a lit-
igant has pursued his rights diligently but some extraordi-
nary circumstance prevents him from bringing a timely
action.” Lozano v. Alvarez, 572 U.S. 1, 10 (2014). We have
previously found that a court may equitably toll the Vac-
cine Act’s limitations period, Cloer v. Sec’y of Health & Hu-
man Servs., 654 F.3d 1322, 1344 (Fed. Cir. 2011) (en banc),
and that mental incapacity may be a basis for equitable
tolling, K.G. v. Sec’y of Health & Human Servs., 951 F.3d
1374, 1381 (Fed. Cir. 2020). The doctrine of fraudulent con-
cealment may also toll a statute of limitations. See, e.g.,
Simmons Oil Corp. v. Tesoro Petroleum Corp., 86 F.3d
1138, 1142 (Fed. Cir. 1996).
Parents and Amicus assert that equitable tolling is
warranted here based on (1) W.J.’s mental incapacity and
inability to communicate, creating an extraordinary cir-
cumstance, (2) W.J.’s minority status, and (3) the govern-
ment’s fraudulent concealment of a connection between the
vaccine and autism. We address each argument in turn.
1
In support of their contention that W.J.’s mental inca-
pacitation warrants equitable tolling, Parents and Amicus
point to K.G. v. Sec’y of Health & Human Servs., 951 F.3d
at 1382, in which we held that equitable tolling may be
available to mentally incapacitated individuals under the
Vaccine Act even if they had an appointed legal guardian
during their incapacitation. There, K.G., an adult peti-
tioner, had suffered from alcoholism, anxiety, depression,
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14 W. J. v. HHS
and memory loss so severe that it ultimately resulted in a
stay at an in-patient facility for three years. See id. at
1377. K.G. was also found to have had such a strained and
incommunicative relationship with her sister, her then-act-
ing legal guardian and conservator, that the sister ulti-
mately withdrew from those roles. K.G.’s cognitive
function ultimately improved and her conservatorship was
terminated, after which she filed a petition for compensa-
tion under the Vaccine Act. The Court of Federal Claims
initially affirmed the special master’s denial of equitable
tolling on the basis that the petitioner, K.G., had an acting
legal guardian at the time of her mental incapacitation. On
appeal, we declined to adopt a “per se rule” that the pres-
ence of a legal guardian alone foreclosed equitable tolling.
Id. at 1381-82. We then remanded for the special master
to determine whether equitable tolling was appropriate in
light of “all relevant facts and circumstances.” Id. In doing
so, we explained that the special master would have to “an-
alyze[] the facts to determine whether [the] legal guardian-
ship alleviated the extraordinary circumstance” of the
petitioner’s mental incapacity. Id. at 1381.
K.G. further establishes that, in considering whether
equitable tolling may be appropriate, the fact that “a men-
tally incapacitated individual has a legal representative is
just one of many factors that may further inform the dili-
gence inquiry.” Id. at 1382. We also held:
[t]he significance of a legal guardian may depend
on a number of factors, including: the nature and
sophistication of the guardian (parent, lawyer,
family member, or third-party), the timing of the
institution of the guardianship (before or after the
vaccination, for example), the nature of the guard-
ian’s rights and obligations under state law, the ex-
tent to which the claimant’s mental incapacity
interferes with her relationship and communica-
tion with her guardian, the quality and nature of
the guardian’s relationship with the claimant, and
any conflicts of interest that would inhibit the
guardian from bringing a Vaccine Act claim on the
claimant’s behalf.
Case: 22-2119 Document: 77 Page: 15 Filed: 02/21/2024
W. J. v. HHS 15
Id.
Parents and Amicus contend that, here, the special
master applied a per se rule, directly contrary to our hold-
ing in K.G. We disagree. Instead, in her decision, the spe-
cial master compared W.J.’s circumstances to those
presented in K.G., correctly distinguishing them:
Unlike K.G., W.J. was an infant at the time of his
vaccination, and the petitioners, W.J.’s parents,
were capable of filing a claim on his behalf. W.J.’s
parents have not filed any evidence to suggest that
they were incapacitated in any way during any
time frame relevant to their petition. While the
Court in K.G. confirmed an equitable tolling right
for incapacitated individuals, nothing in the deci-
sion negated a legal representative’s rights and re-
sponsibilities under the Vaccine Act. . . .
[P]etitioners had the right and responsibility to
bring a timely claim on W.J.’s behalf. . . .
W.J.’s “mental incapacity” does not serve as an “ex-
traordinary circumstance.” Petitioners, as W.J.’s
legal representatives [and] his parents, had the
ability to file a petition 36 months from the onset
of the earliest symptom or manifestation of W.J.’s
injury. The same is true for all petitions brought
on behalf of all minors. Parents or other legal rep-
resentatives must file the petition on behalf of a mi-
nor within the applicable statute of limitations.
App’x 38.
This analysis amounts to more than application of the
per se rule we declined to adopt in K.G. The special master
did not simply invoke the presence of legal guardians and,
as a consequence, decline to apply equitable tolling. In-
stead, in compliance with our instruction in K.G., the spe-
cial master considered whether W.J.’s mental incapacity
constituted an extraordinary circumstance notwithstand-
ing Parents’ guardianship and found, based on a lack of ev-
idence, that it did not. We find the special master’s
extraordinary circumstance findings, and the subsequent
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16 W. J. v. HHS
affirmance by the Court of Federal Claims, were not an
abuse of discretion.
Furthermore, we agree that the facts here do not sup-
port equitable tolling. R.J. and A.J. are the parents and
legal guardians of W.J. and have been throughout W.J.’s
life, including when he received the MMR vaccine. As
W.J.’s parents and legal guardians, Parents were expressly
authorized to bring a claim on W.J.’s behalf. See 42 U.S.C.
§ 300aa-11(b)(1)(A) (permitting legal representatives of mi-
nors or disabled individuals to file petitions on their be-
half); 42 U.S.C. § 300aa-33(2) (defining “legal
representative” to include “a parent or an individual who
qualifies as a legal guardian under State law”). Unlike in
K.G., here, Parents have not shown any reason why they,
as legal guardians, could not have filed the petition within
the statutory timeframe, despite W.J.’s mental incapacita-
tion. Indeed, Parents made other medical decisions on be-
half of W.J. throughout this exact timeframe. See, e.g.,
App’x 180-84. There is no suggestion that Parents have a
strained relationship with their son or that there are any
conflicts of interest that would have dissuaded them from
filing a petition earlier. Although, as we held in K.G., men-
tal incapacity of an individual with a legal guardian may
still merit equitable tolling, it does not always.
Therefore, we agree with the Court of Federal Claims
and the special master that Parents failed to plead facts
establishing that W.J.’s mental incapacitation constituted
extraordinary circumstances warranting equitable tolling.
2
Amicus argues that minority tolling should apply, con-
tending that the statutory purposes underlying the Vaccine
Act demonstrate Congress’ intent for a child’s minority sta-
tus to qualify as a per se extraordinary circumstance war-
ranting tolling. We are unpersuaded.
The plain language of the Vaccine Act does not include,
or even suggest, minority tolling, and Amicus does not con-
tend otherwise. Instead, Amicus points to legislative his-
tory to demonstrate the pro-child and pro-claimant nature
Case: 22-2119 Document: 77 Page: 17 Filed: 02/21/2024
W. J. v. HHS 17
of the Act. But the passages on which Amicus relies only
support Congress’ general intent to compensate injured
children or its consideration of staying co-pending state law
actions during the pendency of Vaccine Act claims. See
generally H.R. Rep. No. 99-908 (1986). Even assuming leg-
islative history could make up for a lack of statutory text
(a dubious proposition we need not reach), Amicus points
to no statements by any individual legislator specifically
contemplating minority tolling. Given that Congress cre-
ated the Vaccine Act to “protect [the Nation’s] children,”
H.R. Rep No. 99-908, at 4 (1986) (emphasis added), and set
forth an explicit statute of limitations for filing petitions,
we conclude that the lack of any statutory provision provid-
ing for minority tolling is conclusive proof that Congress
did not intend to provide for such tolling.
3
Fraudulent concealment may toll a statute of limita-
tions where, “assuming due diligence on the part of the
plaintiff . . . the misconduct in question has been concealed,
or is of such character as to conceal itself.” Simmons, 86
F.3d at 1142 (internal quotation marks omitted). “[A] mere
failure to come forward with facts that would provide the
plaintiff with a basis for suit does not constitute fraudulent
concealment.” Id. at 1143.
Parents argue they have shown that the government
“fostered and promoted the scientific finding” that there is
no link between the MMR vaccine and autism. App’x 19
(internal quotation marks omitted). In this way, they con-
tend, the government concealed the evidence Parents
needed to file their petition in a more timely manner. Even
reading Parents’ petition in the light most favorable to
W.J., it defeats their contention of fraudulent concealment.
By Parents’ own account, their petition includes “hard evi-
dence of a link between vaccines and autism,” including
reference to over 5,100 cases filed by parents seeking com-
pensation for their child’s autism on the basis of a vaccine-
related injury. App’x 19, 41; see also App’x 39, 58, 102-04.
Hearings for these cases took place between 2007 and 2009,
confirming that evidence of the type Parents contend was
Case: 22-2119 Document: 77 Page: 18 Filed: 02/21/2024
18 W. J. v. HHS
fraudulently concealed by the government was available in
the timeframe when W.J.’s petition would have been
timely. Parents have failed to adequately allege that their
exercise of reasonable diligence could not have revealed to
them the basis for their claim at that time.
Parents have additionally failed to plead any facts to
suggest intentional concealment by the government; in-
deed, to the contrary, they have disavowed any allegation
that the government engaged in intentional fraud. App’x
59 (“[Appellants] do not explicitly claim that these denials
of any connection between vaccines and autism by the fed-
eral government and the vaccine manufacturers are inten-
tionally fraudulent.”). But equitable tolling is only
warranted when the “fraud has been concealed” and the
party alleging concealment has exercised due diligence “in
coming to the knowledge of the fraud.” Bailey v. Glover, 88
U.S. 342, 349 (1874); see also Simmons, 86 F.3d at 1142.
For these reasons, fraudulent concealment cannot
serve as a basis for equitable tolling in this case.
B
Parents assert additional errors by the special master,
some of which we discuss below. None has merit.
1
Parents argue that Congress declined to authorize spe-
cial masters to entertain or rule upon Rule 12(b)(6) motions
to dismiss. They point to Section 300aa-12(d)(2)(C) of the
Vaccine Act, which specifically entrusts special masters
with the power to rule on summary judgment motions but
does not refer to motions to dismiss. However, the lan-
guage of the statute is merely exemplary, pointing to pro-
cedural rules that may be adopted “includ[ing] the
opportunity for summary judgment.” 42 U.S.C. § 300aa-
12(d)(2)(C) (emphasis added). The Vaccine Rules reiterate
this inclusiveness, explaining that “[t]he special master
may decide a case on the basis of written submissions with-
out conducting an evidentiary hearing,” and that “[s]ub-
missions may include a motion for summary judgment.”
Vaccine Rule 8(d) (emphasis added). Nothing in this
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W. J. v. HHS 19
language, nor any other provision of the Vaccine Act, ex-
cludes 12(b)(6) motions to dismiss.
Additionally, “[t]he statute and the Vaccine Rules give
the special masters broad authority in conducting proceed-
ings under the Act.” Simanski v. Sec’y of Health & Human
Servs., 671 F.3d 1368, 1371 (Fed. Cir. 2012). This broad
authority is embodied in, for example, Vaccine Rule 1(b),
providing that “[i]n any matter not specifically addressed
by the Vaccine Rules, the special master may regulate ap-
plicable practice, consistent with these rules and with the
purpose of the Vaccine Act, to decide the case promptly and
efficiently.” Moreover, Vaccine Rule 1(c) provides that the
RCFC, which include RCFC 12(b)(6), apply to the extent
that they are consistent with the Vaccine Rules. That
these authorities all contemplate and certainly do not pro-
hibit motion to dismiss practice is confirmed by the long
experience of special masters entertaining such motions in
countless proceedings.
We therefore find that special masters have jurisdiction
to rule on motions to dismiss.
2
The doctrine of separation of powers did not bar the
special master from dismissing W.J.’s claims. As an initial
matter, we do not agree with Parents that the special mas-
ter raised the statute of limitations issue sua sponte. In-
stead, as the special master observed during the initial
status conference, the possible untimeliness of W.J.’s
claims is evident on the face of the petition. See App’x 68.
The petition alleges that W.J. received his first MMR vac-
cine in 2005. As the petition was not filed until 2021, 17
years later, the special master – who, after all, solely han-
dles cases arising under the Vaccine Act – noticed that the
question of whether W.J.’s claims were timely was an obvi-
ous concern.
In any event, special masters, just like judges, have
wide latitude in managing their docket. See Landis v. N.
Am. Co., 299 U.S. 248, 254-55 (1936) (“[E]very court [has
inherent power] to control the disposition of the causes on
Case: 22-2119 Document: 77 Page: 20 Filed: 02/21/2024
20 W. J. v. HHS
its docket with economy of time and effort for itself, for
counsel, and for litigants.”). This broad discretion is explic-
itly outlined in the statute and the Vaccine Rules. See, e.g.,
42 U.S.C. § 300aa-12(d)(2)(A) (stating that Vaccine Rules
shall “provide for a less-adversarial, expeditious, and infor-
mal proceeding for the resolution of petitions”); Vaccine
Rule 3(b) (“The special master is responsible for . . . con-
ducting all proceedings . . . [and] endeavoring to make the
proceedings expeditious, flexible, and less adversarial.”).
Special masters, like judges, can prioritize potentially case-
dispositive issues at the start of a case, in an exercise of
their discretion. See, e.g., Vivid Tech., Inc. v. Am. Sci. &
Eng’g, Inc., 200 F.3d 795, 803-04 (Fed. Cir. 1999) (“When a
particular issue may be dispositive, the court may stay dis-
covery concerning other issues until the critical issue is re-
solved.”).
Here, the special master acted well within her discre-
tion in identifying a concern regarding the statute of limi-
tations at the outset of the case. That the government
happened to be the party filing the motion to dismiss,
which they very likely would have filed regardless of the
special master’s inquiry and which Parents had the oppor-
tunity to oppose, does not convert the special master’s rou-
tine case management action into a separation-of-powers
issue.
3
Parents next argue that the trial court and special mas-
ter erred in dismissing their fraudulent concealment claim
because they misapplied the Iqbal/Twombly pleading
standard and considered material outside the pleadings.
We disagree. Rather, the court and special master merely,
and appropriately, found that the facts pleaded in the peti-
tion did not provide the support necessary to adequately
allege fraudulent concealment. The court and special mas-
ter properly evaluated Parents’ petition, including by as-
suming all pleaded facts to be true, and reached the
conclusion that the petition did not state a fraudulent con-
cealment claim on which relief could be granted, a conclu-
sion we have reviewed and now uphold.
Case: 22-2119 Document: 77 Page: 21 Filed: 02/21/2024
W. J. v. HHS 21
We therefore affirm the Court of Federal Claims’ con-
clusion that equitable tolling was not appropriate and,
thus, that Appellants’ petition was not timely filed under
42 U.S.C. § 300aa-16(a)(2).
V
We have considered Parents’ remaining arguments but
find them unpersuasive. For the foregoing reasons, we af-
firm the judgment of the Court of Federal Claims.
AFFIRMED
COSTS
No costs.