United States Court of Appeals for the Federal Circuit
2006-1350
BIOMEDINO, LLC,
Plaintiff-Appellant,
v.
WATERS TECHNOLOGIES CORPORATION,
Defendant-Appellee,
and
GENERAL ELECTRIC COMPANY (doing business as GE Healthcare),
Defendant-Appellee,
and
AGILENT TECHNOLOGIES, INCORPORATED,
Defendant-Appellee.
Alisa Anne Lipski, Goldstein, Faucett & Prebeg, LLP, of Houston, Texas, argued for
plaintiff-appellant. On the brief was Edward W. Goldstein.
Robert P. Taylor, Howrey LLP, of East Palo Alto, California, argued for defendant-
appellee, General Electric Company (d/b/a GE Healthcare), and all other defendants-
appellees. With him on the brief for General Electric Company were Matthew M. Wolf,
Howrey LLP, of Washington DC, Wallace Wu, of Los Angeles, California, and Richard L.
Stanley, of Houston, Texas. With him on the brief for Waters Technologies Corporation
were Aslan Baghdadi, Lawrence J. Gotts, and June E. Cohan, Paul, Hastings, Janofsky &
Walker LLP, of Washington, DC. With him on the brief for Agilent Technologies,
Incorporated, were James W. Geriak, Kurt T. Mulville, and Hardip B. Passananti, Orrick,
Herrington & Sutcliffe LLP, of Irvine, California. Of counsel was Joseph K. Liu.
Appealed from: United States District Court for the Western District of Washington
Chief Judge Robert S. Lasnik
United States Court of Appeals for the Federal Circuit
2006-1350
BIOMEDINO, LLC,
Plaintiff-Appellant,
v.
WATERS TECHNOLOGIES CORPORATION,
Defendant-Appellee,
and
GENERAL ELECTRIC COMPANY (doing business as GE Healthcare),
Defendant-Appellee,
and
AGILENT TECHNOLOGIES, INCORPORATED,
Defendant-Appellee.
_______________________
DECIDED: June 18, 2007
_______________________
Before RADER, Circuit Judge, ARCHER, Senior Circuit Judge, and GAJARSA, Circuit
Judge.
ARCHER, Senior Circuit Judge.
Biomedino, LLC (“Biomedino”) appeals the judgment of the United States District
Court for the Western District of Washington that claims 13-17 and 40 of U.S. Pat. No.
6,602,502 (“the ’502 patent”) are invalid for indefiniteness under 35 U.S.C. § 112, ¶ 2.
Biomedino v. Waters Techs. Corp., No. CV05-0042 (W.D. Wash. Mar. 15, 2006).
Because the claim limitation “control means” has no corresponding structure described
in the specification as required by 35 U.S.C. 112, ¶ 6, we affirm the district court’s
invalidity determination.
I
Section 112, ¶ 6 of Title 35 of the United States Code permits an applicant to
express a claim limitation as a means or step for performing a specified function without
claiming the structure that performs the function:
An element in a claim for a combination may be expressed as a means or
step for performing a specified function without the recital of structure,
material, or acts in support thereof, and such claim shall be construed to
cover the corresponding structure, material, or acts described in the
specification and equivalents thereof.
35 U.S.C § 112, ¶ 6 (2000).
In Valmont Industries, Inc. v. Reinke Manufacturing Co., we explained that
§ 112, ¶ 6 permitted “broad means-plus-function language, but provided a standard to
make the broad claim language more definite[: ] . . . [t]he applicant must describe in the
patent specification some structure which performs the specified function.” 983 F.2d
1039, 1543 (Fed. Cir. 1993). Thus, in return for generic claiming ability, the applicant
must indicate in the specification what structure constitutes the means. 1 “If the
specification is not clear as to the structure that the patentee intends to correspond to
the claimed function, then the patentee has not paid the price but is rather attempting to
claim in functional terms unbounded by any reference to structure in the specification.”
Med. Instrumentation & Diagnostics Corp. v. Elekta AB, 344 F.3d 1205, 1211 (Fed. Cir.
1
Permitting an applicant to use a broad means expression for claiming a
functional limitation provided that the specification indicates what structure constitutes
the means for performing the claimed function is often referred to as the “quid pro quo”
for the convenience of employing § 112, ¶ 6. Atmel Corp. v. Info. Storage Devices, Inc.,
198 F.3d 1374, 1378 (Fed. Cir. 1999).
2006-1350 2
2003). Thus, “[i]f an applicant fails to set forth an adequate disclosure, the applicant
has in effect failed to particularly point out and distinctly claim the invention as required
by the second paragraph of § 112.” In re Donaldson Co., 16 F.3d 1189, 1195 (Fed. Cir.
1994) (en banc).
The independent claims at issue in the present case recite as follows:
13. A device comprising a passage; binding means in said device for
binding a species substantially specifically, said binding means being in
fluid communication with said passage; exposure means in said device for
exposing said species to said binding means and for preventing said
binding means from leaving said device; closed regeneration means for
separating said species from said binding means for reuse of said binding
means in said device; valving for selectively connecting said closed
regeneration means in fluid communication with said binding means, and
control means for automatically operating said valving.
40. A closed regeneration device for separating a molecule bound
substantially specifically to a binding species for reuse of said binding
species said regeneration device comprising a first reagent, a first valve
selectively connecting said first reagent in fluid communication with said
molecule bound to the binding species to separate said molecule from
said binding species, a second reagent, a second valve selectively
connecting said second reagent in fluid communication with said binding
species to return said binding species to a regenerated condition, and
control means for automatically operating valves.
’502 patent col.13 ll.25-35, col.16 ll.20-31 (claim terms at issue emphasized). 2 Claims
14-17 are dependent from claim 13.
The district court began its construction of the term “control means” with the
observation that if a claim element contains the term “means” and recites a function,
there is a presumption that § 112, ¶ 6 applies. Biomedino, slip op. at 8. Concluding
that the inclusion of the word “control” did not identify structure and thus did not
2
The parties treat “control means for automatically operating said valving”
and “control means for automatically operating said valves” as identical.
2006-1350 3
overcome the presumption that the claim limitation was a means-plus-function limitation,
the district court began a § 112, ¶ 6 analysis.
The only references in the specification to the “control means” are a box labeled
“Control” in Figure 6 and a statement that the regeneration process of the invention
“may be controlled automatically by known differential pressure, valving and control
equipment.” ’502 patent col.11 ll.55-58. From this, the district court concluded:
The specification says nothing more than that unspecified equipment may
be used to control the regeneration process. The fact that one skilled in
the art could envision various types of equipment capable of automatically
operating valves does not change the fact that no structure capable of
performing that function was disclosed by the inventor.
Biomedino, slip op. at 11. As a result, the court held that “[t]he failure to disclose a
structure corresponding to the ‘control means’ function makes claims 13-17 and claim
40 of indefinite scope in violation of § 112, ¶ 2 of the Patent Act.” Id.
Biomedino appeals, and we have jurisdiction pursuant to 28 U.S.C. § 1295(a)(1).
II
“A determination that a patent claim is invalid for failure to meet the definiteness
requirement of 35 U.S.C § 112, paragraph 2, is ‘a legal conclusion that is drawn from
the court’s performance of its duty as the construer of patent
claims[, and i]ndefiniteness, therefore, like claim construction, is a question of law that
we review de novo.’” Intellectual Prop. Dev., Inc. v. UA-Columbia Cablevision of
Westchester, Inc., 336 F.3d 1308, 1318 (Fed. Cir. 2003) (quoting Atmel, 198 F.3d at
1378).
2006-1350 4
III
A
As an initial matter, we address Biomedino’s assertion that use of the term
“control” to describe “means” takes the phrase “control means” outside the realm in
which § 112, ¶ 6 applies. This argument is based on the premise that “control means”
recites sufficient structure on its own such that it obviates the need for § 112, ¶ 6.
Biomedino argues that a “control” is a precise structure well understood by those of skill
in the art, and thus, the word “means” in claims 13 and 40 can be ignored. Additionally,
Biomedino contends that “control” is analogous to the term “controller” and conveys, to
one skilled in the art, structure for controlling the valves and other equipment. We
disagree.
When a claim uses the term “means” to describe a limitation, a presumption
inheres that the inventor used the term to invoke § 112, ¶ 6. Altiris, Inc. v. Symantec
Corp., 318 F.3d 1367, 1375 (Fed. Cir. 2003). “This presumption can be rebutted when
the claim, in addition to the functional language, recites structure sufficient to perform
the claimed function in its entirety.” Id. Claims 13 and 40 recite no such structure. As
the district court noted, the “reference to ‘control’ is simply an adjective describing
‘means:’ [sic] it is not a structure or material capable of performing the identified
function.” Biomedino, slip op. at 12. We agree with the district court and hold that
Biomedino has not rebutted the presumption that § 112, ¶ 6 applies to “control means.”
B
Once a court concludes that a claim limitation is a means-plus-function limitation,
two steps of claim construction remain: 1) the court must first identify the function of the
2006-1350 5
limitation; and 2) the court must then look to the specification and identify the
corresponding structure for that function. Med. Instrumentation, 344 F.3d 1205 at 1210.
If there is no structure in the specification corresponding to the means-plus-function
limitation in the claims, the claim will be found invalid as indefinite. See Atmel, 198 F.3d
at 1378-79 (citing In re Donaldson, 16 F.3d at 1195).
While the specification must contain structure linked to claimed means, this is not
a high bar: “[a]ll one needs to do in order to obtain the benefit of [§ 112, ¶ 6] is to recite
some structure corresponding to the means in the specification, as the statute states, so
that one can readily ascertain what the claim means and comply with the particularity
requirement of [§ 112,] ¶ 2.” Atmel, 198 F.3d at 1382. Additionally, interpretation of
what is disclosed in the specification must be made in light of the knowledge of one
skilled in the art. Id. at 1380. Thus, in order for a means-plus-function claim to be valid
under § 112, the corresponding structure of the limitation “must be disclosed in the
written description in such a manner that one skilled in the art will know and understand
what structure corresponds to the means limitation. Otherwise, one does not know
what the claim means.” Id. at 1382. However, “the testimony of one of ordinary skill in
the art cannot supplant the total absence of structure from the specification.” Default
Proof Credit Card Sys., Inc. v. Home Depot U.S.A., Inc., 412 F.3d 1291, 1302 (Fed. Cir.
2005).
In the present case, there is no dispute that the claimed function is “automatically
operating said valving”/”automatically operating valves.” The parties also agree that the
only references in the specification to the “control means” are the box labeled “Control”
in Figure 6 and a statement that the regeneration process may be “controlled
2006-1350 6
automatically by known differential pressure, valving and control equipment,” ’502
patent col.11 ll.55-58. Biomedino argues that the excerpt from the written description
demonstrates that “known differential pressure equipment can be used to operate
valves, known valving equipment may be used, or known control equipment may be
used.” Biomedino further argues that the only remaining inquiry is whether one skilled
in the art would identify the structure from that description. To demonstrate that one
skilled in the art would identify structure from the description in the written description,
Biomedino points to two prior art references and the appellees’ (collectively “Waters”)
own expert’s testimony. Together, this evidence suggests that there were many known
ways to operate valves, including pneumatically, hydraulically, mechanically, and
electrically.
In response, Waters argues that there is no specific structure identified in the
specification to correspond to the claimed function of automatically operating the
valves/valving: “the reference to ‘differential pressure, valving and control equipment’ is
not at all descriptive of specific structure by which the ‘control means’ will automatically
operate the claimed valving.” As to the prior art references and expert testimony, citing
Medical Instrumentation, 344 F.3d at 1212, Waters contends that the proper inquiry for
identifying the structure corresponding to the recited function is “whether one of skill in
the art would understand the specification itself to disclose the structure, not simply
whether that person would be capable of implementing that structure.”
Essentially this case asks the following question: for purposes of § 112, ¶ 6, is
sufficient corresponding structure disclosed when the specification simply recites that a
claimed function can be performed by known methods or using known equipment where
2006-1350 7
prior art of record and the testimony of experts suggest that known methods and
equipment exist? In Medical Instrumentation, 344 F.3d 1205, we came close to
answering that question in the negative. In that case the alleged infringer argued that
the district court improperly included software for digital-to-digital conversion as
corresponding structure for the claimed “converting means.” Medical Instrumentation’s
expert never pointed to any disclosure of structure for digital-to-digital conversion in the
specification. When asked about digital-to-digital conversion in the patents, he
explained that such conversion was not disclosed or discussed in the specification
presumably because it was well-known in the art and required no explanation. We
observed that there was no evidence to indicate that a person skilled in the art would
actually understand from the specification that software for digital-to-digital conversion
was structure that corresponded to the means for converting. Id. at 1217. “Because
software [wa]s not clearly linked in the specification or prosecution history to the claimed
function” of converting means, we held that the district court’s identification of software
as a corresponding structure for § 112, ¶ 6 purposes was erroneous. Id. at 1222.
In another similar case, Atmel, we also stated that the specification must disclose
some structure but found that such a disclosure had been made. The claim limitation at
issue in Atmel was “high voltage generating means disposed on said semiconductor
circuit for generating a high voltage from a lower voltage power supply.” 198 F.3d at
1376. The portion of the written description that pertained to the structural component
of the means plus function limitation was the following: “the present invention may
include high-voltage generator circuit 34. Known Circuit [sic] techniques are used to
implement high-voltage circuit 34. See On-Chip High Voltage Generation in NMOS
2006-1350 8
Integrated Circuits Using an Improved Voltage Multiplier Technique, IEEE Journal of
Solid State Circuits, Vol[.] SC-11, No. 3, June 1976.” Id. at 1377. Additionally, the
figures of the relevant patent depicted the high-voltage generator circuit as a “black
box.” Id. 3
We began our sufficiency of the disclosure analysis in Atmel by explaining that
structure supporting a means-plus-function claim under § 112, ¶ 6 must appear in the
specification. Further, we noted that “consideration of the understanding of one skilled
in the art in no way relieves the patentee of adequately disclosing sufficient structure in
the specification.” Id. at 1380. We said that a proper indefiniteness analysis “asks first
whether structure is described in the specification, and, if so, whether one skilled in the
art would identify the structure from the description.” Id. at 1381. Thus, we concluded
that the district court acted properly in ruling that the cited article could not take the
place of structure that does not appear in the specification.
As noted, however, the written description in Atmel sets forth the article’s title,
viz., “On-Chip High Voltage Generation in NMOS Integrated Circuits Using an Improved
Voltage Multiplier Technique, IEEE Journal of Solid State Circuits.” Id. at 1382. Atmel’s
expert had testified that the article’s title alone was sufficient to indicate to one skilled in
the art the precise structure of the means recited in the specification. Id. Because this
testimony was unrebutted, we concluded that the court improperly granted summary
judgment that the patent was invalid for indefiniteness.
3
The first part of our analysis in Atmel involved a determination of whether
the district court erred by failing to assess whether sufficient structure was disclosed in
the specification to support the means-plus-function limitation based on the
understanding of one skilled in the art. 198 F.3d at 1380. We answered this question in
the affirmative.
2006-1350 9
There is a significant difference between the facts of Atmel and those in the
present case. In Atmel it was not the fact that one skilled in the art was aware of known
circuit techniques that resulted in a conclusion that sufficient structure was recited.
Rather, it was the inclusion in the written description of the title of the article which itself
described the structure for a “known circuit technique.” Expert testimony was used to
show what the title of the article would convey to one skilled in the art—in that case it
was “the precise structure of the means recited in the specification.” Atmel, 198 F.3d at
1382. The expert’s testimony did not create or infer the structure.
In the present case, there is nothing to suggest a structure for the claimed control
means. As we have previously explained, § 112, ¶ 6 requires some disclosure of
structure in the specification corresponding to the claimed means. “[W]hile it is true that
the patentee need not disclose details of structures well known in the art, the
specification must nonetheless disclose some structure.” Default Proof, 412 F.3d at
1302; see also Atmel, 198 F.3d at 1382 (“There must be structure in the specification”
and the requirements of § 112, ¶ 6 will not be met when there is “a total omission of
structure.”); Med. Instrumentation, 344 F.3d at 1211 (“If the specification is not clear as
to the structure that the patentee intends to correspond to the claimed function, then the
patentee has not paid [the price for use of the convenience of broad claiming afforded
by § 112, ¶ 6] but is rather attempting to claim in functional terms unbounded by any
reference to structure in the specification. Such is impermissible under the statute.”);
Donaldson, 16 F.3d at 1195 (“[I]f one employs means-plus-function language in a claim,
one must set forth in the specification an adequate disclosure showing what is meant by
that language. If an applicant fails to set forth an adequate disclosure, the applicant has
2006-1350 10
in effect failed to particularly point out and distinctly claim the invention as required by
the second paragraph of section 112.”).
The inquiry is whether one of skill in the art would understand the specification
itself to disclose a structure, not simply whether that person would be capable of
implementing a structure. Med. Instrumentation, 344 F.3d at 1212 (citing Atmel, 198
F.3d at 1382). Accordingly, a bare statement that known techniques or methods can be
used does not disclose structure. To conclude otherwise would vitiate the language of
the statute requiring “corresponding structure, material, or acts described in the
specification.”
IV
For the foregoing reasons, the judgment of the district court holding claims 13-17
and 40 of the ’502 patent as invalid for indefiniteness is
AFFIRMED.
2006-1350 11
Biomedino, LLC v. Waters Technologies Corporation
Court: Court of Appeals for the Federal Circuit
Date filed: 2007-06-18
Citations: 490 F.3d 946
Copy Citations