IN THE SUPREME COURT OF THE STATE OF KANSAS
No. 123,631
STATE OF KANSAS,
Appellee,
v.
KYLIE JO ELIZABETH WALDSCHMIDT,
Appellant.
SYLLABUS BY THE COURT
1.
Under K.S.A. 2022 Supp. 21-5402(c)(2)(D) and (F), aggravated assault, as defined
in K.S.A. 2022 Supp. 21-5412(b), and amendments thereto, and aggravated battery, as
defined in K.S.A. 2022 Supp. 21-5413(b)(1), and amendments thereto, can both serve as
predicate felonies for felony murder if they are so distinct from the killing as to not be an
ingredient of the killing.
2.
The merger doctrine examines whether an inherently dangerous felony is part of
the killing, or if it stands as an independent predicate felony supporting a felony murder
charge. This assessment hinges on factors such as the temporal and spatial proximity
between the predicate felony and the killing, as well as the causal relationship between
them.
3.
Felony murder holds a defendant strictly liable for homicides occurring in the
commission of, attempt to commit, or flight from any inherently dangerous felony.
Consequently, self-defense can never be a legal justification for the killing itself; it may
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be asserted only in felony-murder cases to the extent it may negate an element of the
underlying inherently dangerous felony.
4.
Under K.S.A. 60-404, evidentiary claims, including those concerning questions
and responses during witness examination, must be preserved for appellate review by a
contemporaneous and specific objection at trial.
5.
Prosecutors commit error by stating their opinions to the jury.
6.
Under both the United States and Kansas Constitutions, a criminal defendant has
the right to present their defense theory, and excluding evidence integral to that theory
violates their fundamental right to a fair trial. To constitute error, the excluded evidence
supporting the defense theory must be relevant, admissible, and noncumulative.
7.
Under K.S.A. 60-407(f), all relevant evidence is admissible unless barred by
statute, constitutional provisions, or caselaw. When a defendant's intent is in question, a
trial court must allow the defendant to testify about the defendant's motive and actual
intent, or state of mind, provided that such testimony aligns with our legal principle.
8.
K.S.A. 2022 Supp. 22-3414(3) provides that no party may claim as error the
giving or failing to give an instruction unless that party timely objects by stating a
specific ground for objection or unless the instruction or failure to give an instruction is
clearly erroneous.
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9.
Unpreserved instructional issues that are not clearly erroneous may not be
aggregated in a cumulative error analysis because K.S.A. 2022 Supp. 22-3414(3) limits a
party's ability to claim them as error. Our caselaw suggesting otherwise is disapproved.
Appeal from Ellis District Court; GLENN R. BRAUN, judge. Oral argument held December 13,
2022. Opinion filed April 12, 2024. Affirmed.
Corrine E. Gunning, of Kansas Appellate Defender Office, argued the cause, and Bryan W. Cox,
of the same office, was with her on the briefs for appellant.
Aaron J. Cunningham, assistant county attorney, argued the cause, and Derek Schmidt, attorney
general, was with him on the brief for appellee.
The opinion of the court was delivered by
BILES, J.: Kylie Waldschmidt directly appeals her convictions for aiding and
abetting felony murder and interference with a law enforcement officer arising from the
killing of Diego Gallaway by Ryan Thompson. We affirm.
We hold: (1) the district court did not err by rejecting Waldschmidt's merger
claim; (2) the court's omission of a self-defense instruction was not clearly erroneous; (3)
prosecutorial error occurred, although none of the errors require reversal either
individually or collectively; (4) the district court did not violate Waldschmidt's right to
present her defense theory by sustaining an objection to a question about her intent; and
(5) cumulative error does not require reversal. In so ruling, we determine that
unpreserved instructional issues that are not clearly erroneous may not be aggregated in a
cumulative error analysis because K.S.A. 2022 Supp. 22-3414(3) limits a party's ability
to claim them as error. Our caselaw suggesting otherwise is disapproved.
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FACTUAL AND PROCEDURAL BACKGROUND
Gallaway and Waldschmidt began a romantic relationship in 2014. For several
years, they were friends with Thompson. He sold them methamphetamine and all three
regularly used the drug. About a week before his killing, Gallaway accused Thompson of
having a sexual relationship with Waldschmidt. Thompson denied it because "at the time
I wasn't." But a few days later Thompson and Waldschmidt began an intimate
relationship, and she stopped living with Gallaway and stayed with Thompson.
Waldschmidt expected money from Gallaway because he claimed their children
on his tax return, but he threatened not to give it to her. She and Thompson discussed
ways to get her share if he reneged. Thompson even called Gallaway's bank, pretending
to be him, and helped set up a PayPal account for a transfer. They never got the money
before he died.
On February 27, 2019, the day of the homicide, Waldschmidt planned to return
Gallaway's debit card she used with his consent during their relationship. She said she
intended to drop it off at Gallaway's apartment because he was "angry" about it and her
relationship with Thompson. She asked Thompson to go with her.
On their way to Gallaway's, Waldschmidt drove to Alysha Meade's residence,
where Thompson sold Meade methamphetamine and got a gun. Waldschmidt waited in
the car. Thompson testified he took the pistol out of his pocket when he re-entered the car
and put "it down on the floorboard and jacked a few rounds through it, just to make sure
it wouldn't jam, and then checked the safety."
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When police interviewed Thompson after the killing, he said Waldschmidt was
"relieved" he brought the gun and felt safer knowing he had it. He also said she "freaked
out" about the gun when he was "function-checking" it. He put the gun between the
passenger seat and console after chambering a bullet. At trial, he told a different story. He
claimed Waldschmidt said nothing about the gun and may not have even seen it because
"she was driving, it was dark, and I was down on the floorboard" hidden behind the "big
center console." He denied showing her the gun. She denied ever seeing it in the car.
When they arrived at Gallaway's apartment about 10 p.m., Thompson told
Waldschmidt to back into a parking spot "so they could get away should things go south."
She parked near a shed "right next to the back door of [the] apartment." Thompson got
out and smoked a cigarette. He put Gallaway's debit card on the car hood and then
swapped places with Waldschmidt, so she sat in the passenger's seat. He called Gallaway
using Waldschmidt's phone to tell him they were there to return the debit card. When
Gallaway came out, he ignored the card and went straight for the vehicle's passenger side.
Thompson and Waldschmidt gave similar accounts about what happened next. She
said at trial:
"I just remember [Gallaway] coming out and coming to my window and yelling and
screaming at me, trying to open the door, and [Thompson] came up to him. I do
remember there was some words exchanged between the two of them. [Thompson] told
him to get his card and go back in the house. And [Gallaway] said, 'What the fuck are
you going to do about it, man?' And that's when a physical confrontation ensued.
"And I—I saw them struggle. I couldn't hear them though after a little bit,
because they were not in earshot anymore, so I don't know if there were more words
exchanged. I don't know. I heard a pop, and I seen somebody fall to the ground. And
that's when I got out of the car and seen [Gallaway] laying there on the ground, and I
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immediately ran up to him. And [Thompson] told me, 'Don't look at him, go inside and
call 9-1-1.' And so I did."
She saw Thompson throw the gun into the snow. She went into the apartment to
call 911. She did not see Thompson leave. During the 911 call, Waldschmidt told the
dispatcher her "ex-boyfriend just came at my boyfriend with a gun."
Police found a .22 caliber pistol near Gallaway's body. An officer attempted CPR,
but Gallaway died moments later. An autopsy confirmed he died from a single gunshot to
the back of the head. The wound had an irregular shape consistent with the gun barrel
being pushed up against the skin. His index finger was lacerated, his face showed
swelling, and his shoulder had abrasions. The coroner speculated Gallaway injured his
hand by reaching back to grab the gun barrel before it fired, although he observed no soot
in the wound.
The State charged Waldschmidt with one count of aiding and abetting felony
murder during the commission of aggravated assault or aggravated battery and one count
of interference with law enforcement by giving false information. Thompson pled guilty
to second-degree murder in a separate case. The jury found Waldschmidt guilty as
charged. The district court imposed a hard 25 life sentence for the murder and a six-
month consecutive prison term for the interference. Waldschmidt directly appeals.
MERGER OF THE PREDICATE FELONIES
Felony murder is the killing of a human being "in the commission of, attempt to
commit, or flight from any inherently dangerous felony." K.S.A. 2022 Supp. 21-
5402(a)(2). If a death occurs in the context of an inherently dangerous felony, all
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participants are guilty of felony murder, irrespective of who actually killed the person.
State v. Pattillo, 311 Kan. 995, 1000, 469 P.3d 1250 (2020).
Aggravated assault and aggravated battery can both serve as predicate felonies for
felony murder if they are "so distinct from the homicide . . . as to not be an ingredient of
the homicide." K.S.A. 2022 Supp. 21-5402(c)(2)(D), (c)(2)(F). This means both are
subject to the merger doctrine, which examines whether the underlying felony is part of
the killing as opposed to an independent predicate crime supporting felony murder. See
Pattillo, 311 Kan. at 1000-01.
Before trial, Waldschmidt moved to dismiss the felony-murder charge on a theory
of merger, arguing both predicate felonies were not so distinct from Gallaway's killing.
The district court rejected this argument during pretrial proceedings and again at trial.
She repeats it now on appeal. We hold the district court did not err.
Standard of review
We review the district court's ruling under the merger doctrine de novo. See State
v. Reed, 302 Kan. 390, 397-98, 352 P.3d 1043 (2015). To the extent the governing
statute, K.S.A. 2022 Supp. 21-5402(c)(2), requires a predicate felony be "so distinct from
the homicide," a district court, as a gatekeeper, makes a legal determination whether the
evidence is strong enough to reach a jury. Cf. State v. Pepper, 317 Kan. 770, 776, 539
P.3d 203 (2023); State v. Wade, 284 Kan. 527, 540, 161 P.3d 704 (2007).
Additional factual and procedural background
After the preliminary hearing, Waldschmidt moved to dismiss the felony-murder
count by focusing on how Thompson used the handgun:
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"A review of the Preliminary Hearing Transcript herein should show that Ryan
Thompson's producing a handgun, pointing the same at [Gallaway], and firing one (1)
shot, killing [Gallaway] is all part of one 'single assaulting incident' that resulted in death
and merges with the homicide." (Emphasis added.)
In response, the State more expansively summarized its factual allegations:
Waldschmidt and Thompson drove to Meade's house to sell her methamphetamine.
While there, Meade gave Thompson the gun. The pair then drove to Gallaway's
apartment to return his debit card. They intended to have Thompson either scare him or
"beat his ass." Thompson called Gallaway to say they arrived with his debit card.
Gallaway came out and confronted Waldschmidt. Thompson retrieved the gun, walked
around the car, came up behind Gallaway, and placed him in a headlock. The pair
struggled away from the car "for several feet" until they backed into a shed where
Thompson shot Gallaway in the head and killed him.
The State referenced the coroner's testimony about the headlock and described
abrasions on Gallaway's arm and shoulder, as well as injury to his lower jaw and
discoloration along the right side of his face consistent with someone placed in a
headlock. The coroner observed marks "on the back of the head where a gunsight
would've been pressed into the head." The State then articulated how these allegations
satisfied the elements for both aggravated assault and aggravated battery.
At a pretrial hearing, defense counsel again described Thompson as getting out of
the car, advancing toward the victim, and pointing the gun in Gallaway's direction.
Counsel summarized the coroner's testimony as Thompson and Gallaway "struggling
over the gun, Mr. Ryan Thompson prevailed, placing [Gallaway] in a headlock and
administering the fatal shot." Counsel noted there was "some question as to how long this
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struggle ensued" and argued: "[I]t was all very lineal. The gun is produced, pointed at
decedent, contact is made with the decedent while decedent is being restrained. The
shooter, Mr. Thompson, places gun to decedent's head and delivers one fatal shot."
The court overruled Waldschmidt's motion in a written decision. In its factual
recitation, the court saw the case as the State did—Thompson began the struggle by
retrieving the gun, walking around the front of the car, coming up behind the victim and
placing him in a headlock with Thompson "ultimately" shooting the victim in the head,
several feet away from the car. The court noted the coroner's testimony about the struggle
explained Gallaway's abrasions on his left upper arm and left upper shoulder and damage
to his lower jaw and discoloration. It concluded:
"[T]he elements of both Aggravated Assault and Aggravated Battery are distinct from the
act of shooting the gun, which ultimately killed Gallaway. There were messages
regarding beating up Gallaway before the incident and testimony that [Waldschmidt]
stated the gun was present to scare Gallaway. Before the shot that killed Gallaway, there
was a struggle after Gallaway was placed in a headlock. The gun was visible. According
[to] the Coroner, there were injuries consistent with the headlock when Thompson had
his arm around Gallaway's neck and throat. The struggle began at the car. Gallaway's
body ended up several feet away from the car. Taking away the shot itself that killed
Gallaway, the other testimony independently supports the underlying alternative felonies
which are distinct from the homicide itself. As such, the Motion to Dismiss is denied."
After the State rested its case-in-chief, Waldschmidt moved for directed verdict,
largely based on the pretrial merger motion, adding that Thompson testified the struggle
lasted "15 to 30 seconds." The court summarized this as the "time sequence is of such
brevity that it couldn't constitute the commission of either aggravated assault or
aggravated battery." Defense counsel agreed, describing what happened as the "infamous
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single act." The State countered, "Whether it was 15 seconds or a minute . . . both an
aggravated assault and an aggravated battery could occur in that timeframe."
After hearing the parties' arguments, the court found sufficient evidence "to let that
issue reach the jury." It noted Thompson's testimony demonstrated "the events [were]
anywhere from 15 to 30 seconds to a minute," and that the coroner's testimony stated
"there was evidence of a battery that occurred in conjunction with or just prior to the
shooting."
At the close of evidence, Waldschmidt renewed the merger motion summarily
without refinements. The court again ruled sufficient evidence existed to submit the
matter to the jury.
Discussion
Felony murder requires proving two causation elements: (1) the death must occur
within the res gestae of the underlying felony; and (2) there must be a direct causal
connection between the felony and the homicide. State v. Phillips, 295 Kan. 929, 940,
287 P.3d 245 (2012). Res gestae refers to acts before, during, or after the principal
occurrence that are so closely connected with the principal occurrence to actually be a
part of it. A direct causal connection exists unless an extraordinary intervening event
supersedes the defendant's act to become the sole legal cause of death. Three factors—the
time, distance, and causal relationship between the underlying felony and the killing—
determines whether the underlying felony is part of the killing. 295 Kan. at 940-41.
In Waldschmidt's case, the jury returned its guilty verdict for the felony-murder
count on both aggravated assault and aggravated battery. The jury instructions were
modeled after PIK and recited aggravated assault's generic elements:
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"a. Ryan Thompson knowingly placed or attempted to place, [Gallaway] in
reasonable apprehension of bodily harm.
"b. Ryan Thompson did so with a deadly weapon.
"c. A 'deadly weapon' is an instrument which, from the manner in which it is
used, is calculated or likely to produce death or serious bodily injury."
Similarly, the jury instructions set out aggravated battery's generic elements:
"a. Ryan Thompson knowingly caused physical contact with [Gallaway] in a
rude, insulting or angry manner with a deadly weapon.
"b. A 'deadly weapon' is an instrument which, from the manner in which it is
used, is calculated or likely to produce death or serious bodily injury."
In arguing against the verdict, Waldschmidt cannot overcome the questions of fact
created by the disputed evidence that the jury resolved against her. For example, there
was inconsistent evidence about the time elapsed between Thompson rounding the front
of the car with the gun and the fatal shot. Thompson at one point testified the "whole
episode" took between 30 seconds and a minute from the time Gallaway came up to the
car. In other testimony, he estimated the fight itself lasted less than 30 seconds and even
said "[t]he total time from me going over to the other side of the car and him getting shot
is less than 10, 15 seconds easy." Thus, while one comment suggests a timeframe of a
minute, other evidence contradicts that. The jury was left to resolve it.
Likewise, the jury had to assess Thompson's credibility when he testified that he
rounded the car with the gun pointed at the ground, not Gallaway, because the "assaultive
conduct" (showing Gallaway the gun) is different from pointing the gun and firing it in
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one continuous movement. Particularly, Thompson claimed Gallaway grabbed the gun
and inadvertently brought it toward his own body, and that Thompson only then hit the
trigger. Viewed in this light, Thompson's act of displaying the gun precipitated the
struggle that, ultimately, concluded in Gallaway's death.
But in another account, Thompson testified he exited the car with the gun, "cleared
the passenger side and [Gallaway] saw the gun, [and] that's when [Gallaway] came with
his right hand." Thompson said after that he pulled Gallaway back to "try to get him to let
go of it. It turned his body, so I put him in a headlock." Thompson said he used his left
arm to put Gallaway in a headlock that "[Gallaway] did not get out of" until "I threw him
out of the headlock. I threw his whole body." Thompson agreed that this caused "a
separation" of the two before he fired.
The evidence presents conflicting perspectives, but it provides sufficient grounds
for the jury to conclude Thompson's act of displaying the gun was not "'a single instance
of assaultive conduct'" resulting in Gallaway's death—even if it led to it. See State v.
Sanchez, 282 Kan. 307, 319, 144 P.3d 718 (2006). The essence of the purported
aggravated assault—as described by Thompson—was distinct enough from the act that
killed Gallaway for the jury to consider when deciding whether Waldschmidt aided and
abetted felony murder.
As for the aggravated battery, the district court noted the evidence created jury
questions about the struggle just prior to the shooting. The State's medical evidence
detailed discoloration on the right side of Gallaway's face and some "indistinct areas of
swelling from the lateral face up across the cheek near the eye." When asked for a
potential cause, the coroner testified it "[c]ould be a direct blow; could be a broad surface
like an arm, an elbow, a knee, or a hip could have struck the individual cross this area."
The coroner also mentioned abrasions to the upper left arm and injuries to the body, "the
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size range of somebody having grabbed him there." He noted torn skin on the fingers and
a "taller oval-shaped wound that couples immediately with a trapezoidal, a rectangular
injury," "similar to the front sight of a gun that was present at the scene" on the head. And
the coroner believed the victim's left hand reached back to try to grab the gun barrel or
the gun during the struggle, causing an injury on the index finger. He also detailed other
injuries, including contusions on the right side of the face and left upper arm and shoulder
and lacerations to the fingers consistent with struggling to get control of a handgun.
On cross-examination, the coroner described breaking or injuring the hyoid bone
in the neck with a headlock. He also said using arms would have spread the force across a
wider diameter that "may not break the hyoid bone, but you can shut off blood flow and
air flow." He did not see any petechiae, which would show restricted breathing by closing
off the airway, but he noted it could result from an arm around someone's neck. This
prompted redirect about not necessarily breaking the hyoid bone. The prosecutor inquired
whether hypothetically if an individual approached Gallaway from behind, "put him in a
choke hold, put the gun to the back of his head, you would have . . . that could happen
and still have what you found." The coroner said, "Yes."
The coroner added this could explain reaching back for the gun with the left hand
and a potential for injury on the right hand. Then, there was this exchange:
"Q. So under the scenario I gave you or hypothetically I gave you, a person
putting him in [a] choke hold, putting the gun to the bottom of his skull, that [is]
consistent with your report.
"A. It is."
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Again, the evidence conflicts. But its strength warranted Waldschmidt's case
proceeding to trial, affording the jury the opportunity to carefully weigh it and arrive at a
factual conclusion about what happened. As the State's brief argues:
"Thompson's account explains that by placing [Gallaway] in a headlock, he was using his
arms as a deadly weapon in which they were used, calculated, or likely to produce death
or serious bodily injury. See In re J.A.B., 77 P.3d 156, 31 Kan. App. 2d 1017 (2003)
(whether an instrument is a deadly weapon, for purposes of aggravated battery is tied to
the circumstances in which the instrument is used, this determination is generally a
question reserved to the finder of fact). [Coroner] established [Gallaway] sustained
injuries consistent with being placed in a headlock. Here, holding [Gallaway] in the
headlock, prior to the struggle over to the shed, Thompson completes the crime of
aggravated battery, prior to the causal act which led to [Gallaway's] death."
Finally, we mention Waldschmidt's newly raised assertion on appeal that the State
abandoned the headlock as a basis for aggravated battery. Her opening brief made this
short, cryptic, and undeveloped comment: "After it presented its evidence at trial, the
State no longer relied on the headlock, but instead argued to the jury that the act was
touching [Gallaway] with the gun." (Emphasis added.) She cited three pages from the
trial record as support without further explanation or legal authority, and the cited pages
do not compel us to conclude the State abandoned the headlock as a factual element.
As a matter of appellate practice, we fail to see how this brevity creates a
substantive issue for the State or this court to follow up on. See State v. Davis, 313 Kan.
244, 248, 485 P.3d 174 (2021) ("Issues not briefed are deemed waived or abandoned.").
The only statement from the State's response brief that might relate argues:
"It has consistently been the State's theory that Thompson committed multiple
felonies that day (two aggravated assaults—the second of which would merge, two
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aggravated batteries—the second of which would merge, and a murder). The State asserts
Thompson commits an aggravated assault when Thompson initially clears the passenger
side and [Gallaway] sees the gun. Thompson then commits an aggravated battery when
he places [Gallaway] in a headlock. Following the headlock, Thompson throws
[Gallaway] aside separating the two of them. Thus, completing the first aggravated
assault and the first aggravated battery (which do not merge). After Thompson throws
[Gallaway] aside, Thompson points the gun at [Gallaway] a second time, committing the
second aggravated assault (which merges). Thompson then commits a second aggravated
battery by 'jamming' the barrel of the gun to [Gallaway]'s head (which merges)."
As readily seen, the State conceded its self-described "second" aggravated assault
(pointing the gun just before firing) and its so-called "second" aggravated battery
(striking the gun barrel to Gallaway's head) merged with the murder, so those "second"
felonies were not at issue. But the State also argues against merger based on each alleged
felony's time, distance, and causal relationships from the killing, distinguishing the
"initial aggravated assault and aggravated battery from the terminal aggravating battery."
Undeterred, Waldschmidt's reply brief continued: "While the State relied solely
on the headlock during pretrial arguments regarding merger, it had abandoned that theory
by the time it argued its case to the jury." She contended the State's case presented a
multiple acts problem "resolved" only by abandoning the headlock theory. And she
characterized the State's opening and closing statements as the "functional equivalent of
an election" to drop the headlock, relying on State v. Moyer, 306 Kan. 342, 361, 410 P.3d
71 (2017) ("We have previously considered a prosecutor's opening statement and closing
argument as constituting the functional equivalent of an election by the State.").
At oral argument, we asked the State about this election claim. It noted the
prosecutor's closing referenced both the headlock and the medical testimony about
bruising and abrasions resulting from it, as well as cuts caused by the gun. On rebuttal,
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Waldschmidt repeated that the State "functionally elected" to proceed only on the gun as
the instrument for the aggravated battery.
But the record does not establish Waldschmidt's newest contention if we can even
call it that. In opening statements, the prosecutor began by telling the jury:
"On February 27, 2019, Ryan Thompson goes around the front of the defendant's
car, grabs Diego Gallaway, forces him into a headlock, places the barrel of a .22
Browning Buck Mark gun against [Gallaway]'s head and [Gallaway] struggles for his
life. He begins to force Thompson back up against the shed, when pop, the gun goes off.
[Gallaway] goes limp and falls dead on the icy pavement of the parking lot, as the
defendant watches from the safety of inside her car, which she drove there. The defendant
Kylie Waldschmidt watches the father of her children die along with all of her hopes of
getting the $10,000 tax return she felt so entitled to."
The prosecutor also said:
"The evidence will show that she did this by driving Thompson to [Meade's]
house so he could pick up the murder weapon. Driving him to [Gallaway]'s apartment to
confront [Gallaway], and going so as to distract [Gallaway] so Thompson could sneak up
behind him, place him in a headlock and execute him. She sat silently as she watched
Thompson sneak around [Gallaway] and [pull out] the murder weapon. She watched as
he put him in a headlock, wrestled with him, and eventually pulled the trigger ending his
life."
During closing, the prosecutor said:
"It was foreseeable exactly what was going to happen; a fight. Only the fight
turned deadly when Ryan Thompson took the gun. And remember the testimony of
Thompson and Kylie Waldschmidt; had [Gallaway] in a headlock, gun gets jammed up
into the head, and as [the coroner] testified to, we had a contact injury; that funny star-
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shaped injury where it doesn't look like a hole in the head, the little-starring pattern,
because of the gas. Instead of coming out from the barrel, goes into the skin. This was a
contact wound. The headlock, and the gun right up against the skull. The wound
happened from behind."
If Waldschmidt intended to present a multiple acts issue or a functional election
argument for the first time on appeal, her approach here is incorrect. See Supreme Court
Rule 6.02(a)(5) (2023 Kan. S. Ct. R. at 36) ("If the issue was not raised below, there must
be an explanation why the issue is properly before the court."); State v. Harris, 311 Kan.
371, Syl. ¶ 1, 461 P.3d 48 (2020) ("Generally, an appellate court does not address issues
for the first time on appeal.").
Even so, the passing reference to Moyer seems out of place. In Moyer, the State
itself argued it elected among multiple acts, and the court agreed, noting: "For the most
part, the [trial] record confirms the State's contention." Moyer, 306 Kan. at 360. But we
see nothing in the State's opening or closing statements expressly telling the jury to
ignore the headlock or, more pointedly, to abandon the headlock as a predicate felony.
And the State certainly does not argue it made such an election.
We hold the district court did not err by rejecting Waldschmidt's merger argument.
FAILURE TO GIVE USE-OF-FORCE INSTRUCTIONS
Waldschmidt claims the district court erred by failing to sua sponte instruct the
jury on the use of force in defense of a person or in defense of an occupied vehicle. See
K.S.A. 2022 Supp. 21-5222 (self-defense, defense of another); K.S.A. 2022 Supp. 21-
5223 (defense of occupied vehicle); K.S.A. 2022 Supp. 21-5224 (use of force); PIK
Crim. 4th 52.200 (2021 Supp.); PIK Crim. 4th 52.210 (2021 Supp.). She argues that if
Thompson lawfully defended himself or her, he would not have committed any felonies,
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so she could not be convicted of aiding and abetting felony murder. We hold the omission
of the unrequested use-of force instructions was not clearly erroneous as required by
K.S.A. 2022 Supp. 22-3414(3) and, therefore, cannot be assigned as error on appeal.
Standard of review
Waldschmidt concedes she did not request instructions addressing the use of
justifiable force, so she must establish clear error. See K.S.A. 2022 Supp. 22-3414(3).
And to do that, she has the burden to firmly convince us the jury would have reached a
different verdict had the unrequested instructions been given. See State v. Martinez, 317
Kan. 151, 162, 527 P.3d 531 (2023).
Discussion
We begin by considering whether the instructions at issue would have been legally
appropriate. In State v. Milo, 315 Kan. 434, Syl. ¶ 1, 510 P.3d 1 (2022), we clarified:
"Felony murder imposes strict liability for homicides caused by the attempt to
commit, commission of, or flight from an inherently dangerous felony. Thus, self-defense
is never a defense to felony murder. A self-defense instruction may only be given in
felony-murder cases to the extent it may negate an element of the underlying inherently
dangerous felony."
Given this, we "must first examine the elements of the underlying inherently
dangerous felony alleged by the State to determine whether any of those elements can be
negated by a claim of self-defense. If the answer is no, then the self-defense instruction
will not be legally appropriate." 315 Kan. at 443. The State's theory of aggravated assault
required proof Thompson placed Gallaway in reasonable apprehension of bodily harm by
using a deadly weapon. Its aggravated battery theory was that Thompson "knowingly
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caused physical contact with [Gallaway] in a rude, insulting or angry manner with a
deadly weapon[,]" which occurred by placing him in a headlock during their fight.
Both crimes contain elements of force. See K.S.A. 2022 Supp. 21-5221(a)
(defining "use of force" and "use of deadly force"). But "some crimes contain an
element—the use of force—which may be negated by a proper claim of self-defense."
Milo, 315 Kan. at 444. And unlike aggravated robbery, nothing in the crime of
aggravated assault or aggravated battery is inherently inconsistent with use of lawful
force. See State v. Holley, 315 Kan. 512, 519, 509 P.3d 542 (2022) (discussing self-
defense in the aggravated robbery context). Both crimes here can fit this criterion. We
hold the omitted instructions would have been legally appropriate.
Turning next to whether the instructions were factually supported, the State argues
Thompson could not claim a use-of-force defense because he provoked the fight that
ended with Gallaway's death. See K.S.A. 2022 Supp. 21-5226 (justifications described in
K.S.A. 2022 Supp. 21-5222 and K.S.A. 2022 Supp. 21-5223 are unavailable to initial
aggressors). But our standard of review requires we weigh the evidence in Waldschmidt's
favor, not the State's, and there is contrary evidence supporting use-of-force instructions.
See State v. Kahler, 307 Kan. 374, 396, 410 P.3d 105 (2018).
When evaluating the factual appropriateness of justifiable use-of-force
instructions, courts apply a two-pronged test.
"'The first [prong] is subjective and requires a showing that [the defendant]
sincerely and honestly believed it was necessary to kill to defend herself or others. The
second prong is an objective standard and requires a showing that a reasonable person in
[the defendant's] circumstances would have perceived the use of deadly force in self-
defense as necessary.'
19
"In State v. Haygood, 308 Kan. 1387, 1405-06, 430 P.3d 11 (2018), this court
cautioned against confusing the subjective and objective requirements. Even if the only
evidence supporting the defendant's theory consists of the defendant's own testimony,
which may be contradicted by all other witnesses and by physical evidence, the defendant
may have met his or her burden of showing that a reasonable person in his or her
circumstances would have perceived the use of deadly force as necessary self-defense.
[Citations omitted.]" State v. Qualls, 309 Kan. 553, 557-58, 439 P.3d 301 (2019).
The pertinent statutes regarding a person's use of force in response to another's use
of force are instructive. In the context of this case, K.S.A. 2022 Supp. 21-5222(a) permits
Thompson to use "force against [Gallaway] when and to the extent it appears to
[Thompson] and [Thompson] reasonably believes that such use of force is necessary to
defend [Thompson] or [Waldschmidt] against [Gallaway's] imminent use of unlawful
force." K.S.A. 2022 Supp. 21-5222(b) permits the use of deadly force here "if
[Thompson] reasonably believes that such use of deadly force is necessary to prevent
imminent death or great bodily harm to [Thompson] or [Waldschmidt]." And K.S.A.
2022 Supp. 21-5223 extends the justified use of force and deadly force to situations
involving protection of occupied vehicles. Use of force includes "[w]ords or actions that
reasonably convey the threat of force"; use of deadly force "means the application of any
physical force . . . which is likely to cause death or great bodily harm." K.S.A. 2022
Supp. 21-5221(a)(1)-(2).
Both Thompson and Waldschmidt's testimony supports a possible finding
Thompson sincerely and honestly believed he needed to display the gun to persuade
Gallaway to stand down or to subdue him with a headlock. And when viewed in a light
most favorable to Waldschmidt, sufficient evidence supports that a reasonable person in
Thompson's situation would perceive the use of such force as necessary, given
Gallaway's angry words and aggressive actions while arguing with Waldschmidt. The
district court should have given the instructions sua sponte.
20
Even so, we are not firmly convinced this would have changed the outcome.
Waldschmidt gave statements to police suggesting Thompson devised a plan—the details
of which she was unaware—to rob Gallaway. At another point, Waldschmidt told police
she thought Thompson "just wanted to scare and teach [Gallaway] a lesson, whatever, it
got out of hand." And for his part, Thompson disclaimed the existence of any such plan,
while cavalierly testifying he often lied to law enforcement. The jury also had messages
between Waldschmidt and Thompson discussing what to do with Gallaway, the picking
up of the handgun, checking its functionality on the way to the crime scene,
Waldschmidt's driving to Gallaway's apartment, and her admission that she lied to police
to cover up the crime. The jury also had the coroner's testimony that Gallaway's injuries
reflected an execution-style murder in that he was held from behind, in a choke hold,
with the barrel placed at the base of his skull.
We hold the jury instructions omission was not clearly erroneous, so under K.S.A.
2022 Supp. 22-3414(3) this matter cannot be assigned as error on appeal.
PROSECUTORIAL ERROR
Waldschmidt advances multiple claims of prosecutorial error. She contends the
prosecutor made improper comments on witness credibility, misstated facts, and
misstated the law. We agree in a few instances but hold none require reversal—either
individually or collectively.
Standard of review
Appellate courts analyze prosecutorial error claims in two steps: error and
prejudice. First, we decide whether the challenged actions fall outside the wide latitude
afforded a prosecutor in conducting the State's case in a manner that does not offend a
21
defendant's constitutional right to a fair trial. In doing so, we evaluate each challenge in
the context in which it occurred, rather than in isolation. Still, a prosecutor commits error
when misstating the law or arguing facts or making factual inferences with no evidentiary
foundation. And if we find error, we determine whether it prejudiced the defendant's due
process rights to a fair trial by applying the constitutional harmlessness standard. State v.
Blevins, 313 Kan. 413, 428, 485 P.3d 1175 (2021); State v. Ballou, 310 Kan. 591, 596,
448 P.3d 479 (2019).
Opening statements
Waldschmidt challenges the prosecutor's statements suggesting she "distract[ed]
Gallaway so Thompson could sneak up behind him, place him in a headlock and execute
him." She argues the evidence did not support this, so the prosecutor strayed from the
evidence the State expected to prove during trial. We disagree.
Opening statements help a jury understand what each side expects the evidence
will prove and frame the questions the jury will need to decide. Prosecutorial error in that
context occurs when a prosecutor strays outside the wide latitude recognized in State v.
De La Torre, 300 Kan. 591, 609, 331 P.3d 815 (2014). Here, the prosecutor drew a fair
inference that Waldschmidt's presence would distract Gallaway based on the expected
evidence. This included a long, acrimonious relationship between Gallaway and
Waldschmidt, his ire over her new relationship with Thompson, and the hostile
communications shared that day, including various threats Gallaway ostensibly sent
about Thompson. The same is true for the inference she was there to distract Gallaway so
Thompson could shoot him as the "backup plan." No error occurred.
22
Cross-examination
Waldschmidt asserts prosecutorial error for the cross-examination about her brief
move to Lawrence in 2018 and oldest child's parentage. She claims the prosecutor lacked
good faith to ask these questions and intended to denigrate her as an unfaithful woman.
We disagree. As we read the record, the question about her temporary move to Lawrence
a few months before the killing was relevant to her turbulent relationship with
Gallaway—a major theme of the State's case. And the question about her oldest child's
parentage just clarified an ambiguity in her testimony about what she meant by stating
Gallaway was "a father" to the child.
Even so, she miscasts this as prosecutorial error. In State v. George, 311 Kan. 693,
701-02, 466 P.3d 469 (2020), the court noted a distinction between prosecutorial error
and a prosecutor's efforts involving admission or exclusion of evidence, such as witness
questioning on particular topics. The George court explained: "'In accordance with the
plain language of K.S.A. 60-404, evidentiary claims—including claims concerning
questions posed by a prosecutor and responses to those questions during trial—must be
preserved by way of a contemporaneous objection before those claims may be reviewed
on appeal.'" 311 Kan. at 703. This means Waldschmidt's argument is more properly
categorized as an unpreserved challenge to the admission of evidence because there was
no contemporaneous objection.
Closing arguments—comments on credibility
Waldschmidt contends the prosecutor's comments in closing arguments
improperly bolstered law enforcement witnesses' credibility and undermined hers. The
prosecutor said:
23
"Before I get too caught up in responding to the arguments of [defense counsel], I
want to take just a moment to also compliment law enforcement on their efforts in this
case to investigate this case. What started out with a lie of 'my ex-boyfriend came at my
current boyfriend with a gun, and they wrestled over it, and a bad thing happened,' due to
the efforts of [law enforcement officers], we got to find out the real story; that that was a
lie that she was telling to law enforcement . . . from the get-go." (Emphases added.)
Later, the prosecutor commented:
"[Waldschmidt] continued to lie all the way through the first half of the interview
with [law enforcement] on March 8th. And it was only at the second half of the interview
on March 8th when she started to give some of the truthful elements to law enforcement.
That shows her true intent in this matter, to continue to cover up the agg assault and the
agg battery which resulted in the murder. And she continued to cover that up all the way
through March 8th, and dare I say with her testimony here at trial, she continues to try to
cover this up." (Emphases added.)
Beginning with the compliment to law enforcement, we hold it introduced
prosecutorial opinion to bolster law enforcement reliability as witnesses. This was error.
Prosecutors step outside their recognized wide latitude when they state their own belief as
to witness credibility. See State v. Gulley, 315 Kan. 86, 95, 505 P.3d 354 (2022).
Prosecutors are not to personally comment on the evidence or declare law enforcement
efforts led to finding the "real story." That said, this occurred just once and was not part
of a grander theme, so its impact had to be minimal.
Similarly, the prosecutor erred by telling the jury, "[D]are I say with her testimony
here at trial, she continues to try to cover this up." The prosecutor's "[D]are I say" aside
again amounts to giving a personal view. But we reject Waldschmidt's claim that the
prosecutor impugned all her trial testimony. The reference to "this" plainly relates to
24
specific statements attributed to her in a police interview report about the aggravated
assault and aggravated battery.
We also hold no error occurred from the comment that Waldschmidt "lied" to
investigators. After all, she admitted lying to police; and the State charged her with
knowingly giving false information to law enforcement. So given the nature of the charge
against her—with distinct elements of knowingly reporting false information to the police
with intent to induce, impede, or obstruct a homicide investigation—it makes sense that
both sides occasionally fell into describing things she said as "lying." For example,
defense counsel in closing argument told the jury: "[W]hat I would suggest you might do
is determine if a lie or false statement was made by Kylie on that date as opposed to
some other dates." (Emphasis added.) Counsel further identified a State exhibit as "the
essential evidence for the obstruct/lie to law enforcement charge." (Emphasis added.)
Waldschmidt also acknowledged lying to police during her 911 call to report Gallaway's
death.
Closing arguments—discussing facts
Waldschmidt objects to aspects of the prosecutor's arguments as misstatements of
fact. First, she asserts the remark that the evidence did not support she "knew there was
going to be a fight." But during his interview, Thompson told detectives Waldschmidt
knew about the gun and was "relieved" that he brought it. Likewise, in at least one
interview, Waldschmidt admitted she was aware of the potential for a fight. And the State
presented evidence Gallaway threatened Thompson; that Waldschmidt called Gallaway
"very abusive" in a message sent to her brother that she forwarded to Thompson; and that
she thought of Thompson as a "thug," clarifying to police that thugs don't like "people
who treat their children, or the mothers of their children in the manner that [Gallaway]
25
treated me." The evidence supported the prosecutor's inference, even though both
Waldschmidt and Thompson tried to debunk it at trial. We hold no error occurred.
Second, Waldschmidt disputes the prosecutor's characterizations of Facebook
messages between her and Thompson. The relevant messages range from just over two
days prior to the shooting to within seven hours before it. They are in three blocks of
time: the first, between 6:46 and 6:52 p.m. on February 25; the second, between 10:31
and 10:37 p.m. on February 26; and the third, between 2:30 and 3:25 p.m. on February
27.
Waldschmidt's arguments require some fleshing out. She first focuses on the
prosecutor's comment concerning the second block of time. The prosecutor said,
"[Waldschmidt] is sending [Thompson] the information about her brother going over and
beating up [Gallaway] and no cops being called. They are talking about the robbery. They
are talking about the backup plan. And at the end of it, at 4:36:28 [10:36 p.m.]
[Waldschmidt] says, 'So? So are we going to go do this or what. So? Let's go do this.'"
She asserts the "So?" comment references "the robbery" and correctly notes the
first—and only—mention of a "backup plan" came during the third block of messages,
roughly 17 hours later, at 3 p.m. on February 27, about seven hours before Gallaway's
killing. She labels this as a misrepresentation. But Waldschmidt admitted she was aware
of a plan to rob Gallaway, though she claimed at trial this "plan" was not even "[h]alf-
baked." She also told the jury: "I would just say those are comments from a thug who
thinks that he's cool." So despite her attempts to downplay the degree of planning, the
State's closing drew reasonable inferences given the Facebook discussion, the timing
before Gallaway's death, her concession she knew Thompson may have planned to rob
26
Gallaway, and Thompson's admission the pair talked in person about all of this. There
was no error in the challenged remark.
Waldschmidt next questions four statements by the prosecutor:
"They stopped and got a gun. This is after they had already talked about the fact that
[Gallaway] needed his ass whooped. This is after they talked about 'maybe I should just
put a gun down his throat.'
....
"But it went south, just as [Waldschmidt] had predicted it would. That prediction
is called foreseeability. And she's not the only one who foresaw that, and she's not the
only one that can foresee that. I think you as jurors using your own common sense and
experience can certainly see the foreseeability of what was going to happen when they
plot to put him in line, when they decided and agreed to teach him a lesson, to whoop his
ass, and to put a gun down his throat.
....
"How did Kylie Waldschmidt aid in the agg assault? She talked about it with Ryan
Thompson. Discussed all the problems she was having with Diego Gallaway with Ryan
Thompson. Talked about scaring him. Talked about threatening him. Talked about
whooping his ass. Talked about putting a gun barrel down his throat.
....
"[Waldschmidt] is responsible. She doesn't have to get out and wrestle with [Gallaway].
She didn't have to get out and do anything at the scene. She had talked about it, whooping
his ass, talked about threatening him, putting the gun down his throat, talked about
getting the money, talked about robbing him."
27
She parses the Facebook messages to argue the prosecutor either misquoted them
or drew unreasonable inferences from them, or both. Again, we disagree. The evidence
allowed the prosecutor to draw these inferences.
Lieutenant Jeffrey Ridgway testified about the potential significance of the
Facebook messages. And when asked about Thompson telling Waldschmidt, "[A]s soon
as I got back we would take care of [Gallaway]," the lieutenant said this meant physical
harm to Gallaway. He also referred to another statement by Thompson, "Or I can just go
around putting pistols down people's throats and catch charges," when asked if anything
explained how Thompson might "take care of [Gallaway]." Then, the prosecutor and
lieutenant had this exchange:
"Q. Okay. Did the defendant in these messages at any point tell Thompson it
wasn't necessary to use physical violence, or how she wanted to go about, quote, 'taking
care of Diego,' end quote?
"A. Not that I recall, no.
"Q. In your review of these messages, did you find any sort of explanation as to
why Thompson would be so committed to helping the defendant, quote, 'take care of
Diego,' end quote?
"A. On a couple of messages above, at 0049 as marked, the author Ryan
Thompson indicates, quote, 'it's about taking care of you the way you taking care of me,'
end quote."
The lieutenant also described discussions between Thompson and Waldschmidt
about getting the tax refund from Gallaway's bank account. Later, the prosecutor asked if
he noted "any express desires to commit physical violence" towards Gallaway in the
28
Facebook messages. He said he did, describing a photograph Waldschmidt sent
Thompson with a notation, "See . . . Exhibit A, [Gallaway] needs ass whooped."
The wide latitude afforded prosecutors in crafting closing arguments allows them
to make reasonable inferences based on the evidence. But their arguments must remain
consistent with the evidence; error occurs if prosecutors assert facts or inferences not
supported by the evidence. State v. Maestas, 298 Kan. 765, 774, 316 P.3d 724 (2014);
State v. Pabst, 268 Kan. 501, 507, 996 P.3d 321 (2000) ("Stating facts not in evidence is
clearly improper."). Here, the lieutenant described his understandings from the Facebook
messages and other evidence that provided the prosecutor with a basis to draw as
reasonable inferences the points argued. We hold no prosecutorial error occurred.
Closing arguments—statements about the law
Waldschmidt complains the prosecutor committed error while discussing the law
on "foreseeability" and "aiding and abetting." The prosecutor read the jury instructions
and attempted to explain their meaning. He said:
"We have to prove that the defendant knowingly, i.e., her conduct and her actions were
reasonably certain to cause the result complained about. Reasonably certain to cause the
result which, again, I refer to when we talk about the foreseeability of the situation. The
defendant knew what was going to happen when she took Ryan Thompson over there."
Waldschmidt asserts this misstated the law because, even if the statements
between her and Thompson were acts of planning, they might be "at most" a potential
conspiracy, and "[t]he possibility of a fight or aggravated battery or assault is not a
reasonably foreseeable consequence of a conspiracy." But that assertion does not present
any legal issue; what she argues on appeal is a factual question already resolved by the
29
jury. And to the extent she portrays this as a legal issue, we hold no error occurred. The
governing law on foreseeability provides:
"(a) A person is criminally responsible for a crime committed by another if such
person, acting with the mental culpability required for the commission thereof, advises,
hires, counsels or procures the other to commit the crime or intentionally aids the other in
committing the conduct constituting the crime.
"(b) A person liable under subsection (a) is also liable for any other crime
committed in pursuance of the intended crime if reasonably foreseeable by such person
as a probable consequence of committing . . . the crime intended." (Emphases added.)
K.S.A. 2022 Supp. 21-5210.
The Kansas Criminal Code, K.S.A. 21-5101 et seq., does not define foreseeability,
but the term is not hard to understand. See Black's Law Dictionary 792 (11th ed. 2019)
(defining foreseeability as "[t]he quality of being reasonably anticipatable"); Merriam-
Webster's New Collegiate Dictionary 490 (11th ed. 2020) (foreseeable means "being such
as may be reasonably anticipated" or "lying within the range for which forecasts are
possible"). Here, the prosecutorial remark—"The defendant knew what was going to
happen when she took Ryan Thompson over there."—did not deviate from this common
meaning.
Next, Waldschmidt argues the prosecutor misstated the law of "aiding and
abetting" when telling the jury:
"How did Kylie Waldschmidt aid in this agg assault? She talked about it with Ryan
Thompson. . . . Talked about scaring him. Talked about threatening him. Talked about
whooping his ass. Talked about putting a gun barrel down his throat.
30
"Aided by driving. . . . [S]he drove him to Alysha Meade's to pick up the weapon.
She drove him over to the site. She backed in [although she conceded it was weird.]
Yeah, that was weird. And you know why that was weird? Because it wasn't about
returning the card, it was about luring Diego Gallaway out to the car so she could frighten
him with the gun they had just picked up."
She claims that "[m]erely discussing problems in her relationship or saying
someone needs to have his 'ass whooped' does not demonstrate she was aiding or abetting
Ryan to commit the alleged crimes," and the prosecutor's comment "does not reflect the
law on aiding and abetting." But again, this reasoning concerns a factual determination,
which was up to the jury.
As to aiding and abetting, the prosecutor properly reiterated the jury instruction by
saying: "'A person is criminally responsible for the crime of another if the person either
before or during the commission and with the mental culpability, knowingly,
intentionally, aids the other person.'" This aligns with K.S.A. 2022 Supp. 21-5210. We
hold no error occurred.
Collective effect of two prosecutorial errors
We conclude the prosecutor committed two errors: bolstering the witnesses'
credibility and personally commenting on Waldschmidt's testimony. Considering the
entire record, as previously discussed, we are comfortable their collective effect did not
deprive Waldschmidt of a fair trial beyond a reasonable doubt. Both remarks were minor
and not repeated.
31
QUESTIONING ABOUT INTENT
Waldschmidt claims the district court infringed on the right to present her defense
theory by denying the opportunity to answer a question about her intent in going to
Gallaway's apartment. We disagree. This complaint centers on the following exchange:
"[DEFENSE COUNSEL:] Okay. Now, on February 27, 2019, did you intend to
place Diego Gallaway in fear or apprehension of bodily harm?
"[PROSECUTOR:] Objection. Leading.
"THE COURT: It calls for a legal conclusion. Sustained."
Standard of review
Under both the United States and Kansas Constitutions, a criminal defendant has
the right to present their defense theory, and excluding evidence integral to that theory
violates their fundamental right to a fair trial. To constitute error, the excluded evidence
supporting the defense theory must be relevant, noncumulative, and admissible. We
review this type of alleged error de novo. State v. Robinson, 306 Kan. 431, 435-36, 394
P.3d 868 (2017).
Unless barred by statute, constitutional provision, or caselaw, "all relevant
evidence is admissible." K.S.A. 60-407(f); State v. Gunby, 282 Kan. 39, 47, 144 P.3d 647
(2006). For relevancy, there are two elements: materiality and probativity. We review the
former de novo and the latter for abuse of discretion. State v. Boleyn, 297 Kan. 610, Syl.
¶ 1, 303 P.3d 680 (2013). A court abuses its discretion when no reasonable person could
agree with its decision or if its exercise of discretion is based on a factual or legal error.
State v. Butler, 315 Kan. 18, Syl. ¶ 1, 503 P.3d 239 (2022).
32
Discussion
Waldschmidt correctly notes the district court's stated reason for sustaining the
State's objection—"calls for a legal conclusion"—was wrong. "Calling for a legal
conclusion" during witness examination applies when counsel asks the witness to make a
judgment or determination on a legal issue rather than a factual one. To do so is
inappropriate because the court makes legal conclusions, and when examining witnesses,
counsel must focus on the relevant factual issues. Cf. Puckett v. Mt. Carmel Regional
Med. Center, 290 Kan. 406, 445, 228 P.3d 1048 (2010) ("[I]t is generally recognized that
testimony expressing a legal conclusion should ordinarily be excluded because such
testimony is not the way in which a legal standard should be communicated to the jury.").
Waldschmidt's intent on February 27, 2019, was not a legal determination; it was instead
a factual statement relating to her mens rea at the time of the crime.
A defendant can testify about their own intent if relevant. See United States v.
Hayes, 477 F.2d 868, 873 (10th Cir. 1973) ("Where a defendant's intent is in issue he
should be permitted to testify as to his motive and actual intent or state of mind."); 23
C.J.S., Criminal Procedure and Rights of Accused § 1052 ("Generally, the defendant may
testify directly as to the defendant's own uncommunicated intent or motive if it is
material."). And whether Waldschmidt intended to put Gallaway "in fear or apprehension
of bodily harm" was material and probative. See Boleyn, 297 Kan. 610, Syl.
¶ 1 ("Materiality addresses whether a fact has a legitimate and effective bearing on the
decision of the case and is in dispute. Evidence is probative if it has any tendency in
reason to prove a fact.").
33
Although the evidence was relevant to her intent and therefore admissible, we
determine the solicited response was not essential to the defense's theory. Right after the
court sustained the objection, this exchange occurred:
"[DEFENSE COUNSEL:] What was your intent in going to that parking lot?
"[WALDSCHMIDT:] To return his debit card.
....
"[DEFENSE COUNSEL:] Had you any other intent that night other than to
return the debit card?
"[WALDSCHMIDT:] No, I did not."
And during the State's cross-examination, the following exchange took place:
"[PROSECUTOR:] So in your direct exam you stated that you went over there
to put—to give Diego Gallaway the debit card?
"[WALDSCHMIDT:] Yeah.
....
"[PROSECUTOR:] Is that why you pulled into the back of that parking lot so
that Ryan Thompson could whip [Gallaway]'s ass?
"[WALDSCHMIDT:] Absolutely not."
Waldschmidt forcefully made her point, so the excluded evidence solicited by the
question was cumulative and redundant given what she testified to after the court
34
sustained the objection. The jury just did not believe her. We hold the district court did
not violate Waldschmidt's fair trial right to present her defense theory.
CUMULATIVE ERROR
To sum up, we have held the use-of-force instructions should have been given,
although that omission did not amount to clear error, and that the prosecutor improperly
bolstered the credibility of the State's witnesses and personally commented on
Waldschmidt's testimony. But do all these circumstances get included in the cumulative
error analysis Waldschmidt seeks? We hold they do not.
To explain, we begin with K.S.A. 2022 Supp. 22-3414(3):
"No party may assign as error the giving or failure to give an instruction,
including a lesser included crime instruction, unless the party objects thereto before the
jury retires to consider its verdict stating distinctly the matter to which the party objects
and the grounds of the objection unless the instruction or the failure to give an instruction
is clearly erroneous."
The statute presents an obvious question: How can an unpreserved instructional
issue that is not clearly erroneous, like the one here on use-of-force instructions, become
part of cumulative error when the statute's plain language declares no party may assign
that matter as error? We can find no statutory support for doing so. See State v. Moler,
316 Kan. 565, 571, 519 P.3d 794 (2022) ("'[A] clear and unambiguous statute must be
given effect as written.'"). And death penalty cases like State v. Carr, 314 Kan. 744, 777-
78, 502 P.3d 511 (2022), cert. denied 143 S. Ct. 584 (2023), are instantly distinguishable
because K.S.A. 2022 Supp. 21-6619(b) explicitly permits this court in capital cases to
notice any "unassigned errors appearing of record if the ends of justice would be served
thereby." Different still is the federal criminal code's plain error treatment. See Fed. R.
35
Crim. Proc. 52(b) ("A plain error that affects substantial rights may be considered even
though it was not brought to the court's attention.").
To be sure, this court has at times—but without discussion—lumped unpreserved
instructional issues into its cumulative error pot, even though very few resulted in
conviction reversals. See, e.g., State v. Smith-Parker, 301 Kan. 132, 167-68, 340 P.3d
485 (2014); State v. Castoreno, 255 Kan. 401, 410-11, 874 P.2d 1173 (1994). Regardless,
unreasoned judicial repetition does not create law when it directly conflicts with a statute.
The only hard look the court has taken at K.S.A. 2022 Supp. 22-3414(3) was more
than 10 years ago in State v. Williams, 295 Kan. 506, 286 P.3d 195 (2012). There, the
court broadly considered subsection (3)'s effect on appellate analysis when a party raises
an instructional error for the first time on appeal. The Williams court characterized the
statutory language as "a preservation rule for instruction claims on appeal." (Emphasis
added.) 295 Kan. 506, Syl. ¶ 3. And with that understanding, it said:
"[W]e need to clarify just what the court must decide when presented with a claim of
error for giving or failing to give an instruction that was not requested. As we noted
earlier, the first step in the appellate process is normally a reviewability inquiry.
Obviously, K.S.A. 22-3414(3) directly impacts that determination. Although it purports
to withhold appellate jurisdiction in the absence of a proper objection, the statute's
exception effectively conveys such jurisdiction and preserves for appellate review any
claim that the instruction error was clearly erroneous." (Emphasis added.) 295 Kan. at
515.
Williams did not specifically address cumulative error, but the takeaway seems
obvious from its preservation perspective: the Legislature mandates that no party may
claim as error the giving or failing to give an instruction unless (1) that party objects by
stating a specific ground or (2) the instruction or failure to give an instruction is clearly
36
erroneous. And recall that clear error is a demanding standard. See Williams, 295 Kan. at
516 (to be clearly erroneous, reviewing court must be firmly convinced the jury would
have reached a different verdict had the error not occurred). Said differently, the statute
tells us unpreserved instructional issues are not error, unless they are determined to be
clearly erroneous.
This is somewhat analogous to appeals about erroneously admitted evidence
because we do not consider those unpreserved claims in a cumulative error analysis.
K.S.A. 60-404 provides:
"A verdict or finding shall not be set aside, nor shall the judgment or decision
based thereon be reversed, by reason of the erroneous admission of evidence unless there
appears of record objection to the evidence timely interposed and so stated as to make
clear the specific ground of objection."
Of course, K.S.A. 60-404's plain language prevents an unpreserved evidentiary
matter from contributing to the judgment's reversal, which is why we do not consider
such matters collectively with other errors. Compare K.S.A. 60-404, with K.S.A. 2022
Supp. 21-6820(c) (providing "the appellate court shall not review" any sentence within
the presumptive sentence for the crime or any sentence resulting from the parties'
agreement). Similarly, when no clear error occurs with an unpreserved instructional issue,
there is no error to aggregate.
Since we have not discussed this question before, it is difficult to understand how
we stumbled into including unpreserved instructional matters that were not clearly
erroneous with a cumulative error analysis in the first instance. But Williams suggests a
possibility when the court noted:
37
"[T]o determine whether it was clearly erroneous to give or fail to give an instruction, the
reviewing court would necessarily have to first determine whether it was erroneous. In
other words, to determine whether the claim of error is properly reviewable, the court
must first determine whether there is an error, i.e., perform the merits review in the
second step of the normal appellate process." (Emphasis added.) Williams, 295 Kan. at
515-16.
Williams explained the obvious—to decide whether an unpreserved instructional
issue qualifies as clear judicial error under K.S.A. 2022 Supp. 22-3414(3), an appellate
court must decide first whether there was even a mistake. Only then would a court take
the next step to decide whether that mistake was serious enough to meet the demanding
clearly erroneous standard. So after Williams, when it came time to do a cumulative error
analysis in later cases, the court recited its typical boilerplate language describing
cumulative error and just scooped up "all identified errors." See, e.g., State v. Taylor, 314
Kan. 166, Syl. ¶ 1, 496 P.3d 526 (2021):
"The test for cumulative error considers whether all the identified errors
substantially prejudiced the defendant to the extent they affected the trial's outcome given
the totality of the circumstances. To do this, an appellate court examines all the errors in
context, considers how the district court dealt with them, reviews the nature and number
of errors and whether they are connected, and then weighs the strength of the evidence."
(Emphases added.)
In other words, we included unpreserved instructional issues that were not clearly
erroneous when they merely passed the first step in the two-part test without considering
K.S.A. 2022 Supp. 22-3414(3)'s limiting language. Worse yet, this practice increased the
State's burden when these unpreserved instructional matters were included with other
identified errors because cumulative error analysis places the burden on the State to show
harmlessness. And if the cumulative error pot contained a constitutional error, the State's
38
burden increased further because it would have to prove harmless error beyond a
reasonable doubt. See Taylor, 314 Kan. at 173.
To recap, we find no authority for our prior practice given the statutory restriction.
We hold an unpreserved instructional issue that is not clearly erroneous cannot escape
K.S.A. 2022 Supp. 22-3414(3)'s confines to be considered in a cumulative error analysis.
It is simply not "error" for appellate review, even if we must characterize an unpreserved
instructional issue as a "mistake" or an "error" under Williams' first step. 295 Kan. at 515-
16. Our caselaw suggesting otherwise is disapproved. Here, this means the omitted use-
of-force instructions cannot be part of Waldschmidt's cumulative error analysis.
Accordingly, we have two prosecutorial errors for cumulative error purposes, and
we have already considered their collective impact. They did not deny Waldschmidt a fair
trial beyond a reasonable doubt. No other analysis is needed because no error was found
other than those prosecutorial issues. See State v. Blevins, 313 Kan. 413, 436-37, 485
P.3d 1175 (2021).
Affirmed.
***
WILSON, J., dissenting: Like the majority, I find many aspects of Kylie
Waldschmidt's conviction troubling. Unlike the majority, I can neither excuse the
prosecutor's errors as harmless nor repudiate longstanding assumptions about our
cumulative error analysis without the parties' input. Indeed, because I would find that the
prosecutor's errors alone merit reversal, I would not reach the thorny cumulative error
question the court has posed sua sponte. Therefore, I respectfully dissent.
39
Merger
I agree that Waldschmidt's "first" underlying act of aggravated assault did not
merge with Gallaway's killing. But, in my view, the majority missteps in affirming the
felony murder conviction based on the "first" underlying aggravated battery. (Like the
majority, I use quotation marks in discussing the "first" and "second" aggravated battery
and aggravated assault theories. While I cannot speak to the majority's intent, I do so to
highlight what is, in my view, the specious nature of the distinction the State made
between the "first" and "second" aggravated batteries for the first time in its brief on
appeal.)
To begin, I see no evidence in the record that Thompson's use of a "headlock"
constituted a deadly weapon. The majority latches on to the coroner's testimony about
injury the coroner did not find—as if the coroner did find it—to conclude that the
evidence "conflicts." Slip op. at 13-14. But there was no conflict here. While I am willing
to assume without deciding that a person's own body could constitute a deadly weapon in
some circumstances (should there be sufficient—nay, any—evidence to support such a
claim), the State's failure to present any evidence of injury associated with the "headlock"
renders this analysis unnecessary. See State v. Clark, 214 Kan. 293, 295, 521 P.2d 298,
opinion modified on denial of reh'g, 215 Kan. 1, 522 P.2d 411 (1974). Instead, the
majority embraces hypothetical testimony about what a "choke hold" could have
inflicted—but, critically and clearly, did not—as sufficient. See slip op. at 21.
More importantly, nothing in the prosecutor's opening statements or closing
arguments suggests that the jury would have been aware the State was relying on a
"headlock" theory of aggravated battery as a predicate for its felony murder charge.
Admittedly, as the majority notes, the State had espoused this theory at a pretrial hearing.
Slip op. at 8. But so what? The jury, ostensibly the ultimate fact-finder here, heard none
40
of those arguments. All the jury heard was evidence at trial that Thompson briefly put
Gallaway in a headlock while they were physically fighting for control of the gun and
that Thompson touched the gun to the back of Gallaway's head before firing it. In
describing the aggravated battery charge, the prosecutor repeatedly focused the jury's
attention on the touching with the gun—and never mentioned the headlock. For instance,
in opening statements, the prosecutor said:
"The evidence will show that the defendant aided and abetted Ryan Thompson in
this inherently dangerous felony of aggravated assault with a deadly weapon, and/or the
evidence will show that she aided and abetted him in committing an aggravated battery
by putting that gun—by allowing Thompson to put that gun to [Gallaway's] head."
Later, in closing arguments, the prosecutor said:
"The intended crime is the agg assault, scare him with a weapon, show him this big gun,
and scare him; agg assault.
"Or use the gun, hold the gun up against him. That's an agg battery; the gun
against him. Showing him the gun, touching him with the gun, scare the hell out of him.
That was the crime, the intended, that was the crime they were carrying out.
....
"On the agg battery, it's the same thing, did Ryan Thompson kill Diego
Gallaway? Yes. Was he attempting or committing agg battery? Yes. Agg battery is
physical contact with Diego Gallaway with a deadly weapon. We know it was a contact
wound. We know the gun had contact with him. He also had bruising on his face and
other cuts on his hands. We know the gun cut his finger. Diego Gallaway had contact
with that gun when Ryan Thompson had the gun. That's the agg battery."
41
The prosecutor could not have been more clear about what he thought the act of
aggravated battery was. I am thus puzzled by the majority's observation that it sees
"nothing in the State's opening or closing statements expressly telling the jury to ignore
the headlock or, more pointedly, to abandon the headlock as a predicate felony." Slip op.
at 17. This is entirely beside the point. Of course the State never told the jury to "ignore"
the headlock; it had never highlighted the headlock to the jury as the source of the
predicate felony in the first place. Why would it make an "election" on a theory it had not
spelled out? In billiards terms, the majority seems to be condoning what was effectively a
slop shot by the prosecution. When the prosecution calls their pocket, as the prosecutor
here repeatedly did by pointing to the act of touching Gallaway with the gun, they ought
not to prevail on a mere fluke raised—for the first time since the pretrial hearings—in
their appellate brief.
The majority also claims if "Waldschmidt intended to present a multiple acts issue
or a functional election argument for the first time on appeal, her approach here is
incorrect." Slip op. at 17. This criticism is misplaced. It was the State, in its responsive
brief, who claimed there were two batteries. No matter what the State presented as
theories in pretrial motions, Waldschmidt would have no reason to appeal a theory the
State did not present to the jury. Did the State present evidence or argue that Thompson's
arm was a deadly weapon? No. Did the State present evidence or argue that Thompson's
headlock caused injury? No. The State did not just elect a theory in its opening statements
or closing arguments. It presented no claim of aggravated battery based on the headlock;
while the State certainly mentioned the headlock, as the majority points out, it only did so
in describing the sequence of events—not in establishing the headlock as a deadly
weapon. No deadly weapon, no injury, no cause of action. Thus, I would not fault
Waldschmidt for crying foul "for the first time on appeal" when it was the State who put
the headlock theory into play for the first time on appeal.
42
Thus, I would reverse Waldschmidt's conviction for felony murder based on the
theory of Thompson's "first" aggravated battery—the headlock. This would still leave her
with an alternative conviction for felony murder based on Thompson's "first" aggravated
assault, but it might nevertheless affect the resulting analysis of other trial errors insofar
as they only affect one or the other predicate felony theories.
Prosecutorial Error
While I agree with much of the majority's analysis of the prosecutor's errors, I
depart from them in several critical ways—including the ultimate collective harmlessness
of these errors.
First, I cannot agree that the impact of the prosecutor's bolstering comment "had to
be minimal." Slip op. at 24. While the majority quotes a portion of the prosecutor's praise
of law enforcement and correctly notes that it "occurred just once," that "just once"
covered an entire page of transcript, while the prosecutor applauded each law
enforcement officer by name. Slip op. at 24. This was a song, not a minor note in the
prosecution's closing symphony.
Nor do I agree that this bolstering "was not part of a grander theme." Slip op. at
24. Indeed, the very next error the majority identifies, slip op. at 24, highlights the
prosecutor's purpose in "'compliment[ing] law enforcement on their efforts'": the angle
that Waldschmidt was a liar trying to "cover up" the crime and only the stalwart efforts of
the police prevented her from getting away with it. The prosecutor may have only offered
extended praise to law enforcement once, but it fit seamlessly into the overall theory of
his case.
43
Likewise, I believe the majority cuts matters too finely in construing the
prosecutor's erroneous comment that "[Waldschmidt] continues to try to cover this up."
(Emphasis added.) The majority claims that "'this' plainly relates to specific statements
attributed to her in a police interview report about the aggravated assault and aggravated
battery." Slip op. at 24-25. But the prosecutor was not arguing that Waldschmidt was
covering up some stray statements: he characterized "her true intent in this matter" as "to
continue to cover up the agg assault and the agg battery which resulted in the murder"
and framed her trial testimony as a continuation of that effort. (Emphasis added.) Slip op.
at 24. Without Thompson's predicate crimes, Waldschmidt would not be facing a trial for
felony murder. Thus, I struggle to see how the prosecutor's improper insinuation did not
impugn "all" of Waldschmidt's trial testimony.
I further depart from the majority's treatment of the prosecutor's references to
Thompson's "pistol" comment from the Facebook messages. The majority suggests that
the prosecutor's closing arguments—which, among other things, insinuated that
Waldschmidt, not Thompson, "had talked about . . . putting the gun down his throat"—
can be excused as fair inferences based on Lieutenant Ridgway's testimony interpreting
the Facebook comments. Slip op. at 27-28.
While I admit to some concern at the absence of a defense objection to the
prosecutor's questions of a detective asking for his speculative interpretation of someone
else's Facebook messages, I believe the majority goes too far to justify the prosecutor's
remarks. Lieutenant Ridgway testified that his "understanding" of the immediate context
of Thompson's "pistol" remark "would be the intention of causing harm to Mr.
Gallaway." But Lieutenant Ridgway's "understanding" of the testimony was not based on
anything other than what the jury already had before it: the plain text of the Facebook
messages. Whatever else can be said about the eloquence of Thompson's writing, those
messages were composed in plain English. Lieutenant Ridgway offered no specialized
44
knowledge of Thompson's vernacular and did not testify about messages not presented to
the jury. The jury needed no translation of Thompson's meaning, and Lieutenant
Ridgway gave them nothing beyond what they already had—except his uninformed and
speculative opinion.
Even so, nothing Lieutenant Ridgway said justified the "inferences" the majority
claims the prosecutor justifiably drew from Thompson's "pistol" comment. Even if
Thompson was obliquely stating an intent to commit aggravated battery on Gallaway, the
Facebook messages do not show that Waldschmidt did so. In each of the four at-issue
comments, the prosecutor insinuated that Waldschmidt—either alone or as a component
of "they"—made the "pistol" comment. But this was not an inference the prosecutor
could make, either with or without Lieutenant Ridgway's testimony. It was a
misstatement, and the prosecutor repeated it four separate times in increasingly distorted
ways. In my view, this was error.
Unlike the majority, I would hold that the collective effect of the prosecutor's
errors prejudiced Waldschmidt and required reversal of her conviction for felony murder.
The prosecutor's bolstering of law enforcement put his own thumb on the scale to give
their testimony extra weight to which they were not entitled. Building on the effect of the
bolstering, the prosecutor again tilted the playing field when he opined that Waldschmidt
could not be trusted to tell the truth even when she was under oath during trial, since she
was simply furthering a "cover up." From there, the prosecutor's repeated
mischaracterization of Thompson's stray "pistol" comment in the Facebook messages—
which eventually all but put the comment in Waldschmidt's mouth—compounded the
effect of the prosecutor's multiple errors.
Collectively, these errors effectively pigeonholed the jury into concluding, as the
prosecutor argued, that the only possible motive Waldschmidt and Thompson could have
45
for going to Gallaway's apartment was to threaten Gallaway with a gun, whether simply
by displaying the gun or by physically attacking him. But the evidence supporting this
theory was far from overwhelming, particularly given the uncertainty about whether
Waldschmidt even knew Thompson had a gun. In my view, there is a reasonable
possibility that, but for these errors, the outcome of trial might have been different as to
the felony murder charges. State v. Thomas, 311 Kan. 905, 914, 468 P.3d 323 (2020). I
would reverse Waldschmidt's conviction for felony murder.
The District Court's Handling of an Objection to Waldschmidt's Testimony
I next disagree with the majority's handling of Waldschmidt's claim that the
district court denied her a right to a fair trial by refusing to permit her to testify about her
intent. Defense counsel asked Waldschmidt, "Now, on February 27, 2019, did you intend
to place Diego Gallaway in fear or apprehension of bodily harm?" The prosecutor
objected on grounds of leading, which the district court sustained on the basis that the
question called for a legal conclusion. Although the majority correctly holds that the
question did not call for a legal conclusion and that "the evidence was relevant to
[Waldschmidt's] intent and therefore admissible," it sanctions the district court's decision
because "the solicited response was not essential to the defense's theory." Slip op. at 34.
Instead, because the majority believes the evidence was "cumulative and redundant" in
light of what Waldschmidt testified to after the district court's ruling, it affirms the
district court as right for the wrong reasons. Slip op. at 34-35.
I find this approach troubling. In my view, the majority has transposed its analysis
of whether the district court erred with its consideration of whether that error was
harmless, i.e., whether the error mattered. I agree that the district court's error was
harmless for the reason the majority sets forth: Waldschmidt was ultimately able to
testify about her intent before the jury. But I cannot agree that the district court's ruling
46
was not error. The district court was not clairvoyant, and at the time it made the ruling the
evidence was not cumulative; instead, defense counsel's question was proper and
Waldschmidt should have been able to answer it. And while I agree that the error was
harmless, it is yet one more error to consider in assessing cumulative error—my final
disagreement with the majority.
Cumulative Error
The majority concludes that the district court should have sua sponte given the
jury instructions on the use of force to defend another. Slip op. at 20. I agree. And I agree
with the majority that this failure was not clearly erroneous. Slip op. at 21. Further, like
me, the majority has found various other errors in Waldschmidt's trial, although we differ
on their number and individual magnitude. Unlike the majority, however, I believe the
cumulative effect of the prosecutor's errors warrants reversal of Waldschmidt's felony
murder conviction even without considering the impact of other errors, such as the court's
failure to sua sponte give use-of-force jury instructions.
But without seeking input from the parties, the majority takes it upon itself to
address "an obvious question" in our cumulative error analysis: "How can an
unpreserved instructional issue that is not clearly erroneous, like the one here on use-of-
force instructions, become part of cumulative error when the statute's plain language
declares no party may assign that matter as error?" Slip op. at 35. The majority then
devotes several pages to answering its own question before ultimately concluding that
"an unpreserved instructional issue that is not clearly erroneous cannot escape K.S.A.
2022 Supp. 22-3414(3)'s confines to be considered in a cumulative error analysis" and,
indeed, "is simply not 'error' for appellate review." Slip op. at 39.
47
However sound the majority's analysis may be, it courts disaster by proceeding
heedlessly into the land of statutory construction when it has not been asked to do so.
Further, "when 'an appellate court raises a new issue sua sponte, counsel for all parties
should be afforded a fair opportunity to brief the new issue and present their positions to
the appellate court before the issue is finally determined.'" Lumry v. State, 305 Kan. 545,
566, 385 P.3d 479 (2016) (quoting State v. Puckett, 230 Kan. 596, 601, 640 P.2d 1198
[1982]). In repudiating decades of cumulative error analysis—however well-reasoned
that repudiation and however deserving of repudiation that ostensible "unreasoned
judicial repetition" may be—the majority does disservice to both the parties and future
litigants by deciding the matter without offering anyone the chance to throw in their two
cents first. Slip op. at 36. I would be curious to know what the parties would say about
ignoring something not "clearly erroneous"—but also clearly not correct—when
considering whether an accused has been afforded a fair trial, which is our standard of
review when considering the impact of cumulative error. Thus, I would not so blithely
disregard the constitutional implications with simple statutory construction.
Because I believe the prosecutor's errors denied Waldschmidt a fair trial and
because I believe the majority dangerously oversteps itself in sua sponte reshaping our
understanding of cumulative error, I respectfully dissent.
48