Appellate Case: 22-7033 Document: 010111036612 Date Filed: 04/23/2024 Page: 1
FILED
United States Court of Appeals
Tenth Circuit
PUBLISH April 23, 2024
Christopher M. Wolpert
UNITED STATES COURT OF APPEALS Clerk of Court
FOR THE TENTH CIRCUIT
_________________________________
UNITED STATES OF AMERICA,
Plaintiff - Appellee,
v. No. 22-7033
KENDALL LEN BURGESS,
Defendant - Appellant.
_________________________________
Appeal from the United States District Court
for the Eastern District of Oklahoma
(D.C. No. 6:20-CR-00132-RAW-1)
_________________________________
Shira Kieval, Assistant Federal Public Defender (Virginia L. Grady, Federal Public
Defender, with her on the briefs), Denver, Colorado, for Defendant-Appellant Kendall
Burgess.
James R.W. Braun, Special Assistant U.S. Attorney (Christopher J. Wilson, United States
Attorney, with him on the brief), Muskogee, Oklahoma, for Plaintiff-Appellee United
States of America.
_________________________________
Before CARSON, BALDOCK, and EBEL, Circuit Judges.
_________________________________
EBEL, Circuit Judge.
_________________________________
In this direct criminal appeal, Defendant Kendall Burgess challenges his
convictions for 1) aggravated sexual abuse and 2) abusive sexual contact. These
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crimes involved a seven-year-old victim, P.G. The primary question presented is
whether the district court abused its discretion in admitting into evidence at trial a
fifty-minute videorecording of a trained examiner’s “forensic interview” with P.G.
that took place three days after the last incident of alleged sexual abuse. The trial
court admitted that recorded interview into evidence under Fed. R. Evid. 807, the
residual exception to the rule against hearsay, after the victim, then age nine, testified
inconsistently at trial as to the acts Burgess committed when he sexually abused her
on the day in question. We conclude the district court did not abuse its discretion in
admitting the recorded interview after determining 1) that P.G.’s statements made
during the recorded interview were “supported by sufficient guarantees of
trustworthiness,” and 2) that the video recording was “more probative on the point
for which it is offered than any other evidence that the proponent can obtain through
reasonable efforts.” Fed. R. Evid. 807(a). We further reject the remainder of
Burgess’s appellate arguments. Having jurisdiction under 28 U.S.C. § 1291, we,
therefore, AFFIRM his convictions.
I. FACTUAL BACKGROUND
In April 2019, seven-year-old P.G. lived in a three-bedroom house with her
family. P.G. slept in one bedroom with her mother and her twelve- and six-year-old
sisters. P.G.’s twenty-one-year-old sister stayed in another bedroom with her
nineteen-year-old boyfriend, Defendant Burgess, and their two young children (ages
two years and three months). P.G.’s seventeen-year-old brother stayed in the third
bedroom.
2
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On Good Friday, April 19, Burgess’s two-year-old child was severely burned
when the child pulled a cup of boiling water onto himself. The child’s mother and
grandmother (P.G.’s sister and mother) took the child to the emergency room, leaving
Burgess, who had been sleeping, home with the other children. P.G. says that
Burgess sexually abused her that afternoon. P.G. then spent the weekend with the
family of one of her friends. That Sunday, during an Easter party, the friend’s
mother overheard P.G. tell another child that P.G.’s brother-in-law had put his private
in P.G.’s mouth and peed. The friend’s mother reported what she had overheard to
P.G.’s mother, who then confronted her older daughter and Burgess. They
immediately moved out of the home. When P.G. returned home the next day
(Monday), P.G.’s mother spoke with P.G., asking first who she referred to as her
brother-in-law. P.G. answered Burgess. After P.G.’s mother assured P.G. that
Burgess was not at home, P.G. told her mother that Burgess had sexually abused her
on the preceding Friday, telling a story consistent with what the other mother had
overheard P.G. telling her playmate.1
After hearing from P.G. that Burgess had sexually molested her, P.G.’s mother
took P.G. to the police station and then to Safe Harbor Victim Center, where the
Center’s director, Jawanna Wheeler, conducted a recorded forensic interview with
P.G. Wheeler had been trained to conduct forensic interviews, which Wheeler
1
At trial, the district court did not allow either P.G.’s mother or the friend’s mother
to testify as to what P.G. had said about the abuse.
3
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explained are “neutral fact-finding conversation[s]” using “open-ended, non-leading”
questions. (III R. 213.) During the fifty-minute interview, P.G. told Wheeler that the
preceding Friday, when her mother was out of the house, Burgess put his “private”
into P.G.’s mouth and “peed.” (I Supp. R., Ex. 5 (video) at 19:20‒21:17.) He also
touched P.G.’s “private” on top of her clothes with his hand. (Id. at 24:53-25:27.)
According to P.G., this happened while Burgess and P.G. were in the bathroom. P.G.
further told Wheeler that Burgess had put his penis into P.G.’s mouth and touched
her “private” on more than five other occasions.
II. PROCEDURAL BACKGROUND
The United States charged Burgess with committing the sex acts P.G. had
described. Specifically, a grand jury indicted Burgess on two federal offenses:
1) Count One, aggravated sexual abuse in Indian country, charged that, “[o]n
dates uncertain . . . from in and about November 2018 to on or about April 19,
2019, within . . . Indian Country,” Burgess, “an Indian, did knowingly engage
and attempt to engage in a sexual act as defined in” 18 U.S.C. § 2246—“to wit:
contact between the penis and the mouth of P.G., a person who had not attained
the age of 12 years, in violation of Title 18, United States Code, Sections 1151,
1153, 2241(c) and 2246(2)(B).”
2) Count Two, abusive sexual contact in Indian Country, charged that, “[o]n
dates uncertain . . . from in or about November 2018 to on or about April 19,
2019, within . . . Indian Country,” Burgess,
an Indian, did knowingly engage in and cause sexual contact as
defined in Title 18, United States Code, Section 2246, to wit: the
intentional touching, through the clothing, of the genitalia of P.G.,
a person who had not attained the age of 12 years, with an intent
to abuse, humiliate, harass, degrade, arouse and gratify the sexual
desire of any person, in violation of Title 18, United States Code,
Sections 1151, 1153, 2244(a)(5) and 2246(3).
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(I R. 13–14.)2
Prior to trial, in response to the parties’ motions in limine, the district court
ruled that neither P.G.’s mother nor P.G.’s friend’s mother could testify to anything
P.G. said about the abuse. Instead, these witnesses could only testify generally that
P.G. made statements that prompted them to investigate further. The court otherwise
deferred until trial ruling on the admissibility of statements P.G. made to others,
including Wheeler, the forensic interviewer.
At trial, P.G., then age nine, testified that, when she was six or seven years
old, the following occurred on April 19, 2019, which P.G. recalled was the Friday
when her two-year-old nephew got burned: When P.G. exited her older brother’s
bedroom, where some of the other kids were playing a video game, Burgess grabbed
her by the arm, took her into the bathroom, shut the door, told her to pull her pants
down, then Burgess “put his private in my butt” (III R. 154). “[T]hen he hurried up
and put on his clothes and then he told me to hurry up and put on mine and then he
got out of the bathroom, so I got out of the bathroom and went back into [her older
brother] T.F.’s room to play on his game.” (Id. at 155.) That was the first time P.G.
had ever stated that Burgess had anally penetrated her.
P.G. further testified that Burgess’s “private” did not touch any other part of
her body. (Id.) However, P.G.’s direct examination continued:
2
The grand jury also indicted Burgess on a misdemeanor assault charge stemming
from events surrounding his arrest. The jury acquitted Burgess of that offense, and it
is not at issue in this appeal.
5
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Q P.G., do you remember any other part of his body touching you, like
his hands or his mouth or your mouth or anything like that?
A My mouth.
Q Your mouth, okay. Tell us what happened with your mouth.
A I closed my mouth—well, I closed my eyes, opened my mouth, and
[Burgess] put his bad spot in my mouth.
Q What do you mean by bad spot?
A The one that is covered up with a bathing suit.
....
Q And what happened after he put it in your mouth?
A Hmmmm . . . I don’t know.
Q Do you remember was—did he stay still when it was in your mouth
or something other than that?
A Sometimes he would stay still and sometimes he won’t.
Q Okay. Well, the time in the bathroom, do you remember whether he
stayed still or just was moving around?
A He sometimes would move or stay still.
Q Okay. And did anything happen with his private with your mouth?
A Yes.
Q Okay. What?
A He made me suck it.
Q Okay. And was there—do you remember any sort of taste or
sensation?
A Pee.
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Q What do you mean pee?
A I would think it was water so I would swallow it and then one time it
had a weird taste so I spitted [sic] it out and then it got on [her older
brother] T.F.’s carpet and — so I didn’t tell T.F. about that. And then I
don’t know what happened next.
....
Q So did the pee happen every time he put his private in your mouth?
A Yes.
....
Q So P.G., do you remember how many times that happened?
A A lot.
Q And where would it happen at?
A Sometimes in the laundry room, sometimes in [her older brother]
T.F.’s room, and that would be it.
Q And then this time it was in the bathroom?
A Yes.
....
Q P.G. did [Burgess] ever say anything to you about what was going on?
A No, he just told me not to tell anybody.
....
Q Okay. P.G., do you remember him—you’ve told us about his private
touching your mouth and that his private touched your butt. Do you
remember if he touched other parts of your body with any part of his
body, even his hands or anything like that?
A No.
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Q Okay. Do you remember if he ever touched your privates?
A Sometimes.
Q What would he touch your privates with?
A His hands.
Q And would that be on top of or underneath your clothing?
A Sometimes on top, sometimes not.
(Id. at 155–59.)
On cross-examination, P.G. testified that on the day her two-year-old nephew
was taken to the hospital, Burgess took her into the bathroom, “put his bad spot in my
butt” (id. at 171‒72), then “[h]e hurried up and put on his shorts and then tells me to
put on my shorts” (id. at 172). P.G. stated that she had only ever told her friend
about this happening. She further testified:
Q Was that all that happened that day?
A Yes.
Q Did he touch you in any other way that day?
A No.
Q Did he, as you say, pee in your mouth that day?
A No.
(Id. at 173.) On redirect, P.G. reiterated that Burgess did not put his private in her
mouth that day; “[t]hat was on a different day.”3 (Id. at 175.)
3
Burgess characterizes P.G.’s testimony as “competent[], complete[], and without
recanting.” (E.g., Aplt. Br. 24.) It is accurate that P.G. never recanted her statements
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After P.G.’s testimony, the Government moved to introduce, as substantive
evidence of Burgess’s guilt, the video of the forensic interview that occurred several
days after the alleged Good Friday abuse. The trial court granted the Government’s
request, over defense counsel’s objection, admitting the video under Fed. R.
Evid. 807, the residual exception to the rule against hearsay. The Government
admitted the video during the testimony of the forensic interviewer who conducted
the interview with P.G.4
The Government also presented testimony from an expert in forensic
interviews with children who are suspected of being sexually abused. This expert,
who had not interviewed P.G., testified that it is not uncommon for child sex abuse
victims to disclose more details of the abuse as time goes on. She further testified
that “[i]t is unrealistic to expect . . . a child to be able to give you exactly dates and
times that something has happened, be able to tell you every single detail that
happened to them, especially when it is one of the first times that they are talking
about it.” (Id. at 239.)
that Burgess sexually abused her. But the trial transcript indicates that she testified
confusingly and inconsistently as to what sex acts Burgess committed against her
during the Good Friday abuse.
4
Rule 807(b) requires that the party seeking to admit evidence under the residual
hearsay rule give the other party reasonable notice of the intent to offer the evidence.
Here, the Government provided Burgess this notice through its pretrial pleadings.
Burgess does not challenge the adequacy of that notice.
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Burgess testified in his defense that he did not have any sexual contact with
P.G. He did not know why she made up this lie.
At the conclusion of the evidence, the trial court instructed jurors that, in order
to convict Burgess, they had to find beyond a reasonable doubt the specific sexual
contact between Burgess and P.G. alleged in the indictment. Over defense counsel’s
objection, the court allowed jurors to have the video, along with the other exhibits,
during their deliberations. The jury convicted Burgess of both charged offenses. At
sentencing, the district court varied downward from the advisory sentence of life in
prison, sentencing Burgess instead to thirty years in prison on each count, to run
concurrently. Burgess challenges both convictions on appeal.
III. DISCUSSION
Burgess raises several grounds for reversing his convictions, but his primary
challenge is to the admission of the recorded interview. We reject that challenge, as
well as Burgess’s other asserted grounds for reversal.
A. The district court did not abuse its discretion in admitting the recorded
interview into evidence under Fed. R. Evid. 807
Rule 807(a), as amended in 2019, provides:
Under the following conditions, a hearsay statement is not excluded by the
rule against hearsay even if the statement is not admissible under a hearsay
exception in Rule 803 or 804:
(1) the statement is supported by sufficient guarantees of
trustworthiness—after considering the totality of
circumstances under which it was made and evidence, if any,
corroborating the statement; and
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(2) it is more probative on the point for which it is offered than
any other evidence that the proponent can obtain through
reasonable efforts.
“The residual exception ‘should be used only “in extraordinary circumstances where
the court is satisfied that the evidence offers guarantees of trustworthiness and is
material, probative and necessary in the interest of justice.”’” United States v.
Dalton, 918 F.3d 1117, 1133 (10th Cir. 2019) (quoting United States v. Tome,
61 F.3d 1446, 1452 (10th Cir. 1995) (applying Fed. R. Evid. 803(24), a predecessor
to Rule 807(a))). “Courts have employed the [residual hearsay] exception most
extensively in admitting statements made by child witnesses, particularly in sexual abuse
cases.” 2 McCormick On Evid. § 324 (8th ed. updated July 2022); see also United States
v. Harrison, 296 F.3d 994, 1004 (10th Cir. 2002).
We review the district court’s Rule 807 ruling for abuse of discretion. United
States v. Hammers, 942 F.3d 1001, 1009‒10 (10th Cir. 2019). A district court abuses
its discretion if its ruling was either based on an error of law or a clearly erroneous
finding of fact, or “manifests a clear error in judgment.” United States v. Dowlin,
408 F.3d 647, 659 (10th Cir. 2005) (quoting United States v. Jenkins, 313 F.3d 549,
559 (10th Cir. 2002)). “Under this standard, we will not disturb a trial court’s
[evidentiary] decision unless we have a definite and firm conviction that the trial court
made a clear error of judgment or exceeded the bounds of permissible choice in the
circumstances.” United States v. Walker, 85 F.4th 973, 979 (10th Cir. 2023) (quoting
United States v. Merritt, 961 F.3d 1105, 1111 (10th Cir. 2020)).
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Here, Burgess challenges the district court’s ruling as to both residual
exception requirements—trustworthiness and probative value.
1. Sufficient guarantees of trustworthiness
Rule 807 first requires that P.G.’s hearsay statements—her recorded responses
to the forensic interviewer’s questions—are “supported by sufficient guarantees of
trustworthiness—after considering the totality of circumstances under which [they were]
made and evidence, if any, corroborating the statement[s],” Rule 807(a)(1).5 The rule
speaks in terms of guarantees; “[a] suggestion of trustworthiness cannot suffice.”
Harrison, 296 F.3d at 1006. To be admissible under the residual hearsay exception, a
court must find that the declarant “‘was particularly likely to be telling the truth when
the statement was made.’. . . It is not enough merely to find an absence of evidence
that the statement was unreliable.” Tome, 61 F.3d at 1453 (quoting Idaho v. Wright,
497 U.S. 805, 822 (1990)).
Here, the district court concluded that P.G.’s statements during the recorded
interview were trustworthy for the following reasons:
I believe the indicia of the trustworthiness test has been met. [The interview]
was closer in time to the alleged events. It was not in a room full of adults,
and frankly it was an exceptionally -- I’ve watched the video of the interview.
5
In applying an earlier version of the residual hearsay exception, this court
previously held that corroborating evidence did not bear on the trustworthiness of a
hearsay statement under the residual exception. See Tome, 61 F.3d at 1452
(discussing former Rule 803(24), which has been recodified at Rule 807). But the
2019 amendments to Rule 807 “specifically require[] the court to consider
corroborating evidence in the trustworthiness enquiry,” Fed. R. Evid. 807, adv.
comm. n. to 2019 amendments, thus overruling this court’s prior rule.
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It was exceptionally done with no leading questions, open-ended questions,
nothing suggestive in the slightest.
(III R. 188.)
We have previously identified these factors as relevant when considering the
trustworthiness of hearsay statements. See Tome, 61 F.3d at 1453 (considering
whether interview occurred close in time to the alleged abuse and fact that a trained
interviewer used open-ended questions during the interview); United States v. Farley,
992 F.2d 1122, 1126 (10th Cir. 1993) (considering, in applying predecessor Rule
803(24), how close in time hearsay statements were made to alleged abuse). As the
district court recognized, these factors are relevant here. Wheeler interviewed P.G.
just three days after the last alleged abuse occurred. Pursuant to her training as a
forensic interviewer, Wheeler used only open-ended, non-leading questions during
the interview.
There were other guarantees of trustworthiness, as well. P.G.’s statements
made during the recorded interview were consistent with her spontaneous statements
that P.G.’s friend’s mother overheard during the Easter party and what P.G. told her
mother about the abuse. See Harrison, 296 F.3d at 1004 (noting consistency of
victim’s out-of-court statements “is a strong indicator of the trustworthiness of her”
challenged hearsay statement); cf. Tome, 61 F.3d at 1453 (considering whether
hearsay statements were spontaneous). Furthermore, using child-like terms to
explain what happened, during the interview P.G. described the incident of abuse in
fairly specific detail. See Tome, 61 F.3d at 1453 (considering specificity in deciding
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whether hearsay statement had sufficient guarantees of trustworthiness); Farley,
992 F.2d at 1126 (same). Additionally, there is no indication here that P.G. had any
motive to lie about Burgess sexually abusing her. See Harrison, 296 F.3d at 995,
1006 (considering whether victim had motive to lie); Tome, 61 F.3d at 1453 (same).
Moreover, P.G.’s “youth”—she was seven at the time of the interview—“‘greatly
reduce[s] the likelihood that reflection and fabrication were involved.’” Farley, 992 F.2d
at 1126 (quoting Morgan v. Foretich, 846 F.2d 941, 948 (4th Cir. 1988), and addressing
statements made by five-year-old victim). Under these circumstances, the district court
did not abuse its discretion in concluding there were sufficient guarantees of
trustworthiness as to P.G.’s statements made during the interview.
Burgess’s arguments to the contrary are not convincing. Whereas Rule
807(a)(1) directs a court to consider “the totality of the circumstances under which
[P.G.’s recorded statements were] made,” Burgess’s arguments focus instead on
evidence that he claims supports his innocence. To that point, he argues that P.G.’s
interview responses were not trustworthy because he did not sexually abuse P.G. In
support of his innocence, Burgess contends that there was no physical evidence of the
alleged abuse to corroborate P.G.’s statements. But Rule 807(a)(1) does not require
there be evidence to corroborate the hearsay statements. The rule only requires a
court to consider corroborating evidence “if any.” Here, it is unlikely there would
have been physical evidence of the type of abuse P.G. relayed to Jawanna Wheeler
during the interview—oral sex and Burgess touching P.G.’s genitalia through her
clothes. Burgess instead appears to be suggesting that there should have been
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physical evidence of anal penetration. But that was not part of P.G.’s hearsay
statements made during the recorded interview. That was her testimony at trial.
In further support of his assertion that he never sexually abused P.G., Burgess
points out that the other children in the home that afternoon did not notice Burgess
alone with P.G. or sexually abusing her, and P.G.’s older brother T.F. stated that the
abuse could not have occurred that afternoon because P.G. was with him all day.6
This information does not directly address the circumstances under which the
interview was conducted. Nor does it directly support Burgess’s claim of innocence.
Finally, Burgess asserts that the inconsistencies between P.G.’s trial testimony
and her out-of-court responses to the interviewer’s questions establish that the
interview answers were not trustworthy. But in Harrison, the child victim
contradicted her out-of-court statements by recanting them prior to trial and yet we
upheld the district court’s determination that there were sufficient guarantees of
trustworthiness to admit hearsay evidence of those out-of-court statements. See
296 F.3d at 995, 999, 1003‒07.
We conclude, then, that the district court did not abuse its discretion in finding
that P.G.’s responses during the recorded interview had sufficient guarantees of
trustworthiness. Admittedly,
6
Burgess did not present this evidence at trial. Instead, he asserted these facts to the
district court in a pleading opposing a Government motion in limine, without citing
to any evidence supporting these facts. Nor does he cite to any evidence to support
these asserted facts in the record before this court.
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[d]etermining whether a statement has “circumstantial guarantees of
trustworthiness” is not an easy task. There is no hard science of
credibility. . . . But in the absence of scientific results, the chief guide must
be human experience. As courts grapple with the issue, the collective
experience of judges who participate in the decisions—together with the
experience of the commentators who critique them—gradually emerges. In
the interim, however, the wisest course is to defer to the sound discretion of
the trial judge, who has unequaled experience in witnessing battles over
credibility.
Id. at 1006.
2. The recorded interview was more probative than other evidence that
the Government could have obtained through reasonable efforts
Rule 807’s second requirement is that the hearsay statements—here, P.G.’s
responses during the recorded interview—be “more probative on the point for which it
is offered than any other evidence that the proponent can obtain through reasonable
efforts.”7 Rule 807(a)(2). This presents a more difficult question because P.G.
testified at trial and the Federal Rules of Evidence have a “strong preference for in-
person testimony,” Harrison, 296 F.3d at 1007. Even so, “[i]n many situations, the
out-of-court statement will be superior” to in-court testimony “because of factors
such as the spontaneity of that statement or the trauma of making the in-court
7
On appeal, Burgess complains that the district court never clarified on what point
the recorded interview was more probative than other evidence the Government
might reasonably obtain. But it is clear that the relevant point was what specific sex
acts Burgess committed when P.G. said he sexually abused her on Friday, April 19,
2019. That was the particular point on which P.G.’s trial testimony was inconsistent
and unclear.
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statement, . . . or the incompleteness of the in-court statement.” 2 McCormick’s on
Evidence § 324, n. 39.
Burgess contends that, instead of using the recorded interview, the
Government should have asked P.G. on redirect about her inconsistent answers as to
the sexual acts Burgess committed on the day in question. In fact, the Government
did ask P.G. briefly on redirect about the specific acts of abuse that occurred on that
Friday. She responded that on the day Burgess anally penetrated her, he did not put
his “private” in her mouth; “[t]hat was on a different day.” (III R. 175.) That was
inconsistent with some of her direct testimony.
Even when a child witness is available and has testified, however, courts have
admitted hearsay evidence of the child’s prior out-of-court statements about sexual
abuse, deeming those out-of-court statements to be more probative than the child’s
in-court testimony. This court, for example, concluded in Harrison that a child’s
prior out-of-court statements to investigators were admissible at trial when the
fourteen-year-old child recanted her accusations against the defendant before and
during trial and the hearsay evidence was the only evidence of certain details of the
alleged abuse. 296 F.3d at 995-96, 999–1000, 1003‒07.
In United States v. W.B., the Eighth Circuit upheld the trial court’s decision to
permit a forensic interviewer to testify at trial as to an eight-year-old child’s
responses during an interview after the child’s testimony about sexual abuse at trial
“was inconsistent and unclear.” 452 F.3d 1002, 1004 (8th Cir. 2006); see also id.
at 1003‒06.
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Similarly, the Eighth Circuit, under plain-error review, upheld admission of
the testimony of several adults, including a forensic interviewer, about out-of-court
statements a three-year-old child made to them about the defendant sexually abusing
the child. See United States v. Peneaux, 432 F.3d 882, 887, 891‒93 (8th Cir. 2005).
In that case, the child victim, at trial, denied that the defendant had sexually abused
her, but also acknowledged that she had previously told people that he had sexually
abused her. Id. at 888. Inconsistently, the child indicated in court that the
defendant’s genitalia had touched her genitalia and anus. Id. The Eighth Circuit
deemed the child’s testimony “inconsistent and at times unclear.” Id. at 893. The
Eighth Circuit concluded that,
while Congress intended the residual hearsay exception to “be used very
rarely, and only in exceptional circumstances,” S.Rep. No. 1277, 93d Cong.,
2d Sess., at 20 (1974), exceptional circumstances generally exist when a
child sexual abuse victim relates the details of the abusive events to an
adult. . . . Here, the trial testimony of [the child] T.P. was inconsistent and at
times unclear. The testimony of [the adults regarding what the child told them
about the sexual abuse] aided the jury in its fact finding task to determine
whether T.P.’s allegations were true. The admission of this hearsay testimony
was thus in the interest of justice and consistent with the requirements of
Rule 807.
Id. The Eighth Circuit, therefore, held that the district court had not erred, let alone
plainly erred, in admitting the adults’ hearsay testimony under Rule 807. Id. at 892‒93.
The Sixth Circuit, in United States v. Wandahsega, 924 F.3d 868 (6th Cir. 2019),
upheld the admission of testimony from two adults about what a six-year-old child had
told them about his being sexually abused. Id. at 874, 881‒82. In particular, the court
held that the adults’ testimony was more probative on the point for which it was offered
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than any other evidence the proponent can obtain though reasonable efforts because, “[a]t
trial, the only detail that H.D.W. [the child] was able to provide about the alleged abuse
was that [his father, the defendant] had touched his privates more than one time.” Id. at
874, 882. Each of the two adult witnesses, on the other hand, were able to fill in the
details of that abuse from what the victim had told each of them soon after the abuse had
occurred. Id. at 882.
We do not derive any per se rule from these cases. They establish only that the
district court has discretion to permit hearsay testimony about a testifying child’s
out-of-court statements about sexual abuse under Rule 807’s residual exception to the
rule against hearsay. In Peneaux, the Eighth Circuit noted, in reviewing the trial court’s
decision to admit such hearsay under Rule 807, that “‘a deferential standard of review’ is
appropriate where the district judge ‘was able to watch and listen to the witnesses as they
testified.’” 432 F.3d at 893 (quoting United States v. Shaw, 824 F.2d 601, 609 (8th Cir.
1987), abrogated on other grounds by Wright, 497 U.S. 805 (1990)). The same is true in
this case. Affording that deferential review to the district court’s Rule 807 ruling, we
cannot say that the district court abused its discretion in determining that the
recorded interview was “more probative on the point for which it is offered”—what sex
acts Burgess committed against P.G. on Friday, April 19—“than any other evidence that
the proponent can obtain through reasonable efforts,” Rule 807(a)(2). That is, we
cannot say that the district court’s determination was “‘a clear error of judgment or
exceeded the bounds of permissible choice in the circumstances.’” Walker, 85 F.4th
at 979 (quoting Merritt, 961 F.3d at 1111).
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3. Conclusion as to the admission of the recorded interview
Although Rule 807, the residual exception to the rule against hearsay, applies
only rarely, in extraordinary circumstances, we cannot conclude that the district court
abused its discretion in applying Rule 807 in this case to admit into evidence the
recorded forensic interview with P.G.8 We turn next to Burgess’s other arguments
challenging his convictions. None of those arguments warrant relief, either.
B. The district court did not abuse its discretion by giving jurors the video of
the recorded interview, along with all the other exhibits, to have during their
deliberations
Having determined that the district court properly admitted the recorded interview
into evidence, the district court had discretion to permit jurors to have that recording,
along with the other admitted exhibits, during their deliberations. See Marquez v.
City of Albuquerque, 399 F.3d 1216, 1224 (10th Cir. 2005) (“‘The transmittal of
exhibits to the jury is ordinarily a matter within the discretion of the trial court and
will not be reversed in the absence of clear prejudice to the defendants.’” (quoting
United States v. de Hernandez, 745 F.2d 1305, 1308 (10th Cir.1984))). We cannot
8
Burgess seems to suggest, perfunctorily at several points in his briefs, that the
district court abused its discretion in admitting the entire recorded interview.
Burgess does not point out, however, and we could not find, anywhere in the record
where he made that argument to the district court. Furthermore, Burgess does not
argue for plain-error review on appeal. Burgess has, therefore, waived that argument.
See United States v. McBride, 94 F.4th 1036, 1044 (10th Cir. 2024). Even if we
were inclined to consider that argument, however, he has not fleshed out that
argument in any detail. He has not, for example, explained what parts of the
interview should, and should not, have been admitted. We, therefore, do not consider
that question. See, e.g., Butler v. Daimler Trucks N. Am., LLC, 74 F.4th 1131, 1143
(10th Cir. 2023) (declining to address belated and perfunctory appellate argument).
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say that the court abused that discretion here by allowing jurors to have the recorded
interview during their deliberations.
C. There was no prosecutorial misconduct warranting a new trial
Burgess contends that there were two instances of prosecutorial misconduct
that warrant a new trial. We disagree.
1. Prosecutor’s cross-examination
Burgess first argues that the prosecutor, while cross-examining Burgess,
improperly asked him to comment on P.G.’s veracity. During direct examination by
Burgess’s attorney, Burgess denied P.G.’s specific accusations of sexual abuse.
Direct examination concluded with the following:
Q Do you have any idea why P.G. would say that about you?
A I have no clue.
Q Do you know whether it is true?
A Yeah I know whether it is true or not.
Q Why is that?
A Because I didn’t do it.
Q What didn’t you do?
A Touch P.G.
(III R. 439‒40.)
In cross-examining Burgess, the prosecutor asked him if he had heard P.G.’s
testimony and the recorded interview played at trial. Burgess indicated he had. The
cross-examination continued:
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Q And just to be clear, you have no explanation why [P.G.] would say these
things?
A No.
Q Why she would make up something? Is that what you are telling us, that she
made this up?
A Yes.
Q You would agree with me that P.G. is a smart, young lady, correct?
A Yes.
....
Q So you want us to believe that she is that clever, that she is that intelligent to
make up all of that detail?
[DEFENSE COUNSEL]: Objection to the form of the question.
THE COURT: Overruled.
....
A Yes.
....
Q That she had the wherewithal to think about I am going to do this at a friend’s
house to a friend in hopes that someone overhears us. She is that clever? You
want us to believe that?
[DEFENSE COUNSEL]: Argumentative.
THE COURT: Overruled.
....
A I guess.
....
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Q You want us to believe that she had the forethought to think I am going to do
this at Ashley Davis’s house in hopes that she tells my mom. She is that bright,
correct? You want us to think that, correct?
A Yes.
Q And that she had the planning at seven to think . . . Ashley is going to tell my
mom and my mom is going to take me to the cops and then the cops are going
to take me for an interview and these are the things that I am going to tell them?
[DEFENSE COUNSEL]: Objection, compound question.
THE COURT: Overruled.
....
Q Is she that bright, is she that clever?
A I am not sure.
....
Q Because she is just that incredibly clever?
A I guess.
(Id. at 468–70, 472.)
Burgess acknowledges not initially objecting to this line of questioning. But,
because he eventually did intersperse objections during this challenged
cross-examination, we will review this prosecutorial misconduct argument de novo.
See United States v. Pulido-Jacobo, 377 F.3d 1124, 1134 (10th Cir. 2004) (reviewing
allegations of prosecutorial misconduct de novo). In conducting this de novo review,
we consider 1) “‘whether the conduct was, in fact, improper’” and, if so, 2) whether
that improper conduct “‘warrants reversal.’” United States v. Ivy, 83 F.3d 1266,
1288 (10th Cir. 1996) (quoting United States v. Lonedog, 929 F.2d 568, 572
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(10th Cir. 1991)). “Prosecutorial misconduct does not warrant reversal if it was
harmless error.” Lonedog, 929 F.2d at 572.
a. It is not clear that the challenged cross-examination was
improper
Burgess has failed to identify any Tenth Circuit case that has held that it is improper
for a prosecutor to ask a defendant on cross-examination whether it is the defendant’s
view that a previous government witness had lied in his or her trial testimony. This
court has previously declined to adopt such a rule. See United States v. Williamson,
53 F.3d 1500, 1521‒23 (10th Cir. 1995); see also United States v. Dixon, 38 F. App’x
543, 548 (10th Cir. 2002) (unpublished) (stating that, “[i]n Williamson, this court
declined to adopt a per se rule that it is misconduct for a prosecutor to force a defendant
to testify that other witnesses have lied”). Moreover, courts that have held such
cross-examination is improper do allow such questioning when a defendant opens the
door by testifying on direct that a government witness has lied. See United States v.
Schmitz, 634 F.3d 1247, 1270 (11th Cir. 2011). That is what occurred here. Courts also
permit a prosecutor to cross-examine the defendant on a government witness’s motive to
testify against the defendant when the defendant raised motive of the government witness
on direct examination, see United States v. Cole, 41 F.3d 303, 309 (7th Cir. 1994) (citing
United States v. Akitoye, 923 F.2d 221, 224 (1st Cir. 1991)).
b. Even if this questioning was improper, the challenged
cross-examination does not warrant reversal
Even if the prosecutor’s challenged cross-examination of Burgess was improper, it
would not warrant reversal. The Government did not focus on this cross-examination
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during closing argument. Nor did the Government present a rebuttal witness to support
P.G.’s testimony. See Williamson, 53 F.3d at 1521‒23 (distinguishing United States v.
Richter, 826 F.2d 206 (2d Cir. 1987)). Furthermore, the challenged cross-examination
did not mislead the jury from its task. It was clear, as the other evidence developed at
trial, that the jury would have to decide which of the two witnesses—Burgess or
P.G.—was telling the truth. This cross-examination of Burgess did not change that,
nor did this cross-examination unfairly tip the scales against Burgess. See United
States v. Stein, 985 F.3d 1254, 1268 (10th Cir. 2021) (“‘[P]rosecutorial misconduct must
be “of sufficient significance to result in the denial of the defendant’s right to a fair trial”
before it will rise to the level of a due process violation’ warranting reversal.” (quoting
United States v. Caballero, 277 F.3d 1235, 1248 (10th Cir. 2002) (quoting Greer v.
Miller, 483 U.S. 756, 765 (1987)))). Even if the cross-examination was improper, then,
we are confident it did not affect the outcome of the trial and, therefore, does not warrant
reversal.
2. Prosecutor’s rebuttal closing
In his rebuttal closing, the prosecutor misstated the evidence: “And as far as
anal sex goes, who said anal sex? [P.G.] said that his penis touched her poo hole.
That doesn’t mean that he, in fact, inserted it. It is the touching, it is the touching.
That is something very different.” (III R. 515.) In fact, P.G. did testify that Burgess
inserted his penis “into her butt.” (Id. at 171‒72.)
Because Burgess neither objected to this misstatement of the evidence nor
asked for surrebuttal argument, however, we review this prosecutorial misconduct
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claim for plain error. See Fed. R. Crim. P. 52(b); see also United States v. Kepler,
74 F.4th 1292, 1315 (10th Cir. 2023). Burgess, therefore, will be entitled to relief
only if he establishes that “[1] the prosecutor’s statement is plainly improper and
(2) the defendant demonstrates that the improper statement affected his or her
substantial rights.” Kepler, 74 F.4th at 1315 (quoting United States v. Anaya,
727 F.3d 1043, 1059 (10th Cir. 2013)). “To establish that an error affects a
defendant’s ‘substantial rights,’ the appellant must show ‘there is a reasonable
probability that, but for the error claimed, the result of the proceeding would have
been different.’” Id. (quoting United States v. Bustamante-Conchas, 850 F.3d 1130,
1138 (10th Cir. 2017) (en banc)). Burgess has not explained how the prosecutor’s
misstatement of this evidence changed the outcome of the trial, particularly in light
of the fact that the misstated evidence was not relevant to either charged offense
since Burgess was not charged with anal penetration.
D. Cumulative error
Lastly, we reject Burgess’s argument that his convictions should be reversed
because of the cumulative error occurring during his trial. The only possible errors
we noted were at most the prosecutor’s arguably improper questions and closing
argument. One of those alleged errors was preserved; the other was not. See United
States v. Starks, 34 F.4th 1142, 1169‒70 (10th Cir. 2022) (explaining
cumulative-error analysis where some errors are preserved and others are not). But,
in any event, we have already concluded that neither of those errors warranted
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reversing Burgess’s convictions. Considering the errors cumulatively here does not
change that calculus.
IV. CONCLUSION
Although Fed. R. Evid. 807, the residual exception to the rule against hearsay, should
apply only rarely, in extraordinary circumstances, the district court did not abuse its
discretion in this case by applying Rule 807 to admit into evidence the recorded
forensic interview with P.G. We also reject Burgess’s other arguments for a new trial
and, therefore, AFFIRM both of his convictions.
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