UNPUBLISHED
UNITED STATES COURT OF APPEALS
FOR THE FOURTH CIRCUIT
UNITED STATES OF AMERICA,
Plaintiff-Appellee,
v. No. 97-4589
SANFORD R. SHAPIRO,
Defendant-Appellant.
Appeal from the United States District Court
for the District of Maryland, at Baltimore.
Frederic N. Smalkin, District Judge.
(CR-96-424-S)
Submitted: July 14, 1998
Decided: August 3, 1998
Before MURNAGHAN, LUTTIG, and MOTZ, Circuit Judges.
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Affirmed by unpublished per curiam opinion.
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COUNSEL
Charles L. Waechter, Arbutus, Maryland, for Appellant. Lynne A.
Battaglia, United States Attorney, Dale P. Kelberbman, Assistant
United States Attorney, Baltimore, Maryland, for Appellee.
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Unpublished opinions are not binding precedent in this circuit. See
Local Rule 36(c).
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OPINION
PER CURIAM:
Sanford R. Shapiro pled guilty to aiding and assisting in the prepa-
ration of false income tax returns and bankruptcy fraud. See 26 U.S.C.
§ 7206(2) (1994) & 18 U.S.C. § 152 (1994). Despite an unremarkable
and thorough Fed. R. Crim. P. 11 proceeding after which the district
court accepted Shapiro's plea as willfully and intelligently made, Sha-
piro moved to withdraw his plea the day before he was to be sen-
tenced. See Fed. R. Crim. P. 32(e). The district court, after allowing
Shapiro significant latitude in explaining his reasons for the eleventh-
hour motion, denied the motion and sentenced Shapiro to thirty-six
months in prison. Shapiro appeals his conviction.
Shapiro's only suggestion of error on appeal is that the district
court erred in refusing to allow him to withdraw his plea. The with-
drawal of a guilty plea is not a matter of right. See United States v.
Ewing, 957 F.2d 115, 119 (4th Cir. 1992). The defendant bears the
burden of showing a "fair and just" reason for the withdrawal even in
the absence of a showing of prejudice by the Government. See Fed.
R. Crim. P. 32(e); United States v. Hyde, ___ U.S. ___, 65 U.S.L.W.
4369 (U.S. May 27, 1997) (No. 96-667); United States v. Moore, 931
F.2d 245, 248 (4th Cir. 1991). "[A] `fair and just' reason . . . is one
that essentially challenges . . . the fairness of the Fed. R. Crim. P. 11
proceeding." United States v. Lambey, 974 F.2d 1389, 1394 (4th Cir.
1992) (en banc). We review the district court's denial of the motion
to withdraw the plea for abuse of discretion. See United States v.
Wilson, 81 F.3d 1300, 1305 (4th Cir. 1996).
In order to abuse its discretion, a district court must either fail or
refuse to exercise its discretion, or rely on an erroneous legal or fac-
tual premise in the exercise of its discretionary authority. See James
v. Jacobson, 6 F.3d 233, 239 (4th Cir. 1993). In this case, there is no
evidence of an abuse of discretion apparent from the record and Sha-
piro has identified none. The district court did not rely on an errone-
ous legal or factual premise to exercise its discretion in denying the
motion. Generally, courts consider six factors in determining whether
to permit the withdrawal of a guilty plea: (1) whether the defendant
offered credible evidence that the plea was not knowing or voluntary;
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(2) whether the defendant credibly asserted his legal innocence;
(3) the length of delay between the entry of the plea and the filing of
the motion to withdraw; (4) whether the defendant had the assistance
of effective counsel; (5) whether withdrawal would prejudice the
government; and (6) whether withdrawal would inconvenience the
court or waste judicial resources. See Moore, 931 F.2d at 248.
In this case, the district court referred specifically to the applicable
legal standard, correctly applied the facts of Shapiro's request to with-
draw his plea, and, in an exercise of the district court's discretion,
denied Shapiro's motion. The court carefully considered Shapiro's
statements in support of his motion to withdraw his plea in light of
his statements at his Fed. R. Crim. P. 11 hearing. There is no sugges-
tion in the record on appeal that the district court abused its discre-
tion. On appeal, Shapiro merely contests the district court's
evaluation of the six factors of Moore and contends that the district
court did not give each its appropriate weight. Shapiro's mere dis-
agreement with the district court's conclusions does not amount to an
abuse of the court's discretion. As a result, we find no cause to disturb
the district court's ruling.
We hereby affirm Shapiro's conviction entered on his guilty plea.
We dispense with oral argument because the facts and legal conten-
tions are adequately presented in the materials before the Court and
argument would not aid the decisional process.
AFFIRMED
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